R1. Introduction
In our target article, we argued that there is a pervasive functional discontinuity between the cognitive abilities of modern humans and those of all other extant species due, in large part, to the significant difference in degree to which human and nonhuman minds are able to approximate the higher-order relational properties of a physical symbol system (PSS). Unsurprisingly, our relational reinterpretation (RR) hypothesis elicited a wide range of responses from commentators. We thank all of our commentators for taking the time to suggest where we went wrong (or right) and for numerous perspicacious suggestions. We will address the issues our commentators raised in roughly the same order as the corresponding topics were introduced in the original target article.
R2. Is there, in fact, a functional discontinuity between human and nonhuman relational cognition?
To some commentators, our hypothesis that there is a functional discontinuity between human and nonhuman minds seemed self-evident (e.g., Bickerton; Bermúdez; Gentner & Christie; Halford,Phillips, & Wilson [Halford et al.]; Lupyan, Markman & Stilwell; Shatz; Wynne & Bolhuis). To many others, however, particularly those coming from a comparative perspective, our hypothesis appeared unfounded, ill-conceived, anti-Darwinian, or at least premature (e.g., Burghardt; Emery & Clayton; Gardner; Hallinan & Kuhlmeier; Herman, Uyeyama,& Pack [Herman et al.]; McGonigle & Chalmers; Pepperberg; Siegal & Varley; Tetzlaff & Carruthers; Thompson & Flemming; Wasserman). Several commentators also argued that our hypothesis is unfalsifiable. Emery & Clayton, for example, complained that the cognitive differences we postulated between human and nonhuman minds “are without exception impossible to quantify because of the reliance on language in experiments of human cognition.” Similarly, Wasserman argued that we failed to provide “clear behavioral tests” that would “enable investigators to see if nonverbal creatures can exhibit cognitive performances that all would agree are ‘truly’ higher-order, relational, and systematic.”
In the Appendix (sect. R7), we propose an extensive set of nonverbal experiments that should erase any doubts as to the falsifiability of our hypothesis. Hereinbelow, we address the various objections commentators raised against our claim that there is a functional discontinuity between human and nonhuman cognition.
R2.1. The discontinuity in the continuum
Many commentators argued that there is no discontinuity between human and nonhuman minds because the cognitive abilities of human and nonhuman animals exist along a “continuum” (e.g., Burghardt, Hallinan & Kuhlmeier, Herman et al., McGonigle & Chalmers, Pepperberg, Siegal & Varley, Tomlinson & Love, Wasserman). We tried to forestall this objection by clearly defining up front what we meant by the term “discontinuity” in our target article (see Note 1). But it seems our definition of this term got lost in the rush to defend Darwin's honor. We therefore begin this reply by pointing out, once again, that our claim that there is a significant gap (a.k.a. “functional discontinuity”) between the relational abilities of modern humans and those of all other extant nonhuman species is completely consistent with the fact that the relational abilities of all extant species undoubtedly evolved along a multidimensional continuum and can still be distributed along that continuum.
According to the framework laid out in our target article, relational cognitive processes run the gamut from simple conditional discriminations based on the perceptual similarity between objects (e.g., same–different tasks) to systematic inter-domain inferences based on higher-order structural correspondences (e.g., analogical inferences). At the simplest end of the spectrum, relational discriminations can be made by encoding relations into analog measures of perceptual variability. At the most complex end of the spectrum, relational inferences can only be made using explicitly structured representations of roles, relations, and fillers. In both human and nonhuman animals, relational problems at the simplest end of the spectrum are typically solved using “embedded” perception and action routines (see Barrett). Relational problems at the most complex end of the spectrum require increasingly abstract, non-domain-specific representations including, at the limit, extensive linguistic scaffolding (see Bermúdez, Gentner & Christie).
As Clark and Thornton (Reference Clark and Thornton1997) pointed out in this journal a decade ago, relational problems are “rife” in biologically realistic settings, but animals regularly solve them – typically quite well. Therefore, it is apparent that (almost) all biological cognizers are capable of “reasoning” about relations to some degree. Indeed, if every organism that had ever lived on this planet still existed today, there would be no functional discontinuity to speak of and the immense interval between the two ends of this relational spectrum would be filled with “numberless gradations” (Darwin Reference Darwin1871, p. 35). But, based on the available empirical evidence, there appears to be a significant gap between the relational abilities of modern humans and all other extant species – a gap at least as big, we argued, as that between human and nonhuman forms of communication. Among extant species, only humans seem to be able to reason about the higher-order relations among relations in a systematic, structural, and role-based fashion. Ex hypothesi, higher-order, role-based relational reasoning appears to be a uniquely human specialization, or “human cognitive autapomorph[y]” (our thanks to Suddendorf for reminding us of this excellent term; see extended discussion in Povinelli & Eddy Reference Povinelli and Eddy1996, Ch. 1).
R2.2. Is our hypothesis “premature”?
Many commentators claimed that our hypothesis is “premature” (e.g., Emery & Clayton, Hallinan & Kuhlmeier, Lupyan, Pepperberg, Siegal & Varley, Wasserman). Now, it would clearly be premature (indeed daft) to claim that we have definitively refuted all alternative hypotheses, or that our RR hypothesis is the last word on the issue of what makes the human mind human. But it hardly seems premature to postulate the possibility that human cognition is, indeed, unique in certain ways and to make some attempt to specify how and why. In our eyes, postulating plausible, falsifiable hypotheses and then trying to verify those hypotheses empirically is the sine qua non of any experimental science. If our target article serves no other purpose than to motivate our critics to go forth and prove us wrong, our efforts will not have been in vain. We are happy to be hostage to empirical fortune.
R2.3. Same–different relations
Thompson & Flemming cite a list of studies showing that nonhuman animals can acquire a “categorical” understanding of sameness and difference relations. Pepperberg makes a similar claim on behalf of the Grey parrot, Alex. We agree that a “categorical” understanding of perceptual similarity is not a uniquely human capability. We made the same point in our target article. The crucial and persistently overlooked issue, however, is that the kind of cognitive operation required to pass same–different (S/D) and relational match-to-sample (RMTS) tasks is not the same kind of operation required to reason about higher-order relations in a systematic, structural, role-based fashion. The fundamental problem is that the relations at stake in S/D and RMTS tasks involve symmetrical and interchangeable roles and are therefore reducible to analog measures of variability, such as entropy. Therefore, the ability to make a categorical distinction between displays above and below a certain entropy threshold is not evidence for higher-order relational reasoning in the structural or role-based sense posited by our hypothesis.
Gentner & Christie claim that although RMTS tasks involving multiple items per set can be solved by perceptual variability alone, tasks involving only two items per set cannot. This is incorrect. Using the definition of categorical entropy proposed by Young and Wasserman (Reference Young and Wasserman1997), “same” pairs such as AA have an entropy of 0, whereas “different” pairs such as AB have an entropy of 1. The difference in entropy between all-same and all-different displays is certainly smaller in two-item sets than in multiple-item sets; but there is a non-zero difference nonetheless. Training with same–different symbols may improve subjects' ability to pay attention to these small differences in entropy (a form of perceptual learning) or may align the threshold for their responses more closely to that of humans. However, once the possibility that RMTS tasks can be solved using an analog measure of variability is admitted, it must also be admitted the task lacks the power, even in principle, to demonstrate that a subject is reasoning about the kind of higher-order, structurally explicit relations that Gentner and her colleagues have rightfully claimed to be the centerpiece of human cognition (e.g., Gentner Reference Gentner, Gentner and Goldin-Meadow2003).
Thompson & Flemming point out that there is a disparity between the responses of nonhuman apes and monkeys on RMTS tasks. Thompson & Flemming ask why such a disparity exists if (as we argue) the RMTS task is solvable using entropy values.
There are many possible reasons for this disparity. That there is a significant gap between the relational abilities of human and nonhuman subjects does not imply that the relational abilities of all other extant species are identical or even homogeneous. The RMTS task may be more computationally complex than the S/D task for primates. And the two-item RMTS task may require a greater sensitivity to variability than the multi-item RMTS task does. These are all plausible hypotheses that deserve further experimental scrutiny. But the fact that only certain species possess the evolved heuristics and/or processing capacity necessary to solve two-item RMTS tasks does not imply that the RMTS task requires subjects to reason about higher-order structural relations. To make this latter claim, Thompson & Flemming would need to show that the RMTS task requires subjects to reason about higher-order relations in a structurally sensitive fashion. And this, they have not done.
R2.4. Analogical relations
We defined “analogical reasoning” as the ability to draw inferences about a target domain based on systematic, structural similarities between a source domain and the target domain. Importantly, the relevant similarities in analogical inferences are based on the roles various entities play in their respective relations, and on structural similarities between the relations, rather than (and distinct from) perceptual similarities between the entities involved in the relations (Gentner Reference Gentner1983; Gentner & Markman Reference Gentner and Markman1997; Holyoak & Thagard Reference Holyoak and Thagard1995). Like any other form of relational reasoning, analogical inferences vary in their degree of abstraction, structural sophistication, and domain specificity. Even 4-year-old children understand simple analogies involving familiar visuospatial relations – for example, “If a tree had a knee, where would it be?” (Gentner Reference Gentner1977). But it takes quite a bit of linguistic scaffolding, inter-domain mapping, and content-specific enculturation to make sense out of Donald Rumsfeld's assertion that installing democracy in Iraq is like teaching a child to “ride a bike” (Silverstein Reference Silverstein2007). According to our RR hypothesis, reasoning about even the simplest, most modality-specific analogies is a human cognitive autapomorphy.
Many commentators agree with us that analogical reasoning is a distinctively human capability (e.g., Bermúdez, Gentner & Christie, Hallinan & Kuhlmeier, Markman & Stilwell). Thompson & Flemming, however, argue that at least one chimpanzee, Sarah, is also capable of comprehending some analogies. We have considerable sympathy with their point of view, as one of us (Holyoak) reached similar conclusions at one time (see Holyoak & Thagard Reference Holyoak and Thagard1995). However, more recent findings (i.e., Oden et al. Reference Oden, Thompson, Premack, Gentner, Holyoak and Kokinov2001) have shown that Sarah's performance does not merit this conclusion.
Thompson & Flemming admit that Sarah's performance on Oden et al.'s (Reference Oden, Thompson, Premack, Gentner, Holyoak and Kokinov2001) replication does not qualify as a “material analogy” and acknowledge that Sarah's performance was functionally equivalent to the performance of other primates and birds on S/D tasks. Thompson & Flemming nonetheless claim that Sarah's performance counts as a “formal analogy,” and they find our own definition of analogy “overly exclusive.”
