1 Introduction
In this paper, we consider the geodesic flow on the unit tangent bundle of non-elementary geometrically finite hyperbolic orbifolds, as well as the frame flow on the frame bundle of such orbifolds. Specifically, we study conditions guaranteeing that a given sequence of measures, which are invariant under the frame flow on such orbifolds, converges to the unique invariant measure of maximal entropy.
In [Reference Einsiedler, Lindenstrauss, Michel and Venkatesh12], a criterion was introduced for a specific hyperbolic surface, namely the modular surface. This criterion was of interest, in part, because it was used in the same paper to give a new proof of a special case of a theorem of Duke [Reference Duke9], along the lines of partial results towards this theorem by Linnik and Skubenko.
In this paper, we extend the ergodic theoretic results of [Reference Einsiedler, Lindenstrauss, Michel and Venkatesh12], namely a finitary form of the uniqueness of measure of maximal entropy for the geodesic flow on the modular surface, to the frame flow on non-elementary geometrically finite hyperbolic orbifolds of any dimension. This flow is isomorphic to the action of a 1-parameter diagonal group
$A=a_\bullet $
on
$\Gamma \backslash G$
for
$G=\operatorname {SO}^{+}(1,\mathtt {d})$
and a non-elementary geometrically finite subgroup
$\Gamma <G$
.
Let
$\delta =\delta (\Gamma )$
denote the critical exponent of
$\Gamma $
and let
$X=\Gamma \backslash \mathbb {H}^{\mathtt {d}}$
. In Theorem 1.1,
$B_{r}^{H}$
denotes a ball in the group H of radius r centered at the identity, M the centralizer of A in a maximal compact subgroup
$K<G$
,
$N^+$
the unstable horospherical subgroup, and
$N^{-}$
the stable horospherical subgroup (see §2.3). In such notation, for
$y\in \Gamma \backslash G$
and
$x\in yB_{1}^{N^{+}}B_{1}^{MA}B_{\lambda }^{N^{-}}$
, where
$\lambda>0$
is small, the backward trajectories of x and y under the frame flow stay at distance
$\ll 1$
from each other for at least
$\gg \log ({1}/{\lambda })$
time, that is,
$d(xa_{-t},ya_{-t})\ll 1$
for all
$0\leq t \ll \log ({1}/{\lambda })$
.
Theorem 1.1 Let
$(\mu _{i})_{i\in \mathbb {N}}$
be a sequence of A-invariant probability measures on
$\Gamma \backslash G$
for a non-elementary geometrically finite subgroup
$\Gamma <G$
. Suppose there is a sequence
$\lambda _{i}\to 0^{+}$
and a constant
$\alpha>0$
such that for all sufficiently small
$\epsilon _{0}>0$
, the ‘heights’
$H_{i}=\lambda _{i}^{\epsilon _{0}}$
satisfy:
-
(1)
$\mu _{i}(\mathcal {F}\operatorname {cusp}_{H_{i}}(X))\to 0$
as
$i\to \infty $
; -
(2)
$$ \begin{align*} \mu_{i}\times\mu_{i}(\{&(x,y)\in \mathcal{F}\operatorname{core}_{H_{i}}(X)\times \mathcal{F}\operatorname{core}_{H_{i}}(X):\:x\in yB_{1}^{N^{+}}B_{1}^{MA}B_{\lambda_{i}}^{N^{-}}\})\\&\ll_{\epsilon_0} \lambda_{i}^{\delta-\alpha\epsilon_{0}}. \end{align*} $$
Then:
-
(1) the sequence of measures
$(\mu _{i})_{i\in \mathbb {N}}$
is tight, that is, for any
$\epsilon>0$
, there is a compact set
$X_\epsilon \subset \Gamma \backslash G$
such that
$\mu _ i (X _ \epsilon )> 1 - \epsilon $
holds for all i large enough; -
(2) any weak-
$\star $
limit of a subsequence of
$(\mu _{i})_{i\in \mathbb {N}}$
has entropy
$\delta (\Gamma )$
; -
(3) suppose
$\Gamma $
is Zariski-dense in G. Then
$\mu _i\to m_{\operatorname {BM}}^{\mathcal {F}}$
in the weak-
$\star $
topology, for
$m_{\operatorname {BM}}^{\mathcal {F}}$
the Bowen–Margulis measure on
$\Gamma \backslash G$
(see §2.4).
The same methods can be used to control the amount of mass an invariant measure gives to the cusps of such an orbifold. The amount of mass can be quantified in relation to the entropy of the invariant measure, as well as the rank of the cusps of the hyperbolic orbifold. Here
$T_a$
stands for the time-one map of the flow
$A=a_{\bullet }$
.
Theorem 1.2 Let
$\mu $
be an A-invariant probability measure on
$\Gamma \backslash G$
for a non-elementary geometrically finite subgroup
$\Gamma <G$
. Then,
$$ \begin{align*} h_{\mu}(T_{a})\leq\delta-\underset{i=1}{\overset{\mathtt{d}-1}{\sum}}\frac{2\delta-i}{2}\mu(\mathcal{F}\operatorname{cusp}_{\epsilon}^{i}(X))+\frac{2\log(|\!\log\epsilon|)}{|\!\log\epsilon|} \end{align*} $$
for all small enough
$0<\epsilon <\epsilon _{\mathtt {d}}$
.
Remark 1.3. By a result of Beardon [Reference Beardon4] (cf. [Reference McMullen22, Corollary 2.2]), the critical exponent of a non-elementary discrete subgroup
$\Gamma < G$
is greater than
${r_{\mathrm \max }}/{2}$
, where
$r_{\mathrm \max }$
is the maximal rank of a parabolic fixed point of
$\Gamma $
. Hence the term
$({2\delta -i})/{2}$
is positive for all
$1\leq i\leq \mathtt {d}-1$
for which
$\operatorname {cusp}_{\epsilon }^{i}(X)\not =\emptyset $
. Therefore, the correction term on the right-hand side is negative, which is to say that a higher measure of the cusp will result in a smaller upper bound on the entropy. Cusps of higher rank cut down the entropy by a smaller amount.
Theorem 1.2 gives, quantitatively, the relation between entropy and escape of mass. A natural question is what happens in the case where all of the mass escapes in a weakly-
$\star $
converging sequence. Formally, we define the entropy in the cusp as
An immediate corollary of Theorem 1.2 is an upper bound on
$h_\infty (T_a)$
.
Corollary 1.4 Let
$\Gamma <G$
be a non-elementary geometrically finite subgroup for which the maximal rank of a cusp is
$r_{\mathrm \max }$
. Then
$h_\infty (T_a)\leq ({r_{\mathrm \max }}/{2})$
.
This upper bound (but not Theorem 1.2) also follows from the results of Riquelme and Velozo [Reference Riquelme and Velozo32] (the proof there is rather different from what we give here). Using an appropriate closing (or shadowing) lemma, it is not hard to see that the bound in Corollary 1.4 is sharp, that is,
$h_\infty (T_a)={r_{\mathrm \max }}/{2}$
, e.g. along the lines of Kadyrov’s proof in [Reference Kadyrov19]. To avoid having to set up the relevant closing lemma, we omit the proof, but note that the fact that the bound in Corollary 1.4 is sharp is shown in [Reference Riquelme and Velozo32].
The above results have partial overlap with some results that were recently proved by other authors. In particular, similar results for the geodesic flow on the modular surface were proved by Einsiedler et al. in [Reference Einsiedler, Lindenstrauss, Michel and Venkatesh12]. Einsiedler, Kadyrov, and Pohl generalized these results to diagonal actions on spaces
$\Gamma \backslash G$
, where G is a connected semisimple real Lie group of rank one with finite center and
$\Gamma $
is a lattice [Reference Einsiedler, Kadyrov and Pohl11]. Finally, Iommi, Riquelme, and Velozo (in two papers with different sets of coauthors) considered entropy in the cusp for geometrically finite Riemannian manifolds with pinched negative sectional curvature and uniformly bounded derivatives of the sectional curvature [Reference Iommi, Riquelme and Velozo18, Reference Riquelme and Velozo32]. This latter setting is substantially more general than ours, though in the constant curvature case, Theorem 1.2 gives more information. Perhaps more importantly, our methods differ from those of [Reference Iommi, Riquelme and Velozo18, Reference Riquelme and Velozo32] and give finitary versions of the above qualitative results. This allows us to apply the entropy results on invariant measures obtained as weak-
$\star $
limits of certain measures of interest, before going to the limit, in the spirit of the results of [Reference Einsiedler, Lindenstrauss, Michel and Venkatesh12].
Several such applications are given below. In particular, Theorem 1.1 implies that on any non-elementary geometrically finite orbifold, large enough sets of closed geodesics must equidistribute. To be more precise, let
$\operatorname {Per}_{\Gamma }(T)$
be the set of all periodic orbits of the geodesic flow in
$\Gamma \backslash G/M$
of length at most T; we will at times implicitly identify between this set and the set of closed geodesics in
$\Gamma \backslash \mathbb H^{\mathtt {d}}$
with the same length restriction.
Theorem 1.5 Let
$\Gamma <G$
be a non-elementary geometrically finite subgroup. Let
$\psi (T)\subset \operatorname {Per}_{\Gamma }(T)$
be some subset and let
$\mu _{T}$
be the natural A-invariant probability measure on
$\psi (T)$
(see §5). Assume that there are sequences
$T_i{\to _{i\to \infty }}\infty $
and
$\alpha _{i}{\to _{i\to \infty }}0$
, such that
$|\psi (T_{i})|>e^{(\delta -\alpha _i)T_{i}}$
for all i. Then the sequence
$(\mu _{T_i})_{i\in \mathbb {N}}$
converges to
$m_{\operatorname {BM}}$
in the weak-
$\star $
topology.
We use Theorem 1.5 to draw some results regarding the equidistribution of closed geodesics. We show that the number of periodic
$a_\bullet $
-orbits up to a certain length, on which the integral of some bounded continuous function differs noticeably from the integral over the whole orbifold, is exponentially smaller (by a difference of h in the exponent) than the number of all periodic
$a_\bullet $
-orbits with the same length restriction.
Theorem 1.6 Let
$\Gamma <G$
be a non-elementary geometrically finite subgroup. Fix
$f\in C_{b}(\Gamma \backslash G/M)$
and
$\epsilon>0$
. Then there is a constant
$h>0$
, such that for all large enough
$T>0$
,
$$ \begin{align*} \#\bigg\{l\in\operatorname{Per}_{\Gamma}(T):\:\bigg|\int_{l}fd\mu_{l}-\int_{\Gamma\backslash G/M}f\,dm_{\operatorname{BM}}\bigg|>\epsilon\bigg\}\leq e^{(\delta-h)T}, \end{align*} $$
where
$\mu _{l}$
is the natural probability measure on the periodic
$a_\bullet $
-orbit l.
We are also able to use Theorem 1.5 to extend some of our results to regular covers of geometrically finite orbifolds. These, of course, are not geometrically finite unless the covering group is finite, in which case, the claims are trivial.
Consider the following well-known equidistribution theorem regarding closed geodesics on geometrically finite orbifolds [Reference Margulis21, Reference Paulin, Pollicott and Schapira29, Reference Roblin33].
Theorem 1.7 Let
$\Gamma <G$
be a non-elementary geometrically finite subgroup. Let
$\mu _T$
be the natural A-invariant probability measure on
$\operatorname {Per}_{\Gamma }(T)$
. Then the net
$\{\mu _T\}_{T>0}$
converges to
$m_{\operatorname {BM}}$
in the weak-
$\star $
topology, as
$T\to \infty $
.
Using our entropy estimates, we are able to extend this and prove an equidistribution result for closed geodesics on regular covers with amenable covering groups. In the proof, we use the deep fact proved in [Reference Brooks7, Reference Paulin, Pollicott and Schapira29, Reference Roblin34, Reference Sharp36] that the critical exponent is not changed by the taking of a subgroup with an amenable quotient.
Theorem 1.8 Let
$\Gamma _0<G$
be a geometrically finite group and let
$\Gamma \triangleleft \Gamma _0$
be a non-elementary normal subgroup such that the covering group
$\Gamma \backslash \Gamma _0$
is amenable. Let
$\phi (T)\subset \operatorname {Per}_{\Gamma _0}(T)$
be the set of periodic
$a_\bullet $
-orbits in
$\Gamma _0\backslash G/M$
of length at most T, which remain periodic and of the same length in
$\Gamma \backslash G/M$
. Let
$\nu _{T}$
be the natural A-invariant probability measure on
$\phi (T)$
. Then the net
$\{\nu _{T}\}_{T>0}$
converges to
$m_{\operatorname {BM}}$
in the weak-
$\star $
topology, as
$T\to \infty $
.
As a corollary, we prove equidistribution in the covering space as well. A similar result was given by Oh and Pan [Reference Oh and Pan26], using different methods, for
$\mathbb {Z}^{n}$
-covers of convex cocompact rank-one locally symmetric spaces. We emphasize that the key feature in our result is that
$\Gamma _0\backslash \mathbb {H}^{\mathtt {d}}$
may have cusps.
Corollary 1.9 Let
$\Gamma _0<G$
be a geometrically finite group and let
$\Gamma \triangleleft \Gamma _0$
be a non-elementary normal subgroup such that the covering group
$\Gamma \backslash \Gamma _0$
is amenable. Let
$N_T$
be the number of
$\Gamma \backslash \Gamma _0$
-equivalence classes of
$\kern1.5pt\operatorname {Per}_{\Gamma }(T)$
. Then for all
$f\in C(\Gamma \backslash G/M)$
, such that
$$ \begin{align*}\sup_{x\in\Gamma\backslash G/M} \sum_{\tau\in\Gamma\backslash\Gamma_0} |f(\tau x)|<\infty,\end{align*} $$
the following holds:
$$ \begin{align*}\lim_{T\to\infty}\frac{1}{N_T}\sum_{l\in\operatorname{Per}_{\Gamma}(T)}\int_{l} fd\mu_l=\int_{\Gamma_0\backslash G/M}\sum_{\tau\in\Gamma\backslash\Gamma_0} f(\tau\Gamma v)\,dm_{\operatorname{BM}}(\Gamma_{0}v).\end{align*} $$
Remark 1.10. The assumption on f in Corollary 1.9 is satisfied by any
$f\in C_{c}(\Gamma \backslash G/M)$
.
Next, we prove the following result, which indicates that not all of the mass escapes for the collection of closed geodesics in (not necessarily amenable) regular covers of geometrically finite orbifolds, if the critical exponent of the cover is large enough.
Theorem 1.11 Let
$\Gamma _0<G$
be a geometrically finite group and let
$\Gamma \triangleleft \Gamma _0$
be a non-elementary normal subgroup. Assume
$\delta (\Gamma )>({r_{\max }(\Gamma _0)}/{2})$
. Let
$f\in C(\Gamma \backslash G/M)$
satisfy
$f\geq 0$
and
$$ \begin{align*}\sum_{\tau\in\Gamma\backslash\Gamma_0}f(\tau x)>0\end{align*} $$
for all
$x\in \Gamma \backslash G/M$
. Then
$$ \begin{align*}\liminf_{T\to\infty}\frac{1}{N_T}\sum_{l\in\operatorname{Per}_{\Gamma}(T)}\int_{l} fd\mu_l>0.\end{align*} $$
Remark 1.12. The assumption on f in Theorem 1.11 is satisfied by any strictly positive
$f\in C(\Gamma \backslash G/M)$
.
2 Preliminaries
In this section, we recall some basic facts from the theory of geometrically finite groups, Patterson–Sullivan measures, Bowen–Margulis measures, and entropy of the geodesic flow. Good references for the material covered in this section is Nicholls’ book [Reference Nicholls25] as well as Bowditch’s paper [Reference Bowditch5]. A broader review can also be found in [Reference Mor24].
2.1 Hyperbolic geometry
Fix a natural number
$\mathtt {d}\geq 2$
. Let
$\mathbb {H}^{\mathtt {d}}$
be the
$\mathtt {d}$
-dimensional hyperbolic space. We use the upper half-space model and identify
$\mathbb {H}^{\mathtt {d}}$
with
$\{ x \in \mathbb {R}^{\mathtt {d}}:\:x_{\mathtt {d}}>0 \}$
equipped with the metric
$ds ^2 ={\| dx \| ^2}/{x_{\mathtt {d}} ^2}$
. The conformal ball model
$\mathbb {B}^{\mathtt {d}}$
or the hyperboloid model
$\mathcal {H}^{\mathtt {d}}$
will also be used on occasion, especially for expositional reasons.
In this work, we will be interested in spaces of the form
$\Gamma \backslash \mathbb {H}^{\mathtt {d}}$
, for
$\Gamma <\operatorname {Isom}\mathbb {H}^{\mathtt {d}}$
a discrete group of isometries of
$\mathbb {H}^{\mathtt {d}}$
. If
$\Gamma $
is torsion free,
$\Gamma \backslash \mathbb {H}^{\mathtt {d}}$
is a manifold of constant negative curvature; in general though, it is only an orbifold.
Definition 2.1 Let
$\Gamma <G$
be a discrete subgroup. The limit set of
$\Gamma $
is the set
$\Lambda (\Gamma )$
of accumulation points in the compactification
$\overline {\mathbb {H}^{\mathtt {d}}}$
, of any
$\Gamma $
-orbit
$\Gamma x$
for
$x\in \mathbb {H}^{\mathtt {d}}$
. We call
$\Gamma $
elementary if it has a finite limit set.
The action of
$\operatorname {Isom}\mathbb {H}^{\mathtt {d}}$
extends to an action on the boundary of the hyperbolic
$\mathtt {d}$
-space using Moebius transformations of
$\mathbb {B}^{\mathtt {d}}$
. The isometries of the hyperbolic
$\mathtt {d}$
-space can be classified into three mutually disjoint types, depending on their fixed points in
$\overline {\mathbb {H}^{\mathtt {d}}}$
, as follows.
So,
$g\in \operatorname {Isom}\mathbb {H}^{\mathtt {d}}$
is called:
-
(1) parabolic if it has precisely one fixed point, which lies on
$\partial \mathbb {H}^{\mathtt {d}}$
; -
(2) loxodromic (in the
$\mathtt {d}=2$
case, also hyperbolic) if it has precisely two fixed points which lie on
$\partial \mathbb {H}^{\mathtt {d}}$
; -
(3) elliptic if it has a fixed point in
$\mathbb {H}^{\mathtt {d}}$
.
For a point
$x\in \partial \mathbb {H}^{\mathtt {d}}$
and a subgroup
$H<\operatorname {Isom}\mathbb {H}^{\mathtt {d}}$
, let
$H_{x}$
stand for the stabilizer of x in H. A parabolic fixed point
$\xi \in \partial \mathbb {H}^{\mathtt {d}}$
of a discrete subgroup
$\Gamma <\operatorname {Isom}\mathbb {H}^{\mathtt {d}}$
, that is, a point which is fixed by a parabolic element of
$\Gamma $
, is called bounded if
is compact. In particular, if
$\xi =\infty $
is a parabolic fixed point, then it is bounded if and only if
where
$L_{0}$
is some (or every) minimal
$\Gamma _{\xi }$
-invariant affine subspace of
$\partial \mathbb {H}^{\mathtt {d}}\smallsetminus \{\xi \}$
. In the geometrically finite case, all parabolic fixed points are bounded [Reference Bowditch5, Lemma 4.6].
Recall that the rank of a parabolic fixed point
$\xi $
is defined by the rank of a maximal free abelian finite-index subgroup of the stabilizer
$\Gamma _{\xi }$
. It is denoted by
$\operatorname {rank}(\xi )$
. A key description of the rank is given as follows [Reference Bowditch5, §2] (see also [Reference Apanasov2, Theorem 3.4]). By conjugating
$\Gamma $
, assume
$\xi =\infty $
. Then there is a free abelian normal subgroup
$\Gamma _{\infty }^{\ast }\triangleleft \Gamma _{\infty }$
of finite index, whose rank we have denoted by
$\operatorname {rank}(\infty )$
, and a non-empty
$\Gamma $
-invariant affine subspace
$L\subset \mathbb {R}^{\mathtt {d}-1}\subset \partial \mathbb {H}^{\mathtt {d}}$
on which
$\Gamma _{\infty }^{\ast }$
acts cocompactly by translations. This description may be used to give an equivalent definition of the rank of a parabolic fixed point as the dimension of such affine subspace [Reference Nicholls25].
2.2 The thin–thick decomposition
We proceed to describe the thin–thick decomposition. It involves maximal parabolic subgroups, which are precisely the stabilizers of parabolic fixed points, and maximal loxodromic subgroups, which are precisely the stabilizers of loxodromic axes [Reference Bowditch5].
Given
$x\in \mathbb {H}^{\mathtt {d}}$
,
$\epsilon>0$
, and any subgroup
$H\leq \Gamma $
, let
and
In particular, one can take
$H=\Gamma $
, and then the set
$T_{\epsilon }(\Gamma )$
contains
$T_{\epsilon }(H)$
for any
$H<\Gamma $
. The
$\boldsymbol {\epsilon }$
-thin part of
$X=\Gamma \backslash \mathbb {H}^{\mathtt {d}}$
is defined to be
$\operatorname {thin}_{\epsilon }(X)=\Gamma \backslash T_{\epsilon }(\Gamma $
). The following theorem (which we quote without proof) implies that the
$\epsilon $
-thin part of X is, topologically, a disjoint union of its connected components, each of the form
$H\backslash T_{\epsilon }(H)$
for
$H<\Gamma $
maximal parabolic or maximal loxodromic. By that, we mean that
$H\backslash T_{\epsilon }(H)$
is embedded in
$\operatorname {thin}_{\epsilon }(X)$
. Here,
$H\backslash T_{\epsilon }(H)$
is called a Margulis cusp if H is parabolic and a Margulis tube if H is loxodromic.
Theorem 2.2 [Reference Bowditch5, Proposition 3.3.3]
For a discrete subgroup
$\Gamma <\operatorname {Isom}\mathbb {H}^{\mathtt {d}}$
and for
$0<\epsilon <\epsilon _{\mathtt {d}}$
(where
$\epsilon _{\mathtt {d}}$
is called the Margulis constant), the set
$\:T_{\epsilon }(\Gamma )$
is a disjoint union of the sets
$T_{\epsilon }(H)$
, as H ranges over all maximal parabolic and maximal loxodromic subgroups of
$\Gamma $
. Moreover, if
$H_{1},H_{2}$
are two such distinct subgroups, then
We recall the following definition.
Definition 2.3 Let G be a group acting on a space X and let
$H<G$
be a subgroup. A subset
$E\subset X$
is called precisely
$\boldsymbol {H}$
-invariant if
$h(E)=E$
for all
$h\in H$
and
$g(E)\cap E=\emptyset $
for all
$g\in G\smallsetminus H$
.
It can be shown that
$T_{\epsilon }(H)$
is precisely H-invariant for maximal parabolic and maximal loxodromic subgroups
$H<\Gamma $
. It follows that
$H\backslash T_{\epsilon }(H)$
is embedded in
$\Gamma \backslash \mathbb {H}^{\mathtt {d}}$
, and clarifies the statement that cusps and tubes are embedded in the thin part of X.
