1 Introduction
Let
$f_{1},\ldots ,f_{R}\in \mathbb{Z}[x_{1},\ldots ,x_{n}]$
be forms of degree
$d$
and write
$\mathbf{f}=(f_{1},\ldots ,f_{R})$
. We consider the affine variety defined by
We are interested in Sarnak’s saturation problem, that is to find a Zariski-dense set of integer zeros
$(x_{1},\ldots ,x_{n})\in V_{\mathbf{f}}(\mathbb{Z})$
where each
$x_{i}$
is either a prime or has a small number of prime divisors. Recent work of Cook and Magyar [Reference Cook and Magyar11] is concerned with finding prime solutions to the Diophantine system
$\mathbf{f}(\mathbf{x})=\mathbf{s}$
for
$\mathbf{s}\in \mathbb{Z}^{R}$
, i.e. solutions for which every variable
$x_{i}$
is a prime number. They succeed in establishing a local to global principle, including an asymptotic formula, via the circle method if the Birch rank
$\mathfrak{B}(\mathbf{f})$
, that will be defined at the beginning of §2, satisfies
$\mathfrak{B}(\mathbf{f})\geqslant \unicode[STIX]{x1D712}(R,d)$
for some function
$\unicode[STIX]{x1D712}(R,d)$
which only depends on the degree
$d$
and the number of polynomials
$R$
. However, the value of
$\unicode[STIX]{x1D712}(R,d)$
, as it would result from the current proof in [Reference Cook and Magyar11], is expected to be tower exponential in
$d$
and
$R$
. For systems of quadratic forms one has
For more general systems we do not have any explicit upper bounds on this function.
It is therefore natural to ask whether one can find an explicit condition which ensures the existence of a Zariski dense set of integer solutions with all coordinates being almost prime; this is usually referred to as Sarnak’s saturation problem. Let
$\unicode[STIX]{x1D6FA}(m)$
denote the number of prime factors of
$m$
counted with multiplicity. Almost primes have zero density in the integers owing to the generalized prime number theorem: for each fixed integer
$k\geqslant 1$
we have
The fact that one seeks solutions in thin subsets of integers places problems of this type in a higher level of difficulty than studying the number of all integer solutions in expanding regions. Yamagishi [Reference Yamagishi31] showed the existence of infinitely many integer solutions in the case
$R=1$
and for large
$n$
, with every solution having exactly
$2$
prime factors. This corresponds to taking
$k=2$
in the asymptotic above.
In this paper we are interested in a harder question than that of almost primes, namely in finding solutions within sets that have asymptotically zero density compared to the set of almost primes. Let
$P^{-}(m)$
denote the least prime divisor of a positive integer
$m\neq 1$
and define
$P^{-}(1):=1$
. Integers
$m$
with
$P^{-}(m)\geqslant m^{1/u}$
for some
$u>1$
are almost primes, however their density is arbitrarily smaller in comparison. Indeed, by Buchstab’s theorem [Reference Buchstab9] one has the following for all fixed
$k\in \mathbb{N}_{{\geqslant}2}$
and
$u\in \mathbb{R}_{{>}1}$
:
$$\begin{eqnarray}\displaystyle {\displaystyle \frac{\sharp \{m\in \mathbb{N}\cap [1,x]:P^{-}(m)\geqslant x^{1/u}\}}{\sharp \{m\in \mathbb{N}\cap [1,x]:\unicode[STIX]{x1D6FA}(m)\leqslant k\}}} & & \displaystyle \,\,\sim \,{\displaystyle \frac{(k-1)!uw(u)}{(\log \log x)^{k-1}}}\nonumber\\ \displaystyle & & \displaystyle \ll _{k,u}\,\,{\displaystyle \frac{1}{(\log \log x)^{k-1}}},\quad \text{as }x\rightarrow \infty ,\nonumber\end{eqnarray}$$
where
$w(u)$
is the Buchstab function. Progress on the saturation problem within this thinner set of solutions was recently made by Magyar and Titichetrakun [Reference Magyar and Titichetrakun27]. They managed to treat systems of equations where the number of variables is the same as in Birch’s work [Reference Birch2], i.e. assuming that the Birch rank exceeds
$R(R+1)(d-1)2^{d-1}$
. They proved lower bounds of the correct order of magnitude regarding the number of integer solutions with each coordinate
$x_{i}$
satisfying
$P^{-}(|x_{i}|)\geqslant |x_{i}|^{1/u}$
, where
$u$
is any constant in the range
The ultimate goal of showing that all variables
$x_{i}$
can simultaneously be prime corresponds to the value
$u>2-\unicode[STIX]{x1D716}$
for some
$\unicode[STIX]{x1D716}>0$
, hence any result decreasing the admissible value for
$u$
in (1.2) is an equivalent reformulation of progress towards this goal. Our aim in this paper is to decrease the admissible value for
$u$
when the degree and the number of equations is fixed so as to have at most logarithmic growth in terms of
$n$
rather than polynomial.
1.1 Summary of our results
In order to prove quantitative or qualitative results for the system of equations (1.1) one typically needs
$n$
to be sufficiently large in terms of
$d$
and
$R$
and the singular locus of
$V_{\mathbf{f}}$
. Thus, for example, the Hasse principle is known for non-singular cubic hypersurfaces when
$n\geqslant 9$
(Hooley [Reference Hooley20]), for non-singular quartics when
$n\geqslant 40$
(Hanselmann [Reference Hanselmann17]) and for non-singular quintics in at least
$n\geqslant 101$
variables (Browning and Prendiville [Reference Browning and Prendiville6]). One may expect that the dependence of (1.2) on
$n$
should decrease when
$n$
increases; we are not able to provide a bound that is independent of
$n$
but we shall provide a bound that depends logarithmically on
$n$
rather than polynomially. For this we shall use the vector sieve of Brüdern and Fouvry to show that for fixed
$d,R$
one can improve (1.2) to
This constitutes a major improvement over (1.2) and it applies to almost all situations in the Birch setting, see Theorem 1.1. This is the main result in this paper.
As an additional result we shall provide an improvement in all situations in the Birch setting, however, this will not be of logarithmic nature. Namely, using the Rosser–Iwaniec sieve we shall prove that one can take
$u\gg n$
in all of the remaining cases, see Theorem 1.5, while, in some situations covered by Theorem 1.5 but not by Theorem 1.1 we shall show via the weighted sieve that there are many integer zeros
$(x_{1},\ldots ,x_{n})$
where the total number of prime factors of
$|x_{1}\cdots x_{n}|$
is
$\ll n\log n$
, while at the same time every prime factor of each
$|x_{i}|$
is at least
$|x_{i}|^{\unicode[STIX]{x1D6FC}}$
for some
$0<\unicode[STIX]{x1D6FC}<1$
independent of
$\mathbf{x}$
, see Theorem 1.6.
1.2 The vector sieve in arbitrary dimension
The vector sieve was brought into light by Brüdern and Fouvry [Reference Brüdern and Fouvry7] to show that for all sufficiently large positive integers
$N$
satisfying
$N\equiv 4~(\text{mod}~24)$
the Lagrange equation
has many solutions
$\mathbf{x}\in \mathbb{N}^{4}$
with each
$x_{i}$
being indivisible by any prime of size at most
$N^{1/u}$
with
$u\geqslant 68.86$
. Problems of Waring–Goldbach type become less hard the more variables are available and the expectation is that one can take each
$x_{i}$
to be a prime for
$N$
as above—this is still open while the case of representations by
$5$
squares of primes was settled by Hua [Reference Hua21]. The vector sieve was later used to make improvements on the admissible value for
$u$
in Lagrange’s equation by Heath-Brown and Tolev [Reference Heath-Brown and Tolev19], Tolev [Reference Tolev30] and Cai [Reference Cai10], as well as in other sieving problems [Reference Blomer and Brüdern3, Reference Brüdern and Fouvry8, Reference Heath-Brown and Li18].
The main idea of the vector sieve is to use a combinatorial inequality that replaces the usual lower bound sieve by a linear combination of products of sieving functions each of dimension
$1$
, one of the advantages being an improvement over the admissible value for
$u$
. There are other applications of the vector sieve in the literature but to our knowledge it has not been applied for sieves of arbitrarily large sieve dimension (the reader is referred to the book of Friedlander and Iwaniec [Reference Friedlander and Iwaniec16] for the terminology).
Let us now proceed to the statement of our main theorem. Denoting the
$p$
-adic units by
$\mathbb{Z}_{p}^{\times }$
we will always make the assumption that
We shall define the quantity
$K=K(\mathbf{f})$
in (2.1) using the notion of the Birch rank
$\mathfrak{B}(\mathbf{f})$
. Let
as well as
where
and the vectors
$(\unicode[STIX]{x1D716}_{i,1},\unicode[STIX]{x1D716}_{i,2},\unicode[STIX]{x1D716}_{i,3})$
are defined as the columns of the following matrix:
$$\begin{eqnarray}\unicode[STIX]{x1D750}:=\left[\begin{array}{@{}ccc@{}}Rd+1/2 & K & {\displaystyle \frac{(K-R(R+1)(d-1))}{4R(R+1)d}}+Rd\\ Rd+1/2 & K & {\displaystyle \frac{d(K-R^{2}(d-1))}{2R(d-1)}}+R+K+{\displaystyle \frac{2\mathit{dK}}{d-1}}-Rd\\ 0 & 0 & \max \bigg\{0,{\displaystyle \frac{K-R(R+1)(d-1)}{4R(R+1)d}}-R-K+Rd\bigg\}\end{array}\right].\end{eqnarray}$$
Here follows the main result of our paper.
Theorem 1.1. There exists a positive absolute constant
$c_{0}$
such that whenever the forms
$f_{1},\ldots ,f_{R}\in \mathbb{Z}[x_{1},\ldots ,x_{n}]$
of degree
$d\geqslant 2$
satisfy (1.3) and
then we have for all large enough
$B\geqslant 1$
,
$$\begin{eqnarray}\displaystyle & & \displaystyle \sharp \{\mathbf{x}\in ((0,B]\cap \,\mathbb{N})^{n}:\mathbf{f}(\mathbf{x})=\mathbf{0},P^{-}(x_{1}\cdots x_{n})>B^{\unicode[STIX]{x1D703}^{\prime }((\log \log n)/(c_{0}\log n))}\}\nonumber\\ \displaystyle & & \displaystyle \qquad \gg {\displaystyle \frac{B^{n-Rd}}{(\log B)^{n}}},\nonumber\end{eqnarray}$$
where the constant
$\unicode[STIX]{x1D703}^{\prime }$
satisfies
$\unicode[STIX]{x1D703}^{\prime }\gg _{d,R}1$
.
This provides a lower bound
$\log P^{-}(x_{1}\cdots x_{n})/\!\log B$
in terms of
$n$
that vanishes logarithmically slow as
$n\rightarrow +\infty$
, which constitutes a large improvement over the previously best known result that gave a polynomial decay [Reference Magyar and Titichetrakun27]. The proof of Theorem 1.1 will be given in §6. A crucial input for the sieving arguments will be a general version of Birch’s theorem that we shall prove in §2, see Theorem 2.1. Note that a similar result for one quadratic form is proved in the work of Browning and Loughran [Reference Browning and Loughran5, Theorem 4.1], whereas our result aims at general complete intersections. More importantly, Theorem 2.1 allows situations where congruence conditions are imposed to every integer coordinate with a different moduli for every coordinate, while in their result one is only allowed to consider the same moduli for every coordinate. This extra feature will be of central importance for the vector sieve.
An inspection of the argument at the end of §6 shows that we can take
$c_{0}=3$
in Theorem 1.1 when the number of variables
$n$
is sufficiently large. For
$s\in \mathbb{R}_{{>}2}$
let
$0<f(s)\leqslant 1\leqslant F(s)$
be the sieve functions associated with the linear Rosser–Iwaniec sieve, defined for example in [Reference Iwaniec24], which satisfy
$F(s),f(s)=1+O(s^{-s})$
. One can improve the lower bound for
$\log P^{-}(x_{1}\cdots x_{n})/\!\log B$
given by Theorem 1.1 by replacing the term
$c_{0}\log n/\!\log \log n$
by any value
$s>2$
that satisfies
A special case of Theorem 1.1 is the case of non-singular hypersurfaces.
Corollary 1.2. There exists a positive absolute constant
$c_{1}$
such that whenever
$f$
is an integer non-singular form of degree
$d\geqslant 5$
in more than
$2^{d-1}(d^{2}-1)$
variables that fulfils (1.3) then the following estimate holds for all large enough
$B\geqslant 1$
:
$$\begin{eqnarray}\displaystyle & & \displaystyle \sharp \{\mathbf{x}\in ((0,B]\cap \,\mathbb{N})^{n}:f(\mathbf{x})=0,P^{-}(x_{1}\cdots x_{n})>B^{(c_{1}\log \log n)/(d\log n)}\}\nonumber\\ \displaystyle & & \displaystyle \qquad \gg {\displaystyle \frac{B^{n-d}}{(\log B)^{n}}}.\nonumber\end{eqnarray}$$
Our results require a few more variables than in the Birch setting, which for non-singular hypersurfaces requires
$n>2^{d}(d-1)$
. The reason for this is rooted to the way that the vector sieve works: in introducing
$n$
linear sieving functions in place of a single
$n$
-dimensional lower bound sieve the technique requires that we have a good control on the independency of the events that a large prime
$p$
divides several coordinates of an integer zero, this is related to the function
$\unicode[STIX]{x1D6FF}$
that will be studied in §3. The Birch assumption
does not always allow a good bound for
$\unicode[STIX]{x1D6FF}$
, however a slightly stronger geometric assumption will be shown to be sufficient via a version of Weyl’s inequality that is uniform in the coefficients of the underlying polynomials. It must be noted that the work of Yamagishi [Reference Yamagishi31, Theorem 1.3] only applies to smooth hypersurfaces in
$n>8^{d}(4d-2)$
variables, which ought to be compared with the assumption
$n>2^{d-1}(d^{2}-1)$
of Corollary 1.2.
1.3 Applications to the saturation problem
One further advantage of Theorem 2.1 is that it allows the use of any smooth weight with compact support. We can therefore establish a version of Theorem 1.1 where one counts solutions near an arbitrary non-singular point in
$V_{\mathbf{f}}(\mathbb{R})$
. This allows us to settle Sarnak’s problem for the complete intersections under consideration. To phrase our result we first need the following definition. Each
$x\in \mathbb{P}^{n-1}(\mathbb{Q})$
can be written uniquely up to sign in the form
$x\,=\,[\pm \mathbf{x}]$
, where
$\mathbf{x}\,=\,(x_{1},\ldots ,x_{n})\,\in \,\mathbb{Z}^{n}$
and
$\text{gcd}(x_{1},\ldots ,x_{n})=1$
. We can then define the function
$\mathscr{L}:\mathbb{P}^{n-1}(\mathbb{Q})\rightarrow \mathbb{R}_{{\geqslant}0}$
through
Thus
$\mathscr{L}(x)\leqslant u$
holds for some
$x=[\pm (x_{1},\ldots ,x_{n})]\in \mathbb{P}^{n-1}(\mathbb{Q})$
and
$u\in \mathbb{R}_{{\geqslant}0}$
if and only if
Definition 1.3 (Level of saturation).
Assume that
$X\subset \mathbb{P}^{n-1}$
is a variety defined over
$\mathbb{Q}$
. The level of saturation of
$X$
is the infimum of all real non-negative numbers
$u$
such that
is Zariski dense in
$X$
.
Note that in this definition the level of saturation is allowed to be infinite, for example if
$X(\mathbb{Q})$
is not Zariski dense. Recalling the definition of the number of prime divisors
$\unicode[STIX]{x1D6FA}_{\mathbb{P}^{n-1}(\mathbb{Q})}(x)$
of a rational point
$x\in \mathbb{P}^{n-1}(\mathbb{Q})$
in the paragraph before [Reference Sofos and Wang29, Definition 1.1], we observe that if
$\prod _{i}x_{i}\neq 0$
then
Therefore, according to [Reference Sofos and Wang29, Definition 1.1], if
$X$
has a finite level of saturation then it has a finite saturation number. Therefore one could perceive Definition 1.3 as a refinement of the standard notion of saturation.
Theorem 1.4. There exists a positive absolute constant
$c_{0}$
such that whenever the forms
$f_{1},\ldots ,f_{R}\in \mathbb{Z}[x_{1},\ldots ,x_{n}]$
of degree
$d\geqslant 2$
satisfy (1.3) and
and the complete intersection in
$\mathbb{P}^{n-1}$
that is defined through
is geometrically irreducible then
$V_{\mathbf{f}}$
has finite level of saturation. In addition, the level of saturation is at most
where the constant
$\unicode[STIX]{x1D703}^{\prime }$
satisfies
$\unicode[STIX]{x1D703}^{\prime }\gg _{d,R}1$
.
1.4 Results via the Rosser–Iwaniec sieve
We next provide an almost prime result that covers all situations in the Birch setting, thus completing the treatment of the cases not covered by Theorem 1.1. This will provide a lower bound for
$\log P^{-}(x_{1}\cdots x_{n})/\!\log B$
that is worse than the one in Theorem 1.1 but still better than (1.2); this is due to the strength of the level of distribution result implied by Theorem 2.1.
Theorem 1.5. For any forms
$f_{1},\ldots ,f_{R}\in \mathbb{Z}[x_{1},\ldots ,x_{n}]$
of degree
$d\geqslant 2$
satisfying (1.3) and
$K>R(R+1)(d-1)$
we have for all large enough
$B\geqslant 1$
,
where
$\unicode[STIX]{x1D703}^{\prime }$
is given in (1.5) and satisfies
$\unicode[STIX]{x1D703}^{\prime }\gg _{d,R}1$
.
1.5 Results via the weighted sieve
Theorem 1.5 supplies a polynomially fast convergence to zero for
$\log P^{-}(x_{1}\cdots x_{n})/\!\log B$
with respect to
$n$
. This is slightly undesired, thus we shall provide a complementary result that furnishes many integer zeros satisfying a bound of similar quality for
$\log P^{-}(x_{1}\cdots x_{n})/\!\log B$
with the additional desired property that
$x_{1}\cdots x_{n}$
has few prime factors. This will be implemented via the weighted sieve. We choose to include this result here because along the proof we shall provide a potentially useful reformulation of the weighted sieve given in the book of Diamond and Halberstam [Reference Diamond and Halberstam15]. This reformulation allows the incorporation of further weights and will be given in Theorem 4.4.
Define
where
$c_{n}$
is a sequence that satisfies
$\lim _{n\rightarrow +\infty }c_{n}=2.44\ldots \,$
. We furthermore let
Theorem 1.6. For any forms
$f_{1},\ldots ,f_{R}\in \mathbb{Z}[x_{1},\ldots ,x_{n}]$
of degree
$d\geqslant 2$
satisfying (1.3) and
$\mathfrak{B}(\mathbf{f})>\max \{(d-1)R(R+1)2^{d-1},(d^{2}-1)R2^{d-1},(d-1)R^{2}2^{d-1}+2(R+1)\}$
we have for all
$r_{1}>r_{0}$
and all large enough
$B\geqslant 1$
,
$$\begin{eqnarray}\displaystyle & & \displaystyle \sharp \{\mathbf{x}\in ((0,B]\cap \,\mathbb{N})^{n}:\mathbf{f}(\mathbf{x})=\mathbf{0},P^{-}(x_{1}\cdots x_{n})>B^{1/\widehat{v}},\unicode[STIX]{x1D6FA}(x_{1}\cdots x_{n})\leqslant r_{1}\}\nonumber\\ \displaystyle & & \displaystyle \qquad \gg {\displaystyle \frac{B^{n-Rd}}{(\log B)^{n}}},\nonumber\end{eqnarray}$$
where
$\widehat{v}=O_{d,R}(n)$
and
$r_{0}=O_{d,R}(n\log n)$
.
A simple consequence of Theorem 1.1 is that it provides many integer zeros
$\mathbf{x}$
with
which constitutes an asymptotic saving compared to the estimate
supplied by Theorem 1.6. This is surely surprising to those familiar with the weighted sieve and its applications to higher dimensional sieve problems. The reason that the vector sieve gives a better saturation number here is the strong level of distribution supplied by Theorem 2.1, which is a result of using smooth weights. Indeed, Theorem 2.1 allows us to estimate asymptotically the number of integer solutions of
$\mathbf{f}(\mathbf{x})=\mathbf{0}$
subject to divisibility conditions of the form
$k_{i}|x_{i}$
for
$\mathbf{x}$
in a region having the shape
$\mathbf{x}\in B[-1,1]^{n}$
and vectors
$\mathbf{k}\in \mathbb{N}^{n}$
of size
$|\mathbf{k}|\leqslant B^{1/s}$
, where
$s>1$
depends on
$d$
and
$R$
but not on
$n$
. Such a level of distribution is usually not available in other problems related to the weighted sieve.
Notation.
