1 Introduction
Let
$H$ be a finite-dimensional quasi-triangular Hopf algebra over a field
$k$ and denote by
$R$ its universal
$R$-matrix. The algebra
$H$ is called factorisable if the map
$H^{\ast }\rightarrow H:f\mapsto (f\,\otimes \,\text{id})(R_{21}R)$ (the Drinfeld map [Reference DrinfeldDri90]) is bijective. If
$H$ is factorisable and ribbon, the centre
$Z(H)$ of
$H$ carries a projective representation of
$\text{SL}(2,\mathbb{Z})$, the mapping class group of the torus [Reference Lyubashenko and MajidLM94]. In this case, the Drinfeld map furthermore allows one to give a faithful representation of the
$k$-linear Grothendieck ring of
$\operatorname{Rep}(H)$ on
$Z(H)$ [Reference DrinfeldDri90].
A factorisable Hopf algebra
$H$ can be endowed with a central form
$\unicode[STIX]{x1D708}:H\rightarrow k$ such that it becomes a symmetric Frobenius algebra [Reference Cohen and WestreichCW08, Remark 3.1]. The central form
$\unicode[STIX]{x1D708}$ induces an isomorphism between
$Z(H)$ and the space
$C(H)$ of all central forms on
$H$:
$$\begin{eqnarray}Z(H)\longrightarrow C(H),\quad z\longmapsto \unicode[STIX]{x1D708}(z\cdot -).\end{eqnarray}$$ Characters of finite-dimensional
$H$-modules are examples of central forms. We are particularly interested in the preimage in
$Z(H)$ of the characters of projective modules. This subspace is called the Higman ideal
$\text{Hig}(H)$ (see e.g. [Reference BrouéBro09]).
Denote by
$\operatorname{Rep}(H)$ the category of finite-dimensional representations of
$H$. In [Reference Cohen and WestreichCW08], Cohen and Westreich prove, amongst other things, the following remarkable results.
Theorem 1.1 [Reference Cohen and WestreichCW08].
Let
$H$ be a factorisable ribbon Hopf algebra over an algebraically closed field of characteristic zero.
(1) There is at least one simple and projective
$H$-module.(2) The Higman ideal
$\text{Hig}(H)$ is an
$\text{SL}(2,\mathbb{Z})$-submodule of
$Z(H)$.(3) The Higman ideal
$\text{Hig}(H)$ is a submodule for the action of the Grothendieck ring of
$\operatorname{Rep}(H)$ on
$Z(H)$, and this action can be diagonalised on
$\text{Hig}(H)$ (‘the fusion rules can be diagonalised on
$\text{Hig}(H)$’).
Part (2) generalises [Reference LachowskaLac03a, Theorem 5.5], [Reference LachowskaLac03b, Corollary 4.1] established for small quantum groups associated to simple Lie algebras of types A, D, E.
The motivation of the present paper is to give a generalisation of these results to factorisable finite tensor categories. Let us describe our setting in more detail.
Let
$k$ be a field. An abelian
$k$-linear category is called finite if it is equivalent to the category of finite-dimensional representations of a finite-dimensional
$k$-algebra. A finite tensor category is a finite abelian category which is rigid monoidal with bilinear tensor product and simple tensor unit. If the category is equipped with a natural monoidal isomorphism from the identity functor to the endofunctor given by taking double duals, it is called pivotal. An important class of examples of finite tensor categories are the categories
$\operatorname{Rep}(H)$ for finite-dimensional Hopf algebras
$H$. A Hopf algebra
$H$ is called pivotal if the squared antipode of
$H$ is given by conjugating with a group-like element [Reference Andruskiewitsch, Angiono, Garcia Iglesias, Torrecillas and VayAAGTV14]. In this case,
$\operatorname{Rep}(H)$ is pivotal. A ribbon Hopf algebra is automatically pivotal.
For a braided finite tensor category one can write down at least four natural non-degeneracy conditions for the braiding. These have only recently been shown to all be equivalent [Reference ShimizuShi19], and we briefly review this result in § 2. We refer to braided finite tensor categories satisfying these equivalent conditions as factorisable. Indeed, for a quasi-triangular finite-dimensional Hopf algebra
$H$,
$\operatorname{Rep}(H)$ is factorisable if and only if
$H$ is factorisable [Reference LyubashenkoLyu95a].
Our first main result generalises part (1) of Theorem 1.1 (see Theorem 3.4).
Theorem 1.2. A factorisable and pivotal finite tensor category
${\mathcal{C}}$ over an algebraically closed field of characteristic zero contains a simple projective object.
Remark 1.3. One can formulate the above theorem for positive characteristic if one adds an extra assumption, which we call ‘Condition P’ (§ 3). Namely, we say that a finite braided tensor category satisfies Condition P if there exists a projective object
$P$ such that
$[P]$ is not nilpotent in the linearised Grothendieck ring (that is, in the Grothendieck ring tensored with the field). In characteristic zero, Condition P is always satisfied (Lemma 3.2). Theorems 1.2, 1.4 and part (1) of Theorem 1.5 remain true if instead of requiring the field to be of characteristic zero, one demands that the category satisfies Condition P (but for part (2) of Theorem 1.5 we still need to require characteristic zero). The details are given in the body of the paper.
One noteworthy consequence is that the category
${\mathcal{C}}$ in the above theorem allows for a unique-up-to-scalars non-zero modified trace function on the tensor ideal
${\mathcal{P}}\text{roj}({\mathcal{C}})$, that is, on the full subcategory of all projective objects in
${\mathcal{C}}$ [Reference Geer, Kujawa and Patureau-MirandGKP11, Reference Geer, Patureau-Mirand and VirelizierGPV13, Reference Geer, Kujawa and Patureau-MirandGKP13], see § 4.
A modified trace on
${\mathcal{P}}\text{roj}({\mathcal{C}})$ is a family of
$k$-linear maps
$t_{P}:\operatorname{End}(P)\rightarrow k$,
$P\in {\mathcal{P}}\text{roj}({\mathcal{C}})$, subject to a cyclicity and partial trace condition. Recall that the categorical trace defined in terms of the pivotal structure on
${\mathcal{C}}$ vanishes identically on
${\mathcal{P}}\text{roj}({\mathcal{C}})$ unless
${\mathcal{C}}$ is semisimple (Remark 4.6). In contrast to this, for the modified trace the pairings
${\mathcal{C}}(P,Q)\times {\mathcal{C}}(Q,P)\rightarrow k$,
$(f,g)\mapsto t_{Q}(f\circ g)$ are non-degenerate for all
$P,Q\in {\mathcal{P}}\text{roj}({\mathcal{C}})$ (see [Reference Costantino, Geer and Patureau-MirandCGP15] and Proposition 4.2 below). In particular, the
$t_{P}$ turn
${\mathcal{P}}\text{roj}({\mathcal{C}})$ into a Calabi–Yau category (Definition 5.4).
One can use modified traces to define new link invariants in finite ribbon categories which are not accessible via the usual quantum traces [Reference Geer, Patureau-Mirand and TuraevGPT09]. However, we will not pursue this point in the present paper.
Let
${\mathcal{A}}$ be a finite abelian category over a field
$k$ and assume that
${\mathcal{P}}\text{roj}({\mathcal{A}})$ is Calabi–Yau. In § 5 we give a categorical definition of the Higman ideal as an ideal
$$\begin{eqnarray}\text{Hig}({\mathcal{A}})\subset \operatorname{End}(\text{Id}_{{\mathcal{A}}})\end{eqnarray}$$ in the algebra of natural endomorphisms of the identity functor on
${\mathcal{A}}$. Recall that for algebras,
$Z(A)\cong \operatorname{End}(\text{Id}_{\text{mod}\text{-}A})$, i.e. the centre of
$A$ is isomorphic as a
$k$-algebra to the algebra of natural endomorphisms of the identity functor on the category of finite-dimensional (right, say)
$A$-modules. The definition of
$\text{Hig}({\mathcal{A}})$ is such that via this isomorphism,
$\text{Hig}(A)$ gets mapped to
$\text{Hig}(\text{mod}\text{-}A)$.
As in Theorem 1.2 above, let
${\mathcal{C}}$ be a factorisable and pivotal finite tensor category over an algebraically closed field
$k$ of characteristic zero. Let
$G$ be a projective generator of
${\mathcal{C}}$ and
$E=\operatorname{End}(G)$. Then
${\mathcal{C}}$ is equivalent as a
$k$-linear category to
$\text{mod}\text{-}E$. As discussed above, we obtain a modified trace
$t_{G}:E\rightarrow k$ which turns
$E$ into a symmetric Frobenius algebra, and as in (1.1) we get isomorphisms
$$\begin{eqnarray}\operatorname{End}(\text{Id}_{{\mathcal{C}}})\longrightarrow Z(E)\longrightarrow C(E),\quad \unicode[STIX]{x1D702}\longmapsto \unicode[STIX]{x1D702}_{G}\longmapsto t_{G}(\unicode[STIX]{x1D702}_{G}\circ -).\end{eqnarray}$$ Our second main result is Theorem 6.1, which links characters of
$E$-modules to the modified trace over certain elements in
$\operatorname{End}(\text{Id}_{{\mathcal{C}}})$ obtained from the internal character of the corresponding object in
${\mathcal{C}}$. The details of this are too lengthy for this introduction, and we refer to § 6.
Theorem 6.1 is important for what follows as it implies that
$\text{Hig}({\mathcal{C}})$ is spanned by the images of internal characters of projective objects (Proposition 7.1).
For a factorisable finite ribbon category one obtains a projective
$\text{SL}(2,\mathbb{Z})$-action on
$\operatorname{End}(\text{Id}_{{\mathcal{C}}})$, and in fact actions of all surface mapping class groups on appropriate Hom-spaces [Reference LyubashenkoLyu95b].
Our third main result generalises part (2) of Theorem 1.1 (see Corollary 8.5).
Theorem 1.4. Let
${\mathcal{C}}$ be a factorisable finite ribbon category over an algebraically closed field of characteristic zero. Then
$\text{Hig}({\mathcal{C}})$ is an
$\text{SL}(2,\mathbb{Z})$-submodule of
$\operatorname{End}(\text{Id}_{{\mathcal{C}}})$.
We note that under the conditions of this theorem,
$\text{Hig}({\mathcal{C}})=\operatorname{End}(\text{Id}_{{\mathcal{C}}})$ if and only if
${\mathcal{C}}$ is semisimple (Proposition 5.10).
Still under the conditions of the above theorem, one can define an injective ring homomorphism from the Grothendieck ring
$\operatorname{Gr}({\mathcal{C}})$ to
$\operatorname{End}(\text{Id}_{{\mathcal{C}}})$ [Reference ShimizuShi17b] (see § 2). This, in particular, turns
$\operatorname{End}(\text{Id}_{{\mathcal{C}}})$ into a faithful
$\operatorname{Gr}({\mathcal{C}})$-module by defining the representation map
$\unicode[STIX]{x1D70C}^{\text{L}}:\operatorname{Gr}({\mathcal{C}})\rightarrow \operatorname{End}_{k}(\operatorname{End}(\text{Id}_{{\mathcal{C}}}))$ to be left multiplication. We show the following statement, the first part of which generalises part (3) of Theorem 1.1 (see Proposition 8.6).
Theorem 1.5. Let
${\mathcal{C}}$ be a factorisable and pivotal finite tensor category over an algebraically closed field of characteristic zero.
(1) The restriction of
$\unicode[STIX]{x1D70C}^{\text{L}}$ to the submodule
$\text{Hig}({\mathcal{C}})$ is diagonalisable.(2) The action
$\unicode[STIX]{x1D70C}^{\text{L}}$ can be diagonalised on
$\operatorname{End}(\text{Id}_{{\mathcal{C}}})$ if and only if
${\mathcal{C}}$ is semisimple.
See Proposition 8.6 for an explicit choice of basis diagonalising the
$\operatorname{Gr}({\mathcal{C}})$-action. In particular, the
$k$-linear Grothendieck ring
$\operatorname{Gr}_{k}({\mathcal{C}})$ is semisimple if and only if
${\mathcal{C}}$ is semisimple (Corollary 8.7).
We also investigate in § 8 how the restriction of the projective
$\text{SL}(2,\mathbb{Z})$-action to
$\text{Hig}({\mathcal{C}})$ can be used to gain information about the decomposition of tensor products of projective objects, see Proposition 8.8 for details. This can be thought of as a non-semisimple variant of the Verlinde formula [Reference VerlindeVer88]. See e.g. [Reference Fuchs, Hwang, Semikhatov and TipuninFHST04, Reference FuchsFuc07, Reference Gainutdinov and RunkelGR19, Reference Creutzig and GannonCG17] for discussions of the Verlinde formula in the finitely non-semisimple setting, and [Reference Cohen and WestreichCW08] for a related result in the context of factorisable ribbon Hopf algebras. As a corollary of the projective
$\text{SL}(2,\mathbb{Z})$-action on
$\text{Hig}({\mathcal{C}})$, we also give a purely categorical counterpart of the conjectural relation between modular properties of pseudo-trace functions and modified trace of Hopf link operators [Reference Creutzig and GannonCG17]; we prove a special case of this (namely when all labels are projective) in Proposition 8.10.
Remark 1.6. (1) A semisimple factorisable finite ribbon category is a modular tensor category [Reference TuraevTur94, Reference Bakalov and KirillovBK01]. Since the qualifier ‘modular’ refers to the projective action of the modular group
$\text{SL}(2,\mathbb{Z})$, it would also be reasonable to refer to modular tensor categories in the sense of [Reference TuraevTur94, Reference Bakalov and KirillovBK01] as modular fusion categories, and to call factorisable finite ribbon categories modular finite tensor categories. An important application of modular fusion categories is that they are precisely the data needed to construct certain three-dimensional topological field theories [Reference Reshetikhin and TuraevRT91, Reference TuraevTur94, Reference Bartlett, Douglas, Schommer-Pries and VicaryBDSV15]. For modular finite tensor categories in the above sense, a corresponding result is not known. However, a version of three-dimensional topological field theory built from such categories is studied in [Reference Kerler and LyubashenkoKL01].
(2) So far, we have motivated our results from the theory of Hopf algebras. Another reason to look at factorisable finite tensor categories is provided by vertex operator algebras. A particularly benign class of vertex operator algebras
$V$ are the so-called
$C_{2}$-cofinite ones, for which we in addition require that they are simple, non-negatively graded and isomorphic to their contragredient module. Let
$V$ be such a vertex operator algebra.
If
$\operatorname{Rep}(V)$, the category of (quasi-finite-dimensional, generalised)
$V$-modules, is in addition semisimple, it is in fact a modular fusion category [Reference HuangHua08b]. What is more, it is proved in [Reference ZhuZhu96] that the characters of
$V$-modules form a projective representation of the modular group, which by [Reference HuangHua08a] agrees with the representation obtained from the modular fusion category
$\operatorname{Rep}(V)$.
If
$\operatorname{Rep}(V)$ is not semisimple, it is known from [Reference Huang, Lepowsky and ZhangHLZ10, Reference HuangHua09a] that
$\operatorname{Rep}(V)$ satisfies all properties of a finite braided tensor category except for rigidity (which is, however, conjectured in [Reference HuangHua09b, Reference Gainutdinov and RunkelGR19] and proven in a different setting for
$W_{p}$ models in [Reference Tsuchiya and WoodTW13]). It is furthermore conjectured that also in the non-semisimple case,
$\operatorname{Rep}(V)$ is factorisable [Reference Gainutdinov and RunkelGR19, Reference Creutzig and GannonCG17]. For the modular group action one now has to pass to pseudo-trace functions [Reference MiyamotoMiy04, Reference Arike and NagatomoAN13], and it is tempting to conjecture that this modular group action agrees with the one on
$\operatorname{End}(\text{Id}_{\operatorname{Rep}(V)})$ discussed above, see [Reference Gainutdinov and RunkelGR19, Conjecture 5.10] for a precise formulation. For so-called symplectic fermion conformal field theories [Reference KauschKau95, Reference Gaberdiel and KauschGK96, Reference AbeAbe07], the modular group actions obtained from pseudo-trace functions and from
$\operatorname{Rep}(V)$ have been compared in [Reference Gainutdinov and RunkelGR17, Reference Farsad, Gainutdinov and RunkelFGR17] and they indeed agree.
If these conjectures were true, Theorems 1.2 and 1.4 would imply that such a
$V$ always has at least one simple and projective module, and that the characters (not the pseudo-trace functions) of projective modules transform into each other under the modular group action. Both properties hold in the very few non-semisimple examples where they can be verified [Reference KauschKau95, Reference Fuchs, Hwang, Semikhatov and TipuninFHST04, Reference Feigin, Gainutdinov, Semikhatov and TipuninFGST06, Reference Nagatomo, Tsuchiya and HasegawaNT11, Reference AbeAbe07].
The study of properties of factorisable tensor categories and in particular of
$\operatorname{Rep}(V)$ is also important input for the construction of bulk conformal field theory correlators in the non-semisimple setting as in [Reference Fuchs and SchweigertFS10, Reference Fuchs, Schweigert and StignerFSS13, Reference Fuchs and SchweigertFS17].
We conclude the paper in § 9 with the computation of the modified trace in a class of examples of factorisable finite ribbon categories [Reference Davydov and RunkelDR13a, Reference RunkelRun14] arising in symplectic fermion conformal field theories. We also illustrate in this example how the projective
$\text{SL}(2,\mathbb{Z})$-action on the Higman ideal can be used to obtain information about the tensor product of projective objects.
Convention. Through this paper,
$k$ denotes an algebraically closed field, possibly of positive characteristic.Footnote 1
2 Factorisable finite tensor categories
In this section we introduce notation and recall some definitions and results that will be used later, such as the different characterisations of a factorisable finite tensor category. The reader is invited to just skim through this section and return to it when necessary.
For
${\mathcal{A}}$ an essentially small abelian category we write (see e.g. [Reference Etingof, Gelaki, Nikshych and OstrikEGNO15] for more details):
∙
$\operatorname{Irr}({\mathcal{A}})$: a choice of representatives for the isomorphism classes of simple objects of
${\mathcal{A}}$, i.e. every simple object is isomorphic to one and only one element of
$\operatorname{Irr}({\mathcal{A}})$;∙
${\mathcal{P}}\text{roj}({\mathcal{A}})$: the full subcategory of
${\mathcal{A}}$ consisting of all projective objects;∙
$\operatorname{Gr}({\mathcal{A}})$: the Grothendieck group of
${\mathcal{A}}$. We write
$[X]\in \operatorname{Gr}({\mathcal{A}})$ for the class of
$X\in {\mathcal{A}}$ in the Grothendieck group;∙
$\operatorname{Gr}_{k}({\mathcal{A}})$: if
${\mathcal{A}}$ is
$k$-linear we set
$\operatorname{Gr}_{k}({\mathcal{A}}):=k\otimes _{\mathbb{Z}}\operatorname{Gr}({\mathcal{A}})$. Note that the canonical ring homomorphism
$\operatorname{Gr}({\mathcal{A}})\rightarrow \operatorname{Gr}_{k}({\mathcal{A}})$ is injective if and only if
$k$ has characteristic zero.
A
$k$-linear abelian category
${\mathcal{A}}$ is called locally finite if all Hom-spaces are finite-dimensional over
$k$ and every object of
${\mathcal{A}}$ has finite length. A locally finite abelian category is called finite if
$\operatorname{Irr}({\mathcal{A}})$ is finite and every simple object has a projective cover. For a finite abelian category
${\mathcal{A}}$ we set
∙
$P_{U}$: a choice of projective cover
$\unicode[STIX]{x1D70B}_{U}:P_{U}\rightarrow U$ for each simple
$U\in \operatorname{Irr}({\mathcal{A}})$.
One can show that a
$k$-linear abelian category is finite if and only if it is equivalent as a
$k$-linear category to the category of finite-dimensional modules over a finite-dimensional
$k$-algebra.
For a finite abelian category
${\mathcal{A}}$ we have
$\operatorname{Gr}({\mathcal{A}})=\bigoplus _{U\in \operatorname{Irr}({\mathcal{A}})}\mathbb{Z}\,[U]$. (On the other hand, if infinite direct sums are allowed in
${\mathcal{A}}$ we have
$\operatorname{Gr}({\mathcal{A}})=0$ because of the short exact sequence
$X\rightarrow \bigoplus _{\mathbb{N}}X\rightarrow \bigoplus _{\mathbb{N}}X$.)
A monoidal category
${\mathcal{M}}$ is called rigid if for each
$X\in {\mathcal{M}}$ there is
$X^{\ast }\in {\mathcal{M}}$ (the left dual) and
$\text{}^{\ast }\!X$ (the right dual), together with morphisms
$$\begin{eqnarray}\displaystyle \operatorname{ev}_{X}:X^{\ast }\otimes X\rightarrow \mathbf{1}, & \quad & \displaystyle \operatorname{coev}_{X}:\mathbf{1}\rightarrow X\otimes X^{\ast },\nonumber\\ \displaystyle \widetilde{\text{ev}}_{\!X}:X\otimes \text{}^{\ast }\!X\rightarrow \mathbf{1}, & \quad & \displaystyle \widetilde{\operatorname{coev}}_{X}:\mathbf{1}\rightarrow \text{}^{\ast }\!X\otimes X,\end{eqnarray}$$ where
$\mathbf{1}\in {\mathcal{M}}$ is the tensor unit. These morphisms have to satisfy the zig-zag identities, see e.g. [Reference Etingof, Gelaki, Nikshych and OstrikEGNO15] for more details. We will later use string diagram notation. Our diagrams will be read bottom to top and the above duality morphisms will be written as

