Published online by Cambridge University Press: 06 October 2005
The last vote was counted in the 2004 presidential election and olddebates began anew about the causes of low turnout of those betweenthe ages of 18 and 24. Despite an unprecedented amount of time andeffort spent on turning out the youth vote, the data suggest thatonly about half of the eligible voters between the ages of 18 and 24cast a vote for president. The good news is that, indeed, thisyear's figures reverse a downward trend in voter turnout amongst theyouth; the bad news is that every age bracket increased in votingand youth voting still lagged behind other age groups by significantmargins. Scholars have once again cited evidence of political apathyand alienation among young people; they have referred to studiesthat reveal widespread ignorance of American politics and history inour nation's high schools and colleges. Dire predictions willcontinue about the bleak future of American democracy due to theostensible lack of knowledge and interest in the American politicalsystem among our newest voters. Despite studies showing increases involunteerism, service, and civic engagement, the low voter turnoutwill dominate the debate about civic education.The authors would like to thank David A. Caputo,president of Pace University, for funding PC2004.
The last vote was counted in the 2004 presidential election and old debates began anew about the causes of low turnout of those between the ages of 18 and 24. Despite an unprecedented amount of time and effort spent on turning out the youth vote, the data suggest that only about half of the eligible voters between the ages of 18 and 24 cast a vote for president. The good news is that, indeed, this year's figures reverse a downward trend in voter turnout amongst the youth; the bad news is that every age bracket increased in voting and youth voting still lagged behind other age groups by significant margins. Scholars have once again cited evidence of political apathy and alienation among young people; they have referred to studies that reveal widespread ignorance of American politics and history in our nation's high schools and colleges. Dire predictions will continue about the bleak future of American democracy due to the ostensible lack of knowledge and interest in the American political system among our newest voters. Despite studies showing increases in volunteerism, service, and civic engagement, the low voter turnout will dominate the debate about civic education.
The concern over young voter apathy is well founded. Many posit voting as the essential responsibility of citizenship in a democracy. As such, voting is a good in and of itself—a measure of one's commitment to civic duty. Voter turnout is an important indicator of both individual commitment to, and the collective health of, any democratic society. Yet, there is evidence that voter turnout is just as much a means as it is a noble end: studies have shown a strong correlation between low political participation, high literacy inequality, and the unequal distribution of material resources (Milner 2002). Such conclusions support what democratic theorists have been saying for some time, namely, that societies which have high levels of participation and a relatively equal distribution of intellectual resources will, over time, tend to distribute material resources more equally as well. The mantra from Jean-Jacques Rousseau to Thomas Jefferson, from Gabriel Almond and Sidney Verba to Benjamin Barber, has been that active participation facilitates procedural democracy, and thereby leads to a more vibrant substantive democracy. Read another way: high voter turnout equals a greater number of interests served equals socioeconomic equality implemented.
So why don't the young vote in large numbers? We might characterize the two main explanations as the alarmist point of view and the pragmatic perspective. The alarmists say that political participation is inextricably tied to political knowledge. As Popkin and Dimcock (1999) put it, “The dominant feature of nonvoting in America is a lack of knowledge about government.” Study after study has bemoaned the youth's lack of knowledge about our political system (Lutkus et al. 1999; Morin 2000; Gallup and Gallup 2000; Sax et al. 1998; Vanishing Voter 2000). Raise civic competency, according to this view, and you will raise voter turnout. On the other side, there are the pragmatists who look to the weight of history and suggest that the most important indicator of political participation is aging (Coulson 1999). Young people who do not vote now will more than likely become voters once they progress through the life cycle (Wolfinger and Rosenstone 1980). The alarmists speak with a sense of dire urgency; the pragmatists advise us that time and maturity will increase voter participation in a generational cohort.
If forced to choose which camp to join, we'd throw our hat into the alarmist ring: it is better to confront the problem of a lack of political knowledge amongst youth today rather than waiting for them to acquire it tomorrow. The 2004 presidential election witnessed the launch of an unprecedented number of campaigns encouraging young people to register to vote, but more importantly to become a player in electoral politics. Rock the Vote, Rap the Vote, Vote or Die, Hip Hop Political Conventions: Music is fast becoming the favorite way to light the spark of political involvement among the youth culture. Sports, hamburgers, and TV commercials all delivered the message that we were in an election year and that voting was the most important way to express your freedom and responsibility in a democracy.
