The representative form of government is in a somewhat difficult situation today. Ever since Jean-Jacques Rousseau judged in 1762 that “à l'instant qu'un Peuple se donne des Réprésentans, il n'est plus libre, il n'est plus,” representative government has been exposed to a steady stream of harsh criticism.Footnote 1 The number of critics eventually increased to include Marxists, communitarians, and radical democrats.Footnote 2 On the other hand, it is a matter of fact that over the last decades, representative systems were developed in, or at least formally adopted by, the vast majority of nations. For example, more than 140 out of the nearly 200 world's states formally have parliaments associated in the Inter-Parliamentary Union.Footnote 3 Institutions such as parliaments and parties, and procedures such as elections and legislation form a ubiquitous and at the same time heavily disputed part of the present political landscape.
But in their efforts to deal with this ambivalent situation, political philosophy and political science alike have begun to treat concepts such as “representative government” as universal categories depending on nothing but pure reason. In so doing, they have lost sight of the very particular and culturally contingent history of their objects.Footnote 4 This has several weighty consequences for present politics. The annual “Failed State Index,” for example, is compiled by using twelve indicators, including “Delegitimization of State.” A closer look at the methodology reveals that “Resistance of ruling elites to … political representation” is one of the measures employed to analyze this indicator. In this case, it is clear that a political structure of western origin is used as a criterion to judge non-western states.Footnote 5 Moreover, there are consequences for historical research, because the neglect of history in contemporary political thought carries the additional risk of projecting modern political concepts anachronistically onto premodern conditions. That happened, for instance, when the constitutional historians of nineteenth-century Germany described medieval and early modern kingship in terms of modern sovereignty and on that account denied that the territorial estates were in any meaningful sense representative.Footnote 6 This situation calls for intensified research in parliamentary history, not to intervene in current political arguments, but to provide the necessary historical background for those arguments.
In order to contribute to a better understanding of parliaments as the core institutions of representative government, this article turns to the territorial Diets (Landtage), the type of representative body found in most territories of the Holy Roman Empire during the so-called “Age of Absolutism” between the Peace of Westphalia in 1648 and the collapse of the Empire in 1806.Footnote 7 Two observations concerning the territorial Diets provide a good starting point: the first is simply that delegates “talked”—they deliberated, voted, and delivered orations—as long as the Diet was in session; second, territorial estates claimed to be representatives of the Land, the territory, and the subjects.Footnote 8 Most jurists and scholars of public law concurred in this judgment. Both facts are quite puzzling because they cannot be easily explained within the framework of universal categories that political scientists tend to employ. The standard approach would be to interpret these facts out of their political and institutional context and to conclude that delegates to territorial Diets talked even though there was almost nothing for them to decide and even though there were no formal means by which to substantiate their claim to represent the Land and the people.Footnote 9 Accordingly, all the talking and all the assertions seem irrational and useless.
This article suggests that the appearance of irrationality must not be attributed to the social practice of the estates but must, instead, be considered an effect of anachronistic and modernist assumptions about the functions of speech and the nature of representation. For this reason the article's task is twofold. The first, and rather more destructive task, is to identify, isolate, and exclude the modern connotations of the categories “talk” and “representation,” in particular the coupling of talking with decision making and of representation with practices of authorization and accountability. Once the distorting influence of modern suppositions has been removed, it should be possible to reconstruct the specific rationality of the estates' actions. To that end, this article examines the circumstances and contents of the speeches that were delivered in two typical situations in the course of a Diet's proceedings. These speeches show that there was a close connection between talking and representation, that territorial estates deployed an elaborate system of speech and oration not only to make decisions but also, and in some cases primarily, to express and maintain their status as representatives of the Land and its people.
Making it Explicit: Modern Connotations of Oration and Representation
History, of course, can never be written from a purely objective point of view. That is especially true for parliamentary history, because the outstanding longevity of representative institutions and the names we give to those bodies invite claims of unchanging continuity through the ages. In the case of Germany, many parliaments of the Federal Republic's states (Länder) see themselves as successors to the territorial Diets of the old principalities.Footnote 10 But the idea that the relationship between premodern assemblies of estates and modern parliaments is one of evolutionary progress toward democratic participation is common not only in the sphere of politics but also among historians, and it certainly is no coincidence that a decidedly comparative approach to the history of the representative institutions of Europe's states flourished during the 1960s and 1970s, a time when the European Communities' member states ranked “representative democracy” among the “fundamental elements of the European Identity.”Footnote 11 And given the fact that many historians perceive this kind of institutional continuity, it is more than likely that their analytical categories are infused with modern connotations. To make this observation is not to say that there can be truly objective categories of historical analysis, but to call for a scrutinizing look at the not-so-neutral “tools of the trade” historians use in generating knowledge, for as Pierre Bourdieu remarked, in “the social sciences, the progress of knowledge presupposes progress in our knowledge of the conditions of knowledge.”Footnote 12
A little etymology shows just how superficial and deceptive the continuity of terms can be. The very term “parliament” and its counterparts in the other European languages stem from the Old French verb parler, which literally means “to talk.” To that extent, parliaments are, at least in etymological terms, primarily places of speaking and discourse. Indeed, the word did not stand for a general political concept but was used instead to denote two specific institutions, the English Parliament and the French parlements. Only since the late eighteenth century the term has been generalized to denote political representation in general. Accordingly, “parliament” became synonymous for “representation of the people.” Following this example, Anglophone researchers often call all historic representative assemblies parliaments.Footnote 13 Because the concepts of “representation” and “oratory” are so central to the field of parliamentary history, it is worth clarifying what those words meant in historical context.