Researchers clearly use the term analogy to refer to a wide variety of relational inferences (see, e.g., Gentner & Christie, Halford et al., Herman et al., Lupyan, Markman & Stilwell). But Thompson & Flemming's definition of a “formal analogy” is exceptionally idiosyncratic. In the philosophical literature (e.g., Hempel Reference Hempel1965), a formal analogy is defined as an isomorphism between systems of relations (e.g., the analogy between groups in algebra and topological manifolds in geometry). Sarah's strategy for solving geometric “analogies” – equating number of featural changes – does not establish an isomorphism, and hence does not exemplify an analogy under any established definition. If the term formal analogy is now to be used to refer to relational tasks that can be solved by comparing analog measures of variation, then indeed Sarah is capable of solving “formal analogies” – but so are many other species, including pigeons (Cook & Wasserman, in press). Thompson & Flemming's change in terminology simply shifts the semantics, not the substance, of the debate.
The substantive debate is not about how to define the term analogy but about whether or not there is a discontinuity in the cognitive mechanisms that human and nonhuman animals employ to make relational inferences. Thompson & Flemming propose that there is a discontinuity between the symbolic-relational abilities of apes and all other species (see also Thompson & Oden Reference Thompson and Oden2000). We believe this “analogical ape” hypothesis fails twice: It severely underestimates the symbolic-relational abilities of other non-primate species (see, e.g., the commentaries by Herman et al. and Pepperberg). And it glosses over the fundamental, qualitative difference between the feature-based strategy employed by Sarah and the non-domain-specific, role-based analogies made universally by modern humans. Even Thompson & Flemming admit that the sole evidence of a nonhuman animal having solved a “material analogy” is Sarah's unreplicated performance on Experiment 3 reported by Gillan et al. (Reference Gillan, Premack and Woodruff1981). As we pointed out in our target article, Sarah's remarkable and unreplicated success in this experiment constitutes exceedingly thin support for the “analogical ape” hypothesis. (See our Appendix [sect. R7] for examples of experimental protocols that could provide evidence for various kinds of analogical reasoning in nonverbal subjects.)
R2.5. Rules
Tetzlaff & Carruthers are right to emphasize the fact that rule learning (or, at least, rule-like learning) can be found among minds as distantly related to humans as those of honeybees and desert ants. We made the same point in our target article. But we hypothesized that only humans possess the ability to learn rules that involve non-perceptual, structural relations among role-based variables. Tetzlaff & Carruthers provide no reason to doubt this hypothesis.
For example, the location of a particular object with respect to specific landmarks is the epitome of a perceptual (i.e., spatial) relation between observable stimuli. Therefore, the fact that honeybees' path integration mechanisms use the distance and angle between arbitrary landmarks is evidence that they can represent these spatial relations in a rule-like fashion; but it hardly counts as evidence that honeybees are able to reason in terms of “non-perceptually-based information” as Tetzlaff & Carruthers claim.
R2.6. Higher-order spatial relations
Hallinan & Kuhlmeier do not challenge our claim that reasoning about higher-order spatial relations is a uniquely human specialization, nor our interpretation of the chimpanzees' performance on Kuhlmeier and Boysen's (2002) scale-model task. Instead, they point out that human children younger than 5 years of age sometimes fail a fully relational version of this task, as well; and they argue that the “continuous” nature of human ontogeny implies a similar continuity in phylogeny.
We will return to question the analogy between ontogenetic and phylogenetic continuity further on. For now, let us simply note just how marked the gap is between human children and all other animals on this planet. All normal 5-year-old children reason about three-dimensional scale models in a systematic fashion, as Hallinan & Kuhlmeier fully admit. Moreover, there is even evidence that children as young as 3 years of age can use distance information from a map to find a point in the real world along a single dimension, and, by 5 years of age, can find objects using a two-dimensional map where the objects are located some distance away from any mapped landmarks (Huttenlocher et al. Reference Huttenlocher, Newcombe and Vasilyeva1999; Vasilyeva & Huttenlocher Reference Vasilyeva and Huttenlocher2004). Needless to say, there is no evidence that any nonhuman animal could use a one- or a two-dimensional map in this fashion (but see the Appendix for a protocol that could be used to test for this ability in nonhuman subjects).
R2.7. Transitive inference
We singled out Lazareva et al.'s (Reference Lazareva, Smirnova, Bagozkaja, Zorina, Rayevsky and Wasserman2004) test of “transitive responding” in hooded crows as a recent example of an experimental protocol that lacks the power, even in principle, of providing evidence for logically underpinned transitive inferences (TI). Notably, Wasserman did not challenge our analysis of these results; instead he claimed that we failed to provide any examples of experimental protocols that could falsify our hypothesis. In the Appendix, we suggest a lab-based protocol that could be used to test for TI in a nonverbal species.
We also criticized two recent “naturalistic” experiments that claimed to have demonstrated TI in male pinyon jays and small African cichlids (Grosenick et al. Reference Grosenick, Clement and Fernald2007; Paz et al. Reference Paz, Bond, Kamil and Balda2004). Pepperberg did not defend the validity of these experiments but instead cited two sets of experiments with great tits (Otter et al. Reference Otter, McGregor, Terry, Burford, Peake and Dabelsteen1999; Peake et al. Reference Peake, Terry, McGregor and Dabelsteen2002) that we had overlooked. These experiments do, indeed, provide additional evidence that the ability to reason about tertiary social relations is not limited to primates (cf. Tomasello & Call Reference Tomasello and Call1997). But they provide no evidence that great tits are capable of TI.
In Otter et al.'s (1999) experiment, for example, it suffices for the female subject to keep track of the dominance relation between her mate and any males she has heard in her current mate's territory and then follow the procedural rule <look for males that have dominated my current mate>. As we explained in our target article, the ability to recognize the social relation among conspecifics based on certain perceptual cues and to rank conspecifics relative to some egocentric benchmark (e.g., my own dominance ranking, my current mate, my matriline) is widely available in the animal kingdom (e.g., Grosenick et al. Reference Grosenick, Clement and Fernald2007; Paz et al. Reference Paz, Bond, Kamil and Balda2004; Silk Reference Silk1999). What appears to be missing among extant nonhuman species is the ability to systematically generalize information about observed relations to unobserved tertiary relations in a transitive fashion. Although neither of the experiments with great tits provides any evidence for this ability, in the Appendix we show how Otter et al.'s (1999) protocol could be adapted to provide a valid test of TI.
R2.8. Hierarchical relations
Reasoning about hierarchical relations is a universal feature of human cognition and, as Shatz points out, well within the repertoire of toddlers. Contrary to persistent claims by comparative researchers over the years (e.g., Bergman et al. Reference Bergman, Beehner, Cheney and Seyfarth2003; Greenfield Reference Greenfield1991; Matsuzawa Reference Matsuzawa, McGrew, Marchant and Nishida1996; Pepperberg Reference Pepperberg2002), we argued that reasoning about hierarchical relations is outside the scope of the capabilities of any extant nonhuman species. None of our commentators directly challenged our analysis of this evidence.
Instead, Pepperberg mentions an experiment by T. Q. Gentner et al. (Reference Gentner, Fenn, Margoliash and Nusbaum2006) that purports to show that European starlings can learn a recursive, center-embedded grammar. But it is far from clear that the particular grammar mastered by the starlings in this experiment requires a hierarchical or recursive computation (see Corballis Reference Corballis2007a). In addition, there is no evidence that starlings can generalize the patterns they did learn to novel vocabularies – the essential feature of cognizing hierarchical relations in a language-like fashion (Marcus Reference Marcus2006). It is worth noting that even Herman et al.'s dolphins never demonstrated the ability to process sentences involving hierarchically embedded constructions. Herman et al. (Reference Herman, Richards and Wolz1984) once claimed that the dolphins responded appropriately to “recursive forms including conjoined constituents and conjoined sentences” (p. 188); however, the tests given were, at best, examples of “tail recursion” and therefore did not involve embedded structures or hierarchical relations.
McGonigle & Chalmers cite an experiment (McGonigle et al. Reference McGonigle, Chalmers and Dickinson2003) purporting to show evidence for “hierarchical classification” in monkeys and claim that this experiment sheds light on the “genesis” of human thought and language. In the cited experiment, McGonigle et al. (Reference McGonigle, Chalmers and Dickinson2003) presented four capuchin monkeys with nine icons that were to be selected on a touch screen in a predefined order: for example, first by shape and then in order of increasing size. After thousands of trials, the capuchin monkeys succeeded in selecting the nine icons in the correct order at least 75% of the time over 20 consecutive trials. McGonigle et al. (Reference McGonigle, Chalmers and Dickinson2003) interpret these results as “evidence for hierarchical processing based on branching procedures.” Indeed, McGonigle et al. (Reference McGonigle, Chalmers and Dickinson2003) claim that the monkeys acquired rules “similar to those operating in a phrase structure grammar,” and they explicitly challenge Hauser et al.'s (2002a) hypothesis that hierarchical and recursive computations are uniquely human.
Given the exhaustive task-specific training McGonigle et al. (Reference McGonigle, Chalmers and Dickinson2003) employed, it is hard to interpret the cognitive significance of these results. But one thing is clear: The manifest behavior of the capuchin monkeys in this experiment has very little bearing on whether or not they are capable of reasoning about hierarchical relations in a human-like fashion. What makes hierarchical and recursive operations such a powerful component of the human language faculty is that they enable human subjects to generatively combine a finite number of linguistic elements into an unlimited range of novel combinations. McGonigle et al. (Reference McGonigle, Chalmers and Dickinson2003) provide no evidence that capuchin monkeys are able to recombine hierarchically organized sequences in a systematic or generative fashion. For example, there is no evidence that the monkeys would be able to switch from sorting on the basis of shape and then size, to sorting on the basis of size and then shape, without learning the entire sequence over from scratch. If it took human language learners thousands of trials to acquire a single invariant sentence, human language would be of little interest.
R2.9. Causal relations
A key claim in our target article is that the ability to reason about unobservable causal mechanisms is a uniquely human capability (see also Penn & Povinelli Reference Penn and Povinelli2007a; Povinelli Reference Povinelli2000; Vonk & Povinelli Reference Vonk, Povinelli, Zentall and Wasserman2006). We interpreted Seed et al.'s (2006) results as further evidence for this hypothesis. Emery & Clayton claim that we were guilty of “misinterpretations, absences, and misrepresentations” in our portrayal of Seed et al.'s (2006) experiment. What is “at issue,” Emery & Clayton write, is the performance of a single rook, Guillem, which passed the crucial transfer test.
We fail to see where the alleged “misrepresentations” are to be found. Indeed, our interpretation of Guillem's singular behavior is the same as that proposed by the authors of the original paper:
Given that six of the seven rooks failed to transfer to Tubes C and D which had no visual features in common with the first task, it seems unlikely that they had an understanding of the unobservable causal properties of the task at their disposal… . The surprising performance of Guillem, who solved all four tasks despite the lack of a constant arbitrary visual cue, deserves further attention… but the result of one bird among seven must be interpreted with caution. (Seed et al. Reference Seed, Tebbich, Emery and Clayton2006, p. 700)
We certainly agree that Guillem's behavior deserves “further attention,” but Tebbich et al. (Reference Tebbich, Seed, Emery and Clayton2007) subsequently replicated the same task on seven new rooks and found that only three out of seven passed the perceptual transfer task, and none of them passed the crucial nonperceptual transfer task. In the Abstract to this paper, Tebbich et al. (Reference Tebbich, Seed, Emery and Clayton2007) write:
We found no evidence compatible with the formation of a mental representation of physical problems given that none of these 3 birds passed the transfer tasks. This is not surprising given that there is no evidence to date that any tool-using animal has a causal understanding of the trap-tube problem.
