If one does not find doing negative theology a fairly agonizing business, one is not really doing negative theology at all. Footnote 1
Plotinus, Porphyry, Zostrianos, and The Foreigner(s)
Despite decades of research, it remains surprisingly difficult to identify the origins of the works preserved in the hoard of Coptic manuscripts discovered at Nag Hammadi in 1945. Even as unearthed “Gnostic” gospels continue to make headlines, many academics repent intoning these old, fiery heretics, and some have even called for an all-out dispensation of the term “Gnosticism.”Footnote 2 Yet a felicitous piece of external evidence seems to offer a more stable foundation for identifying the date and sectarian provenance of several of the most difficult works discovered at Nag Hammadi, the so-called “Platonizing” treatises of the “Sethian school” of Gnosticism.Footnote 3 Porphyry, the top pupil of the Neoplatonic philosopher Plotinus (third century C.E.), remarks that,
there were in his [Plotinus's] time Christians of many kinds, and especially certain heretics who based their teachings on the ancient philosophy. They were followers of Adelphius and Aculinus, who possessed a lot of writings by Alexander the Libyan, Philocomus, Demostratus and Lydus, and also brandished apocalyptic works of Zoroaster, Zostrianus, Nicotheus, Allogenes, Messus and others of that kind.Footnote 4
The Nag Hammadi codices contain treatises which bear the titles of some of these “apocalyptic works”: “Zostrianos” and “Allogenes” (Greek for “foreigner,” or “stranger”). The texts feature distinctively Sethian mythologoumena, such as the titles of the various entities encountered in the story.Footnote 5 They are visionary ascent narratives catalyzed by the visit of a divine intermediary to a seer, in these two cases the eponymous protagonists.Footnote 6 Their genre notwithstanding, however, these works are replete with Neoplatonic jargon. They are contemplative texts, describing the voyage of philosophers into heaven towards ultimate being and beyond.
Porphyry's evidence is necessary but not sufficient for scholars attempting to date these treatises. Analysis of the texts' contents has led Abramowski and Majercik to propose that Allogenes and Zostrianos are post-Plotinian works of the second half of the third century C.E., reflecting the metaphysics of Porphyry.Footnote 7 The works known by Plotinus under the same names would not, then, be those we have discovered at Nag Hammadi. Those works were Coptic translations of Greek versions composed around the turn of the fourth century.Footnote 8 Turner and Corrigan respond that the characteristics of the Sethian treatises identified by Majercik as Porphyrian are simply Middle-Platonic.Footnote 9 Corrigan, followed by Turner, further argues that the Sethian treatises are dependent on the anonymous Turin commentary on Plato's Parmenides, which is actually pre-Porphyrian.Footnote 10 Corrigan assumes Plotinus's knowledge of Nag Hammadi's Allogenes; Turner suggests that it is a response to Plotinus's critique of Zostrianos, made circa 240 C.E.Footnote 11 For both, as for Layton and Tardieu,Footnote 12 Porphyry's evidence functions as a terminus ante quem for the Nag Hammadi documents themselves.