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In 1769 Johann Jakob Moser published a book about the territorial estates as part of his general account of the German public law. According to Moser, the estates were “Repräsentanten des Landes in favorabilibus et odiosis, Custodes Legum et Jurium Patriae” (the representatives of the Land in favorable and troublesome times, the keepers of the laws and rights of the country), an opinion that in the later eighteenth century was common in the legal discourse of early modern Germany. As early as 1617, the jurist Heinrich Bocer, in a treatise concerning the right of taxation, mentioned the ones “qui Subditos repraesentant, ut sunt: die Land-Stände” (who represent the subjects, as are: the territorial estates).Footnote 14
Beyond that, the meaning of representation belongs to the central topics of parliamentary history and has given rise to ferocious disputes over the years. Some historians supported the idea that territorial estates represented the whole community; others rejected it entirely. But in most cases, they agreed upon what was meant by the word “representation,” a modern, ahistorical concept of political representation, which, applied to the premodern estates led to manifest misinterpretations.Footnote 15
To avoid such misunderstandings concerning territorial Diets, one has to search for what lies at the basis of the concept and to try to put all present-day connotations aside. According to Max Weber, a relationship is representative if “the action of certain members of an organization, the ‘representatives,’ is considered binding on the others or accepted by them as legitimate and obligatory.”Footnote 16 At its core, representation is nothing more than a formal rule of attribution. It holds that some specific actions are counted as actions performed by every member, although they are actually performed by only a few. As the phrase “are counted as” indicates, representation is a fiction, because in reality only the representatives act. Nevertheless it is a very powerful fiction.Footnote 17 Since representation is only a formal rule, it tells us nothing about how to establish or legitimate this form of “counting as.”
By contrast, the modern concept of representation contains much more; it is firmly coupled with ideas of authorization and accountability. As such, it is a definition that directs the attention to the relationship between the represented and the representatives: in order to appear as a legitimate form of representation, no assembly can dispense with some mechanism by which the represented take part in the process of choosing the representatives, for example through elections, and in such a manner that the ones appointed are obliged to look after their electors' interests.Footnote 18 This type of representation can be called delegate representation.
As Hasso Hofmann and Barbara Stollberg-Rilinger have shown, this concept is not appropriate for understanding the premodern territorial estates. When representation was used as an argument, it was aimed at the relationship between the prince and the estates and was meant to guarantee the estates' capacity to act as a corporation, which in most cases was beneficial to the prince. Its purpose was to ensure that all individual estates were bound to resolutions made by the whole Diet, regardless of whether they agreed or were even present at all.Footnote 19 This argument was borrowed from the late medieval theory of political bodies—the corporations.Footnote 20 In that context the idea was developed that a certain part, in this case the territorial estates, could be considered identical with the whole corporation, in this case the territory, and thus could represent it as a whole. But, as a matter of fact, the relationship between the subjects and the estates was of no real importance, because it was taken for granted that only a few possessed the right of political participation. Hofmann has characterized this arrangement as “identity representation.”Footnote 21
One of the first historians to concern himself with premodern representation, Otto Brunner, emphasized that the modern “concept of representation is inapplicable to territorial Estates. They did not ‘represent’ the Land—they ‘were’ the Land.”Footnote 22 This much quoted verdict refers specifically to the wide variety of forms that representation assumed in late medieval and early modern Germany and argues that representation was conceived in terms of identity, not in terms of delegation. But representation itself is not a fact; it is a claim because it is based on the fiction of counting the actions of some members as the actions of all members. It therefore belongs to the category of “things that exist only because we believe them to exist.” As John Searle has pointed out, such things require “continued collective acceptance or recognition” in order to exist and to have an ongoing effect on social reality.Footnote 23 In early modern times, this acceptance could only be ensured if the claim of representation was repeatedly asserted and publicly expressed. That was due, in large measure, to assumptions underlying customary law that made legal claims conditional upon their constant exercise.Footnote 24 But identity representation did not, in most cases, stipulate particular practices connecting the representatives and the persons or corporations they represented, such as elections. How, then, were the estates' claims against “continued collective acceptance” realized in practice, or to be more precise: by what ways and means did the estates actually manage to “be” the Land?