A monoidal category
${\mathcal{M}}$ with left duals is pivotal if it is equipped with a natural monoidal isomorphism
$$\begin{eqnarray}\unicode[STIX]{x1D6FF}:\text{Id}_{{\mathcal{M}}}\rightarrow (-)^{\ast \ast }.\end{eqnarray}$$ It is then automatically rigid via
$\text{}^{\ast }\!X:=X^{\ast }$ and (we omit the tensor product between objects for better readability)
$$\begin{eqnarray}\displaystyle \widetilde{\operatorname{ev}}_{X} & = & \displaystyle [XX^{\ast }\xrightarrow[{}]{\unicode[STIX]{x1D6FF}_{X}\,\otimes \,\text{id}}X^{\ast \ast }X^{\ast }\xrightarrow[{}]{\operatorname{ev}_{X^{\ast }}}\mathbf{1}],\nonumber\\ \displaystyle \widetilde{\operatorname{coev}}_{X} & = & \displaystyle [\mathbf{1}\xrightarrow[{}]{\operatorname{coev}_{X^{\ast }}}X^{\ast }X^{\ast \ast }\xrightarrow[{}]{\text{id}\,\otimes \,\unicode[STIX]{x1D6FF}_{X}^{-1}}X^{\ast }X].\end{eqnarray}$$ Let
${\mathcal{M}}$ be a monoidal category with right duals. Below we will make use of the functor
$\text{}^{\ast }(-)\otimes (-):{\mathcal{M}}^{\text{op}}\times {\mathcal{M}}\rightarrow {\mathcal{M}}$,
$(X,Y)\mapsto \text{}^{\ast }\!X\otimes Y$, and of dinatural transformations between this functor and the constant functor with value
$X$ for some
$X\in {\mathcal{M}}$. We refer to [Reference Mac LaneMac98] for dinatural transformations in general and to [Reference Fuchs and SchweigertFS10, §4] or [Reference Farsad, Gainutdinov and RunkelFGR19, §3] for these specific functors.
The following lemma is a slight generalisation of [Reference Geer, Kujawa and Patureau-MirandGKP11, Lemma 2.5.1] which in turn follows [Reference DeligneDel07]. It is proven in the same way as in [Reference Geer, Kujawa and Patureau-MirandGKP11] and we relegate the proof to Appendix A.
Lemma 2.1. Let
${\mathcal{M}}$ be an abelian monoidal category with right duals and biexact tensor product functor. Suppose that there is a projective object
$P\in {\mathcal{M}}$ and a surjection
$p:P\rightarrow \mathbf{1}$. Let
$X\in {\mathcal{M}}$ and let
$\unicode[STIX]{x1D702}$ be a dinatural transformation from
$\text{}^{\ast }(-)\otimes (-)$ to
$X$. Consider the following commuting diagram in
${\mathcal{M}}$ with exact rows.