Yet as Edwards has observed, “while all or most [Nag Hammadi texts] presup-pose a Greek original, there is no presumption that this would be in every case an ancient one… . Even when the original is likely to have been of some antiquity, the vagaries of redaction and translation may have produced a work of quite a different character.”Footnote 13 The confluence of titles and names of the sages invoked in the books of Plotinus's opponents does not denote a coincidence of text but textual tradition. The assumption that these traditions are stable between the Greek versions known in 260s Rome and the Coptic versions in 350s Egypt needs to be validated by investigation of the texts' content. A stable textual tradition for much of Zostrianos has been validated in just this way, for its doctrines seem to be very similar to those Plotinus attacks in Enn. II.9, “Against the Gnostics.”Footnote 14
Can the same be said for Allogenes? The apparent absence of a direct response by a Neoplatonist forces its readers to begin with the text itself in an effort to contextualize its content in light of contemporary Platonic currents. A good start is the treatise's most distinctive feature, its negative theology, long noted by scholars as resembling later Neoplatonic ideas.Footnote 15 In Allogenes, the author describes the depths of reality,Footnote 16 but then is visited by the angel Youel,Footnote 17 who guides him further into the aeon of Barbelo. “Luminaries” intervene and tell the seer his ascent must end, but they will describe, as much as possible, what the ultimate divinity above is like.Footnote 18 What follows is some of the most startling Neoplatonic negative theology of the Nag Hammadi discoveries, yet, as King notes, “the precise logical status of negation in Allogenes remains undetermined.”Footnote 19
In the following I will attempt to clarify the logic, epistemology, and praxis of negation in Allogenes. The text's mysticism is distinct from that of Middle Platonism and Plotinus, employing jargon and techniques more reminiscent of theurgic Neoplatonists like Iamblichus and Proclus, and, at times, the Chaldean Oracles, the anonymous commentary on the Parmenides, and Porphyry.Footnote 20 This distinctively theurgic Neoplatonism invites a re-consideration of the dating of the redaction of the text preserved at Nag Hammadi. While it seems that the Coptic version of Zostrianos known today was similar to, if not a direct translation of, the Greek version mentioned by Porphyry (as Corrigan and Turner argue), the same cannot be said for Allogenes. Rather, the text bears the marks of a post-Plotinian redaction and should be dated to the turn of the fourth century.Footnote 21
Apophatic Strategy in Allogenes
Let us begin with the logic of negation in Allogenes. After Youel initiates Allo-genes's ascent into heaven, the seeker falls into a suprarational cognitive state. That is, knowledge is explicitly acquired, but only of a paradoxical sort that cannot be rationally apprehended: “I became full of revelation, through a primary revelation of unknowing (
). Because I did not apprehend it, I apprehended it (
) and received power from it.”Footnote 22 He continues as follows: “through a primary revelation of the first thing unknown to all I saw the deity elevated beyond perfection and the triple power that exists in them [all beings]. I was seeking the ineffable and unknowable God.”Footnote 23
What follows is classic negative theology. As King points out, the text (61.32b–62.24a) asks if existence can be predicated of the first principle; the answer is no, for it does not possess mind, life, or substance (
); nor can one predicate its existence with reference to its products.Footnote 24 As the “powers of the luminaries” say, “neither does it have need of mind or life or indeed anything at all, since it is superior to (
) the entiretiesFootnote 25 by virtue of its privationFootnote 26 and its incomprehensibility; that is, its substance is not subject to becoming (
)”.Footnote 27
The next section (62.27b–63.28a) combines a series of negations (
…![]()
…
…
[“it is not … nor …”] constructions) and paradoxes quite similar to a section of the Apocryphon of John, with whom Allogenes here likely shares a source:Footnote 28 “Neither is it boundless nor is it bounded by any other thing, but rather it is something which is superior. It is not corporeal; it is not incorporeal. It is not great; it is not small; it is not quantity; it is not quality.”Footnote 29 The text goes on to discuss other categories of Platonic provenance, all of them inadequate: number, time, eternity, etc.Footnote 30; extensive use of the appellation “superior to,” (
) is made.Footnote 31 However, the basic pattern—the Unknowable is neither this, nor that, but is greater—is the same.Footnote 32 This pattern is clear enough to compare to contemporary Platonic currents.
The Platonists of Late Antiquity followed Aristotle in holding that negation can be conceived of in three general ways:Footnote 33 flat-out denial of an attribute (ἀπόϕασιϛ), abstraction of a particular by removal of accidental attributes (ἀνάλυσιϛ or ἀϕαίρεσιϛ), and privation (στέρησιϛ). Bare ἀπόϕασιϛ is a clumsy tool: The statement that “it is not a horse” is true of everything but horses.Footnote 34 Meanwhile, privation was of little service to metaphysicians outside of Aristotelian commen-tators.Footnote 35 Abstraction, however, dominated Middle PlatonicFootnote 36 and PlotinianFootnote 37 negative theology. Plotinus likes to say that “since he (the One) is none of these things, one can only say that he is beyond them ἐπέκεινα τούτων,”Footnote 38 charging his reader to abandon the necessarily dualistic operation of intellect by stripping away its thoughts, like an initiate disrobing for the mysteries.Footnote 39 In Plotinus, “the normal use of intellect involves predication, which introduces plurality since the logic of predication involves the multiple structures of the subject and the predicated quality.Footnote 40 Abstraction has an opposite logic, since it involves subtracting from the subject rather than adding to it.”Footnote 41 Abstraction is productive: to use the common Middle Platonic geometric analogy, negating a line means “not-line”; abstracting from a line gives a point.