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As shown above, it is problematic to apply the category of “representation” to the territorial Diets because there seem at first glance to be no practices of accountability and authorization that supported the estates' claim to represent the territory. Parliamentary oratory presents a different problem. Every phase of the territorial Diet's proceedings was filled with oratory. But in most cases the function of oratory is difficult to determine.
This has to do with some common, modern-day assumptions about political power. When thinking about the concept of “political power” in general terms, historians often refer to a definition given by Max Weber: “‘Domination’ (Herrschaft) is the probability that a command with a given specific content will be obeyed by a given group of persons.” Among other things, this definition describes political rule as a binary relation between making a decision on the one hand and full compliance to that decision on the other.Footnote 25 From this perspective, the ability of institutions to make such decisions binding is the very essence of power. But Weber went even further and completely identified politics with power-struggle, reserving the term “political” only for those interactions in which “interests in the distribution, maintenance, or transfer of power are decisive.”Footnote 26 And regardless of whether political historians referred to Weber's precise exposition, the underlying equation (“being political”=“having [political] power”=“making binding decisions”) can be seen as the defining creed of traditional political history. Since 1857 and accordingly long before Weber, Johann Gustav Droysen explained in his famous lecture “Encyclopaedia and Methodology of History” that “the State … rules because it has the power…. That is the sum of all politics.” And more than a century later, when social history seriously challenged traditional approaches, both German- and English-speaking historians still defined the subject of political history in terms of power and decision making: in 1983, John Garrard proposed to see “politics as an activity that focuses on, or that has relevance to, the taking of decisions,” and he shared a strong emphasis on the “study of power” with Andreas Hillgruber who had defended a similar definition ten years before. This tradition of political history continues today.Footnote 27 So hence it follows that decision making seems to be the final purpose of political institutions and that all of their structures and procedures must be directed toward this end. If one applies this creed to parliaments as a special type of political institution, then parliamentary oratory must also be assessed according to its contribution to the assemblies' decisive power. To put it bluntly, parliamentary oratory is assessed by the extent to which “speaking” results in “doing.”
There is no disputing the fact that the decisive power of the territorial Diets in the Holy Roman Empire dwindled in the seventeenth century. Two changes in Imperial law fortified this trend: in 1648, the Peace of Westphalia substantially strengthened the princely quasi-sovereignty, the superioritas territorialis, and six years later the estates were even obliged by the Imperial Diet to maintain their prince's fortresses and garrisons. And although the estates experienced, as some historians believe, a sort of renaissance in the eighteenth century, it is apparent that their most important power, the right of taxation, became heavily restricted or in some cases was lost completely.Footnote 28
At the same time, just as the traditional political historian would expect, the territorial Diets “became more and more obsolete.”Footnote 29 In some principalities, such as Bavaria in 1669, the Diets were replaced by smaller standing committees; elsewhere they ceased to exist, as did the Brandenburg Diet in 1653.Footnote 30 With the Diets gone, parliamentary oratory lost its institutional frame and also vanished. But abolition was the exception, not the rule. In most territories, the princes kept on summoning Diets. Even in the lands where general Diets had ceased to exist, regional or district assemblies continued to play an important role. In the ecclesiastical territories, especially, Diets were held at regular intervals and in many territories annually.Footnote 31 Every session involved a multitude of activities: delegates had to be chosen, mandates had to be issued, deliberations within and between the curiae (chambers) had to be managed and protocoled, votes had to be taken and, finally, negotiations had to be initiated with the princely officials before the Diet could come to a successful end. Most of these activities were based on speech and discourse, which is hardly surprising, given the deliberative nature of territorial Diets and the overall characteristics of premodern, face-to-face communities.Footnote 32 But the question remains: given the very limited decisive power of the estates' assemblies and assuming that contemporaries knew that all the talking would probably not result in “doing,” how can we explain the persistence of parliamentary oratory?