In this case, the following equality of morphisms
$\mathbf{1}\rightarrow X$ holds for any choice of endomorphisms
$a$,
$b$, and
$c$ that make (
) commute:
$$\begin{eqnarray}\unicode[STIX]{x1D702}_{B}\circ (\operatorname{id}_{\text{}^{\ast }\!B}\,\otimes \,b)\circ \widetilde{\operatorname{coev}}_{B}=\unicode[STIX]{x1D702}_{A}\circ (\operatorname{id}_{\text{}^{\ast }\!A}\,\otimes \,a)\circ \widetilde{\operatorname{coev}}_{A}+\unicode[STIX]{x1D702}_{C}\circ (\operatorname{id}_{\text{}^{\ast }\!C}\,\otimes \,c)\circ \widetilde{\operatorname{coev}}_{C}.\end{eqnarray}$$Remark 2.2. (1) A corresponding statement as that in Lemma 2.1 holds for a dinatural transformation
$\unicode[STIX]{x1D709}$ from
$(-)\otimes (-)^{\ast }$ to
$X$. In this case, for
$a,b,c$ as in (2.5) we have
$$\begin{eqnarray}\unicode[STIX]{x1D709}_{B}\circ (b\otimes \operatorname{id}_{B^{\ast }})\circ \operatorname{coev}_{B}=\unicode[STIX]{x1D709}_{A}\circ (a\otimes \operatorname{id}_{A^{\ast }})\circ \operatorname{coev}_{A}\,+\,\unicode[STIX]{x1D709}_{C}\circ (c\otimes \operatorname{id}_{C^{\ast }})\circ \operatorname{coev}_{C}.\end{eqnarray}$$ (2) As a consequence of Lemma 2.1, the morphism
$\unicode[STIX]{x1D702}_{A}\circ \widetilde{\operatorname{coev}}_{A}\in {\mathcal{M}}(\mathbf{1},X)$ only depends on the class
$[A]\in \operatorname{Gr}({\mathcal{M}})$. Indeed, if one chooses
$a,b,c$ in (2.5) to be identities, then (2.6) states that given a short exact sequence
$0\rightarrow A\rightarrow B\rightarrow C\rightarrow 0$ we have the identity
$$\begin{eqnarray}\unicode[STIX]{x1D702}_{B}\circ \widetilde{\operatorname{coev}}_{B}=\unicode[STIX]{x1D702}_{A}\circ \widetilde{\operatorname{coev}}_{A}+\unicode[STIX]{x1D702}_{C}\circ \widetilde{\operatorname{coev}}_{C}\end{eqnarray}$$ of morphisms in
${\mathcal{M}}(\mathbf{1},X)$. For example, if
${\mathcal{M}}$ is in addition pivotal, one can take
$X=\mathbf{1}$ and the dinatural transformation
$\unicode[STIX]{x1D702}_{A}=\operatorname{ev}_{A}$. One obtains the statement that the quantum dimension only depends on the class in
$\operatorname{Gr}({\mathcal{M}})$.
A finite tensor category
${\mathcal{C}}$ is a category which (see [Reference Etingof and OstrikEO04]):
∙ is a
$k$-linear finite abelian category;∙ is a rigid monoidal category with
$k$-bilinear tensor product functor;∙ has a simple tensor unit.
The tensor product functor of an abelian rigid monoidal category is automatically biadditive and biexact [Reference Etingof, Gelaki, Nikshych and OstrikEGNO15, Proposition 4.2.1]. A finite tensor category is called unimodular if
$(P_{\mathbf{1}})^{\ast }\cong P_{\mathbf{1}}$, see [Reference Etingof, Nikshych and OstrikENO04, Reference Etingof, Gelaki, Nikshych and OstrikEGNO15] for more details.
The following technical corollary to Lemma 2.1 generalises [Reference Geer, Kujawa and Patureau-MirandGKP11, Corollary 2.5.2] and will be needed later. The proof is given in Appendix A.
Corollary 2.3. Let
${\mathcal{C}}$ be a finite tensor category over
$k$. Let
$X\in {\mathcal{C}}$ and let
$\unicode[STIX]{x1D702}$ be a dinatural transformation from
$\text{}^{\ast }(-)\otimes (-)$ to
$X$ and
$\unicode[STIX]{x1D709}$ from
$(-)\otimes (-)^{\ast }$ to
$X$. Let
$A\in {\mathcal{C}}$ and
$f\in \operatorname{End}(A)$ be such that for all simple
$U\in {\mathcal{C}}$ and all
$u:A\rightarrow U$ we have
$u\circ f=0$. Then:
(1)
$\unicode[STIX]{x1D702}_{A}\circ (\text{id}\,\otimes \,f)\circ \widetilde{\operatorname{coev}}_{A}=0$ and
$\unicode[STIX]{x1D709}_{A}\circ (f\otimes \operatorname{id})\circ \operatorname{coev}_{A}=0$;(2) if
${\mathcal{C}}$ is in addition braided and pivotal, then for any
$B\in {\mathcal{C}}$, (2.9)
For the rest of this section, we fix
∙
${\mathcal{C}}$: a braided and pivotal finite tensor category over
$k$.
Our notation for the coherence and braiding isomorphisms in
${\mathcal{C}}$ is, for
$U,V,W\in {\mathcal{C}}$,
$$\begin{eqnarray}\displaystyle \unicode[STIX]{x1D6FC}_{U,V,W} & : & \displaystyle U\otimes (V\otimes W)\longrightarrow (U\otimes V)\otimes W\hphantom{\text{(unit isoi,}}\qquad \text{(associator)},\nonumber\\ \displaystyle \unicode[STIX]{x1D706}_{U} & : & \displaystyle \mathbf{1}\otimes U\longrightarrow U,\quad \unicode[STIX]{x1D70C}_{U}:U\otimes \mathbf{1}\longrightarrow U\qquad \text{(unit isomorphisms)},\nonumber\\ \displaystyle c_{U,V} & : & \displaystyle U\otimes V\longrightarrow V\otimes U\qquad \hphantom{\text{(unit isomorphisms)};}\qquad \text{(braiding)}.\end{eqnarray}$$ We write
$\operatorname{End}(\text{Id}_{{\mathcal{C}}})$ for the natural endomorphisms of the identity functor on
${\mathcal{C}}$.
Given
$V\in {\mathcal{C}}$, consider the natural transformation
$\unicode[STIX]{x1D70E}(V)\in \operatorname{End}(\text{Id}_{{\mathcal{C}}})$: for all
$X\in {\mathcal{C}}$,

where in
$(\ast )$ we used properties of the braiding to deform the string diagram, as well as pivotality to exchange left and right duality morphisms. This natural transformation appears in [Reference TuraevTur94, § I.1.5] and also in [Reference Costantino, Geer and Patureau-MirandCGP15, Reference Creutzig and GannonCG17] where it is called ‘general Hopf link’ and ‘open Hopf link operator’, respectively (see [Reference Gainutdinov and RunkelGR19, Remark 3.10(2)] for the conventions used here).
Lemma 2.4. The natural transformation
$\unicode[STIX]{x1D70E}(V)$ only depends on the class of
$V$ in
$\operatorname{Gr}({\mathcal{C}})$, and the resulting map
$\operatorname{Gr}({\mathcal{C}})\rightarrow \operatorname{End}(\text{Id}_{{\mathcal{C}}})$ is a ring homomorphism.
Proof. Let
$X\in {\mathcal{C}}$ be arbitrary and consider the dinatural transformation from
$(-)^{\ast }\otimes (-)$ to
$X\otimes X^{\ast }$ given by (see also [Reference Farsad, Gainutdinov and RunkelFGR19, §4.4])

Note that
$(\unicode[STIX]{x1D70E}(V)_{X}\otimes \operatorname{id}_{X^{\ast }})\circ \operatorname{coev}_{X}=\unicode[STIX]{x1D702}_{V}\circ \widetilde{\operatorname{coev}}_{V}$. By Lemma 2.1 (or rather Remark 2.2(2)), the right-hand side factors through
$\operatorname{Gr}({\mathcal{C}})$, hence so does
$\unicode[STIX]{x1D70E}$. That the resulting map is a ring map follows from the identity
$\unicode[STIX]{x1D70E}(V\otimes W)_{X}=\unicode[STIX]{x1D70E}(V)_{X}\circ \unicode[STIX]{x1D70E}(W)_{X}$, which one can verify by a straightforward calculation [Reference TuraevTur94, §4.5] (see also [Reference Creutzig and GannonCG17, §3.1]).◻
By abuse of notation, we also use the symbol
$\unicode[STIX]{x1D70E}$ for the resulting ring homomorphism

Let
${\mathcal{L}}$ be the coend (see e.g. [Reference Kerler and LyubashenkoKL01] or the review in [Reference Fuchs and SchweigertFS10, §4] or in [Reference Farsad, Gainutdinov and RunkelFGR19, §3])
$$\begin{eqnarray}{\mathcal{L}}=\int ^{X\in {\mathcal{C}}}X^{\ast }\otimes X\end{eqnarray}$$ and denote by
$\unicode[STIX]{x1D704}_{X}:X^{\ast }\otimes X\rightarrow {\mathcal{L}}$,
$X\in {\mathcal{C}}$, the corresponding dinatural transformation. The coend
${\mathcal{L}}$ exists since
${\mathcal{C}}$ is a finite tensor category (see e.g. [Reference Kerler and LyubashenkoKL01, Corollary 5.1.8]). It carries the structure of a Hopf algebra in
${\mathcal{C}}$ and is equipped with a Hopf pairing
$\unicode[STIX]{x1D714}:{\mathcal{L}}\otimes {\mathcal{L}}\rightarrow \mathbf{1}$ [Reference LyubashenkoLyu95a]. We denote the product, coproduct, unit, counit and antipode of the Hopf algebra
${\mathcal{L}}$ by
$\unicode[STIX]{x1D707}_{{\mathcal{L}}}$,
$\unicode[STIX]{x1D6E5}_{{\mathcal{L}}}$,
$\unicode[STIX]{x1D702}_{{\mathcal{L}}}$,
$\unicode[STIX]{x1D700}_{{\mathcal{L}}}$,
$S_{{\mathcal{L}}}$, respectively (we use the conventions in [Reference Farsad, Gainutdinov and RunkelFGR19, §3]).
If
${\mathcal{C}}$ is unimodular, the coend
${\mathcal{L}}$ admits a two-sided integral
$\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}:\mathbf{1}\rightarrow {\mathcal{L}}$ [Reference ShimizuShi17a, Theorem 6.8].Footnote 2 The integral is unique up to a scalar factor. Dually,
${\mathcal{L}}$ admits a two-sided cointegral
$\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}^{\text{co}}:{\mathcal{L}}\rightarrow \mathbf{1}$ which can be normalised such that
$\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}^{\text{co}}\circ \unicode[STIX]{x1D6EC}_{{\mathcal{L}}}=\operatorname{id}_{\mathbf{1}}$ (see e.g. [Reference Kerler and LyubashenkoKL01, §4.2.3]).
We will need the linear maps