If, in fact, political knowledge is an indicator of political participation, then as political scientists we must do all we can to raise political knowledge amongst our youth. At Pace University, we used large-scale simulations to achieve that goal. In this paper, we describe Presidential Convention 2004 (PC2004), a mock presidential convention where 650 high school students in the New York metropolitan region were taught the process of presidential selection by 75 Pace students. Projects such as PC2004 promote what we call Democratic Action Research (DARE).
Voter turnout is one way to measure the health and legitimacy of any democratic society. Simply put, voting is a means by which a citizenry tacitly consents to be governed by its leaders—whether the candidate one chooses wins or loses. In the United States, voter turnout in presidential elections peaked in 1960 at about 64% and has declined (with the exception of the 1992 election) to roughly 50% in 2000 (Maisel and Buckley 2004). 2004 was a good year by all measures, with voter turnout hitting 60%, the highest turnout since 1968 in a presidential election year. Yet in midterm elections turnout has dropped in the same 40-year period from nearly 50% to 35%.
A further consideration of voter turnout by age finds other disturbing trends. In 2000, 67% of those over the age of 65 voted. Voter turnout for those between the ages of 45 and 64 was just slightly lower at 64%. By contrast, just over a third of those between the ages of 18 and 24 went to the polls in 2000 (U.S. Census Bureau, Voting and Registration Reports), and nearly 50% went to the polls in 2004. Statistics also show that voter turnout is correlated to socioeconomic factors: the affluent and highly educated tend to vote in higher proportions than the poor and uneducated. Given these findings, we can posit several conclusions about the state of American democracy: first, that our political system is more responsive to the wealthy and the educated, and second, that our political system is more responsive to middle age and elderly voters than to young voters.
Debates rage over why the young or the less affluent tend not to vote. Partisanship, navigating the “rules of the game,” socioeconomic status, political knowledge, and participation: all are important variables in distinguishing the voter from the nonvoter. Yet, whatever the causes, identifying the effects of voting and nonvoting are perhaps just as important—if not more so. Henry Milner (2002) postulates a direct correlation between levels of political participation and the distribution of material resources in a democratic society. Figure 1 suggests that higher income disparities lead to a higher level of literacy inequality. The United States lags far behind in this category when compared to other western democracies.

Literacy and Income Inequality, Select Countries
Figure 2 shows that the higher the voter turnout, the less literacy inequality there is in a society. Once again, the United States lags behind its counterparts. Combine these two figures and a disturbing pattern emerges: societies that promote higher levels of political participation more equally distribute both intellectual and, most importantly, material resources.

Voter Turnout and Literacy Inequality
If voter turnout is indeed tied to the material health of a democratic society as the above data suggest, then we as educators and political scientists have a duty to promote democracy (and thereby the equal distribution of material resources) through teaching our students the value of political participation. We believe that universities must play a transformational role in increasing political participation among our youth.
Democratic Action Research (DARE) is the name we have given to Participatory Action Research (PAR) that is focused specifically on expanding political consciousness. Rooted in anthropology and development, PAR “goes beyond usual institutional boundaries in development by actively involving the people in generating knowledge about their own condition and how it can be changed” (Fals-Borda and Rahman 1991). Jose Ortega y Gasset claimed “through the actual experience of something, we intuitively apprehend its essence; we feel, enjoy, and understand it as reality, and we thereby place our own being in a wider, more fulfilling context” (Fals-Borda and Rahman 1991, 11). Habermas' “life-world” also propagates an authentic commitment to a holistic understanding of everyday life within a freely chosen value system, and inspires investigation into the context of political action that is liberating and emancipating (Habermas 1985). Habermas' concept of life-world and Thomas Kuhn's “paradigm shift” serve as a call for political scientists, among others, to change the level of discourse concerning participation in civic life. Creating opportunities to increase political literacy and democracy, rather than observe, lament, and remain disinterested at the failure of youth to engage in politics, become legitimate activities in the more activist engaged mission of political educators.