To answer this question, one has to get rid of the traditional idea that the power of political institutions lies solely in their ability to make binding decisions. John Stuart Mill, whose “Considerations on Representative Government” had a profound influence on contemporary political thought, took a step in the right direction when he questioned the priority of decision making and declared with respect to representative assemblies “that talking and discussion are their proper business, while doing, as the result of discussion, is the task not of a miscellaneous body, but of individuals specially trained to it.” In his view, the practice of talking is an end in itself and not subordinate to doing or decision making. If that is the case, parliaments should be judged according to their ability to enable proper talking. For Mill, a representative assembly has to be “a place of adverse discussion for all opinions relating to public matters, both great and small; and, along with this, to check by criticism, and eventually by withdrawing their support, those high public officers who really conduct the public business.” Here, the key terms are “adverse discussion” and “criticism,” for they indicate very clearly the type and style of talking Mill has in mind. It is the public and agonal dispute between different political interests, a form typical of modern mass-democracies.Footnote 33
In analyzing premodern parliamentary institutions, however, Mill's useful proposal to distinguish “talking” from “doing” must be accompanied by an elimination of his presentist assumptions about the functions and criteria of talking. These assumptions are quite out of place in the study of late medieval and early modern parliamentary oratory. In contrast to modern representative bodies, medieval and early modern parliaments, including territorial Diets, cherished unity and harmony as their central values, and because they inhabited a political culture predicated on hierarchy, consent, and honor, it was nearly impossible to express dissent in public speech.Footnote 34 Instead, it has been shown that persuasion and legitimacy—normally perceived as the result of “adverse discussion” (Mill)—can also be produced by other means such as ceremony or ritual.Footnote 35 And under premodern conditions, even parliamentary oratory itself could have other purposes than discursive reasoning, “notably the creation and celebration of political community.”Footnote 36 Accordingly, the question arises, what were the specific functions of oratory in the context of representative institutions that possessed only very restricted authority to make binding decisions any more?
Representing through Talking: Two Examples
These questions about the practice of representation and the function of oratory refer to unresolved problems that derive from the application of modern concepts to medieval and early modern subjects. Because this transference is so often implicit or even unreflected, this article so far has tried to single out the modernistic assumptions regarding “representation” and “oratory,” to make them explicit, and to remove their ahistorical aspects. But to say that representation is not necessarily based on practices of authorization and accountability and that talking is not always aimed at decision making is obviously not enough. It is one thing to reject a presentist approach, quite another to replace it with something better.
Of course, it cannot be the aim of this article's remaining segments to supply generally applicable answers. Nevertheless, because early modern representation so often lacked ground practices and because parliamentary oratory was so commonly a practice without function, it is reasonable to expect that there might be some connection or relationship between the two phenomena. To substantiate that guess, it will be helpful to examine the oratorical practice of a concrete example to get an expression about the function of “talking.” The sort of speeches and the persons who delivered them have to be identified. Moreover, the contents that were discussed and the rhetorical devices that were employed have to be analyzed.
As a case in point, let us examine the Landgraviate of Hesse-Kassel.Footnote 37 Its Diet consisted of two chambers, or curiae. The first was called “prelates and knights” (Prälaten und Ritterschaft). The only real prelate was the Commander of the Teutonic Order's Hessian Province, who held the highest rank in the chamber. The other “prelates” were delegates from three worldly institutions that were the legal successors of monasteries secularized during the Reformation and exercised those monasteries' right to sit in the first chamber.Footnote 38 These were, in descending order of rank, the chief directors of the noble convents Kaufungen and Wetter, the chief director of the four Hessian Hospitals, and the delegates from the University of Marburg. The knighthood was composed of noblemen who were immediate vassals of the landgrave. The titular president of the knights, the hereditary marshal of Hesse, presided over the noble curia and the whole Diet. The second chamber, called the Landschaft, comprised the privileged cities. Günter Hollenberg has distinguished three types of assemblies. Normally, all prelates, nobles, and two delegates from each town were summoned, but “full” Diets such as this were not held after 1666. The second type was much smaller in size: in a “narrow Diet,” representation was based on the division of the territory into five districts (Strombezirke) that corresponded roughly to each of the five main watersheds in Hesse-Kassel.Footnote 39 Under this system, the nobility of each district elected two delegates, and the towns another two. In contrast, all of the prelates were still summoned to this so-called “narrow” Diet. A third form emerged in the eighteenth century, when attendance was reduced again to a maximum of three prelates, one noble, and one communal delegate from every district.Footnote 40