It is worth mentioning that in the case where
$\Gamma $
is torsion-free, that is,
$\Gamma \backslash \mathbb {H}^{\mathtt {d}}$
is a manifold, the definition of the
$\epsilon $
-thin part agrees with the more common definition:
$$ \begin{align*} \operatorname{thin}_{\epsilon}(X)=\bigg\{x\in\Gamma\backslash\mathbb{H}^{\mathtt{d}}:\:\operatorname{inj}(x)\leq\frac{\epsilon}{2}\bigg\}, \end{align*} $$
where
$\operatorname {inj}(x)$
is the injectivity radius at x.
Let us give the notation for some other useful subsets of the orbifold
$X=\Gamma \backslash \mathbb {H}^{\mathtt {d}}$
. For a set
$A\subset \overline {\mathbb {H}^{\mathtt {d}}}$
, let
$\operatorname {hull}(A)$
stand for its hyperbolic convex hull in
$\overline {\mathbb {H}^{\mathtt {d}}}$
. Then for any
$0<\epsilon <\epsilon _{\mathtt {d}}$
and for any parabolic fixed point
$\xi \in \partial \mathbb {H}^{\mathtt {d}}$
, we define:
$$ \begin{align} \hspace{-27pt}\operatorname{cusp}_{\epsilon}(X)=\underset{H<\Gamma\:\mathrm{maximal\:parabolic}}{\bigcup}H\backslash T_{\epsilon}(H); \end{align} $$
$$ \begin{align} \operatorname{cusp}_{\epsilon}^{i}(X)=\underset{H<\Gamma\:\mathrm{maximal\:parabolic\:of\:rank\:}i}{\bigcup}H\backslash T_{\epsilon}(H); \end{align} $$
Definition 2.4 A discrete subgroup
$\Gamma <\operatorname {Isom}\mathbb {H}^{\mathtt {d}}$
is geometrically finite if
$\operatorname {core}_{\epsilon }(X)$
is compact for some (equivalently, for all)
$0<\epsilon <\epsilon _{\mathtt {d}}$
.
Remark 2.5. In this case,
$\operatorname {cusp}_{\epsilon }(X)$
is a union of finitely many neighborhoods
$\Gamma _{\xi }\backslash T_{\epsilon }(\Gamma _{\xi })$
. Definition 2.4 is one of several definitions, most of them turn out to be equivalent; cf. [Reference Bowditch5].
2.3 The geodesic flow and the frame flow
We will occasionally prefer to study dynamics on the group of isometries rather than on the tangent or frame bundles of
$X=\Gamma \backslash \mathbb {H}^{\mathtt {d}}$
[Reference Quint31]. First, recall that the group of orientation-preserving isometries of
$\mathbb {H}^{\mathtt {d}}$
is isomorphic to
$\operatorname {SO}^{+}(1,\mathtt {d})=O^{+}(1,\mathtt {d})\cap \operatorname {SL}(\mathtt {d}+1,\mathbb {R})$
, where
$O^{+}(1,\mathtt {d})$
is the connected component of the indefinite orthogonal group
$O(1,\mathtt {d})$
.
$\operatorname {SO}^{+}(1,\mathtt {d})$
is a Lie subgroup of
$\operatorname {SL}(\mathtt {d}+1,\mathbb {R})$
, whose Lie algebra is denoted by
$\mathfrak {so}(1,\mathtt {d})$
.
We give the notation for the following Lie subalgebras of
$\mathfrak {sl}(\mathtt {d}+1,\mathbb {R})$
:
$$ \begin{align*} \mathfrak{a}=\left\{\begin{pmatrix}0 & 0 & t\\0 & 0_{(\mathtt{d}-1)\times(\mathtt{d}-1)} & 0\\t & 0 & 0\end{pmatrix}:\:t\in\mathbb{R}\right\},\:\mathfrak{k}=\left\{\begin{pmatrix}0 & 0\\0 & B\end{pmatrix}:\:B\in\mathfrak{so}(\mathtt{d})\right\}; \end{align*} $$
$$ \begin{align*} \mathfrak{n}^{-}=\left\{\begin{pmatrix}0 & u^{T} & 0\\u & 0 & -u\\0 & u^{T} & 0\end{pmatrix}:\:u\in\mathbb{R}^{\mathtt{d}-1}\right\},\:\mathfrak{n}^{+}=\left\{\begin{pmatrix}0 & u^{T} & 0\\u & 0 & u\\0 & -u^{T} & 0\end{pmatrix}:\:u\in\mathbb{R}^{\mathtt{d}-1}\right\}; \end{align*} $$
$$ \begin{align*} \mathfrak{m}=\left\{\begin{pmatrix}0 & 0 & 0\\0 & B & 0\\0 & 0 & 0\end{pmatrix}:\:B\in\mathfrak{so}(\mathtt{d}-1)\right\}; \end{align*} $$
where
$\mathfrak {so}(\mathtt {d})=\{B\in M_{\mathtt {d}}(\mathbb {R}):\:B^{T}=-B\}$
. Denote the corresponding Lie subgroups by
$A=a_\bullet ,K,N^{-},N^{+},M$
respectively. Recall that
$\mathfrak {so}(1,\mathtt {d})=\mathfrak {m}\oplus \mathfrak {a}\oplus \mathfrak {n}^{+}\oplus \mathfrak {n}^{-}$
.
Let
$(g_t)_{t\in \mathbb {R}}$
stand for the geodesic flow on the unit tangent bundle
$T^{1}\mathbb {H}^{\mathtt {d}}$
of
$\mathbb {H}^{\mathtt {d}}$
. The structure of
$\mathfrak {so}(1,\mathtt {d})$
allows to study the geodesic flow as follows. In the hyperboloid model, K is the stabilizer in G of
$e_{0}=(1,0,\ldots ,0)^{T}$
and
$e_{0}$
is the unique fixed point of K in
$\mathcal {H}^{\mathtt {d}}$
. The subgroup M is the stabilizer in K of the unit vector tangent at
$e_{0}$
to the geodesic
$$ \begin{align*}(a_{t}e_{0})_{t\in\mathbb{R}},\quad \text{where } a_{t}=\exp\begin{pmatrix}0 & 0 & t\\ 0 & 0_{(\mathtt{d}-1)\times(\mathtt{d}-1)} & 0\\ t & 0 & 0 \end{pmatrix}\in A.\end{align*} $$
The subgroup K acts transitively on
$T_{e_{0}}^{1}\mathcal {H}^{\mathtt {d}}$
, and so we identify
$T^{1}\mathcal {H}^{\mathtt {d}}\cong G/M$
. Moreover, the geodesic flow reads as the action of A by right translation on
$G/M$
, namely the geodesic flow
$g_{t}$
satisfies
$g_{t}(yM)=ya_{t}M$
for all
$y\in G$
. Likewise, the oriented orthonormal frame bundle (shortly, ‘frame bundle’)
$\mathcal {F}\mathbb {H}^{\mathtt {d}}$
of
$\mathbb {H}^{\mathtt {d}}$
may be realized as a bundle over
$T^{1}\mathbb {H}^{\mathtt {d}}$
with fibers isomorphic to M, and so it may be identified with G. The frame flow
$(g_t)_{t\in \mathbb {R}}$
is then defined on G the same way as the geodesic flow is on
$G/M$
, by right multiplication by
$a_t$
. The action of A on a frame translates it along the geodesic defined by the frame’s first vector, while the other orthogonal vectors are determined by parallel transport.
We endow
$G/M\cong T^{1}\mathbb {H}^{\mathtt {d}}$
and
$G\cong \mathcal {F}\mathbb {H}^{\mathtt {d}}$
with
$\operatorname {Isom}^{+}\!\mathbb {H}^{\mathtt {d}}$
-invariant metrics by
and
$$ \begin{align*} d_{\mathcal{F}\mathbb{H}^{\mathtt{d}}}(g_1,g_2)=\sum_{i=1}^{\mathtt{d}}d_{T^{1}\mathbb{H}^{\mathtt{d}}}(\pi_{i}(g_1),\pi_{i}(g_2)), \end{align*} $$
where
$\pi _{K}:T^{1}\mathbb {H}^{\mathtt {d}}\to \mathbb {H}^{\mathtt {d}}$
is the base point projection and
$\pi _i:\mathcal {F}\mathbb {H}^{\mathtt {d}}\to T^{1}\mathbb {H}^{\mathtt {d}}$
is the projection of a frame to its ith vector.
As invariant metrics,
$d_{\mathbb {H}^{\mathtt {d}}}$
,
$d_{T^{1}\mathbb {H}^{\mathtt {d}}}$
and
$d_{\mathcal {F}\mathbb {H}^{\mathtt {d}}}$
naturally descend to metrics on
$X=\Gamma \backslash \mathbb {H}^{\mathtt {d}}$
,
$T^{1}X=\Gamma \backslash T^{1}\mathbb {H}^{\mathtt {d}}$
, and
$\mathcal {F}X=\Gamma \backslash \mathcal {F}\mathbb {H}^{\mathtt {d}}$
denoted by
$d_{X}$
,
$d_{T^{1}X}$
, and
$d_{\mathcal {F}X}$
respectively, for any discrete subgroup
$\Gamma <G$
. The geodesic and frame flows descend to
$\Gamma \backslash G/M$
and
$\Gamma \backslash G$
respectively. These flows are denoted by
$(g_t)_{t\in \mathbb {R}}$
as well.
We end this subsection by giving the notation that will be very useful through this paper. Let
$\Omega $
be the non-wandering set of the geodesic flow on
$T^{1}(\Gamma \backslash \mathbb {H}^{\mathtt {d}})$
. It can be shown [Reference Eberlein10] that
$\Omega $
is precisely the vectors in
$T^{1}(\Gamma \backslash \mathbb {H}^{\mathtt {d}})$
that lift to vectors in
$T^{1}\mathbb {H}^{\mathtt {d}}$
which define geodesics whose both end points in
$\partial \mathbb {H}^{\mathtt {d}}$
belong to the limit set
$\Lambda (\Gamma )$
. Therefore,
$\Omega \subset T^{1}\!\operatorname{core}(X)$
. Similarly, let
$\Omega _{\mathcal {F}}$
stand for the non-wandering set of the frame flow, which is just the set of frames whose first vectors are in
$\Omega $
.
We give the following notation (
$\mathrm {nc}$
stands for non-cusp,
$\mathrm {c}$
for cusp):
2.4 Patterson–Sullivan measures and the Bowen–Margulis measure
Let
$\Gamma <\operatorname {Isom}\mathbb {H}^{\mathtt {d}}$
be a discrete subgroup. In this section, we briefly recall the construction of the Patterson–Sullivan measures on
$\partial \mathbb {H}^{\mathtt {d}}$
[Reference Patterson28, Reference Sullivan37, Reference Sullivan38] and the Bowen–Margulis measure on
$T^1(\Gamma \backslash \mathbb {H}^{\mathtt {d}})$
. We refer to [Reference Nicholls25] for more details. We will not require this construction in the following sections, but rather just use the characterization of the Bowen–Margulis measure as the unique measure of maximal entropy (see §2.5).
For every
$x,y\in \mathbb {H}^{\mathtt {d}}$
and
$0<s\in \mathbb {R}$
, the Poincare series is defined by
$$ \begin{align*} g_{s}(x,y)=\underset{\gamma\in\Gamma}{\sum}e^{-s\cdot d(x,\gamma y)}, \end{align*} $$
and the critical exponent by
which is independent of
$x,y\in \mathbb {H}^{\mathtt {d}}$
. The critical exponent of a non-elementary discrete subgroup with a parabolic fixed point of rank k satisfies
$\delta (\Gamma )>({k}/{2})$
[Reference Beardon4] (cf. [Reference McMullen22, Corollary 2.2]).
The subgroup
$\Gamma $
is said to be of convergence or divergence type if the Poincare series converges or diverges respectively at
$s=\delta (\Gamma )$
. The construction of the Patterson–Sullivan measures can be done for subgroups of either type [Reference Patterson28], but the details are simpler for the latter case. Fortunately, it can be shown that non-elementary geometrically finite groups are all of divergence type and so we will focus on this case.
Fix some reference point
$y\in \mathbb {H}^{\mathtt {d}}$
. For any
$x\in \mathbb {H}^{\mathtt {d}}$
and
$s>\delta (\Gamma )$
, define
$$ \begin{align*} \mu_{x,s}=\frac{1}{g_{s}(y,y)}\underset{\gamma\in\Gamma}{\sum}e^{-s\cdot d(x,\gamma y)}\delta_{\gamma y}, \end{align*} $$
where
$\delta _{\gamma y}$
stands for the Dirac measure at
$\gamma y$
. We consider
$\mu _{x,s}$
as a measure on
$\overline {\mathbb {H}^{\mathtt {d}}}$
. Any weak-
$\star $
limit
$\mu _{x}$
of a sequence
$\mu _{x,s_n}$
, where
$s_n$
strictly decreases to
$\delta (\Gamma )$
, is called a Patterson–Sullivan measure with respect to x. Such a limit measure always exists, but in general, it does not have to be unique and may as well depend on the reference point y. However, in the non-elementary and geometrically finite case, the family is unique and independent of y, up to a multiplicative constant. A key property of the Patterson–Sullivan measure is that it is supported on the limit set
$\Lambda (\Gamma )$
.
We use the conformal ball model
$\mathbb {B}^{\mathtt {d}}$
. Recall that
$T^{1}\mathbb {B}^{\mathtt {d}}$
may be identified with
$(\mathbb {S}^{\mathtt {d}-1}\times \mathbb {S}^{\mathtt {d}-1}\smallsetminus{\kern-1.3pt}\operatorname {diag})\times \mathbb {R}$
, where
$\operatorname {diag}=\{(\xi ,\xi ):\:\xi \in \mathbb {S}^{\mathtt {d}-1}\}$
, as follows; each vector
$x\in T^{1}\mathbb {B}^{\mathtt {d}}$
defines a unique geodesic
$(x_t)_{t\in \mathbb {R}}$
in
$\mathbb {B}^{\mathtt {d}}$
, which is parameterized by hyperbolic length in such a way that
$x_0$
is the Euclidean midpoint of the geodesic. Let
$\eta _{\pm }=\lim _{t\to \pm \infty }x_t\in \partial \mathbb {B}^{\mathtt {d}}=\mathbb {S}^{\mathtt {d}-1}$
be the end points of the geodesic. Then x is identified with
$(\eta _{-},\eta _{+},s)$
, where s is the unique real number such that
$x_s\in \mathbb {B}^{\mathtt {d}}$
is the base point of the vector x. Conversely, each triplet defines a unique point in
$T^{1}\mathbb {B}^{\mathtt {d}}$
in the same way.
Using this parameterization, we define the Bowen–Margulis measure by
where
$\lambda $
is the Lebesgue measure on
$\mathbb {R}$
,
$\mu _0$
is the Patterson–Sullivan measure with respect to
$0\in \mathbb {B}^{\mathtt {d}}$
, and
$\|\cdot \|$
is the Euclidean norm on
$\mathbb {S}^{\mathtt {d}-1}\subset \mathbb {R}^{\mathtt {d}}$
.
The normalization by
$\|\eta _{+}-\eta _{-}\|^{2\delta }$
makes sure that
$m_{\operatorname {BM}}$
is invariant under the action of orientation preserving isometries, and so it descends to a measure (denoted by
$m_{\operatorname {BM}}$
as well) on
$\Gamma \backslash T^{1}\mathbb {B}^{\mathtt {d}}$
. In the case where
$m_{\operatorname {BM}}(\Gamma \backslash T^{1}\mathbb {B}^{\mathtt {d}})<\infty $
, we normalize
$m_{\operatorname {BM}}$
to be a probability measure. It can be shown that this is indeed the case for non-elementary geometrically finite subgroups. The Bowen–Margulis measure on
$T^{1}\mathbb {H}^{\mathtt {d}}\cong G/M$
is naturally lifted to the frame bundle
$\mathcal {F}\mathbb {H}^{\mathtt {d}}\cong G$
using the Haar measure on M. It is denoted
$m_{\operatorname {BM}}^{\mathcal {F}}$
.
2.5 Entropy
Let
$(X,\mathscr {B},\mu ,T)$
be a measure-preserving system. Recall the definition of the measure-theoretic entropy [Reference Einsiedler, Lindenstrauss and Ward13].
Definition 2.6 The entropy of a measurable partition
$\xi $
is
where we take the convention ‘
$0\log 0=0$
’.
Definition 2.7 The conditional entropy of a partition
$\xi $
, given a partition
$\eta $
, is
where
$\mu _{B}=({1}/{\mu (B)})\mu |_{B}$
is the restriction of
$\mu $
to B, normalized to be a probability measure.
Definition 2.8 Let
$\xi $
be a measurable partition with finite entropy. The entropy of T with respect to
$\xi $
is
$$ \begin{align*} h_{\mu}(T,\xi)=\underset{n\to\infty}{\lim}\frac{1}{n}H_{\mu}\bigg(\underset{i=0}{\overset{n-1}{\bigvee}}T^{-i}\xi\bigg)=\underset{n\in\mathbb{N}}{\inf}\frac{1}{n}H_{\mu}\bigg(\underset{i=0}{\overset{n-1}{\bigvee}}T^{-i}\xi\bigg), \end{align*} $$
where
$\xi _{1}\vee \xi _{2}=\{A\cap B:\:A\in \xi _{1},\:B\in \xi _{2}\}$
is the common refinement of
$\xi _{1}$
and
$\xi _{2}$
.
Remark 2.9. The fact that the former limit exists and equals to the infimum of the sequence
$({1}/{n})a_{n}=({1}/{n})H_{\mu }({{\bigvee _{i=0}^{n-1}}}T^{-i}\xi )$
arises from
$(a_{n})_{n=1}^{\infty }$
being subadditive.
Definition 2.10 The entropy of T is
$h_{\mu }(T)={\sup _{\xi :\:H_{\mu }(\xi )<\infty }}h_{\mu }(T,\xi )$
.
An analogous notion of entropy, in the context of topological and metric spaces, is the topological entropy. For compact topological spaces, it is defined by replacing the role of measurable partitions by open covers [Reference Adler, Konheim and McAndrew1]. For non-compact metric spaces
$(X,d)$
, the definition extends as follows [Reference Bowen6].
Definition 2.11 Let
$T:\:X\to X$
be a uniformly continuous map. Let
$K\subset X$
be a compact subset, and take
$\epsilon>0$
and
$n\in \mathbb {N}$
. A set
$E\subset K$
is called
$\boldsymbol {(n,\epsilon ,K,d,T)}$
-separated if for all
$x,y\in E$
, there is an integer
$0\leq i<n$
such that
$d(T^{i}x,T^{i}y)>\epsilon $
. We denote by
$r_{d}(n,\epsilon ,K,T)$
the maximal cardinality of a
$(n,\epsilon ,K,d,T)$
-separated set.
Definition 2.12 Let
$h_{d}(T,K)={\lim _{\epsilon \to 0^{+}}}{\limsup _{n\to \infty }}({1}/{n})\log (r_{d}(n,\epsilon ,K,T))$
.
Definition 2.13 Let
$h_{\operatorname {top},d}(T)={\sup _{K\subset X\:\mathrm {compact}}}h_{d}(T,K)$
.
Often,
$h_{\operatorname {top},d}(T)$
is referred to as the topological entropy of T. However, sometimes the following definition is given as well.
Definition 2.14 Let
$h_{\operatorname {top}}(T)={\inf _{\rho }}\:h_{\operatorname {top},\rho }(T)$
, where the infimum is taken over the set of all metrics
$\rho $
equivalent to d.
Recall the variational principle in the non-compact context, which compares the measure-theoretic entropy and the topological entropy.
Theorem 2.15 (The variational principle)
Let X be a metric space and
$T:X\to X$
a homeomorphism. Then
for
$M_T$
, the set of all T-invariant Borel probability measures on X.
Unlike the compact case [Reference Dinaburg8, Reference Goodman15, Reference Goodwyn16, Reference Misiurewicz23], a strict inequality in Theorem 2.15 may be true [Reference Handel and Kitchens17]. This principle gives rise to a natural notion of measures of maximal entropy, that is, measures
$\mu \in M_{T}$
for which
$h_{\mu }(T)=h_{\operatorname {top}}(T)$
, which may or may not exist (and if they exist, may or may not be unique).
When restricting ourselves to the discussion of the time-one map of the geodesic flow
$T_{a}(x) := g_{1}(x)=xa$
, over the unit tangent bundle of a hyperbolic orbifold
$T^{1}(\Gamma \backslash \mathbb {H}^{\mathtt {d}})$
, much more can be said about both the topological entropy and measures of maximal entropy. A good reference for that is [Reference Otal and Peigné27] (see also [Reference Paulin, Pollicott and Schapira29]).
Theorem 2.16 Let
$\Gamma <\operatorname {Isom}\mathbb {H}^{\mathtt {d}}$
be a non-elementary discrete subgroup. The following hold for
$T_a$
, the time-one map of the geodesic flow on
$T^{1}(\Gamma \backslash \mathbb {H}^{\mathtt {d}})$
.
-
(1)
$h_{\operatorname {top}}(T_a)=\delta (\Gamma $
). -
(2) There is a measure of maximal entropy for the restriction of the geodesic flow to its non-wandering set, if and only if
$m_{\operatorname {BM}}(\Gamma \backslash T^{1}\mathbb {H}^{\mathtt {d}})<\infty $
. Furthermore, in that case,
$m_{\operatorname {BM}}$
is the unique measure of maximal entropy. -
(3) If
$\Gamma $
is geometrically finite, then
$h_{\operatorname {top},d_{T^{1}X}}(T_a)=\delta (\Gamma )$
, for
$d_{T^{1}X}$
the metric defined in §2.3.
2.6 Closed geodesics and counting elements in discrete subgroups
We quote two results related to counting in a discrete subgroup of isometries.
First, a useful proposition which can be found in [Reference Nicholls25] for example.
Proposition 2.17 Let
$\Gamma <\operatorname {Isom}\mathbb {H}^{\mathtt {d}}$
be discrete. Then for all
$o\in \mathbb {H}^{\mathtt {d}}$
, there is a constant B such that
$|N(r,o)|\leq Be^{r\delta }$
for all
$r>0$
, where
Next, the following theorem [Reference Margulis21, Reference Paulin, Pollicott and Schapira29, Reference Roblin33] justifies the mentioned claim that the bound on the number of ‘bad’ periodic
$a_\bullet $
-orbits in Theorem 1.6 is exponentially smaller than the number of all periodic
$a_\bullet $
-orbits.
Theorem 2.18 Let
$\Gamma <\operatorname {Isom}\mathbb {H}^{\mathtt {d}}$
be a non-elementary geometrically finite subgroup. Then the number of periodic
$a_\bullet $
-orbits of lengths at most T is asymptotically
${e^{\delta T}}/{\delta T}$
, that is
${\lim _{T\to \infty }}|\!\operatorname {Per}_{\Gamma }(T)|\cdot ({e^{\delta T}}/{\delta T})^{-1}=1$
.