We shall reserve the symbol
$\unicode[STIX]{x1D708}(m)$
for the counting function of distinct prime factors of a positive integer
$m$
. For vectors
$\mathbf{x}\in \mathbb{R}^{n}$
,
$n\in \mathbb{N}$
, we shall reserve the symbols
$|\mathbf{x}|$
and
$|\mathbf{x}|_{1}$
for the supremum and the
$\ell ^{1}$
norm respectively. For vectors
$\mathbf{k},\mathbf{x}\in \mathbb{N}^{n}$
we shall abbreviate the simultaneous conditions
$k_{i}|x_{i}$
by
$\mathbf{k}|\mathbf{x}$
. Similarly we write
$\mathbf{k}\leqslant \mathbf{x}$
or
$\mathbf{k}<\mathbf{x}$
or
$|\mathbf{k}|\leqslant \mathbf{x}$
for the simultaneous conditions
$k_{i}\leqslant x_{i}$
(respectively
$k_{i}<x_{i}$
and
$|k_{i}|\leqslant x_{i}$
) for
$1\leqslant i\leqslant n$
. We shall furthermore find it convenient to introduce the notation
as well as
For
$q\in \mathbb{N}$
,
$z\in \mathbb{C}$
we shall write
The letter
$\unicode[STIX]{x1D716}$
will refer to an arbitrarily small positive fixed constant and to ease the notation we shall not record the dependence of the implied constant in the
$\ll$
and
$O(\cdot )$
notation. The letter
$w$
will be reserved to denote certain weight functions that will be considered constant throughout our work, thus we shall not record the dependence of the implied constant in the
$\ll$
and
$O(\cdot )$
notation. Throughout our work the forms
$\mathbf{f}$
are considered to be constant, thus each implied constant in the
$\ll$
and
$O(\cdot )$
notation will depend on the coefficients of
$\mathbf{f},d,n,z_{0}$
and
$W$
, where the constants
$z_{0},W$
are functions of
$\mathbf{f}$
whose meaning will become clear in due course. Any extra dependencies will be specified by the use of a subscript.
2 A version of Birch’s theorem with lopsided boxes and smooth weights
In our applications of sieve methods it will be important to be able to count integer zeros of
$\mathbf{f}(\mathbf{x})=\mathbf{0}$
such that each integer coordinate
$x_{i}$
is divisible by a fixed integer
$k_{i}\leqslant |x_{i}|$
. A change of variables makes clear that a version of Birch’s theorem with lopsided boxes and with uniformity of the error term in the coefficients of the polynomials is sufficient. One can do this without smooth weights, however the resulting error terms will give a weak level of distribution for our sieve applications. We shall instead use smooth weights and as a result we shall later be able to take
$k_{i}$
much closer to the size of
$x_{i}$
.
We now proceed to describe the version of Birch’s theorem that we shall need. Assume that we are given any finite collection of polynomials
denote the homogeneous part of
$g_{i}$
by
$g_{i}^{\natural }$
and assume that there exists
$d\in \mathbb{N}_{{\geqslant}2}$
such that
The Birch rank, denoted by
$\mathfrak{B}(\mathbf{g}^{\natural })$
, is defined as the codimension of the affine variety in
$\mathbb{C}^{n}$
which is given by
We set
Let us fix any smooth compactly supported weight function
$w:\mathbb{R}\rightarrow \mathbb{R}_{{\geqslant}0}$
with the property
$\text{supp}(w)\subset [-2,2]$
. For
$\mathbf{P}=(P_{1},\ldots ,P_{n})\in (\mathbb{R}_{{\geqslant}1})^{n}$
we denote
and fix an element
$\mathbf{z}\in [-1,1]^{n}$
. Our aim is to find an asymptotic formula for the counting function
$$\begin{eqnarray}N_{w}(\mathbf{P}):=\mathop{\sum }_{\substack{ \mathbf{y}\in \mathbb{Z}^{n} \\ \mathbf{g}(\mathbf{y})=\mathbf{0}}}\mathop{\prod }_{i=1}^{n}w\bigg({\displaystyle \frac{y_{i}}{P_{i}}}-z_{i}\bigg).\end{eqnarray}$$
Birch’s influential work [Reference Birch2] treated the case where
$w$
is replaced by the characteristic function of a finite interval and
For our applications of sieving methods a result that is uniform in the size of each
$P_{i}$
as well as the coefficients of each
$g_{i}$
is required. For
$h\in \mathbb{C}[x_{1},\ldots ,x_{n}]$
we denote by
$\Vert \mathbf{h}\Vert$
the maximum of the absolute values of its coefficients and for
$h_{1},\ldots ,h_{R}\in \mathbb{C}[x_{1},\ldots ,x_{n}]$
we let
Theorem 2.1. Let
$g_{i},w,\mathbf{z},P_{i}$
be as above, assume that
$K>R(R+1)(d-1)$
and
Then one has for each
$\unicode[STIX]{x1D716}>0$
,
$$\begin{eqnarray}\displaystyle N_{w}(\mathbf{P})-\mathfrak{S}J_{w} & \ll & \displaystyle \widetilde{\mathbf{P}}(P_{\max }/P_{\min })^{R}P_{\max }^{-Rd-1/2}+\widetilde{\mathbf{P}}^{1+\unicode[STIX]{x1D716}}(P_{\max }/P_{\min })^{K}P_{\max }^{-K}\nonumber\\ \displaystyle & & \displaystyle +\,\Vert \mathbf{g}^{\natural }\Vert ^{2K/(d-1)-R}\Vert \mathbf{g}\Vert ^{(K-R^{2}(d-1))/2R(d-1)}\nonumber\\ \displaystyle & & \displaystyle \times \,\widetilde{\mathbf{P}}^{1+\unicode[STIX]{x1D716}}(P_{\max }/P_{\min })^{R+K}P_{\max }^{-Rd-(K-R(R+1)(d-1))/4R(R+1)d},\nonumber\end{eqnarray}$$
where the implied constant depends at most on
$\unicode[STIX]{x1D716}>0$
. Here
$\mathfrak{S}$
and
$J_{\unicode[STIX]{x1D714}}$
are the usual circle method singular series and singular integral and are defined in (2.6) and (2.7) respectively.
Our sole aim in this section is to establish Theorem 2.2. All implied constants may depend on
$n,R,d$
but not on the coefficients of the polynomials
$g_{i}(\mathbf{y})$
,
$1\leqslant i\leqslant n$
. We start by introducing the exponential sum
where we use the vector notation
$\boldsymbol{\unicode[STIX]{x1D6FC}}\cdot \mathbf{g}(\mathbf{y})=\sum _{i=1}^{R}\unicode[STIX]{x1D6FC}_{i}g_{i}(\mathbf{y})$
. By orthogonality we now have
We shall follow Birch’s approach [Reference Birch2] to approximate
$N_{w}(\mathbf{P})$
. Our first step is to produce a Weyl type inequality for
$S_{w}(\boldsymbol{\unicode[STIX]{x1D6FC}})$
. Recall that
$g_{i}^{\natural }(\mathbf{y})$
are homogeneous polynomials of degree
$d$
, which can be written as
with symmetric coefficients
$g_{j_{1},\ldots ,j_{d}}$
(i.e. such that
$g_{j_{1},\ldots ,j_{d}}=g_{\unicode[STIX]{x1D70E}(j_{1}),\ldots ,\unicode[STIX]{x1D70E}(j_{d})}$
for a permutation
$\unicode[STIX]{x1D70E}$
of the indices). We associate its multilinear forms
and set
Lemma 2.2. With the notation above we have
$$\begin{eqnarray}\displaystyle {\displaystyle \frac{|S_{w}(\boldsymbol{\unicode[STIX]{x1D6FC}})|^{2^{d-1}}}{\widetilde{\mathbf{P}}^{2^{d-1}}}} & \ll & \displaystyle \widetilde{\mathbf{P}}^{-d}\mathop{\sum }_{-2\mathbf{P}<\mathbf{h}^{(1)}<2\mathbf{P}}\ldots \mathop{\sum }_{-2\mathbf{P}<\mathbf{h}^{(d-1)}<2\mathbf{P}}\nonumber\\ \displaystyle & & \displaystyle \times \,\mathop{\prod }_{i=1}^{n}\min \{P_{i},\Vert \unicode[STIX]{x1D6F7}(\mathbf{h}^{(1)},\ldots ,\mathbf{h}^{(d-1)},\mathbf{e}^{(i)})\Vert ^{-1}\}.\nonumber\end{eqnarray}$$
Proof. For
$w(x)$
a weight function and
$h\in \mathbb{R}$
we introduce the notation
Moreover, for
$h_{1},\ldots ,h_{m}\in \mathbb{R}$
, we iteratively define
The same Weyl differencing process as in the proof of Lemma 3.3 (in particular equation (3.5)) in [Reference Browning and Prendiville6] or in Lemma 2.1 in [Reference Birch2] leads to
where
$$\begin{eqnarray}\displaystyle & & \displaystyle S_{w}(\mathbf{h}^{(1)},\ldots ,\mathbf{h}^{(d-1)},\boldsymbol{\unicode[STIX]{x1D6FC}})\nonumber\\ \displaystyle & & \displaystyle \qquad =\mathop{\sum }_{\mathbf{y}\in \mathbb{Z}^{n}}\bigg\{\mathop{\prod }_{i=1}^{n}w_{h_{i}^{(1)}/P_{i},\ldots ,h_{i}^{(d-1)}/P_{i}}\bigg({\displaystyle \frac{y_{i}}{P_{i}}}-z_{i}\bigg)\bigg\}\nonumber\\ \displaystyle & & \displaystyle \quad \qquad \times \,e\bigg(\mathop{\sum }_{i=1}^{R}\unicode[STIX]{x1D6FC}_{i}\unicode[STIX]{x1D6F7}_{i}(\mathbf{h}^{(1)},\ldots ,\mathbf{h}^{(d-1)},\mathbf{y})+c(\mathbf{h}^{(1)},\ldots ,\mathbf{h}^{(d-1)})\bigg),\nonumber\end{eqnarray}$$
with integers
$c(\mathbf{h}^{(1)},\ldots ,\mathbf{h}^{(d-1)})$
independent of
$\mathbf{y}$
. Hence
$$\begin{eqnarray}\displaystyle |S_{w}(\mathbf{h}^{(1)},\ldots ,\mathbf{h}^{(d-1)},\boldsymbol{\unicode[STIX]{x1D6FC}})| & = & \displaystyle \bigg|\mathop{\sum }_{\mathbf{y}\in \mathbb{Z}^{n}}\bigg\{\mathop{\prod }_{i=1}^{n}w_{h_{i}^{(1)}/P_{i},\ldots ,h_{i}^{(d-1)}/P_{i}}\bigg({\displaystyle \frac{y_{i}}{P_{i}}}-z_{i}\bigg)\bigg\}\nonumber\\ \displaystyle & & \displaystyle \times \,e(\unicode[STIX]{x1D6F7}(\mathbf{h}^{(1)},\ldots ,\mathbf{h}^{(d-1)},\mathbf{y}))\bigg|.\nonumber\end{eqnarray}$$
The estimate
can then be obtained via partial summation. ◻
We define the counting function
As Lemma 3.2 is deduced from [Reference Davenport12, Lemma 3.1] we obtain the following lemma.
Lemma 2.3. One has
Next we need a version of [Reference Davenport13, Lemma 12.6] which is modified for lopsided boxes.
Lemma 2.4. Let
$L_{1},\ldots ,L_{n}$
be symmetric linear forms given by
$L_{i}=\unicode[STIX]{x1D6FE}_{i1}u_{1}+\cdots +\unicode[STIX]{x1D6FE}_{in}u_{n}$
for
$1\leqslant i\leqslant n$
, i.e. such that
$\unicode[STIX]{x1D6FE}_{ij}=\unicode[STIX]{x1D6FE}_{ji}$
for
$1\leqslant i,j\leqslant n$
. Let
$a_{1},\ldots ,a_{n}>1$
be real numbers. We denote by
$N(Z)$
the number of integers solutions
$u_{1},\ldots ,u_{2n}$
of the system of inequalities
Then for
$0<Z_{1}\leqslant Z_{2}\leqslant 1$
we have
Proof. Let
$\unicode[STIX]{x1D6EC}$
be the
$2n$
-dimensional lattice defined by
As in [Reference Davenport13, proof of Lemma 12.6] we note that the inequalities describing
$N(Z)$
are equivalent to
for a point
$(x_{1},\ldots ,x_{2n})$
in the lattice
$\unicode[STIX]{x1D6EC}$
. We identify the lattice
$\unicode[STIX]{x1D6EC}$
with its matrix
$$\begin{eqnarray}\unicode[STIX]{x1D6EC}=\left(\begin{array}{@{}cccccc@{}}a_{1}^{-1} & \ldots & 0 & 0 & \ldots & 0\\ \vdots & & \vdots & \vdots & & \vdots \\ 0 & \ldots & a_{n}^{-1} & 0 & \ldots & 0\\ a_{1}\unicode[STIX]{x1D6FE}_{11} & \ldots & a_{1}\unicode[STIX]{x1D6FE}_{1n} & a_{1} & \ldots & 0\\ \vdots & & \vdots & \vdots & & \vdots \\ a_{n}\unicode[STIX]{x1D6FE}_{n1} & \ldots & a_{n}\unicode[STIX]{x1D6FE}_{nn} & 0 & \ldots & a_{n}\end{array}\right)\end{eqnarray}$$
and we find that the adjoint lattice is given by
$$\begin{eqnarray}M=(\unicode[STIX]{x1D6EC}^{t})^{-1}=\left(\begin{array}{@{}cccccc@{}}a_{1} & \ldots & 0 & -a_{1}\unicode[STIX]{x1D6FE}_{11} & \ldots & -a_{1}\unicode[STIX]{x1D6FE}_{n1}\\ \vdots & & \vdots & \vdots & & \vdots \\ 0 & \ldots & a_{n} & -a_{n}\unicode[STIX]{x1D6FE}_{1n} & \ldots & -a_{n}\unicode[STIX]{x1D6FE}_{nn}\\ 0 & \ldots & 0 & a_{1}^{-1} & \ldots & 0\\ \vdots & & \vdots & \vdots & & \vdots \\ 0 & \ldots & 0 & 0 & \ldots & a_{n}^{-1}\end{array}\right).\end{eqnarray}$$
Since
$\unicode[STIX]{x1D6FE}_{ij}=\unicode[STIX]{x1D6FE}_{ji}$
for all
$1\leqslant i,j\leqslant n$
the two lattices
$\unicode[STIX]{x1D6EC}$
and
$M$
can be transformed into one another by interchanging the order of
$x_{1},\ldots ,x_{2n}$
and
$u_{1},\ldots ,u_{2n}$
and changing signs at some variables. Hence they have the same successive minima. Now the proof of Lemma 12.6 in [Reference Davenport13] applies to our situation and an identical argument concludes our proof.◻
We now apply Lemma 2.4 to the counting function
$M(\boldsymbol{\unicode[STIX]{x1D6FC}},\mathbf{P})$
. Let
$0<\unicode[STIX]{x1D703}<1$
and set
$Z=P_{\max }^{\unicode[STIX]{x1D703}-1}$
. We then obtain the following bound:
where
$\mathscr{I}$
is defined by
We are now in a position to obtain a form of Weyl’s inequality for
$S_{w}(\boldsymbol{\unicode[STIX]{x1D6FC}})$
(for a Weyl’s inequality in a similar setting see for example [Reference Birch2, Lemma 4.3]). Let
$V^{\ast }$
be the affine variety defined by
and recall that
Lemma 2.5. Assume that
$0<\unicode[STIX]{x1D703}<1$
. Then one has either
(i)
or
$$\begin{eqnarray}S_{w}(\boldsymbol{\unicode[STIX]{x1D6FC}})\ll \widetilde{\mathbf{P}}^{1+\unicode[STIX]{x1D716}}\bigg({\displaystyle \frac{P_{\max }}{P_{\min }}}\bigg)^{K}P_{ max}^{-\unicode[STIX]{x1D703}K},\end{eqnarray}$$
(ii) there are integers
$1\leqslant q\leqslant \Vert \mathbf{g}^{\natural }\Vert ^{R}P_{\max }^{R(d-1)\unicode[STIX]{x1D703}}$
, and
$0\leqslant a_{1},\ldots ,a_{R}<q$
with
$\text{gcd}(\mathbf{a},q)=1$
and
$$\begin{eqnarray}|q\unicode[STIX]{x1D6FC}_{i}-a_{i}|\leqslant \Vert \mathbf{g}^{\natural }\Vert ^{R-1}P_{ min}^{-1}P_{ max}^{-(d-1)+R(d-1)\unicode[STIX]{x1D703}},\quad 1\leqslant i\leqslant R.\end{eqnarray}$$
Proof. First assume that
$P_{\max }^{\unicode[STIX]{x1D703}-1}P_{\min }\geqslant 1$
. We start with the bound
Consider the affine variety
$\mathscr{Y}\subset \mathbb{A}^{n(d-1)}$
given by
We set
Now we distinguish two cases.
(i) Assume that
$\mathscr{I}\subset \mathscr{E}$
. Then we bound the cardinality of
$\mathscr{E}$
by dimension bounds. We dissect the region given by the conditions that
$|\mathbf{x}^{(i)}|\leqslant P_{\max }^{\unicode[STIX]{x1D703}-1}\mathbf{P}$
into boxes where all the side lengths are equal (at the boundaries we allow for overlapping boxes which will result in slight overcounting) and of size
$P_{\max }^{\unicode[STIX]{x1D703}-1}P_{\min }$
. The number of such boxes is bounded by
On each of the boxes we apply a linear transformation to move the box to the origin. Then we apply [Reference Browning4, Theorem 3.1]. Note that this bound is independent of the coefficients of the variety (only depending on the dimension and degree) and hence uniform in the shift. We obtain
By [Reference Birch2, Lemma 3.3] we have
$\dim \mathscr{Y}\leqslant \dim V^{\ast }+(d-2)n$
, hence we obtain the bound
Together with our assumption
$\mathscr{I}\subset \mathscr{E}$
we obtain
$$\begin{eqnarray}\displaystyle |S_{w}(\boldsymbol{\unicode[STIX]{x1D6FC}})|^{2^{d-1}} & \ll & \displaystyle \widetilde{\mathbf{P}}^{2^{d-1}+\unicode[STIX]{x1D716}}P_{\max }^{(\unicode[STIX]{x1D703}-1)(\dim V^{\ast }+(d-2)n)}P_{\max }^{-(d-1)n(\unicode[STIX]{x1D703}-1)}P_{\min }^{-n+\dim V^{\ast }}\nonumber\\ \displaystyle & \ll & \displaystyle \widetilde{\mathbf{P}}^{2^{d-1}+\unicode[STIX]{x1D716}}P_{\max }^{(1-\unicode[STIX]{x1D703})(n-\dim V^{\ast })}P_{\min }^{-n+\dim V^{\ast }}\nonumber\\ \displaystyle & \ll & \displaystyle \widetilde{\mathbf{P}}^{2^{d-1}+\unicode[STIX]{x1D716}}P_{\max }^{-\unicode[STIX]{x1D703}(n-\dim V^{\ast })}\bigg({\displaystyle \frac{P_{\max }}{P_{\min }}}\bigg)^{n-\dim V^{\ast }}.\nonumber\end{eqnarray}$$
This estimate gives option (i) in the statement of our lemma.
Next we assume that
$\mathscr{I}\setminus \mathscr{E}\neq \varnothing$
. Let
$(\mathbf{x}^{(1)},\ldots ,\mathbf{x}^{(d-1)})$
be such a point in the difference set, i.e.
With no loss of generality we assume that the leading
$R\times R$
minor is of full rank, and set
Note that
Moreover, we have the system of equations
with
$\widetilde{a}_{1},\ldots ,\widetilde{a}_{R}$
integers and
We now obtain (after changing
$\unicode[STIX]{x1D703}$
by
$\unicode[STIX]{x1D716}$
for
$\unicode[STIX]{x1D716}$
arbitrarily small) as in the proof of [Reference Birch2, Lemma 2.5] an approximation
$1\leqslant a_{1},\ldots ,a_{R}\leqslant q$
to the real numbers
$\unicode[STIX]{x1D6FC}_{i}$
of the quality
Note that alternative (i) in Lemma 2.5 trivially holds if
$P_{\max }^{\unicode[STIX]{x1D703}-1}P_{\min }\leqslant 1$
.◻
Next we come to the definition of the major arcs. Let
$0<\unicode[STIX]{x1D703}<1$
and assume that
For
$q\in \mathbb{N}$
and
$1\leqslant a_{1},\ldots ,a_{R}\leqslant q$
we define the major arc
Moreover we define the major arcs
$\mathfrak{M}(\unicode[STIX]{x1D703})$
as the union
and set
$\mathfrak{m}(\unicode[STIX]{x1D703}):=[0,1]^{R}\setminus \mathfrak{M}(\unicode[STIX]{x1D703})$
.
A short calculation gives the following bound for the measure of the major arcs
$\mathfrak{M}(\unicode[STIX]{x1D703})$
.
Lemma 2.6. Assume that
$0<\unicode[STIX]{x1D703}<1$
such that (2.3) holds. Then one has
We are now ready to provide an
$L^{1}$
-bound for the exponential sum
$S_{w}(\boldsymbol{\unicode[STIX]{x1D6FC}})$
over the minor arcs, which is a modification of [Reference Birch2, Lemma 4.4] and proved in the very same way.
Lemma 2.7. Let
$0<\unicode[STIX]{x1D703}<1$
such that (2.3) holds. Assume that
Then one has
$$\begin{eqnarray}\displaystyle & & \displaystyle \int _{\mathfrak{m}(\unicode[STIX]{x1D703})}|S_{w}(\boldsymbol{\unicode[STIX]{x1D6FC}})|\,d\boldsymbol{\unicode[STIX]{x1D6FC}}\ll \widetilde{\mathbf{P}}^{1+\unicode[STIX]{x1D716}}\bigg({\displaystyle \frac{P_{\max }}{P_{\min }}}\bigg)^{K}P_{\max }^{-K}+\widetilde{P}^{1+\unicode[STIX]{x1D716}}\Vert \mathbf{g}^{\natural }\Vert ^{R^{2}}\bigg({\displaystyle \frac{P_{\max }}{P_{\min }}}\bigg)^{R+K}\nonumber\\ \displaystyle & & \displaystyle \qquad \times \,P_{\max }^{-Rd-(K-R(R+1)(d-1))\unicode[STIX]{x1D703}+\unicode[STIX]{x1D716}},\nonumber\end{eqnarray}$$
for
$\unicode[STIX]{x1D716}>0$
arbitrarily small.