Allogenes does share with Plotinus a pattern of “neither/nor/but beyond,”Footnote 42 but it is hardly significant that a standard Platonic expression was common to these texts. Moreover, Allogenes delights in paradox far more than Plotinus, as, for example, at 47.19–32: “for this one is One who is situated as a cause of Being and a source and an immaterial matter and a numberless number and a formless form and a shapeless shape and a powerless one with power and a nonsubstantial substance … and an inactive activity, also being a provider of provisions and a divinity of divinity.”Footnote 43 The relentless piling of negations, specifically of opposite qualities, is not characteristic of Plotinus, Porphyry, or the anonymous commentary.Footnote 44 It can be found, however, in post-Plotinian Neoplatonism.
The treatises where Iamblichus most likely discussed negative theology are lost to us,Footnote 45 but his approach is probably preserved by Proclus, who usually replicates Iamblichaean thought in matters theurgic.Footnote 46 In his commentary on Plato's Parmenides, Proclus formulates a second-order apophasis, a “negatio negationis,” or “negation of negation.” Proclus wrestles with how to interpret Parmenides' lemma at the end of the discourse about the first hypothesis (Parm. 142A); he thinks Plato means that the paradoxical negations of the One themselves are negated.Footnote 47 This approach to Parmenides interpretation falls under the rubric of “faith,” the “theurgic” virtue,Footnote 48 and so is a kind of verbal, or discursive, theurgy (for more on which see below). Our copy of his commentary, like Parmenides at the end of the first hypothesis, famously culminates in silence, the negatio negationis.Footnote 49 Plotinus, too, ends his discourse on the One with silence,Footnote 50 but, as noted above, he has taken a different route there.
There is no formal “negation of negation” at Nag Hammadi; but given Proclus's susual reliance on Iamblichus, something like it was probably available around the turn of the fourth century C.E., likely in the form of verbal theurgy.Footnote 51Allogenes seems to employ the kind of systematic, apophatic paradox emblematic of Proclus (and his most famous reader, Pseudo-Denys), eschewing the more conventionally Middle Platonic and Plotinian ἀϕαίρεσιϛ. Moreover, Plotinus's strategy ultimately terminates in, as Rist says, waiting for “grace.”Footnote 52 Proclus's strategy climaxes in an explicitly articulated supra-rational cognitive state, “faith.” Allogenes does too, for its apophatic strategy culminates in the acquisition of knowledge—unknowable knowledge, that is.