If anything, our interpretation of Seed et al.'s (2006) results seems to be more generous than that of the original authors: Contra Tebbich et al. (Reference Tebbich, Seed, Emery and Clayton2007), we posit that rooks as well as other nonhuman animals do, indeed, have a “mental representation of physical problems” and a “causal understanding of the trap-tube problem” – albeit not one that involves unobservable causal mechanisms (see again Penn & Povinelli Reference Penn and Povinelli2007a; Povinelli Reference Povinelli2000).
Emery & Clayton also argue that the rooks' performance on the two-tube task could not be due to “domain-specific expectations” because rooks do not use tools in the wild. Here, we suspect that both we and Emery & Clayton were tripped up by the protean term “domain-specific.” Emery & Clayton interpreted our use of the term as meaning “tool-specific.” We meant the term to refer to the domain of physical causal reasoning in general, not tools in particular. Many cognitive psychologists believe that human subjects reason about the physical world using formal and substantive assumptions such as temporal priority, causal directionality, and Michottean perceptual causal principles that are specific to the domain of physical causality, but not specific to tool use per se (see Gopnik et al. Reference Gopnik, Glymour, Sobel, Schulz, Kushnir and Danks2004; Lagnado et al. Reference Lagnado, Waldmann, Hagmayer, Sloman, Gopnik and Schultz2005). There is abundant evidence that nonhuman animals make many of the same causal assumptions as humans (see Penn & Povinelli Reference Penn and Povinelli2007a for a review). In our view, the fact that a non-tool-using species such as rooks was able to quickly master the initial version of Seed et al.'s (2006) task is compelling evidence that at least some nonhuman animals are able to reason about novel tool-use tasks using knowledge and expectations that are specific to physical causal relations but not to tool use per se (see also Santos et al. Reference Santos, Pearson, Spaepen, Tsao and Hauser2006).
R2.10. Theory of mind
In our target article, we criticized Dally et al.'s (2006) experiment with scrub-jays as providing no new positive evidence for theory of mind (ToM) abilities. Emery & Clayton did not challenge our interpretation of Dally et al. (Reference Dally, Emery and Clayton2006). Instead, they reasserted that scrub-jays are capable of “experience projection” based on evidence reported by Emery and Clayton (Reference Emery and Clayton2001).
In these experiments, Emery & Clayton investigated the propensity of scrub-jays to re-cache food that they had previously cached in front of a conspecific, and found that scrub-jays only re-cached food when they had had prior experience stealing another bird's caches. “This result raises the exciting possibility,” Emery (Reference Emery and Watanabe2004, p. 21) wrote, “that birds with pilfering experience can project their own experience of being a thief onto the observing bird, and so counter what they would predict a thief would do in relation to their hidden food” (see also Emery & Clayton Reference Emery and Clayton2004b).
As noted by Penn and Povinelli (Reference Penn and Povinelli2007b), this may be an “exciting possibility”; but it is certainly not the only, or even the most cogent, explanation. Unfortunately, the existing evidence sheds almost no light on the internal mental representations or cognitive processes being employed by the birds in question. For example, all of the birds involved in this experiment had had previous experience being pilfered (see discussion in Emery & Clayton, in press). But Emery & Clayton do not explain how scrub-jays could have the cognitive prowess necessary to reason by analogy to their own subjective experience as pilferers but not have the cognitive wherewithal to realize they should start caching once they have been victims of pilferage themselves. Indeed, Emery & Clayton do not explain why a species with the ability to reason by analogy cannot understand, prior to pilfering another's cache, that caching food from potential competitors might be a good idea.
To make matters worse, the existing evidence has not ruled out the obvious possibility that pilfering changes the subjects' motivation to cache their own food rather than change their cognitive understanding of the functional value of caching per se. This is the point of our analogy to redirected aggression in primates (see Penn & Povinelli Reference Penn and Povinelli2007b): after conflicts, monkeys sometimes behave more aggressively towards groupmates not involved in the original conflict. This evolved behavior seems to be adaptive, both because it reduces monkeys' stress hormones and because it lessens their chance of being victims of further harassment (Silk Reference Silk2002b). But there is no reason to conclude that monkeys are reasoning by analogy to their own subjective experience as “victims.” The same evolutionary and ecological analysis, mutatis mutandis, might shed some light on why scrub-jays only cache their food once they have had experience pilfering. In the meantime, the claim that scrub-jays are capable of “experience projection” would seem to require considerably more empirical support before this “exciting possibility” could be qualified as anything more than that (see our Appendix [sect. R7] for an example of how such evidence might be produced).
Herman et al. cite the example of bottlenosed dolphins responding to “tandem+create” commands as an example of “collaboration.” In fact, as Herman (Reference Herman, Hurley and Nudds2006) himself acknowledges, responding to the “tandem+create” command need not require explicit collaboration or intentional communication. It suffices for one of the two dolphins in the pair to understand that the command requires it to mimic the behavior of the other dolphin. To be sure, this is no mean cognitive feat; and we know of no other nonhuman subject that has ever manifested this degree of symbolic-relational sophistication. At the very least, one of the dolphins on each trial interpreted the argument “create” in the context of a “tandem” command in a radically different manner than it had in the past. But the available evidence is still a long way from demonstrating that dolphins understand each other's roles in a collaborative fashion or are capable of intentional communication. In the Appendix, we propose a modified version of Herman et al.'s “tandem+create” command that could provide definitive evidence for role-based collaboration and intentional communication among dolphins, as well as a nonverbal “false belief” task that could provide positive evidence, at least in principle, that there is another species on this planet that possesses a ToM.
R2.11. A LoT for every species
After reviewing the comparative evidence across a variety of domains, we (like Bermúdez) concluded that extant nonhuman species do, in fact, possess representational systems that are “syntactically structured,” “functionally compositional,” and “featurally systematic” to some degree (we thank Bermúdez for suggesting this last term). Therefore, as we pointed out, our RR hypothesis should not be reduced to the claim that human minds alone approximate a language of thought (LoT), whereas nonhuman minds do not. Quoting Bloom (Reference Bloom2000), we argued that “every species gets the syntax it deserves.”
Notwithstanding our efforts to forestall this very misunderstanding, Tetzlaff & Carruthers make the same point as if they are disagreeing with us: “[E]ven the thought capacities of a very simple mind could approximate one LoT-based system to the same extent as a human's could approximate another.” To reiterate: We believe that minds as “simple” (sensu Carruthers) as those of honeybees employ internal mental representations that are syntactically structured, functionally compositional, and featurally systematic to some degree. Because human minds are by no means unique in approximating a LoT, the real issue is what distinguishes the human species of LoT from all the others that remain on this planet. Carruthers has argued elsewhere (see Carruthers Reference Carruthers2002; Reference Carruthers, Carruthers, Laurence and Stich2005a) that there are certain features of human thought – particularly our ToM and faculty for language – that are distinctively human. So it would seem that Tetzlaff & Carruthers would have to agree with us that there is something uniquely human about the modern human LoT. Unfortunately, Tetzlaff & Carruthers do not suggest what this might be.
Wasserman finds our claim that there is a difference in “kind” between the manifest cognitive abilities of human and nonhuman animals to be inconsistent with our claim that there is a difference in “degree” between human and nonhuman animals' ability to approximate the relational capabilities of a PSS. The problem here is not an “anomaly” in our logic – the problem is that Wasserman does not acknowledge the difference between a functional-level and a representational-level analysis (Marr Reference Marr1982). In our target article, we use the construct of a PSS as a heuristic framework for decomposing the relational operations manifested by biological cognizers at a functional level of analysis into distinct representational-level components (i.e., symbols, compositionality, types and tokens, etc.). As we point out, different species approximate these multifarious features of a PSS to varying degrees. Ex hypothesi, the difference in degree to which various species approximate the features of a PSS at a representational level produces a difference in the kinds of relational reasoning these species manifest in their cognitive behaviors. In particular, although all biological cognitive architectures approximate the features of a PSS to some degree, only those cognizers that closely approximate the higher-order, structural properties of a PSS manifest the kinds of relational reasoning that are characteristic of human cognition (e.g., ToM, analogical inferences, hierarchically structured languages, reasoning about unobservable causal mechanisms).
Halford et al. propose that dynamic binding to a coordinate system in working memory is the fundamental prerequisite for any form of relational reasoning. We agree. And, in our view, Halford et al.'s proposal provides a more plausible and cogent framework for understanding the LoT-like abilities of honeybees and desert ants than does the classical version of a LoT espoused by Tetzlaff & Carruthers. Halford et al.'s proposal also puts a hard lower limit on the kinds of computational architectures that constitute plausible models of animal cognition (cf. Lupyan).
Halford et al. propose two protocols for testing the compositionality and systematicity of nonhuman mental representations, using a delayed response task and “generativity tests” based on learned relational schemas. Our prediction is that nonhuman animals of many taxa will pass both of these tasks but that many connectionist-style models will have great difficulty with them. Of course, it is important to keep in mind that Halford et al.'s proposed tasks test only whether a subject can form implicitly structured relations by binding an object to a “slot” in working memory. This is a necessary prerequisite for functionally compositional and syntactically structured representations (Horgan & Tienson Reference Horgan and Tienson1996). But Halford et al.'s tasks do not test the capacity to reason about higher-order relations or relational roles in the fashion that we have posited is unique to modern humans. In their past research, Halford and colleagues have employed a wide variety of protocols to test higher-order, role-based relational capabilities in human subjects (e.g., Andrews & Halford Reference Andrews and Halford2002; Andrews et al. Reference Andrews, Halford, Bunch, Bowden and Jones2003; Halford Reference Halford1984; Halford et al. Reference Halford, Baker, McCredden and Bain2005; Halford & Busby Reference Halford and Busby2007). Many of these protocols can (and should) be adapted to probe the similarities and differences between human and nonhuman LoTs (see our Appendix for examples).
R3. Who gets to become human?
As Shatz points out, the cognitive abilities of even the most highly encephalized and enculturated nonhuman pale in comparison with the typical human child. Some of our commentators, however, tried to use the ontogenetic evidence against us (e.g., Hallinan & Kuhlmeier, McGonigle & Chalmers, Siegal & Varley, Wasserman): If human infants start out with cognitive abilities less sophisticated than that of some adult nonhuman animals, they argued, how can we claim that there is an innate, genetically-prespecified “discontinuity” between human and nonhuman animals? Darwin, of course, relied on a similar argument to bolster his case for the mental continuity between humans and other animals (Darwin Reference Darwin1871, p. 84; cited approvingly by Wasserman). Let's take apart this venerable argument piece by piece.