which are defined as follows.
∙ For
$\unicode[STIX]{x1D6FC}\in \operatorname{End}(\text{Id}_{{\mathcal{C}}})$, the value
$\unicode[STIX]{x1D713}(\unicode[STIX]{x1D6FC})$ is defined uniquely by the universal property of the coend
$({\mathcal{L}},\unicode[STIX]{x1D704})$ via, for all
$X\in {\mathcal{C}}$, (2.16)
$$\begin{eqnarray}\unicode[STIX]{x1D713}(\unicode[STIX]{x1D6FC})\circ \unicode[STIX]{x1D704}_{X}=\operatorname{ev}_{X}\circ (\text{id}\,\otimes \,\unicode[STIX]{x1D6FC}_{X}).\end{eqnarray}$$∙ The linear map
$\unicode[STIX]{x1D6FA}$ is defined via the Hopf pairing of
${\mathcal{L}}$ as, for
$f:\mathbf{1}\rightarrow {\mathcal{L}}$, (2.17)
$$\begin{eqnarray}\unicode[STIX]{x1D6FA}(f)=[{\mathcal{L}}\xrightarrow[{}]{{\sim}}\mathbf{1}{\mathcal{L}}\xrightarrow[{}]{f\,\otimes \,\text{id}}{\mathcal{L}}{\mathcal{L}}\xrightarrow[{}]{\unicode[STIX]{x1D714}}\mathbf{1}].\end{eqnarray}$$∙ The definition of
$\unicode[STIX]{x1D70C}$ requires
${\mathcal{C}}$ to be unimodular and the choice of a non-zero integral
$\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}:1\rightarrow {\mathcal{L}}$. In this case we set, for
$g:{\mathcal{L}}\rightarrow \mathbf{1}$, (2.18)
$$\begin{eqnarray}\unicode[STIX]{x1D70C}(g)=[\mathbf{1}\xrightarrow[{}]{\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}}{\mathcal{L}}\xrightarrow[{}]{\unicode[STIX]{x1D6E5}_{{\mathcal{L}}}}{\mathcal{L}}{\mathcal{L}}\xrightarrow[{}]{g\,\otimes \,\text{id}}\mathbf{1}{\mathcal{L}}\xrightarrow[{}]{{\sim}}{\mathcal{L}}].\end{eqnarray}$$
The bialgebra structure on
${\mathcal{L}}$ allows one to endow
${\mathcal{C}}(\mathbf{1},{\mathcal{L}})$ and
${\mathcal{C}}({\mathcal{L}},\mathbf{1})$ with the structure of a
$k$-algebra.
$\operatorname{End}(\text{Id}_{{\mathcal{C}}})$ is equally a
$k$-algebra. We have the following.
(1) The map
$\unicode[STIX]{x1D713}$ is an isomorphism of
$k$-algebras.(2) The map
$\unicode[STIX]{x1D6FA}$ is a
$k$-algebra homomorphism (but not necessarily an isomorphism).(3) For
${\mathcal{C}}$ unimodular,
$\unicode[STIX]{x1D70C}$ is an isomorphism (but not necessarily a
$k$-algebra homomorphism).
For the proof of this lemma, see e.g. [Reference LyubashenkoLyu95a], [Reference Kerler and LyubashenkoKL01, Proposition 5.2.5], [Reference Kerler and LyubashenkoKL01, Corollary 4.2.13] and [Reference ShimizuShi19, §3.1] (and also [Reference Gainutdinov and RunkelGR19, §2]). One verifies that the inverses of
$\unicode[STIX]{x1D713}$ and
$\unicode[STIX]{x1D70C}$ are, for
$X\in {\mathcal{C}}$,
$f:{\mathcal{L}}\rightarrow \mathbf{1}$,
$g:\mathbf{1}\rightarrow {\mathcal{L}}$,
$$\begin{eqnarray}\displaystyle \unicode[STIX]{x1D713}^{-1}(f)_{X} & = & \displaystyle [X\xrightarrow[{}]{{\sim}}\mathbf{1}X\xrightarrow[{}]{\text{coev}_{X}\,\otimes \,\text{id}}(XX^{\ast })X\xrightarrow[{}]{{\sim}}X(X^{\ast }X)\xrightarrow[{}]{\text{id}\,\otimes \,\unicode[STIX]{x1D704}_{X}}X{\mathcal{L}}\xrightarrow[{}]{\text{id}\,\otimes \,f}X\mathbf{1}\xrightarrow[{}]{{\sim}}X],\nonumber\\ \displaystyle \unicode[STIX]{x1D70C}^{-1}(g) & = & \displaystyle [{\mathcal{L}}\xrightarrow[{}]{{\sim}}\mathbf{1}{\mathcal{L}}\xrightarrow[{}]{g\,\otimes \,\text{id}}{\mathcal{L}}{\mathcal{L}}\xrightarrow[{}]{S_{{\mathcal{L}}}\,\otimes \,\text{id}}{\mathcal{L}}{\mathcal{L}}\xrightarrow[{}]{\unicode[STIX]{x1D707}_{{\mathcal{L}}}}{\mathcal{L}}\xrightarrow[{}]{\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}^{\text{co}}}\mathbf{1}].\end{eqnarray}$$ The internal character of
$V\in {\mathcal{C}}$ is the element
$\unicode[STIX]{x1D712}_{V}\in {\mathcal{C}}(\mathbf{1},{\mathcal{L}})$ given by [Reference Fuchs and SchweigertFS10, Reference ShimizuShi17b] (we use the convention in [Reference Gainutdinov and RunkelGR19])
$$\begin{eqnarray}\unicode[STIX]{x1D712}_{V}=[\mathbf{1}\xrightarrow[{}]{\widetilde{\operatorname{coev}}_{V}}V^{\ast }\otimes V\xrightarrow[{}]{\unicode[STIX]{x1D704}_{V}}{\mathcal{L}}].\end{eqnarray}$$By Lemma 2.1, this map factors through the Grothendieck ring, i.e. we obtain a map
$$\begin{eqnarray}\unicode[STIX]{x1D712}:\operatorname{Gr}({\mathcal{C}})\rightarrow {\mathcal{C}}(\mathbf{1},{\mathcal{L}}),\quad [V]\mapsto \unicode[STIX]{x1D712}_{V}.\end{eqnarray}$$ By abuse of notation, we will denote the induced map
$\operatorname{Gr}_{k}({\mathcal{C}})\rightarrow {\mathcal{C}}(\mathbf{1},{\mathcal{L}})$,
$1\otimes _{\mathbb{Z}}[V]\mapsto \unicode[STIX]{x1D712}_{V}$ by
$\unicode[STIX]{x1D712}$ as well.
Theorem 2.6 ([Reference Fuchs and SchweigertFS10, §4.5] and [Reference ShimizuShi17b, Theorem 3.11, Proposition 3.14, Corollary 4.2, Theorem 5.12]).
(1) The linear map
$\unicode[STIX]{x1D712}:\operatorname{Gr}_{k}({\mathcal{C}})\rightarrow {\mathcal{C}}(\mathbf{1},{\mathcal{L}})$ is an injective
$k$-algebra homomorphism.(2) Suppose in addition that
${\mathcal{C}}$ is unimodular. Then
$\unicode[STIX]{x1D712}$ is surjective if and only if
${\mathcal{C}}$ is semisimple.
This theorem remains true for
${\mathcal{C}}$ not braided (but still a pivotal finite tensor category over an algebraically closed field).
Define, for
${\mathcal{C}}$ unimodular and
$M\in {\mathcal{C}}$,
$$\begin{eqnarray}\unicode[STIX]{x1D719}_{M}:=\unicode[STIX]{x1D713}^{-1}(\unicode[STIX]{x1D70C}^{-1}(\unicode[STIX]{x1D712}_{M}))\in \operatorname{End}(\text{Id}_{{\mathcal{C}}}).\end{eqnarray}$$ After substituting the definitions, one can check that, for all
$X\in {\mathcal{C}}$,