DARE seeks to “harmoniously reconcile the normative, empirical and the prudential components of political life” (Riemer 1962). This process must begin in the classroom, but it does not end there. Indeed, our courses should be laboratories for democracy (Becker and Couto 1996) where we teach the political knowledge associated with democracy while at the same time we are democratic in our pedagogy. This immediately raises an important question: Can we serve two masters, the empirical and the normative, at once? DARE demands we bridge the two; we have found this is best done through large-scale simulations which engage young people in synthesizing facts, analysis, evaluation, communication, negotiation, and creation. In the process, DARE confronts the radical paradox that gaining knowledge of the political system leads to a powerlessness to change the system (Clecak 1974).
As political science professors, we accept the tension that comes from having one foot in the classroom and one foot in the political world. Henry Nelson Wieman (1990) characterized creativity as living in the interchange between these two worlds. For political scientists, this creativity bridges the distance between the dual responsibilities of the active practitioner of civic engagement and the detached observer of the political world. As an educational mentor to Martin Luther King, Wieman's legacy lies at the crux of the debate between thought and action. DARE seeks to engage thought and action in and out of the classroom to increase political participation and enlighten students in their civic duty.
Embracing this dual role then forces upon us a dual purpose. As educators, our responsibility is to see to it that our students become politically literate: that is, that they acquire objective knowledge about the political world that will allow them to comprehend, evaluate, and analyze the world around them. As professors of politics, we also have a responsibility to see to it that our students consider and learn the values of good citizenship—and engage that political world in a meaningful way. Our courses are successful, then, when they promote political literacy on the one hand and increase civic engagement on the other. We must, in other words, create an interaction between the objective knowledge required of a successful student and the subjective development required of a well-rounded citizen (Putnam 2001).
How is this to be done? Richard Guarasci (1997) has offered some necessary criteria for “democratic education.” Now president of Wagner College, Guarasci has joined David Caputo, president of Pace University, in calling for a new era in which higher education is in part measured by its success in promoting civic engagement. Both political scientists, they have taken the route of college administration to forge a growing interdependency between democratic governance in education and meaningful civic engagement outside the walls of academia. Building upon Guarasci and Caputo's example, we believe DARE needs to include the four aspects of “democratic education” that are captured in large-scale simulations such as PC2004: 1) political literacy; 2) active learning; 3) civic engagement; and 4) an ethic of democratic leadership and professionalism.
As the term suggests, political literacy is the ability to “read politics.” Like “reading” literacy, political literacy is a developmental process that ranges from learning to interpreting facts, data, and history to establishing higher levels of understanding. The reality is that some individuals become more politically “literate” than others. The process begins with acquiring objective knowledge about politics; but it does not end there. It includes the ability to comprehend, conceptualize, navigate, and critically evaluate the political world around us. Students who are politically literate have moved beyond learning the mere facts of politics (e.g., the number of senators and number of electoral votes) and are able to analyze the political system for its strengths and weaknesses (e.g., how the number of senators or the number of electoral votes enhances or diminishes the democratic experience). Our emphasis on political literacy is founded upon the belief that politically literate individuals are knowledgeable about, and interested in, the political world. The more knowledge they obtain, the more interested they become, and vice versa. Literacy is cumulative and the “costs” to participate (time and effort) in politics become more manageable. Thus, students who take our courses are more likely to engage in political participation (e.g., vote) because they understand political candidates and issues more readily than students who are less politically literate. The pedagogy of democratic decision-making in the classroom, combined with real world activities like teaching high school students, writing instructional material, and running a large conference, are exercises in developing political literacy.
Educational studies have long supported the hypothesis that students learn more by actively acquiring knowledge. Effective teaching practices are fundamentally more participatory and democratic. The transition from traditional, instructor-centered teaching practices to more interactive processes such as checking for understanding, student team learning, and simulations, has created a pedagogical revolution. Many students learn best when they are asked to transcend the consumption of knowledge (or the banking principle of education) and put thoughts into action, becoming producers of knowledge in their own right (Freire 1971). In our classes, students are asked to become producers of knowledge and to “teach” other students—by sharing their work in group projects, delivering class presentations, working in real-life situations outside of class and sharing those experiences in class, and assuming roles in a large-scale simulation. Active learning assists student development of marketable skills, including: analytical reading skills; critical writing skills; coherent and clear communication skills; the art of negotiation and compromise; and the value of collaboratively working in groups.