R3.1. Nature and nurture (and more nature)
Many of our commentators (e.g., Hallinan & Kuhlmeier, Lupyan, McGonigle & Chalmers, Siegal & Varley, Wasserman) assumed that because we postulated an “innate” or “genetic” basis for the discontinuity between human and nonhuman cognition, we were necessarily denying the importance of ontogeny, environment, language, enculturation, and everything else. For example, Wasserman acknowledges that the neural systems of humans may differ from those of nonhumans but asks, “Do these systems merely mature as the child approaches adulthood? Or must these systems be carefully cultivated by enriching experiences to fully flower?”
Wasserman's rhetorical question poses a false dilemma. There is no either/or when it comes to nature and nurture. No biological system, least of all a neural one, “merely” matures on its own. The ontogeny of any biological system is substantially modulated by its environment. But this does not mean that genetic factors play no role in shaping an organism's ontogeny. There is a complex, nonlinear, epigenetic relationship between genes and the environment that plays out over the entire lifespan of an organism – even an enculturated organism.
R3.2. Does primate phylogeny recapitulate human ontogeny?
Hallinan & Kuhlmeier argue that there would be a true cognitive discontinuity between human and nonhuman minds only if the behavior evident in the first stages of human development looked strikingly different from the capacities we see in other species. But the fact that nonhuman primates perform as well as 3-year-old children on some (but not other) tasks has little bearing on our claim that there is a fundamental discontinuity between human and nonhuman minds. The monumental fact of the matter – a fact which Hallinan & Kuhlmeier do not deny – is that the ontogenetic trajectory of one particular primate species' relational abilities distinguishes itself from that of all other extant species on the planet. As Shatz points out, by the second year of life, the cognitive differences between humans and other primates are unmistakable. And by age 5, the functional discontinuity is so enormous that even the most generous comparative psychologist cannot deny the disparity.
Hallinan & Kuhlmeier end up proposing a theoretical account for the disparity between human and nonhuman relational cognition that appears to be the same as our own. Citing Povinelli (Reference Povinelli, Malle, Baldwin and Moses2001), they postulate that humans possess “an additional system that sits side by side with evolutionarily older systems” and that this additional system allows for analogical reasoning that is “not constrained by superficial or context-specific correspondences.” To our ears, that sounds a lot like our hypothesis (see also Povinelli Reference Povinelli2000; Povinelli & Bering Reference Povinelli and Bering2002; Povinelli et al. Reference Povinelli, Bering and Giambrone2000). Like Hallinan & Kuhlmeier, we believe that our uniquely human system for higher-order, role-based relational reasoning continues to interact with cognitive systems that are evolutionarily more ancient and that come on-line earlier in normal human ontogeny (the second ‘R’ in our RR hypothesis stands for “reinterpretation,” not “replacement”). But Hallinan & Kuhlmeier are mistaken, in our opinion, to believe that our “reinterpretation” hypothesis is inconsistent with the claim that there is a fundamental discontinuity between human and nonhuman minds. Both we and Hallinan & Kuhlmeier postulate that there is an “additional system” responsible for subserving our uniquely human ability to reason about higher-order relations and that the emergence of this additional system is unique to the ontogeny of members of our species. Unless Hallinan & Kuhlmeier want to argue that the profound disparity between the cognitive ontogenies of human and nonhuman primates is solely the result of environmental factors, there must be something unique about the potential of the human mental architecture from day one.
R3.3. Constructing the human mind
Lupyan seems to believe that we consider the human mind to be “innately symbolic and propositional.” Our RR hypothesis could not be farther from this strawman. We explicitly denounced the classical view of the mind as biologically implausible and functionally impoverished. To argue that humans and nonhumans differ in their potential for symbolic-relational cognition from conception forward does not entail – or even suggest – that the human cognitive architecture is born with its adult-state symbolic-relational abilities all wired up and ready to go. Our claim is that the human genotype has the unique potential to produce a neural architecture capable of higher-order relational reasoning. Without the appropriate internal and external inputs, however, this genetic potential is sure to be thwarted.
Lupyan goes on to point out that some of the authors we cited on the subject of human language learning do not support the view that adult syntactic competence is prewired into the human brain (e.g., Gomez & Gerken Reference Gomez and Gerken2000; Tomasello Reference Tomasello2000). We cited these authors for a reason: Unlike a Chomskyan view of language, our RR hypothesis does not posit that human beings are born with adult syntactic competence. Again, our claim is simply that there must be something different about the human cognitive architecture in order to explain why only human children have the potential to learn grammatically-structured languages, develop a ToM, participate in collaborative activities, acquire culturally-transmitted knowledge, and employ external symbol systems to scaffold their cognitive achievements.
R3.4. Equal opportunity for pigeons?
Gardner objects to comparative researchers' tradition of “nondiscoveries” of “noncontinuity” based on “nonexperiments.” Gardner is right to remind readers that comparative psychology has been guilty of some rather embarrassing methodological blunders in its short history. Gardner is also certainly correct that differences in rearing conditions and training procedures have a significant impact on the cognitive performance of both human and nonhuman animals. But the claim that human cognitive uniqueness is solely and merely the product of human enculturation is difficult to sustain. The research cited by Herman et al. and Pepperberg are notable examples both of what nonhuman species can achieve with intensive training – and also of how vast a functional discrepancy there is between even the most highly enculturated nonhuman animal and the average human subject. Wasserman's plea to withhold judgment on the cognitive abilities of pigeons until a member of that species has been given the same cultural opportunities as those provided to human children strikes us as particularly extreme. Unless pigeons harbor some heretofore unrealized potential for relational reasoning that surpasses that of chimpanzees, bottlenosed dolphins, and African grey parrots, we doubt the discontinuity between human and nonhuman minds will be challenged by an enculturated pigeon.
R4. Does a discontinuity in relational reasoning actually explain the functional discontinuity between human and nonhuman minds?
If it weren't so widely and stubbornly contested, the claim that there are significant discontinuities between the functional capabilities of human and nonhuman minds would seem self-evident and banal. We have great sympathy with those commentators who believe that the interesting debate is not over whether there are any human cognitive specializations, but over what these specializations are and what best explains their origin.
R4.1. Are we just the “massively lucky” species?
Tetzlaff & Carruthers, for example, disagree with our claim that higher-order relational reasoning lies at the core of the many uniquely human forms of cognition. Instead, they argue that there are “many distinctively human learning mechanisms.”
To our eyes, it seems wildly implausible that one species happened to be the only one lucky enough to have evolved separate and independent “learning mechanisms” for each distinctively human form of cognition (in a few million years to boot), whereas no other species evolved any of them. Moreover, as we argued in our target article, the massively modular explanation for human cognitive uniqueness is undermined by the fact that each distinctively human cognitive ability seems to rely on a common set of relational competences. Suddendorf acknowledges that we might be on the right track in looking for deep structural similarities across domains. Tetzlaff & Carruthers, however, flatly deny that there are any such “commonalities.”
Tetzlaff & Carruthers' assertion that our human ToM, language faculty, and “intuitive physics” have “nothing to do with relations among relations” runs counter to a large body of existing research and theory (as well as the points of view of many of our other commentators; see, e.g., Bermúdez, Gentner & Christie, Halford et al., Markman & Stilwell, and Suddendorf). Numerous researchers have demonstrated a compelling empirical relationship between higher-order relational reasoning and ToM performance (e.g., Andrews et al. Reference Andrews, Halford, Bunch, Bowden and Jones2003; Zelazo et al. Reference Zelazo, Jacques, Burack and Frye2002) and most theoretical models of ToM require some degree of higher-order, role-based relational reasoning (see, e.g., the theories proposed in Carruthers & Smith Reference Carruthers and Smith1996). With respect to causal reasoning, the one point on which most contemporary researchers agree is that the ability to recognize and reason about the network of relations among causes and effects in a systematic and allocentric fashion is the bedrock of human causal cognition (e.g., Gopnik et al. Reference Gopnik, Glymour, Sobel, Schulz, Kushnir and Danks2004; Lagnado et al. Reference Lagnado, Waldmann, Hagmayer, Sloman, Gopnik and Schultz2005; Tenenbaum et al. Reference Tenenbaum, Griffiths and Kemp2006). Tetzlaff & Carruthers even claim that transitive inferences are not about the relations amongst relations, dismissing a long tradition arguing exactly the contrary (e.g., Halford et al. Reference Halford, Wilson and Phillips1998a; Inhelder & Piaget Reference Inhelder and Piaget1964). Ditto for language (e.g., Gomez & Gerken Reference Gomez and Gerken2000; Hauser et al. Reference Hauser, Chomsky and Fitch2002a; Pinker & Jackendoff Reference Pinker and Jackendoff2005).
Perhaps everybody else is wrong. We would certainly be the last ones to claim that a “consensus” (no matter how large) is any guarantor of truth. But at the very least, it seems incumbent on Tetzlaff & Carruthers to provide a far more substantive and convincing refutation of our argument that ToM, causal reasoning, transitive inference, and language all involve higher-order relational reasoning of various kinds before dismissing it out of hand.
To clarify our own position: We never claimed (contrary to what Tetzlaff & Carruthers write) that “there is just one” mechanism that distinguishes human and nonhuman learning mechanisms. Reasoning about the relation between relations is not sufficient to account for any of our human cognitive capabilities. Additional cognitive and morphological adaptations are also necessary to subserve our distinctively human capabilities in ToM, language, and abstract causal reasoning. Nor are we arguing against the functional modularity of human cognition (Barrett & Kurzban Reference Barrett and Kurzban2006). We are merely arguing that higher-order, role-based relational reasoning is one core component of all of these distinctively human capabilities, and that the functional supermodule that subserves this form of reasoning in humans is necessary (but not sufficient) to enable these capabilities.
R4.2. Is there a discontinuity in executive functioning?
After producing a seminal body of research showing that many distinctively human forms of thought are preserved despite severe linguistic impairments (e.g., Siegal et al. Reference Siegal, Varley and Want2001; Varley et al. Reference Varley, Klessinger, Romanowski and Siegal2005; Varley & Siegal Reference Varley and Siegal2000), Siegal & Varley nevertheless make the surprising suggestion that the differences between human and nonhuman cognition may be solely the result of a difference in “executive functioning” rather than a “radical restructuring” of human thinking and reasoning.
We are grateful that Siegal & Varley raised the issue of executive functioning. Variations in executive functioning clearly have a direct impact on the kind and quality of relational reasoning a subject can perform (Andrews et al. Reference Andrews, Halford, Bunch, Bowden and Jones2003; Halford et al. Reference Halford, Wilson and Phillips1998a; Robin & Holyoak Reference Robin, Holyoak and Gazzaniga1995; Waltz et al. Reference Waltz, Knowlton, Holyoak, Boone, Back-Madruga, McPherson, Masterman, Chow, Cummings and Miller2004). For example, uniquely human forms of executive control probably subserve the uniquely human forms of planning and practical decision-making highlighted by Bridgeman. And Hadley (Reference Hadley1999) has argued that some form of a classical computational architecture may be necessary to account for the unique patterns of information flow manifested by human reasoners. Therefore, there are undoubtedly significant differences between the executive functioning capabilities of human and nonhuman animals that contribute to the significant difference in degree to which human and nonhuman minds are able to approximate the computational properties of a PSS.