As
$\unicode[STIX]{x1D712}_{M}$ only depends on
$[M]\in \operatorname{Gr}({\mathcal{C}})$, so does
$\unicode[STIX]{x1D719}_{M}$. Since
$\unicode[STIX]{x1D713}$ and
$\unicode[STIX]{x1D70C}$ are isomorphisms, by Theorem 2.6 the set
$\{\unicode[STIX]{x1D719}_{U}\mid U\in \operatorname{Irr}({\mathcal{C}})\}$ is linearly independent in
$\operatorname{End}(\text{Id}_{{\mathcal{C}}})$. We note that since
$\unicode[STIX]{x1D70C}$ is not necessarily an algebra map, neither is the linear map
$\operatorname{Gr}_{k}({\mathcal{C}})\rightarrow \operatorname{End}(\text{Id}_{{\mathcal{C}}})$,
$[M]\mapsto \unicode[STIX]{x1D719}_{M}$.
We define the linear map
$\mathscr{S}_{{\mathcal{C}}}:\operatorname{End}(\text{Id}_{{\mathcal{C}}})\rightarrow \operatorname{End}(\text{Id}_{{\mathcal{C}}})$, the modular
$S$-transformation, as
$$\begin{eqnarray}\mathscr{S}_{{\mathcal{C}}}=[\operatorname{End}(\text{Id}_{{\mathcal{C}}})\xrightarrow[{}]{\,\unicode[STIX]{x1D713}\,}{\mathcal{C}}({\mathcal{L}},\mathbf{1})\xrightarrow[{}]{~\unicode[STIX]{x1D70C}~}{\mathcal{C}}(\mathbf{1},{\mathcal{L}})\xrightarrow[{}]{~\unicode[STIX]{x1D6FA}~}{\mathcal{C}}({\mathcal{L}},\mathbf{1})\xrightarrow[{}]{~\unicode[STIX]{x1D713}^{-1}~}\operatorname{End}(\text{Id}_{{\mathcal{C}}})].\end{eqnarray}$$ We have seen that
$\unicode[STIX]{x1D713}$ and
$\unicode[STIX]{x1D6FA}$ are algebra maps, while
$\unicode[STIX]{x1D70C}$ is in general not. Thus in general
$\mathscr{S}_{{\mathcal{C}}}$ is not an algebra map, either. Recall the definition of
$\unicode[STIX]{x1D70E}$ in (2.13). A straightforward calculation shows that
$\unicode[STIX]{x1D70E}([M])=\unicode[STIX]{x1D713}^{-1}\circ \unicode[STIX]{x1D6FA}(\unicode[STIX]{x1D712}_{M})$. Combining this with (2.22) and (2.24) gives, for all
$M\in {\mathcal{C}}$,
$$\begin{eqnarray}\unicode[STIX]{x1D70E}([M])=\mathscr{S}_{{\mathcal{C}}}(\unicode[STIX]{x1D719}_{M}),\end{eqnarray}$$ cf. [Reference Gainutdinov and RunkelGR19, Remark 3.10(2)]. In particular, by Lemma 2.4, the combination
$[M]\mapsto \mathscr{S}_{{\mathcal{C}}}(\unicode[STIX]{x1D719}_{M})$ is an algebra homomorphism from
$\operatorname{Gr}_{k}({\mathcal{C}})$ to
$\operatorname{End}(\text{Id}_{{\mathcal{C}}})$.
Remark 2.7. Since the coend
${\mathcal{L}}$ is unique up to unique isomorphism, and the cointegral
$\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}^{\text{co}}$ is unique up to sign, it is straightforward to verify that the
$\unicode[STIX]{x1D719}_{M}$,
$M\in {\mathcal{C}}$ and
$\mathscr{S}_{{\mathcal{C}}}$ depend on the choice of
$({\mathcal{L}},\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}^{\text{co}})$ only up to an overall sign, see [Reference Farsad, Gainutdinov and RunkelFGR19, Proposition 5.3]. In particular,
$\mathscr{S}_{{\mathcal{C}}}(\unicode[STIX]{x1D719}_{M})$ is independent of the choice of
$({\mathcal{L}},\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}^{\text{co}})$, as we already saw explicitly in (2.25).
Next we introduce four equivalent non-degeneracy requirements for the braiding. (This does not require a pivotal structure, hence we use the letter
${\mathcal{D}}$ and reserve
${\mathcal{C}}$ for the pivotal case as declared above.)
Theorem 2.8 [Reference ShimizuShi19, Theorem 1.1].
Let
${\mathcal{D}}$ be a braided finite tensor category over an algebraically closed field. The following conditions are equivalent.
(1) Every transparent object in
${\mathcal{D}}$ is isomorphic to a direct sum of tensor units. (An object
$T\in {\mathcal{D}}$ is transparent if for all
$X\in {\mathcal{D}}$,
$c_{X,T}\circ c_{T,X}=\operatorname{id}_{T\,\otimes \,X}$.)(2) The canonical braided monoidal functor
${\mathcal{D}}\boxtimes \overline{{\mathcal{D}}}\rightarrow {\mathcal{Z}}({\mathcal{D}})$ is an equivalence. (Here,
$\boxtimes$ is the Deligne product,
$\overline{{\mathcal{D}}}$ is the same tensor category as
${\mathcal{D}}$, but has inverse braiding, and
${\mathcal{Z}}({\mathcal{D}})$ is the Drinfeld centre of
${\mathcal{D}}$.)(3) The pairing
$\unicode[STIX]{x1D714}:{\mathcal{L}}\otimes {\mathcal{L}}\rightarrow \mathbf{1}$ is non-degenerate (in the sense that there exists a copairing
$\mathbf{1}\rightarrow {\mathcal{L}}\otimes {\mathcal{L}}$).(4) The map
$\unicode[STIX]{x1D6FA}$ is an isomorphism.
Definition 2.9.
${\mathcal{D}}$ as in Theorem 2.8 is called factorisable if it satisfies the equivalent conditions (1)–(4) there.
In [Reference Etingof, Nikshych and OstrikENO04, Proposition 4.5] the following result is proved (using formulation 2 of factorisability in Theorem 2.8).
Theorem 2.10. Let
${\mathcal{C}}$ be factorisable. Then
${\mathcal{C}}$ is unimodular.
In particular, for factorisable
${\mathcal{C}}$ the Hopf algebra given by the coend
${\mathcal{L}}$ admits integrals and cointegrals. Moreover, in this case we can normalise the integral such that
$$\begin{eqnarray}\unicode[STIX]{x1D714}\circ (\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}\otimes \unicode[STIX]{x1D6EC}_{{\mathcal{L}}})=\operatorname{id}_{\mathbf{1}},\end{eqnarray}$$ see e.g. [Reference Kerler and LyubashenkoKL01, §5.2.3]. Since the space of integrals is one-dimensional, this determines
$\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}$ up to a sign.
Remark 2.11. Suppose
${\mathcal{C}}$ is factorisable. Then by the above theorem,
${\mathcal{C}}$ is unimodular and we have the isomorphism
$\unicode[STIX]{x1D70C}$ from (2.18) at our disposal (Lemma 2.5). Hence the linear endomorphism
$\mathscr{S}_{{\mathcal{C}}}$ of
$\operatorname{End}(\text{Id}_{{\mathcal{C}}})$ in (2.24) is defined, and by condition (4) in Theorem 2.8,
$\mathscr{S}_{{\mathcal{C}}}$ is invertible.
Using Lemma 2.4 and (2.22), (2.25), we get the following corollary to Theorem 2.6.
Corollary 2.12. Let
${\mathcal{C}}$ be factorisable. Then the algebra map
$\unicode[STIX]{x1D70E}:\operatorname{Gr}_{k}({\mathcal{C}})\rightarrow \operatorname{End}(\text{Id}_{{\mathcal{C}}})$ is injective. If in addition
$\text{char}(k)=0$, the ring homomorphism
$\unicode[STIX]{x1D70E}:\operatorname{Gr}({\mathcal{C}})\rightarrow \operatorname{End}(\text{Id}_{{\mathcal{C}}})$ is injective, too.
The following important theorem is proved in [Reference LyubashenkoLyu95a], see also [Reference Farsad, Gainutdinov and RunkelFGR19, §5.1] for a summary in the notation used here.
Theorem 2.13. Let
${\mathcal{C}}$ be factorisable and ribbon with ribbon twist
$\unicode[STIX]{x1D703}\in \operatorname{End}(\text{Id}_{{\mathcal{C}}})$. Then there is a projective representation of
$\text{SL}(2,\mathbb{Z})$ on
$\operatorname{End}(\text{Id}_{{\mathcal{C}}})$ for which the
$S$ and
$T$ generators act as
$$\begin{eqnarray}\big(\begin{smallmatrix}0 & -1\\ 1 & 0\end{smallmatrix}\big)\longmapsto \mathscr{S}_{{\mathcal{C}}},\quad \big(\begin{smallmatrix}1 & 1\\ 0 & 1\end{smallmatrix}\big)\longmapsto \unicode[STIX]{x1D703}\circ (-).\end{eqnarray}$$Remark 2.14. For
${\mathcal{C}}=\operatorname{Rep}H$ for
$H$ a finite-dimensional ribbon Hopf algebra over
$k$, we have
$\mathbf{1}=k$, and the coend is given by
${\mathcal{L}}=H^{\ast }$ with the coadjoint action [Reference LyubashenkoLyu95b, Reference Kerler and AndersenKer97]. Let
$S$ be the antipode of
$H$,
$R$ the universal R-matrix,
$v$ the ribbon element, and
$u=\sum _{(R)}S(R_{2})R_{1}$ the Drinfeld element. We will (for the sake of this remark) identify
$\operatorname{End}(\text{Id}_{{\mathcal{C}}})$ with the centre
$Z(H)$ of
$H$. Then we have the following.
∙ The internal characters
$\unicode[STIX]{x1D712}_{V}$ are the
$q$-characters: the images
$\unicode[STIX]{x1D712}_{V}(1)$ are linear forms on
$H$ invariant under the coadjoint action. They are the trace functions
$\unicode[STIX]{x1D712}_{V}(1)=\text{Tr}_{V}(u^{-1}v\,\cdot \,)$ introduced and studied in [Reference DrinfeldDri90], see also [Reference KerlerKer95].∙ The map
$S\circ \unicode[STIX]{x1D713}^{-1}\circ \unicode[STIX]{x1D6FA}$ is then the Drinfeld mapping from the space of
$q$-characters to
$Z(H)$ given by
$\unicode[STIX]{x1D712}(\cdot )\mapsto \sum _{(M)}\unicode[STIX]{x1D712}(M_{1})M_{2}$ for the monodromy matrix
$M=R_{21}R$, see [Reference DrinfeldDri90, Proposition 1.2]. The central elements
$\unicode[STIX]{x1D70E}([V])_{H}$ (where
$H$ is the left regular
$H$-module) are the images of
$\text{Tr}_{V}(u^{-1}v\cdot )$ under the Drinfeld mapping composed with
$S^{-1}$.∙ The map
$S\circ \unicode[STIX]{x1D713}^{-1}\circ \unicode[STIX]{x1D70C}^{-1}$ is the Radford mapping from the space of
$q$-characters to
$Z(H)$ given by
$\unicode[STIX]{x1D712}(\cdot )\mapsto (\unicode[STIX]{x1D712}\otimes \operatorname{id})(\unicode[STIX]{x1D6E5}(\mathbf{c}))$, for the (co)integral
$\mathbf{c}\in H$ (that can be computed from
$\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}^{\text{co}}$ using the duality maps), see [Reference RadfordRad94] for properties of this map. The central elements
$(\unicode[STIX]{x1D719}_{V})_{H}$ from (2.23) are the images of
$\text{Tr}_{V}(u^{-1}v\cdot )$ under the Radford mapping composed with
$S^{-1}$, see also [Reference Farsad, Gainutdinov and RunkelFGR19, Remark 7.10].∙ The modular
$S$-transformation on a quasi-triangular Hopf algebra was introduced in [Reference Lyubashenko and MajidLM94] following the categorical construction of [Reference LyubashenkoLyu95a]. The images of
$\text{Tr}_{V}(u^{-1}v\,\cdot \,)$ under the Drinfeld and Radford mappings are related by the modular
$S$-transformation [Reference KerlerKer95, §2], see [Reference Feigin, Gainutdinov, Semikhatov and TipuninFGST06, §5] for the statement in this form. This result is generalised by (2.25).
3 Existence of a simple projective object
Throughout the rest of this paper, the following technical condition will play an important role.
Condition P. A finite tensor category
${\mathcal{M}}$ over
$k$ satisfies Condition P if there exists a projective object
$P\in {\mathcal{M}}$ such that
$[P]$ is not nilpotent in the linearised Grothendieck ring
$\operatorname{Gr}_{k}({\mathcal{M}})$.
Two important classes of categories which satisfy Condition P are described in the next two lemmas.
Lemma 3.1. Every semisimple finite tensor category
${\mathcal{M}}$ satisfies Condition P.
Proof. Since
${\mathcal{M}}$ is semisimple, every simple object is projective. Furthermore, for every simple object
$U\in {\mathcal{M}}$,
$[U]$ is non-zero in
$\operatorname{Gr}_{k}({\mathcal{M}})$. Hence we may take
$P=\mathbf{1}$, the tensor unit. Then for all
$m>0$,
$[\mathbf{1}]^{m}=[\mathbf{1}]\neq 0$ in
$\operatorname{Gr}_{k}({\mathcal{M}})$.◻
Lemma 3.2. Let
${\mathcal{C}}$ be a locally finite braided tensor category over some field. For all
$X\in {\mathcal{C}}$,
$X\neq 0$ and
$m>0$ we have
$[X]^{m}\neq 0$ in
$\operatorname{Gr}({\mathcal{C}})$. If in addition
${\mathcal{C}}$ is finite and if the field is of characteristic zero, then
${\mathcal{C}}$ satisfies Condition P.
Proof. Since by assumption all objects have finite length, we have
$\operatorname{Gr}({\mathcal{C}})=\bigoplus _{U\in \operatorname{Irr}({\mathcal{C}})}\mathbb{Z}[U]$. Thus for
$X\in {\mathcal{C}}$ it follows that
$X=0$ if and only if
$[X]=0$.
The map
$\operatorname{ev}_{X}:X^{\ast }\otimes X\rightarrow \mathbf{1}$ is non-zero, hence
$X^{\ast }\otimes X\neq 0$, and so
$[X^{\ast }][X]\neq 0$. Iterating this argument shows
$(X^{\ast }\otimes X)^{\ast }\otimes (X^{\ast }\otimes X)\neq 0$, i.e.
$([X^{\ast }][X])^{2}\neq 0$, etc. We used here Drinfeld’s canonical isomorphism
$u_{X}:X\rightarrow X^{\ast \ast }$ given by

Using commutativity of
$\operatorname{Gr}({\mathcal{C}})$, after
$m$ steps we find
$[X^{\ast }]^{m}[X]^{m}\neq 0$.
As a finite
${\mathcal{C}}$ has enough projectives, it contains a non-zero projective object
$P$. Since in characteristic zero, the canonical ring homomorphism
$\operatorname{Gr}({\mathcal{C}})\rightarrow \operatorname{Gr}_{k}({\mathcal{C}})$ is injective,
$[P]^{m}\neq 0$ for all
$m>0$ also holds in
$\operatorname{Gr}_{k}({\mathcal{C}})$.◻
Remark 3.3. In positive characteristic, Condition P may or may not be satisfied. For example, suppose that
$k$ is of characteristic
$p$ and let
$G$ be a finite group. If
$p$ does not divide
$|G|$, the category
$k[G]$-mod of finite-dimensional
$k[G]$-modules is semisimple and hence satisfies Condition P by Lemma 3.1.
On the other hand, if
$G$ is a
$p$-group the trivial
$k[G]$-module is up to isomorphism the unique simple
$k[G]$-module (see e.g. the corollary to [Reference SerreSer77, Proposition 26, §8.3]). The projective cover of the trivial
$k[G]$-module is
$P:=k[G]$ (see [Reference SerreSer77, §15.6]). The image of
$P$ in
$\operatorname{Gr}_{k}$ is
$[P]=|G|\cdot [k]=0$, as
$p$ divides
$|G|$. By the previous observations, every projective
$k[G]$-module is isomorphic to a direct sum of
$P$’s, and so
$k[G]$-mod does not satisfy Condition P.
We can now state our first main result.
Theorem 3.4. Let
${\mathcal{C}}$ be a factorisable and pivotal finite tensor category over
$k$. If
${\mathcal{C}}$ satisfies Condition P, it contains a simple projective object.
The proof relies on a series of lemmas and will be given at the end of this section. The idea is very simple: we show that in the absence of simple projectives, the injective algebra homomorphism
$\unicode[STIX]{x1D70E}$ from Corollary 2.12 would map the class
$[P]$ of a projective object to a nilpotent natural endomorphism, which is a contradiction to Condition P.
Remark 3.5. (1) Theorem 3.4 is a generalisation of a result by Cohen and Westreich [Reference Cohen and WestreichCW08, Corollary 3.6]. There, the authors show that a factorisable ribbon Hopf algebra
$H$ over an algebraically closed field of characteristic zero has an irreducible projective module. The proof strategy in [Reference Cohen and WestreichCW08] is different from ours: in [Reference Cohen and WestreichCW08] it is observed that Hopf algebras with the above properties are also symmetric algebras (see § 4 for the definition) and that fact is used to show existence of a simple projective module. Our approach is in some sense opposite: we first show that there exists a simple projective module and then in § 4 use the theory of modified traces of [Reference Geer, Kujawa and Patureau-MirandGKP11] to deduce the existence of certain symmetric algebras. In this sense, applying Theorem 3.4 to
${\mathcal{C}}=\operatorname{Rep}(H)$ gives an alternative proof of the result in [Reference Cohen and WestreichCW08] (in addition to having the benefit of not being restricted to characteristic zero).
(2) In characteristic
$p$, a category
${\mathcal{C}}$ as in Theorem 3.4 may or may not satisfy Condition P. To see this, we use the observations in Remark 3.3. Let
$A$ be a finite abelian group. The Drinfeld double
$D(k[A])$ is a factorisable Hopf algebra, and hence
$D(k[A])$-mod is a factorisable and pivotal finite tensor category over
$k$. But as algebras,
$D(k[A])\cong k(A)\otimes _{k}k[A]$, and
$k(A)=k^{|A|}$ is semisimple.
Suppose that
$\text{char}(k)=p$ does not divide
$|A|$. Then
$D(k[A])$-mod is semisimple and hence satisfies Condition P (Lemma 3.1).
On the other hand, if
$A$ is a
$p$-group, the indecomposable projective modules in
$D(k[A])$-mod are isomorphic to a simple
$k(A)$-module tensored with
$k[A]$. As in Remark 3.3, each of these have zero image in
$\operatorname{Gr}_{k}({\mathcal{C}})$.
(3) The example in part (2) (combined with Remark 3.3) also shows that for
$\text{char}(k)=p$ and
$A$ a finite abelian
$p$-group,
$D(k[A])$-mod does not contain a simple projective object. Thus we cannot drop Condition P from Theorem 3.4.
We now turn to the proof of Theorem 3.4. We first gather the tools to see that
$\unicode[STIX]{x1D70E}([P])$ is nilpotent for projective
$P$ unless there is a simple projective object.
Lemma 3.6. Let
${\mathcal{A}}$ be an abelian category and let
$\unicode[STIX]{x1D702}$ be a natural endomorphism of the identity functor. If
$\unicode[STIX]{x1D702}$ is zero on all simple objects, then it is nilpotent on all objects of finite length.
Proof. We use induction on the length of an object. Given an object
$B$ of finite length greater than
$1$, choose a short exact sequence
$0\rightarrow A\xrightarrow[{}]{f}B\xrightarrow[{}]{g}C\rightarrow 0$ such that
$A,C$ have smaller lengths. Then