For technical convenience we introduce the slightly larger major arcs
and
We record that the major arcs
$\mathfrak{M}_{\mathbf{a},q}^{\prime }(\unicode[STIX]{x1D703})$
are disjoint for
$\unicode[STIX]{x1D703}$
small enough and that
A minor modification of the proof of Lemma 4.1 in [Reference Birch2] gives the following result.
Lemma 2.8. Assume that
Then for
$1\leqslant q\leqslant \Vert \mathbf{g}^{\natural }\Vert ^{R}P_{\max }^{R(d-1)\unicode[STIX]{x1D703}}$
and
$1\leqslant a_{1},\ldots ,a_{R}\leqslant q$
,
$\text{gcd}(\mathbf{a},q)=1$
the major arcs
$\mathfrak{M}_{\mathbf{a},q}^{\prime }(\unicode[STIX]{x1D703})$
are disjoint.
We now come to the major arc approximation of
$S_{w}(\boldsymbol{\unicode[STIX]{x1D6FC}})$
. Let
$q\in \mathbb{N}$
and
$1\leqslant a_{1},\ldots ,a_{R}\leqslant q$
. We define the exponential sum
and the integral
Lemma 2.9. Let
$q\in \mathbb{N}$
and
$0\leqslant a_{1},\ldots ,a_{R}<q$
. Write
$\boldsymbol{\unicode[STIX]{x1D6FC}}=\mathbf{a}/q+\boldsymbol{\unicode[STIX]{x1D6FD}}$
. Assume that
$q<P_{\min }P_{\max }^{-\unicode[STIX]{x1D700}}$
and
Then one has the following approximation for any real
$N\geqslant 1$
:
Proof. We recall the definition of the exponential sum
$S_{w}(\boldsymbol{\unicode[STIX]{x1D6FC}})$
as
We split the summation variables
$\mathbf{x}$
into residue classes modulo
$q$
and obtain
We now consider the inner sum for a fixed vector
$\mathbf{y}$
modulo
$q$
. Let
We apply Euler–Maclaurin’s summation formula (see [Reference Montgomery and Vaughan28, Theorem B.5]) of order
$\tilde{\unicode[STIX]{x1D705}}$
into each coordinate direction. If we choose
$\tilde{\unicode[STIX]{x1D705}}$
large enough depending only on
$\unicode[STIX]{x1D700}$
,
$n$
and
$N$
we obtain
Note that all the boundary terms in Euler–Maclaurin’s summation formula vanish due to the smooth weight function
$w$
. Since
$N$
was arbitrary we find after even enlarging
$\tilde{\unicode[STIX]{x1D705}}$
that
A variable substitution now gives the statement of the lemma. ◻
Next we consider the singular integral. Note that in contrast to most approaches we defined the integral
$I_{w}(\boldsymbol{\unicode[STIX]{x1D6FE}})$
with the inhomogeneous polynomials
$\mathbf{g}(\mathbf{y})$
instead of taking their homogenizations. We now replace
$\mathbf{g}(\mathbf{y})$
by
$\mathbf{g}^{\natural }(\mathbf{y})$
in
$I_{w}(\boldsymbol{\unicode[STIX]{x1D6FE}})$
which will simplify the discussion of absolute convergence. Define
Lemma 2.10. Assume that
$|\mathbf{z}|\leqslant 1$
. Then one has
The proof of the lemma follows from directly comparing the integrands of the two integrals. Under the assumptions of Lemma 2.9 we observe that
We define the truncated singular series
and the truncated singular integral
With these definitions we can write the major arc contribution in the following way.
Lemma 2.11. Assume
$|\mathbf{z}|\leqslant P_{\max }$
and that (2.4) holds, as well as
Then one has
$$\begin{eqnarray}\displaystyle \int _{\mathfrak{M}^{\prime }(\unicode[STIX]{x1D703})}S_{w}(\boldsymbol{\unicode[STIX]{x1D6FC}})\,d\boldsymbol{\unicode[STIX]{x1D6FC}} & = & \displaystyle \mathfrak{S}(\Vert \mathbf{g}^{\natural }\Vert ^{R}P_{\max }^{R(d-1)\unicode[STIX]{x1D703}})\nonumber\\ \displaystyle & & \displaystyle \times \,J_{w}(\Vert \mathbf{g}^{\natural }\Vert ^{R-1}P_{\min }^{-1}P_{\max }^{-(d-1)+R(d-1)\unicode[STIX]{x1D703}})+O_{N}(\widetilde{\mathbf{P}}P_{\max }^{-N})\nonumber\\ \displaystyle & & \displaystyle +\,O(\Vert \mathbf{g}^{\natural }\Vert ^{2R^{2}+R}\Vert \mathbf{g}\Vert \widetilde{\mathbf{P}}P_{\min }^{-R-1}P_{\max }^{-R(d-1)+(2R^{2}+2R)(d-1)\unicode[STIX]{x1D703}}),\nonumber\end{eqnarray}$$
for any real
$N\geqslant 1$
.
Next we aim to complete the singular series. We recall [Reference van Ittersum22, Lemma 2.2] (see also [Reference van Ittersum23, §2, Lemma 2.14]).
Lemma 2.12. For any
$\unicode[STIX]{x1D700}>0$
one has
We shall soon see that the truncated singular series
$\mathfrak{S}(Q)$
is converging for
$Q\rightarrow \infty$
, thus we shall set
Lemma 2.12 gives the following speed of convergence.
Lemma 2.13. Assume that
$K>R(d-1)$
. Then
$\mathfrak{S}$
is absolutely convergent. Moreover one has
for any
$\unicode[STIX]{x1D700}>0$
and
$|\mathfrak{S}|\ll \Vert \mathbf{g}^{\natural }\Vert ^{K/(d-1)}$
.
In preparation for the proof of the absolute convergence of the singular integral, we note the following lemma, which is a consequence of Lemma 2.5.
Lemma 2.14. Assume that
$|\boldsymbol{\unicode[STIX]{x1D6FC}}|^{3}\Vert \mathbf{g}^{\natural }\Vert ^{2}P_{\min }^{2}P_{\max }^{2(d-1)}<1$
. Then one has
for any positive
$\unicode[STIX]{x1D716}$
.
Lemma 2.15. Assume that
$P_{i}\geqslant 1$
for
$1\leqslant i\leqslant n$
and that
$|\mathbf{z}|\leqslant 1$
. Then
The proof of Lemma 2.15 is relatively standard (see [Reference Birch2, Lemma 5.2]), with the exception that we compare the oscillatory integral
$I_{w}^{\natural }(\boldsymbol{\unicode[STIX]{x1D6FE}})$
with parameters
$P_{1},\ldots ,P_{n}$
to an exponential sum with box length
$B_{1},\ldots ,B_{n}$
such that
$B_{i}/B_{\max }=P_{i}/P_{\max }$
for all
$1\leqslant i\leqslant n$
.
We shall show that the truncated singular integral
$J_{w}(Q)$
converges for
$Q\rightarrow \infty$
, we will therefore let
and call it the singular integral.
In the following we will always assume that
$1\leqslant P_{i}$
for
$1\leqslant i\leqslant n$
and that
$|\mathbf{z}|\leqslant 1$
. As a consequence of Lemma 2.15 we obtain the following result.
Lemma 2.16. Assume that
$K>R^{2}(d-1)$
. Then
$J_{w}$
is absolutely convergent and
$$\begin{eqnarray}\displaystyle J_{w}-J_{w}(Q) & \ll & \displaystyle \widetilde{\mathbf{P}}^{1+\unicode[STIX]{x1D716}}\bigg({\displaystyle \frac{P_{\max }}{P_{\min }}}\bigg)^{K(1+1/R(d-1))}\nonumber\\ \displaystyle & & \displaystyle \times \,(P_{\max }^{d}\Vert \mathbf{g}^{\natural }\Vert ^{-R+1})^{-K/R(d-1)}Q^{-K/R(d-1)+R}.\nonumber\end{eqnarray}$$
Moreover, we have
We can now complete both the singular series and singular integral in our major arc analysis. According to Lemmas 2.13 and 2.16 we obtain the following result.
Lemma 2.17. Assume that equations (2.3), (2.4) and (2.5) hold and
$|\mathbf{z}|\leqslant P_{\max }$
, as well as
$K>R^{2}(d-1)$
. Then the following holds for any real
$N\geqslant 1$
:
$$\begin{eqnarray}\displaystyle & & \displaystyle \int _{\mathfrak{M}^{\prime }(\unicode[STIX]{x1D703})}\!S_{w}(\boldsymbol{\unicode[STIX]{x1D6FC}})\,d\boldsymbol{\unicode[STIX]{x1D6FC}}=\mathfrak{S}J_{w}+\!O(\Vert \mathbf{g}^{\natural }\Vert ^{2R^{2}+R}\Vert \mathbf{g}\Vert \widetilde{\mathbf{P}}P_{\min }^{-R-1}\!P_{\max }^{-R(d-1)+(2R^{2}+2R)(d-1)\unicode[STIX]{x1D703}})\nonumber\\ \displaystyle & & \displaystyle \quad +\,O_{N}\bigg(\widetilde{\mathbf{P}}P_{\max }^{-N}+\Vert \mathbf{g}^{\natural }\Vert ^{K/(d-1)+R^{2}-R}\widetilde{\mathbf{P}}^{1+\unicode[STIX]{x1D716}}\bigg({\displaystyle \frac{P_{\max }}{P_{\min }}}\bigg)^{R+K}P_{\max }^{-Rd-K\unicode[STIX]{x1D703}+R^{2}(d-1)\unicode[STIX]{x1D703}}\bigg).\nonumber\end{eqnarray}$$
Theorem 2.1 is now a consequence of the major arc analysis in Lemma 2.17 in combination with the minor arc analysis from Lemma 2.7. For this, we choose
$\unicode[STIX]{x1D703}$
by
Then we clearly have
$0<\unicode[STIX]{x1D703}<1$
and equation (2.3) reduces to the assumption (2.2). Moreover, one quickly sees that with this choice of
$\unicode[STIX]{x1D703}$
both of the conditions (2.4) and (2.5) are satisfied. It remains to understand that the error terms in Lemma 2.17 and Lemma 2.7 are both majorized by the error term in Theorem 2.1. We bound the first error term in Lemma 2.17 by
Note that the last error term in Lemma 2.17 as well as the second error term in Lemma 2.7 are bounded by
The first error term in Lemma 2.7 is also present in the statement of Theorem 2.1.
Lastly let us remark that it is a well-known fact that the singular series factorizes as
$\mathfrak{S}=\prod _{p}\unicode[STIX]{x1D70E}_{p}(\mathbf{g})$
, where for any prime
$p$
we have
3 Local densities
Throughout this section we will have
$R$
forms of degree
$d>1$
,
and we will always assume that the Birch rank satisfies
For a prime
$p$
and a vector
$\mathbf{j}=(j_{1},\ldots ,j_{n})\in (\mathbb{Z}_{{\geqslant}0})^{n}$
we shall be concerned with bounding the quantities
these estimates will be applied later towards the proof of Theorems 1.1, 1.5 and 1.6. We suppress the letter
$p$
from the notation for
$\unicode[STIX]{x1D6FF}$
to make the presentation easier to follow. The forms
$\mathbf{f}$
will be considered constant, however the prime
$p$
and the vector
$\mathbf{j}$
will not, thus we shall require uniformity of our bounds with respect to
$p$
and
$\mathbf{j}$
. For later applications we only have to consider all big enough primes
$p>z_{0}$
, where
$z_{0}$
is a constant depending at most on the coefficients of
$\mathbf{f}$
and
$n,d,R$
. This constant will be enlarged, if needed, with no further comment. Let us emphasize that the entities
$\unicode[STIX]{x1D6FF}(\mathbf{j})$
encode the probability of the events
as
$\mathbf{x}\in \mathbb{Z}^{n}$
sweeps through the zeros of
$\mathbf{f}=\mathbf{0}$
, therefore, they are intimately connected with certain closed subvarieties of
$\mathbf{f}=\mathbf{0}$
. This is manifested even in the most simple of situations: for a primitive integer zero of
$x_{1}x_{2}=x_{3}^{2}$
and a prime
$p|x_{3}$
we always have
$p^{2}|x_{1}$
or
$p^{2}|x_{2}$
as a result of the subvariety
$x_{1}x_{2}=x_{3}^{2},x_{3}=0$
being reducible. We shall give geometric conditions that prevent
$\unicode[STIX]{x1D6FF}(\mathbf{j})$
to attain large values for general systems
$\mathbf{f}=\mathbf{0}$
.
For every
$\mathbf{j}\in \{0,1\}^{n}$
we define the system
$\mathbf{f}^{\mathbf{j}}=\mathbf{0}$
of
$R$
forms in
$n-|\mathbf{j}|_{1}$
variables via
We later need a lower bound for the Birch rank of the new systems, as for example obtained in [Reference Cook and Magyar11, Lemma 3]. As there is a slight oversight in the proof of [Reference Cook and Magyar11, Lemma 3], we give here the statement and proof of the corrected lemma where the quantity
$R$
in [Reference Cook and Magyar11, Lemma 3] is replaced by
$R+1$
.
Lemma 3.1. One has
It is important to note here that we view
$\mathbf{f}^{\mathbf{j}}$
as a system of
$R$
equations in
$n-|\mathbf{j}|_{1}$
variables.
Proof. Let
$\widetilde{V^{\ast }}\subset \mathbb{P}_{\mathbb{C}}^{n-1}$
be the projective variety given by
and note that this is well defined as all of the polynomials
$f_{\unicode[STIX]{x1D709}}$
are homogeneous. Then the Birch rank of
$\mathbf{f}$
is given by
Similarly, let
$\widetilde{V^{\ast ,\mathbf{j}}}\subset \mathbb{P}_{\mathbb{C}}^{n-|\mathbf{j}|_{1}-1}$
be the projective variety given by
such that we have
The variety
$\widetilde{V^{\ast ,\mathbf{j}}}$
naturally embeds into the linear subspace of
$\mathbb{P}_{\mathbb{C}}^{n-1}$
given by
$x_{i}=0$
for
$j_{i}=1$
. We write
$\unicode[STIX]{x1D704}(\widetilde{V^{\ast ,\mathbf{j}}})$
for this embedding. Then we observe that
$$\begin{eqnarray}\unicode[STIX]{x1D704}(\widetilde{V^{\ast ,\mathbf{j}}})\cap \mathop{\bigcap }_{1\leqslant \unicode[STIX]{x1D709}\leqslant R}\mathop{\bigcap }_{\substack{ 1\leqslant i\leqslant n \\ j_{i}=1}}\bigg\{{\displaystyle \frac{\unicode[STIX]{x2202}f_{\unicode[STIX]{x1D709}}}{\unicode[STIX]{x2202}x_{i}}}=0\bigg\}\subset \widetilde{V^{\ast }}.\end{eqnarray}$$
Hence we obtain
Finally, this implies
◻
This is a convenient place to introduce the helpful notation
and
$\unicode[STIX]{x1D6E9}(\mathbf{0})$
will be denoted by
$\unicode[STIX]{x1D6E9}$
. For non-negative integers
$j_{1},\ldots ,j_{n}$
, any prime
$p$
and a vector
$\mathbf{x}$
we use the notation
This enables us to introduce the densities
and from the definition of
$\unicode[STIX]{x1D6FF}$
we infer that
Lemma 3.2. Let
$t,d$
be integers with
$2\leqslant d<t$
. Then for each
$\mathbf{a}\in (\mathbb{Z}/p^{t-d}\mathbb{Z})^{R}$
with
$p\nmid \mathbf{a}$
and any vector polynomial
$\mathbf{g}\in \mathbb{Z}[\mathbf{x}]^{R}$
with
$\max _{1\leqslant i\leqslant R}\deg (g_{i})\leqslant d-1$
we have
where the implied constant is independent of
$p,t,\mathbf{g}$
and
$\mathbf{a}$
.
Proof. We shall use [Reference Birch2, Lemma 4.3] with
$P=p^{t-1}$
and
$\boldsymbol{\unicode[STIX]{x1D6FC}}=p^{-t+d}\mathbf{a}$
; in doing so we observe that lower degree polynomials leave the strength of the bounds in [Reference Birch2] unaffected. Recall that the constant
$K$
in [Reference Birch2, equation (8)] is given via
$\mathfrak{B}(\mathbf{f})/2^{d-1}$
. Our aim is to acquire a constant
$\unicode[STIX]{x1D702}>0$
, as large as possible, such that
$\boldsymbol{\unicode[STIX]{x1D6FC}}\notin \mathscr{M}(\unicode[STIX]{x1D702})$
, where
$\mathscr{M}(\unicode[STIX]{x1D702})$
is given in [Reference Birch2, §4, equation (5)]. This would then imply that the sum in our lemma is
The assumption
$\boldsymbol{\unicode[STIX]{x1D6FC}}\in \mathscr{M}(\unicode[STIX]{x1D702})$
provides non-negative integers
$q^{\prime },a_{1}^{\prime },\ldots ,a_{R}^{\prime }$
fulfilling
and such that for all
$i=1,\ldots ,R$
the succeeding inequality is valid,
As explained in [Reference Birch2, Lemma 4.1], we need to assume
$2R(d-1)\unicode[STIX]{x1D702}<d$
in order to ensure that the major arcs are disjoint. It is straightforward to infer that this condition is met upon choosing
for any small enough
$\unicode[STIX]{x1D716}>0$
. Furthermore, this choice of
$\unicode[STIX]{x1D702}$
makes the exponent of
$p$
in (3.2) non-positive, thus giving birth to the equalities
$q^{\prime }a_{i}=a_{i}^{\prime }p^{t-d}$
for all
$i$
. In particular, we obtain
$p^{t-d}=q^{\prime }\leqslant p^{(t-1)R(d-1)\unicode[STIX]{x1D702}}$
, thus
$t-d\leqslant (t-1)R(d-1)\unicode[STIX]{x1D702}$
, which constitutes a violation to the the definition of
$\unicode[STIX]{x1D702}$
.◻
For
$\mathbf{j}\in \{0,1\}^{n}$
,
$c\in \mathbb{N}$
and any prime
$p$
define
This quantity is intimately related to the geometry of
$\mathbf{f}^{\mathbf{j}}=\mathbf{0}$
and we begin by using it to approximate
$\unicode[STIX]{x1D6FF}(\mathbf{j})$
.
Lemma 3.3. Let
$\mathbf{j}\in \{0,1\}^{n}$
and assume that
$\unicode[STIX]{x1D6E9}>R$
. Then there is some
$z_{0}>0$
, such that for
$p>z_{0}$
and each sufficiently small
$\unicode[STIX]{x1D716}>0$
, we have
where the implied constant depends at most on
$\mathbf{f}$
.
Proof. For
$t\geqslant 1$
,
$\mathbf{j}\in \{0,1\}^{n}$
and any
$\mathbf{a}\in \mathbb{Z}^{R}$
we bring into play the entities
and
where the summation
$\sum _{\mathbf{a}~(\text{mod}~q)}^{\ast }$
is over vectors
$\mathbf{a}\,\in \,(\mathbb{Z}/q\mathbb{Z})^{R}$
with
$\text{gcd}(\mathbf{a},q)\,=\,1$
. We have
$$\begin{eqnarray}\displaystyle \unicode[STIX]{x1D6FF}(\mathbf{j})p^{-|\mathbf{j}|_{1}} & = & \displaystyle \lim _{l\rightarrow \infty }p^{-l(n-R)}\mathop{\sum }_{\boldsymbol{ a}~(\text{mod}~p^{l})}{\displaystyle \frac{1}{p^{Rl}}}\mathop{\sum }_{\substack{ \mathbf{x}~(\text{mod}~p^{l}) \\ p^{\mathbf{j}}|\mathbf{x}}}e_{p^{l}}(\mathbf{a}\cdot \mathbf{f}(\mathbf{x}))\nonumber\\ \displaystyle & = & \displaystyle \lim _{l\rightarrow \infty }\mathop{\sum }_{\mathbf{a}~(\text{mod}~p^{l})}p^{-ln}\mathop{\sum }_{\substack{ \mathbf{x}~(\text{mod}~p^{l}) \\ p^{\mathbf{j}}|\mathbf{x}}}e_{p^{l}}(\mathbf{a}\cdot \mathbf{f}(\mathbf{x}))\nonumber\\ \displaystyle & = & \displaystyle \lim _{l\rightarrow \infty }\bigg(\mathop{\sum }_{t=1}^{l}G(\mathbf{j};p^{t})+p^{-ln}\sharp \{\mathbf{x}~(\text{mod}~p^{l}):p^{\mathbf{j}}|\mathbf{x}\}\bigg)\nonumber\\ \displaystyle & = & \displaystyle p^{-|\mathbf{j}|_{1}}+\lim _{l\rightarrow \infty }\mathop{\sum }_{t=1}^{l}G(\mathbf{j};p^{t}),\nonumber\end{eqnarray}$$
whence
Observe that for each form
$F\in \mathbb{Z}[\mathbf{x}]$
, any prime
$p$
and any fixed integer vector
$\mathbf{y}$
there exists an integer polynomial
$F_{\mathbf{y}}\in \mathbb{Z}[\mathbf{x}]$
of degree strictly smaller than
$\deg (F)$
, such that
Hence, if
$t\geqslant d+1$
, this allows us to rewrite the exponential sum
$W_{\mathbf{a},p^{t}}(p^{\mathbf{j}}|\mathbf{x})$
as
$$\begin{eqnarray}\displaystyle & & \displaystyle \mathop{\sum }_{\substack{ \mathbf{y}\in (\mathbb{N}\cap [1,p])^{n} \\ p^{\mathbf{j}}|\mathbf{y}}}\mathop{\sum }_{\mathbf{h}\in (\mathbb{N}\cap [1,p^{t-1}])^{n}}e_{p^{t}}(\mathbf{a}\cdot \mathbf{f}(\mathbf{y}+p\mathbf{h}))\nonumber\\ \displaystyle & & \displaystyle \quad =\mathop{\sum }_{\substack{ \mathbf{y}\in (\mathbb{N}\cap [1,p])^{n} \\ p^{\mathbf{j}}|\mathbf{y}}}e(p^{-t}\mathbf{a}\cdot \mathbf{f}(\mathbf{y}))\mathop{\sum }_{\mathbf{h}\in (\mathbb{N}\cap [1,p^{t-1}])^{n}}e(p^{d-t}\mathbf{a}\cdot \mathbf{f}(\mathbf{h})+p^{-t+1}\mathbf{a}\cdot \mathbf{g}_{\mathbf{y}}(\mathbf{h})),\nonumber\end{eqnarray}$$
where the polynomials
$\mathbf{g}_{\mathbf{y}}(\mathbf{h})$
have degree strictly smaller than
$d$
in
$\mathbf{h}$
. Invoking Lemma 3.2 endows us with the following bound for the inner sum over
$\mathbf{h}$
:
where the implicit constant is independent of
$p,t,\mathbf{y}$
and
$\mathbf{a}$
. Hence, for
$t>d$
we deduce that
thereby procuring the validity of
Our assumption
$R<\unicode[STIX]{x1D6E9}$
shows that for each
$0<\unicode[STIX]{x1D716}<(\unicode[STIX]{x1D6E9}-R)/2$
the sum over
$t$
has the value
and increasing the value of
$z_{0}$
to ensure that
$z_{0}^{(\unicode[STIX]{x1D6E9}-R)/2}\geqslant 2$
shows that
To control the contribution of the terms with
$t\leqslant d$
we note that
thus concluding our proof. ◻
Observe that, at least when
$|\mathbf{j}|_{1}$
is relatively small, the quantity
$E(p^{d};\mathbf{j})$
regards the number of zeros
$(\text{mod}~p)$
of a variety in sufficiently many variables; thus the estimates of Birch yield the required estimation of
$E(p^{d};\mathbf{j})$
.