But positing a difference in executive functioning between human and nonhuman subjects does not somehow undermine our RR hypothesis. Rather, it simply points to one more facet of our supermodule for higher-order relational reasoning that may be uniquely human. Unless Siegal & Varley believe that all the distinctively human forms of cognition they have documented in agrammatic subjects can be performed using the same representational structures as those employed by nonhuman animals, they should agree with us that there is something distinctively human about both the architecture of human relational representations and the executive processes that operate over those representations.
R4.3. Is the discontinuity due to language alone?
In our target article, we argued that language is not solely and completely responsible for the differences between human and nonhuman cognition. Many commentators took issue with this argument (e.g., Bermúdez, Bickerton, Lupyan, Gentner & Christie). In some cases, the disagreements are due to a difference of emphasis rather than a difference in substance. Gentner & Christie, for example, agree with us that our “extraordinary relational ability” is a central reason “why we're so smart” (Gentner Reference Gentner, Gentner and Goldin-Meadow2003); yet they believe they are disagreeing with us when they accord “central importance to language and other symbol systems” as well. Not only do we not disagree with Gentner & Christie on this point, we find their description of the relationship between language and higher-order relational reasoning in their commentary to be succinct and eloquent:
In our view, human cognitive powers stem from both inborn relational ability and possession of a symbol system capable of expressing relational ideas. These two capacities form a positive feedback cycle. Analogical processes are integral to language learning . . . and relational language fosters relational ability.
In our target article, we freely acknowledged the “instrumental role” that relational language plays in facilitating human learners' sensitivity to relational similarities and potential analogies. We simply focused the bulk of our argument on the other part of the “positive feedback cycle” – that is, the internal cognitive architecture necessary to support relational learning and reasoning to begin with. To borrow and rephrase Gentner & Christie's closing sentence, our claim is that language, culture, and normal human enculturation are required to fully realize our species' potential for higher-order, role-based relational thought; but that humans alone are born with this potential.
We also find Bermúdez's “rewiring hypothesis” to be largely consistent with our own (see also Bermúdez Reference Bermúdez2005). According to this hypothesis, language played a crucial role in “rewiring” the architecture of the human mind during our evolution as a species. We believe Bermúdez's rewiring hypothesis is plausible and cogent. The only point we tried to make in our target article concerning this evolutionary hypothesis was that language may not have been the only factor that played a role in pushing the architecture of the human mind in a relational direction. Given the enormous adaptive value that abstract causal reasoning, ToM, spatial reasoning, and analogical inferences have in the ecological niche occupied by humans, it is at least possible that one or more of these other relational abilities also played a part. We remain agnostic as to the relative importance of these various cognitive abilities. If our RR hypothesis is correct, all of these specializations coevolved with our capacity for higher-order, role-based relational reasoning in such an inextricable and nonlinear fashion that any linear ordering of their relative importance would be both unverifiable and meaningless.
The evolutionary version of the “rewiring” hypothesis championed by Bermúdez should be distinguished from the kind of ontogenetic “rewiring” alluded to by Gentner & Christie and others (e.g., Dennett Reference Dennett1996). We do not doubt that language played and still plays a crucial role in rewiring the human brain in both its evolution and its ontogeny (i.e., both Bermúdez and Gentner & Christie are right). But any “rewiring” that was performed on the human brain over evolutionary time-scales is an entirely different process (both at a representational and at a physical level) than any “rewiring” done during ontogeny. Therefore, it is important to emphasize that the rewiring effects of language learning do not “recapitulate” the rewiring effects of language evolution (i.e., newborn human brains do not start off at the same place as our prelinguistic ancestors or our nonhuman cousins do). We would only have to take issue with Bermúdez and Gentner & Christie if they were to claim that language and cultural learning are the only factors that distinguish modern human minds from those of extant nonhuman species. To our knowledge, they would not make this claim (but see Lupyan or Wasserman for scholars who might).
Our disagreement with Bickerton is more substantial. Bickerton acknowledges the functional discontinuity between human and nonhuman minds and the importance of higher-order relational reasoning in this discontinuity. He even gives us four kudos for confronting the comparative consensus on this contentious issue. But he gives us only a single kudo for our representational-level account of the discontinuity, preferring his own story about how language “rewired” the human brain.
We are grateful for any kudos we can get. But we believe we deserve an extra point for effort. The point of our target article was not to tell an evolutionary story. The point of our target article was to argue that the modern human brain is quite distinctive in its representational capabilities and that our unique capacity for higher-order relational reasoning is not entirely and solely a function of language or enculturation. Here, Bickerton would seem to be forced to agree with us. He acknowledges in his commentary that once language wrought its rewiring effects on the human brain, human mental representations became qualitatively different from those of other animals and continue to be so today even in the absence of occurrent verbal labels. But Bickerton does not provide a formal description of the representational changes wrought by language, nor does he provide a computational model of how those changes subserve the extra-linguistic cognitive abilities that distinguish modern human from extant nonhuman cognition. We are a long way from providing a complete representational-level account ourselves; but this is where we think we deserve that extra kudo for effort (see also our reply to Bermúdez in sect. R5.3, para. 2, further on).
Ironically, the weakest part of Bickerton's story is his assessment of the cognitive abilities of nonhuman animals. Bickerton claims that “all nonhuman representations are distributed.” And he challenges us to present evidence inconsistent with this proposal. We think Bickerton would do well to consult the commentaries by Emery & Clayton, Herman et al., Pepperberg, Suddendorf, and Tetzlaff & Carruthers. These commentaries provide ample evidence that nonhuman representations are, indeed, functionally compositional and syntactically structured (see also Bermúdez Reference Bermúdez2003; Horgan & Tienson Reference Horgan and Tienson1996). Furthermore, Bickerton's claim that nonhuman representations are tightly coupled to occurrent stimuli flies in the face of abundant comparative evidence to the contrary (see, e.g., Suddendorf & Whiten Reference Suddendorf and Whiten2001).
The problem for Bickerton is that if language is not necessary to subserve “permanent, focused representations” in nonhuman animals, then Bickerton's evolutionary story does little explanatory work. In our view, language had and still has a substantial role in rewiring the human brain; but language's distinct evolutionary and ontogenetic impact on human reasoning falls more along the lines described by Bermúdez and Gentner & Christie, respectively, than that proposed by Bickerton.
R4.4. Are the differences only in our heads?
Barrett concurs with our reassessment of the comparative literature, but takes us to task for neglecting the role of the environment in supporting higher cognition in humans (see also Rendall, Vokey, & Notman [Rendall et al.]). Her point is well-taken. Many human and nonhuman cognitive abilities clearly rely on organisms' ability to make use of their bodies and the world in highly evolved, species-typical ways. For example, early work on the development of analogical problem solving in children called attention to its close parallels with symbolic play using physical objects (Holyoak et al. Reference Holyoak, Junn and Billman1984; see also Shatz). And our discussion of the “seriated cups” test of “hierarchical reasoning” relied heavily on Fragaszy et al.'s (Reference Fragaszy, Galloway, Johnson-Pynn and Brakke2002) demonstration that this task is more a test of subjects' sensorimotor skills in the world than of their ability to reason about hierarchical representations in their heads. If we had given due consideration to all the myriad of ways in which human and nonhuman animals leverage the world and their bodies in order to solve relational problems, our target article would have been considerably longer.
This said, there is reason behind our gloss. The purpose of our target article was to suggest an explanation for why human and nonhuman cognition differ so radically. And here, contrary to Barrett's contention, the answer cannot be solely or even primarily “outside the head.” One obvious problem with an “it's all outside the head” stance is that it does nothing to explain why humans, and no others, are able to leverage the world in their species-unique ways. Clark's (Reference Clark2001) hybrid stance seems more promising: Certain cognitive tasks are, to borrow Clark's apt phrase, more “representation hungry” than others. One class of representation-hungry problems of central importance to all biological cognizers is relational problems (Clark & Thornton Reference Clark and Thornton1997). Figuring out why human cognizers alone are able to use knowledge-rich artifacts and symbol systems to help them solve higher-order relational problems requires figuring out, among other things, what is distinctive about the internal representational processes humans bring to bear on these problems. As Suddendorf puts it, “chances are that humans' cognitive autapomorphies have something to do with our brain autapomorphies.”
R5. Which computational models earn their explanatory keep?
R5.1. Computational models that aim too low
Rendall et al. suggest that “associative processes” could, at least in principle, provide sufficient representational power to subserve higher-order relational reasoning (see also Lupyan). We agree. We certainly do not rule out connectionist mechanisms as possible implementations of higher-order relational reasoning in humans. We merely believe that anyone who wishes to model human cognition needs to take Smolensky's (1999) “Symbolic Approximation” hypothesis very seriously. As we reviewed in our target article, connectionist models that fail to acknowledge the necessity of approximating the higher-order, structural properties of a PSS consistently fall short precisely where higher-order relational reasoning is required. And, at least at present, it seems doubtful that traditional “parallel distributed processing” (PDP) connectionist models can approximate the higher-order structural properties of a PSS without the addition of qualitatively new representational processes (see also Doumas & Hummel Reference Doumas, Hummel, Holyoak and Morrison2005; Holyoak & Hummel Reference Holyoak, Hummel, Dietrich and Markman2000; Wilson et al. Reference Wilson, Marcus, Halford, Johanna and Keith2001b).
R5.2. Computational models that aim too high
Tomlinson & Love pose an excellent question: If animals cannot approximate a full-fledged PSS, what kind of computational architecture do they have? There is a conspicuous dearth of biologically plausible, computationally feasible, behaviorally adequate answers to this question. Indeed, there are so few researchers willing to even ask this daunting question that we happily accord two kudos to Tomlinson & Love just for showing up and making the effort.
This said, the BRIDGES (Building Relations through Instance Driven Gradient Error Shifting) model touted by Tomlinson & Love begs the question at issue in our target article. The BRIDGES model solves S/D and RMTS tasks by combining exemplar-based category learning (what we call perceptual relational learning) with structured relational mapping (which we claim is unique to humans). No one doubts, of course, that S/D and RMTS tasks can be solved by structured relational mapping – human subjects may very well solve RMTS tasks in this manner under certain conditions. But the issue at stake in our target article is whether or not there is any evidence that other extant species employ this particular mechanism as well.
Tomlinson & Love point out that an explanation based on sensitivity to categorical entropy alone does not explain the degree to which pigeons are influenced by the featural similarity between the test array and previous arrays the animal has been trained with. We agree. Categorical entropy is certainly inadequate to account for all of the patterns of relational responding manifested by pigeons or any other animal (as Cook and Wasserman [Reference Cook, Wasserman, Wasserman and Zentall2006] themselves point out). But all of the additional influences on pigeons' relational responses, including those documented by Gibson and Wasserman (Reference Gibson and Wasserman2004), are further examples of feature-based relations, not the higher-order structural relations we have argued are unique to humans. And Tomlinson & Love give no reason to believe that pigeons or any other nonhuman animals employ higher-order mappings between structured relations in order to solve S/D or RMTS tasks.