We will revisit this topic in §6 when we study closed geodesics in regular covers of geometrically finite orbifolds.
2.7 Notation
We end this section with some common notation.
-
(1) Let
$s_1,\ldots ,s_n$
be parameters, with
$S_i$
the range of
$s_i$
for all
$1\leq i\leq n$
. Let
$f_{1},f_{2}$
be positive functions on some space T, which may also implicitly depend on the values of the parameters. We denote
$f_{1}\ll _{s_1,\ldots ,s_n} f_{2}$
if there is a positive function g on
$\prod _{i=1}^{n}\!S_{i}$
such that
$f_1(t,s)\leq g(s)f_2(t,s)$
for all
$t\in T,s\in \prod _{i=1}^{n}\!S_{i}$
. If this relation holds with some constant function g, we simply write
$f_{1}\ll f_{2}$
. The subgroup
$\Gamma $
, as well as the dimension
$\mathtt {d}$
, are considered constant throughout this paper, and hence will not be explicitly mentioned in the
$\ll $
notation. -
(2) We denote by
$\pi _{K}$
the projection from G to
$G/K$
sending a frame to its base point, and use the same notation
$\pi _{K}$
for the projection from
$G/M$
to
$G/K$
sending a tangent vector to its base point. Likewise, we denote by
$\pi _{\Gamma }$
the projections from G and
$G/M$
to
$\Gamma \backslash G$
and
$\Gamma \backslash G/M$
respectively.
3 Main lemma and proof of Theorem 1.1
3.1 A treatment of non-parabolic elements
In a few points in the proofs, elliptic elements require specific treatment. The key tool to deal with that is Lemma 3.2, which is an immediate corollary of Selberg’s lemma.
Proposition 3.1 (Selberg’s lemma [Reference Selberg35])
Let k be a field of characteristic
$0$
. Then any finitely generated subgroup of
$\operatorname {GL}_{n}(k)$
contains a torsion-free subgroup of finite index.
Lemma 3.2 Let
$\Gamma <G$
be a discrete finitely generated subgroup. Then there is a constant
$l_0$
, depending only on
$\Gamma $
, such that if
$d(\gamma g,g)<l_0$
for some
$\gamma \in \Gamma $
elliptic and
$g\in G$
, then
$\gamma =e$
.
Proof Owing to Selberg’s lemma,
$\Gamma $
has a finite index torsion-free subgroup
$\Gamma _0<\Gamma $
. It follows that the order of every elliptic element of
$\Gamma $
is at most
$[\Gamma :\Gamma _0]$
.
We treat
$\operatorname {Isom}^{+}\!{\mathcal {H}^{\mathtt {d}}}$
as the group of orientation-preserving Moebius transformations of
$\mathbb {R}^{\mathtt {d}}$
which preserve the unit ball
$\mathbb {B}^{\mathtt {d}}$
. When done so, it can be shown [Reference Gehring, Martin and Palka14, §3] that every elliptic element
$\gamma \in \Gamma $
is conjugated to an orthogonal map T. We use the canonical form of orthogonal matrices as the (orthogonal) conjugate of a matrix of the form
$$ \begin{align*} \begin{pmatrix}R_{1} & & & & &\\ & \ddots & & & &\\ & & R_{k} & & &\\ & & & \pm1 & &\\ & & & & \ddots &\\ & & & & & \pm1 \end{pmatrix} \end{align*} $$
where
$R_1,\ldots ,R_k$
are
$2\times 2$
rotation matrices.
Because the order of T (as an element of the group of orthogonal matrices) is bounded, it is clear from the canonical form that there is some constant (depending only on the bound of the order)
$c_0>0$
such that if
$T\not =\operatorname {Id}$
, then
$|\mathtt {d}-\operatorname {tr} T|>c_0$
, where
$\operatorname {tr} T$
is the trace of T. Because the trace function is continuous, is invariant under conjugation, and of course satisfies
$\mathtt {d}=\operatorname {tr}\operatorname {Id}$
, it follows that there is some constant
$l_0>0$
such that
$d(\gamma g,g)=d(g^{-1}\gamma g,e)>l_0$
, unless
$\gamma =e$
.
Remark 3.3. By [Reference Bowditch5, Proposition 3.1.6], geometrically finite subgroups
$\Gamma <G$
are finitely generated, and so Lemma 3.2 holds for such groups as well.
Remark 3.4. For geometrically finite groups
$\Gamma <G$
, there is a constant
$l_1>0$
(which depends only on
$\Gamma $
) such that
$d(x,gx)>l_1$
for all
$x\in \mathbb {H}^{\mathtt {d}}$
and all loxodromic elements
$g\in \Gamma $
. This fact is related to the fact that in
$\Gamma \backslash \mathbb {H}^{\mathtt {d}}$
, there are only finitely many closed geodesics up to length T, for any
$T>0$
. So for such groups, we will assume that the constant
$l_0$
from Lemma 3.2 satisfies
$l_0\leq l_1$
. By doing so, it follows that only parabolic elements can move points by a positive arbitrarily small distance.
3.2 The main lemma
For the rest of this section, assume
$\Gamma <G$
is a non-elementary geometrically finite subgroup.
Let us first define the notion of a frame
$\Gamma z\in \mathcal {F}\operatorname {cusp}_{\epsilon }(\xi )$
, going up or down in the cusp, for some bounded parabolic fixed point
$\xi $
. Without loss of generality, assume
$\xi =\infty $
and
$\pi _{K}(z)\in T_{\epsilon }(\Gamma _{\infty })$
. It can be shown [Reference Gehring, Martin and Palka14, §3] that every
$\gamma \in \operatorname {Isom}{\mathbb {H}^{\mathtt {d}}}$
fixing the point
$\xi =\infty $
acts on
$\mathbb {H}^{\mathtt {d}}$
by
$\gamma x=\beta Ax+x^{0}$
for
$0<\beta \in \mathbb {R}$
,
$x^{0}=(x_{1}^{0},\ldots ,x_{\mathtt {d}-1}^{0},0)^{T}\in \mathbb {R}^{\mathtt {d}}$
and
$A=(\begin {smallmatrix}B & 0\\ 0 & 1 \end {smallmatrix})$
for
$B\in O(\mathtt {d}-1)$
. It follows that if the first vector of the frame z, that is, the vector that determines the geodesic direction, points towards the point
$\infty $
(upwards), that is, z is going in the upwards side of the geodesic semicircle defined by it, then the same holds for
$\gamma z$
for all
$\gamma \in \Gamma _{\infty }$
. In this case, we say that
$\Gamma z$
is going up in the cusp, and down in the cusp if otherwise.
Before getting into the main lemma of this paper, we need some technical lemmas, which describe the structure of the cusp and calculate the distance between the cusp and the compact parts of
$\Omega _{\mathcal {F}}$
. In some sense, these follow from the fact that G is a rank-one Lie group. We give sketches of the proofs and leave the rest of the details to be filled by the reader.
Lemma 3.5 There are constants
$c_{1},c_{2},\tilde {\epsilon }_{\mathtt {d}},\epsilon _{\mathtt {d}}^{\prime },t_0>0$
which depend only on
$\Gamma $
and satisfy
$\epsilon _{\mathtt {d}}^{\prime }<\tilde {\epsilon }_{\mathtt {d}}<\epsilon _{\mathtt {d}}$
, such that for all bounded parabolic fixed points
$\xi $
and for all
$0<\epsilon \leq \epsilon _{\mathtt {d}}^{\prime }$
, the following hold.
-
(1) If
$z\in \pi _{\Gamma }^{-1}(\Omega _{\mathcal {F}})\cap \mathcal {F}(T_{\epsilon }(\Gamma _{\xi }))$
, then
$za^{n}\in \mathcal {F}(T_{\tilde {\epsilon }_{\mathtt {d}}}(\Gamma _{\xi }))$
for all
$n\in \mathbb {Z}$
with
$|n|\leq \lceil |\!\log c_{1}\epsilon |\rceil $
. -
(2) If
$\Gamma z\in \Omega _{\mathcal {F}}\smallsetminus \mathcal {F}\operatorname {cusp}_{\epsilon }(\xi )$
, then there is
$n\in \mathbb {Z}$
with
$|n|\leq \lceil |\!\log c_{2}\epsilon |\rceil $
such that
$\Gamma za^{n}\not \in \mathcal {F}\operatorname {cusp}_{\tilde {\epsilon }_{\mathtt {d}}}(\xi )$
. -
(3) Assume
$\Gamma z\in \Omega _{\mathcal {F}}\smallsetminus \mathcal {F}\operatorname {cusp}_{\epsilon }(\xi )$
is going down (respectively up) in the cusp and
$\Gamma za^{-1}$
(respectively
$\Gamma za$
) is in
$\mathcal {F}\operatorname {cusp}_{\epsilon }(\xi )$
. Then,-
(a)
$\Gamma za^{n}\not \in \mathcal {F}\operatorname {cusp}_{\epsilon _{\mathtt {d}}^{\prime }}(\xi )$
, for
$|n|=\lceil |\!\log c_{1}\epsilon |\rceil -1$
with
$n>0$
(respectively
$n\,{<}\,0$
), -
(b)
$\Gamma za^{n}\not \in \mathcal {F}\operatorname {cusp}_{\epsilon }(\xi )$
, for all
$t_0\leq |n|\leq \lceil |\!\log c_1\epsilon |\rceil $
with
$n>0$
(respectively
$n\,{<}\,0$
).
-
Proof We use the upper half-space model and assume by conjugation of
$\Gamma $
that
$\xi \,{=}\,\infty $
. Recall that
$\mathbb {R}^{\mathtt {d}-1}$
can be decomposed into a product
$\mathbb {R}^{\mathtt {d}-1}=\mathbb {R}^{k}\times \mathbb {R}^{\mathtt {d}-k-1}$
, where
$\operatorname {rank}(\infty )=k$
and
$\mathbb {R}^{k}$
is a
$\Gamma _{\infty }$
-invariant subspace such that
$\Gamma _{\infty }\backslash \mathbb {R}^{k}$
is compact. Let
$l_{\Gamma }>0$
be the minimal length of a translation in
$\Gamma _{\infty }$
. Combining the definition of the thin part of
$\Gamma \backslash \mathbb {H}^{\mathtt {d}}$
with the analysis of the possible types of parabolic isometries in
$\Gamma _{\infty }$
, as in [Reference Apanasov3, §3.3], we conclude that
$$ \begin{align*} \Gamma_{\infty}\backslash\bigg\{x\in\mathbb{H}^{\mathtt{d}}:\:x_{\mathtt{d}}&\geq\frac{l_{\Gamma}\sqrt{1+4\|({1}/{l_{\Gamma}})(x_{k+1},\ldots,x_{\mathtt{d}-1})\|^{2}}}{2\sinh({\epsilon}/{2})}\bigg\}\subset\operatorname{cusp}_{\epsilon}(\infty)\\ &\subset\Gamma_{\infty}\backslash\bigg\{x\in\mathbb{H}^{n}:\:x_{\mathtt{d}}\geq\frac{l_{\Gamma}}{2\sinh({N_{\mathtt{d}}\epsilon}/{2})}\bigg\} \end{align*} $$
for all small enough
$\epsilon>0$
and for some fixed
$N_{\mathtt {d}}>0$
.
Because
$\infty $
is a bounded parabolic fixed point (see §2.1), there is a constant
$c_{\Gamma }$
such that
$$ \begin{align} \Gamma_{\infty}\backslash\bigg\{x\in \operatorname{hull}(\Lambda(\Gamma)):\: x_{\mathtt{d}}&\geq\frac{c_{\Gamma}l_{\Gamma}}{2\sinh({\epsilon}/{2})}\bigg\}\subset \operatorname{cusp}_{\epsilon}(\infty)\cap\operatorname{core}(X)\nonumber\\&\subset\Gamma_{\infty}\backslash\bigg\{x\in \operatorname{hull}(\Lambda(\Gamma)):\:x_{\mathtt{d}}\geq\frac{l_{\Gamma}}{2\sinh({N_{\mathtt{d}}\epsilon}/{2})}\bigg\}. \end{align} $$
Item (1) follows directly from equation (3.1), together with the following.
-
(1) The action of
$\Gamma _{\infty }$
by
$\gamma x=\beta Ax+x^0$
, as described in the beginning of §3.2, where
$\beta =1$
for parabolic and elliptic elements. -
(2) The fact that discrete subgroups cannot contain both parabolic and loxodromic elements with a common fixed point [Reference Bowditch5], so
$\Gamma _{\infty }$
contains only parabolic and elliptic elements.
For item (2), if
$\Gamma z\not \in \mathcal {F}\operatorname {cusp}_{\tilde {\epsilon }_{\mathtt {d}}}(X)$
, there is nothing to show, so we assume that
$\pi _{K}(z)\in T_{\tilde {\epsilon }_{\mathtt {d}}}(\Gamma _{\infty })$
. Either in the future, if
$\Gamma z$
goes down in the cusp, or in the past, if z goes up, the trajectory
$\{\Gamma za^{n}\}_{n\in \mathbb {Z}}$
visits
$\Omega _{\mathrm {nc}}^{\tilde {\epsilon }_{\mathtt {d}}}$
, so there is an integer
$n\in \mathbb {Z}$
with minimal absolute value such that
$\Gamma za^{n}\in \Omega _{\mathrm {nc}}^{\tilde {\epsilon }_{\mathtt {d}}}$
. This is of course true if the non-wandering parts of the cusps of X are distant enough from each other (more than one unit), that is, if
$\tilde {\epsilon }_{\mathtt {d}}$
is small enough. Without loss of generality,
$y=za^{n}$
and z are on the same side of the geodesic semicircle defined by z, and
$\pi _{K}(y)_{\mathtt {d}}<\pi _{K}(z)_{\mathtt {d}}$
.
Consider the following path in
$\mathbb {H}^{\mathtt {d}}$
. First we connect by a straight line the points
$\pi _{K}(y)$
and w, where w is the point right above
$\pi _{K}(y)$
whose
$\mathtt {d}$
th coordinate is equal to
$\pi _{K}(z)_{\mathtt {d}}$
. Then we draw a straight horizontal line (with the same
$\mathtt {d}$
th coordinate) from w to a point which is
$(\pi _{K}(z))_{\mathtt {d}}$
far in the Euclidean direction
$\overrightarrow {w\pi _{K}(z)}$
. This path starts at
$\pi _K(y)$
and passes through
$\pi _K(z)$
, and is of length
$\log ({\pi _{K}(z)_{\mathtt {d}}}/{\pi _{K}(y)_{\mathtt {d}}})+1\geq n$
. To conclude item (2), use equation (3.1) again.
Item (3) follows similarly.
Remark 3.6. For most of the paper,
$\tilde {\epsilon }_{\mathtt {d}}$
will serve as a replacement for the Margulis constant
$\epsilon _{\mathtt {d}}$
, which is just slightly too large for some technical reasons as it is the marginal constant in Theorem 2.2.
Remark 3.7. Lemma 3.5 shows in particular that the choice of
$T_{\epsilon }(\Gamma _{\xi })$
as the cusp neighborhoods is compatible with the frame flow, in the sense that up to small ‘fluctuations’ in time intervals of size at most
$t_0$
, the notion of ‘going up in the cusp,’ as defined in §3.2, is the same as the notion of moving to regions
$T_{\epsilon }(\Gamma _{\xi })$
with smaller
$\epsilon $
. This statement could be made precise, by considering the map
$a_{t_0}$
instead of
$a_1$
.
Remark 3.8. It follows from equation (3.1), by the arguments of Lemma 3.5, that the distance between the regions
$\Omega _{\mathrm {c}}^{\epsilon _1}$
and
$\Omega _{\mathrm {nc}}^{\epsilon _2}$
, for
$\epsilon _1\ll \epsilon _2$
small enough, is approximately
$\log ({\epsilon _2}/{\epsilon _1})$
, up to an additive constant.
We need another related lemma, regarding the volume of the thick part of a hyperbolic orbifold. Here,
$B_{\eta }^{G}$
stands for the radius
$\eta $
ball around the identity
$e\in G$
.
Lemma 3.9 For all
$\epsilon ,\eta>0$
small enough,
$\Omega _{\mathrm {nc}}^{\epsilon }$
can be covered by
$N_{0}\ll _{\eta }|\!\log \epsilon |$
balls
$\Gamma O_{i}$
, for
$O_{i}=k_{i}B_{\eta }^{G}$
and
$k_{i}\in G$
. Moreover,
$\{O_i\}_{i=1}^{N_0}$
may be chosen so that the following are true.
-
(1) Let R be a set of representatives for the
$\Gamma $
-orbits of bounded parabolic fixed points of
$\Gamma $
. Then
$O_i\cap \mathcal {F}T_{\tilde {\epsilon }_{\mathtt {d}}}(\Gamma _{\xi })=\emptyset $
for all bounded parabolic fixed points
$\xi \not \in R$
. -
(2)
$d(o,g)<r_0$
for all
$g\in O_{i}$
such that
$\Gamma g\in \Omega _{\mathrm {nc}}^{\epsilon _{\mathtt {d}}^{\prime }}$
, for some reference point o satisfying
$\Gamma o\in \Omega _{\mathrm {nc}}^{\tilde {\epsilon }_{\mathtt {d}}}$
and some constant
$r_{0}$
which depends only on
$\Gamma $
.
Proof We will give a covering of
$\operatorname {core}_{\epsilon }(X)$
by X-balls
$B(\Gamma z,\eta )$
, rather than a covering of
$\Omega _{\mathrm {nc}}^{\epsilon }$
(which is a subset of
$\mathcal {F}\operatorname {core}_{\epsilon }(X)$
). To obtain a covering of
$\Omega _{\mathrm {nc}}^{\epsilon }$
, one only needs to choose
$\ll _{\eta }1$
many frames
$\{\Gamma g_i\}_{i\in I}$
with
$\pi _{K}(\Gamma g_i)\in B(\Gamma z,\eta )$
, such that
This is easily done using the compactness of K and the definition of the metrics as in §2.3. Because we only want to bound the number of balls up to a multiplicative constant, this will suffice.
Recall, once again, the structure of the cusps. For simplicity, assume that
$\xi =\infty $
is a bounded parabolic fixed point in the upper half-space model. The boundary
$\mathbb {R}^{\mathtt {d}-1}\subset \partial \mathbb {H}^{\mathtt {d}}$
decomposes into
$\mathbb {R}^{\mathtt {d}-1}=\mathbb {R}^{k}\times \mathbb {R}^{\mathtt {d}-k-1}$
, where
$\operatorname {rank}(\infty )=k$
and
$\mathbb {R}^{k}$
is a
$\Gamma _{\infty }$
-invariant subspace such that
$\Gamma _{\infty }\backslash \mathbb {R}^{k}$
is compact.
As
$\Gamma _{\infty }\backslash \mathbb {R}^{k}$
is compact, there is a subset
$D_{\infty }\subset \mathbb {H}^{\mathtt {d}}$
, which contains representatives of all elements in
$X=\Gamma \backslash \mathbb {H}^{\mathtt {d}}$
and is bounded in the directions defined by
$\mathbb {R}^{k}$
. As
$\infty $
is a bounded parabolic fixed point (see §2.1), the distance
$d_{\operatorname {euc}}(\zeta ,\mathbb {R}^{k})$
is bounded for
$\zeta \in \Lambda (\Gamma )\smallsetminus \{\infty \}$
, and so the part of
$D_{\infty }$
corresponding to
$\operatorname {core}(X)$
is bounded as well in the remaining
$\mathtt {d}-k-1$
directions defined by
$\mathbb {R}^{\mathtt {d}-k-1}$
.
In other words, we have simply created a
$\mathtt {d}$
-dimensional box, bounded in
$\mathtt {d}-1$
directions, which contains a fundamental domain for
$\operatorname {core}(X)$
. For
$\epsilon ,\epsilon ^\prime $
small enough, which satisfy
$\epsilon <\tilde {\epsilon }_{\mathtt {d}}<\epsilon ^{\prime }<\epsilon _{\mathtt {d}}$
, the part of the fundamental domain corresponding to
$T_{\epsilon ^\prime }(\Gamma _\infty )\smallsetminus T_{\epsilon }(\Gamma _\infty )$
is unbounded only in the upwards direction
$e_{\mathtt {d}}$
, where it is of hyperbolic length
$\ll |\!\log \epsilon |$
owing to Lemma 3.5. We make note that because the
$\mathtt {d}$
th coordinate of a point in
$T_{\epsilon ^\prime }(\Gamma _{\infty })$
is bounded from below by equation (3.1), boundedness also implies that the hyperbolic diameter in these directions is bounded from above (because
$ds^2={\|dx\|^2}/{x_{\mathtt {d}}^2}$
). Therefore, we can cover
by
$\ll _{\eta }|\!\log \epsilon |$
many
$\eta $
-balls. Each such ball, under the quotient by
$\Gamma $
, is of the desired form.
As
$\Gamma $
is geometrically finite, its bounded parabolic fixed points consist of a finite number of
$\Gamma $
-orbits. So we may repeat this argument for each
$\xi \in R$
, where R is a set of representatives for these orbits. Moreover, we can choose a cover of the compact set
$\operatorname {core}_{\epsilon ^\prime }(X)$
by
$\ll _{\eta } 1$
balls
$\{\Gamma O_i\}_{i\in I}$
, where we choose
$\{O_i\}_{i\in I}$
to be contained in some compact subset of
$\mathbb {H}^{\mathtt {d}}$
. This would yield a cover of
$\operatorname {core}_{\epsilon }(X)$
of the desired size.
Both requirements on
$k_i$
, as in the statement of Lemma 3.9, are trivially satisfied, perhaps after making sure (in Lemma 3.5) that
$\tilde {\epsilon }_{\mathtt {d}}$
is small enough with respect to
$\epsilon ^\prime $
, and by choosing
$\eta $
to be small enough so that these balls would not intersect
$T_{\tilde {\epsilon }_{\mathtt {d}}}(\xi ^\prime )$
for
$\xi ^{\prime }\not \in R$
.
Remark 3.10. Through this paper, we will fix
$\eta \ll 1$
to be constant.
We are headed toward the main lemma of this paper. First, we give some notation for the sets which the main lemma deals with, and prove a simple estimate.
For
$0<\epsilon <\epsilon ^\prime <\epsilon _{\mathtt {d}}$
,
$N\in \mathbb {N}$
, and a function
define
$$ \begin{align*} Z(V,\epsilon,\epsilon^\prime)&=\{x\in T_{a}^{N}(\Omega_{\mathrm{nc}}^{\epsilon^\prime})\cap T_{a}^{-N}(\Omega_{\mathrm{nc}}^{\epsilon^\prime}):T_{a}^{m}x\in\Omega_{\mathrm{c},i}^{\epsilon}\iff V(m)=i,\:\\ &\hspace{1cm}\text{for all } m\in[-N,N]\cap\mathbb{Z},\quad\text{ for all } i\in[1,\mathtt{d}-1]\cap\mathbb{Z}\}. \end{align*} $$
Remark 3.11. We denote
$Z(V,\epsilon ,\epsilon ^\prime )=Z(V,\epsilon )$
if
$\epsilon =\epsilon ^\prime $
.