Lemma 3.4. Let
$\mathbf{j}\in \{0,1\}^{n}$
and assume that
$\unicode[STIX]{x1D6E9}(\mathbf{j})>R$
is fulfilled. Then for all
$\unicode[STIX]{x1D716}>0$
and primes
$p>z_{0}$
we have
with an implicit constant that is independent of
$p$
.
Proof. We initiate our argument by slicing the counting function
$E(p^{d};\mathbf{j})$
along the variables which are divisible by
$p$
. Let
$I=\{1\leqslant i\leqslant n:j_{i}=1\}$
and for
$\mathbf{x}^{\prime }=(x_{i})_{i\in I}\in (\mathbb{Z}/p^{d}\mathbb{Z})^{|I|}$
we define
We rewrite this counting function with exponential sums as follows,
$$\begin{eqnarray}\displaystyle E(p^{d};\mathbf{j};\mathbf{x}^{\prime }) & = & \displaystyle p^{d(n-|\mathbf{j}|_{1})-\mathit{dR}}+p^{-\mathit{dR}}\mathop{\sum }_{t=1}^{d}p^{(n-|\mathbf{j}|_{1})(d-t)}\nonumber\\ \displaystyle & & \displaystyle \times \sum _{\mathbf{a}~(\text{mod}~p^{t})}\mathop{\sum }_{\substack{ x_{i}~(\text{mod}~p^{t}) \\ i\notin I}}e_{p^{t}}(\mathbf{a}\cdot \mathbf{f}(\mathbf{x})).\nonumber\end{eqnarray}$$
Note that the degree
$d$
part of the polynomial
$\mathbf{f}(\mathbf{x})$
when viewed as a polynomial in the variables
$x_{i},i\notin I$
, is
$\mathbf{f}^{\mathbf{j}}(\mathbf{x})$
. We now apply [Reference Birch2, Lemma 5.4], the strength of which is unaffected by lower degree polynomials, to obtain for any
$\unicode[STIX]{x1D716}>0$
and uniformly for all
$p>z_{0}$
,
We use this to estimate
$E(p^{d};\mathbf{j};\mathbf{x}^{\prime })$
as follows,
$$\begin{eqnarray}\displaystyle E(p^{d};\mathbf{j};\mathbf{x}^{\prime })-p^{d(n-|\mathbf{j}|_{1}-R)}\, & \ll _{\unicode[STIX]{x1D716}} & \displaystyle \,p^{d(n-|\mathbf{j}|_{1}-R)+\unicode[STIX]{x1D716}}\mathop{\sum }_{t=1}^{d}p^{t(R-\unicode[STIX]{x1D6E9}(\mathbf{j}))}\nonumber\\ \displaystyle \, & \ll _{\unicode[STIX]{x1D716}} & \displaystyle \,p^{d(n-|\mathbf{j}|_{1}-R)-(\unicode[STIX]{x1D6E9}(\mathbf{j})-R-\unicode[STIX]{x1D716})}.\nonumber\end{eqnarray}$$
We can now evaluate
$E(p^{d};\mathbf{j})$
as
which concludes our proof. ◻
Tying Lemmas 3.3 and 3.4 together provides the succeeding estimate.
Corollary 3.5. Assume that
$\mathbf{j}\in \{0,1\}^{n}$
,
$\min \{\unicode[STIX]{x1D6E9},\unicode[STIX]{x1D6E9}(\mathbf{j})\}>R$
and that
$p$
is a prime in the range
$p>z_{0}$
. Then the following holds for each
$\unicode[STIX]{x1D716}>0$
with an implied constant depending only on
$\mathbf{f}$
and
$\unicode[STIX]{x1D716}$
:
Utilizing (3.1) to find lower bounds for
$\unicode[STIX]{x1D6E9}(\mathbf{j})$
gives the following consequence of Corollary 3.5.
Corollary 3.6. Assume that for some
$\mathbf{j}\in \{0,1\}^{n}$
we have
Then there exists
$\unicode[STIX]{x1D706}>0$
such that for all large enough primes
$p>z_{0}=z_{0}(\mathbf{f})$
, we have
with an implied constant depending only on
$\mathbf{f}$
.
We can see that the bound
$\unicode[STIX]{x1D6FF}(\mathbf{j})\ll 1$
fails when
$|\mathbf{j}|_{1}$
approaches
$n$
hence the assumption
$\unicode[STIX]{x1D6E9}(\mathbf{j})>R$
of Corollary 3.5 is no longer applicable. Indeed, a moment’s thought reveals that
$\unicode[STIX]{x1D6FF}(1,\ldots ,1)=p^{\mathit{dR}}\unicode[STIX]{x1D70E}_{p}$
and that whenever
$h_{i}\geqslant j_{i}$
for all
$1\leqslant i\leqslant n$
then
$\unicode[STIX]{x1D6FF}(\mathbf{j})\geqslant \unicode[STIX]{x1D6FF}(\mathbf{h})p^{|\mathbf{j}|_{1}-|\mathbf{h}|_{1}}$
. The bound
$\unicode[STIX]{x1D70E}_{p}\gg 1$
, valid with an implied constant independent of
$p$
when
$p$
is sufficiently large, reveals that for such
$p$
we have
with an implied constant independent of
$p$
. Therefore we need to provide (necessarily weaker) bounds for the densities
$\unicode[STIX]{x1D6FF}(\mathbf{j})$
which are however valid through the whole range
$1\leqslant |\mathbf{j}|_{1}\leqslant n$
. The crucial import will be bounds for the exponential sums in Birch’s work with the additional property that the dependence on the coefficients of the underlying forms is explicitly recorded.
Lemma 3.7. Assume that
$\unicode[STIX]{x1D6E9}>R$
. Then there exists a large
$z_{0}=z_{0}(\mathbf{f})$
such that for each
$\mathbf{j}\in \{0,1\}^{n}$
,
$\unicode[STIX]{x1D716}>0$
and prime
$p>z_{0}$
the following holds with an implicit constant depending at most on
$\unicode[STIX]{x1D716}$
and
$\mathbf{f}$
:
Proof. We start by rewriting
and considering
$\mathbf{f}(p^{j_{1}}x_{1},\ldots ,p^{j_{n}}x_{n})$
as a system of homogeneous polynomials in the variables
$x_{1},\ldots ,x_{n}$
. Note that the maximum of the coefficients is bounded by
$C_{1}p^{d}$
for a positive constant
$C_{1}=C_{1}(\mathbf{f})$
that is independent of
$p$
. Moreover, the Birch rank of the system
$\mathbf{f}(\mathbf{x})=\mathbf{0}$
equals the Birch rank of the system
$\mathbf{f}(p^{j_{1}}x_{1},\ldots ,p^{j_{n}}x_{n})=\mathbf{0}$
. Alluding to the estimate [Reference van Ittersum22, Lemma 2.2] supplies us with the bound
which, once injected into (3.4), offers the validity of
Enlarging
$z_{0}$
and
$1/\unicode[STIX]{x1D716}$
if needed, ensures the convergence of the sum over
$t$
to a value that is
$\ll _{z_{0}}p^{R-\unicode[STIX]{x1D6E9}+\unicode[STIX]{x1D716}}$
, independently of
$p$
.◻
For a prime
$p$
and a vector
$\mathbf{j}\in (\mathbb{Z}_{{\geqslant}0})^{n}$
we define
The standard estimate
$\unicode[STIX]{x1D70E}_{p}=1+O(p^{-1-\unicode[STIX]{x1D716}(\mathbf{f})})$
holds for some
$\unicode[STIX]{x1D716}(\mathbf{f})>0$
. Alluding to Lemma 3.7 supplies us with the following corollary.
Corollary 3.8. Assume that
$\mathfrak{B}(\mathbf{f})>R^{2}(d-1)2^{d-1}$
and recall the definition of
$\unicode[STIX]{x1D6F6}$
in (1.4). Then the following bound holds uniformly for each
$\mathbf{j}\in \{0,1\}^{n}$
and
$p>z_{0}$
:
4 Proof of Theorems 1.5 and 1.6
4.1 Preparations
Owing to (1.3), there exists positive integers
$z_{0}=z_{0}(\mathbf{f}),m=m(\mathbf{f})$
such that if we let
then there exists
$\mathbf{y}\in (\mathbb{N}\cap [1,W])^{n}$
fulfilling the following:
and
Define
Let us now choose a non-singular point
$\unicode[STIX]{x1D73B}\in V_{\mathbf{f}}(\mathbb{R})$
(whose existence is guaranteed by (1.3)) and we let
$\unicode[STIX]{x1D702}\in (0,\min _{i}\{\min \{\unicode[STIX]{x1D701}_{i}/2,(1-\unicode[STIX]{x1D701}_{i})/2\}\})$
be arbitrary. Defining
we see that for any such
$\unicode[STIX]{x1D702}$
, one has
$\mathscr{B}_{\unicode[STIX]{x1D702}}\subset (0,1)^{n}$
. Now we choose any smooth function
$w:\mathbb{R}\rightarrow \mathbb{R}_{{\geqslant}0}$
of compact support in
$[-\unicode[STIX]{x1D702}/2,\unicode[STIX]{x1D702}/2]$
and such that if
$|t|\leqslant \unicode[STIX]{x1D702}/4$
then
$w(t)>0$
. Letting
$w_{0}:=\sup \{w(t):t\in \mathbb{R}\}$
we have
$\mathbf{1}_{\{0<t\leqslant B\}}(t)\geqslant w_{0}^{-1}w(t/B-\unicode[STIX]{x1D701}_{i}/(2|\unicode[STIX]{x1D73B}|))$
and therefore for every
$\mathbf{x}\in \mathbb{Z}^{n}$
,
4.2 A level of distribution result
Let us now take the opportunity to record a level of distribution result that will be the main input in the forthcoming sieving arguments. For
$\mathbf{k}\in \mathbb{N}^{n}$
with
$\text{gcd}(\widetilde{\mathbf{k}},W)=1$
and each
$k_{i}$
being square-free let
$w:\mathbb{R}\rightarrow \mathbb{R}_{{\geqslant}0}$
be a smooth weight as above. We let
$$\begin{eqnarray}N_{w}(B;\mathbf{k}):=\mathop{\sum }_{\substack{ \mathbf{x}\in \mathscr{A} \\ k_{i}|x_{i}}}\mathop{\prod }_{i=1}^{n}w\bigg({\displaystyle \frac{x_{i}}{B}}-{\displaystyle \frac{\unicode[STIX]{x1D701}_{i}}{2|\unicode[STIX]{x1D73B}|}}\bigg).\end{eqnarray}$$
Recall the definition of the matrix
$\unicode[STIX]{x1D750}$
in (1.7). Our result will involve an error term related to the following function, defined for
$\mathbf{m}\in \mathbb{N}^{n}$
and
$B\geqslant 1$
:
Furthermore, extend the function
$\unicode[STIX]{x1D71B}$
defined in (3.5) to
$\mathbb{N}^{n}$
by letting for
$\mathbf{k}\in \mathbb{N}^{n}$
,
and if
$\text{gcd}(k_{1}\cdots k_{n},W)=1$
we define
$\unicode[STIX]{x1D749}\in (\mathbb{Z}\,\cap \, [0,W))^{n}$
via
$\langle \unicode[STIX]{x1D749}\mathbf{k}\rangle \equiv \mathbf{y}~(\text{mod}~W)$
. Finally, we let
and
Lemma 4.1. Assume
$\mathfrak{B}(\mathbf{f})>2^{d-1}R(R+1)(d-1)$
and that
$\mathbf{k}\in \mathbb{N}^{n}$
satisfies
where
$B\in \mathbb{R}_{{\geqslant}1}$
and the constant
$\unicode[STIX]{x1D70C}$
was defined in (1.6). Then for each
$\unicode[STIX]{x1D716}>0$
we have
Proof. Defining
$\mathbf{g}(\mathbf{s}):=\mathbf{f}(\langle \mathbf{k}(\unicode[STIX]{x1D749}+W\mathbf{s})\rangle )$
gives
$$\begin{eqnarray}N_{w}(B;\mathbf{k})=\mathop{\sum }_{\substack{ \mathbf{s}\in \mathbb{Z}^{n} \\ \mathbf{g}(\mathbf{s})=\mathbf{0}}}\mathop{\prod }_{i=1}^{n}w\bigg({\displaystyle \frac{s_{i}}{B/k_{i}W}}-\bigg({\displaystyle \frac{\unicode[STIX]{x1D701}_{i}}{2|\unicode[STIX]{x1D73B}|}}-{\displaystyle \frac{\unicode[STIX]{x1D70F}_{i}}{B/k_{i}}}\bigg)\bigg).\end{eqnarray}$$
We shall apply Theorem 2.1 at this point; before doing so we need to verify that
and that condition (2.2) is met. The former is easy to verify due to
$|\unicode[STIX]{x1D749}|\leqslant W\ll 1$
and
$\unicode[STIX]{x1D70C}>1$
, which implies that
$B/k_{i}\geqslant B^{1-1/\unicode[STIX]{x1D70C}}(\log B)\rightarrow +\infty$
. Regarding (2.2), the obvious equality
$\mathbf{g}^{\natural }(\mathbf{s})=W^{d}\mathbf{f}(\langle \mathbf{k}\mathbf{s}\rangle )$
presents us with
$\max \{\Vert \mathbf{g}^{\natural }\Vert ,\Vert \mathbf{g}\Vert \}\ll |\mathbf{k}|^{d}$
, thus the growth condition on
$|\mathbf{k}|$
in our lemma is sufficient. The last issue to be commented regards the real densities. The real density provided by the application of Theorem 2.1 is
Note that the proof of Theorem 2.1 in fact shows that the real density can also be replaced by its inhomogeneous version,
For this we note that the major arc analysis initially came in its inhomogeneous form, namely having
$\mathbf{f}(\langle \mathbf{k}\unicode[STIX]{x1D749}\rangle +W\langle \mathbf{k}\mathbf{s}\rangle )$
in the exponential. Moreover, by shifting the centre of the weight functions, one sees that Lemma 2.15 still applies to the inhomogeneous form and then everything stays exactly the same with regard to the error terms.
To continue the proof of our lemma we perform the linear change of variables
$s_{i}\mapsto u_{i}$
and
$\unicode[STIX]{x1D6FD}_{i}\mapsto \unicode[STIX]{x1D6FE}_{i}$
given by
$k_{i}(\unicode[STIX]{x1D70F}_{i}+Ws_{i})=Bu_{i}$
,
$B^{d}\unicode[STIX]{x1D6FD}_{i}=\unicode[STIX]{x1D6FE}_{i}$
. This leads to the following expression for the real density in our lemma:
which equals
$\mathscr{J}_{w}(\mathbf{f},W)\widetilde{\mathbf{k}}^{-1}B^{n-Rd}$
.◻
The most noteworthy property of Lemma 4.1 is related to the presence of
$\widetilde{\mathbf{k}}^{-1}$
in the error term; this allows us to drastically improve the level of distribution in the forthcoming applications.
4.3 Using the Rosser–Iwaniec sieve
By (4.5) we have the following whenever
$z$
satisfies
$z_{0}<z<B$
:
$$\begin{eqnarray}\mathop{\sum }_{\substack{ \mathbf{x}\in (\mathbb{N}\cap [-B,B])^{n} \\ \mathbf{f}(\mathbf{x})=\mathbf{0},P^{-}(\widetilde{\mathbf{x}})>z}}\hspace{-2.84544pt}1\geqslant w_{0}^{-n}\mathop{\sum }_{\substack{ \mathbf{x}\in \mathscr{A} \\ P^{-}(\widetilde{\mathbf{x}})>z}}\mathop{\prod }_{i=1}^{n}w\bigg({\displaystyle \frac{x_{i}}{B}}-{\displaystyle \frac{\unicode[STIX]{x1D701}_{i}}{2|\unicode[STIX]{x1D73B}|}}\bigg).\end{eqnarray}$$
Let us now bring into play a lower bound sieve sequence
$\unicode[STIX]{x1D706}_{k}^{-}$
of dimension
$n$
. Recall the definition of
$\unicode[STIX]{x1D703}^{\prime }$
in (1.5). We shall make use of the terminology in [Reference Friedlander and Iwaniec16, §11.8]; in doing so we shall call the support of
$\unicode[STIX]{x1D706}^{-}$
by
$D:=B^{\unicode[STIX]{x1D6FF}}$
, for some constant
$\unicode[STIX]{x1D6FF}\in (0,\unicode[STIX]{x1D703}^{\prime }).$
Using
$(1\ast \unicode[STIX]{x1D707})(l)\geqslant (1\ast \unicode[STIX]{x1D706}^{-})(l)$
for
$l=\text{gcd}(P(z_{0},z),\widetilde{\mathbf{x}})$
yields
$$\begin{eqnarray}\mathop{\sum }_{\substack{ \mathbf{x}\in (\mathbb{N}\cap [-B,B])^{n} \\ \mathbf{f}(\mathbf{x})=\mathbf{0},P^{-}(\widetilde{\mathbf{x}})>z}}\hspace{-2.84544pt}1\geqslant w_{0}^{-n}\mathop{\sum }_{\substack{ k|P(z_{0},z) \\ k\leqslant B^{\unicode[STIX]{x1D6FF}}}}\unicode[STIX]{x1D706}_{k}^{-}\mathop{\sum }_{\substack{ \mathbf{x}\in \mathscr{A} \\ k|\widetilde{\mathbf{x}}}}\mathop{\prod }_{i=1}^{n}w\bigg({\displaystyle \frac{x_{i}}{B}}-{\displaystyle \frac{\unicode[STIX]{x1D701}_{i}}{2|\unicode[STIX]{x1D73B}|}}\bigg).\end{eqnarray}$$
The proof of [Reference Brüdern and Fouvry7, Lemma 8] can be directly adapted in the setting of arbitrary dimension, thus providing the equality of the inner sum over
$\mathbf{x}$
to
where here and throughout the rest of the paper we will use the notation
A moment’s thought reveals that the succeeding function is multiplicative,
a notation which allows us to assort our conclusions so far in the following form:
$$\begin{eqnarray}\displaystyle \mathop{\sum }_{\substack{ \mathbf{x}\in (\mathbb{N}\cap [-B,B])^{n} \\ \mathbf{f}(\mathbf{x})=\mathbf{0},P^{-}(\widetilde{\mathbf{x}})>z}}1 & \gg & \displaystyle B^{n-Rd}\mathop{\sum }_{\substack{ k|P(z_{0},z) \\ k\leqslant B^{\unicode[STIX]{x1D6FF}}}}\unicode[STIX]{x1D706}_{k}^{-}g(k)\nonumber\\ \displaystyle & & \displaystyle +\,O\bigg(B^{n+\unicode[STIX]{x1D716}}\mathop{\sum }_{k\leqslant B^{\unicode[STIX]{x1D6FF}}}|\unicode[STIX]{x1D707}(k)|\mathop{\sum }_{\substack{ \mathbf{k}\in \mathbb{N}^{n} \\ p|\widetilde{\mathbf{k}}\Leftrightarrow p|k}}{\displaystyle \frac{|\unicode[STIX]{x1D707}(\mathbf{k})|}{\widetilde{\mathbf{k}}}}E(B;\mathbf{k})\bigg).\nonumber\end{eqnarray}$$
In bounding the error term we will be confronted with sums of the form
$$\begin{eqnarray}b_{k}:=|\unicode[STIX]{x1D707}(k)|\mathop{\sum }_{\substack{ \mathbf{k}\in \mathbb{N}^{n} \\ p|\widetilde{\mathbf{k}}\Leftrightarrow p|k}}{\displaystyle \frac{|\unicode[STIX]{x1D707}(\mathbf{k})|}{\widetilde{\mathbf{k}}}}|\mathbf{k}|^{\unicode[STIX]{x1D6FC}_{1}}\min \{k_{i}\}^{\unicode[STIX]{x1D6FC}_{2}},\end{eqnarray}$$
where
$\unicode[STIX]{x1D6FC}_{i}\geqslant 0$
. Each
$\mathbf{k}$
making a contribution to
$b_{k}$
satisfies
$|\mathbf{k}|\leqslant k\leqslant \widetilde{\mathbf{k}}$
, therefore
We deduce that for each
$1\leqslant j\leqslant 3$
, the quantity
becomes
$\ll B^{-Rd-\unicode[STIX]{x1D716}^{\prime }}$
for some
$\unicode[STIX]{x1D716}^{\prime }>0$
due to
$\unicode[STIX]{x1D6FF}<\unicode[STIX]{x1D703}^{\prime }$
. Therefore, we can see that for each
$\unicode[STIX]{x1D6FF}\in (0,\unicode[STIX]{x1D703}^{\prime })$
and
$\unicode[STIX]{x1D716}>0$
there exists
$\unicode[STIX]{x1D702}=\unicode[STIX]{x1D702}(\unicode[STIX]{x1D716},\unicode[STIX]{x1D6FF})>0$
such that
$$\begin{eqnarray}B^{n+\unicode[STIX]{x1D716}}\mathop{\sum }_{k\leqslant B^{\unicode[STIX]{x1D6FF}}}|\unicode[STIX]{x1D707}(k)|\mathop{\sum }_{\substack{ \mathbf{k}\in \mathbb{N}^{n} \\ p|\widetilde{\mathbf{k}}\Leftrightarrow p|k}}{\displaystyle \frac{|\unicode[STIX]{x1D707}(\mathbf{k})|}{\widetilde{\mathbf{k}}}}E(B;\mathbf{k})\ll B^{n-Rd-\unicode[STIX]{x1D702}}.\end{eqnarray}$$
This leads to the conclusion that subject to the assertion
we can establish Theorem 1.5 due to
$$\begin{eqnarray}\mathop{\sum }_{\substack{ \mathbf{x}\in (\mathbb{N}\cap [-B,B])^{n} \\ \mathbf{f}(\mathbf{x})=\mathbf{0},P^{-}(\widetilde{\mathbf{x}})>z}}1\gg {\displaystyle \frac{B^{n-Rd}}{(\log B)^{n}}}.\end{eqnarray}$$
To prove (4.8) we shall use [Reference Friedlander and Iwaniec16, Theorem 11.12]. To this end, for any polynomials
$h_{i}\in \mathbb{Z}[x_{1},\ldots ,x_{n}]$
we abbreviate
Lemma 4.2. For each prime
$p>z_{0}$
we have
$g(p)\unicode[STIX]{x1D70E}_{p}=\unicode[STIX]{x1D70E}_{p}(p|x_{1}\cdots x_{n})$
.