R5.3. Does LISA earn its explanatory keep?
We discussed the LISA (Learning and Inference with Schemas and Analogies) model of analogical reasoning proposed by Hummel and Holyoak (Reference Hummel and Holyoak1997; Reference Hummel and Holyoak2003) as one possible representational-level model for how higher-order relational reasoning might be implemented in a neurally plausible architecture. But Tetzlaff & Carruthers are not unjustified to point out LISA's numerous limitations. To put it bluntly, LISA is a rudimentary, highly stylized model of analogical reasoning that accounts for only a small part of what makes human cognition human (although it is getting better; see Doumas et al. Reference Doumas, Hummel and Sandhofer2008). In our view, LISA is the worst model of higher-order reasoning currently on offer, except for all the others. If Tetzlaff & Carruthers have a better model to suggest, we are all ears.
Bermúdez largely concurs with our analysis of the discontinuity between human and nonhuman minds but argues that the LISA model simply “appears to recapitulate” our functional-level description and does not “explain” how this discontinuity evolved in the first place. It is true that we did not provide an “explanation” for how higher-order relational reasoning evolved in the human brain; but simply invoking a story about how language “rewired” the human mind (see also Bickerton) leaves most of the interesting representational-level questions unanswered as well. It is one thing to identify the functional characteristics of the discontinuity between human and nonhuman cognition. It is quite another to explain how the functional abilities specific to human cognition are implemented in the neural matter of the human brain.
Representational-level computational models such as LISA (see also Tomlinson & Love) have an invaluable but undervalued role to play in cognitive science. It is all too common for psychologists and philosophers to create high-level models of a given cognitive behavior without giving due consideration to whether such models are computationally feasible or biologically plausible. Although there are clearly multiple distinct “levels” of explanation in cognitive science, even Marr (Reference Marr1982) did not countenance ignoring all but the highest level of analysis. Working implementations of a cognitive capability have the potential to challenge or support the plausibility and coherence of higher-level specifications, to provide new insights into the operational characteristics of that cognitive capability, and to serve as models bridging the (often quite large) gap between functional-level and neural-level descriptions.
The bulk of our target article focused on identifying the functional characteristics of the discontinuity between human and nonhuman cognition. Developers of symbolic-connectionist computational models such as LISA are trying to understand what kind of rewiring changes are necessary in order to subserve the higher-order relational capabilities that both we and Bermúdez believe are unique to the human mind – including those that are necessary for language itself. LISA, in particular, provides one possible example of how the higher-order relational capabilities of the human mind might be implemented on top of the lower-order, perceptually grounded capabilities of the nonhuman mind. At the very least, then, LISA provides some confirmation that our RR hypothesis is neither computationally infeasible nor neurally implausible.
But LISA's explanatory neck is stuck out a good deal farther. If LISA is correct, the substantive discontinuity between human and nonhuman cognition came about because only the hominid lineage evolved the ability to use synchronized activity among prefrontal neural populations to support dynamic-binding among roles, fillers, and structured relations. Although neural synchrony is used by many species for coding contextual associations of various sorts (see Fries et al. Reference Fries, Nikolic and Singer2007), LISA suggests that co-opting this mechanism for role-based relational coding was responsible for the “Great Move” (Newell Reference Newell1990) in human cognition. Certainly, neural synchrony is not the only possible mechanism by which the human brain might approximate the higher-order properties of a PSS (for other possibilities, see Smolensky Reference Smolensky1999; Wilson et al. Reference Wilson, Halford, Gray, Phillips, Gentner, Holyoak and Kokinov2001a). And the hypothesis that some form of neural synchrony is the critical innovation subserving higher-order human cognition requires much further empirical support before it can be deemed anything more than a plausible possibility (but see Uhlhaas & Singer Reference Uhlhaas and Singer2006 for a start). Nevertheless, Bermúdez is surely mistaken to argue that LISA is merely a “redescription” of the functional-level facts.
Bermúdez challenges us to explain why the ability to represent higher-order relations, abstract roles, and functions is such a rarity among animals. Here again, LISA suggests one possible story that would not have been apparent otherwise: One of the most interesting and provocative findings to arise out of symbolic-connectionist research is that it is, in fact, quite hard to approximate the higher-order features of a PSS in a neurally plausible fashion. Although higher-order relational reasoning may come naturally to modern humans, it does not come naturally to neural networks. By contrast, it is much easier for neural networks to approximate the kinds of perceptual reasoning that characterize nonhuman cognition. Indeed, traditional PDP-style networks are clearly quite good at approximating many of the basic capabilities of animal cognition. And tweaking these models with various task-specific tricks, ploys, and heuristics (Clark & Thornton Reference Clark and Thornton1997) allows these networks to approximate fairly complex relational tasks, as well. But there is no simple “next step” that will transform a clever PDP model into a full-fledged PSS complete with dynamic role-filler binding and higher-order relational structures. To cross the gap between a PDP network and a PSS, LISA suggests that a neural system needs to make a much more fundamental and costly change in its architecture. From an evolutionary point of view, then, LISA suggests that nonhuman cognitive species have evolved into various “local minima” in the space of biological neural systems, and that the cost of moving out of these local minima has been prohibitive for all but one species on this planet.
R6. So who was mistaken?
The editors of this journal warned us that the title, “Darwin's Mistake”, might distract some commentators from the substantive issues at stake in our article. They were right. Burghardt compares our hypothesis to the metaphysical arguments proposed by Mortimer Adler and Will Gaylin and warns that we have opened a “wedge” that creationists will exploit. Gardner aligns us with Alfred Russell Wallace and claims that “virtually all” of the experimental evidence we cited commits the same methodological error as Pfungst's work with Hans the horse. Wasserman challenges our hypothesis not by rebutting any of our empirical claims but by comparing our “bleak assessment of animal cognition” to that of John Locke and C. Lloyd Morgan.
Unfortunately, the reaction of these commentators is not atypical. Many contemporary comparative psychologists reflexively treat any suggestion of a cognitive discontinuity between human and nonhuman species as a heresy equivalent to defending creationism, or, worse, anthropocentrism. For the record, we never suggested either that some deus ex machina played a role in the evolution of the human mind or that animals lack the power of abstraction; and we never called for Darwin to surrender his place in the pantheon of great scientists. Indeed, our hypothesis is entirely Darwinian in its inspiration. Was not the entire point of Darwin's (Reference Darwin1859) magnum opus that the “Divergence of Character” combined with the principles of “Natural Selection” and the “Extinction of less-improved forms” would, by their very nature, create functional differences between extant organisms, some so great as to differentiate one kind (i.e., “species”) of organism from another? Lupyan puts it perfectly: “Owing to nonlinear interactions between genotypes, environment, and the resulting phenotypes, functional discontinuities are a common product of continuous evolutionary tinkering.” Our claim that continuous evolutionary processes have produced a radical functional discontinuity between the cognitive abilities of extant species is not an affront to Darwin's legacy (cf. Burghardt, Wasserman) – it is what Darwin's own theory predicts.
Burghardt uses the bulk of his commentary to debate the semantics of the term “difference in kind.” According to Burghardt's analysis, which he attributes to Adler (Reference Adler1968), any gap compatible with evolution is ipso facto no more than a “superficial” difference in kind, illustrated by the state change from water to ice that results when a continuous variable – that is, temperature – reaches a certain threshold. Burghardt illustrates Adler's stronger “radical difference in kind” by the distinction between living and nonliving entities, which Adler himself apparently viewed as a gap too great to be crossed by material processes.
It is hard to see how any interesting biological differences are cogently captured by Burghardt's taxonomy. Is the difference between eukaryotic and prokaryotic organisms a “superficial” or a “radical” difference in kind? Even Darwin's concept of a “species” seems to run afoul of this simplistic taxonomy. Burghardt's semantic analysis is even less enlightening with respect to the evolution of human cognition. The differences between human and nonhuman brains are clearly not limited to an incremental change along some single continuous quantity, such as number of neurons or brain size (Preuss Reference Preuss and Gazzaniga2000). Yet everybody (reasonable) agrees that there is no need to posit any special kind of nonmaterial mental stuff. Whatever differences there are between human and nonhuman minds, they are certainly more than “superficial” in Adler's sense but definitely less than “radical,” and in any case are completely compatible with and predicted by Darwin's materialist theory of evolution.
So did Darwin make a mistake? His liberal use of secondhand anecdotes and anthropomorphic attributions in the opening chapters of The Descent of Man (Reference Darwin1871) did not mark his finest scientific moment. His infatuation with the mental and moral virtues of domesticated dogs illustrates the problem. Dogs, Darwin argued, exhibit “a sense of humour, as distinct from mere play” and “possess something very like a conscience.” “There can be no doubt,” he goes on to write, “that a dog feels shame, as distinct from fear, and something very like modesty when begging too often for food” (Darwin Reference Darwin1871, p. 40).
Admittedly, Darwin's emphasis on the mental continuity between human and nonhuman minds was politic in his time – as it still is today. And whatever mistakes Darwin made, he made them almost a hundred years before the rise of modern linguistics, computational theory, genomics, and the cognitive “revolution” in psychology. So after considering the commentaries on our target article, we admit our original title may have been too harsh.
As Wynne & Bolhuis remind us, the stance taken by many comparative psychologists today is even more anthropomorphic than Darwin's. Burghardt's commentary confirms those suspicions: “Research over the last 40 years,” Burghardt writes, “has shown that Darwin actually underestimated the mentality of apes, for example, in tool making, numerosity, and communication.” Indeed, in many respects, the hypothesis we proposed in our target article lies closer to Darwin's views on the matter than to those of many of our contemporaries. Darwin (Reference Darwin1871) at least acknowledged the “immense” and “enormous” difference between “the lowest savages” and even the “most highly organised ape” – whereas many comparative researchers today believe that a human child magically kept alive alone on a desert island would “not differ very much” from other great apes (Tomasello & Rakoczy Reference Tomasello and Rakoczy2003; see also Gardner, Lupyan, Wasserman). And unlike some researchers (e.g., Bickerton) who believe that language alone can explain what is distinctive about the human mind, Darwin argued – as we do – that “the mental powers of some early progenitor of man must have been more highly developed than in any existing ape, before even the most imperfect form of speech could have come into use” (Darwin Reference Darwin1871, p. 57).
In short, any differences we may have with Darwin concerning the cognitive limitations of nonhuman animals pale in comparison to the differences we have with most of our contemporaries in comparative psychology. And any mistakes Darwin may have made over the course of his career seem trivial when weighed against the monumental insights he provided into the evolution of life in general and the origins of the human mind in particular. In hindsight, we erred: “Darwin's Triumph” makes a better title.
R7. Appendix: Falsifying the relational reinterpretation hypothesis
Hereinbelow, we sketch examples of experimental protocols capable of falsifying our functional-level claims for each of the distinctively human relational capabilities discussed in our target article.
