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Soliton stabilization on top of a hill: a nonlinear-wave inverted pendulum

Published online by Cambridge University Press:  04 November 2026

Roberto Marquez
Affiliation:
Nonlinear Dynamical Systems Group, Department of Mathematics and Statistics, San Diego State University, San Diego, CA, USA Department of Aerospace Engineering, San Diego State University, San Diego, CA, USA
Paul Belinsky
Affiliation:
Nonlinear Dynamical Systems Group, Department of Mathematics and Statistics, San Diego State University, San Diego, CA, USA
Ricardo Carretero-González*
Affiliation:
Nonlinear Dynamical Systems Group, Department of Mathematics and Statistics, San Diego State University, San Diego, CA, USA Computational Science Research Center, San Diego State University, San Diego, CA, USA
*
Corresponding author: Ricardo Carretero-González; Email: rcarretero@sdsu.edu
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Abstract

We construct a nonlinear-wave analogue of the celebrated inverted, Kapitza, pendulum. We consider bright soliton solutions of the one-dimensional nonlinear Schrödinger (NLS) equation under the influence of a repelling, when stationary, hump (or ‘hill’) potential and a confining harmonic trap. Using the variational approximation methodology, we reduce the soliton dynamics to an effective Newton-type model on the soliton position and study its behaviour when the hump potential is made to vibrate vertically. We corroborate that the effective model is able to qualitatively and quantitatively describe the statics, stability and dynamical properties of the original NLS bright soliton. Using the effective model, we find the stability regions as a function of the hump parameters (height and vertical shaking frequency), which correspond to the stability tongues of the Mathieu equation. We show that these theoretically predicted regions accurately describe the corresponding, numerically computed, Floquet stability regions of the original soliton on top of the vertically vibrating hill. Inside these stability regions, we are able to fully stabilize the soliton on top of the hill as a result of the vertical shaking in a manner akin to the inverted, Kapitza, pendulum.

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Type
Research Article
Creative Commons
Creative Common License - CCCreative Common License - BY
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/licenses/by/4.0), which permits unrestricted re-use, distribution and reproduction, provided the original article is properly cited.
Copyright
© The Author(s), 2026. Published by Cambridge University Press.
Figure 0

Figure 1. (Colour online) Statics, stability and dynamics for a bright soliton inside the bistable potential consisting of a harmonic trap and a repelling central hump. (a) The potential (green curve), corresponding to $\Delta=0$Δ=0, $\Omega=0.15$Ω=0.15 and $H_0=0.5$H0=0.5, supports unstable $u_0$u0 (red dotted curve) and stable $u_1$u1 (blue curve) solitons. Both solutions were obtained for $\mu=-1/2$μ=−1/2. (b) Stability spectrum for the unstable bright soliton on top of the hill. (c) Typical dynamical destabilization of the soliton on top of the hill when adding a small random perturbation of size $10^{-6}$10−6. Shown is $|u|$|u| as a function of space-time $(x,t)$(x,t).1 long description.

Figure 1

Figure 2. (Colour online) Stability properties for the bright soliton on top of the hill in the absence of the vertical shaking ($\Delta=0$Δ=0) and for $\mu=-1/2$μ=−1/2. The top row of panels shows the stability eigenvalues associated with the (translational) sliding (see solid curves) and splitting (see dotted curves) modes for two different values of the magnetic trapping strength $\Omega$Ω as a function of the hump height ($H_0$H0). Real and imaginary parts are depicted, respectively, in blue and red. The second row of panels depicts the (c) sliding and (d) splitting eigenmodes (real and imaginary parts depicted, respectively, in blue and red) for $\Omega=0.2$Ω=0.2 and $H_0=1.25$H0=1.25 (see, respectively, the cross and plus symbols in panel (b)). The third row of panels depicts the destabilization dynamics after slightly ($10^{-5}$10−5) perturbing the steady state with the (e) sliding and (f) splitting modes for $\Omega=0.2$Ω=0.2 and $H_0=1.25$H0=1.25. The bottom set of panels depicts the two largest instabilities ((g) Re$(\lambda_1)$(λ1): sliding and (h) Re$(\lambda_2)$(λ2): splitting) in the $(\Omega,H_0)$(Ω,H0) plane. Darker colours correspond to less unstable conditions and black corresponds to complete stabilization. The dashed curves depict the theoretical predictions from the effective ODE model as per Eq. (4.4) with (black and white) and without (grey) the soliton height improvement.Figure 2 long description.