Proof. The definition (4.7) furnishes
$$\begin{eqnarray}g(p)\unicode[STIX]{x1D70E}_{p}=\mathop{\sum }_{m=1}^{n}{\displaystyle \frac{(-1)^{m-1}}{p^{m}}}\mathop{\sum }_{\substack{ \mathbf{j}\in \{0,1\}^{n} \\ |\mathbf{j}|_{1}=m}}\unicode[STIX]{x1D6FF}(\mathbf{j}),\end{eqnarray}$$
thus, letting
$N_{\mathbf{j}}(p^{l}):=\sharp \{1\leqslant x_{1},\ldots ,x_{l}\leqslant p^{l}:\mathbf{f}((p^{j_{i}}x_{i}))\equiv \mathbf{0}~(\text{mod}~p^{l})\}$
, we conclude that
$$\begin{eqnarray}g(p)\lim _{l\rightarrow +\infty }{\displaystyle \frac{N_{\mathbf{\mathbf{0}}}(p^{l})}{p^{(n-R)l}}}=\lim _{l\rightarrow +\infty }\mathop{\sum }_{m=1}^{n}{\displaystyle \frac{(-1)^{m-1}}{p^{m}}}\mathop{\sum }_{\substack{ \mathbf{j}\in \{0,1\}^{n} \\ |\mathbf{j}|_{1}=m}}{\displaystyle \frac{N_{\mathbf{j}}(p^{l})}{p^{(n-R)l}}}.\end{eqnarray}$$
Obviously, if
$j_{i}=1$
and
$y_{i}\equiv x_{i}~(\text{mod}~p^{l-1})$
then
$p^{j_{i}}y_{i}\equiv p^{j_{i}}x_{i}~(\text{mod}~p^{l})$
. Therefore we may split the interval
$[1,p^{l}]$
into
$p$
subintervals of length
$p^{l-1}$
to obtain
One can see that this entity equals
$\sharp \{\mathbf{x}\leqslant p^{l}:\mathbf{f}(\mathbf{x})\equiv \mathbf{0}~(\text{mod}~p^{l}),j_{i}=1\Rightarrow p|x_{i}\}$
, hence, combining this with (4.9) yields the desired result.◻
Lemma 4.3. There exists
$\unicode[STIX]{x1D716}_{0}\in (0,1)$
such that one has
Proof. For a prime
$p$
and
$t\in \mathbb{N}$
let
$M(p^{t}):=\sharp \{1\leqslant \mathbf{x}\leqslant p^{t}:p^{t}|\mathbf{f}(\mathbf{x}),~p\nmid x_{1}\cdot \ldots \cdot x_{n}\}$
. Then [Reference Cook and Magyar11, Lemmas 11–12] imply that there exists a positive
$\unicode[STIX]{x1D716}_{0}>0$
such that
We observe that
$\lim _{t\rightarrow \infty }p^{-t(n-R)}M(p^{t})=\unicode[STIX]{x1D70E}_{p}-\unicode[STIX]{x1D70E}_{p}(p|x_{1}\ldots x_{n})$
, thus Lemma 4.2 reveals that
$$\begin{eqnarray}\displaystyle g(p) & = & \displaystyle {\displaystyle \frac{\unicode[STIX]{x1D70E}_{p}(p|x_{1}\ldots x_{n})}{\unicode[STIX]{x1D70E}_{p}}}\nonumber\\ \displaystyle & = & \displaystyle 1-\unicode[STIX]{x1D70E}_{p}^{-1}\lim _{t\rightarrow \infty }p^{-t(n-R)}M(p^{t})\nonumber\\ \displaystyle & = & \displaystyle 1-\bigg(1-{\displaystyle \frac{1}{p}}\bigg)^{n}{\displaystyle \frac{1}{\unicode[STIX]{x1D70E}_{p}}}+O(\unicode[STIX]{x1D70E}_{p}^{-1}p^{-1-\unicode[STIX]{x1D716}_{0}}).\nonumber\end{eqnarray}$$
The work of Birch [Reference Birch2] establishes the existence of a positive
$\unicode[STIX]{x1D716}_{1}$
such that
$\unicode[STIX]{x1D70E}_{p}=1+O(p^{-1-\unicode[STIX]{x1D716}_{1}}).$
This is sufficient for our lemma.◻
Enlarging
$z_{0}$
if necessary, ensures that for all primes
$p$
we have
This means that one can take
$\unicode[STIX]{x1D705}=n$
in [Reference Friedlander and Iwaniec16, equation (11.129)], hence our sieve problem has dimension
$n$
. By [Reference Diamond and Halberstam15, Theorem 17.2, Proposition 17.3], the sieving limit
$\unicode[STIX]{x1D6FD}$
fulfils
$\unicode[STIX]{x1D6FD}\leqslant 3.75n$
, thus [Reference Friedlander and Iwaniec16, Theorem 11.12], in combination with Lemma 4.3, guarantees the veracity of (4.8) under the condition
This concludes the proof of Theorem 1.5.
4.4 Using the weighted sieve
In the last section we saw that sieving out small prime divisors of
$x_{1}\cdots x_{n}$
for integer zeros of
$\mathbf{f}(\mathbf{x})=\mathbf{0}$
gives rise to a sieve of dimension
$n$
. When the dimension of the sieve increases then the weighted sieve gives better results for the number of prime divisors in our sequence. We would like to use the weighted sieve in the form given in the Cambridge Tract of Diamond and Halberstam [Reference Diamond and Halberstam15, Theorem 11.1], however we shall need a more flexible version of their work; one that allows the use of smooth weights. This will follow from a generalization of the weighted sieve that will be given in §4.4.1. This generalization permits the use of any suitable non-negative function rather than just a smooth weight as well as sieving in multisets.
4.4.1 The weighted sieve with smooth weights
We assume that
$\mathscr{M}$
is any set equipped with two functions
$\unicode[STIX]{x1D70B}:\mathscr{M}\rightarrow \mathbb{N},h:\mathscr{M}\rightarrow \mathbb{R}$
such that
For convenience of presentation we shall prefer the notation
$\overline{m}=\unicode[STIX]{x1D70B}(m)$
. We also assume that there exists a set of primes
$\mathscr{P}$
, a constant
$X\in \mathbb{R}_{{>}0}$
and a multiplicative function
$\unicode[STIX]{x1D714}:\mathbb{N}\rightarrow \mathbb{R}_{{\geqslant}0}$
such that, when letting
$$\begin{eqnarray}r_{\!\mathscr{M},h}(k):=\mathop{\sum }_{\substack{ m\in \mathscr{M} \\ b|\overline{m}}}h(m)-{\displaystyle \frac{\unicode[STIX]{x1D714}(b)}{b}}X\quad (b\in \mathbb{N}),\end{eqnarray}$$
there exist constants
$\unicode[STIX]{x1D70F}\in (0,1]$
,
$\unicode[STIX]{x1D705}\in \mathbb{N}$
,
$A_{1}\geqslant 1$
and
$A_{2}\geqslant 1$
such that
where the function
$\unicode[STIX]{x1D714}$
enjoys the following properties for some constants
$\unicode[STIX]{x1D705}\geqslant 1,A>1$
:
We furthermore demand that
and that there exists a constant
$\unicode[STIX]{x1D707}_{0}>0$
such that
Lastly, we shall say that the property
$\mathbf{Q}(u,v)$
holds for two real positive numbers
$u<v$
if
$$\begin{eqnarray}\mathbf{Q}(u,v):\mathop{\sum }_{\substack{ X^{1/v}\leqslant p\leqslant X^{1/u} \\ p\in \mathscr{P}}}\mathop{\sum }_{\substack{ m\in \mathscr{M} \\ p^{2}|\overline{m}}}h(m)\ll {\displaystyle \frac{X}{\log X}}\mathop{\prod }_{\substack{ p\in \mathscr{P} \\ p<X^{1/v}}}\bigg(1-{\displaystyle \frac{\unicode[STIX]{x1D714}(p)}{p}}\bigg).\end{eqnarray}$$
Before stating the main theorem in this section recall the definition of
$f=f_{\unicode[STIX]{x1D705}},F=F_{\unicode[STIX]{x1D705}}$
and
$\unicode[STIX]{x1D6FD}_{\unicode[STIX]{x1D705}}$
in [Reference Diamond and Halberstam15, Theorem 6.1] through certain differential equations. The inequality
$\unicode[STIX]{x1D6FD}_{\unicode[STIX]{x1D705}}<\unicode[STIX]{x1D708}_{\unicode[STIX]{x1D705}}$
is proved for
$\unicode[STIX]{x1D705}\geqslant 200$
in [Reference Diamond and Halberstam14, Theorem 2]; here
$\unicode[STIX]{x1D708}_{\unicode[STIX]{x1D705}}$
is the Ankeni–Onishi sieving limit [Reference Ankeny and Onishi1] that satisfies
$\unicode[STIX]{x1D708}_{\unicode[STIX]{x1D705}}\sim c\unicode[STIX]{x1D705}$
as
$\unicode[STIX]{x1D705}\rightarrow +\infty$
, where
In particular there exists an absolute positive constant
$c_{0}$
such that
$\unicode[STIX]{x1D6FD}_{\unicode[STIX]{x1D705}}\leqslant c_{0}\unicode[STIX]{x1D705}$
for all
$\unicode[STIX]{x1D705}\geqslant 1$
.
Theorem 4.4 (Diamond–Halberstam–Richert).
Assume that
$\unicode[STIX]{x1D705}\geqslant 1,\mathscr{M},X,\unicode[STIX]{x1D714},\unicode[STIX]{x1D707}_{0}$
are as above, that each one of the conditions (4.10)–(4.15) holds, that
$r$
is a natural number satisfying
$r>N(u,v;\unicode[STIX]{x1D705},\unicode[STIX]{x1D707}_{0},\unicode[STIX]{x1D70F})$
, where
and
$u,v$
satisfy
$\mathbf{Q(u,v)},\unicode[STIX]{x1D70F}v>\unicode[STIX]{x1D6FD}_{\unicode[STIX]{x1D705}}$
as well as
$1/\unicode[STIX]{x1D70F}<u<v$
. Then we have
$$\begin{eqnarray}\sharp \{m\in \mathscr{M},P^{-}(\overline{m})\geqslant X^{1/v},\unicode[STIX]{x1D6FA}(\overline{m})\leqslant r\}\gg X\mathop{\prod }_{\substack{ p\in \mathscr{P} \\ p<X^{1/v}}}\bigg(1-{\displaystyle \frac{\unicode[STIX]{x1D714}(p)}{p}}\bigg).\end{eqnarray}$$
Proof. The proof is merely a careful recast of the proof of Theorem
$11.1$
in [Reference Diamond and Halberstam15, §11]. In place of the function defined in [Reference Diamond and Halberstam15, equation (11.6)] we shall use the following function that combines the classical weights related to the weighted sieve in addition to the new weight
$h$
:
$$\begin{eqnarray}W_{h}(\mathscr{M},\mathscr{ P},z,y,\unicode[STIX]{x1D706}):=\mathop{\sum }_{\substack{ m\in \mathscr{M} \\ \text{gcd}(\overline{m},P(z))=1}}h(m)\bigg\{\unicode[STIX]{x1D706}-\mathop{\sum }_{\substack{ p\in \mathscr{P},p|\overline{m} \\ z\leqslant p<y}}\bigg(1-{\displaystyle \frac{\log p}{\log y}}\bigg)\bigg\},\end{eqnarray}$$
where
$P(z):=\prod \{p:p\in \mathscr{P},p<z\}$
. A statement analogous to [Reference Diamond and Halberstam15, equation (11.9)] can be verified once the entities
$S(\mathscr{A},\mathscr{P},X^{1/v})$
and
$S(\mathscr{A}_{p},\mathscr{P},X^{1/v})$
are replaced by
respectively. The rest of the arguments in [Reference Diamond and Halberstam15, §11.2] are carried automatically to our setting since, once the level of distribution result (4.11) is applied, all information regarding
$\mathscr{M}$
and
$h$
is absorbed into
$X$
. The only point of departure is the use of various sieve estimates from previous chapters of the book. These sieve estimates boil down to the use of the fundamental lemma of sieve theory and the Selberg sieve, both of which can be adapted to our setting. This is due to the non-negativity of the function
$h$
, which allows various combinatorial inequalities to be adapted once multiplied by
$h$
. One example of this is in the case of an upper bound sieve, say
$\unicode[STIX]{x1D706}^{+}$
: opening up the convolution in the right side of
$(1\ast \unicode[STIX]{x1D707})\leqslant (1\ast \unicode[STIX]{x1D706}^{+})$
gives
and one can now use (4.11) to absorb
$\mathscr{M}$
and
$h$
in
$X$
for the rest of the argument.
For the proof of the present theorem it remains to adapt the arguments in [Reference Diamond and Halberstam15, §11.3]. First, the contribution towards
$\sum _{m}h(m)$
of those
$m\in \mathscr{M}$
such that
$\overline{m}$
is divisible by the square of a prime
$p\in \mathscr{P}$
in the range
$X^{1/v}\leqslant p\leqslant X^{1/u}$
can be safely ignored due to condition (4.16). An inspection of [Reference Diamond and Halberstam15, §11] reveals that condition
$\mathbf{Q_{0}}$
in [Reference Diamond and Halberstam15, equation (11.2)] is used in the proof of [Reference Diamond and Halberstam15, Theorem 11.1] only to deal with this particular sum over primes in
$\mathscr{P}\cap [X^{1/v},X^{1/u}]$
. We are thus free to focus our attention exclusively on the contribution of the elements of the set
The last inequality in [Reference Diamond and Halberstam15, p. 140] becomes
$$\begin{eqnarray}\mathop{\sum }_{\substack{ X^{1/v}\leqslant p<X^{1/u} \\ p\in \mathscr{P},p|\overline{m}^{\prime }}}\bigg(1-{\displaystyle \frac{u\log p}{\log X}}\bigg)\geqslant \unicode[STIX]{x1D6FA}(\overline{m}^{\prime })-{\displaystyle \frac{u\log |\overline{m}^{\prime }|}{\log X}},\end{eqnarray}$$
which, when multiplied by
$h(m^{\prime })$
, gives, as in [Reference Diamond and Halberstam15, p. 141],
for the choice of
$\unicode[STIX]{x1D706}$
and
$r$
made in [Reference Diamond and Halberstam15, p. 141]. The property
$h(\mathscr{M})\subset [0,1]$
shows that
$$\begin{eqnarray}\displaystyle & & \displaystyle \sharp \{m\in \mathscr{M}:P^{-}(\overline{m})\geqslant X^{1/v},\unicode[STIX]{x1D6FA}(\overline{m})\leqslant r\}\nonumber\\ \displaystyle & & \displaystyle \qquad \geqslant \sharp \{m^{\prime }\in \mathscr{M}^{\prime }:P^{-}(\overline{m}^{\prime })\geqslant X^{1/v},\unicode[STIX]{x1D6FA}(\overline{m}^{\prime })\leqslant r\}\nonumber\\ \displaystyle & & \displaystyle \qquad \geqslant \mathop{\sum }_{\substack{ m^{\prime }\in \mathscr{M},\unicode[STIX]{x1D6FA}(\overline{m}^{\prime })\leqslant r \\ \text{gcd}(\overline{m}^{\prime },P(X^{1/v}))=1}}h(m^{\prime })\geqslant {\displaystyle \frac{1}{r+1}}W_{h}(\mathscr{M}^{\prime },\mathscr{P},z,y,\unicode[STIX]{x1D706}),\nonumber\end{eqnarray}$$
which allows the rest of the proof of [Reference Diamond and Halberstam15, Theorem 11.1] to be adapted to our case. Finally, the choice of the constants
$v$
and
$r$
given in our theorem is borrowed from the inequalities succeeding [Reference Diamond and Halberstam15, equation (11.22)].◻
Remark 4.5. The setting of Theorem 4.4 includes that of [Reference Diamond and Halberstam15, Theorem 1.1]; indeed, one can choose
$(\mathscr{M},\unicode[STIX]{x1D70B},h)=(\mathscr{A},\text{id},1)$
.
Remark 4.6. In most cases it is easy to verify
$\mathbf{Q}(u,v)$
for all
$u,v>0$
, however this is not the case for the problem of prime factors of
$x_{1}\cdots x_{n}$
for integer solutions
$\mathbf{x}=(x_{1},\ldots ,x_{n})$
of general Diophantine equations, since, as explained in §3, quite often a prime could divide two coordinates of
$\mathbf{x}$
.