R7.1. Analogical relations
R7.1.1. Experiment 1: Formal analogies
Raven's Standard Progressive Matrices Test (Raven Reference Raven1941) provides a well-studied template for developing nonverbal measures of formal analogical reasoning. This protocol can be easily adapted to nonhuman subjects. According to our RR hypothesis, many nonhuman animals are capable of solving Raven-like problems involving zero relations (even non-enculturated pigeons!) and some may be capable of solving one-relation problems; but no nonhuman animal is capable of solving Raven-like problems involving two or more relations (see discussion by Waltz et al. Reference Waltz, Knowlton, Holyoak, Boone, Mishkin, Santos, Thomas and Miller1999).
R7.1.2. Experiment 2: Visuospatial analogies
The dolphin's prowess at mimicry (see Herman Reference Herman, Hurley and Nudds2006 for a review) provides an opportunity to test this species' ability to reason about simple visuospatial relations in an analogical fashion. Our proposed test of visuospatial analogies employs the “progressive alignment” strategy that Kotovsky and Gentner (1996) used to “train” children to recognize relational mappings – that is, subjects begin by recognizing highly similar examples of a relation and are progressively encouraged to compare more and more disparate instances. Then, on each test trial, role-based and perceptual similarity are pitted against one another.
Train a dolphin to mimic the relational action demonstrated by a trainer as closely as possible given the set of objects available to the dolphin in the pool. In the beginning, the objects in the pool should allow the dolphin to mimic the trainer's actions quite closely: for example, the trainer touches a stick to a Frisbee, and the dolphin has available a different but identical stick and a different but identical Frisbee. Then, the dolphin can be trained on more and more challenging problems by using objects that can no longer serve, literally, to imitate the trainer's actions. For example, when the trainer touches a stick to a Frisbee, there is only a stick and a ball in the pool; when the trainer puts a ball in a box, there is only a Frisbee and a basket in the pool.
Once the dolphin has learned to mimic the relevant relations using perceptually disparate objects, the dolphin can be tested on tasks in which perceptually similar objects play conflicting roles. For example, the trainer could put a ball in a basket; and the dolphin could be given a small basket, a larger box, and an even larger ball (where the ball is too large to go in the box and the box is too large to go in the basket, so that the “analogous” solution is for the dolphin to put the basket in the box). Or the trainer might blow a ping-pong ball through a cylinder with her mouth; and the dolphin could be given an identical cylinder, a hoop, and a ball (where the ball is too large to pass through either the hoop or the cylinder, so that the analogous solution is for the dolphin to push or blow the cylinder through the hoop with its mouth).
Of course, success on any one test trial is of little significance. Any given trial could be passed using some feature-based heuristic, or indeed, simply by chance. In order to provide convincing evidence of analogical reasoning, subjects must demonstrate their ability to systematically mimic the trainer's actions across a variety of visuospatial relations.
R7.1.3. Experiment 3: Analogical problem solving
Tests involving “artificial fruits” – that is, containers that can be opened only using a specific sequence of movements – have been a staple of comparative research ever since they were introduced by Whiten et al. (Reference Whiten, Custance, Gomez, Texidor and Bard1996). In the past, these experiments have focused on testing an animal's ability to “imitate” the actions taken by a demonstrator. The following experiment uses the “artificial fruit” apparatus to test for a much more cognitively demanding ability: the ability to gain insight into how to solve a novel problem by observing a demonstrator solve a different but analogous problem.
In our proposed experiment, there are pairs of artificial fruits. Both fruits in a pair are identical except that the combinations of movements necessary to open each fruit's “lock” are perceptually different but structurally analogous. For example, if one fruit's lock can be opened by pushing three buttons in the sequence 2-1-3, then the analogous fruit's lock can be opened by pulling three bolts out in the same 2-1-3 sequence. Alternatively, if one fruit's lock can be opened by setting three switches into the positions Up – Down – Down, then the analogous fruit's lock can be opened by turning three knobs to the positions Left – Right – Right. To test subjects' ability to solve novel problems by analogy to observed solutions, the demonstrator opens one fruit of a pair repeatedly in front of the test subjects, and then the subjects are given the opportunity to open the analogous fruit by themselves.
R7.2. Higher-order spatial relations
R7.2.1. Experiment 4: Scale-model comprehension
Kuhlmeier and Boysen's (Reference Kuhlmeier and Boysen2002) original experiments on scale-model comprehension among chimpanzees could be easily modified to provide a valid test of a nonverbal subject's ability to reason about higher-order spatial relations. First, any local perceptual similarity between miniature objects and full-sized objects must be eliminated (e.g., all landmarks should be perceptually identical). Second, the location of the scaled and full-sized versions of objects must be systematically varied on each trial.
R7.2.2. Experiment 5: Single-dimensional map comprehension
Huttenlocher et al. (Reference Huttenlocher, Newcombe and Vasilyeva1999) provide an elegant test of a simple form of spatial reasoning that is a necessary precursor for reasoning about higher-order spatial relations: finding an object based on the scalar correspondence between two surfaces along a single dimension. To adapt this protocol for nonhuman animals, subjects could be presented with a long, narrow tray that is an order of magnitude smaller than an adjacent sandbox but has the same aspect ratio as the sandbox. A marker is placed in one of ten possible locations equidistant along the length of the tray in full view of the subjects, and a reward is hidden at the equivalent location in the larger sandbox out of sight of the subjects. The subjects are trained to find the reward based on the location of the marker in the first five distinct locations in the tray (i.e., locations 1, 2, 3, 4, 5). Once they have mastered this correspondence, they are tested on whether or not they are able to find the reward in the remaining five, novel locations (i.e., 6, 7, 8, 9, 10).
If any nonhuman species succeeds in passing this one-dimensional task, it should then be tested on whether this ability generalizes to two-dimensional surfaces without additional training (see Vasilyeva & Huttenlocher Reference Vasilyeva and Huttenlocher2004). Passing a systematic, two-dimensional version of this task on a first-trial basis would provide definitive evidence for higher-order relational reasoning in the spatial domain.
R7.3. Transitive inference
The key criteria for demonstrating transitive inference (TI) experimentally are the following: (1) subjects must be given relational information alone (e.g., A>B) without any cues as to the absolute values of the arguments (e.g., A=5, B=3); (2) the relation involved must be logically transitive and the fact that the relation is transitive must be necessary to make the inference; (3) the transitive relation between stimuli must not be inferable from reinforcement or associative history; (4) the transitive inference must be made on a one-shot, first-trial basis (for further details, see Halford Reference Halford1984; Halford et al. Reference Halford, Wilson and Phillips1998a). Below are two examples of a valid test of TI.
R7.3.1. Experiment 6: Balance-scale test of transitive inference
Let the subjects freely play with a balance-scale that has two fixed platforms for holding objects equidistant from the fulcrum. (NB: Unlike the traditional Piagetian version of this task, only weight is a variable.) Once the subjects have experienced placing objects of various weights on each platform and observing that the heavier object tips the balance down, train them to indicate which platform will tip down (e.g., by pointing or moving a marker) using a set of balls of various sizes, colors, and weights. Once the subjects can reliably predict which platform will be tipped down for any given pair of balls in the training set, test the subjects on a novel set of identically-sized balls of different colors (e.g., A through E), as follows: Without letting them touch the balls and without any differential reinforcement, repeatedly show the subjects the behavior of adjacent pairs of balls on the balance-scale, so that they can observe that A>B, B>C, C>D, and D>E. Then test the subjects on non-adjacent, unobserved pairings, for example, D and B. Subjects who can systematically predict the behavior of the balance-scale for non-adjacent, unobserved pairs will have manifested principled evidence for TI.
R7.3.2. Experiment 7: Transitive inference in great tits
In our response, we have argued that Otter et al.'s (1999) experiment with great tits does not qualify as evidence for TI. But their protocol could be modified as follows: Allow female great tits to eavesdrop on simulated agonistic encounters between pairs of unfamiliar males selected from a set of five, with outcomes that imply the dominance ordering A>B>C>D>E. Then remove the female's current mate and test whether or not the subject shows a systematic preference for the dominant male in any given pair when given a choice of a new mate (e.g., preferring B over D).
R7.4. Rules
R7.4.1. Experiment 8: Structural rule learning using an AGL protocol
The literature on artificial-grammar learning (AGL) with humans provides a rich mine of experiments that can be used to test nonhuman animals' ability to infer structural rules between non-repeating elements and to generalize this knowledge to novel vocabularies. Tunney and Altmann (Reference Tunney and Altmann2001), for example, presented subjects with sequences of eight graphic symbols (A to H) generated from a grammar that allowed any of the elements E to H to occur in positions 1, 2, 5, and 6 in a uniform, random distribution, and allowed either the pair A and B, or the pair C and D, to appear (in either order) in positions 3 and 4. They then evaluated the subjects' assessment of the grammaticality of 96 unique sequences drawn from an entirely novel vocabulary of eight nonsense syllables ordered according to the same structural rules. Tunney and Altmann (Reference Tunney and Altmann2001) showed that human subjects were able to transfer grammaticality discriminations from graphic symbols to novel nonsense syllables despite an arbitrary mapping between the two domains, and without any repetitions or other salient perceptual relations between elements in a given sequence. The same test can be readily adapted to nonverbal animals.
R7.4.2. Experiment 9: Structural rule learning using a contingency learning task
The following experiment is adapted from a contingency learning task first employed by Shanks and Darby (Reference Shanks and Darby1998) with human subjects. During the initial training, subjects are presented with cues (e.g., lights, tones) and outcomes in the following combinations: AB+, A-, B-, CD-, C+, D+, E+, F+ and GH- (where X+ means that presentation of the cue X is paired with a reward, and X- means that presentation of the cue X is not paired with any reinforcer). At test, the subjects are presented with the novel cue-outcome combinations EF, G, and H.
In Shanks and Darby's (1998) original experiment, human subjects who learned the patterns shown during training anticipated that EF would not be paired with a reward, whereas cues G and H presented separately would be paired with a reward. In other words, these subjects learned the “rule” that the likelihood of the outcome after a compound of two cues is the inverse of the likelihood of the outcome when those same cues are presented separately. Shanks and Darby (Reference Shanks and Darby1998) concluded, and we concur, that success on this protocol demonstrates that the subject can learn structural rules about contingencies that are distinct from (and even contrary to) the outcomes predicted by associative conditioning.
R7.5. Hierarchical relations
R7.5.1. Experiment 10: Hierarchically structured sentences
Herman et al. (Reference Herman, Richards and Wolz1984) report that bottlenosed dolphins comprehend sentential constructions such as “LEFT FRISBEE FETCH RIGHT HOOP,” which can be glossed as “take the Frisbee to your left to the hoop located to your right.” To test whether or not dolphins can understand hierarchically structured, recursive constructions, one could test their ability to comprehend sentential constructions of the following form: NP+V+NP, where V is an action such as FETCH, and NP is a noun phrase that can be either an object (e.g., FRISBEE), or a location modifier and an object (e.g., LEFT FRISBEE), or another noun phrase followed by a location modifier and an object (e.g., RIGHT FRISBEE LEFT BALL). For example, the construction “RIGHT FRISBEE LEFT BALL FETCH SPIGOT” instructs the dolphin to take the ball that is to the left of the Frisbee that is to the right of the subject over to the water spigot. If dolphins – or any other nonhuman animal – could comprehend and act on constructions such as these in a systematic fashion, this would constitute definitive evidence that they are able to comprehend hierarchically structured grammatical relations.