Lemma 3.12 For all
$0<\epsilon <\epsilon ^{\prime }$
small enough, there are at most
different functions V for which
$Z(V,\epsilon ,\epsilon ^{\prime })\not =\emptyset $
.
Proof Let V be a function with
$Z(V,\epsilon ,\epsilon ^\prime )\not =\emptyset $
and define the interval
Consider the restriction
$V|_J$
. The main case of interest to us is
$\lceil |\!\log c_{1}\epsilon |\rceil \leq N$
. In the other case, this restriction may be thought of as the trivial restriction to
$[-N,N]$
. The following estimates might be much larger than required for the
$\lceil |\!\log c_1\epsilon |\rceil>N$
case, yet it will not matter for the rest of the paper.
Assume that the restriction
$V|_J$
is not identically equal to zero. Then, by Lemma 3.5, V is positive and constant (up to
$\ll 1$
‘fluctuations’ in value) on some subinterval of J in which the trajectory of any
$x\in Z(v,\epsilon ,\epsilon ^\prime )$
visits
$\Omega _{\mathrm {c}}^{\epsilon }$
, and V is zero outside of this subinterval. So the number of different restrictions
$V|_J$
is bounded from above (up to a constant) by the number of different subintervals of J, that is, by
$c\lceil |\!\log c_1\epsilon |\rceil ^2$
.
By taking images and preimages, there is the same number of possible restrictions to any
$I\subset [-N,N]$
of length
$2\lceil |\!\log c_{1}\epsilon |\rceil $
. As we can divide
$[-N,N]$
into
$\lceil ({2N+1})/({2\lceil |\!\log c_{1}\epsilon |\rceil })\rceil $
subintervals of length up to
$2\lceil |\!\log c_{1}\epsilon |\rceil $
, we obtain up to
$$ \begin{align*} (c\lceil|\!\log c_{1}\epsilon|\rceil^{2})^{\lceil({2N+1})/({2\lceil|\!\log c_{1}\epsilon|\rceil})\rceil}&\leq|\!\log\epsilon|^{3(({N}/{|\!\log\epsilon|})+1)}\\&=|\!\log\epsilon|^{3}\cdot e^{({3\log(|\!\log\epsilon|)}/{|\!\log\epsilon|})N} \end{align*} $$
different functions V, for small enough
$\epsilon $
.
We define Bowen balls in the following manner. Let
$$ \begin{align*} B_{N,\rho}=\underset{n=-N}{\overset{N}{\bigcap}}a^{-n}B_{\rho}^{G}(e)a^{n}. \end{align*} $$
Then a Bowen
$(N,\rho )$
-ball is a set of the form
$xB_{N,\rho }$
for some
$x\in \Gamma \backslash G$
.
Likewise, let
$$ \begin{align*} B_{N,\rho}^{+}=\underset{n=0}{\overset{N}{\bigcap}}a^{n}B_{\rho}^{G}(e)a^{-n},\:B_{N,\rho}^{-}=\underset{n=0}{\overset{N}{\bigcap}}a^{-n}B_{\rho}^{G}(e)a^{n}. \end{align*} $$
Then a forward Bowen
$(N,\rho )$
-ball is a set
$xB_{N,\rho }^{+}$
for some
$x\in \Gamma \backslash G$
. A backward Bowen
$(N,\rho )$
-ball is a set
$xB_{N,\rho }^{-}$
.
Remark 3.13. Bowen
$(N,\rho )$
-balls have a width
$\ll \rho e^{-N}$
in the
$N^{+}$
and
$N^{-}$
directions, and a width
$\ll \rho $
in the
$MA$
directions. In particular,
$xB_{N,\rho ^{\prime }}$
may be covered by
$\ll \lceil {\rho ^{\prime }}/{\rho }\rceil ^{\dim G}$
many Bowen
$(N,\rho )$
-balls, by considering small translations of
$xB_{N,\rho }$
in all the directions of G. Note that
and equality holds if
$\Gamma \backslash \mathbb {H}^{\mathtt {d}}$
is compact and
$\rho $
is small enough.
As will be shown in Lemma 4.1, to estimate the entropy of the frame flow, we should give an upper bound to the number of Bowen N-balls needed to cover large subsets of
$\Gamma \backslash G$
. The main step is to cover the set of all points in a given unit neighborhood in
$\Gamma \backslash G$
, such that their trajectories enter another given unit neighborhood after N steps. As the map
$T_{a}^{n}$
shrinks the
$N^{-}$
part of the unit ball in G by
$e^{n}$
in each direction, does not change the size of the
$MA$
part, and enlarges the
$N^{+}$
part by
$e^{n}$
in each direction, the trivial bound of the number of required forward Bowen N-balls to cover this set is
$\ll e^{(\mathtt {d}-1)N}$
, which would yield entropy
$\mathtt {d}-1$
. As will be indicated in the proof of Lemma 3.14, because we will be restricting to the non-wandering set
$\Omega _{\mathcal {F}}$
, using the geometry of
$\Gamma $
, we can show that the smaller amount
$\ll e^{\delta (\Gamma )N}$
is a better bound. The key idea is that using the knowledge that a trajectory enters some cusp, we can cut down the number of balls even more, in a rate which correlates to the rank of the cusp. A smaller rank will result in a greater ability to reduce the number of balls. This is the main lemma of this paper.
The main step of the main lemma is as follows. For
$\epsilon ^\prime>0$
, let
$\{\Gamma O_i\}_{i=1}^{N_0(\epsilon ^\prime )}$
be a covering of
$\Omega _{\mathrm {nc}}^{\epsilon ^\prime }$
as in Lemma 3.9, where
$\{\Gamma O_i\}_{i=1}^{N_1}$
cover
$\Omega _{\mathrm {nc}}^{\epsilon _{\mathtt {d}}^{\prime }}$
. Note that
$N_1$
is an absolute constant, independent of
$\epsilon ^{\prime }$
.
For simplicity, we shall initially consider the sets
$$ \begin{align*} &Z_{+}(O_{i_{1}},O_{i_{2}},V,\epsilon)=\{x\in(\Gamma O_{i_{1}}\cap\Omega_{\mathcal{F}})\cap T_{a}^{-N}(\Gamma O_{i_{2}}\cap\Omega_{\mathcal{F}}):\:\\&\qquad T_{a}^{m}x\in \Omega_{\mathrm{c},i}^{\epsilon}\iff V(m)=i,\ \text{for all } m\in[0,N]\cap\mathbb{Z},\ \text{for all } i\in[1,\mathtt{d}-1]\cap\mathbb{Z}\} \end{align*} $$
for
$1\leq i_{1},i_{2}\leq N_{0}(\epsilon ^\prime )$
, instead of
$Z(V,\epsilon ,\epsilon ^{\prime })$
.
Assume
$Z_{+}(O_{i_{1}},O_{i_{2}},V,\epsilon )\not =\emptyset $
(otherwise the following lemma will be trivial). Consider the decomposition of
$V^{-1}(\{1,\ldots ,\mathtt {d}-1\})$
into a union of maximal mutually disjoint intervals
$[i,j]\cap \mathbb {Z}$
. If two such subsequent intervals
$[i_1,j_1]\cap \mathbb {Z}$
and
$[i_2,j_2]\cap \mathbb {Z}$
are less than
$t_0$
units apart from each other (where
$t_0$
is as in Lemma 3.5), we replace them with
$[i_1,j_2]\cap \mathbb {Z}$
, and continue to do so until all intervals are at least
$t_0$
units apart from each other. Then, by Lemma 3.5, we emerge with intervals distanced at least
$2\lceil |\!\log c_{1}\epsilon |\rceil $
from each other. We may define
$I_{1},\ldots ,I_{p}$
to be these intervals, extended by
$\lceil |\!\log c_{1}\epsilon |\rceil -1$
in each direction, and then intersected with
$\{0,\ldots ,N\}$
(in case we have exceeded this set, in either
$I_{1}$
or
$I_{p}$
). These intervals
$\{I_i\}_{i=1}^{p}$
are still mutually disjoint. In the times defined by some
$I_{i}$
, the trajectory of any
$x\in Z_{+}(O_{i_{1}},O_{i_{2}},V,\epsilon )$
meets only one cusp, whose rank is denoted by
$r_{i}$
. Let us divide
$\{0,\ldots ,N\}\smallsetminus {{\bigcup }_{i=1}^{p}}I_{i}$
into maximal mutually disjoint intervals
$J_{1},\ldots ,J_{l}$
.
We note that
$\Gamma ga^{n}\in \Omega _{\mathrm {nc}}^{\epsilon _{\mathtt {d}}^{\prime }}$
for all n which are endpoints of any of the intervals, with the possible exception of
$n=0$
or
$n=N$
, owing to Lemma 3.5.
Lemma 3.14 (The main step)
Assume
$i_1,i_2\leq N_1$
. There is a constant C, depending only on
$\Gamma $
, such that the following holds. For every
$0\leq K\leq N$
such that
$[0,K]\cap \mathbb {Z}={{\bigcup }_{i=1}^{s}}I_{i}\cup {{\bigcup }_{j=1}^{t}}J_{j}$
for some
$s,t$
, the set
$Z_{+}(O_{i_{1}},O_{i_{2}},V,\epsilon )$
can be covered by
many sets of the form
for some
$\gamma _1\in \Gamma $
and
$1\leq l\leq N_1$
.
Proof First note that the ball
$\{\Gamma O_{i_{1}}\}$
is clearly a covering of
$Z_{+}(O_{i_{1}},O_{i_{2}},V,\epsilon )$
of the correct form
$\Gamma (\gamma _1 O_{l}a^{-0}\cap O_{i{}_{1}})$
. The size of this covering,
$1$
, is of course bounded from above by
for
$t=s=0$
. For reasons of readability, the constant
$C>0$
will be defined only later in the proof, independently of the following construction. It is important to note that this is consistent and does not raise any circular argument.
We prove the lemma by going through the time intervals by their order, assuming by induction that the lemma is true for all previous intervals. For both the first interval (base case) and the following intervals (induction step), we start with a covering of
$Z_{+}(O_{i_{1}},O_{i_{2}},V,\epsilon )$
by up to
sets of the form
$\Gamma (\gamma _1 O_l a^{-K}\cap O_{i_{1}})$
, where the interval we consider is
$[K,K^\prime ]\cap \mathbb {Z}$
, either of type
$I_{s+1}$
or type
$J_{t+1}$
. We write
$$ \begin{align*}K^{\prime}=\begin{cases}K+L, & K^{\prime}<N,\\ K+L+1, & K^{\prime}=N,\end{cases}\end{align*} $$
to simplify the notation in the proof.
The main idea is the following. Let
$x\in Z_{+}(O_{i_1},O_{i_2},V,\epsilon )$
. Then
$x=\Gamma g$
for some
$g\in \gamma _1 O_l a^{-K}\cap O_{i_{1}}$
. By the construction of the intervals,
$\Gamma ga^{K+L+1}\in \Omega _{\mathrm {nc}}^{\epsilon _{\mathtt {d}}^{\prime }}$
(even in the
$K+L+1=N$
case, that is, the last interval, by the assumption
$i_2\leq N_1$
). Therefore,
$ga^{K+L+1}=\gamma _{2}\tilde {g}_{2}$
for some
$\gamma _{2}\in \Gamma $
and
$\tilde {g}_{2}\in O_{j}$
, for
$1\leq j\leq N_1$
. Then
which under the quotient by
$\Gamma $
, is indeed of the desired form. We need to bound the number of possible sets of this form. This can be done by counting the number of possible 2-tuples
$(O_{j},\gamma _{2})$
, or alternatively the number of 3-tuples
$(O_{j},\gamma _{1},\gamma _{1}^{-1}\gamma _{2})$
.
The number of
$O_j$
values is at most
$N_1$
. The number of
$\gamma _1$
values is at most the number of sets given in the previous step, which is bounded by
It only remains to count the elements of type
$\gamma _{1}^{-1}\gamma _{2}$
. Let
$\tilde {g}_1=\gamma _1^{-1}ga^{K}\in O_l$
. By construction,
$\Gamma \tilde {g}_{1},\Gamma \tilde {g}_{2}\in \Omega _{\mathrm {nc}}^{\epsilon _{\mathtt {d}}^{\prime }}$
, and so by Lemma 3.9, we get
$d(o,\tilde {g}_{1}),d(o,\tilde {g}_{2})<r_0$
. Moreover, because
we have
Therefore, these maps
$\gamma _{1}^{-1}\gamma _{2}$
are contained in
In the case where the next interval is of type
$J_{t+1}$
, we cannot give a better restriction of what maps of
$\Gamma $
can be of the former type, and we will have to bound
$\Gamma _{J}$
itself using Proposition 2.17, to obtain
where
$\tilde {B}=Be^{2r_0\delta }$
depends only on
$\Gamma $
and o.
In the case where the next interval is of type
$I_{t+1}$
, we shall be using the information about the trajectory spending time in the cusp to show that all the maps of the type
$\gamma _{1}^{-1}\gamma _{2}$
are in fact contained in a (proper) subset of
$\Gamma _{J}$
. This will allow us to cut down on the number of sets. Let R be a set of representatives for the
$\Gamma $
-orbits of bounded parabolic fixed points, as in Lemma 3.9.
Indeed, in the
$I_{t+1}$
case,
$\Gamma \tilde {g}_{1},\Gamma \tilde {g}_{2}\in \Omega _{\mathrm {c}}^{\tilde {\epsilon }_{\mathtt {d}}}$
owing to Lemma 3.5. By the choice of the cover as in Lemma 3.9, there is a parabolic fixed point
$\xi \in R$
such that
$\tilde {g}_{1},\tilde {g_2}\in \mathcal {F}T_{\tilde {\epsilon }_{\mathtt {d}}}(\Gamma _{\xi })$
. Because
$\{\Gamma \tilde {g}_1a^{m}\}_{m=0}^{L+1}\subset \mathcal {F}\operatorname {cusp}_{\tilde {\epsilon }_{\mathtt {d}}}(X)$
, that is, the trajectory stays in the cusp during the whole interval, we obtain from Lemma 3.5 that
$\tilde {g}_{1}a^{L+1}\in \mathcal {F}T_{\tilde {\epsilon }_{\mathtt {d}}}(\Gamma _{\xi })$
as well. So we have obtained
$\tilde {g}_{1}a^{L+1},\tilde {g}_{2}\in \mathcal {F}T_{\tilde {\epsilon }_{\mathtt {d}}}(\Gamma _{\xi })$
. Because
$\gamma _{1}^{-1}\gamma _{2}\tilde {g}_{2}=\tilde {g}_{1}a^{L+1}$
, we get from the precise invariance of
$T_{\tilde {\epsilon }_{\mathtt {d}}}(\Gamma _{\xi })$
that
$\gamma _{1}^{-1}\gamma _{2}\in \Gamma _{\xi }$
(see §2.2).
Therefore, we have shown that in the
$I_{t+1}$
case, it suffices to bound
Let us do so. For simplicity, we may assume
$\xi =\infty $
. Recall that there is a subgroup
$H\triangleleft \Gamma _{\xi }$
of finite index
$n(\Gamma )$
, isomorphic to
$\mathbb {Z}^{r_{\xi }}$
, such that H acts cocompactly on
$\mathbb {R}^{r_{\xi _{j}}}\subset \mathbb {R}^{\mathtt {d}-1}=\partial \mathbb {H}^{\mathtt {d}}\backslash \{\xi \}$
by translations. Say
$\{\nu _{1},\ldots \nu _{n(\Gamma )}\}$
are representatives for
$\Gamma _{\xi }/H$
, then every
$\nu \in \Gamma _{I}$
is of the form
$\nu =\gamma \nu _{k}$
for
$\gamma \in H,\:1\leq k\leq n(\Gamma )$
. Therefore,
$$ \begin{align*} d(\gamma \pi_{K}(o),\pi_{K}(o))&\leq d(\nu\pi_{K}(o),\pi_{K}(o))+d(\nu_{k}\pi_{K}(o),\pi_{K}(o))\\& \leq 2r_0+L+1+\underset{1\leq k\leq n(\Gamma)}{\max}d(\nu_{k}\pi_{K}(o),\pi_{K}(o)). \end{align*} $$
We have obtained
$|\Gamma _{I}|\leq n(\Gamma )|\Gamma _{I}^{\prime }|$
for
A simple hyperbolic geometry calculation shows that if
$\gamma \in H$
, then
for
$z_{0}$
the point on
$\partial \mathbb {H}^{\mathtt {d}}$
right below
$\pi _{K}(o)$
, that is, with the
$\mathtt {d}$
th coordinate equal to
$0$
. Therefore,
$|\Gamma _{I}^{\prime }|\leq |\Gamma _{\partial \mathbb {H}^{\mathtt {d}}}|$
for
for some constant
$\tilde {F}>0$
.
To bound the size of this set, note that
$Hz_0-z_0$
is a lattice in
$\mathbb {R}^{r_{\xi }}$
, and so
$|\Gamma _{\partial \mathbb {H}^{\mathtt {d}}}|$
is roughly equal to the volume of a
$r_{\xi }$
-dimensional ball of radius
$\tilde {F}e^{(1/2)L}$
, divided by
$d(H)$
, the volume of a fundamental polyhedron. That is,
$|\Gamma _{\partial \mathbb {H}^{\mathtt {d}}}|\ll e^{({r_{\xi }}/{2})L}$
. Therefore, we obtain
$|\Gamma _{I}|\leq \tilde {E} e^{(r_{s+1}/2)|I_{s+1}|}$
, where
$\tilde {E}$
depends only on
$\Gamma $
.
So we get that
$Z_{+}(O_{i_{1}},O_{i_{2}},V,\epsilon )$
can be covered by
$$ \begin{align*} C^{s+t}\cdot e^{\delta\cdot{{\sum}_{j=1}^{t}}|J_{j}|+{{\sum}_{i=1}^{s}}({r_{i}}/{2})|I_{i}|}\cdot N_1\cdot\begin{cases}\tilde{E} e^{(r_{s+1}/2)|I_{s+1}|} & \mbox{the next interval is }I_{s+1}\\\tilde{B}e^{\delta|J_{t+1}|} & \mbox{the next interval is }J_{t+1}\end{cases} \end{align*} $$
sets of the desired form, which proves the claim for
$C=N_1\cdot \max \{\tilde {E},\tilde {B}\}$
.
We can now prove the main lemma, which is a mild generalization of Lemma 3.14.
Lemma 3.15 (Main lemma)
There is a constant
$C>0$
, depending only on
$\Gamma $
, such that for all
$0<\epsilon <\epsilon ^{\prime }<\epsilon _{\mathtt {d}}$
small enough, for all
$N\in \mathbb {N}$
and for all
the set
$Z(V,\epsilon ,\epsilon ^{\prime })$
can be covered by
Bowen
$(N,\eta )$
-balls.
Proof Let
$\epsilon ^{\prime }<\epsilon _{\mathtt {d}}^{\prime }$
be small enough with respect to all previous lemmas.
Recall that in Lemma 3.14, we assumed that
$i_1,i_2\leq N_1$
, that is,
$\Gamma O_{i_{1}},\Gamma O_{i_{2}}\subset \Omega _{\mathrm {nc}}^{\epsilon _{\mathtt {d}}^{\prime }}$
. Even if this is not the case, the main idea of the proof remains intact, and only minor adjustments are needed in the first and last intervals, as follows. Now, it is possible that in the first interval,
$\tilde {g}_1$
is in
$\Omega _{\mathrm {nc}}^{\epsilon ^{\prime }}$
rather than in
$\Omega _{\mathrm {nc}}^{{\epsilon _{\mathtt {d}}^{\prime }}}$
, and similarly for
$\tilde {g}_2$
in the last interval, and so
rather than
$<r_0$
. Therefore,
$d(\gamma _1^{-1}\gamma _2\pi _{K}(o),\pi _{K}(o))$
would increase accordingly. This would yield an increase of
$\ll e^{2|\!\log \epsilon ^{\prime }|\delta }$
in the number of element
$\gamma _1^{-1}\gamma _2$
and so in the number of sets in the cover.
In any case, at the end of the
$p+l$
iterations of Lemma 3.14, we emerge with a covering of
$Z_{+}(O_{i_{1}},O_{i_{2}},V,\epsilon )$
by
sets, where we used the fact mentioned in §2.4 that
$\delta>({r_{i}}/{2})$
for all cusps. Each of the sets is contained in the union of
$\ll 1$
forward Bowen
$(N,\eta $
)-balls. Note that
$$ \begin{align*} p+l\leq\bigg\lceil\frac{N}{({2\lceil|\!\log c_{1}\epsilon|\rceil+1})/{3}}\bigg\rceil\leq\bigg\lceil\frac{2N}{|\!\log\epsilon|}\bigg\rceil, \end{align*} $$
because each interval of type
$I_{t}$
is of length at least
$2\lceil |\!\log c_{1}\epsilon |\rceil -1$
. So we get
forward Bowen
$(N,\eta $
)-balls.
Let us now cover
$Z(V,\epsilon ,\epsilon ^{\prime })$
by (non-forward) Bowen
$(N,\eta $
)-balls. It is simply done by evoking Lemma 3.14
$N_0(\epsilon ^\prime )^2$
times (for all
$i_1,i_2$
) to obtain a covering of
$$ \begin{align*} T_{a}^{-N}Z(V,\epsilon,\epsilon^{\prime})&=\{x\in \Omega_{\mathrm{nc}}^{\epsilon^{\prime}}\cap T_{a}^{-2N}(\Omega_{\mathrm{nc}}^{\epsilon^{\prime}}):T_{a}^{m}x\in \Omega_{\mathrm{c},i}^{\epsilon}\iff V(m-N)=i,\\&\quad\qquad\:\text{ for all } m\in[0,2N]\cap\mathbb{Z},\ \text{for all } i\in[1,\mathtt{d}-1]\cap\mathbb{Z}\} \end{align*} $$
by
forward Bowen
$(2N,\eta )$
-balls. Clearly
$T_{a}^{N}(yB_{2N,\eta }^{+})\subset (T_{a}^{N}y)B_{N,\eta }$
and so this yields a covering of
$Z(V,\epsilon ,\epsilon ^{\prime })$
by Bowen
$(N,\eta )$
-balls.
To finish the proof, recall that
$N_{0}(\epsilon ^{\prime })\ll _{\epsilon ^\prime } 1$
owing to Lemma 3.9 and Remark 3.10.
3.3 Proof of Theorem 1.1
Lemma 3.15 is the key tool for estimating the entropy of the frame flow. Using this lemma, we can proceed in proving the desired results. The rest of the proofs of Theorems 1.1–1.2 follow the scheme provided in [Reference Einsiedler, Lindenstrauss, Michel and Venkatesh12].