Remark 4.7. A table of estimates for
$\unicode[STIX]{x1D6FD}_{\unicode[STIX]{x1D705}}$
for
$1\leqslant \unicode[STIX]{x1D705}\leqslant 10$
is given in [Reference Diamond and Halberstam15, p. 227]. Furthermore, [Reference Diamond and Halberstam15, equation (11.21)] contains estimates for
$r$
that are slightly weaker but simpler than that of [Reference Diamond and Halberstam15, Theorem 11.1]. For example, the choice
$\unicode[STIX]{x1D709}=\unicode[STIX]{x1D6FD}_{\unicode[STIX]{x1D705}}$
in [Reference Diamond and Halberstam15, equation (11.21)] shows that, as long as
$\mathbf{Q}((2\unicode[STIX]{x1D6FD}_{\unicode[STIX]{x1D705}}-1)/\unicode[STIX]{x1D70F}\unicode[STIX]{x1D6FD}_{\unicode[STIX]{x1D705}},(2\unicode[STIX]{x1D6FD}_{\unicode[STIX]{x1D705}}-1)/\unicode[STIX]{x1D70F})$
holds, then the conclusion of Theorem 4.4 remains valid with
$v=(2\unicode[STIX]{x1D6FD}_{\unicode[STIX]{x1D705}}-1)/\unicode[STIX]{x1D70F}$
and for all natural numbers
$r$
satisfying
In fact [Reference Diamond and Halberstam15, equation (11.21)] with
$\unicode[STIX]{x1D709}=\unicode[STIX]{x1D6FD}_{\unicode[STIX]{x1D705}}$
shows that if
$\mathbf{Q}(u,v)$
holds for some
$u>1/\unicode[STIX]{x1D70F}$
and any
$v>u$
, then letting
we deduce that the conclusion of Theorem 4.4 still holds with any
$r$
satisfying
To prove Theorem 1.6 we take
and we let
Then for
$\mathscr{P}$
being the set of all primes
$p>z_{0}$
,
$g$
as in (4.7),
$\unicode[STIX]{x1D703}^{\prime }$
as in (1.5) and any
$0<\unicode[STIX]{x1D716}<\unicode[STIX]{x1D703}^{\prime }$
we can verify all conditions (4.11)–(4.15) with
$$\begin{eqnarray}\displaystyle X & := & \displaystyle \mathscr{J}_{w}(\mathbf{f},W)\mathfrak{S}(\mathbf{f},W)B^{n-Rd},\qquad \unicode[STIX]{x1D714}(b):=bg(b),\nonumber\\ \displaystyle \unicode[STIX]{x1D705} & := & \displaystyle n,\qquad \unicode[STIX]{x1D70F}:=\unicode[STIX]{x1D703}^{\prime }-\unicode[STIX]{x1D716},\qquad \unicode[STIX]{x1D707}_{0}={\displaystyle \frac{n}{n-Rd}}{\displaystyle \frac{1+\unicode[STIX]{x1D716}}{\unicode[STIX]{x1D703}^{\prime }-\unicode[STIX]{x1D716}}}\nonumber\end{eqnarray}$$
with an argument that is identical to that in §4.3. It remains to check condition
$\mathbf{Q}(u,v)$
and for this we note that in our setting, the sum in (4.16) is at most
$$\begin{eqnarray}\mathop{\sum }_{X^{1/v}<p\leqslant X^{1/u}}\mathop{\sum }_{\substack{ \mathbf{k}\in \mathbb{N}^{n} \\ \widetilde{\mathbf{k}}=p^{2}}}\mathop{\sum }_{\substack{ \mathbf{x}\in \mathscr{A} \\ k_{i}|x_{i}}}\mathop{\prod }_{i=1}^{n}w\bigg({\displaystyle \frac{x_{i}}{B}}-{\displaystyle \frac{\unicode[STIX]{x1D701}_{i}}{2|\unicode[STIX]{x1D73B}|}}\bigg).\end{eqnarray}$$
Invoking Lemma 4.1 we see that, if
$u>2(n-Rd)\unicode[STIX]{x1D70C}$
, where
$\unicode[STIX]{x1D70C}$
is defined in (1.6), this is
$$\begin{eqnarray}\displaystyle & & \displaystyle \ll B^{n-Rd}\bigg(\mathop{\sum }_{X^{1/v}\leqslant p\leqslant X^{1/u}}p^{-2}\mathop{\sum }_{\substack{ \mathbf{k}\in \mathbb{N}^{n} \\ \widetilde{\mathbf{k}}=p^{2}}}\unicode[STIX]{x1D71B}(\mathbf{k})\bigg)\nonumber\\ \displaystyle & & \displaystyle \qquad +\,B^{n+\unicode[STIX]{x1D716}}\bigg(\mathop{\sum }_{X^{1/v}<p\leqslant X^{1/u}}p^{-2}\mathop{\sum }_{\substack{ \mathbf{k}\in \mathbb{N}^{n} \\ \widetilde{\mathbf{k}}=p^{2}}}E(B;\mathbf{k})\bigg).\nonumber\end{eqnarray}$$
Assuming
$\max \{(d^{2}-1)R^{2}2^{d-1},(d-1)R^{2}2^{d-1}+2(R+1)\}<\mathfrak{B}(\mathbf{f})$
, we obtain via Corollary 3.6 that the first sum over
$\mathbf{k}$
above is
$\ll 1$
, thus, when
$v>0$
, the first term contributes
It remains to verify that there exists
$\unicode[STIX]{x1D716}^{\prime }>0$
such that
For this we note that each
$\unicode[STIX]{x1D716}_{i,2}$
is at least
$1/2$
owing to
$K\geqslant \max \{Rd,R^{2}(d-1)\}$
and
$K\geqslant 1$
. Thus the error term above becomes
Therefore, if
then (4.19) holds. Now define
$u_{0}:=(1+\unicode[STIX]{x1D716})\max \{u_{1},1/(\unicode[STIX]{x1D703}^{\prime }-\unicode[STIX]{x1D716}),2(n-Rd)\unicode[STIX]{x1D70C}\}$
, where
Then applying (4.18) with
$u=u_{0}$
and
$v^{\prime }:=(nc_{n}-1)/(\unicode[STIX]{x1D703}^{\prime }-\unicode[STIX]{x1D716}-1/u_{0})$
, allows us to take
where
$c_{n}:=\unicode[STIX]{x1D6FD}_{n}/n$
satisfies
$\lim _{n\rightarrow +\infty }c_{n}=2.44\ldots .$
Letting
$\unicode[STIX]{x1D716}>0$
be arbitrarily close to zero concludes the proof of the lower bound claimed in Theorem 1.6. This is because the quantities
$u^{\prime \prime },\widehat{u},\widehat{v}$
introduced in (1.8) and (1.9) are such that for fixed
$\mathbf{f},n,d,R$
we have
To complete the proof of Theorem 1.6 it remains to verify the estimates regarding
$\widehat{v}$
and
$r_{0}$
, where
$r_{0}$
is defined in (1.10). It is easy to see that
$u^{\prime \prime }/(n-Rd)$
is a function of
$K$
that is bounded away from
$0$
and
$+\infty$
, while a similar remark applies to
$\unicode[STIX]{x1D70C}$
and
$\unicode[STIX]{x1D703}^{\prime }$
. This implies that
$\widehat{u}\ll _{d,R}n$
and noting that
$\widehat{u}<\widehat{v}$
, one has
where the implied constant is independent of
$K$
and
$n$
. The identity
$nc_{n}-1=\unicode[STIX]{x1D70F}\widehat{v}-\widehat{v}/\widehat{u}$
shows that
therefore
$r_{0}=O_{d,R}(n\log n)$
, with an implied constant depending at most on
$d$
and
$R$
.
5 Multidimensional vector sieve
The next lemma constitutes a generalization of the vector sieve of Brüdern and Fouvry [Reference Brüdern and Fouvry7] to arbitrarily many variables.
Lemma 5.1 (Multidimensional vector sieve).
Let
$n\in \mathbb{N}$
and assume that we are given
$2$
sequences
$\unicode[STIX]{x1D706}_{i}^{-},\unicode[STIX]{x1D706}_{i}^{+},(i=1,\ldots ,n)$
such that for each
$m\in \mathbb{N}$
and
$1\leqslant i\leqslant n$
we have
Then the following inequality holds for each
$\mathbf{m}\in \mathbb{N}^{n}$
:
$$\begin{eqnarray}\mathop{\prod }_{i=1}^{n}(1\ast \unicode[STIX]{x1D707})(m_{i})\geqslant \mathop{\sum }_{i=1}^{n}(1\ast \unicode[STIX]{x1D706}_{i}^{-})(m_{i})\mathop{\prod }_{\substack{ 1\leqslant j\leqslant n \\ j\neq i}}(1\ast \unicode[STIX]{x1D706}_{\!j}^{+})(m_{\!j})-(n-1)\mathop{\prod }_{i=1}^{n}(1\ast \unicode[STIX]{x1D706}_{i}^{+})(m_{i}).\end{eqnarray}$$
Proof. In light of (5.1) it is sufficient to verify
$$\begin{eqnarray}\mathop{\prod }_{i=1}^{n}(1\ast \unicode[STIX]{x1D707})(m_{i})\geqslant -(n-1)\mathop{\prod }_{i=1}^{n}(1\ast \unicode[STIX]{x1D706}_{i}^{+})(m_{i})+\mathop{\sum }_{i=1}^{n}(1\ast \unicode[STIX]{x1D707})(m_{i})\mathop{\prod }_{\substack{ 1\leqslant j\leqslant n \\ j\neq i}}(1\ast \unicode[STIX]{x1D706}_{\!j}^{+})(m_{\!j}).\end{eqnarray}$$
If
$m_{i}=1$
for all
$i=1,\ldots ,n$
then
$(1\ast \unicode[STIX]{x1D706}_{i}^{+})(m_{i})\geqslant 1$
, thus the entities
$x_{i}:=1/(1\ast \unicode[STIX]{x1D706}_{i}^{+})(m_{i})$
fulfil
$0<x_{i}\leqslant 1$
. The inequality (5.2) becomes
$x_{1}\cdots x_{n}\geqslant -n+1+(x_{1}+\cdots +x_{n})$
. Letting
$A_{i}=1-x_{i}$
the last inequality becomes
$(1-A_{1})\cdots (1-A_{n})\geqslant 1-(A_{1}+\cdots +A_{n})$
, which is the Weierstrass product inequality, see [Reference Klamkin and Newman26, equation (1)]. In the remaining case where there exists
$i$
with
$m_{i}\neq 1$
we can assume that
$(1\ast \unicode[STIX]{x1D706}_{i}^{+})(m_{i})\neq 0$
for each such
$i$
, for otherwise both sides of (5.2) vanish. We may now introduce for each
$1\leqslant i\leqslant n$
the variables
$x_{i}:=1/(1\ast \unicode[STIX]{x1D706}_{i}^{+})(m_{i})$
; then (5.2) becomes
The proof is concluded upon observing that the condition
$m_{i}=1$
implies
$x_{i}\leqslant 1$
.◻
Our aim now becomes to prove a version of the fundamental lemma of sieve theory in the context of prime divisors of coordinates of integer zeros in varieties. The exact form is given in Proposition 5.5 and the rest of this section is devoted to its proof. The quantity under consideration is the weighted density of vectors
$\mathbf{x}\in \mathscr{A}$
with
$|\mathbf{x}|\leqslant B$
such that
$\widetilde{\mathbf{x}}$
does not have prime divisors in the range
$p\leqslant z_{1}$
for any
$z_{1}$
with
$z_{0}<z_{1}\leqslant B$
. We prefer to keep the choice of
$z_{1}$
unspecified in this section and we shall only need the value
$z_{1}=(\log B)^{A}$
for
$A>0$
independent of
$B$
in §6.
For
$\mathbf{k}\in \mathbb{N}^{n}$
and
$y_{1},y_{2}\in \mathbb{R}$
with
$y_{1}<y_{2}$
we define
For a smooth function
$w:\mathbb{R}\rightarrow \mathbb{R}_{{\geqslant}0}$
that is as in §4.1, any
$z_{1}>z_{0}$
and any
$\mathbf{l}\in \mathbb{N}^{n}$
we let
$$\begin{eqnarray}G(B,z_{1};\mathbf{l}):=\mathop{\sum }_{\substack{ \mathbf{x}\in \mathscr{A}\!,l_{i}|x_{i}, \\ p|x_{1}\cdots x_{n}\Rightarrow p>z_{1}}}\mathop{\prod }_{i=1}^{n}w\bigg({\displaystyle \frac{x_{i}}{B}}-{\displaystyle \frac{\unicode[STIX]{x1D701}_{i}}{2|\unicode[STIX]{x1D73B}|}}\bigg).\end{eqnarray}$$
We are interested in estimating
$G(B,z_{1};\mathbf{l})$
whenever
$\mathbf{l}\in \mathbb{N}^{n}$
fulfils
$l_{i}|P(z_{1},z)$
, where
$z$
is any constant satisfying
$z>z_{1}$
. This is analogous to [Reference Brüdern and Fouvry7, Proposition, p. 83] and we shall also begin by proving the upper bound. We shall use the upper and lower bound sieves,
$\unicode[STIX]{x1D706}^{+}$
and
$\unicode[STIX]{x1D706}^{-}$
, as defined at the bottom of [Reference Brüdern and Fouvry7, p. 84]. Assume that
$\unicode[STIX]{x1D706}^{+}$
is an upper bound sieve supported in
$[1,D_{1}]$
and note that the condition
$\mathbf{x}\equiv \mathbf{y}~(\text{mod}~W)$
ensures that
$p\nmid \widetilde{\mathbf{x}}$
for all
$p\leqslant z_{0}$
. Recalling definition (4.6) we see that whenever
$l_{i}|P(z_{1},z)$
then
$$\begin{eqnarray}G(B,z_{1};\mathbf{l})\leqslant \mathop{\sum }_{\substack{ \mathbf{k}\in \mathbb{N}^{n} \\ k_{i}|P(z_{0},z_{1})}}N_{w}(B;(k_{1}l_{1},\ldots ,k_{n}l_{n}))\mathop{\prod }_{i=1}^{n}\unicode[STIX]{x1D706}_{k_{i}}^{+}.\end{eqnarray}$$
Note that all
$\mathbf{k}$
and
$\mathbf{l}$
above must satisfy
Recall definition (1.6) and assume that
Then Lemma 4.1 shows that if
$K>R(R+1)(d-1)$
and (5.4) holds then
where
We may now set
$$\begin{eqnarray}\unicode[STIX]{x1D6F4}(D_{1},z_{1})=\mathop{\sum }_{\substack{ \mathbf{k}\in \mathbb{N}^{n} \\ k_{i}|P(z_{0},z_{1})}}{\displaystyle \frac{\unicode[STIX]{x1D71B}(\mathbf{k})}{\widetilde{\mathbf{k}}}}\mathop{\prod }_{i=1}^{n}\unicode[STIX]{x1D706}_{k_{i}}^{+}\end{eqnarray}$$
to obtain
$$\begin{eqnarray}\displaystyle \hspace{-15.00002pt}G(B,z_{1};\mathbf{l}) & {\leqslant} & \displaystyle \unicode[STIX]{x1D6F4}(D_{1},z_{1})X_{\mathbf{l}}\nonumber\\ \displaystyle & & \displaystyle +\,O\bigg({\displaystyle \frac{B^{n+\unicode[STIX]{x1D716}}}{\widetilde{\mathbf{l}}}}\mathop{\sum }_{\substack{ |\mathbf{k}|\leqslant D_{1} \\ p|\widetilde{\mathbf{k}}\Rightarrow z_{0}<p\leqslant z_{1}}}{\displaystyle \frac{\unicode[STIX]{x1D707}(\mathbf{k})^{2}}{\widetilde{\mathbf{k}}}}E(B;(k_{1}l_{1},\ldots ,k_{n}l_{n}))\bigg).\end{eqnarray}$$
5.1 Bounds for
$\unicode[STIX]{x1D71B}$
One has to be careful when adapting the approach [Reference Brüdern and Fouvry7] to homogeneous equations. The reason is that in the case of Lagrange’s equation there exists a multiplicative function
$\widetilde{\unicode[STIX]{x1D71B}}$
satisfying
and such that for all large primes
$p$
one has
$\widetilde{\unicode[STIX]{x1D71B}}(p)\leqslant 2$
, see [Reference Brüdern and Fouvry7, Lemma 12, part (iii)]. It is easy to see that bounds of this quality fail to hold rather spectacularly for systems of forms
$\mathbf{f}=\mathbf{0}$
as in Theorem 1.1. Indeed,
$$\begin{eqnarray}\displaystyle & & \displaystyle \unicode[STIX]{x1D71B}(p,\ldots ,p)\nonumber\\ \displaystyle & & \displaystyle \quad =\unicode[STIX]{x1D70E}_{p}^{-1}\lim _{l\rightarrow \infty }p^{-l(n-R)}\sharp \{\mathbf{x}~(\text{mod}~p^{l}):\mathbf{f}(p\mathbf{x})\equiv 0~(\text{mod}~p^{l})\}\nonumber\\ \displaystyle & & \displaystyle \quad =p^{Rd}\unicode[STIX]{x1D70E}_{p}^{-1}\lim _{l\rightarrow \infty }p^{-(l-d)(n-R)}\sharp \{\mathbf{x}~(\text{mod}~p^{l-d}):\mathbf{f}(\mathbf{x})\equiv 0~(\text{mod}~p^{l-d})\}\nonumber\\ \displaystyle & & \displaystyle \quad =p^{Rd}.\nonumber\end{eqnarray}$$
To confront this issue our first task is to control the contribution towards
$\unicode[STIX]{x1D6F4}(D_{1},z_{1})$
of integer vectors
$\mathbf{k}$
such that there exists
$i<j$
with
$k_{ij}:=\text{gcd}(k_{i},k_{\!j})$
attaining a large value. Define
$$\begin{eqnarray}\unicode[STIX]{x1D6F4}^{\ast }(D_{1},z_{1})=\mathop{\sum }_{\substack{ \mathbf{k}\in \mathbb{N}^{n} \\ k_{i}|P(z_{0},z_{1}) \\ \max k_{ij}\leqslant \unicode[STIX]{x1D6E5}}}{\displaystyle \frac{\unicode[STIX]{x1D71B}(\mathbf{k})}{\widetilde{\mathbf{k}}}}\mathop{\prod }_{i=1}^{n}\unicode[STIX]{x1D706}_{k_{i}}^{+}\end{eqnarray}$$
and recall the definition of
$\unicode[STIX]{x1D6F6}$
in (1.4).
Lemma 5.2. Assuming
$\max \{(d-1)R^{2}2^{d-1}+(R+1)(\unicode[STIX]{x1D6F6}+1),(d^{2}-1)R^{2}2^{d-1}\}<\mathfrak{B}(\mathbf{f})$
, one has
Proof. The quantity under investigation is
$\ll \sum _{1\leqslant l_{1}<l_{2}\leqslant n}\mathscr{E}(l_{1},l_{2})$
, where
$$\begin{eqnarray}\mathscr{E}(l_{1},l_{2}):=\mathop{\sum }_{\unicode[STIX]{x1D6FF}>\unicode[STIX]{x1D6E5}}\unicode[STIX]{x1D707}(\unicode[STIX]{x1D6FF})^{2}\mathop{\sum }_{\substack{ k_{i}|P(z_{0},z_{1}) \\ \unicode[STIX]{x1D6FF}|k_{l_{1}},\unicode[STIX]{x1D6FF}|k_{l_{2}}}}{\displaystyle \frac{\unicode[STIX]{x1D71B}(\mathbf{k})}{\widetilde{\mathbf{k}}}}.\end{eqnarray}$$
We may now use the multiplicative properties of
$\unicode[STIX]{x1D71B}$
to deduce that
$$\begin{eqnarray}\mathscr{E}(l_{1},l_{2})\ll \mathop{\sum }_{\unicode[STIX]{x1D6FF}>\unicode[STIX]{x1D6E5}}\bigg(\mathop{\prod }_{\substack{ z_{0}<p\leqslant z_{1} \\ p|\unicode[STIX]{x1D6FF}}}\mathop{\sum }_{\substack{ \mathbf{j}\in \{0,1\}^{n} \\ j_{l_{1}}=j_{l_{2}}=1}}{\displaystyle \frac{\unicode[STIX]{x1D71B}(p^{\mathbf{j}})}{p^{|\mathbf{j}|_{1}}}}\bigg)\bigg(\mathop{\prod }_{\substack{ z_{0}<p\leqslant z_{1} \\ p\nmid \unicode[STIX]{x1D6FF}}}\mathop{\sum }_{\mathbf{j}\in \{0,1\}^{n}}{\displaystyle \frac{\unicode[STIX]{x1D71B}(p^{\mathbf{j}})}{p^{|\mathbf{j}|_{1}}}}\bigg).\end{eqnarray}$$
Fix
$\unicode[STIX]{x1D702}\in (0,1/4)$
and let us denote
$s_{0}:=\unicode[STIX]{x1D6F6}+1+\unicode[STIX]{x1D702}$
. By Corollary 3.8 we obtain
The assumptions of our lemma allow us to apply Corollary 3.6 whenever
$|\mathbf{j}|_{1}\leqslant s_{0}$
. Thus it supplies us with some
$\unicode[STIX]{x1D706}>0$
such that
$\unicode[STIX]{x1D71B}(p^{\mathbf{j}})=1+O(p^{-\unicode[STIX]{x1D706}})$
, which yields
and
$$\begin{eqnarray}\displaystyle & & \displaystyle \mathop{\sum }_{\substack{ \mathbf{j}\in \{0,1\}^{n} \\ j_{l_{1}}=j_{l_{2}}=1}}{\displaystyle \frac{\unicode[STIX]{x1D71B}(p^{\mathbf{j}})}{p^{|\mathbf{j}|_{1}}}}=p^{-2}+O(p^{-2-\unicode[STIX]{x1D716}}),\nonumber\end{eqnarray}$$
for some
$\unicode[STIX]{x1D716}>0$
. Assorting all related estimates we obtain for square-free
$\unicode[STIX]{x1D6FF}$
that
$$\begin{eqnarray}\mathop{\prod }_{\substack{ z_{0}<p\leqslant z_{1} \\ p|\unicode[STIX]{x1D6FF}}}\mathop{\sum }_{\substack{ \mathbf{j}\in \{0,1\}^{n} \\ j_{l_{1}}=j_{l_{2}}=1}}{\displaystyle \frac{\unicode[STIX]{x1D71B}(p^{\mathbf{j}})}{p^{|\mathbf{j}|_{1}}}}\ll \unicode[STIX]{x1D6FF}^{-2+\unicode[STIX]{x1D716}},\end{eqnarray}$$
and
$$\begin{eqnarray}\mathop{\prod }_{\substack{ z_{0}<p\leqslant z_{1} \\ p\nmid \unicode[STIX]{x1D6FF}}}\mathop{\sum }_{\mathbf{j}\in \{0,1\}^{n}}{\displaystyle \frac{\unicode[STIX]{x1D71B}(p^{\mathbf{j}})}{p^{|\mathbf{j}|_{1}}}}\ll \mathop{\prod }_{z_{0}<p\leqslant z_{1}}\bigg(1+{\displaystyle \frac{n}{p}}+O(p^{-1-\unicode[STIX]{x1D716}})\bigg)\ll (\log z_{1})^{n}.\end{eqnarray}$$
These estimates prove that
$\mathscr{E}(l_{1},l_{2})\ll (\log z_{1})^{n}\sum _{\unicode[STIX]{x1D6FF}>\unicode[STIX]{x1D6E5}}\unicode[STIX]{x1D6FF}^{-2+\unicode[STIX]{x1D716}}$
, which is sufficient.◻
For any square-free integer
$m$
and index
$1\leqslant i\leqslant n$
define
where
$m$
appears in the
$i$
th position. For
$\unicode[STIX]{x1D716}>0$
define the multiplicative function
Note that if assumptions of Corollary 3.6 hold for
$|\mathbf{j}|_{1}=1$
then there exists
$\unicode[STIX]{x1D716}=\unicode[STIX]{x1D716}(\mathbf{f})>0$
such that
$\unicode[STIX]{x1D70E}_{p}(p^{\mathbf{e}_{i}}|\mathbf{x})=1/p+O(p^{-1-\unicode[STIX]{x1D716}})$
. Enlarging
$z_{0}$
and replacing
$\unicode[STIX]{x1D716}$
by a smaller positive constant if needed yields the following result.