As was already mentioned, the period around 1650 was a turning point in the history of the territorial estates in general. This is also true for Hesse-Kassel: on the one hand, the incessant efforts of the princes and regents to extend their prerogatives had generated open conflict with the Hessian nobility since 1646. A compromise, in which a system of absolutist government was prevented by integrating necessitas into territorial law, ended the conflict in 1655. But it weakened the estates' right of taxation permanently.Footnote 41 On the other hand, it was not before the third decade of the seventeenth century that the politically dominant knights began to think of themselves as a corporation. The idea, moreover, that it was this corporation's duty to look after the welfare of the entire territory emerged as a result of these conflicts over princely prerogative.Footnote 42
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The internal deliberations of the chambers are the first example concerning political oratory. Both curiae deliberated alone, in separate rooms and in secrecy. Apart from the delegates, only scribes were allowed to enter the room. This situation was essential to the chambers, and I will analyze it on the basis of the Diet of 1666, the last general Diet.Footnote 43 It was opened in traditional and solemn forms on January 10 by the Regent, Countess Hedwig Sophie in Kassel. With the hereditary marshal, five prelates, thirty-three knights, and fifty-one communal delegates, the estates were, as it is noted in the Diet's recess, present “in good numbers.”Footnote 44
The next day the first chamber met and received the princely agenda. The usual method to establish the chamber's collective will was the so-called Umfrage, a ceremonious form of inquiry led by the president of the curia. It had two salient characteristics. First, the votes were cast according to the chamber's order of precedence, with the highest-ranking delegate voting first. In this way, every inquiry both expressed and reenacted the chamber's hierarchy of status. Second, there was no distinction between deliberation and voting. Accordingly, the term “vote”—used here to translate the technical term Votum—has to be understood here in its broader, early modern sense as a “formal expression of opinion by a member of a deliberative assembly on a matter under discussion.”Footnote 45 Participating in such an inquiry therefore indicated that a delegate accepted not only the outcome but also his position within the hierarchy of rank.Footnote 46
In this confidential situation, shielded from the gaze of communal delegates, alert princely ministers, and the courtly public, it was possible to debate controversially and to come to substantial decisions—or so one would expect. But that was not really the case. The first item on the princely agenda concerned the monthly contribution for the standing army. Since 1650 it had been fixed at 2,500 Reichstaler per month as the base unit, but it was doubled five years later. The regent demanded this sum be doubled again in 1666. All in all eleven votes were cast on this score; five individual ones from the “prelates” and six collective proposals, one from the knights of each of the five districts, and one from the knighthood of the principality of Hersfeld. For the highest-ranking and thus first-voting prelate, the chief director of the noble convents, Rab Alhard von Dersch, it was a clear case: “The doubling of the monthly contribution cannot be refused.” But the younger Chief Director Georg von Schwertzell partly disagreed with him. It was also his opinion that “it will scarcely be possible to refuse an increase of the monthly contribution,” but instead of the 10,000 Reichstaler demanded, he proposed “to grant the simple contribution three times so that the sum total would add up to 7,500 Reichstaler.” The deliberations described so far fill only two of fourteen pages of protocol. And yet no new proposals were advanced. In principle all delegates agreed with von Schwertzell. But only two of them made their agreement explicit. One was Georg Milchling von und zu Schönstadt, the chief director of the Hessian Hospitals, who “does not know anything further to say in addition to what Chief Director Schwertzell said and conforms to him.”Footnote 47
The other seven opinion-expressing votes, especially the one cast by the university's delegate, Professor Johann Hartmann Kornmann, are far more extensive. Although being in complete accordance with von Schwertzell's proposal, all seven voters embedded their approval in a more or less extensive explanation.Footnote 48 They told a story arranged in three acts, starting with an approval in principle: “Concerning the first question, every loyal, prudent, and reasonable patriot can do nothing else than answer it with ‘yes,’ because first an increased contribution is indeed extremely necessary because of the growing danger to the fatherland.” After that, certain reservations follow: “Because it is commonly known that the fatherland is completely poor and moneyless, the impossibility of paying the demanded contribution is more than obvious.” Finally, a compromise is offered: “Concerning this purpose the simple contribution may be granted three times per month.”Footnote 49
Comparing the statements contained in the votes, one can identify two distinctive characteristics that they all share. First, all of them basically display the same narrative structure. To make clear how similar the stories really are, the quotations cited above have been compiled from three different statements. Of course, the “stories” are not identical in a strict sense, but differ in length, eloquence, and rhetorical detail. For example, only the nobility of the Schwalm district requested that “if there were some of the territory's citizens who want to do military service and are found to be qualified, they should be employed before others.”Footnote 50 But in the end, these were minor additions to a basic narrative framework that all delegates used: a story about the estates trying responsibly to reconcile the prince's demands with the needs of the territory and its people.