commutes. By induction hypothesis,
$\unicode[STIX]{x1D702}_{A}$ and
$\unicode[STIX]{x1D702}_{C}$ are nilpotent. Hence there is
$m>0$ such that

commutes. Then
$g\circ (\unicode[STIX]{x1D702}_{B})^{m}=0$ and
$(\unicode[STIX]{x1D702}_{B})^{m}\circ f=0$, and since the image of
$f$ is the kernel of
$g$ we have the inclusions
$\text{im}(\unicode[STIX]{x1D702}_{B})^{m}\subset \text{im}f\subset \text{ker}(\unicode[STIX]{x1D702}_{B})^{m}$. This shows that
$(\unicode[STIX]{x1D702}_{B})^{2m}=0$.◻
Corollary 3.7. Let
${\mathcal{A}}$ be a finite abelian category over some field and let
$\unicode[STIX]{x1D702}\in \operatorname{End}(\text{Id}_{{\mathcal{A}}})$. If
$\unicode[STIX]{x1D702}$ is zero on all simple objects, then
$\unicode[STIX]{x1D702}$ is nilpotent, i.e. there is
$m>0$ such that
$\unicode[STIX]{x1D702}^{m}=0$.
Proof. By finiteness,
${\mathcal{A}}$ contains a projective generator
$G$ (of finite length). By Lemma 3.6,
$(\unicode[STIX]{x1D702}_{G})^{m}=0$ for some
$m$. Since
$\unicode[STIX]{x1D702}_{G}$ determines
$\unicode[STIX]{x1D702}$, it follows that
$\unicode[STIX]{x1D702}^{m}=0$.◻
Lemma 3.8. Let
${\mathcal{C}}$ be a pivotal finite braided tensor category over some field and let
$P,U\in {\mathcal{C}}$ with
$P$ projective and
$U$ non-projective and simple. Then
$\unicode[STIX]{x1D70E}([P])_{U}=0$.
Proof. By (2.11),
$\unicode[STIX]{x1D70E}([P])_{U}$ is a composition of maps
$U\rightarrow P^{\ast }\otimes (U\otimes P)\rightarrow U$. Since
$P^{\ast }\otimes (U\otimes P)$ is projective, the map
$P^{\ast }\otimes (U\otimes P)\rightarrow U$ factors as
$P^{\ast }\otimes (U\otimes P)\rightarrow P_{U}\rightarrow U$, for
$P_{U}$ the projective cover of
$U$. Thus
$\unicode[STIX]{x1D70E}([P])_{U}$ can be written as a composition
$U\rightarrow P_{U}\rightarrow U$. By assumption
$P_{U}\ncong U$, and so this composition is zero.◻
Combining the above results, the proof of Theorem 3.4 is now a straightforward consequence of Corollary 2.12.
Proof of Theorem 3.4.
Footnote 3 Suppose that
${\mathcal{C}}$ does not contain a simple projective object. By Condition P, we can find a projective object
$P\in {\mathcal{C}}$ such that
$[P]^{m}\neq 0$ in
$\operatorname{Gr}_{k}({\mathcal{C}})$ for all
$m>0$.
By Corollary 2.12,
$\unicode[STIX]{x1D70E}:\operatorname{Gr}_{k}({\mathcal{C}})\rightarrow \operatorname{End}(\text{Id}_{{\mathcal{C}}})$ is an injective algebra homomorphism. In particular, since
$[P]^{m}\neq 0$ we find that for each
$m>0$,
$\unicode[STIX]{x1D70E}([P])^{m}=\unicode[STIX]{x1D70E}([P]^{m})\neq 0$. But by Lemma 3.8, the natural transformation
$\unicode[STIX]{x1D70E}([P])$ is zero on all non-projective simples. By assumption, all simples in
${\mathcal{C}}$ are non-projective, and so Corollary 3.7 implies that
$\unicode[STIX]{x1D70E}([P])$ is nilpotent, which is a contradiction.
Hence
${\mathcal{C}}$ must contain a simple projective object. ◻
4 Non-degenerate trace on the projective ideal
In this section we will review some aspects of the theory of modified traces from [Reference Geer, Kujawa and Patureau-MirandGKP11, Reference Geer, Patureau-Mirand and VirelizierGPV13, Reference Geer, Kujawa and Patureau-MirandGKP13]. In particular, we will see that the existence of a simple projective object established in Theorem 3.4 guarantees the existence of a unique-up-to-scalars non-zero modified trace on the projective ideal, and that this trace induces non-degenerate pairings on Hom-spaces.
Let
${\mathcal{C}}$ be a pivotal finite tensor category over
$k$. The full subcategory
${\mathcal{P}}\text{roj}({\mathcal{C}})$ of all projective objects in
${\mathcal{C}}$ is a tensor ideal. Following [Reference Geer, Patureau-Mirand and VirelizierGPV13], a modified right trace on
${\mathcal{P}}\text{roj}({\mathcal{C}})$ is a family of
$k$-linear functions
$\{t_{P}:\operatorname{End}(P)\rightarrow k\mid P\in {\mathcal{P}}\text{roj}({\mathcal{C}})\}$ such that
(1) (partial trace) For all
$P\in {\mathcal{P}}\text{roj}({\mathcal{C}})$,
$X\in {\mathcal{C}}$ and
$f\in \operatorname{End}(P\otimes X)$ we have (4.1)where
$$\begin{eqnarray}t_{P\otimes X}(f)=t_{P}(\text{tr}_{X}^{r}(f)),\end{eqnarray}$$
$\text{tr}_{X}^{r}$ denotes the partial right trace (4.2)
(2) (cyclicity) For all
$P,P^{\prime }\in {\mathcal{P}}\text{roj}({\mathcal{C}})$,
$f:P\rightarrow P^{\prime }$,
$g:P^{\prime }\rightarrow P$ we have (4.3)
$$\begin{eqnarray}t_{P^{\prime }}(f\circ g)=t_{P}(g\circ f).\end{eqnarray}$$
Given a modified right trace, one can define a family of pairings by setting, for all
$M\in {\mathcal{C}}$,
$P\in {\mathcal{P}}\text{roj}({\mathcal{C}})$,
$$\begin{eqnarray}{\mathcal{C}}(M,P)\times {\mathcal{C}}(P,M)\rightarrow k,\quad (f,g)\mapsto t_{P}(f\circ g).\end{eqnarray}$$ Note that the cyclicity property (4.3) only applies when also
$M$ is projective.
Remark 4.1. There are also natural notions of left and left-right (or two-sided) modified traces for a pivotal category, see [Reference Geer, Patureau-Mirand and VirelizierGPV13] for details. For
${\mathcal{C}}$ in addition ribbon, each modified right trace on
${\mathcal{P}}\text{roj}({\mathcal{C}})$ is also a two-sided modified trace [Reference Geer, Kujawa and Patureau-MirandGKP11, Theorem 3.3.1]. In this case, one can construct an isotopy invariant of ribbon graphs in
$\mathbb{R}^{3}$, where at least one strand is coloured by a projective object
$P$ of
${\mathcal{C}}$, by cutting the strand and computing
$t_{P}$ of the corresponding endomorphism of
$P$, see [Reference Geer, Patureau-Mirand and TuraevGPT09, Theorem 3]. (There, the modified trace was used implicitly as the modified dimension for simple projectives.)
In this paper we will only use modified right traces, and we will refer to these just as ‘modified traces’.
Proposition 4.2. Let
${\mathcal{C}}$ be a unimodular pivotal finite tensor category over
$k$. Suppose that
${\mathcal{C}}$ contains a simple projective object.
(1) There exists a non-zero modified trace on
${\mathcal{P}}\text{roj}({\mathcal{C}})$, and this modified trace is unique up to scalar multiples.(2) For any choice of non-zero modified trace
$t$ on
${\mathcal{P}}\text{roj}({\mathcal{C}})$ and for all
$M\in {\mathcal{C}}$,
$P\in {\mathcal{P}}\text{roj}({\mathcal{C}})$, the pairing (4.4) is non-degenerate.
The first part of the proposition is proved in [Reference Geer, Kujawa and Patureau-MirandGKP13, Corollary 3.2.1].Footnote 4 We will review the argument below as we hope it to be helpful to have the more general construction of [Reference Geer, Patureau-Mirand and VirelizierGPV13, Reference Geer, Kujawa and Patureau-MirandGKP13] specialised to the present setting, and since we will need the explicit construction of the modified trace below anyway. The second part of the proposition is proved in [Reference Costantino, Geer and Patureau-MirandCGP15, Proposition 6.6] for the Hopf algebra
$\overline{U}_{q}^{H}\text{sl}(2)$, but the same proof works in general as we also review below.
Before turning to the proof of Proposition 4.2, we need some preparation. For the rest of this section, we fix
∙
${\mathcal{C}}$: a unimodular pivotal finite tensor category over
$k$;∙
$Q$: a simple projective object in
${\mathcal{C}}$ (in particular we assume that such a
$Q$ exists).
Lemma 4.3 [Reference Geer, Kujawa and Patureau-MirandGKP13, Theorem 3.1.3 and §3.2].
For all
$g\in \operatorname{End}(Q\otimes Q^{\ast })$ we have