Self-Reflexive “Unknowable Knowledge”
The (variously framed) paradoxical jargon of “unknowable knowledge” describes what the text's negative theology produces.Footnote 53 The “primary revelation of the Unknowable One” continues, as the luminaries describe it as epistemological faculty and object:
Neither is it anything that exists such that it is possible for one to know it, but rather it is something else that is superior, something that is impossible for someone to know, a first revelation and gnosis which knows (
) itself.Footnote 54
Is this unknowable knowledge not that thing in whose respect it exists? And it is joined to that unknowability which sees it. How is it unknowable? Or, is there anyone who sees it as it exists in its entirety? If one would say that it exists as a form of gnosis, that one has been impious and has been judged as having not known God.Footnote 55
Of course this doctrine of “unknowable knowledge” is nowhere to be found in Plotinus,Footnote 56 who discusses supra-noetic contemplation of the One but assigns no such systematic, paradoxical epistemological category to it.Footnote 57 But Porphyry, the anonymous commentary on the Parmenides, and the Chaldean Oracles do,Footnote 58 anticipating Iamblichus's and Proclus's plumbing of contemplation of the One through speculation on the Chaldean a [
.Footnote 59Allogenes's epistemology, then, does have parallels in pre-Plotinian mysticism—the Oracles, and (depending on how one dates it) the anonymous commentary.Footnote 60
However, Allogenes's epistemology of “unknowable knowledge” differs in several key ways. First, the Sethian text uses the vocabulary more often than do the Oracles and the Parmenides commentary, where its presence is interesting but not central. Secondly, the Oracles and Parmenides commentary do not develop it into a consistent practice, much less one couched in repetition of apophatic paradox (as described above) that leads to Lesemysterium (as described below). Third, Allogenes transforms the doctrine by assigning it self-reflexivity:Footnote 61 “for it is a comprehension of itself, since it is something unknowable of this sort, and since it is in its unknowability superior to those which are good.”Footnote 62 Knowledge of the Invisible Spirit is therefore the Invisible Spirit's knowledge of itself, and the Invisible Spirit's knowledge of itself is unknowable knowledge.Footnote 63 The collapsing of epistemology, ontology, and soteriology ultimately derives from Aristotle's well-known principle of assimilation of the subject and object of thought.Footnote 64 This self-reflexivity also, however, extends to discourse. If knower and known are one and the same (like the Invisible Spirit) then so are an accurate description of Youel's revelation as recorded for Messos (the text of Allogenes) and the revelation itself (Allogenes's subject). Or, as Gersh has put it, “both the enactment and the description are of negative theology itself.”Footnote 65 It follows that the description of this disintegration is a disintegration, this time between the reader and book. Reading the revelation in Allogenes is itself the revelation, whose content is ontological assimilation to the Invisible Spirit.Footnote 66 This is a jump that is not made by the anonymous commentary, the Chaldean Oracles, or Plotinus. In the former cases, the vocabulary of “unknowable knowledge” is not self-reflexive, as it is in Allogenes. In the latter, the supra-rational cognitive state is described, but not enacted.
Lesemysterium
Allogenes—s negative theology ascends from apophatic negation to an outright dissolution of the boundaries between seeker, “unknowable knowledge,” and First Principle—between the reader and the text. The result is an absence of discourse, a “stillness” or “calmness,” as the text intones.Footnote 67 With respect to practice, Allogenes parts ways with Middle Platonism, Zostrianos, and Plotinus, who employed abstraction not to elicit mystical experience but to prepare oneself for it. The latter opined that after a mystical experience one could talk about it rationally, but it was pointless to try to describe it, much less play esoteric, discursive games in hopes of generating it.Footnote 68
Allogenes, on the other hand, does not simply describe mystical ascent, but performs it. Once the distinction between reader and text breaks down, the text has become the reader's performative (perlocutionary) speech-act, i.e., a mode of discourse whose purpose is to accomplish a task (as, for example, the phrase “I thee wed”).Footnote 69 In Allogenes this performance is the acquisition of self-reflexive “unknowable knowledge,” assimilation to the Invisible Spirit, by describing the “primary revelation” of it. Nearly a century ago (1912), Reitzenstein coined the term “Lesemysterium” to describe the “textual initiation” of Hermetic literature.Footnote 70 The term can be aptly applied to Allogenes, which is a “reading-mystery” that attempts to swallow and transform the reader.Footnote 71 As is well-known, Platonizing Sethians, inspired by the baptismal rites of their forebears (the so-called rite of the “five seals”), created Platonic manuals for eliciting visionary ascent.Footnote 72Allogenes takes the Sethian internalization of ritual one step further by abandoning the baptismal context and rendering the description and reading of visionary exercise a performance itself.
Yet again, Allogenes is in line with later developments in Neoplatonic mystic-ism. As Rappe, van den Berg, and others have demonstrated, Proclus, following Iamblichus,Footnote 73 developed a kind of “verbal theurgy” whereby the initiate interacted with discourse as “internal συνθήματα.”Footnote 74 As mentioned above, apophatic theology, exemplified in Parmenides interpretation, had a theurgic context.Footnote 75 This internal theurgy, associated with the Chaldean “flower of the whole soul,” seems to have taken place at the level of the noetic monad, also known as “the One-Being,”Footnote 76 or, in Barbeloite jargon, the “triply-powered.”Footnote 77 Naturally, Allogenes's negative theology is described by luminaries of the aeon of Barbelo.Footnote 78 They describe what takes place at the level of the “triply-powered” in the ascent to the One, the Invisible Spirit. The text's mystical praxis employs similar performative speech-acts and deals with the same ontological depths as does Neoplatonic verbal theurgy.