The second feature is to be found in the constant and stereotyped references to the Land, the “Fatherland” (Vaterland), and to the “countryman” (Landmann). Words that invoke these concepts can be found in virtually every vote and must be ranked as the cornerstones of the estates' own oratorical style.Footnote 51 What is noteworthy is the abstract nature of the concepts. Normally, they occur without any specifying attribute: the Hessian Land, for example, is almost never spoken of, nor is the countryman in Marburg. Moreover Landmann, being a collective singular and hence more abstract, is in most cases preferred to plural forms such as Landeskinder (literally “children of the land”) or Leute im Land (literally “people in the land”). And what is more, the nobles understood the Land as an independent entity separable from the prince. At the beginning of their statement, for instance, it is declared by the nobility of the Fulda district “that, to begin with, they most humbly thank His Serene Highness for the most gracious and paternal [landesväterliche] provision proved and borne here below for the fatherland.”Footnote 52 Of course, every noble delegate knew that the prince, as Landesvater (“Father of the Land”), had a very close connection to the Land, but nevertheless they drew the picture of two different entities, and the prince did not appear so much as the owner of the Land, but rather as someone who had obligations to it, more like a guardian.Footnote 53
The internal deliberations of the first chamber, one can now infer, functioned not primarily as a means to enable adverse discussion resulting in binding decisions. The delegates did not argue at all. Instead, their votes were strikingly similar in style and content; all of them not only agreed to von Schwertzell's proposal, but they also told the same “story” and invoked the same abstract concepts. In general it seems that the principal function of this specific form of “talking” was to produce and strengthen the very institution “noble curia,” its self-image, and coherence through repeated and stereotypical verbal articulation, because institutions such as a Diet and its chambers heavily rely on “the continued collective intentionality of the users, [and therefore] each use of the institution is a renewed expression of the commitment of the users to the institution.”Footnote 54 And although it may seem strange at first that during an internal meeting the same things were said over and over again, for the estates, who had no regular staff, no central archive, and no building as a permanent meeting place, this stereotyped oratory was probably their most powerful tool to express and stabilize the institution.
But institutional self-preservation was not the only function of the “talking” in question. Parliamentary oratory also reinforced the estates' claim to represent the whole territory. That is revealed by a look at two features that make especially prominent parts of the expressed self-image. On the one hand the estates emphasized over and over how much they participated in the political process together with the prince and that they had “deliberated and considered the obvious danger and the critical times sufficiently.” On the other hand they presented themselves as the ones who, if necessary, represented the interests of the territory against the prince, for example when they demanded “that the augmented armed forces may not be used to attack anyone, but only to defend the fatherland.”Footnote 55 The repeated use of this narrative structure not only sustained the institutional strength of the Diet, but also claimed an intrinsic connection between this particular institution and the whole territory. And because this is exactly the type of connection “representation” is about, this article's initial guess that the function of “talking” in the context of territorial Diets was to express “representation” is supported by the narrative structure of the statements. But is that also valid for the second characteristic, the constant reference to “fatherland” or “countryman”? Or could such abstract concepts, as it was argued, only be invoked “as vacant evasions or as platitudes”?Footnote 56
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Skipping ahead to the second example, the orations delivered at inaugural ceremonies to the Diet of 1715 will be analyzed to shed light on the functions of abstract concepts. Unlike the deliberations of the noble chamber, the inauguration was not an internal and secret affair; on the contrary, it was structured by the presence of the court and the landgrave. Moreover, the inauguration of the Diet was a ceremony, a precisely standardized sequence of actions that symbolized sociopolitical order and made it visible.Footnote 57
Two orations were at the center of this ceremony. An account of the Diet's generic sequence of events, found in the archives of the estates, distinguishes twelve steps. At first, the princely councillors and the estates took up position inside a hall; after that the landgrave, accompanied by his court, entered the hall and sat on his throne. “On the Prince's left side,” the account continues, “the chancellor stands next to him and delivers the proposition by heart, if it is short. If it is detailed, he gives a short address and the Secretary of Fiefs reads the proposition out.” After that “the hereditary marshal or his deputy steps forward toward the prince und speaks in the name of the estates according to the tradition.” At the end of the ceremony, all delegates were allowed to kiss the prince's hand.Footnote 58
In the early modern period, it was generally understood that carelessness in the conduct of ceremonial practice could seriously weaken one's rights and liberties, and because of this the description and documentation of virtually every ceremonial detail was of utmost importance. And although orations were common elements of ceremonial acts of all kinds, their manuscripts were rarely preserved because, according to Georg Braungart, such orations were regarded as “ephemeral.”Footnote 59 In the case of Hesse-Kassel, this is true only for the speech of the hereditary marshal; the proposition, on the other hand, was always put in writing, because the chambers communicated among themselves and with the prince mainly in writing and, accordingly, needed the exact wording to formulate their documents. Not without reason, the protocols of the Diet's proceedings recorded that the hereditary marshal, at the end of his speech, “requests thereupon a copy of the proposition.”Footnote 60
Fortunately, both speeches, the hereditary marshal's orations and the prince's proposition, are preserved in the archives for the Diet of 1715. The reason for summoning a Diet in that year was the marriage between the Hessian crown prince Frederick and Ulrike Eleonore, the hereditary princess of Sweden, and in particular the extraordinary costs generated by the nuptial celebrations. Therefore the proposition called the estates “to assist with a considerable and for this purpose adequate voluntary tax.”Footnote 61 Because both the hereditary marshal's speech and the proposition survive, we are able to compare the different ways they referred to abstract concepts and reveal the underlying rationality of parliamentary oratory. To begin with the marshal's speech, one notices immediately that it was very short, covering just two pages in the records. Contemporary experts on court protocol, such as Veit Ludwig von Seckendorff, urged brevity for such orations: “the speech would be made very brief,” he recommended, “and be finished soon.”Footnote 62 Its brevity notwithstanding, however, the general narrative structure that characterized voting within the noble chamber is evident here as well: first, the marshal congratulates the prince on his son's marriage and acknowledges in principal the estates' duty to contribute with a tax, then emphasizes the burdens of the people and concludes with the expectation that the prince will consider this misery on behalf of his subjects.