Civic engagement exists on a continuum from students “shadowing” engaged people as they do their work to volunteering, from committing to community service projects to system-transforming actions taken by individuals and non-governmental organizations. Civic engagement creates opportunities for expanding political consciousness by connecting the everyday experiences of individuals and the communities with whom they come in contact to the larger, structural problems of society. Higher levels of understanding evolve as participation positively influences self-esteem and confidence, and students grow increasingly willing to challenge the larger, structural problems that society faces over time. An example might be the following: students join with community leaders to paint a public school in the neighborhood. While the students are engaged in a community activity, this activity divorced from the wider context might be construed as nothing more than an act of charity. We think it should lead to a discussion of larger questions: for example, why is there not enough funding for the school to get painted in the first place? Where does the funding for education come from? Who controls the funding? What are the power relations involved in school funding? What is the process for increased funding which will allow for things like a coat of paint in the budget? An unpainted school building should thus open a window on to larger, structural issues of education. Civic engagement must pay equal attention to both the immediate and “everydayness” of social and political issues, along with the structural causes that lie at the root of persistent problems. Thus, civic engagement encourages students to move beyond the educational process of rote learning to the process of systemic analysis. Students in a civic engagement course confront the reality of issues and assess the reasons for their imperfect knowledge and incomplete information. Students can challenge authority by creating the opportunities, resources, and leadership for effective democratic practices within and beyond the classroom. Once back in class, students are then able to reflect upon their experiences by coupling thought and action. The classroom thus becomes the venue for a discussion of the “structural” problems they witnessed firsthand. It is the place for critical reflection about the causes of the problems they faced and the solutions that they may offer. Our role in the process of civic engagement is thus as facilitators as students travel along the road from the everydayness of social issues to their larger, underlying causes, and back again to the potential solutions that citizens face daily.
Today many students fail to see the relationship between the material covered in a college course and the “real world” outside of the classroom. Some openly wonder what good this knowledge will do them once they graduate. Many times they are right: the material covered on a test will not factor into whether they get a job. Yet, focusing entirely on the knowledge they acquire in class misses the point. As educators we must try to instill in our students the notion that the lessons and work habits they gain in college are relevant to their identity formation. Habits obtained now, both bad and good, will be hard to break in the future. Thus, an ethic of leadership and professionalism does not focus so much on what is learned in the classroom, but how a student conducts him/herself from day to day in the classroom. Is the student attentive? Courteous? Respectful to other students? Are assignments handed in on time? Were they done without outside assistance? Does the student interact with group members in a professional manner? Was the student able to adapt to circumstances? Our belief is that students will be able to adapt to the professional world after college if they experience opportunities to present their maturing identities while in college (Bellah et al. 1996).
One way to accomplish the goals of DARE and democratic education is through large-scale simulations. In this section, we describe the mock presidential convention we conducted with over 650 high school students at Pace University in New York City in January 2004. We encourage political scientists to incorporate DARE and democratic education in their own courses to advance the complementary objectives of political literacy and civic engagement. We called our mock convention Presidential Convention 2004 (PC2004).
PC2004 was held January 7–9, 2004 at the Pace New York City campus. It was attended by roughly 650 students from 25 different high schools in New York City and Westchester County. The high school students convened at Pace University for three days and assumed the role of “delegates” to the presidential convention of one of the two major political parties. The student delegates performed two of the most important activities of a real political party convention: 1) building and proposing “planks” in the national party platform, and 2) nominating presidential candidates for the general election. Both the Democratic and Republican delegations drafted national party platforms on a set of eight issues of importance in this year's presidential election.1
The issues were: Abortion; Foreign Policy/War on Terrorism; Federal Budget; Social Security; Race/Affirmative Action; Education; Health Care; Environment. The model party platforms can be viewed at http://webpage.pace.edu/cmalone/pc2004.htm.