The following lemma concludes item (1) of Theorem 1.1. Here
$r_{\max }$
stands for the maximal rank of a cusp of
$\Gamma \backslash \mathbb {H}^{\mathtt {d}}$
.
Lemma 3.16 Let
$(\mu _i)_{i\in \mathbb {N}}$
be as in the statement of Theorem 1.1. Let
$\mu $
be a weak-
$\star $
limit of a subsequence of
$(\mu _{i})_{i\in \mathbb {N}}$
. Then
for all
$0<\epsilon <\epsilon _{\mathtt {d}}$
small enough. In particular,
$\mu $
is a probability measure.
Proof Without loss of generality, by passing to a subsequence, assume
$(\mu _i)_{i\in \mathbb {N}}$
converges to
$\mu $
in the weak-
$\star $
topology. For simplicity, for any
$m\in \mathbb {Z}$
and
$h>0$
, let
$\mathrm {Compact}(m,h) = T_{a}^{-m}(\Omega _{\mathrm {nc}}^{h})$
and
$\mathrm {Cusp}(m,h) = T_{a}^{-m}(\Omega _{\mathrm {c}}^{h})$
.
Let
$\epsilon>0$
be small enough with respect to Lemma 3.15, and let
Take
$\epsilon _{0}>0$
small enough such that
$$ \begin{align} g(\epsilon,\epsilon_{0})&:=\frac{4\log(|\!\log\epsilon|)}{|\!\log\epsilon|}(1+3\epsilon_{0})+6(\delta+\alpha)\epsilon_{0}\nonumber\\&\quad-(2\delta-r_{\max})(1+4\epsilon_{0})^{-1}\bigg(\kappa-\frac{\epsilon_{0}}{1+2\epsilon_{0}}\bigg)<0, \end{align} $$
where
$\alpha $
is as in the statement of Theorem 1.1. We may also assume that
${\epsilon _{0}}/({1+2\epsilon _{0}})<\kappa $
, and that
$3\epsilon _{0}$
is small enough such that the assumptions of Theorem 1.1 and the results of Lemma 3.15 hold. This is possible because
by the choice of
$\kappa $
. The reason for this specific choice of
$\epsilon _0$
will be clear at the end of the proof.
Let
$(\lambda _i)_{i\in \mathbb {N}}$
be as in the statement of Theorem 1.1. Set the heights
$H_{i}=\lambda _{i}^{\epsilon _{0}/4}$
, where
$i\in \mathbb {N}$
is large enough such that
$\lambda _j<1$
for all
$j\geq i$
. Set
$N_{i}=\lfloor -(1/2)\log \lambda _{i}\rfloor $
and
$N_{i}^{\prime }=N_{i}+2\lfloor \epsilon _{0}N_{i}\rfloor $
. Set
$$ \begin{align*} E_{\kappa,i}=\bigg\{x\in \mathcal{F}X:\:\frac{1}{2N_{i}^{\prime}+1}\underset{n=-N_{i}^{\prime}}{\overset{N_{i}^{\prime}}{\sum}} 1_{\mathrm{Cusp}(n,\epsilon)}(x)>\kappa\bigg\} \end{align*} $$
and
In what follows, we will use Lemma 3.12 and Lemma 3.15 to cover
$X_{\kappa ,i}$
by a relatively small number of Bowen balls, and deduce that
$\mu _{i}(X_{\kappa ,i})$
is small. From this, the desired result will follow.
Note that once
$H_{i}$
is small enough (that is, i is large enough), any trajectory of a point
$x\in \mathrm {Compact}(0,H_i)$
visits
$\mathrm {Compact}(0,\tilde {\epsilon }_{\mathtt {d}})$
in up to
$\lfloor \epsilon _{0}N_{i}\rfloor $
steps, either in the past or the future. This is immediate from Lemma 3.5, because
$\lceil |\!\log c_{2}H_{i}|\rceil \leq \lfloor \epsilon _{0}N_{i}\rfloor $
.
It follows that
$$ \begin{align*} \mathrm{Compact}(0,H_i) \subset\underset{k=-\lfloor\epsilon_{0}N_{i}\rfloor}{\overset{\lfloor\epsilon_{0}N_{i}\rfloor}{\bigcup}} \mathrm{Compact}(-k,\tilde{\epsilon}_{\mathtt{d}}). \end{align*} $$
Therefore,
$$ \begin{align*} X_{\kappa,i}\subset\underset{(k_{1},k_{2})\in\{-\lfloor\epsilon_{0}N_{i}\rfloor,\ldots,\lfloor\epsilon_{0}N_{i}\rfloor\}^{2}}{\bigcup}F_{k_{1},k_{2}} \end{align*} $$
for
For any
$(k_{1},k_{2})$
, set
$c=\lfloor -({k_{1}+k_{2}})/{2}\rfloor ,\:d=\lfloor ({k_{1}-k_{2}})/{2}\rfloor $
and
$N=N_{i}^{\prime }+d$
. Note that
Then
or
depending on whether
$k_{1}$
and
$k_{2}$
have the same parity or not. In any case,
assuming
$\epsilon $
was initially chosen to be small enough.
Now, note that
$$ \begin{align*} \frac{2N_{i}^{\prime}+1}{2N+1}\geq\frac{2N_{i}}{2(N_{i}+3\lfloor\epsilon_{0}N_{i}\rfloor)+1}\geq\frac{2N_{i}}{2(1+4\epsilon_{0})N_{i}}=(1+4\epsilon_{0})^{-1} \end{align*} $$
for large enough i, and that
$$ \begin{align*} -\frac{|c-d|+|c+d|}{2N_{i}^{\prime}+1}\geq-\frac{2\lfloor\epsilon_{0}N_{i}\rfloor}{2(N_{i}+2\lfloor\epsilon_{0}N_{i}\rfloor)+1}\geq-\frac{\epsilon_{0}}{1+2\epsilon_{0}}. \end{align*} $$
Therefore, for all
$x=T_{a}^{c}y\in T_{a}^{c}F_{k_{1},k_{2}}$
,
$$ \begin{align*} \frac{1}{2N+1}\underset{n=-N}{\overset{N}{\sum}}1_{\mathrm{Cusp}(n,\epsilon)}(x)&= \frac{1}{2N+1}\underset{n=-N}{\overset{N}{\sum}}1_{\mathrm{Cusp}(n+c,\epsilon)}(y)\\&= \frac{1}{2N+1}\underset{n=-N_{i}^{\prime}+(c-d)}{\overset{N_{i}^{\prime}+(c+d)}{\sum}}1_{\mathrm{Cusp}(n,\epsilon)}(y)\\&\geq \frac{2N_{i}^{\prime}+1}{2N+1}\frac{1}{2N_{i}^{\prime}+1}\bigg(\underset{n=-N_{i}^{\prime}}{\overset{N_{i}^{\prime}}{\sum}}1_{\mathrm{Cusp}(n,\epsilon)}(y)-|c-d|-|c+d|\bigg)\\&\geq (1+4\epsilon_{0})^{-1}\bigg(\kappa-\frac{\epsilon_{0}}{1+2\epsilon_{0}}\bigg). \end{align*} $$
We have obtained
$$ \begin{align*} &T_{a}^{c}F_{k_{1},k_{2}}\subset\bigg\{x\in\mathrm{Compact}(-N,\epsilon)\cap\mathrm{Compact}(N,\epsilon):\:\\& \quad\qquad|\{n\in[-N,N]\cap\mathbb{Z}:\:x\in\mathrm{Cusp}(n,\epsilon)\}|\geq(1+4\epsilon_{0})^{-1}\bigg(\kappa-\frac{\epsilon_{0}}{1+2\epsilon_{0}}\bigg)(2N+1)\bigg\}. \end{align*} $$
By Lemma 3.12,
$T_a^{c}F_{k_{1},k_{2}}$
can be covered by
sets
$Z_{+}(V,\epsilon )$
with
$$ \begin{align*} |V^{-1}(\{1,\ldots,\mathtt{d}-1\})|&\geq (2N+1)(1+4\epsilon_{0})^{-1}\bigg(\kappa-\frac{\epsilon_{0}}{1+2\epsilon_{0}}\bigg)\\&\geq 2N_{i}(1+4\epsilon_{0})^{-1}\bigg(\kappa-\frac{\epsilon_{0}}{1+2\epsilon_{0}}\bigg). \end{align*} $$
Each set is covered, owing to Lemma 3.15, by
$$ \begin{align*} f&\ll_{\epsilon} C^{({4N}/{|\!\log\epsilon|})}\cdot e^{2N\delta-((2\delta-r_{\max})/2)\cdot|V^{-1}(\{1,\ldots,\mathtt{d}-1\})|}\\& \ll_{\epsilon} \exp\bigg(\bigg[\frac{4(1+3\epsilon_0)\log C}{|\!\log\epsilon|}+2(1+3\epsilon_0)\delta\\&\hspace{1.7cm}-(2\delta-r_{\max})(1+4\epsilon_{0})^{-1}\bigg(\kappa-\frac{\epsilon_{0}}{1+2\epsilon_{0}}\bigg)\bigg]N_{i}\bigg) \end{align*} $$
Bowen
$(N,\eta )$
-balls.
Therefore,
$F_{k_{1},k_{2}}$
can be covered by that many
$T_{a}^{-c}$
images of Bowen
$(N,\eta )$
-balls. Each such image is contained in a Bowen
$(N-|c|,\eta )$
-ball. Note that these balls are in fact subsets of Bowen
$(N_{i},\eta )$
-balls because
Therefore,
$X_{\kappa ,i}$
can be covered by
$$ \begin{align*} l&\ll_{\epsilon}(\epsilon_{0}N_{i})^{2}\cdot e^{({3\log(|\!\log\epsilon|)}/{|\!\log\epsilon|})(1+3\epsilon_{0})N_{i}}\cdot f\\& \ll_{\epsilon,\epsilon_0}N_{i}^{2}\exp\bigg(\bigg[\frac{4\log(|\!\log\epsilon|)}{|\!\log\epsilon|}(1+3\epsilon_{0})+2(1+3\epsilon_0)\delta\\ &\hspace{2.5cm}-(2\delta-r_{\max})(1+4\epsilon_{0})^{-1}\bigg(\kappa-\frac{\epsilon_{0}}{1+2\epsilon_{0}}\bigg)\bigg]N_{i}\bigg) \end{align*} $$
Bowen
$(N_{i},\eta )$
-balls, denoted
$S_{1},\ldots S_{l}$
. We will use this cover to bound
$\mu _i(X_{\kappa ,i})$
.
Note that these balls satisfy
Moreover,
and so
$|-N_i+N+c|\leq 4\lfloor \epsilon _0 N_i\rfloor $
. Using Lemma 3.5, it follows that
$T_{a}^{N_i}S_j\subset \Omega _{\mathrm {nc}}^{\lambda _{i}^{3\epsilon _0}}$
once i is large enough.
Let us make the cover disjoint, that is, define
$\tilde {S}_{j}=S_{j}\smallsetminus{\kern-1.3pt}\bigcup_{k=1}^{j-1} S_{k}$
for all
$1\leq j\leq l$
. Note that
$S_{j}$
is a Bowen
$(N_{i},\eta )$
-ball and so
$T_a^{N_i}S_j$
is a backward Bowen
$(2N_i,\eta )$
-ball. As such, it has width at most
in the
$N^{-}$
direction, and width at most
$1$
in the
$MA$
and
$N^+$
directions. Therefore, we have obtained
for all j. So, by the assumption of Theorem 1.1,
$$ \begin{align*} \mu_{i}\times\mu_{i}\bigg(\underset{j=1}{\overset{l}{\bigcup}}(T_a^{N_i}\tilde{S}_{j})\times(T_a^{N_i}\tilde{S}_{j})\bigg)\ll_{\epsilon_0}\lambda_{i}^{\delta-3\alpha\epsilon_{0}} \leq e^{-2(\delta-3\alpha\epsilon_{0})N_{i}}. \end{align*} $$
As
$\{\tilde {S}_{j}\times \tilde {S}_{j}\}_{j=1}^{l}$
is a mutually disjoint collection, and because
$\mu _i$
is invariant under the frame flow,
$$ \begin{align*} \underset{j=1}{\overset{l}{\sum}}\mu_{i}(\tilde{S}_{j})^{2}&=\underset{j=1}{\overset{l}{\sum}}\mu_{i}(T_{a}^{N_i}\tilde{S}_{j})^{2}=\underset{j=1}{\overset{l}{\sum}}\mu_{i}\times\mu_{i}(T_{a}^{N_i}\tilde{S}_{j}\times T_{a}^{N_i}\tilde{S}_{j})\\&=\mu_{i}\times\mu_{i}\bigg(\underset{j=1}{\overset{l}{\bigcup}}T_{a}^{N_i}\tilde{S}_{j}\times T_{a}^{N_i}\tilde{S}_{j}\bigg)\ll_{\epsilon_0}e^{-2(\delta-3\alpha\epsilon_{0})N_{i}}. \end{align*} $$
As
$\{\tilde {S}_{j}\}_{j=1}^{l}$
is a covering of
$X_{\kappa ,i}$
,
$$ \begin{align*} \mu_{i}(X_{\kappa,i})^{2}&\leq\bigg(\underset{j=1}{\overset{l}{\sum}}\mu_{i}(\tilde{S}_{j})\bigg)^{2} \leq l \cdot\underset{j=1}{\overset{l}{\sum}}\mu_{i}(\tilde{S}_{j})^{2}\\& \ll_{\epsilon,\epsilon_0}N_{i}^{2}\exp\bigg(\bigg[\frac{4\log(|\!\log\epsilon|)}{|\!\log\epsilon|}(1+3\epsilon_{0})+6(\delta+\alpha)\epsilon_0\\&\quad-(2\delta-r_{\max})(1+4\epsilon_{0})^{-1}\bigg(\kappa-\frac{\epsilon_{0}}{1+2\epsilon_{0}}\bigg)\bigg]N_{i}\bigg). \end{align*} $$
By the choice of
$\epsilon _{0}$
in equation (3.2), the latter exponent is negative, and therefore (as
${\lim _{i\to \infty }}N_{i}=\infty $
),
${\lim _{i\to \infty }}\mu _{i}(X_{\kappa ,i})=0$
.
Because
$\mu _{i}$
is
$T_{a}$
-invariant and
$\operatorname {supp}(\mu _{i})\subset \Omega _{\mathcal {F}}$
, and using the fact that
we have for all
$n\in \mathbb {N}$
,
$$ \begin{align*} \mu_{i}(\Omega_{\mathrm{c}}^{\epsilon})&=\mu_i(\mathrm{Cusp}(n,\epsilon))=\int_{X} 1_{\mathrm{Cusp}(n,\epsilon)}d\mu_i\\& \leq \mu_i(X_{\kappa,i}) + \mu_i(\mathrm{Compact}(-N_{i}^{\prime},H_i)^{c}) +\mu_i(\mathrm{Compact}(N_{i}^{\prime},H_i)^{c}) \\&\quad+\int_{E_{\kappa,i}^{c}} 1_{\mathrm{Cusp}(n,\epsilon)}d\mu_i\\& =\mu_{i}(X_{\kappa,i})+2\mu_{i}(\Omega_{\mathrm{c}}^{H_i})+\int_{E_{\kappa,i}^{c}} 1_{\mathrm{Cusp}(n,\epsilon)}d\mu_i, \end{align*} $$
and so, by the definition of
$E_{\kappa ,i}$
,
$$ \begin{align} \mu_{i} (\Omega_{\mathrm{c}}^{\epsilon}) &=\frac{1}{2N_i^{\prime}+1}\sum_{n=-N_i^\prime}^{N_i^\prime}\mu_{i}(\mathrm{Cusp}(n,\epsilon))\\ & \leq \mu_{i}(X_{\kappa,i})+ 2\mu_i(\Omega_{\mathrm{c}}^{H_i})+ \int_{E_{\kappa,i}^{c}} \frac{1}{2N_i^{\prime}+1}\sum_{n=-N_i^\prime}^{N_i^\prime} 1_{\mathrm{Cusp}(n,\epsilon)}d\mu_i \notag\\ & \leq\mu_i(X_{\kappa,i})+2\mu_i(\Omega_{\mathrm{c}}^{H_i})+\kappa.\notag \end{align} $$
Note that
${\lim _{\epsilon \to 0^{+}}}\kappa _{\epsilon }=0$
and so we can take
$\kappa $
to be as small as desired, if
$\epsilon $
is small enough. Moreover, the first two terms in equation (3.3) tend to zero as
$i\to \infty $
. So, we see that for all
$\upsilon>0$
, there is
$\epsilon>0$
small enough and
$j\in \mathbb {N}$
such that
$\mu _i(\Omega _{c}^{\epsilon })<\upsilon $
for all
$i>j$
. This shows that the measures are ‘almost’ supported on a compact set, namely that the sequence of measures is ‘tight’. It follows from Prokhorov’s theorem [Reference Prokhorov30] that the sequence
$(\mu _i)_{i\in \mathbb {N}}$
converges in the weak topology, and its limit
$\mu $
is a probability measure.
Assume that
$\epsilon $
was chosen such that
$\mu (\partial \Omega _{\mathrm {c}}^{\epsilon })=0$
. Then, taking the limit of equation (3.3) as
$i\to \infty $
, we get from weak convergence that
$\mu (\Omega _{\mathrm {nc}}^{\epsilon })\geq 1-\kappa $
. Because it holds for all
$\kappa>\kappa _\epsilon $
, it follows that
as well, as desired.
Note that because
$\mu $
is a finite measure, there cannot be more than countably many values of
$\epsilon ^\prime $
for which
$\mu (\partial \Omega _{\mathrm {c}}^{\epsilon ^\prime })>0$
. So for such an
$\epsilon ^\prime $
, we may choose arbitrarily close
$\epsilon _i>\epsilon ^\prime $
, for which equation (3.4) holds, and take the limit as
$\epsilon _i\to \epsilon ^\prime $
to obtain the result for
$\epsilon ^{\prime }$
as well.
Lemma 3.17 For every
$0<\epsilon <\epsilon _{\mathtt {d}}$
, there is a finite partition
$\mathscr {P}$
of
$\Omega _{\mathcal {F}}$
such that for every
$\kappa \in (0,\tfrac 12)$
and every
$N>0$
, ‘most’ of the refinement
$\mathscr {P}_{N}={{\bigvee }_{n=-N}^{N}}T_{a}^{-n}\mathscr {P}$
is controlled by Bowen
$(N,\eta )$
-balls, in the sense that there is a subset
$X^{\prime }\subset \Omega _{\mathcal {F}}$
such that:
-
(1)
$X^{\prime }={{\bigcup }_{j=1}^{l}}S_{j}$
for
$S_{j}\in \mathscr {P}_{N}$
; -
(2)
$X^{\prime }\subset T_{a}^{-N}(\Omega _{\mathrm {nc}}^{\epsilon })$
; -
(3) each
$S_{j}$
is contained in a union of at most
$3^{(\mathtt {d}-1)\kappa (2N+1)}$
Bowen
$(N,\eta )$
-balls; -
(4)
$\mu (X^{\prime })\geq 1-2\kappa ^{-1}\mu (\Omega _{\mathrm {c}}^{\epsilon })$
for every A-invariant probability measure
$\mu $
; -
(5) for a given
$\mu $
,
$\mathscr {P}$
can be chosen such that
$\mu (\partial A)=0$
for all
$A\in \mathscr {P}$
.
Proof Let
$\rho>0$
be small enough with respect to the injectivity radius of
$\Omega _{\mathrm {nc}}^{\epsilon }$
, for instance,
$\rho =\alpha \min \{\eta ,l_0,\epsilon \}$
for
$l_0$
the constant from Lemma 3.2 and
$\alpha \ll 1$
.
Take a finite partition
$\{P_{1},\ldots ,P_{m}\}$
of
$\Omega _{\mathrm {nc}}^{\epsilon }$
whose elements are contained in the quotients by
$\Gamma $
of balls of radius
$\rho $
, namely
$\Gamma k_{i}B_{\rho }^{G}$
for
$k_{i}\in G$
. Of course, we may assume that these sets are mutually disjoint. Moreover, if
$\mu $
is given, we can choose this partition to satisfy
$\mu (\partial P_{j})=0$
for all
$1\leq j\leq m$
, because for all
$x\in \Gamma \backslash G$
, we have
$\mu (\partial B_{r}(x))=0$
for all but countably many
$r>0$
. Assume, for now, that
$\mu (\partial \Omega _{\mathrm {c}}^{\epsilon })=0$
as well.
Define
$\mathscr {P}=\{\Omega _{\mathrm {c}}^{\epsilon },P_{1},\ldots ,P_{k}\}$
and take some
$S={{\bigcap }_{n=-N}^{N}}T_{a}^{n}Q_{n}\in \mathscr {P}_{N}$
. It is clear that for all
$x\in S$
and
$-N\leq n\leq N$
,
In particular, the function
$$ \begin{align*} f(x)=\frac{1}{2N+1}\underset{n=-N}{\overset{N}{\sum}}1_{\Omega_{\mathrm{c}}^{\epsilon}}(T_{a}^{n}x) \end{align*} $$
is constant on S. Define
Given
$\mu $
,
$$ \begin{align*} \mu(\Omega_{\mathrm{c}}^{\epsilon})&=\frac{1}{2N+1}\underset{n=-N}{\overset{N}{\sum}}\mu(T_{a}^{n}( \Omega_{\mathrm{c}}^{\epsilon}))=\int fd\mu=\int_{f(x)>\kappa}fd\mu+\int_{f(x)\leq\kappa}fd\mu\\&\geq\kappa\cdot\mu(\{x\in\mathcal{F}X:\:f(x)>\kappa\})+0. \end{align*} $$
Set
$A=T_{a}^{-N}(\Omega _{\mathrm {nc}}^{\epsilon })$
and
$B=\{x\in \mathcal {F}X:\:f(x)\leq \kappa \}$
(and so
$X^{\prime }=A\cap B)$
. Then, as
$\mu $
is a
$T_a$
-invariant probability measure supported on
$\Omega _{\mathcal {F}}$
,
Clearly
$X^{\prime }$
satisfies conditions (1) and (2) of the lemma, as it is precisely the union of elements
$S={{\bigcap }_{n=-N}^{N}}T_{a}^{n}Q_{n}$
such that
$Q_{-N}\not =\Omega _{\mathrm {c}}^{\epsilon }$
, and
$Q_{n}=\Omega _{\mathrm {c}}^{\epsilon }$
for up to
$\kappa (2N+1)$
different
$-N\leq n\leq N$
.
It remains only to cover each such element by
$3^{(\mathtt {d}-1)\kappa (2N+1)}$
Bowen
$(N,\eta )$
-balls. For simplicity, for such S, define
$$ \begin{align*} S^{\prime}=T_{a}^{N}S=\underset{n=-N}{\overset{N}{\bigcap}}T_{a}^{N+n}Q_{n}=\underset{n=0}{\overset{2N}{\bigcap}}T_{a}^{n}Q_{n-N} \end{align*} $$
and
We will cover
$S^{\prime }$
by
$3^{(\mathtt {d}-1)\kappa (2N+1)}$
backward Bowen
$(2N,\rho )$
-balls. By taking images of these balls by
$T_{a}^{-N}$
, we will get a cover of S by the same amount of (two-sided) Bowen
$(N,\rho )$
-balls. As
$\rho <\eta $
, each such Bowen
$(N,\rho )$
-ball is contained in a Bowen
$(N,\eta )$
-ball, which will give the desired result.