What is most notable about the speech is that it refers repeatedly to the concepts “fatherland” and “subjects” (Untertanen)—and this without making any concrete statement about the requested tax. Two examples may suffice: the estates hoped “that the Most High may bless the marriage and that the fatherland may enjoy more and more peace and reach happiness.” Furthermore, “the loyal prelates, knights, and cities have the most devoted confidence in His Serene Highness that He will take the current misery of His mostly exhausted subjects to heart as He has taken care of His lands' conservation during His whole reign.”Footnote 63 In only two pages of text, the Diet's director managed to work in no fewer than four references to these concepts. It is the same rhetorical device as in the votes, but with a slight modification: in the internal deliberations the predominant word referring to the people in general was “countryman,” here it is “subjects.” That is probably to be understood as a concession to the presence of the prince.
A comparison with the chancellor's argumentation reveals the specific character of the estates' parliamentary oratory. In the proposition, “subjects” are mentioned only once and the concept of “fatherland” is not invoked at all. Instead the prince wanted the estates to understand “that this noble marriage contributes to the exceptional luster and respect of the princely House of Hesse and that the necessary granting of funds will be appreciated as a sign of their most obedient patriotic devotion.”Footnote 64 The central concepts here, as in other cases, are “Father of the Land” and the “House of Hesse.” As Landesvater, the prince demands “patriotic devotion,” which means nothing less than regarding his interests as identical with those of the territory as a whole or, at least, to declare his exclusive right to determine those interests.Footnote 65 Because this is the same claim of identity representation also held by the estates, this point is very conflict-laden and it is not without reason that the fierce conflict between the princely dynasty and the estates in the first half of the seventeenth century was largely a dispute over the right to speak legitimately in the name of the “fatherland.”Footnote 66 And the landgraves—in contrast to the estates, who imagined the prince as a “guardian” and stressed his responsibilities toward the Land—saw themselves as “owners” emphasizing their rights. Thus, Landgrave Carl claimed in the recess of the last Diet before 1715 that he acted “for the best of his territories.”Footnote 67
In addition to the emphasis on possession, there is another revealing detail: Landgrave Carl speaks of territories in the plural, whereas the estates almost always referred to the one “Fatherland.” That made sense because like in most early modern composite states, the princely house indeed reigned over more territories than just the Hessian Landgraviate. Carl also ruled the county of Schaumburg, for example.Footnote 68 Here, the second concept used by the court becomes relevant, because the notion of the princely “House” (Haus) constituted a layer of authority, speaking in spatial terms, “above” the territories. Therefore, the “House,” as the more general concept, incorporated, so to speak, several different “fatherlands” and could be invoked in order to transcend rhetorically the interests of particular territories.Footnote 69 The Diet's main topic in 1715 gives a good example. To attain the royal consent to the marriage, the landgrave demanded that the estates of Hesse-Kassel fund “expensive legations” to Charles XII, the king of Sweden, and other members of the royal family.Footnote 70 After Hessian Crown Prince Frederick became king of Sweden in 1720 and landgrave in 1730, enormous sums of money were transferred from Kassel to Stockholm year after year.Footnote 71 The Diet of 1724 had to deal with a comparable situation when Landgrave Carl called for funds to secure for his house the right of succession in the county of Hanau-Münzenberg.Footnote 72 In both cases, the money raised in Hesse-Kassel was used in attempts to bring new territories outside the landgraviate under the reign of the princely family. And it is certainly not without reason that in both cases, the language used to justify these expenditures placed the princely “House” above the Land: the recess from 1724 states that the succession in Hanau-Münzenberg, among other things, is of great interest “not only for the luster and the prosperity of the princely House, but also for the peace of the whole Land.”Footnote 73 Two concepts were at the prince's disposal, the Land and the “House.” At the estates' disposal, however, was only the Land.