Pace University students were responsible for teaching the high school students about party convention politics in preparation for PC2004. In the fall of 2003, Pace students on both the New York City and Pleasantville campuses took a course in presidential politics with Christopher Malone entitled “Road to the White House.” While the course focused primarily on presidential campaigns and elections, much class time was spent preparing the Pace students for their visits to the high schools. The visits began in early October 2003 and continued beyond the end of the semester. The Pace students, totaling roughly 75 spread out over both campuses, were broken down into groups of three and assigned a school: New York students in New York City, Pleasantville students in Westchester. The Pace groups visited the schools to prepare the high school teachers and students. The Pace student leaders and the high school teachers worked together to devise their own schedules for meetings at the high schools.
The 650 high school students were divided into two groups of roughly 325 representing a Democratic delegation and a Republican delegation. Each of these party delegations was further divided into 50 state party delegations, meaning that there were approximately six students per state delegation. With 25 high schools participating, each school was assigned two states, and four state parties.
One of the most unique aspects of PC2004, and one of which we are perhaps most proud, is the 450-page book the Pace students co-wrote with Professor Malone titled PC2004: Delegate Almanac of Presidential Politics.2
The entire Almanac can also be viewed at http://webpage.pace.edu/cmalone/pc2004.htm.
Producing a book from which to teach others allowed the Pace students to highlight their roles as “producers” of knowledge. Further, knowing that this publication was handed out to every delegate and placed on the PC2004 web site gave the Pace students the incentive to improve and refine their work.
Completion of the Delegate Almanac was also crucial to the educational experience of both the Pace and the high school students. It allowed all the students to grasp the three elements required to perform their roles properly in the large scale simulation: 1) a basic understanding of the issues; 2) an understanding of their state parties' stances on the issues; and 3) an understanding of the positions of the candidates they were to choose for president.
Just as important, the “division of labor” which culminated in the drafting of the Delegate Almanac allowed the students to comprehend the very thing which this exercise was intended to highlight: the highly decentralized and complex political process of nominating candidates for the office of presidency and drafting national party platforms. By breaking the students into state party delegations and asking them to understand issues from the perspective of the state parties (rather than their own), students began to comprehend the essence of the two–party system in the United States, how the parties function both on the state and national level, and how each state's interests is voiced in the nominating process for president. Ultimately, our goal was to give the students an experience in American democracy—the good, the bad, the ugly—and to do it in a way that allowed them to learn by doing.
Pace University provided the high school teachers with materials that served as either a curriculum substitute or supplement in return for their participation. We provided every high school student with a copy of Stephen Wayne's Road to the White House 2004, a very readable college text on presidential elections. Professor Malone also provided the high school teachers with his extended lecture notes on the text and on the process of presidential selection that he had developed over the last five years. Many of the high school teachers built the content of the project into their curriculum for the fall semester. Teachers met regularly with us in the fall of 2003. Establishing trust with the high school educators through these regular meetings was a fundamental element to the success of the PC2004.
Pace students coordinated the convention based upon their experiences of running large-scale high school model United Nations conferences at Pace University and internationally. These conferences call upon students to transform the participation skills learned at competitive model UNs into the decision-making skills of creating large-scale learning events. Pace University is one of a handful of universities that creates opportunities for students to learn democratic leadership by administering these major undertakings. The group worked to draft convention rules and procedures for committee chairs, ran mock committee hearings for the committee chairs in the weeks leading up to the convention, and generally prepared all of the documentation and scheduling for the three-day event.
On the first full day of the convention, both the Democrats and Republicans set to work on their respective party platforms. The first meetings of the day consisted of Joint Platform Committee Hearings, eight meetings on the issues the delegates were to debate and ultimately draft platforms on. The party platform committees then met separately to draft their respective planks in the platforms. Their goal: construct a draft plank on their issue. Each committee would present their plank before the entire caucus on the morning of January 9th, so it was crucial to have a finished draft by the end of the first full day of the convention.