We prove the following claim by induction: for all
$0\leq n\leq 2N$
, the set
$S^{\prime }$
can be covered by
$3^{(\mathtt {d}-1)|\{0,\ldots ,n\}\cap W|}$
many backward Bowen
$(n,\rho )$
-balls.
First, for
$n=0$
, as
and
$P_{j}\subset \Gamma k_{j}B_{\rho }^{G}$
, the result is clear for
$3^{0}$
sets, namely
$P_{j}$
.
Assume we covered
$S^{\prime }$
by
$3^{(\mathtt {d}-1)|\{0,\ldots ,n\}\cap W|}$
many sets for some
$n\in [0,2N-1]$
. Let
$\Gamma kB_{n,\rho }^{-}$
be one of those. If
$n+1\not \in W$
, then
$S^{\prime }\subset T_{a}^{n+1}P_{j}$
for some j. Therefore,
Because
$S^\prime \subset \Omega _{\mathrm {nc}}^{\epsilon }$
, and
$\rho $
was chosen to be small enough with respect to the injectivity radius, it follows that, in fact,
for some
$k^\prime \in G$
. Therefore, by replacing
$\Gamma kB_{n,\rho }^{-}$
with
$\Gamma k^{\prime }B_{n+1,\rho }^{-}$
, for each set
$\Gamma kB_{n,\rho }^{-}$
in the given cover, we obtain a new cover of
$S^{\prime }$
by backward Bowen
$(n+1,\rho )$
-balls, again of size
$3^{(\mathtt {d}-1)|\{0,\ldots ,n\}\cap W|}=3^{(\mathtt {d}-1)|\{0,\ldots ,n+1\}\cap W|}$
.
Otherwise,
$n+1\in W$
. In this case, we simply split each backward Bowen
$(n,\rho )$
-ball into
$3^{\mathtt {d}-1}$
backward Bowen
$(n+1,\rho )$
-balls, each of them smaller in the
$N^{-}$
directions by a factor of
$e<3$
. We emerge with
many sets of the right form. This proves the claim.
To conclude, in the last step of the induction, as
$|W|\leq \kappa (2N+1)$
(because
$S\subset X^{\prime }$
), we get up to
$3^{(\mathtt {d}-1)\kappa (2N+1)}$
sets as desired.
To finish the proof, one only needs to treat the case where
$\mu (\partial \Omega _{\mathrm {c}}^{\epsilon })>0$
. In this case, choose
$\epsilon ^{\prime }>\epsilon $
such that
$\mu (\Omega _{\mathrm {c}}^{\epsilon ^\prime })<\tfrac 43\mu (\Omega _{\mathrm {c}}^{\epsilon })$
and
$\mu (\partial \Omega _{\mathrm {c}}^{\epsilon ^{\prime }})=0$
. This is possible because, as we mentioned, there are only countably many cusp regions whose boundary is of positive measure. Then the partition
$X^{\prime }$
that was constructed for
$\epsilon ^{\prime }$
works for
$\epsilon $
as well.
We now prove item (2) of Theorem 1.1, which is the main result of the theorem.
Proof of Theorem 1.1
Let
$\mu $
be a weak-
$\star $
limit of a subsequence of
$(\mu _{n})_{n\in \mathbb {N}}$
. Without loss of generality, by passing to a subsequence, assume
$(\mu _n)_{n\in \mathbb {N}}$
converges to
$\mu $
. Fix some
$0<\epsilon <\epsilon _{\mathtt {d}}$
, small enough with respect to all previous lemmas, and for which
$\kappa =\mu (\Omega _{\mathrm {c}}^\epsilon )^{1/2}<\tfrac 12$
and
$\mu (\partial \Omega _{\mathrm {c}}^{\epsilon })=0$
. Let
$\mathscr {P}$
be the partition from Lemma 3.17, whose elements all have
$\mu $
-null boundaries.
Let
$\epsilon _{0}>0$
be given, small enough so that the assumptions of Theorem 1.1 hold. Let
$m\in \mathbb {N}$
be such that
$H_{i}=\lambda _{i}^{\epsilon _{0}}<\epsilon $
for all
$i\geq m$
, and fix some
$i\geq m$
. Set
$N_{i}=\lfloor -\tfrac 12\log \lambda _{i}\rfloor $
. Define
$X_{i}$
to be the set guaranteed in Lemma 3.17, with respect to
$N_{i}$
and
$\kappa $
. Here we assumed
$\kappa =\mu (\Omega _{\mathrm {c}}^{\epsilon })^{1/2}>0$
. Otherwise, this is essentially the convex cocompact case, and we may set instead any
$0<\kappa <\tfrac 12$
to obtain, by Lemma 3.17, a set
$X_i$
of full
$\mu _i$
-measure, and continue the same way.
For all
$P=S_{j}\in \mathscr {P}_{N_{i}}$
in the union
${{\bigcup }_{j=1}^{l}}S_{j}$
defining
$X_{i}$
, there is a covering
$P\subset {{\bigcup }_{k=1}^{3^{(\mathtt {d}-1)\kappa (2N_{i}+1)}}}A_{k}$
by Bowen
$(N_{i},\eta )$
-balls. Define
$$ \begin{align*} \tilde{P}_{n}=(A_{n}\cap P)\smallsetminus\underset{k=1}{\overset{n-1}{\bigcup}}A_{k} \end{align*} $$
for all
$n\geq 1$
. Then
$\{\tilde {P}_{n}\}_{n=1}^{3^{(\mathtt {d}-1)\kappa (2N_{i}+1)}}$
is a collection of mutually disjoint sets, each contained in a Bowen
$(N_{i},\eta )$
-ball, whose union is P. So
$\{\tilde {P}_{n}\}_{n=1}^{3^{(\mathtt {d}-1)\kappa (2N_{i}+1)}}$
is a measurable partition of
$P=S_{j}$
.
Define
$$ \begin{align*} \mathcal{Q}_{i}=\underset{P\in\mathscr{P}_{N_{i}}:\:P\cap X_{i}=\emptyset}{\bigcup}\{P\}\cup\underset{P\in\mathscr{P}_{N_{i}}:\:P\cap X_{i}\not=\emptyset}{\bigcup}\{\tilde{P}_{n}\}_{n=1}^{3^{(\mathtt{d}-1)\kappa(2N_{i}+1)}}. \end{align*} $$
Clearly,
$Q_{i}$
is a measurable partition of X.
Take
$A\in \mathcal {Q}_{i},\:B\in \mathscr {P}_{N_{i}}$
.
-
(1) Assume
$A=P$
for
$P\in \mathscr {P}_{N_{i}}$
such that
$P\cap X_{i}=\emptyset $
. Then
$A,B\in \mathscr {P}_{N_{i}}$
and so
$A\cap B=\emptyset $
or
$A=B$
, as the elements of
$\mathscr {P}_{N_{i}}$
are mutually disjoint. -
(2) Otherwise,
$A=\tilde {P}_{n}$
for
$P\in \mathscr {P}_{N_{i}}$
such that
$P\subset X_{i}$
(that is, P is one of the sets defining
$X_{i}$
). Then
$A\cap B=\emptyset $
unless
$B=P$
, in which case
$A\cap B=A$
.
In particular, for a given
$B\in \mathscr {P}_{N_{i}}$
, we have
only for at most
$3^{(\mathtt {d}-1)\kappa (2N_{i}+1)}$
elements
$A\in \mathcal {Q}_{i}$
, where
$(\mu _i)_B$
is the restriction of
$\mu _i$
to B, normalized to be a probability measure. Therefore, the entropy satisfies
We get that the conditional entropy satisfies
$$ \begin{align*} H_{\mu_{i}}(\mathcal{Q}_{i}|\mathscr{P}_{N_{i}})=\underset{B\in\mathscr{P}_{N_{i}}}{\sum}\mu_{i}(B)\cdot H_{(\mu_{i})_{B}}(\mathcal{Q}_{i})\leq\log3^{\mathtt{d}-1}\cdot\kappa(2N_{i}+1). \end{align*} $$
As
$\mathcal {Q}_{i}$
is finer than
$\mathscr {P}_{N_{i}}$
, we get
$\mathcal {Q}_{i}=\mathcal {Q}_{i}\vee \mathscr {P}_{N_{i}}$
, so
and so
Therefore, to get a bound on
$H_{\mu _{i}}(\mathscr {P}_{N_{i}})$
, we are interested in bounding
$H_{\mu _{i}}(\mathcal {Q}_{i})$
. Clearly,
Using the fact that entropy is controlled by an
$L^{2}$
-norm, and the already mentioned fact that for
$A\in \mathcal {Q}_{i}$
, either
$A\subset X_{i}$
or
$A\cap X_{i}=\emptyset $
, we obtain
$$ \begin{align*} H_{(\mu_{i})_{X_{i}}}(\mathcal{Q}_{i})\geq-\log\underset{A\in\mathcal{Q}_{i}}{\sum}((\mu_{i})_{X_{i}}(A))^{2}=-\log\underset{A\in\mathcal{Q}_{i},\:A\subset X_{i}}{\sum}\frac{\mu_{i}(A)^{2}}{\mu_{i}(X_{i})^{2}}. \end{align*} $$
Let us estimate this sum. Every
$A\in \mathcal {Q}_{i}$
with
$A\subset X_{i}$
is contained in a Bowen
$(N_{i},\eta )$
-ball. In addition,
$\{A\in \mathcal {Q}_{i}:\:A\subset X_{i}\}$
is a mutually disjoint family and
Therefore, by the assumptions of Theorem 1.1 (as explained in the proof of Lemma 3.16),
$$ \begin{align*} \underset{A\in\mathcal{Q}_{i},\:A\subset X_{i}}{\sum}\mu_{i}(A)^{2}&=\mu_{i}\times\mu_{i}\bigg(\underset{A\in\mathcal{Q}_{i},\:A\subset X_{i}}{\bigcup}T_{a}^{N_i}(A)\times T_{a}^{N_i}(A)\bigg)\\& \leq E(\epsilon_{0})\lambda_{i}^{\delta-\alpha\epsilon_{0}}\leq E(\epsilon_{0})e^{-2(\delta-\alpha\epsilon_{0})N_{i}}, \end{align*} $$
where
$E(\epsilon _0)$
is the implicit constant in assumption (2) of Theorem 1.1. Therefore,
$$ \begin{align*} H_{(\mu_{i})_{X_{i}}}(\mathcal{Q}_{i})\geq-\log\frac{E(\epsilon_{0})e^{-2(\delta-\alpha\epsilon_{0})N_{i}}}{\mu_{i}(X_{i})^{2}}=2\log(\mu_{i}(X_{i}))-\log E(\epsilon_{0})+2(\delta-\alpha\epsilon_{0})N_{i}, \end{align*} $$
and so,
Note that the first two terms are bounded as i approaches
$\infty $
. Yet, the third term approaches
$\infty $
because
and of course
$N_i\to \infty $
. The first equality arised from
$\mu $
being a probability measure by Lemma 3.16 and
$\Omega _{\mathrm {c}}^{\epsilon }$
being a continuity set.
Therefore, for all large enough i,
$$ \begin{align*} H_{\mu_{i}}(\mathcal{Q}_{i})&\geq2\mu_{i}(X_{i})(\delta-\alpha\epsilon_{0})N_{i}-\alpha\epsilon_{0}\cdot\mu_{i}(X_{i})N_{i}=\mu_{i}(X_{i})(2\delta-3\alpha\epsilon_{0})N_{i}\\&\geq(1-2\kappa^{-1}\mu_{i}(\Omega_{\mathrm{c}}^{\epsilon}))\cdot(2\delta-3\alpha\epsilon_{0})\cdot N_{i}. \end{align*} $$
Altogether, we get
Fix some
$N_{0}\in \mathbb {N}$
. By subadditivity of entropy, and
$T_{a}$
-invariance of
$\mu _{i}$
, we get for all
$i>N_{0}$
(set
$k_{i}=\lceil {N_{i}}/{N_{0}}\rceil $
):
$$ \begin{align*} H_{\mu_{i}}(\mathscr{P}_{N_{i}}) &\leq H_{\mu_{i}}(\mathscr{P}_{k_{i}N_{0}}) = H_{\mu_{i}}\bigg(\underset{j=1}{\overset{k_{i}}{\bigvee}}\underset{n=(2(j-1)-k_{i})N_{0}}{\overset{(2j-k_{i})N_{0}}{\bigvee}} T_{a}^{-n}\mathscr{P}\bigg)\\ &\leq\underset{j=1}{\overset{k_{i}}{\sum}}H_{\mu_{i}}\bigg(\underset{n=(2(j-1)-k_{i})N_{0}}{\overset{(2j-k_{i})N_{0}}{\bigvee}}T_{a}^{-n}\mathscr{P}\bigg)\\& =\underset{j=1}{\overset{k_{i}}{\sum}}H_{\mu_{i}}\bigg(T_{a}^{(2j-1-k_{i})N_{0}}\underset{n=(2(j-1)-k_{i})N_{0}}{\overset{(2j-k_{i})N_{0}}{\bigvee}}T_{a}^{-n}\mathscr{P}\bigg)\\& =\underset{j=1}{\overset{k_{i}}{\sum}}H_{\mu_{i}}\bigg(\underset{n=-N_{0}}{\overset{N_{0}}{\bigvee}}T_{a}^{-n}\mathscr{P}\bigg)=k_{i}H_{\mu_{i}}(\mathscr{P}_{N_{0}}), \end{align*} $$
and so
$$ \begin{align*} (1-2\kappa^{-1}\mu_{i}(\Omega_{\mathrm{c}}^{\epsilon}))\cdot(2\delta-3\alpha\epsilon_{0})\cdot N_{i}\leq\bigg\lceil\frac{N_{i}}{N_{0}}\bigg\rceil H_{\mu_{i}}(\mathscr{P}_{N_{0}})+\log3^{\mathtt{d}-1}\cdot\kappa(2N_{i}+1), \end{align*} $$
that is,
$$ \begin{align} \begin{aligned} H_{\mu_{i}}(\mathscr{P}_{N_{0}}) &\geq((1-2\kappa^{-1}\mu_{i}(\Omega_{\mathrm{c}}^{\epsilon}))\cdot(2\delta-3\alpha\epsilon_{0})-2 \log3^{\mathtt{d}-1}\cdot\kappa)\cdot\frac{N_{i}}{\lceil{N_{i}}/{N_{0}}\rceil} \\ &\quad - \log3^{\mathtt{d}-1}\cdot\kappa\cdot\frac{1}{\lceil{N_{i}}/{N_{0}}\rceil}. \end{aligned} \end{align} $$
Note that
${\lim _{i\to \infty }}\mu _{i}(\Omega _{\mathrm {c}}^{\epsilon })=\mu (\Omega _{\mathrm {c}}^{\epsilon })$
. Moreover,
${N_{i}}/{\lceil {N_{i}}/{N_{0}}\rceil }\to N_{0}$
and
${1}/{\lceil {N_{i}}/{N_{0}}\rceil }\to 0$
as
$i\to \infty $
. Therefore, the right-hand side of equation (3.5) approaches
As for the left-hand side of equation (3.5), we claim that it converges to
$H_{\mu }(\mathscr {P}_{N_{0}})$
. Recall that per our choice,
$\mu (\partial A)=0$
for all
$A\in \mathscr {P}$
. As
$T_{a}$
is a measure-preserving homeomorphism, we get
$\mu (\partial (T_{a}^{k}(A)))=0$
for all
$A\in \mathscr {P}$
and
$|k|\leq N_{0}$
. In general,
$\partial ({\bigcap _{i\in I}}A_{i})\subset {\bigcup _{i\in I}}\partial A_{i}$
for any finite set of indices I. As every set
$A\in \mathscr {P}_{N_{0}}$
is of the form
$A={{\bigcap }_{i=-N_{0}}^{N_{0}}}T_{a}^{k}(A)$
, we obtain
$\mu (\partial A)=0$
for all
$A\in \mathscr {P}_{N_{0}}$
. Recall that by definition,
$$ \begin{align*} H_{\mu_{i}}(\mathscr{P}_{N_{0}})=-\underset{A\in\mathscr{P}_{N_{0}}}{\sum}\mu_{i}(A)\log(\mu_{i}(A)). \end{align*} $$
As it is just a finite sum of elements, each converging to
$\mu (A)\log (\mu (A))$
(by the Portmanteau theorem), we obtain
as desired.
Therefore, by taking the limit of equation (3.5) as
$i\to \infty $
, we get
Therefore,
$$ \begin{align*} h_{\mu}(T)&=\underset{\mathscr{Q}}{\sup}\underset{n\to\infty}{\lim}\frac{{{\bigvee}_{i=-n}^{n}}T^{-n}\mathscr{Q}}{2n+1}\geq\underset{N_{0}\to\infty}{\lim}\frac{H_{\mu}(\mathscr{P}_{N_{0}})}{2N_{0}+1}\\&\geq\underset{N_{0}\to\infty}{\lim}((1-2\mu(\Omega_{\mathrm{c}}^{\epsilon})^{1/2})\cdot(2\delta-3\alpha\epsilon_{0})-2\log3^{\mathtt{d}-1}\cdot\mu(\Omega_{\mathrm{c}}^{\epsilon})^{1/2})\cdot\frac{N_{0}}{2N_{0}+1}\\&=((1-2\mu(\Omega_{\mathrm{c}}^{\epsilon})^{1/2})\cdot(2\delta-3\alpha\epsilon_{0})-2\log3^{\mathtt{d}-1}\cdot\mu(\Omega_{\mathrm{c}}^{\epsilon})^{1/2})\cdot\tfrac{1}{2}. \end{align*} $$
As
${\lim _{\epsilon \to 0^{+}}}\mu (\Omega _{\mathrm {c}}^{\epsilon })=0$
and as the calculation holds for all small enough
$\epsilon ,\epsilon _{0}>0$
(apart for countably many
$\epsilon $
), we can take the limit as
$\epsilon ,\epsilon _{0}\to 0^{+}$
and get
$h_{\mu }(T)\geq \delta $
.
To deduce item (3) of Theorem 1.1 and conclude the proof, it is enough to show that if
$\Gamma $
is Zariski-dense in G, then
$m_{\operatorname {BM}}^{\mathcal {F}}$
is the unique measure of entropy
$\delta (\Gamma )$
, which is the maximal entropy. For the geodesic flow, it follows from Theorem 2.16 even without assuming
$\Gamma $
is Zariski-dense. In particular, Theorem 1.1 can be restated in the geodesic flow. For the frame flow, the characterization of the Bowen–Margulis measure as the unique measure of maximal entropy essentially reduces to showing that
$m_{\operatorname {BM}}^{\mathcal {F}}$
is ergodic, a result that was established by Winter in [Reference Winter39]. This reduction is well known, but for completeness, we provide a proof below.
Proposition 3.18 Assume that
$\Gamma <G$
is Zariski-dense and geometrically finite. Then
$m_{\operatorname {BM}}^{\mathcal {F}}$
is the unique measure of maximal entropy
$\delta $
.
Proof Let
$\mu $
be an A-invariant probability measure on
$\Gamma \backslash G$
. First, note that
$h_{\mu }(a_1)=h_{(\pi _M)_{\ast }\mu }(a_1)$
, where
$(\pi _M)_{\ast }\mu $
is the pushforward of
$\mu $
to
$\Gamma \backslash G/M$
, because compact (isometric) extensions do not increase entropy. In particular, the maximal entropy of the frame flow is
$\delta $
, which is realized by
$m_{\operatorname {BM}}^{\mathcal {F}}$
.
Next, assume that
$\mu $
is of maximal entropy. Then its pushforward measure is of entropy
$\delta $
. The uniqueness of the measure of entropy
$\delta $
on
$\Gamma \backslash G/M$
is known in our setup (Theorem 2.16), and so
$\mu $
is some lift of
$m_{\operatorname {BM}}$
.
For all
$m\in M$
, define a measure
$\mu _{m}$
on
$\Gamma \backslash G$
by
$\mu _{m}(Y)=\mu (Ym)$
. These measures are all A-invariant probability measures. It is clear that by averaging these measures with respect to the Haar measure
$\lambda $
on M, we obtain a lift of
$m_{\operatorname {BM}}$
which is M-invariant from the right. This must be the lift using the Haar measure
$\lambda $
, by uniqueness of the Haar measure. In other words, this lift is the Bowen–Margulis measure on
$\Gamma \backslash G$
. So we obtain
$$ \begin{align} m_{\operatorname{BM}}^{\mathcal{F}}=\underset{M}{\int}\mu_{m}d\lambda(m). \end{align} $$
By [Reference Winter39],
$m_{\operatorname {BM}}^{\mathcal {F}}$
is mixing and in particular ergodic. Therefore, it is an extreme point in the space of invariant probability measures, and in particular the decomposition in equation (3.6) is trivial and so
$\mu =m_{\operatorname {BM}}^{\mathcal {F}}$
.
4 Proof of Theorem 1.2
The following lemma is very useful for estimating entropy on hyperbolic orbifolds. It goes back to Katok, who showed in [Reference Katok20] that equality holds if the space is compact.
Lemma 4.1 Let
$\mu $
be an A-invariant probability measure on
$\mathcal {F}X=\Gamma \backslash G$
. For any given
$N\geq 1$
and
$\epsilon _{0}>0$
, let
$\operatorname {BC}_{\rho }(N,\epsilon _{0})$
be the minimal number of Bowen
$(N,\rho )$
-balls needed to cover any subset of
$\mathcal {F}X$
of measure larger than
$1-\epsilon _{0}$
.
Then,
Remark 4.2. By Remark 3.13, each Bowen
$(N,\rho ^{\prime })$
-ball can be covered by
$$ \begin{align*}\ll \bigg\lceil\frac{\rho^{\prime}}{\rho}\bigg\rceil^{({(\mathtt{d}+1)\mathtt{d}})/{2}}\ll_{\rho,\rho^{\prime}} 1\end{align*} $$
many Bowen
$(N,\rho )$
-balls. Therefore,
and the limit does not depend on
$\rho $
.
Proof Let
$\upsilon>0$
. Let
$\mathscr {P}=\{Q,S_{1},\ldots ,S_{l}\}$
be a finite measurable partition satisfying the following conditions:
-
(1)
$h_{\mu }(T_{a},\mathscr {P})>h_{\mu }(T_{a})-\upsilon $
; -
(2)
$\mu ((\partial S_{i})B_{\kappa }^{G})<E\kappa $
for all
$1\leq i\leq l$
, for some constant
$E>0$
and for all
$\kappa>0$
small enough.
The first condition can be met by the definition of the measure-theoretic entropy. The second condition is possible owing to Lebesgue’s theorem, as for any
$x\in \Gamma \backslash G$
, the function
$\phi (r)=\mu (B_{r}(x))$
is monotone and so almost everywhere differentiable.