Conclusion
In the above, I have tried to contextualize Allogenes's negative theology in the greater history of Platonism. The text's apophatic approach to the One, its self-reflexive epistemology of the unknowable, and its performative mystical praxis is reminiscent of techniques associated with Iamblichus's famous “theurgic turn” around the turn of the fourth century C.E.Footnote 79 On several occasions Turner has loosely described the astrological theory and practices of Marsanes (NHC X,1) as “Sethian theurgy”;Footnote 80 in the case of Allogenes's, the word can be used more concretely to describe the text's negative theology and Lesemysterium.
The question is then whether Allogenes's redactor developed these practices independently of and prior to “mainstream” Platonists (dating the text as pre-Plotinian) or picked up on the nascent theurgic movement emerging around Iamblichus (dating the text as post-Plotinian). Hitherto, Allogenes's fate has been tied to that of its sister Sethian textual tradition known in Plotinus's school, Zostrianos. Abramowski and Majercik notwithstanding, a stable textual tradition between Plotinus's school and Nag Hammadi has been defended for the latter treatise, on the grounds of great similarity to the doctrines attacked by Plotinus himself in Ennead II.9 and its shared theological source with Marius Victorinus.Footnote 81
On the other hand, Allogenes's paradoxical apophasis does not appear in Plotinus, but the later Neoplatonists. Its Lesemysterium operates on the same metaphysical levels and textual interface as later Neoplatonic theurgy. Like Zostrianos, it may share a Platonic theological source with Marius Victorinus's Adversus Arium,Footnote 82 but unlike Zostrianos, its source is systematically mixed in with un-Middle Platonic apophatic paradox.Footnote 83 Finally, Allogenes is already known to have a complex textual tradition, for Epiphanius mentions “books of Allogenes” in the plural in the hands of both Sethians and Archontics.Footnote 84 In fact, we possess another one of these books in Codex Tchacos, whose version of Allogenes is an apocalyptic discourse apparently bereft of Platonic influence.Footnote 85 It is possible, then, that there were at least three “books of Allogenes” in Late Antiquity: first, the Allogenes of Codex Tchacos (un-Platonic); second, that known in Plotinus's seminar ([Middle] Platonic enough to merit his ire); third, the Allogenes of NHC XI (theurgic Neoplatonism; possibly a revision of Plotinus's).Footnote 86
By assigning Allogenes's negative theology to a post-Plotinian provenance I do not seek to minimize Gnosticism's impact on the Platonic tradition.Footnote 87 In fact, recent research has emphasized Sethian influence on Plotinus, especially in his early years.Footnote 88 It does not seem, however, that this influence is evident in the negative theology of NHC XI,3. Rather, it appears that at least one Sethian contemplative chose to stay abreast of developments in Neoplatonic mysticism. Allogenes is a witness to Sethianism's persistent involvement in and contribution to Neoplaton-ism through the turn of the fourth century. Nor is NHC XI,3 merely an adoption of theurgic ideas. It is a refinement; the sophistication of its systematic, ritualized negative theology is unparalleled in extant sources until Proclus in the mid-fifth century. Second, its subtle Lesemysterium anticipates the shape of internalized, text-based apophatic praxis that, via the dissemination of the Corpus Dionysiacum, would dominate the mystical tradition of medieval ChristendomFootnote 89 and is currently experiencing a revival through Deconstruction's encounter with negative theology.Footnote 90 Third, ideologically speaking, little could be farther from the Hellenic παιδεία prized by the theurgists than Allogenes's apocalyptic visionary narrative. Allogenes engages Neoplatonism on the common ground of metaphysics and mysticism. Apparently, for the author of Allogenes, the genre, idiom, and colour of Barbeloite Sethianism were too precious to concede.Footnote 91Footnote *