Figure 2

Figure 3. (Colour online) The different contributions to the original potentials and their corresponding effective counterparts. See the legend for the description of each contribution. The parameters here correspond to $\Omega=0.15$Ω=0.15, $H=1$H=1, $B=1$B=1 and $C=B$C=B.

Figure 3

Figure 4. (Colour online) Phase space for a soliton inside a combination of harmonic trapping and a repulsive hump for $\Omega=0.15$Ω=0.15, $H_0=0.05$H0=0.05 and $B=1$B=1. The light orange, green and purple dots depict the reconstruction of orbits from the PDE numerics, while the thin red and blue curves depict the corresponding orbits for the reduced ODE approach. Panel (a) corresponds to the effective potential (3.6), while panel (b) corresponds to the improved effective potential (3.7). Panel (c) depicts the amplitude of the soliton for the green and purple orbits in panels (a) and (b) by least-squares fitting of a sech profile. The green and purple horizontal lines depict the respective amplitude averages along the orbit, while the black horizontal line corresponds to the estimate soliton height of $A+H_0$A+H0. Panels (d) and (e) depict, respectively, the green and purple orbits together with their approximation using the effective ODE models (red: original effective potential (3.6), blue: improved effective potential (3.7).Figure 4 long description.

Figure 4

Figure 5. (Colour online) Stability regions (see grey shaded areas) for the Mathieu equation. (a) Mathieu stability regions for Eq. (4.3) as a function of $h$h and $\delta$δ. (b) Stability regions in the $(H_0,\Delta)$(H0,Δ) plane for $(\Omega,\omega,\tilde{A})=(0.15,0.2,A=1)$(Ω,ω,A~)=(0.15,0.2,A=1). (c) and (d) Stability regions in the $(\omega,\Delta)$(ω,Δ) plane for $(\Omega,H_0,\tilde{A})=(0.15,0.05,A\!=\!1)$(Ω,H0,A~)=(0.15,0.05,A=1) and $(\Omega,H_0,\tilde{A})=(0.4 ,0.4 ,A\!=\!1)$(Ω,H0,A~)=(0.4,0.4,A=1), respectively. In all the panels, below the dashed line, the periodic forcing potential never takes negative values (i.e., $H_0 \lt \Delta$H0<Δ).Figure 5 long description.

Figure 5

Figure 6. (Colour online) Stability diagram of the sliding mode for a bright soliton on top of the hill under a periodic perturbation of frequency $\omega$ω and amplitude $\Delta$Δ with $H_0=0.05$H0=0.05 and $\Omega=0.15$Ω=0.15. Depicted is the real part of the most unstable (sliding) eigenvalue of the Floquet spectrum for the calculated periodic orbits. Darker colours correspond to less unstable conditions and black corresponds to complete stabilization. The points A ($\omega=0.12$ω=0.12) and B ($\omega=0.36$ω=0.36) correspond to two unstable cases, while the point C ($\omega=0.19$ω=0.19) corresponds to a stable case; all for $\Delta=0.045$Δ=0.045. The grey dashed curves depict the stability boundary regions predicted by the Mathieu equation for the original soliton amplitude of $A=1$A=1, while the black and white dashed curves correspond to the boundary regions for the improved reduced model with $A=1+H_0$A=1+H0.Figure 6 long description.