The comparison between the different ways the ideas of “fatherland,” “subjects,” or “countryman” were employed by the princely ministers and the estates reveals the underlying rationality of using such abstract concepts in speeches and texts. It is true that they are more or less “empty” of content due to their abstractness. Accordingly, orators who used them frequently were often accused of indulging in empty and evasive talk.Footnote 74 But such criticism missed the point. Referring to abstractions such as Vaterland and Landmann was not primarily about concrete matters of policy; it was not, in other words, about “doing.” Rather, it was about legitimacy. To be sure, both parties had specific material interests, in this case the acquisition of new principalities on the prince's side and the prevention of high or new taxes on the estates' side. But each party also had to present these stakes as legitimate, and the orators therefore made great efforts to mix concrete interests with abstract categories that carried powerful legitimizing value. Whoever could attach his requests to the “fatherland” wielded a powerful tool to push them through. As Robert von Friedeburg has shown for the Hessian case, the reference to the Vaterland “turned out to be a possibility to transfer the corporate rights of the estates, which were qualified by the princely adversary increasingly as falling under private law, into the sphere of power claims subject to public law instead.”Footnote 75 And as the evidence presented here has shown, after the conflict was settled in 1655, the estates continued to claim to speak in the name of the Land for exactly the same purpose: to draw on the legitimacy that this idea conferred.
But not everyone could use this oratorical device. A peasant, for instance, would have made a fool of himself if he had dared to identify his needs with the public interest; prince and estates alike would, at best, have laughed at him.Footnote 76 Obviously, a certain necessary requirement had to be fulfilled to be able to “talk” in the way described. The person in question had to be considered a legitimate representative of the abstract entity to which he referred, because counting one's particular interests as general is exactly what the fiction of political representation was (and is) all about. In the case of the estates, speaking effectively in the name of the Land presupposes that they were regarded as its true representatives. Moreover, because representation, as a fiction, requires constant re-actualization, every oratorical act that invoked such claims supported and reaffirmed the estates' underlying claim to “be” the Land.
Conclusion
Let us return, finally, to the initial question of this article: what were the functions of parliamentary oratory in the territorial Diets? In political science and the traditional history of parliaments, the implicit model for political speeches is usually the deliberative sort, by means of which a speaker tries to persuade the audience through argument. Analyzed from this perspective, the form of oratory specific to the territorial estates, such as the ceremonial order of the Diet as a whole, was dismissed as irrelevant and empty pretense, simply because it did not contribute much to “real” decisions. Thus Georg Braungart judged that speeches at territorial Diets were “often an empty ceremony that preserves the outer appearance but corresponds neither to the political reality nor to the true intentions.”Footnote 77 But the analysis presented here of binding statements delivered during the noble chamber's internal deliberations and of the hereditary marshal's inaugural speeches clearly shows that all these speeches, instead of aiming at adversarial discussion and decision making, belonged to a very different kind of speech—that is, early modern ceremonial oratory. This form occurred in almost every early modern context and was, according to Miloš Vec, constituted by “a highly formalized character in connection with political or courtly representation.” With respect to the special case of parliaments, Thomas Bisson argued some twenty years ago that because the “ceremonial representation of society was a constant and variable feature” of such assemblies, they “were often the scene of a political rhetoric consistent with the ceremony and designed to elicit undebated assent.” And although he was concerned with medieval assemblies, the intrinsic connection between parliamentary oratory and political representation could also be proved for the Elizabethan Parliament, the French États Généraux, and the German Reichstag.Footnote 78
Inspired by these scholars' work, this article has looked at a much neglected representative institution, the territorial Diets in the Holy Roman Empire, and examined how the connection with political representation was established and maintained through the oratorical practice of the estates. It was possible to identify two rhetorical structures that characterized the speeches and statements: on the one hand, a common narrative structure that presented the estates as struggling to reconcile the princely demands with the needs of the territory and its people; and, on the other hand, the repeated reference to abstract political concepts such as “fatherland” and “countryman.” At first glance, both devices had functions that were not directly linked with representation. The “storytelling” symbolized and strengthened the institutional structure of the noble chamber, while invoking the Land added legitimacy to the estates' interests. A closer look at these rhetorical devices revealed that their efficacy was based on the fact that the estates were counted as the ones representing the Land. But because the “fact” of representation is actually a “fiction” that has to be constantly actualized and expressed in social practices, the speeches and voting statements also functioned latently as means of establishing and maintaining the fiction of representation and thus securing the estates' right of political participation. To be sure, “talking” enabled deliberation and decision making as well, but it also functioned at least partly, and in some cases primarily, as a means for “representing through talking.” In short, the estates talked representation into existence. The historically important and powerful idea that the estates “were” the Land resulted from a social practice, by which they continually made and remade the Land.