Lemma 5.3. Assume that
$\mathfrak{B}(\mathbf{f})>\max \{R^{2}2^{d-1}(d^{2}-1),R^{2}2^{d-1}(d-1)+(R+1)\}$
. Then there exists
$\unicode[STIX]{x1D716}=\unicode[STIX]{x1D716}(\mathbf{f})>0$
such that for all square-free integers
$m$
,
Observe that for all
$\mathbf{d}\in \mathbb{N}^{n}$
with
$\unicode[STIX]{x1D707}(\mathbf{d})^{2}=1$
the expression
is a function of the vector
$(\text{gcd}(d_{i},d_{\!j}))_{1\leqslant i<j\leqslant n}$
. To see this, it is enough to consider the case when
$\widetilde{\mathbf{d}}$
is divisible by a single prime, say
$p$
. We need to show that if
$\mathbf{h},\mathbf{k}\in \{0,1\}^{n}$
and
then
Obviously this holds in the case that
$\mathbf{k}=\mathbf{h}$
and we can therefore assume that
$\mathbf{k}\neq \mathbf{h}$
. A little thought reveals that in this case (5.6) guarantees that there exist
$l,m,i\neq j$
such that
$(\mathbf{k},\mathbf{h})$
equals one of the following:
For any such instance we can verify that both sides of (5.7) equal
$1$
, hence our claim holds. We have proved that there exists a function
$\widehat{g}:\mathbb{N}^{\binom{n}{2}}\rightarrow \mathbb{R}_{{\geqslant}0}$
such that
The function
$\unicode[STIX]{x1D71B}_{i}(d_{i})$
keeps track of the probability that
$d_{i}|x_{i}$
and the function
$\widehat{g}((d_{i,j}))$
takes values close to
$1$
when the events
$d_{i}|x_{i}$
are independent (in a suitable sense) but can obtain larger values in general.
Defining
$$\begin{eqnarray}S((u_{i,j})):=\mathop{\sum }_{\substack{ \mathbf{k}\in \mathbb{N}^{n} \\ k_{i}|P(z_{0},z_{1}) \\ (k_{i},k_{\!j})=u_{i,j}}}\mathop{\prod }_{i=1}^{n}{\displaystyle \frac{\unicode[STIX]{x1D706}_{k_{i}}^{+}\unicode[STIX]{x1D71B}_{i}(k_{i})}{k_{i}}}\end{eqnarray}$$
enables us to write
We may now use the expression
$(\unicode[STIX]{x1D707}\ast 1)((k_{i}/u_{i,j},k_{\!j}/u_{i,j}))$
to detect the condition
$(k_{i},k_{\!j})=u_{i,j}$
, thus inferring
$$\begin{eqnarray}S((u_{i,j}))=\mathop{\sum }_{\substack{ (l_{i,j})\in \mathbb{N}^{\binom{n}{2}} \\ 1\leqslant i\neq j\leqslant n \\ u_{i,j}l_{i,j}|P(z_{0},z_{1})}}\unicode[STIX]{x1D707}(\mathbf{l})\mathop{\prod }_{i=1}^{n}\Bigg(\mathop{\sum }_{\substack{ k\in \mathbb{N} \\ k|P(z_{0},z_{1}) \\ \unicode[STIX]{x1D709}_{i}|k}}{\displaystyle \frac{\unicode[STIX]{x1D706}_{k}^{+}\unicode[STIX]{x1D71B}_{i}(k)}{k}}\Bigg),\end{eqnarray}$$
where
$$\begin{eqnarray}\unicode[STIX]{x1D709}_{i}:=\text{rad}\Bigg(\mathop{\prod }_{\substack{ 1\leqslant j\leqslant n \\ j\neq i}}u_{i,j}l_{i,j}\Bigg)\end{eqnarray}$$
and
$\text{rad}$
stands for the radical of a positive integer. Under the assumptions of Lemma 5.3 we thus obtain the following estimate for all square-free integers
$\unicode[STIX]{x1D6FF}$
:
$$\begin{eqnarray}\bigg|\mathop{\sum }_{\substack{ k\in \mathbb{N} \\ k|P(z_{0},z_{1}) \\ \unicode[STIX]{x1D6FF}|k}}{\displaystyle \frac{\unicode[STIX]{x1D706}_{k}^{+}\unicode[STIX]{x1D71B}_{i}(k)}{k}}\bigg|\leqslant {\displaystyle \frac{\unicode[STIX]{x1D719}_{\unicode[STIX]{x1D716}}(\unicode[STIX]{x1D6FF})}{\unicode[STIX]{x1D6FF}}}\mathop{\prod }_{z_{0}<p\leqslant z_{1}}(1+p^{-1}+p^{-1-\unicode[STIX]{x1D716}})\ll {\displaystyle \frac{\unicode[STIX]{x1D719}_{\unicode[STIX]{x1D716}}(\unicode[STIX]{x1D6FF})}{\unicode[STIX]{x1D6FF}}}\log z_{1}.\end{eqnarray}$$
Note that the succeeding inequality holds for all divisors
$m^{\prime }$
of
$m$
,
Letting
$\unicode[STIX]{x1D709}_{i}^{\ast }$
be the radical of
$\prod _{j\neq i}l_{i,j}$
and using the last inequalities with
$\unicode[STIX]{x1D6FF}=m=\unicode[STIX]{x1D709}_{i}$
and
$m^{\prime }=\unicode[STIX]{x1D709}_{i}^{\ast }$
allows us to truncate the sum in (5.9) to the range
$l_{i,j}\leqslant \unicode[STIX]{x1D6E5}^{B_{1}}$
, where
$B_{1}>0$
is a constant that will be chosen in due course. The contribution of
$l_{1,2}>\unicode[STIX]{x1D6E5}^{B_{1}}$
is
$$\begin{eqnarray}\ll (\log z_{1})^{n}\mathop{\sum }_{\substack{ l_{i,j}\leqslant D_{1},l_{i,j}|P(z_{0},z_{1}) \\ l_{1,2}>\unicode[STIX]{x1D6E5}^{B_{1}}}}{\displaystyle \frac{\unicode[STIX]{x1D707}(\mathbf{l})^{2}}{\widetilde{\boldsymbol{\unicode[STIX]{x1D709}}^{\ast }}}}\mathop{\prod }_{i=1}^{n}\unicode[STIX]{x1D719}_{\unicode[STIX]{x1D716}}(\unicode[STIX]{x1D709}_{i}^{\ast }),\end{eqnarray}$$
where
$D_{1}$
is the support of
$\unicode[STIX]{x1D706}^{+}$
.
We may now use the inequality
to obtain
Hence the last sum is
This is really a summation over the variables
$l_{1,2},\ldots ,l_{n-1,n}$
because each expression
$\unicode[STIX]{x1D709}_{i}^{\ast }$
is a function of some of these variables. We first perform a summation over
$l_{n-1,n}$
. Recalling that
we see that only
$\unicode[STIX]{x1D709}_{n-1}^{\ast }$
and
$\unicode[STIX]{x1D709}_{n}^{\ast }$
depend on
$l_{n-1,n}$
, since they satisfy
where both
$\unicode[STIX]{x1D709}_{n-1}^{\ast \ast }$
and
$\unicode[STIX]{x1D709}_{n}^{\ast \ast }$
are defined as
$\unicode[STIX]{x1D709}_{n-1}^{\ast }$
and
$\unicode[STIX]{x1D709}_{n}^{\ast }$
but with the variable
$l_{n-1,n}$
missing, i.e.
Hence the sum over
$l_{n-1,n}$
is
which equals
The last sum is
where
$A=3$
. Of course we can bound any
$\unicode[STIX]{x1D709}_{k}^{\ast \ast }$
by the product of all available variables except
$l_{n-1,n}$
, i.e.
$\prod _{\{i,j\}\neq \{n-1,n\}}l_{i,j}$
, thus we obtain
The process above is the first step of a finite induction that eliminates all variables
$l_{i,j}$
, beginning from
$l_{n-1,n}$
and terminating with
$l_{1,2}$
. At each step expressions of the form
$$\begin{eqnarray}\mathop{\sum }_{\substack{ l_{1,2}>\unicode[STIX]{x1D6E5}^{B_{1}}}}{\displaystyle \frac{\unicode[STIX]{x1D707}(\mathbf{l})^{2}}{\unicode[STIX]{x1D709}_{1}^{\prime }\cdots \unicode[STIX]{x1D709}_{n}^{\prime }}}\mathop{\prod }_{1\leqslant i\neq j\leqslant n}^{\flat }\unicode[STIX]{x1D70F}(l_{i,j})^{A}\end{eqnarray}$$
are bounded by
$$\begin{eqnarray}\ll \mathop{\sum }_{\substack{ l_{1,2}>\unicode[STIX]{x1D6E5}^{B_{1}}}}{\displaystyle \frac{\unicode[STIX]{x1D707}(\mathbf{l})^{2}}{\unicode[STIX]{x1D709}_{1}^{^{\prime \prime }}\cdots \unicode[STIX]{x1D709}_{n}^{^{\prime \prime }}}}\mathop{\prod }_{1\leqslant i\neq j\leqslant n}^{\flat \flat }\unicode[STIX]{x1D70F}(l_{i,j})^{100A},\end{eqnarray}$$
where the notation
$\unicode[STIX]{x1D709}^{\prime },\prod ^{\flat }$
means that some of the variables
$l_{i,j}$
have been eliminated, the notation
$\unicode[STIX]{x1D709}^{^{\prime \prime }},\prod ^{\flat \flat }$
that one further variable has been eliminated and the constant
$A^{\prime }$
depends at most on
$A$
and
$\mathbf{f}$
. At the last step of the induction we will arrive at the expression
where
$C=C(\mathbf{f})$
. Obviously this is
$\ll \unicode[STIX]{x1D6E5}^{-B_{1}/2}$
. The arguments above show that
$$\begin{eqnarray}S((u_{i,j}))=\!\mathop{\sum }_{\substack{ (l_{i,j})\in \mathbb{N}^{\binom{n}{2}} \\ l_{i,j}\leqslant \unicode[STIX]{x1D6E5}^{B_{1}} \\ u_{i,j}l_{i,j}|P(z_{0},z_{1})}}\unicode[STIX]{x1D707}(\mathbf{l})\mathop{\prod }_{i=1}^{n}\Bigg(\!\mathop{\sum }_{\substack{ k\in \mathbb{N} \\ k|P(z_{0},z_{1}) \\ \unicode[STIX]{x1D709}_{i}|k}}\!{\displaystyle \frac{\unicode[STIX]{x1D706}_{k}^{+}\unicode[STIX]{x1D71B}_{i}(k)}{k}}\Bigg)+O((\log z_{1})^{n}\unicode[STIX]{x1D6E5}^{-B_{1}/2}),\end{eqnarray}$$
where the implied constant is independent of the
$u_{i,j}$
.
We now aim to use a consequence of the linear case of the Rosser–Iwaniec sieve (in fact the linear case was settled first by Jurkat and Richert [Reference Jurkat and Richert25]) that is given in [Reference Brüdern and Fouvry7, Lemma 11]. We shall find it convenient to use the error term appearing in [Reference Iwaniec24, Theorem 1], this will lead us to replace the term
$\text{e}^{\sqrt{L-s}}(\log D)^{-1/3}$
in [Reference Brüdern and Fouvry7, Lemma 10] and [Reference Brüdern and Fouvry7, Lemma 11] by
where, as stated in [Reference Iwaniec24, equation (1.6)], the function
$Q(s)$
satisfies
The constant
$L$
in our case will depend at most on the coefficients of
$\mathbf{f}$
, which is considered constant throughout our paper, thus we can assume that the terms above are
$\ll _{\mathbf{f}}\,s^{-s}(\log D)^{-1/3}$
, with an implied constant depending at most on
$\mathbf{f}$
. Let us choose the set of primes
Moreover, we observe that
$\unicode[STIX]{x1D71B}_{i}(k)$
is a multiplicative function for all
$1\leqslant i\leqslant n$
. We define the modified multiplicative function
$\widetilde{\unicode[STIX]{x1D71B}_{i}}(k)$
by
So far we can only assume that
$\unicode[STIX]{x1D71B}_{i}(p)\leqslant 1+p^{-\unicode[STIX]{x1D716}},$
whereas in [Reference Brüdern and Fouvry7] they work with the stronger statement that
$\unicode[STIX]{x1D71B}(p)\leqslant 1+1/(p-1).$
However, we still get the bound present in [Reference Brüdern and Fouvry7, equation (3.10)] for a uniform
$L$
. For this we observe that
$$\begin{eqnarray}\displaystyle \log \mathop{\prod }_{w_{1}<p\leqslant w_{2}}\bigg(1-{\displaystyle \frac{\widetilde{\unicode[STIX]{x1D71B}}_{i}(p)}{p}}\bigg)^{-1} & {\leqslant} & \displaystyle \mathop{\sum }_{w_{1}<p\leqslant w_{2}}\log \bigg(1-{\displaystyle \frac{1}{p}}-{\displaystyle \frac{C}{p^{1+\unicode[STIX]{x1D716}}}}\bigg)^{-1}\nonumber\\ \displaystyle & {\leqslant} & \displaystyle \mathop{\sum }_{w_{1}<p\leqslant w_{2}}\bigg({\displaystyle \frac{1}{p}}+{\displaystyle \frac{C}{p^{1+\unicode[STIX]{x1D716}}}}\bigg)+O(w_{1}^{-1})\nonumber\\ \displaystyle & {\leqslant} & \displaystyle \log \log w_{2}-\log \log w_{1}+O\bigg({\displaystyle \frac{1}{\log w_{1}}}\bigg),\nonumber\end{eqnarray}$$
by Mertens’ theorem. This leads to the bound
for a uniform constant
$L=L(\mathbf{f})$
. We can now directly apply [Reference Brüdern and Fouvry7, Lemma 11] to the inner sums appearing in (5.10). Introduce the constant
$s_{0}$
through
$s_{0}:=(\log D_{1})/(\log z_{1})$
, which we demand fulfils
$s_{0}\geqslant 3$
, and set
$$\begin{eqnarray}U_{i}(z_{1},\unicode[STIX]{x1D709}_{i}):=\unicode[STIX]{x1D707}(\unicode[STIX]{x1D709}_{i})\mathop{\prod }_{\substack{ p|\unicode[STIX]{x1D709}_{i} \\ p>z_{0}}}{\displaystyle \frac{\unicode[STIX]{x1D71B}_{i}(p)}{p-\unicode[STIX]{x1D71B}_{i}(p)}}\mathop{\prod }_{\substack{ z_{0}<p\leqslant z_{1}}}\bigg(1-{\displaystyle \frac{\unicode[STIX]{x1D71B}(p)}{p}}\bigg).\end{eqnarray}$$
This provides us with
$$\begin{eqnarray}\mathop{\sum }_{\substack{ k\in \mathbb{N} \\ k|P(z_{0},z_{1}) \\ \unicode[STIX]{x1D709}_{i}|k}}{\displaystyle \frac{\unicode[STIX]{x1D706}_{k}^{+}\unicode[STIX]{x1D71B}_{i}(k)}{k}}=U_{i}(z_{1},\unicode[STIX]{x1D709}_{i})+O(\unicode[STIX]{x1D70F}(\unicode[STIX]{x1D709}_{i})s_{0}^{-s_{0}}).\end{eqnarray}$$
Owing to the apparent bounds
$0\leqslant \unicode[STIX]{x1D71B}_{i}(p)<p/2$
, valid for
$p>z_{0}$
(as long as
$z_{0}$
is enlarged) we deduce that
$|U_{i}(z_{1},\unicode[STIX]{x1D709}_{i})|\leqslant 1$
for all
$1\leqslant i\leqslant n$
and divisors
$\unicode[STIX]{x1D709}_{i}|P(z_{0},z_{1})$
. We use this approximation in (5.10), to obtain
$$\begin{eqnarray}\displaystyle & & \displaystyle S((u_{i,j}))-\mathop{\sum }_{\substack{ l_{i,j}\leqslant \unicode[STIX]{x1D6E5}^{B_{1}} \\ u_{i,j}l_{i,j}|P(z_{0},z_{1})}}\unicode[STIX]{x1D707}(\mathbf{l})\mathop{\prod }_{i=1}^{n}U_{i}(z_{1},\unicode[STIX]{x1D709}_{i})\nonumber\\ \displaystyle & & \displaystyle \quad \ll (\log z_{1})^{n}\unicode[STIX]{x1D6E5}^{-B_{1}/2}+\unicode[STIX]{x1D6E5}^{B_{1}\binom{n}{2}+1/100}(s_{0}^{-s_{0}}+s_{0}^{-s_{0}}(\log D_{1})^{-1/3}).\nonumber\end{eqnarray}$$
Assume that the assumptions in Lemma 5.2 are satisfied. Together with equation (5.8) we now obtain
with a main term given by
$$\begin{eqnarray}\unicode[STIX]{x1D6F4}^{MT}(D_{1},z_{1})=\mathop{\sum }_{\substack{ u_{i,j}\leqslant \unicode[STIX]{x1D6E5} \\ 1\leqslant i<j\leqslant n}}\widehat{g}((u_{i,j}))\mathop{\sum }_{\substack{ (l_{i,j})\in \mathbb{N}^{\binom{n}{2}} \\ l_{i,j}\leqslant \unicode[STIX]{x1D6E5}^{B_{1}} \\ u_{i,j}l_{i,j}|P(z_{0},z_{1})}}\unicode[STIX]{x1D707}(\mathbf{l})\mathop{\prod }_{i=1}^{n}U_{i}(z_{1},\unicode[STIX]{x1D709}_{i}),\end{eqnarray}$$
and an error term satisfying
where
$C=C(\mathbf{f})>0$
is such that
We will assume that such a
$C$
exists for the moment, this will be proved later in Lemma 5.4. Therefore we may choose
$B_{1}>0$
large enough so that
$C+\binom{n}{2}-B_{1}/2<-1$
. We can then obtain
where
$c=c(\mathbf{f})>0$
. Note that here we implicitly assume that
$s_{0}\geqslant 3$
, thus
$\log D_{1}/\!\log z_{1}\geqslant 3$
.
Lemma 5.4. Assume that
$\mathfrak{B}(\mathbf{f})>\max \{R^{2}2^{d-1}(d^{2}-1),R^{2}2^{d-1}(d-1)+(R+1)\}$
. Let
$\mathbf{u}\in \mathbb{N}^{\binom{n}{2}}$
be such that
$\unicode[STIX]{x1D707}^{2}(\mathbf{u})=1$
and such that
$p|\widetilde{\mathbf{u}}$
implies that
$p>z_{0}$
. Then, for
$z_{0}$
sufficiently large one has
Proof. First we recall that
where we have
$u_{i,j}=\text{gcd}(u_{i},u_{\!j})$
. For bounding
$\widehat{g}((u_{i,j}))$
we may make the following assumption: if
$p$
is a prime with
$p|u_{i}$
for some
$1\leqslant i\leqslant n$
, then there is a
$1\leqslant j\leqslant n$
,
$j\neq i$
such that
$p|u_{i,j}$
. Otherwise we could replace in (5.12) the vector
$\mathbf{u}$
with a vector
$\widetilde{\mathbf{u}}$
where
$\widetilde{u_{k}}=u_{k}$
for
$k\neq i$
and
$\widetilde{u_{k}}=u_{k}/p$
for
$k=i$
. In particular, we may assume that
for every
$1\leqslant i\leqslant n$
.
Next we observe that
We recall the identity
$\unicode[STIX]{x1D71B}_{i}(p)=p\unicode[STIX]{x1D70E}(p^{\mathbf{e}_{i}}|\mathbf{x})\unicode[STIX]{x1D70E}_{p}^{-1}$
. By Corollary 3.6 we have
Therefore we obtain
and
$\prod _{i=1}^{n}\unicode[STIX]{x1D71B}_{i}(u_{i})^{-1}\ll _{\unicode[STIX]{x1D707}}\,(u_{1}\cdots u_{n})^{\unicode[STIX]{x1D707}},$
for any
$\unicode[STIX]{x1D707}>0$
. By Corollary 3.8 we have
Injecting these bounds into (5.12) yields
$$\begin{eqnarray}\displaystyle \widehat{g}((u_{i,j})) & \ll & \displaystyle \bigg(\mathop{\prod }_{p|\widetilde{\mathbf{u}}}p\bigg)^{(d\mathfrak{B}(\mathbf{f})/(d-1)2^{d-1})(d-1/R)+R+\unicode[STIX]{x1D716}}\nonumber\\ \displaystyle & \ll & \displaystyle \bigg(\mathop{\prod }_{i\neq j}u_{i,j}\bigg)^{(d\mathfrak{B}(\mathbf{f})/(d-1)2^{d-1})(d-1/R)+R+\unicode[STIX]{x1D716}},\nonumber\end{eqnarray}$$
thus concluding the proof. ◻
As in [Reference Brüdern and Fouvry7, p. 90], we now observe that
$\unicode[STIX]{x1D6F4}^{MT}(D_{1},z_{1})$
is independent of
$D_{1}$
. We set
and with equation (5.11) applied to
$D_{2}$
instead of
$D_{1}$
, we obtain that
For this choice of
$D_{2}$
we have
$\unicode[STIX]{x1D706}_{d}^{+}=\unicode[STIX]{x1D707}(d)$
for
$d|P(z_{0},z_{1})$
(note that with the change of
$D_{1}$
to
$D_{2}$
also the sieve weights
$\unicode[STIX]{x1D706}$
change). Hence we can compute
$\unicode[STIX]{x1D6F4}(D_{2},z_{1})$
as
$$\begin{eqnarray}\unicode[STIX]{x1D6F4}(D_{2},z_{1})=\mathop{\sum }_{\substack{ \mathbf{d}\in \mathbb{N}^{n} \\ d_{i}|P(z_{0},z_{1})}}{\displaystyle \frac{\unicode[STIX]{x1D71B}(\mathbf{d})}{\widetilde{\mathbf{d}}}}\mathop{\prod }_{i=1}^{n}\unicode[STIX]{x1D707}(d_{i})=\mathop{\prod }_{z_{0}<p\leqslant z_{1}}\bigg(1-{\displaystyle \frac{g(p)}{p}}\bigg),\end{eqnarray}$$
with
$g(p)$
defined as in (4.7). Injecting our estimates for
$\unicode[STIX]{x1D6F4}(D_{1},z_{1})$
into (5.5) yields the upper bound in the next result.