Figure 6

Figure 7. (Colour online) Evolution of the bright soliton under different periodic perturbations. The initial condition corresponds to the computed periodic orbit perturbed by an initial velocity ‘kick’ imparted by multiplying the initial wave by $\exp(i v_0 x)$exp(iv0x) with $v_0=10^{-10}$v0=10−10. Panels (a), (b) and (c) correspond, respectively, to the points A, B and C depicted in Fig. 6. Panels (a) and (b) correspond to unstable orbits where the bright soliton rapidly slides down from the top of the hill. In contrast, panel (c) depicts a case inside the stabilization window. In this case, the bright soliton stays on top of the hill indefinitely until the vertical shaking is removed at $t/T=45$t/T=45 (see vertical dashed line) and, hence, the soliton rapidly slides down from the top of the hill. The panels depict the absolute value of the field as a function of time (scaled by the corresponding shaking period $T=2\pi/\omega$T=2π/ω) and space.Figure 7 long description.

Figure 7

Figure 8. (Colour online) Floquet stability spectra of the periodic orbits corresponding to the points A, B, C, D, E and F depicted in Figs. 6 and 9 (corresponding orbits depicted in Figs. 7 and 10). Non-neutral eigenpairs ($|\Lambda|\not=1$|Λ|⧸=1) are depicted by the black crosses, while neutral ones are depicted by small blue dots. The insets show (in case of instability) the eigenvector associated with the most unstable mode (red and green depict, respectively, the real and imaginary parts). Note that the unstable modes correspond to translational modes, which are responsible of destabilizing the bright soliton from the top of the hill.Figure 8 long description.

Figure 8

Figure 9. (Colour online) Same meaning and layout as Fig. 6 but for stronger periodic forcing and $H_0=0.4$H0=0.4. The points D ($\omega=0.475$ω=0.475) and E ($\omega=0.588$ω=0.588) correspond to two unstable cases while the point F ($\omega=0.548$ω=0.548) corresponds to a stable case; all for $\Delta=0.490$Δ=0.490.Figure 9 long description.

Figure 9

Figure 10. (Colour online) Same meaning and layout as Fig. 7 but for stronger forcing oscillations. Panels (a), (b) and (c) correspond, respectively, to the points D, E and F depicted in Fig. 9. Panels (a) and (b) correspond to unstable orbits where the bright soliton rapidly slides down from the top of the hill. In contrast, panel (c) depicts a case inside the stabilization window. In this case, the bright soliton stays on top of the hill indefinitely until the periodic forcing is removed at $t/T=45$t/T=45 (see vertical dashed line).Figure 10 long description.

Figure 10

Figure 11. (Colour online) Competition of unstable modes for the periodic solution corresponding to $H_0=0.4$H0=0.4, $\Delta=0.5$Δ=0.5, $\Omega=0.4$Ω=0.4 and $\omega=0.74$ω=0.74. Panel (a) depicts the Floquet spectrum, while panels (b) and (c) show the eigenfunctions of the two most unstable modes (see, respectively, the cross and plus symbols in panel (a)): (b) sliding mode and (c) splitting mode (real and imaginary parts depicted, respectively, in red and green). Panels (d) and (e) show the dynamical evolution of the unstable periodic solution slightly perturbed by, respectively, the sliding and splitting modes.Figure 11 long description.

Figure 11

Figure A1. (Colour online) Phase space for a soliton inside a combination of harmonic trapping and a repulsive hump for $\Omega=0.15$Ω=0.15, $H_0=0.05$H0=0.05 and $B=1$B=1 when using the further improved reduced model where the prefactor on the effective hump potential is adjusted by the corresponding soliton amplitude averaged for each individual orbit. Same meaning as in panel (b) of Fig. 4.

Figure 12

Figure A2. (Colour online) Stability diagram of the sliding mode for a bright soliton on top of the hill as in Fig. 6 but now the dashed line corresponds to the predicted stability boundary predicted using the further improved reduced model where the prefactor on the effective hump potential is adjusted by the corresponding soliton amplitude averaged for each individual orbit.Figure A2 long description.