The morning of the second day the delegates finalized their national party platforms. The Democratic and Republican delegations met simultaneously in separate venues. Each platform committee elected two high school delegates to present their plank to the entire caucus. Convention rules allowed for 15 minutes of discussion on each plank. Two amendments to each plank were entertained. The entire draft was voted up or down, and the two amendments were then voted on separately. By lunch each delegation had drafted their party platforms.
The afternoon of the 9th hosted the finale: the nomination and election of the candidates. The Republican convention offered less excitement, since George W. Bush ran unopposed in this year's Republican primary. We created an atmosphere of uncertainty in the GOP by imposing a crisis when Vice President Dick Cheney withdrew his name from the ballot. The delegates had to replace him with another candidate. Secretary of State Colin Powell was eventually nominated to be the Republican vice presidential candidate in 2004 in a contest that included New York Governor George Pataki, former New York City Mayor Rudy Giuliani, and Arizona Senator John McCain.
The Democratic nomination proved as typically raucous as most Democratic conventions are in reality. The convention rules were similar to those of an actual convention: a nominee had to get a clear majority of the voting delegation. With nine Democratic candidates, this proved impossible on the first balloting. After the first ballot, Ohio Representative Dennis Kucinich, Vermont Governor Howard Dean, and Massachusetts Senator John Kerry were the top three vote getters and made it to the second round of balloting.
On the second ballot, Howard Dean finished first and Dennis Kucinich second. But neither received a clear majority; the convention went to a third ballot—this time between Kucinich and Dean only. To the surprise of many, Dennis Kucinich won the Democratic nomination. Reports from the floor of the convention indicated a strong antiwar constituency amongst the Democrats. A “deal” to deliver Kerry supporters to Kucinich reportedly derived from the rancor between Dean and Kerry on the campaign trail.
Large-scale simulations such as PC2004 serve many objectives that political scientists must focus on. First, the expose both college and high school students to the political system through role-playing; this increases their knowledge of, and interest in, the political system. Evidence from the convention indicates that the high school students who would turn 18 by election time intended to vote in the 2004 presidential election. Similarly, most of the Pace students reported the same. A goal of future projects such as PC2004 is to obtain funding to carry out short-term analysis and long-term longitudinal studies that track participants through one or several election cycles to see if their participation rates are higher than the overall cohort. This research is needed to authenticate the anecdotal and small samples that support the contention that large-scale simulations are important influences in leadership development.
Second, simulations such as PC2004 allow political scientists to serve two masters at once: on the one hand, they allow us to remain true to the demands and necessities of our academic discipline by teaching material that is required in the classroom. On the other hand, such simulations allow us to engage in the democratic experience by connecting our students to the realities of the social and political world outside of the classroom. In the process, we combine thought and action in our own pedagogy. We are motivated by the conviction that the younger generation needs to experience dramatic simulations to feel the excitement of political involvement and the joy of learning by engagement.
Third, these types of projects promote what we have called DARE through the process of “democratic education” both in and out of the classroom. Students who participated in PC2004—both the high school and Pace students—were exposed to our four requisites of democratic education. The students became more politically literate about the process of presidential selection because they were asked to learn and then teach their peers the material. In the process, the students engaged in active learning through role playing and simulation, and thereby gained a deeper understanding about how politics really works—the fragmented structure of our federalist political system, the nature of the two-party system, the importance of division of labor through committee systems, the art of compromise and negotiation, etc. In traveling to the high schools to teach high school students, the Pace students saw the importance of civic engagement as they came across some of the fundamental problems in our educational system. In the process, they connected the everyday problems of the high school students to some of the larger structural issues facing our education system. And finally, the students learned what it means to act democratically and professionally toward one another, as they were perceived as leaders by those outside of their immediate community while being faced with the realities of diversity and difference. Hence, the need for mutual respect became much more pronounced.
Gregory Julian is professor of political science and the faculty director of the Model United Nations Team at Pace University. He can be reached at gjulian@pace.edu.
Christopher Malone is assistant professor of political science at Pace University and a political consultant in New York City. He can be reached at cmalone@pace.edu.

Literacy and Income Inequality, Select Countries

Voter Turnout and Literacy Inequality