Proposition 5.5. Assuming
$l_{i}|P(z_{1},z),|\mathbf{l}|D_{1}\log B\leqslant B^{1/\unicode[STIX]{x1D70C}}$
and that
$\mathfrak{B}(\mathbf{f})$
exceeds
we have
$$\begin{eqnarray}\displaystyle G(B,z_{1};\mathbf{l}) & = & \displaystyle X_{\mathbf{l}}\mathop{\prod }_{z_{0}<p\leqslant z_{1}}\bigg(1-{\displaystyle \frac{g(p)}{p}}\bigg)\nonumber\\ \displaystyle & & \displaystyle +\,O\bigg(\unicode[STIX]{x1D71B}(\mathbf{l}){\displaystyle \frac{B^{n-Rd}}{\widetilde{\mathbf{l}}}}\bigg({\displaystyle \frac{(\log z_{1})^{n}}{\unicode[STIX]{x1D6E5}^{1-\unicode[STIX]{x1D716}}}}+\unicode[STIX]{x1D6E5}^{c}s_{0}^{-s_{0}}\bigg)\bigg)\nonumber\\ \displaystyle & & \displaystyle +\,O\bigg({\displaystyle \frac{B^{n+\unicode[STIX]{x1D716}}}{\widetilde{\mathbf{l}}}}\mathop{\sum }_{\substack{ |\mathbf{k}|\leqslant D_{1} \\ p|\widetilde{\mathbf{k}}\Rightarrow z_{0}<p\leqslant z_{1}}}\unicode[STIX]{x1D707}(\mathbf{k})^{2}{\displaystyle \frac{E(B;(k_{1}l_{1},\ldots ,k_{n}l_{n}))}{\widetilde{\mathbf{k}}}}\bigg).\nonumber\end{eqnarray}$$
The lower bound can be procured upon writing
$$\begin{eqnarray}G(B,z_{1};\mathbf{l})=\mathop{\sum }_{\substack{ \mathbf{x}\in \mathscr{A} \\ \mathbf{l}|\mathbf{x}}}\bigg(\mathop{\prod }_{i=1}^{n}w\bigg({\displaystyle \frac{x_{i}}{B}}-{\displaystyle \frac{\unicode[STIX]{x1D701}_{i}}{2|\unicode[STIX]{x1D73B}|}}\bigg)\bigg)\bigg(\mathop{\prod }_{i=1}^{n}(1\ast \unicode[STIX]{x1D707})(\text{gcd}(P(z_{0},z_{1}),x_{i}))\bigg)\end{eqnarray}$$
and using Lemma 5.1 to obtain
where for
$1\leqslant i\leqslant n$
we define
$c_{i}:=1$
and
in addition to
$c_{0}:=-(n-1)$
and
The treatment of each individual
$M_{i},(i\neq 0)$
, is identical to the treatment of
$M_{0}$
earlier in this section. The only difference arises at the last step (the calculation of the Euler products in the main term). Here the coefficients
$c_{i}$
satisfy
$\sum _{0\leqslant i\leqslant n}c_{i}=1$
, thus completing the proof of Proposition 5.5.
6 Proof of Theorems 1.1 and 1.4
Recall the definition of the set
$\mathscr{A}$
in (4.3). Our aim is to find a large function
$z=z(B)\leqslant B$
such that
By (4.5) we have
where
$$\begin{eqnarray}S_{\unicode[STIX]{x1D73B}}(B,z):=\mathop{\sum }_{\substack{ \mathbf{x}\in \mathscr{A} \\ p|x_{1}\cdots x_{n}\Rightarrow p>z}}\mathop{\prod }_{i=1}^{n}w\bigg({\displaystyle \frac{x_{i}}{B}}-{\displaystyle \frac{\unicode[STIX]{x1D701}_{i}}{2|\unicode[STIX]{x1D73B}|}}\bigg).\end{eqnarray}$$
One may now write the sum over
$\mathbf{x}$
as
For a parameter
$D$
let
$\unicode[STIX]{x1D706}^{\pm }$
be a sieve sequence supported in
$[1,D]$
. Letting
$$\begin{eqnarray}\unicode[STIX]{x1D6FD}(\mathbf{l}):=\mathop{\sum }_{i=1}^{n}\unicode[STIX]{x1D706}_{l_{i}}^{-}\bigg(\mathop{\prod }_{\substack{ 1\leqslant j\leqslant n \\ j\neq i}}\unicode[STIX]{x1D706}_{l_{\!j}}^{+}\bigg)-(n-1)\mathop{\prod }_{i=1}^{n}\unicode[STIX]{x1D706}_{l_{i}}^{+},\quad \mathbf{l}\in \mathbb{N}^{n},\end{eqnarray}$$
alluding to Lemma 5.1 and recalling (5.3) allows us to infer that for any
$z>z_{1}$
we have
Define the entities
$$\begin{eqnarray}\displaystyle \unicode[STIX]{x1D6F4}(D,z_{1},z) & := & \displaystyle \mathop{\sum }_{\substack{ \mathbf{l}\mid P(z_{1},z)}}\unicode[STIX]{x1D6FD}(\mathbf{l}){\displaystyle \frac{\unicode[STIX]{x1D71B}(\mathbf{l})}{\widetilde{\mathbf{l}}}},\nonumber\\ \displaystyle B_{1} & := & \displaystyle \mathop{\sum }_{\substack{ \mathbf{l}\mid P(z_{1},z)}}{\displaystyle \frac{\unicode[STIX]{x1D71B}(\mathbf{l})}{\widetilde{\mathbf{l}}}}\nonumber\end{eqnarray}$$
and
$$\begin{eqnarray}\displaystyle B_{2} & := & \displaystyle B^{\mathit{dR}+\unicode[STIX]{x1D716}}\mathop{\sum }_{\substack{ |\mathbf{l}|\leqslant D \\ \mathbf{l}|P(z_{1},z)}}{\displaystyle \frac{1}{\widetilde{\mathbf{l}}}}\mathop{\sum }_{\substack{ |\mathbf{k}|\leqslant D_{1} \\ \mathbf{k}|P(z_{0},z_{1})}}{\displaystyle \frac{E(B;(k_{1}l_{1},\ldots ,k_{n}l_{n}))}{\widetilde{\mathbf{k}}}}.\nonumber\end{eqnarray}$$
Proposition 5.5 now leads to
$$\begin{eqnarray}\displaystyle {\displaystyle \frac{S_{\unicode[STIX]{x1D73B}}(B,z)}{\mathfrak{S}(\mathbf{f})\mathscr{J}_{w}(\mathbf{f},W)B^{n-Rd}}} & {\geqslant} & \displaystyle \unicode[STIX]{x1D6F4}(D,z_{1},z)\mathop{\prod }_{z_{0}<p\leqslant z_{1}}\bigg(1-{\displaystyle \frac{g(p)}{p}}\bigg)\nonumber\\ \displaystyle & & \displaystyle +\,O\bigg(\bigg({\displaystyle \frac{(\log z_{1})^{n}}{\unicode[STIX]{x1D6E5}^{1-\unicode[STIX]{x1D716}}}}+{\displaystyle \frac{\unicode[STIX]{x1D6E5}^{c}}{s_{0}^{s_{0}}}}\bigg)B_{1}+B_{2}\bigg).\end{eqnarray}$$
Letting
$m_{i}:=k_{i}l_{i}$
and taking advantage of the coprimality of
$k_{i},l_{i}$
shows that
$$\begin{eqnarray}B_{2}\leqslant B^{\mathit{dR}+\unicode[STIX]{x1D716}}\mathop{\sum }_{\substack{ |\mathbf{m}|\leqslant DD_{1} \\ \mathbf{m}|P(z_{0},z)}}{\displaystyle \frac{E(B;\mathbf{m})}{\widetilde{\mathbf{m}}}}.\end{eqnarray}$$
Recalling the definition of the matrix
$\unicode[STIX]{x1D750}$
given in (1.7), shows that, under the condition
the sum over
$\mathbf{m}$
is
$$\begin{eqnarray}\displaystyle & & \displaystyle \ll \mathop{\sum }_{i=1}^{3}B^{-\unicode[STIX]{x1D716}_{i,1}}\mathop{\sum }_{1\leqslant m_{1}\leqslant DD_{1}}m_{1}^{\unicode[STIX]{x1D716}_{i,2}-1}\nonumber\\ \displaystyle & & \displaystyle \qquad \times \,\mathop{\sum }_{1\leqslant m_{2}\leqslant m_{1}}m_{2}^{-1}\ldots \mathop{\sum }_{1\leqslant m_{n-1}\leqslant m_{n-2}}m_{n-1}^{-1}\mathop{\sum }_{1\leqslant m_{n}\leqslant m_{n-1}}m_{n}^{\unicode[STIX]{x1D716}_{i,3}-1}.\nonumber\end{eqnarray}$$
Since each
$\unicode[STIX]{x1D716}_{i,j}$
is non-negative we can use the estimate
$\sum _{1\leqslant m\leqslant z}m^{\unicode[STIX]{x1D706}-1}\ll _{\unicode[STIX]{x1D706}}~z^{\unicode[STIX]{x1D706}}\log z$
, valid for each fixed
$\unicode[STIX]{x1D706}\geqslant 0$
to deduce that for every
$\unicode[STIX]{x1D716}>0$
one has
Our remaining task will be to give a lower bound for
$\unicode[STIX]{x1D6F4}$
and an upper bound for
$B_{1}$
. We begin by studying the contribution to
$\unicode[STIX]{x1D6F4}(D,z_{1},z)$
of vectors
$\mathbf{l}$
with
$\unicode[STIX]{x1D6FF}:=\text{gcd}(l_{i_{1}},l_{i_{2}})\neq 1$
; this task is similar to the one in Lemma 5.2 and we adapt its assumptions in what follows. Each such
$\unicode[STIX]{x1D6FF}$
is a product of primes
$p>z_{1}$
, therefore this contribution is
$$\begin{eqnarray}\ll \mathop{\sum }_{\unicode[STIX]{x1D6FF}>z_{1}}\unicode[STIX]{x1D707}(\unicode[STIX]{x1D6FF})^{2}\mathop{\sum }_{\substack{ \mathbf{l}|P(z_{1},z) \\ \unicode[STIX]{x1D6FF}|l_{i_{1}},\unicode[STIX]{x1D6FF}|l_{i_{2}}}}{\displaystyle \frac{\unicode[STIX]{x1D71B}(\mathbf{l})}{\widetilde{\mathbf{l}}}}.\end{eqnarray}$$
As in the proof of Lemma 5.2 we find that this is
Note that if
$l_{i},l_{\!j}$
are coprime for all
$i\neq j$
guarantees that
$\unicode[STIX]{x1D71B}(\mathbf{l})=\prod _{i=1}^{n}\unicode[STIX]{x1D71B}_{i}(l_{i})$
. This gives
$$\begin{eqnarray}\unicode[STIX]{x1D6F4}(D,z_{1},z)=\mathop{\sum }_{\substack{ \mathbf{l}\mid P(z_{1},z) \\ i\neq j\Rightarrow \text{gcd}(l_{i},l_{\!j})=1}}{\displaystyle \frac{\unicode[STIX]{x1D6FD}(\mathbf{l})}{\tilde{\mathbf{l}}}}\mathop{\prod }_{i=1}^{n}\unicode[STIX]{x1D71B}_{i}(l_{i})+O(z_{1}^{-1+\unicode[STIX]{x1D716}}(\log z)^{n}).\end{eqnarray}$$
The same argument can also be used to establish
$$\begin{eqnarray}\mathop{\sum }_{\substack{ \mathbf{l}\mid P(z_{1},z)}}{\displaystyle \frac{\unicode[STIX]{x1D6FD}(\mathbf{l})}{\tilde{\mathbf{l}}}}\mathop{\prod }_{i=1}^{n}\unicode[STIX]{x1D71B}_{i}(l_{i})=\mathop{\sum }_{\substack{ \mathbf{l}\mid P(z_{1},z) \\ i\neq j\Rightarrow \text{gcd}(l_{i},l_{\!j})=1}}{\displaystyle \frac{\unicode[STIX]{x1D6FD}(\mathbf{l})}{\tilde{\mathbf{l}}}}\mathop{\prod }_{i=1}^{n}\unicode[STIX]{x1D71B}_{i}(l_{i})+O(z_{1}^{-1+\unicode[STIX]{x1D716}}(\log z)^{n}).\end{eqnarray}$$
Letting
shows that the sum on the left equals
$$\begin{eqnarray}\unicode[STIX]{x1D6F9}:=\mathop{\sum }_{i=1}^{n}\bigg(\unicode[STIX]{x1D6F9}_{i}^{-}\mathop{\prod }_{\substack{ 1\leqslant j\leqslant n \\ j\neq i}}\unicode[STIX]{x1D6F9}_{\!j}^{+}\bigg)-(n-1)\mathop{\prod }_{i=1}^{n}\unicode[STIX]{x1D6F9}_{i}^{+},\end{eqnarray}$$
thus providing
Under the assumptions of Lemma 5.2 we can similarly show that the contribution of
$\mathbf{l}$
with
$\text{gcd}(l_{i_{1}},l_{i_{2}})\neq 1$
to
$B_{1}$
is
$$\begin{eqnarray}\ll \mathop{\sum }_{\unicode[STIX]{x1D6FF}>z_{1}}\unicode[STIX]{x1D707}(\unicode[STIX]{x1D6FF})^{2}\mathop{\sum }_{\substack{ \mathbf{l}\mid P(z_{1},z) \\ \unicode[STIX]{x1D6FF}|l_{i-1},\unicode[STIX]{x1D6FF}|l_{i_{2}}}}{\displaystyle \frac{\unicode[STIX]{x1D71B}(\mathbf{l})}{\widetilde{\mathbf{l}}}}\ll B^{n-Rd}(z_{1}^{-1+\unicode[STIX]{x1D716}}(\log z)^{n}).\end{eqnarray}$$
Therefore
$$\begin{eqnarray}B_{1}\ll z_{1}^{-1+\unicode[STIX]{x1D716}}(\log z)^{n}+\mathop{\sum }_{\substack{ \mathbf{l}\mid P(z_{1},z) \\ i\neq j\Rightarrow \text{gcd}(l_{i},l_{\!j})=1}}\mathop{\prod }_{i=1}^{n}{\displaystyle \frac{\unicode[STIX]{x1D71B}_{i}(l_{i})}{l_{i}}}\end{eqnarray}$$
and the last sum is
hence
$B_{1}\ll (\log z)^{n}$
. We therefore find via (6.2) the following lower bound:
$$\begin{eqnarray}\displaystyle {\displaystyle \frac{S_{\unicode[STIX]{x1D73B}}(B,z)}{\mathfrak{S}(\mathbf{f})\mathscr{J}_{w}(\mathbf{f},W)B^{n-Rd}}} & {\geqslant} & \displaystyle \unicode[STIX]{x1D6F9}\mathop{\prod }_{z_{0}<p\leqslant z_{1}}\bigg(1-{\displaystyle \frac{g(p)}{p}}\bigg)\nonumber\\ \displaystyle & & \displaystyle +\,O\bigg(B^{\mathit{dR}+\unicode[STIX]{x1D716}}\mathop{\sum }_{i=1}^{3}B^{-\unicode[STIX]{x1D716}_{i,1}}(DD_{1})^{\unicode[STIX]{x1D716}_{i,2}+\unicode[STIX]{x1D716}_{i,3}}\bigg)\nonumber\\ \displaystyle & & \displaystyle +\,O\bigg({\displaystyle \frac{(\log z)^{n}}{z_{1}^{1-\unicode[STIX]{x1D716}}(\log z_{1})^{n}}}+\bigg({\displaystyle \frac{(\log z_{1})^{n}}{\unicode[STIX]{x1D6E5}^{1-\unicode[STIX]{x1D716}}}}+{\displaystyle \frac{\unicode[STIX]{x1D6E5}^{c}}{s_{0}^{s_{0}}}}\bigg)(\log z)^{n}\bigg),\nonumber\end{eqnarray}$$
where a use of
has been made; this can be inferred from the estimate
$g(p)=n/p+O(p^{-1-\unicode[STIX]{x1D716}})$
. Let us now fix any
$\unicode[STIX]{x1D703}>0$
which satisfies
$\unicode[STIX]{x1D703}<\unicode[STIX]{x1D703}^{\prime }$
, where
$\unicode[STIX]{x1D703}^{\prime }$
was defined in (1.5). Then there exists a small positive
$\unicode[STIX]{x1D703}_{1}$
such that if
$D:=B^{\unicode[STIX]{x1D703}}$
and
$D_{1}:=B^{\unicode[STIX]{x1D703}_{1}}$
then
for some
$\unicode[STIX]{x1D6FF}>0$
that is independent of
$B$
. Choosing
$\unicode[STIX]{x1D6E5}=z_{1}=(\log B)^{2n+1}$
shows that
hence one can verify that
and
The last product is
$\gg (\log z_{1})^{-n}$
, thus it remains to show that
$\unicode[STIX]{x1D6F9}\gg (\log z_{1}/\!\log z)^{n}$
. Let
$s:=\log D/\!\log z$
and assume that
$s>2$
. Using the inequalities stated in [Reference Brüdern and Fouvry7, Lemma 10] one deduces that when
$s=O_{n}(1)$
with an implied constant depending at most on
$n$
, then
where
$\unicode[STIX]{x1D6F9}_{n}(s):=nf(s)-(n-1)F(s)^{n}$
. Here
$f(s)$
and
$F(s)$
denote the well-known functions associated with the linear sieve, their definition can be found in [Reference Friedlander and Iwaniec16, equations (12.1) and (12.2)], for example. Further information on
$f$
and
$F$
is located in [Reference Friedlander and Iwaniec16, §§11, 12]. In light of the last lower bound for
$\unicode[STIX]{x1D6F9}$
, it is sufficient to find the smallest possible value for
$s$
such that
$\unicode[STIX]{x1D6F9}_{n}(s)>0$
. This is equivalent to
It is a standard fact that when
$s>2$
then
$0<f(s)\leqslant 1\leqslant F(s)$
. Therefore if
$s$
remains constant and independent of
$n$
then one cannot prove (6.3) for large
$n$
, this forces us to take
$s$
as a function of
$n$
that tends to infinity. At this point we have to employ asymptotic approximations for
$f(s)$
and
$F(s)$
, these can be found in [Reference Friedlander and Iwaniec16, equation (11.134)]. They are given by
and one sees that if
$s\geqslant 3(\log n)(\log \log n)^{-1}$
then
Therefore, for all large enough
$n$
, say
$n\geqslant n_{0}$
for some positive absolute constant
$n_{0}$
, we obtain
and the inequality
$1+n^{-5/2}<(1+(n-1)^{-1})^{1/(n+1)}$
, valid for all
$n\geqslant 2$
, makes (6.3) available. In the case that
$1\leqslant n<n_{0}$
one can immediately infer from the approximations to
$F(s)$
and
$f(s)$
that if
$s\rightarrow +\infty$
then (6.3) is automatically satisfied. This gives a constant
$\unicode[STIX]{x1D70E}_{0}$
that depends at most on
$n_{0}$
(and is therefore absolute) such that (6.3) is valid whenever
$s\geqslant \unicode[STIX]{x1D70E}_{0}$
. Hence there exists a positive absolute constant
$\unicode[STIX]{x1D70E}_{0}$
such that if
then, alluding to (6.1), Theorem 1.1 holds with any constant
$c_{0}>3+\unicode[STIX]{x1D70E}$
and with
$P^{-}(x_{1}\cdots x_{n})$
exceeding the sieving parameter
$z=D^{1/s}=B^{\unicode[STIX]{x1D703}/s}$
.
Proof of Theorem 1.4.
The arguments in the present section have so far proved that
This is sufficient for Theorem 1.4 because to show that a subset of
$V_{\mathbf{f}}(\mathbb{Q})$
is Zariski dense in an absolutely irreducible variety
$V_{\mathbf{f}}$
, it is sufficient to choose an arbitrary neighbourhood in the real analytic topology of a non-singular point
$\unicode[STIX]{x1D73B}\in V_{\mathbf{f}}(\mathbb{R})$
and show that any real point in the neighbourhood (on the variety) can be approximated by a rational point. In our case the neighbourhood is given by
$B\mathscr{B}_{\unicode[STIX]{x1D702}}$
(where
$\mathscr{B}_{\unicode[STIX]{x1D702}}$
was defined in (4.4)).◻
Acknowledgements
We would like to thank Professor T. D. Browning and Dr. S. Yamagishi for their comments on an earlier version of this paper, as well as the anonymous referee for numerous helpful comments that have clarified the exposition considerably. The first author is supported by a NWO grant 016.Veni.173.016.