Let
$\mathscr {P}_{N}={{\bigvee }_{i=-N}^{N}}T_{a}^{-i}\mathscr {P}$
. For
$x\in \mathcal {F}X$
, let
$[x]_{\mathscr {P}_N}$
stand for the unique atom of
$\mathscr {P}_N$
containing x. Set
$\rho _{N}=\rho N^{-2}$
. We would like to show that
$\mu (E_{N})>1-DN^{-1}$
for a constant
$D>0$
and for all
$N\in \mathbb {N}$
large enough, where
That is, for most points
$x\in \mathcal {F}X$
, the atom in
$\mathscr {P}_{N}$
containing x contains a Bowen ball about x as well.
Indeed, if
$x\in E_{N}^{c}$
, then there is
$h\in B_{N,2\rho _{N}}$
such that
$xh\not \in [x]_{\mathscr {P}_{N}}$
. In particular, it follows that there are
$|n|\leq N$
and
$P_{1}\not =P_{2}\in \mathscr {P}$
such that
$x\in T_{a}^{n}P_{1}$
and
$xh\in T_{a}^{n}P_{2}$
. As
$h\in B_{N,2\rho _{N}}$
, it can be written by
$h=a^{-n}\tilde {h}a^{n}$
for
$\tilde {h}\in B_{2\rho _{N}}^{G}$
. We obtain that
$xa^{-n}$
and
$xha^{-n}=xa^{-n}\tilde {h}$
belong to different sets in
$\mathscr {P}$
, and so
$xa^{-n}$
must be
$B_{2\rho _{N}}^{G}$
-close to the boundary of
$S_j$
for some
$1\leq j\leq l$
, that is,
$xa^{-n}\in (\partial S_{j})B_{2\rho _{N}}^{G}$
. Therefore, we obtain
$$ \begin{align*} E_{N}^{c}\subset\underset{n=-N}{\overset{N}{\bigcup}} \underset{j=1}{\overset{l}{\bigcup}}T_{a}^{n}((\partial S_j)B_{2\rho_{N}}^{G}). \end{align*} $$
Because
$$ \begin{align*} \mu\bigg(\underset{n=-N}{\overset{n}{\bigcup}}\underset{j=1}{\overset{l}{\bigcup}}T_{a}^{n}((\partial S_j)B_{2\rho_{N}}^{G})\bigg)\leq(2N+1)\cdot l\cdot2E\rho_{N}, \end{align*} $$
the estimate on
$\mu (E_N)$
follows.
We note that
because, as in Remark 4.2,
Take some
Then there is a sequence
$\epsilon _{i}\to 0^{+}$
and a sequence
$N_{i}\to \infty $
(dependent on
$\epsilon _{i}$
) such that
$f>({\log (\operatorname {BC}_{\rho _{N_{i}}}(N_{i},\epsilon _{i}))}/({2N_{i}}))$
, and
$N_{i}>({D}/{\epsilon _{i}})$
. Then there is a subset
$X_{i}\subset \mathcal {F}X$
with
$\mu (X_{i})>1-\epsilon _{i}$
which can be covered by
$\lfloor e^{2N_{i}f}\rfloor $
Bowen
$(N_{i},\rho _{N_{i}})$
-balls
Moreover,
$\mu (E_{N_{i}})\geq 1-\epsilon _{i}$
.
Set
$Y_{i}=X_{i}\cap E_{N_{i}}$
, which clearly satisfies
$\mu (Y_{i})\geq 1-2\epsilon _{i}$
. Take
$x\in Y_{i}$
. As
$x\in X_{i}$
, there is
$1\leq j\leq \lfloor e^{2N_{i}f}\rfloor $
such that
$x\in y_{j}^{i}B_{N_{i},\rho _{N_{i}}}$
and so
As
$x\in E_{N_{i}}$
, we obtain
Therefore,
$Y_{i}$
can be covered by
$\lfloor e^{2N_{i}f}\rfloor $
atoms of
$\mathscr {P}_{N_{i}}$
. Let
$Z_{i}$
be the union of those
$\lfloor e^{2N_{i}f}\rfloor $
atoms. In particular,
$\mu _{Z_{i}}(A)\log \mu _{Z_{i}}(A)\not =0$
only for
$\lfloor e^{2N_{i}f}\rfloor $
sets
$A\in \mathscr {P}_{N_{i}}$
, and so
$H_{\mu _{Z_{i}}}(\mathscr {P}_{N_{i}})\leq 2N_{i}f$
.
Set
$\mathscr {Q}=\{Z_{i},Z_{i}^{c}\}$
. As
$\mathscr {P}_{N_{i}}$
is finer than
$\mathscr {Q}$
,
$$ \begin{align*} H_{\mu}(\mathscr{P}_{N_{i}})&=H_{\mu}(\mathscr{Q})+H_{\mu}(\mathscr{P}_{N_{i}}|\mathscr{Q})=H_{\mu}(\mathscr{Q})+\mu(Z_{i})H_{\mu_{Z_{i}}}(\mathscr{P}_{N_{i}})+\mu(Z_{i}^{c})H_{\mu_{Z_{i}^{c}}}(\mathscr{P}_{N_{i}})\\&\leq\log2+1\cdot2N_{i}f+2\epsilon_{i}\cdot\log ((l+1)^{2N_{i}+1})\\& =\log2+2N_{i}f+2\epsilon_{i}\log (l+1)\cdot (2N_{i}+1). \end{align*} $$
We get
As
$\upsilon>0$
and
are arbitrary, we obtain
as desired.
Proof of Theorem 1.2
First of all, let us assume
$\mu $
is ergodic.
Take
$0<\epsilon ^{\prime }<\epsilon _{\mathtt {d}}$
small enough so that every bi-infinite
$T_{a}$
-orbit of any point in
$\Omega _{\mathcal {F}}$
meets
$\Omega _{\mathrm {nc}}^{\epsilon ^{\prime }}$
, that is,
$\Omega _{\mathcal {F}}\subset {{\bigcup }_{k=-\infty }^{\infty }}T_{a}^{-k}(\Omega _{\mathrm {nc}}^{\epsilon ^{\prime }})$
. Take
$0<\epsilon <\epsilon ^{\prime }$
small enough so that
$T_{a}^{-1}(\Omega _{\mathrm {nc}}^{\epsilon ^{\prime }})\subset \Omega _{\mathrm {nc}}^{\epsilon }$
. Moreover, assume
$\epsilon $
is small enough for Lemma 3.15 to hold.
Note that
$\mu (\Omega _{\mathrm {nc}}^{\epsilon ^{\prime }})>0$
, because
$$ \begin{align*}1=\mu(\Omega_{\mathcal{F}})\leq\mu\bigg(\underset{k=-\infty}{\overset{\infty}{\bigcup} } T_{a}^{-k}(\Omega_{\mathrm{nc}}^{\epsilon^{\prime}})\bigg)\leq\underset{k=-\infty}{\overset{\infty}{\sum}} \mu(T_{a}^{-k}(\Omega_{\mathrm{nc}}^{\epsilon^{\prime}}))=\underset{k=-\infty}{\overset{\infty}{\sum}}\mu(\Omega_{\mathrm{nc}}^{\epsilon^{\prime}}). \end{align*} $$
Note that from Birkhoff’s pointwise ergodic theorem, almost every
$x\in \mathcal {F}X$
satisfies
$$ \begin{align*} \underset{N\to\infty}{\lim}\frac{1}{N}\overset{N-1}{\underset{k=0}{\sum}}1_{\Omega_{\mathrm{nc}}^{\epsilon^{\prime}}}(T_{a}^{k}x)=\mu(\Omega_{\mathrm{nc}}^{\epsilon^{\prime}})>0 \end{align*} $$
and, in particular,
$x\in {{\bigcup }_{k=0}^{\infty }}T_{a}^{-k}(\Omega _{\mathrm {nc}}^{\epsilon ^{\prime }}) $
, as otherwise this limit would be zero. So
$\mu ({{\bigcup }_{k=0}^{\infty }}T_{a}^{-k}(\Omega _{\mathrm {nc}}^{\epsilon ^{\prime }}))=1$
. Therefore, for any
$\epsilon _0>0$
, we can fix
$K\geq 0$
such that the set
$$ \begin{align*} Y=\underset{k=0}{\overset{K}{\bigcup}}T_{a}^{-k}(\Omega_{\mathrm{nc}}^{\epsilon^{\prime}}) \end{align*} $$
satisfies
$\mu (Y)>1-({\epsilon _{0}}/{3})$
.
Moreover, again by Birkhoff’s pointwise ergodic theorem, for all
$1\leq i\leq \mathtt {d}-1$
,
$$ \begin{align*} \underset{N\to\infty}{\lim}\frac{1}{2N+1}\overset{N}{\underset{n=-N}{\sum}}1_{\Omega_{\mathrm{c},i}^{\epsilon}}(T_{a}^{n}x)=\mu(\Omega_{\mathrm{c},i}^{\epsilon}) \end{align*} $$
for almost every
$x\in X$
, that is, the sequence of functions
$$ \begin{align*} \frac{1}{2N+1}\overset{N}{\underset{n=-N}{\sum}}1_{T_{a}^{-n}(\Omega_{\mathrm{c},i}^{\epsilon})} \end{align*} $$
converges to
$\mu (\Omega _{\mathrm {c},i}^{\epsilon })$
almost everywhere. By Egorov’s theorem, for all
$1\leq i\leq \mathtt {d}-1$
, there is a subset
$X_{i}$
with
on which
$$ \begin{align*} \frac{1}{2N+1}\overset{N}{\underset{n=-N}{\sum}}1_{T_{a}^{-n}(\Omega_{\mathrm{c},i}^{\epsilon})} \end{align*} $$
converges to
$\mu (\Omega _{\mathrm {c},i}^{\epsilon })$
uniformly, and so there is
$N_{i}\in \mathbb {N}$
such that for all
$N>N_{i}$
and
$x\,{\in}\, X_{i}$
,
$$ \begin{align*} \frac{1}{2N+1}\overset{N}{\underset{n=-N}{\sum}}1_{\Omega_{\mathrm{c},i}^{\epsilon}}(T_{a}^{n}x)>\kappa_{i}:=\mu(\Omega_{\mathrm{c},i}^{\epsilon})-\epsilon_{0} \end{align*} $$
holds.
Set
$N_{0}={\max _{1\leq i\leq \mathtt {d}-1}}N_{i}$
and fix
$N>N_{0}$
. Set
$E={{\bigcap }_{i=1}^{\mathtt {d}-1}}X_{i}$
and
Note that
$$ \begin{align*} F=\underset{(k_{1},k_{2})\in\{0,\ldots,K\}^{2}}{\bigcup}E\cap T_{a}^{N+K-k_{1}}(\Omega_{\mathrm{nc}}^{\epsilon^{\prime}})\cap T_{a}^{-(N+K)-k_{2}}(\Omega_{\mathrm{nc}}^{\epsilon^{\prime}}). \end{align*} $$
As in the proof of Lemma 3.16, we can re-shift each of the sets
and use Lemma 3.12 and Lemma 3.15 to cover it by Bowen balls, as follows. For any
$(k_{1},k_{2})$
, set
$c=\lfloor ({k_{1}+k_{2}})/{2}\rfloor ,\:d=\lfloor ({k_{2}-k_{1}})/{2}\rfloor $
and
$N^{\prime }=N+K+d$
. Then
or
depending on the parity of
$k_{1},k_{2}$
, but in either case,
Moreover, for all
$x=T_{a}^{c}y\in T_{a}^{c}F_{k_{1},k_{2}}$
,
$$ \begin{align*} \underset{n=-N^{\prime}}{\overset{N^{\prime}}{\sum}}1_{\Omega_{\mathrm{c},i}^{\epsilon}}(T_{a}^{n}x)&=\underset{n=-N^{\prime}}{\overset{N^{\prime}}{\sum}}1_{\Omega_{\mathrm{c},i}^{\epsilon}}(T_{a}^{n+c}y)=\underset{n=-(N+K)+(c-d)}{\overset{(N+K)+(c+d)}{\sum}}1_{\Omega_{\mathrm{c},i}^{\epsilon}}(T_{a}^{n}y)\\&\geq(2N+1)\frac{1}{2N+1}\bigg(\underset{n=-N}{\overset{N}{\sum}}1_{\Omega_{\mathrm{c},i}^{\epsilon}}(T_{a}^{n}y)-|c-d|-|c+d|\bigg)\\&\geq(2N+1)\bigg(\kappa_{i}-\frac{2K}{2N+1}\bigg). \end{align*} $$
We have obtained
$$ \begin{align*} &T_{a}^{c}F_{k_{1},k_{2}}\subset\{x\in T_{a}^{N^{\prime}}(\Omega_{\mathrm{nc}}^{\epsilon})\cap T_{a}^{-N^{\prime}}(\Omega_{\mathrm{nc}}^{\epsilon}):\\&\quad \text{for all}\ 1\leq i\leq\mathtt{d}-1,\:|\{n\in[-N^{\prime},N^{\prime}]\cap\mathbb{Z}:\:T_{a}^{n}x\in \Omega_{\mathrm{c},i}^{\epsilon}\}|\geq(2N+1)\kappa_{i}-2K\}. \end{align*} $$
By Lemma 3.12,
$T_{a}^{c}F_{k_{1},k_{2}}$
is the union of at most
$\ll _{\epsilon }e^{({3\log (|\!\log \epsilon |)}/{|\!\log \epsilon |})N^{\prime }}$
sets of the form
$T_{a}^{c}F_{k_{1},k_{2}}\cap Z(V,\epsilon )$
. For
$T_{a}^{c}F_{k_{1},k_{2}}\cap Z(V,\epsilon )$
to be non-empty, necessarily
for all
$1\leq i\leq \mathtt {d}-1$
. Therefore, by Lemma 3.15,
$T_{a}^{c}F_{k_{1},k_{2}}\cap Z(V,\epsilon )$
can be covered by
Bowen
$(N^{\prime },\eta )$
-balls. Therefore,
$T_{a}^{c}F_{k_1,k_2}$
can be covered by
$$ \begin{align*} &\ll_{\epsilon}e^{({3\log(|\!\log\epsilon|)}/{|\!\log\epsilon|})N^{\prime}}\cdot C^{{4N^{\prime}}/{|\!\log\epsilon|}}\cdot e^{(2N^{\prime}+1)\delta-{{\sum}_{i=1}^{\mathtt{d}-1}}((2\delta-i)/2)\cdot((2N+1)\kappa_{i}-2K)}\\ &\quad\leq e^{({4\log(|\!\log\epsilon|)}/{|\!\log\epsilon|})N^{\prime}}\cdot e^{(2N^{\prime}+1)\delta-{{\sum}_{i=1}^{\mathtt{d}-1}}((2\delta-i)/2)\cdot((2N+1)\kappa_{i}-2K)} \end{align*} $$
Bowen
$(N^{\prime },\eta )$
-balls. Therefore,
$F_{k_{1},k_{2}}$
can be covered by that many
$T_{a}^{-c}$
images of Bowen
$(N^{\prime },\eta )$
-balls. Each such image is contained in a Bowen
$(N^{\prime }-c,\eta )$
-ball. As
each such ball is in fact contained in a Bowen
$(N,\eta )$
-ball.
Note that F is the union of
$(K+1)^{2}$
such sets
$F_{k_1,k_2}$
, and so it can be covered by the same number of balls, up to multiplicative constant. Because
we get an upper bound on
$\operatorname {BC}_{\eta }(N,\epsilon _{0})$
. Keeping in mind that
${\lim _{N\to \infty }}({N^{\prime }}/{N})=1$
, we get
$$ \begin{align*} \underset{N\to\infty}{\liminf}\frac{\log\operatorname{BC}_{\eta}(N,\epsilon_{0})}{2N+1} &\leq\underset{N\to\infty}{\lim}\frac{1}{2N+1}\bigg(\frac{4\log(|\!\log\epsilon|)}{|\!\log\epsilon|}N^{\prime}+(2N^{\prime}+1)\delta\\ &\quad-\underset{i=1}{\overset{\mathtt{d}-1}{\sum}}\frac{2\delta-i}{2}\cdot((2N+1)\kappa_{i}-2K)\bigg)\\ &=\frac{2\log(|\!\log\epsilon|)}{|\!\log\epsilon|}+\delta-\underset{i=1}{\overset{\mathtt{d}-1}{\sum}}\frac{2\delta-i}{2}\kappa_{i}\\ &=\frac{2\log(|\!\log\epsilon|)}{|\!\log\epsilon|}+\delta-\underset{i=1}{\overset{\mathtt{d}-1}{\sum}}\frac{2\delta-i}{2}\mu(\mathcal{F}\operatorname{cusp}_{\epsilon}^{i}(X))+O(\epsilon_{0}). \end{align*} $$
Therefore, by Lemma 4.1,
$$ \begin{align*} h_{\mu}(T_{a})&\leq\underset{\epsilon_{0}\to0^{+}}{\liminf}\underset{N\to\infty}{\liminf}\frac{\log\operatorname{BC}_{\eta}(N,\epsilon_{0})}{2N+1}\\ &\quad\leq\delta-\underset{i=1}{\overset{\mathtt{d}-1}{\sum}}\frac{2\delta-i}{2}\mu(\mathcal{F}\operatorname{cusp}_{\epsilon}^{i}(X))+\frac{2\log(|\!\log\epsilon|)}{|\!\log\epsilon|}, \end{align*} $$
as desired.
To deduce the theorem for non-ergodic
$\mu $
, we can decompose
$\mu $
to its ergodic components
$\mu =\int \mu _{t}d\tau (t)$
over some measure space. As
and
the result follows immediately from the ergodic case.
5 Proofs of Theorems 1.5 and 1.6
In this section, we consider periodic orbits of the geodesic flow on the unit tangent bundle of hyperbolic orbifolds, that is, periodic
$a_\bullet $
-orbits on
$\Gamma \backslash G/M$
. However, the natural quotient to consider from a homogeneous dynamics point of view is
$\Gamma \backslash G$
, so for the proof of Theorem 1.5, we will instead work with periodic
$Ma_\bullet $
-orbits on
$\Gamma \backslash G$
. For
$x\in \Gamma \backslash G$
, we say that
$xMA$
is a periodic
$Ma_\bullet $
-orbit of length
$t>0$
if
$\Gamma g ma_t=\Gamma g$
for some
$m\in M$
. With this definition, we can identify between periodic
$a_\bullet $
-orbits on
$\Gamma \backslash G/M$
and periodic
$Ma_\bullet $
-orbits on
$\Gamma \backslash G$
.
The following proposition shows that nearby periodic orbits of similar length and orientation are identical.
Proposition 5.1 Let
$\tau>0$
be small enough. Assume
$x_{1},x_{2}\in \Omega _{\mathrm {nc}}^{\tau }$
belong to periodic
$Ma_\bullet $
-orbits of lengths
$t_{1},t_{2}$
respectively, that is,
$x_{i}m_ia_{t_{i}}=x_{i}$
for
$i=1,2$
. Moreover, assume that
$|t_{1}-t_{2}|<\tfrac 16\tau $
,
$d(m_1,m_2)<\tfrac 16\tau $
, and
$x_{2}=x_{1}u$
for
$u\in B_{N,(1/6)\tau }^{+}$
or for
$u\in B_{N,(1/6)\tau }^{-}$
, where
$N\geq \max \{\lceil t_1\rceil ,\lceil t_2\rceil \}$
. Then
$x_{1}$
and
$x_{2}$
are part of the same periodic
$Ma_\bullet $
-orbit, that is,
$x_{1}MA=x_{2}MA$
.
Proof Let
$\tau \leq l_0$
, for
$l_0$
the constant from Lemma 3.2. Moreover, assume
$\tau $
is small enough with respect to the injectivity radius of
$\exp :\mathfrak {so}(1,\mathtt {d})\to G$
near
$0\in \mathfrak {so}(1,\mathtt {d})$
, as will be described momentarily.
Let
$x_{1}=\Gamma g$
for
$g\in G$
and
$x_{2}=x_{1}u$
for
$u\in B_{N,(1/6)\tau }^{+}$
. Because
$\Gamma ga_{t_{1}}m_1=\Gamma g$
, there is
$\gamma _{1}\in \Gamma $
such that
$\gamma _{1}g=ga_{t_{1}}m_1$
. Likewise, there is
$\gamma _{2}\in \Gamma $
such that
$\gamma _{2}gu=gua_{t_{2}}m_2$
.
Let
$u=n_{+}man_{-}$
be a decomposition of u in
$N^+MAN^-$
. Then
The conjugation by
$a_{t_i}$
shrinks the
$N^{-}$
part by
$e^{t_i}$
and enlarges the
$N^{+}$
part by the same factor. Conjugation of
$N^+$
and
$N^{-}$
by M does not change the size. Because
$u\in B_{(1/6)\tau e^{-N}}^{N^{+}}B_{(1/6)\tau }^{MA}B_{(1/6)\tau }^{N^{-}}$
, it then follows that
$$ \begin{align*} d(\gamma_{1}^{-1}\gamma_{2}gu,gu)&=d(m_1^{-1}a_{-t_{1}}ua_{t_{2}}m_2,u)\leq d(m_1^{-1}a_{-t_{1}}ua_{t_{2}}m_2,e)+d(e,u)\\ &\leq(3\cdot\tfrac{1}{6}\tau+|t_1-t_2|+d(m_1,m_2))+\tfrac{1}{6}\tau<\tau. \end{align*} $$
Since
$\tau \leq l_0$
, it follows from Lemma 3.2 that if
$\gamma _1^{-1}\gamma _2\not =e$
, then it is not elliptic. By Remark 3.4,
$\gamma _1^{-1}\gamma _2$
is not loxodromic. Moreover, it cannot be parabolic, because it moves
$gu$
by less than
$\tau $
yet
$x_2=\Gamma gu\in \Omega _{\mathrm {nc}}^{\tau }$
. Therefore,
$\gamma _{1}^{-1}\gamma _{2}$
must be the identity.
In particular, we get that
$u=m_1a_{t_{1}}ua_{-t_{2}}m_2^{-1}$
. Then both equation (5.1) and
$u=n_+amn_-$
decompose u as
$u=\exp (X_1)=\exp (X_2)$
for
$X_1,X_2\in \mathfrak {so}(1,\mathtt {d})$
close to
$0$
. Assuming that
$\tau $
was chosen to be small enough (in a way which does not depend on u) so that the exponential map is injective in a neighborhood of
$0\in \mathfrak {so}(1,\mathtt {d})$
which contains both
$X_1$
and
$X_2$
, it follows that
$X_1=X_2$
and so the two decompositions are identical. In particular,
$n_+=n_-=e$
. Therefore,
$u\in MA$
and so
$x_{1}$
and
$x_{2}$
are in the same
$Ma_\bullet $
-orbit, as desired.
The same proof works for the case
$u\in B_{N,(1/6)\tau }^{-}$
, by replacing
$t_i$
with
$-t_i$
and
$m_i$
with
$m_i^{-1}$
.