Proof. Write
$Q\otimes Q^{\ast }=\bigoplus _{U\in \operatorname{Irr}({\mathcal{C}})}P_{U}^{\oplus m_{U}}$ and let
$i_{U}:P_{U}^{\oplus m_{U}}\rightarrow Q\otimes Q^{\ast }$ and
$p_{U}:Q\otimes Q^{\ast }\rightarrow P_{U}^{\oplus m_{U}}$ be the corresponding embedding and projection maps. The resulting idempotent will be denoted by
$e_{U}=i_{U}\circ p_{U}\in \operatorname{End}(Q\otimes Q^{\ast })$. Since
${\mathcal{C}}(Q\otimes Q^{\ast },\mathbf{1})\cong {\mathcal{C}}(Q,Q)$ is one-dimensional (
$Q$ being simple and
$k$ algebraically closed), we have
$m_{\mathbf{1}}=1$.
Since
$P_{\mathbf{1}}$ is indecomposable, there is an
$\unicode[STIX]{x1D6FC}\in k$ and a nilpotent element
$n\in \operatorname{End}(P_{\mathbf{1}})$ such that (using again algebraically closedness of
$k$)Footnote 5
$$\begin{eqnarray}p_{\mathbf{1}}\circ g\circ i_{\mathbf{1}}=\unicode[STIX]{x1D6FC}\cdot \text{id}_{P_{\mathbf{1}}}+n.\end{eqnarray}$$ For all
$u:\mathbf{1}\rightarrow P_{\mathbf{1}}$ and
$v:P_{\mathbf{1}}\rightarrow \mathbf{1}$ we have
$$\begin{eqnarray}n\circ u=0\quad \text{and}\quad v\circ n=0.\end{eqnarray}$$ To see
$n\circ u=0$, first note that, by unimodularity (i.e. since
$(P_{\mathbf{1}})^{\ast }\cong P_{\mathbf{1}}$),
${\mathcal{C}}(\mathbf{1},P_{\mathbf{1}})$ is one-dimensional. Suppose
$u\neq 0$, so that
$u$ forms a basis of
${\mathcal{C}}(\mathbf{1},P_{\mathbf{1}})$. Then there is
$\unicode[STIX]{x1D706}\in k$ such that
$n\circ u=\unicode[STIX]{x1D706}\cdot u$. But
$n$ is nilpotent, say
$n^{m}=0$, and so applying
$n$ on both sides of the latter equality
$m$ times we get
$\unicode[STIX]{x1D706}^{m}=0$ and therefore
$\unicode[STIX]{x1D706}=0$. For
$v$ the argument is analogous.
Next insert the identity
$g=\sum _{U,V}e_{U}\circ g\circ e_{V}$ into (4.5). Since for
$U\ncong \mathbf{1}$,
${\mathcal{C}}(P_{U},\mathbf{1})=0$ and
${\mathcal{C}}(\mathbf{1},P_{U})=0$ (using unimodularity), only the term with
$U=V=\mathbf{1}$ will contribute on either side of (4.5).
The claim of the lemma now follows from the observation that taking
$u=p_{\mathbf{1}}\circ \operatorname{coev}_{Q}$ and
$v=\widetilde{\operatorname{ev}}_{Q}\circ i_{\mathbf{1}}$ we have by (4.6) and (4.7)
$$\begin{eqnarray}\widetilde{\operatorname{ev}}_{Q}\circ e_{\mathbf{1}}\circ g\circ e_{\mathbf{1}}=\unicode[STIX]{x1D6FC}\cdot \widetilde{\operatorname{ev}}_{Q},\quad e_{\mathbf{1}}\circ g\circ e_{\mathbf{1}}\circ \operatorname{coev}_{Q}=\unicode[STIX]{x1D6FC}\cdot \operatorname{coev}_{Q},\end{eqnarray}$$ where we used that
$\widetilde{\operatorname{ev}}_{Q}\circ e_{\mathbf{1}}=\widetilde{\operatorname{ev}}_{Q}$ and
$e_{\mathbf{1}}\circ \operatorname{coev}_{Q}=\operatorname{coev}_{Q}$ (because
$(P_{\mathbf{1}})^{\ast }\cong P_{\mathbf{1}}$). Both the left- and right-hand sides of (4.5) are therefore equal to
$\unicode[STIX]{x1D6FC}\operatorname{id}_{Q}$.◻
The above lemma will be used in the following form: for all
$f\in \operatorname{End}(Q^{\ast }\otimes Q)$,

This is a consequence of (4.5) upon substituting

Let us fix a non-zero linear function for the given simple projective
$Q$,
$$\begin{eqnarray}t_{Q}:\operatorname{End}(Q)\rightarrow k.\end{eqnarray}$$ Since
$\operatorname{End}(Q)=k\operatorname{id}_{Q}$, such a function is unique up to a constant, and it is uniquely determined by its value
$t_{Q}(\operatorname{id}_{Q})\in k^{\times }$.
Let
$P\in {\mathcal{P}}\text{roj}({\mathcal{C}})$ and choose an object
$X\in {\mathcal{C}}$ such that there is a surjection
$p:Q\otimes X\rightarrow P$. Such an
$X$ always exists, for example
$X=Q^{\ast }\otimes P$. As
$P$ is projective, there is a morphism
$i:P\rightarrow Q\otimes X$ such that
$p\circ i=\operatorname{id}_{P}$. That is,
$i,p$ realise
$P$ as a direct summand of
$Q\otimes X$. Consider the function
$$\begin{eqnarray}t_{P}:\operatorname{End}(P)\rightarrow k,\quad h\mapsto t_{Q}(\text{tr}_{X}^{r}(i\circ h\circ p)).\end{eqnarray}$$ The next lemma shows in particular that this notation is indeed consistent with (4.11) when setting
$P=Q$ (in the lemma, take
$X=\mathbf{1}$ and
$i,p$ (inverse) unit isomorphisms).
Lemma 4.4. The function
$t_{P}$ in (4.12) is independent of the choice of
$X$ and of
$p:Q\otimes X\rightarrow P$,
$i:P\rightarrow Q\otimes X$.
Proof. This proof is taken from [Reference Geer, Patureau-Mirand and VirelizierGPV13, §4.5]. The argument is more general than needed for the statement of the lemma, but we can reuse it later to show cyclicity.
Let
$P^{\prime }\in {\mathcal{P}}\text{roj}({\mathcal{C}})$ and pick
$X^{\prime }$,
$p^{\prime }:Q\otimes X^{\prime }\rightarrow P^{\prime }$,
$i^{\prime }:P^{\prime }\rightarrow Q\otimes X^{\prime }$. For
$u:P\rightarrow P^{\prime }$ and
$v:P^{\prime }\rightarrow P$ arbitrary, consider the morphism
$f\in \operatorname{End}(Q^{\ast }\otimes Q)$ given by

It is easy to check that inserting
$f$ into (4.9) results in the identity
$$\begin{eqnarray}\text{tr}_{X^{\prime }}^{r}(i^{\prime }\circ u\circ v\circ p^{\prime })=\text{tr}_{X}^{r}(i\circ v\circ u\circ p),\end{eqnarray}$$ where for the right-hand side we used cyclicity of the categorical trace, the zig-zag axiom and that
$p^{\prime }\circ i^{\prime }=\operatorname{id}_{P^{\prime }}$. For
$P=P^{\prime }$ and
$u=h$,
$v=\operatorname{id}_{P}$, this shows the statement of the lemma.◻
Proof of Proposition 4.2.
Part (1) (following [Reference Geer, Patureau-Mirand and VirelizierGPV13, §4.5]).
Existence. By Lemma 4.4 we have a family of functions
$(t_{P}:\operatorname{End}(P)\rightarrow k)_{P\in {\mathcal{P}}\text{roj}({\mathcal{C}})}$. This family is not identically zero since by the definition in (4.11),
$t_{Q}$ is not zero. By (4.14) in the proof of Lemma 4.4, the
$t_{P}$ satisfy the cyclicity requirement (4.3).
For the partial trace property (4.1) choose
$Y\in {\mathcal{C}}$ such that there are
$p:Q\otimes Y\rightarrow P$,
$i:P\rightarrow Q\otimes Y$,
$p\circ i=\operatorname{id}_{P}$, in order to compute
$t_{P}$ from the definition in (4.12) with
$X$ replaced by
$Y$. Then fix
$$\begin{eqnarray}p^{\prime }=[Q(YX)\xrightarrow[{}]{{\sim}}(QY)X\xrightarrow[{}]{p\,\otimes \,\text{id}_{X}}PX],\quad i^{\prime }=[PX\xrightarrow[{}]{i\,\otimes \,\text{id}_{X}}(QY)X\xrightarrow[{}]{{\sim}}Q(YX)]\end{eqnarray}$$ to compute
$t_{P\otimes X}$ from (4.12). A short calculation shows (4.1).
Uniqueness. First note that for the modified trace
$t_{P}$ in (4.12) (or in fact for any modified trace) we have, for
$f\in \operatorname{End}(Q\otimes X)$,
$$\begin{eqnarray}\text{tr}_{X}^{r}(f)=\frac{t_{Q\otimes X}(f)}{t_{Q}(\operatorname{id}_{Q})}\cdot \text{id}_{Q}.\end{eqnarray}$$ To see this, apply
$t_{Q}$ to both sides. Let now
$(t_{P}^{\prime }:\operatorname{End}(P)\rightarrow k)_{P\in {\mathcal{P}}\text{roj}({\mathcal{C}})}$ be a modified trace. Let
$P\in {\mathcal{P}}\text{roj}({\mathcal{C}})$ and
$h\in \operatorname{End}(P)$ be given. Pick
$X$,
$p:Q\otimes X\rightarrow P$,
$i:P\rightarrow Q\otimes X$ such that
$p\circ i=\operatorname{id}_{P}$ and compute

Part (2) (following the proof of [Reference Costantino, Geer and Patureau-MirandCGP15, Proposition 6.6]).
We will show non-degeneracy in the first argument of the pairing (4.4). Non-degeneracy in the second argument can be seen analogously.
Let
$M\in {\mathcal{C}}$,
$P\in {\mathcal{P}}\text{roj}({\mathcal{C}})$ and
$f\in {\mathcal{C}}(M,P)$,
$f\neq 0$, be given. We need to show that there is a
$g\in {\mathcal{C}}(P,M)$ such that
$t_{P}(f\circ g)\neq 0$. Pick
$X$,
$p:Q\otimes X\rightarrow P$,
$i:P\rightarrow Q\otimes X$ such that
$p\circ i=\operatorname{id}_{P}$. Then also
$i\circ f\neq 0$. Define
$$\begin{eqnarray}u:=[MX^{\ast }\xrightarrow[{}]{(i\circ f)\,\otimes \,\text{id}}(QX)X^{\ast }\xrightarrow[{}]{{\sim}}Q(XX^{\ast })\xrightarrow[{}]{\text{id}\,\otimes \,\widetilde{\text{ev}}_{X}}Q\mathbf{1}\xrightarrow[{}]{{\sim}}Q].\end{eqnarray}$$ Using the zig-zag identity, we can recover
$i\circ f$ from
$u$ as
$$\begin{eqnarray}i\circ f=[M\xrightarrow[{}]{{\sim}}M\mathbf{1}\xrightarrow[{}]{\text{id}\,\otimes \,\widetilde{\text{coev}}_{X}}M(X^{\ast }X)\xrightarrow[{}]{{\sim}}(MX^{\ast })X\xrightarrow[{}]{u\,\otimes \,\text{id}_{X}}QX].\end{eqnarray}$$ In particular, since
$i\circ f\neq 0$, we must have
$u\neq 0$. Since
$Q$ is simple,
$u$ is surjective. Since
$Q$ is projective, there is
$v:Q\rightarrow M\otimes X^{\ast }$ such that
$u\circ v=\operatorname{id}_{Q}$. Define
$$\begin{eqnarray}g:=[P\xrightarrow[{}]{i}QX\xrightarrow[{}]{v\,\otimes \,\text{id}}(MX^{\ast })X\xrightarrow[{}]{{\sim}}M(X^{\ast }X)\xrightarrow[{}]{\text{id}\,\otimes \,\text{ev}_{X}}M\mathbf{1}\xrightarrow[{}]{{\sim}}M].\end{eqnarray}$$Then

where for the first equality we used the partial trace property (4.1) on the right-hand side and then the pivotal structure in (2.4). ◻
Lemma 4.5. Suppose
${\mathcal{C}}$ is in addition braided. Let
$t$ be a modified trace on
${\mathcal{C}}$ and let
$R,S\in {\mathcal{P}}\text{roj}({\mathcal{C}})$ and
$f\in \operatorname{End}(R)$,
$g\in \operatorname{End}(S)$. Then