R7.5.2. Experiment 11: Hierarchical representation of dominance relations
In our target article, we criticized Bergman et al.'s (2003) claim to have found evidence for hierarchical social classifications among wild savannah baboons. But it would not be hard to adapt their protocol to provide compelling evidence for hierarchical representations. Given matrilines A>B>C with offspring a1..an, b1..bn, c1..cn, respectively, and using the artificial playback protocol described by Bergman et al. (Reference Bergman, Beehner, Cheney and Seyfarth2003), present subjects not in the A, B, or C matrilines with unexpected rank reversals between the dominant members of the A and B matrilines and the B and C matrilines (i.e., C>B and B>A but not C>A). Subjects that are capable of reasoning about social dominance relations in a hierarchical fashion should be more “surprised” at hearing cx<ay than at hearing cx>ay for any arbitrary member of the two non-adjacent matrilines. Furthermore (contrary to the results reported by Bergman et al. [2003], the subjects should be more “surprised” by rank reversals between subordinates in more distant matrilines (e.g., ax>cy) than by rank reversals in more closely ranked matrilines (e.g., bx>cy).
R7.6. Causal relations
R7.6.1. Experiment 12: Nonhuman primates' understanding of weight
One of us (Povinelli) has already proposed numerous experiments capable of testing a nonhuman primate's ability to reason about unobservable causal mechanisms (see Povinelli Reference Povinelli2000). Here we suggest one further experiment that would be probative.
Nonhuman primates are quite familiar with the effort required to lift objects. Chimpanzees in particular have been shown to use the weight of an object instrumentally. For example, free-ranging chimpanzees learn to use the weight of heavy stones to crack open hard nuts and lighter stones to crack open softer nuts, in a population-specific fashion. The following experiment tests whether nonhuman primates actually reinterpret the effort required to lift objects and the accompanying sensorimotor cues into a causal notion of “weight” (for more details, see Povinelli, in press). First, present subjects with two balls that are visually identical but of radically differing weights (one is heavy, the other is very light). Train the subjects to sort the balls into one of two containers based on the “weight” of the balls (e.g., “heavy” ball goes in the container to the left, “light” ball goes in the container on the right). Separately, allow the subjects to freely play with the ramp apparatus shown in Figure R1, allowing them to launch balls of various weights down the ramp without the reward apple being present. Then, after placing the apple, allow the subjects (a) to dislodge the apple with their hands and (b) to observe trainers launch heavy and light balls down the ramp, thereby letting them see that only some balls, not all, dislodge the apple. Finally, at test, present the subjects with the two visually identical but differentially weighted balls and the ramp/apple apparatus, and observe whether or not the subjects choose the heavier ball on the first trial.
Ramp apparatus used to determine if chimpanzees understand that a heavy, but not an extremely light projectile (ball) can be used to dislodge a desired reward apple.
One of us (Povinelli) has already run several experiments like the one just described on a group of captive chimpanzees (see Povinelli, in preparation). Subjects chose to use the heavier ball to dislodge the apple at chance levels on the critical test trials – even though they were still able to sort the balls correctly.
R7.6.2. Experiment 13: Using interventions in an epistemic fashion
The following protocol tests an animal's ability to use the knowledge gleaned from its own interventions to form a systematic, allocentric representation of a causal model. Subjects are presented with four levers. Each lever triggers one of four distinct cues: L1, L2, T1, or T2, where the L cues are of one kind (e.g., lights) and the T cues are of another kind (e.g., tones). Pressing the lever corresponding to a given cue triggers that cue for 10 seconds. A food reward is delivered if within 10 seconds the subject triggers cues L1 and T1 or triggers cues L2 and T2. Any other combination of cues (e.g., L1 and L2; L1, T1, and T2) results in a time-out and no reward. Subjects are allowed to freely play with the levers until they discover the two ways of producing the reward (pressing L1 and T1 or pressing L2 and T2). Once the subjects have made that discovery, no rewards are presented in the subsequent test sessions.
For the first test session, the levers corresponding to the L cues are removed, leaving only the levers corresponding to the T cues available. Then at random intervals, cues L1 and L2 are presented for 10 seconds each. If the subjects understand that they can intervene to produce the cue that completes a pair of cues that was previously rewarded, they should press the lever corresponding to T1 while L1 is illuminated, and press the lever corresponding to T2 while L2 is illuminated. During a second test session, the levers corresponding to the T cues are removed, leaving only the levers corresponding to the L cues available. Then the analogous protocol is followed for presentations of T rather than L.
A subject that responds with the appropriate instrumental action in response to all of these combinations of cues will have demonstrated that it can learn and then access the structure of a simple causal model in a systematic, allocentric fashion across both observations and interventions.
R7.7. Theory of mind
R7.7.1. Experiment 14: Experience projection
The following test of “experience projection” is adapted for scrub-jays from an experiment originally proposed by Heyes (Reference Heyes1998), adapted by Povinelli and Vonk (Reference Povinelli and Vonk2003), and defended by Penn and Povinelli (Reference Penn and Povinelli2007b). Allow subjects to witness food being cached by a competitor behind two different barriers of different colors. One barrier is transparent to the subject because it is made of one-way glass and allows the subject to see through the barrier; the other barrier is opaque to the subject. There are multiple potential cache sites behind each barrier. If the competitor caches food behind the transparent barrier, the subject can see precisely where the food was cached. If the competitor caches food behind the opaque barrier, the subject cannot see precisely where the food was cached. From the cacher's point of view, the barriers are of different colors but otherwise are perceptually identical (i.e., both look like mirrors). After the competitor has cached food behind both kinds of barriers, allow the subject to retrieve the caches it saw the other bird make (i.e., behind the one-way barrier). Then, at test, allow the subject to make its own caches either in front of or behind both kinds of barriers in the presence of a novel competitor. If the subject preferentially caches behind the opaque barrier rather than the one-way glass barrier, this would be strong evidence for “experience projection.”
R7.7.2. Experiment 15: Understanding role reversals
The following experiment tests for evidence of role-based collaboration based on a protocol first proposed by Povinelli et al. (Reference Povinelli, Nelson and Boysen1992). A pair of subjects is trained to operate an apparatus that has four pairs of food trays. One of the two subjects (the informant) can see which of the four pairs of food trays is baited. The other subject (the operator) cannot see which trays are baited but can pull on one of four handles to bring the corresponding pair of trays within reach of both participants. The participants are separated by a clear partition. The informant is trained to designate which pair of trays is baited by placing a marker over the appropriate trays. The operator is trained to pull on the handle associated with the pair of trays that has been marked by the informant. Both subjects can fully observe the actions of the other during this training procedure. Once both subjects have mastered their respective roles, the apparatus is rotated in full view of the subjects, thus switching the roles to be played by the subjects. If both subjects can immediately take the appropriate actions (i.e., marking the baited trays and pulling on the handle that has been marked), they will have shown an ability to reason about a collaborative activity in a role-based fashion.
R7.7.3. Experiment 16: Role-based collaboration and intentional communication
The following protocol is based on the capabilities reported by Herman (Reference Herman, Hurley and Nudds2006). Train dolphins to respond to the command “Tandem X Y” by having one dolphin perform behavior X and the other dolphin perform behavior Y in tandem, where X and Y are selected randomly on each trial from a set of suitable behaviors (e.g., back flip, jump). Designate which dolphin is to perform which behavior by pointing at the appropriate subject. Once the dolphins have mastered this command, isolate the two dolphins so that only one of them (i.e., the communicator) can see the gestures being made by the trainer. Give the “Tandem X Y” command only to the dolphin designated as the communicator. Then allow the two subjects to rejoin each other and perform the designated behaviors. If both subjects are now able to execute the appropriate X and Y behaviors correctly, this would provide the first definitive evidence of intentional communication and role-based collaboration in a nonhuman species.Footnote 1
R7.7.4. Experiment 17: An acid test of “false belief” understanding
The “acid test” of a theory of mind (ToM) has long been taken to be the ability to reason about the cognitive effects of another subject's counterfactual representations about the world (for recent discussions of what should and should not count as evidence for “false belief” understanding, see Penn & Povinelli Reference Penn and Povinelli2007b; Perner & Leekam Reference Perner and Leekam2008). Pack and Herman (Reference Pack and Herman2006) suggest that dolphins may be capable of understanding “false beliefs” (see also Tschudin Reference Tschudin, Hurley and Nudds2006). If so, dolphins should be able to pass the following test, adapted from a task that Call and Tomasello (Reference Call and Tomasello1999) first employed with children and nonhuman apes (the nonhumans failed).
In the initial training phase, an experimenter hides a reward object in one of two identical containers in the pool while being observed by one dolphin (the observer) but out of sight (and earshot) of the other dolphin (the retriever). The retriever is released back into the common pool area and the observer is trained to inform the retriever in which container the reward is hidden (e.g., by “pointing” at the container with its echolocation “beam” or by any other species-natural behavior).
Once the two dolphins have mastered their respective roles in the initial training phase, each trial in the second training phase occurs in the following steps: (1) the retriever is removed from the pool area; (2) the reward is hidden in one of the two containers in view of the observer; (3) the observer is removed from the pool area; (4) the retriever is released back into the pool area; (5) the observer is also returned to the pool area; (6) the observer is allowed to indicate in which one of the two containers the reward is; and (7) the retriever is allowed to retrieve the reward. In the initial baseline training condition, the locations of the two containers remain unchanged over the course of all steps. In the second baseline training condition, the locations of the two containers are switched during step 2, in full view of the observer but not in view of the retriever. In the third baseline training condition, the locations of the two containers are switched after step 5 – that is, in full view of both the observer and the retriever. Note that in all three baseline training conditions, the observer is correctly informed as to the location of the reward but the retriever is not.
Once the retriever can reliably find the hidden object in all three baseline training conditions, the crucial test sessions can begin. On successive trials, the following “false belief” conditions are randomly interspersed with the three baseline training conditions: (1) switch the location of the two containers after step 4 in view of the retriever but not the observer; and (2) hide the reward before step 1 in full view of the retriever and the observer, then switch the locations of the containers during step 2 in view of the observer but not the retriever. In the first of these “false belief” conditions, the observer is misinformed as to the true location of the reward and the retriever must infer that the correct location is the one the observer does not point out (this is essentially the same test as reported by Call & Tomasello Reference Call and Tomasello1999). In the second “false belief” condition, the retriever believes it knows the location of the reward but is misinformed, and the observer must inform the retriever that the containers have been switched and/or that the retriever is misinformed.
Additional control conditions are of course necessary. These include interspersing a condition in which the retriever sees the placement of the reward but the locations of the containers are not switched; and normalizing the delays between all steps (see Call & Tomasello [1999] for additional controls). But if dolphins could pass both of these “false belief” conditions, this would constitute the first compelling evidence for ToM abilities in a nonhuman animal.