The following is a trivial corollary of Proposition 5.1.
Corollary 5.2 Let
$0<\tau <\tilde {\epsilon }_{\mathtt {d}}$
,
$\rho>0$
, and
$N\in \mathbb {N}$
. Then a forward or backward Bowen
$(N,\rho )$
-ball contained in
$\Omega _{\mathrm {nc}}^{\tau }$
intersects at most
$\ll _{\rho } \tau ^{-(\mathtt {d}^2-\mathtt {d}+2)}$
many periodic
$Ma_{\bullet }$
-orbits of lengths in
$(N-1,N]$
.
Proof Clearly, it suffices to prove the corollary for
$\tau $
small enough with respect to Proposition 5.1. The proof is identical for forward and backward balls.
First, note that as
$M\cong \operatorname {SO}(\mathtt {d}-1)$
is a
${(\mathtt {d}-1)(\mathtt {d}-2)}/{2}$
-dimensional compact space, it has a
${\tau }/{12}$
-dense subset of size
$f\ll \tau ^{-({(\mathtt {d}-1)(\mathtt {d}-2)}/{2})}$
.
We split the forward Bowen
$(N,\rho )$
-ball into
$$ \begin{align*}\ll\bigg\lceil\frac{\rho}{(1/12)\tau}\bigg\rceil^{({(\mathtt{d}+1)\mathtt{d}})/{2}}\ll_{\rho} {\tau}^{-({(\mathtt{d}+1)\mathtt{d}}/{2})}\end{align*} $$
many forward Bowen
$(N,({1}/{12})\tau )$
-balls. Note that each such ball is contained in
$\Omega _{\mathrm {nc}}^{\tau }$
. By Proposition 5.1, for any subinterval
$I\subset (N-1,N]$
of length
$|I|<\tfrac 16\tau $
, each such forward Bowen ball intersects at most f many periodic
$Ma_\bullet $
-orbits whose lengths are in I. Therefore, it intersects at most
$f\lceil 1/((1/6)\tau)\rceil \ll f{\tau }^{-1}$
many periodic
$Ma_\bullet $
-orbits of lengths in
$(N-1,N]$
.
Altogether, we obtain at most
periodic
$Ma_\bullet $
-orbits of lengths in
$(N-1,N]$
.
The following proposition is a major step of the proof of Theorem 1.5.
Proposition 5.3 Let
$\Gamma <G$
be a non-elementary geometrically finite subgroup. Let
$\epsilon>0$
be small enough. Then for any
$\beta \in [0,1]$
, the number of periodic
$Ma_\bullet $
-orbits of lengths at most T, which spend in
$\Omega _{\mathrm {c}}^{\epsilon }$
at least a fraction
$\beta $
of their time, is bounded from above by
Proof Let
$N\leq \lceil T\rceil $
be a natural number. Let
$\epsilon _{c}$
be small enough with respect to Lemma 3.15.
By Lemma 3.5, every closed geodesic must intersect the compact part of the orbifold. It follows that for each periodic
$Ma_\bullet $
-orbit of length in
$(N-1,N]$
which spends in
$\Omega _{\mathrm {c}}^{\epsilon }$
at least a fraction
$\beta $
of its time, there are a function
which satisfies
and a point x of the orbit, such that
$x\in Z_{+}(V,\epsilon ,\epsilon _{c})$
.
By Lemma 3.15,
$Z_+(V,\epsilon ,\epsilon _{c})$
can be covered by
forward Bowen
$(N,\eta )$
-balls for
$\eta \ll 1$
. Note that each of these balls is contained in
$\Omega _{\mathrm {nc}}^{\epsilon _{c}}$
, and so by Corollary 5.2, each ball intersects at most
$\ll _{\eta } 1$
many periodic
$Ma_\bullet $
-orbits of lengths in
$(N-1,N]$
.
Moreover, owing to Lemma 3.12, there are only
many functions V for which
$Z_{+}(V,\epsilon ,\epsilon _{c})\not =\emptyset $
.
Altogether, the number of periodic
$Ma_\bullet $
-orbits of lengths in
$(N-1,N]$
which spend in
$\Omega _{\mathrm {c}}^{\epsilon }$
at least a fraction
$\beta $
of their time is at most
Therefore, the number of periodic
$Ma_\bullet $
-orbits of lengths at most T which spend in
$\Omega _{\mathrm {c}}^{\epsilon }$
at least a fraction
$\beta $
of their time is bounded from above by
$$ \begin{align*}&\ll_{\eta} \underset{N=1}{\overset{\lceil T \rceil}{\sum}}f_{N}\leq \lceil T \rceil f_{\lceil T \rceil} \\ & =\lceil T\rceil|\!\log\epsilon|^{3}e^{(\delta-((2\delta-r_{\max})/2)\beta+({2\log C})/{|\!\log\epsilon|}+(3\log(|\!\log\epsilon|)/{|\!\log\epsilon|}))\lceil T\rceil}. \\[-40pt]\end{align*} $$
For a periodic
$Ma_\bullet $
-orbit l on
$\Gamma \backslash G$
, let
$\tilde {\mu }_l$
be the natural
$MA$
-invariant probability measure on l, that is, the product measure of the Haar measure on the M-part and the normalized Lebesgue measure on
$[0,T)$
on the A-part, where T is the length of the periodic orbit. The pushforward measure
$(\pi _{M})_{\ast }\tilde {\mu }_l=\mu _{l}$
is the natural A-invariant probability measure on the corresponding periodic
$a_\bullet $
-orbit on
$\Gamma \backslash G/M$
, that is, the measure which is supported on the orbit and distributes the mass uniformly on it. For a finite set
$\varphi $
of periodic
$Ma_\bullet $
-orbits, the natural
$MA$
-invariant probability measure averaging on
$\varphi $
is defined by
$\tilde {\mu }_{\varphi }=(1/|\varphi|)\sum _{l\in \varphi }\tilde {\mu }_l$
.
Proof of Theorem 1.5
Let
$\tilde {\mu }_i$
be the natural
$MA$
-invariant probability measure on
$\psi (T_i)$
. We will show that
$(\tilde {\mu }_{i})_{i\in \mathbb {N}}$
satisfies the conditions of Theorem 1.1.
Set
$N_{i}=\lceil T_{i}\rceil $
and
$\lambda _{i}=e^{-N_{i}}$
. Let
$\epsilon _{0}>0$
be arbitrary and set
$H_{i}=\lambda _{i}^{\epsilon _{0}}$
.
First, we show that
$\tilde {\mu }_{i}(\Omega _{\mathrm {c}}^{H_{i}})\to 0$
. Because all closed geodesics intersect the compact part of the orbifold, it follows from Lemma 3.5 and Remark 3.8 that periodic
$Ma_\bullet $
-orbits which intersect
$\Omega _{\mathrm {c}}^{H_i}$
spend at least
${\epsilon _0 N_i}/{3}$
time in
$\Omega _{\mathrm {c}}^{\sqrt {H_i}}$
, assuming i is large enough. In particular, if their lengths are at most
$T_i$
, they spend in
$\Omega _{\mathrm {c}}^{\sqrt {H_i}}$
at least a fraction
${\epsilon _0}/{3}$
of their time. Therefore, by Proposition 5.3, the number
$f_i$
of periodic
$Ma_\bullet $
-orbits of lengths at most
$T_i$
which intersect
$\Omega _{\mathrm {c}}^{H_i}$
satisfies
$$ \begin{align*} f_i&\ll\lceil T_i\rceil|\!\log\sqrt{H_i}|^{3}e^{(\delta-(({2\delta-r_{\max}})/{6})\epsilon_0+({2\log C})/{|\!\log\sqrt{H_i}|}+({3\log(|\!\log\sqrt{H_i}|})/{|\!\log\sqrt{H_i}|}))\lceil T_i\rceil} \\& \ll_{\epsilon_0} N_i^{4+({6}/{\epsilon_0})}e^{(\delta-(({2\delta-r_{\max}})/{6})\epsilon_0)N_i}. \end{align*} $$
Therefore, the measure of the cusp can be bounded by
$$ \begin{align*}\tilde{\mu}_{i}(\Omega_{\mathrm{c}}^{H_{i}})=\frac{1}{|\psi(T_i)|}\underset{l\in \psi(T_i)}{\sum}\tilde{\mu}_{l}(\Omega_{\mathrm{c}}^{H_{i}})\leq\frac{1}{|\psi(T_i)|}\cdot f_{i}\cdot1\leq e^{-(\delta-\alpha_{i})T_{i}}f_{i},\end{align*} $$
where the right-hand side clearly converges to
$0$
as
$i\to \infty $
. Together with the fact that
$\tilde {\mu }_i$
is A-invariant and so supported on
$\Omega _{\mathcal {F}}$
, it follows that assumption (1) of Theorem 1.1 holds.
Next, we show that assumption (2) of Theorem 1.1 is satisfied. Let
We want to bound
$\tilde {\mu }_{i}\times \tilde {\mu }_{i}(E)$
. Let
$(x,y)\in E$
. Note that
is a subset of the backward Bowen
$(N_{i},\rho )$
-ball
$\Gamma yB_{N_{i},\rho }^{-}$
for
$\rho \ll 1$
, which is contained in
$\overline {\Omega _{\mathrm {nc}}^{H_{i}}}$
. By Corollary 5.2, we get that
$E_y$
intersects
many periodic
$Ma_\bullet $
-orbits of lengths at most
$N_{i}$
, once i is large enough. In particular,
once i is large enough. Therefore, by Fubini’s theorem together with the fact that
$\tilde {\mu }_i$
is supported on
$\Omega _{\mathcal {F}}$
,
as well, as required.
This shows, by Theorem 1.1, that every weak-
$\star $
limit of a subsequence of
$(\tilde {\mu }_i)_{i\in \mathbb {N}}$
has entropy
$\delta $
. Owing to uniqueness of measure of maximal entropy for the geodesic flow (Theorem 2.16), we obtain that
$m_{\operatorname {BM}}$
is the unique limit of any subsequence of
$(\mu _i)_{i\in \mathbb {N}}$
, where
$\mu _i=(\pi _M)_{\ast }\tilde {\mu }_i$
, and so
$(\mu _{i})_{i\in \mathbb {N}}$
converges to
$m_{\operatorname {BM}}$
.
From this point on, we will discuss only periodic
$a_\bullet $
-orbits on
$\Gamma \backslash G/M$
(rather than periodic
$Ma_\bullet $
-orbits on
$\Gamma \backslash G$
).
Proof of Theorem 1.6
Assume by contradiction that such h does not exist. Then there is a positive sequence
$h_{i}\to 0$
and an increasing sequence
$T_{i}\to \infty $
such that the sets
$$ \begin{align*}A_{i}^{+}=\bigg\{l\in\operatorname{Per}_{\Gamma}(T_i):\:\int_{l}fd\mu_{l}-\int_{\Gamma\backslash G/M}f\,dm_{\operatorname{BM}}>\epsilon\bigg\}\end{align*} $$
are of magnitude
$|A_{i}^{+}|>\tfrac 12e^{(\delta -h_{i})T_{i}}$
. If this is not the case, then we would simply consider the sets
$$ \begin{align*}A_{i}^{-}=\bigg\{l\in\operatorname{Per}_{\Gamma}(T_i):\:\int_{\Gamma\backslash G/M}f\,dm_{\operatorname{BM}}-\int_{l}fd\mu_{l}>\epsilon\bigg\}\end{align*} $$
instead of
$A_{i}^{+}$
, and continue the same way.
Consider the measures
$\mu _{i}=({1}/{|A_{i}^{+}|})\underset {l\in A_{i}^{+}}{\sum }\mu _{l}$
averaging on
$A_{i}^{+}$
. By Theorem 1.5, the sequence
$(\mu _{i})_{i\in \mathbb {N}}$
converges to
$m_{\operatorname {BM}}$
. However,
$$ \begin{align*} \bigg|\int fd\mu_{i}-\int f\,dm_{\operatorname{BM}}\bigg|&=\bigg|\frac{1}{|A_{i}^{+}|}\underset{l\in A_{i}^{+}}{\sum}\int fd\mu_{l}-\int f\,dm_{\operatorname{BM}}\bigg|\\& =\frac{1}{|A_{i}^{+}|}\bigg|\underset{l\in A_{i}^{+}}{\sum}[\int fd\mu_{l}-\int f\,dm_{\operatorname{BM}}]\bigg|>\frac{1}{|A_{i}^{+}|}\bigg|\underset{l\in A_{i}^{+}}{\sum}\epsilon\bigg|=\epsilon \end{align*} $$
for all i, which is a contradiction.
6 Proofs of Theorem 1.8 and Corollary 1.9
A key tool for the proof is the following theorem of [Reference Paulin, Pollicott and Schapira29], which holds for the general settings of a complete connected Riemannian manifold with pinched negative curvature and a reversible potential F. Here we restrict ourselves to the hyperbolic space and take the potential
$F\equiv 0$
. In our settings, the theorem is due to Roblin [Reference Roblin34] (cf. also related work by Sharp [Reference Sharp36]) and goes back to Brooks [Reference Brooks7] in less general settings.
Theorem 6.1 [Reference Roblin34, Theorem 2.2.2], [Reference Paulin, Pollicott and Schapira29, Theorem 11.14]
Let
$\Gamma _0<G$
be a discrete subgroup. Let
$\Gamma \triangleleft \Gamma _0$
be a normal non-elementary subgroup, such that
$\Gamma \backslash \Gamma _0$
is amenable. Then
$\delta (\Gamma )=\delta (\Gamma _0)$
.
We will also use the following theorem. To obtain this form of the statement, the fact that the critical exponent of a non-elementary subgroup is strictly positive was used.
Theorem 6.2 [Reference Paulin, Pollicott and Schapira29, Theorem 4.7]
Let
$\Gamma <G$
be a discrete non-elementary subgroup. Let W be any relatively compact open subset of
$T^{1}(\Gamma \backslash \mathbb {H}^{\mathtt {d}})$
meeting the non-wandering set of the geodesic flow
$\Omega _{\Gamma }$
. Then
To prove Theorem 1.8, we need to pass the question from counting periodic
$a_\bullet $
-orbits in
$\Gamma \backslash G/M$
to counting them in
$\Gamma _0\backslash G/M$
. In doing so, for each
$p\in \operatorname {Per}_{\Gamma }$
, we consider its projection
$\pi _{\Gamma _0}(p)$
to
$\Gamma _0\backslash G/M$
, which is a periodic
$a_\bullet $
-orbit in
$\Gamma _0\backslash G/M$
. We need to show that each element of
$\operatorname {Per}_{\Gamma _0}$
is not counted too many times.
Lemma 6.3 Let
$\Gamma _0<G$
be discrete and let
$\Gamma \triangleleft \Gamma _0$
be a non-elementary normal subgroup. Then there exists some relatively compact open set
$W\subset T^{1}(\Gamma \backslash \mathbb {H}^{\mathtt {d}})$
intersecting the non-wandering set
$\Omega _\Gamma $
, with the following property. For all
$p_0\in \operatorname {Per}_{\Gamma _0}$
, the number of
$p\in \operatorname {Per}_{\Gamma }(T)$
intersecting W, such that
$\pi _{\Gamma _0}(p)=p_0$
, is
$\ll T$
.
Proof Let
$v\in \pi _{\Gamma }^{-1}(\Omega _\Gamma )\subset T^{1}(\mathbb {H}^{\mathtt {d}})$
and
$\delta>0$
be such that the projection
$\pi _{\Gamma _0}$
is injective on
$U_{2\delta }$
, where
$U_{r}=B_{r}^{T^{1}(\mathbb {H}^{\mathtt {d}})}(v)$
is the ball of radius r around v. Let
$W=\pi _{\Gamma }(U_{\delta })$
.
Let
$\Gamma v_1,\Gamma v_2 \in \Gamma \backslash G /M$
be points of some periodic
$a_\bullet $
-orbits
$p_1,p_2\in \operatorname {Per}_{\Gamma }(T)$
respectively. Assume both orbits intersect W, and so without loss of generality, we may assume
$v_1,v_2\in U_{\delta }$
. Moreover, assume that
$\Gamma _0 v_1$
and
$\Gamma _0 v_2$
belong to the same periodic
$a_\bullet $
-orbit, that is,
$\pi _{\Gamma _0}(p_1)=\pi _{\Gamma _0}(p_2)$
, and so there is some
$t\in \mathbb {R}$
such that
$\Gamma _{0}v_1=\Gamma _{0}v_2 a_t$
.
We assume that
$|t|<\delta $
and aim to prove that
$p_1=p_2$
. Indeed, note that
$d(v_2 a_t,v)<2\delta $
from the triangle inequality. Because
$v_1,v_2 a_t\in U_{2\delta }$
and
$\Gamma _0 v_1 =\Gamma _0 v_2 a_t$
, it follows from injectivity of the projection
$\pi _{\Gamma _0}$
on this set that
$v_1=v_2 a_t$
. In particular,
$p_1=p_2$
.
It follows that for a given
$p_0\in \operatorname {Per}_{\Gamma _0}$
, there can be at most
$\ll \frac {T}{\delta }$
distinct elements
$p\in \operatorname {Per}_{\Gamma }(T)$
intersecting W and satisfying
$\pi _{\Gamma _0}(p)=p_0$
.
Proof of Theorem 1.8
Let
$\phi (T)$
be as in the statement of Theorem 1.8, that is, the set of periodic
$a_\bullet $
-orbits in
$\Gamma _0\backslash G/M$
of length at most T, which remain periodic and of the same length in
$\Gamma \backslash G/M$
. Let
$\phi ^{\prime }(T)$
be the set of periodic
$a_\bullet $
-orbits in
$\Gamma _0\backslash G/M$
, which in
$\Gamma \backslash G/M$
are periodic and of length at most T (not necessarily the same as their length in
$\Gamma _0\backslash G/M$
). Let W be as in Lemma 6.3.
Clearly,
Using Lemma 6.3, it follows that
and so, by Theorem 6.2,
Note that
$\phi ^{\prime }(T)\smallsetminus \phi (T)$
consists of elements
$p_0\in \operatorname {Per}_{\Gamma _0}$
that remain periodic in
$\Gamma \backslash G/M$
but of different length than their original length. This situation could happen only if
$p_0$
is being unfolded in
$\Gamma $
an integer amount of times, and in particular its length in
$\Gamma _0\backslash G/M$
must be at most
${T}/{2}$
.
Because
$\phi (T)\subset \phi ^{\prime }(T)$
, we get
$$ \begin{align*}|\phi(T)|\geq |\phi^{\prime}(T)|-\bigg|\!\operatorname{Per}_{\Gamma_0}\bigg(\frac{T}{2}\bigg)\bigg|.\end{align*} $$
Combining Theorem 2.18, Theorem 6.1, and equation (6.1), we obtain that
The result now follows directly from Theorem 1.5.
Remark 6.4. It is clear from the proof of Theorem 1.8 that the natural probability measures
$\nu _{T}^{\prime }$
averaging on
$\phi ^{\prime }(T)$
, rather than on
$\phi (T)$
, equidistribute as well, because
$\phi (T)\subset \phi ^{\prime }(T)$
and our argument only requires the set on which we average to be large enough.
Remark 6.5. In the proof of Theorem 1.8, namely in equation (6.1), we proved that
The proof of this fact did not use the assumption that
$\Gamma \backslash \Gamma _0$
is amenable. Moreover, it can be shown that in any regular cover, amenable or not, this
$\liminf $
is in fact a
$\lim $
and its value is precisely
$\delta (\Gamma )$
. We will not require this statement in this paper.
Proof Proof of Corollary 1.9
Define
$\nu ^{\prime }_T$
to be the natural invariant probability measure averaging on
$\phi ^{\prime }(T)$
, and
$\mu _{T}$
to be the one averaging on
$\operatorname {Per}_{\Gamma }(T)$
. In the latter case, it is an average over an infinite set, so we choose to normalize the infinite sum by
$N_{T}<\infty $
, that is,
$\mu _{T}=({1}/{N_T})\sum _{l\in \operatorname {Per}_{\Gamma }(T)}\mu _{l}$
.
Let f be as in the statement of Corollary 1.9. Define
$\tilde {f}:\Gamma _0\backslash G/M\to \mathbb {R}$
by
$$ \begin{align*}\tilde{f}(\Gamma_0 v)=\sum_{\tau\in\Gamma\backslash\Gamma_0}f(\tau \Gamma v).\end{align*} $$
Clearly, the sum absolutely converges owing to the assumption on f, and depends only on
$\Gamma _0 v$
(not on v itself). Then
$\tilde {f}$
is a continuous function, and by assumption, it is bounded as well.
Note that
$\phi ^{\prime }(T)$
is the projection from
$\Gamma \backslash G/M$
to
$\Gamma _0\backslash G/M$
of any set of representatives for the
$\Gamma \backslash \Gamma _0$
-equivalence classes of
$\operatorname {Per}_{\Gamma }(T)$
. Therefore, by construction,
By Theorem 1.8 (or to be precise, by Remark 6.4),
$\nu ^{\prime }_T$
converges to
$m_{\operatorname {BM}}$
, so
which gives the desired equality.
7 Proof of Theorem 1.11
Proof of Theorem 1.11
The key idea is to show that most closed geodesics spend at least some bounded (from below) fraction of their time in the compact part of the orbifold.
Let
$\beta ,\epsilon>0$
be small enough so that
This is possible because
We may choose
$\epsilon>0$
to be small enough with respect to Proposition 5.3 as well.
Let
$\pi _{M}$
stand for the projection from
$\Gamma _0\backslash G$
to
$\Gamma _0\backslash G/M$
. By Proposition 5.3, the number of periodic
$a_\bullet $
-orbits on
$\Gamma _0\backslash G/M$
with lengths at most T, which spend at most a fraction
$\beta $
of their time in
$\pi _{M}(\Omega _{\mathrm {nc}}^{\epsilon })$
, and so spend at least a fraction
$(1-\beta )$
of their time in
$\pi _{M}(\Omega _{\mathrm {c}}^{\epsilon })$
, is at most
which is a relatively small amount.
Let f be as in the statement of Theorem 1.11. Let
$\tilde f$
,
$\mu _T$
, and
$\nu ^{\prime }_T$
be as in the proof of Corollary 1.9. We want to prove that
that is,
Recall that
$\nu ^{\prime }_T$
averages on the set
$\phi ^{\prime }(T)$
which is of size
$N_T$
, which by Remark 6.5 satisfies
Then
and so, by the choice of
$\beta $
and
$\epsilon $
in equation (7.1),
Let
$m=\min _{x\in \overline {\pi _{M}(\Omega _{\mathrm {nc}}^{\epsilon }})}\tilde {f}(x)>0$
. We obtain
as desired.
Acknowledgements
This paper is a part of the author’s PhD studies at The Hebrew University of Jerusalem. I would like to thank my advisor, Prof. Elon Lindenstrauss, to whom I am grateful for his guidance and support throughout this work. This work was supported by ERC 2020 grant HomDyn (grant no. 833423).