Proof. One computes

where

Step
$(\ast )$ follows from cyclicity of the modified trace, as well as naturality of the braiding. In step
$(\ast \ast )$ we used that the partial trace over
$S\otimes R^{\ast }$ amounts to closing the double string, see (4.2). In the last equality, to straighten the line coloured by
$R$ we also used (2.4) and the property of the pivotal structure that
$\unicode[STIX]{x1D6FF}_{R}^{\ast }=(\unicode[STIX]{x1D6FF}_{R^{\ast }})^{-1}$.◻
Remark 4.6. (1) The result of Proposition 4.2 is remarkable, because the categorical trace defined on all of
${\mathcal{C}}$ via the pivotal structure vanishes on
${\mathcal{P}}\text{roj}({\mathcal{C}})$ unless
${\mathcal{C}}$ is semisimple. Indeed,
${\mathcal{C}}$ is semisimple if and only if
$P_{\mathbf{1}}=\mathbf{1}$, which in turn is equivalent to the existence of
$f,g$ such that
$\mathbf{1}\xrightarrow[{}]{f}P_{\mathbf{1}}\xrightarrow[{}]{g}\mathbf{1}$ is non-zero. But for any projective object
$P$, the categorical trace
$$\begin{eqnarray}\mathbf{1}\xrightarrow[{}]{\operatorname{coev}_{P}}P\otimes P^{\ast }\xrightarrow[{}]{f\,\otimes \,\text{id}}P\otimes P^{\ast }\xrightarrow[{}]{\widetilde{\operatorname{ev}}_{P}}\mathbf{1},\end{eqnarray}$$ factors through
$P_{\mathbf{1}}$ in this way.
(2) For each
$P\in {\mathcal{P}}\text{roj}({\mathcal{C}})$,
$t_{P}$ turns the
$k$-algebra
$\operatorname{End}(P)$ into a symmetric Frobenius algebra, or a symmetric algebra for short. We will review some aspects of symmetric algebras and their categories of modules in § 5.
Since a factorisable finite tensor category is automatically unimodular [Reference Etingof, Nikshych and OstrikENO04, Proposition 4.5], we state the following consequence of Theorem 3.4 and Proposition 4.2 for later use.
Corollary 4.7. A factorisable and pivotal finite tensor category
${\mathcal{C}}$ over
$k$ which satisfies Condition P admits an up-to-scalar unique modified trace on
${\mathcal{P}}\text{roj}({\mathcal{C}})$. For each non-zero modified trace, the pairings (4.4) are non-degenerate.
This result generalises the existence of a modified trace for factorisable Hopf algebras (over an algebraically closed field of characteristic zero) proven in [Reference Geer, Kujawa and Patureau-MirandGKP13, Theorem 4.3.1].
Remark 4.8. The converse of Corollary 4.7 does not hold, i.e. it is not true that a pivotal finite tensor category
${\mathcal{C}}$ over
$k$ which satisfies Condition P and admits a non-zero modified trace on
${\mathcal{P}}\text{roj}({\mathcal{C}})$ can be equipped with a braiding that makes it factorisable. The simplest example is the category of super-vector spaces, which only admits symmetric braidings. A non-semisimple example is provided by the restricted quantum group
$\overline{U}_{q}\text{sl}(2)$. This is a unimodular Hopf algebra which has a simple projective module but whose category of modules does not admit a braiding [Reference Feigin, Gainutdinov, Semikhatov and TipuninFGST06, Reference Kondo and SaitoKS11, Reference Gainutdinov and RunkelGR17].
5 Symmetric algebras and ideals in
$\operatorname{End}(\text{Id}_{{\mathcal{C}}})$
In this section we will collect some facts about symmetric algebras following [Reference BrouéBro09, Reference Cohen and WestreichCW08] and translate them into categorical statements. In the end we give implications for categories with modified trace as in the previous section.
For a
$k$-algebra
$A$, denote by
$$\begin{eqnarray}C(A)=\{\unicode[STIX]{x1D711}:A\rightarrow k\mid \unicode[STIX]{x1D711}(ab)=\unicode[STIX]{x1D711}(ba)\text{ for all }a,b\in A\}\end{eqnarray}$$ the space of central forms on
$A$. A symmetric algebra
$A$ over
$k$ (also known as a symmetric Frobenius algebra) is a finite-dimensional
$k$-algebra together with a central form
$\unicode[STIX]{x1D700}$ such that the induced pairing
$(a,b)\mapsto \unicode[STIX]{x1D700}(ab)$ is non-degenerate. In this case the map
$$\begin{eqnarray}\unicode[STIX]{x1D701}:Z(A)\rightarrow C(A),\quad z\mapsto \unicode[STIX]{x1D700}(z\cdot (-))\end{eqnarray}$$ is an isomorphism, and the invertible elements of
$Z(A)$ are precisely mapped to those elements of
$C(A)$ that induce a non-degenerate pairing (see e.g. [Reference BrouéBro09, Lemma 2.5]).
Let
$(A,\unicode[STIX]{x1D700})$ be a symmetric algebra and denote by
$\unicode[STIX]{x1D6FE}\in A\otimes A$,
$\unicode[STIX]{x1D6FE}=\sum _{(\unicode[STIX]{x1D6FE})}\unicode[STIX]{x1D6FE}^{\prime }\otimes \unicode[STIX]{x1D6FE}^{\prime \prime }$, the copairing, that is, for all
$a\in A$ we have
$a=\sum _{(\unicode[STIX]{x1D6FE})}\unicode[STIX]{x1D700}(a\unicode[STIX]{x1D6FE}^{\prime })\unicode[STIX]{x1D6FE}^{\prime \prime }=\sum _{(\unicode[STIX]{x1D6FE})}\unicode[STIX]{x1D6FE}^{\prime }\unicode[STIX]{x1D700}(\unicode[STIX]{x1D6FE}^{\prime \prime }a)$. We recall that the copairing is unique and that, since
$\unicode[STIX]{x1D700}$ is central, the copairing is symmetric. Define the map
$$\begin{eqnarray}\unicode[STIX]{x1D70F}:A\rightarrow Z(A),\quad a\mapsto \mathop{\sum }_{(\unicode[STIX]{x1D6FE})}\unicode[STIX]{x1D6FE}^{\prime }a\unicode[STIX]{x1D6FE}^{\prime \prime }.\end{eqnarray}$$ It is easy to check that the image of
$\unicode[STIX]{x1D70F}$ does indeed lie in the centre of
$A$ (see e.g. [Reference BrouéBro09, §3.A]). The argument uses that the copairing
$\unicode[STIX]{x1D6FE}$ of a non-degenerate invariant pairing satisfies
$\sum _{(\unicode[STIX]{x1D6FE})}(a\unicode[STIX]{x1D6FE}^{\prime })\otimes \unicode[STIX]{x1D6FE}^{\prime \prime }=\sum _{(\unicode[STIX]{x1D6FE})}\unicode[STIX]{x1D6FE}^{\prime }\otimes (\unicode[STIX]{x1D6FE}^{\prime \prime }a)$ for all
$a\in A$.
We will need the following chains of inclusions in
$C(A)$ and
$Z(A)$, compatible with the map
$\unicode[STIX]{x1D701}$ from (5.2) [Reference Cohen and WestreichCW08].

The individual subsets are defined as follows.
∙
$\text{Rey}(A)=\text{ann}_{Z(A)}(\text{Jac}(A))$ is the Reynolds ideal. (Symmetry of
$A$ is not required for this definition.) Here,
$\text{Jac}(A)$ is the Jacobson radical of
$A$.
$\text{Rey}(A)$ is an ideal in
$Z(A)$.∙
$\text{Hig}(A)=\text{im}(\unicode[STIX]{x1D70F})$ is the Higman ideal or projective centre.Footnote 6 It is an ideal in
$Z(A)$ as
$z\unicode[STIX]{x1D70F}(a)=\unicode[STIX]{x1D70F}(za)$ for
$z\in Z(A)$, and by [Reference Héthelyi, Horváth, Külshammer and MurrayHHKM05, Lemma 4.1]Footnote 7 it is contained in
$\text{Rey}(A)$. Note that even though
$\unicode[STIX]{x1D70F}$ depends on the choice of a non-degenerate central form
$\unicode[STIX]{x1D700}$,
$\text{im}(\unicode[STIX]{x1D70F})$ does not. Indeed, any two
$\unicode[STIX]{x1D700}$,
$\unicode[STIX]{x1D700}^{\prime }$ would be related by an invertible
$z\in Z(A)$ as
$\unicode[STIX]{x1D700}^{\prime }(a)=\unicode[STIX]{x1D700}(za)$, and one checks that
$\unicode[STIX]{x1D70F}^{\prime }(a)=\unicode[STIX]{x1D70F}(z^{-1}a)$.∙
$R(A)=\text{span}_{k}\{\unicode[STIX]{x1D712}_{M}\mid M\text{ right }A\text{-module}\}$, where
$\unicode[STIX]{x1D712}_{M}(a)=\text{tr}_{M}(a)$, the trace in
$M$ over the linear map given by acting with
$a\in A$. That
$\unicode[STIX]{x1D701}(\text{Rey}(A))=R(A)$ is shown in [Reference LorenzLor97, Theorem 1.6] (for finite-dimensional not necessarily symmetric algebras).∙
$I(A)=\text{span}_{k}\{\unicode[STIX]{x1D712}_{P}\mid P\text{ projective right }A\text{-module}\}$. In [Reference Cohen and WestreichCW08, Proposition 2.1] it is shown that
$\unicode[STIX]{x1D701}(\text{Hig}(A))=I(A)$.
Lemma 5.1. For an algebra
$A$ over some field,
$Z(A)=\text{Rey}(A)$ if and only if
$A$ is semisimple.
Proof. If
$A$ is semisimple,
$\text{Jac}(A)=0$ and hence
$Z(A)=\text{Rey}(A)$. Conversely, if
$Z(A)=\text{Rey}(A)$ then
$1\in \text{Rey}(A)$ and since
$\text{Jac}(A)$ annihilates
$\text{Rey}(A)$ we must have
$\text{Jac}(A)=0$.◻
The Cartan matrix of a finite-dimensional algebra
$A$ over some field is the
$\operatorname{Irr}(\text{mod}\text{-}A)\times \operatorname{Irr}(\text{mod}\text{-}A)$ matrix
$\mathsf{C}(A)$ with entries
$$\begin{eqnarray}\mathsf{C}(A)_{U,V}=[P_{U}:V],\end{eqnarray}$$ that is, the multiplicity of the simple
$A$-module
$V$ in the composition series of the projective cover
$P_{U}$ of
$U$.
Let
$e_{U}$,
$U\in \operatorname{Irr}(\text{mod}\text{-}A)$ be a choice of primitive idempotents such that
$e_{U}A\cong P_{U}$ as right
$A$-modules. If the underlying field is given by
$k$, which we assumed to be algebraically closed in the outset of the paper, the endomorphism spaces of simple
$A$-modules are one-dimensional and we can write
$$\begin{eqnarray}\mathsf{C}(A)_{U,V}=\dim _{k}\operatorname{Hom}_{A}(P_{V},P_{U})=\dim _{k}(e_{U}Ae_{V}).\end{eqnarray}$$ The last equality follows by noting that every right
$A$-module map
$f:e_{V}A\rightarrow e_{U}A$ is given by left multiplication with an element
$e_{U}ae_{V}$,
$a\in A$. Namely, in one direction we set
$f\mapsto f(e_{V})e_{V}\in e_{U}Ae_{V}$, while in the other direction
$e_{U}ae_{V}\mapsto e_{U}ae_{V}\cdot (-)$ which is in
$\operatorname{Hom}_{A}(e_{V}A,e_{U}A)$, and one checks that both the maps are inverses of each other.
Proposition 5.2. Let
$A$ be a symmetric algebra over
$k$. Then we have the following.
(1) The Cartan matrix of
$A$ is symmetric,
$\mathsf{C}(A)_{U,V}=\mathsf{C}(A)_{V,U}$.(2) Let
$n=|\text{Irr}(\text{mod}\text{-}A)|$ and let
$\widehat{\mathsf{C}}\in \text{Mat}_{n}(k)$ be the image of
$\mathsf{C}(A)$ under the canonical homomorphism
$\text{Mat}_{n}(\mathbb{Z})\rightarrow \text{Mat}_{n}(k)$. We have (5.7)
$$\begin{eqnarray}\text{rank}(\widehat{\mathsf{C}})=\dim _{k}\text{Hig}(A).\end{eqnarray}$$
Proof. For part (1) of the proposition one checks that the non-degenerate pairing on
$A$ descends to a non-degenerate pairing between
$e_{U}Ae_{V}$ and
$e_{V}Ae_{U}$. Indeed, for every
$a\in A$ such that
$e_{U}ae_{V}\neq 0$ there exists
$b\in A$ such that
$(e_{U}ae_{V},b)\neq 0$. But then also
$(e_{U}ae_{V},e_{V}be_{U})\neq 0$ since
$\unicode[STIX]{x1D700}(e_{U}ae_{V}b)=\unicode[STIX]{x1D700}(e_{U}e_{U}ae_{V}e_{V}b)=\unicode[STIX]{x1D700}(e_{U}ae_{V}e_{V}be_{U})$. Hence,
$\dim _{k}(e_{U}Ae_{V})=\dim _{k}(e_{V}Ae_{U})$. The more surprising part (2) is proved in [Reference Liu, Zhou and ZimmermannLZZ12, Corollary 2.7].◻
Note that if
$k$ has characteristic
$0$, then
$\text{rank}(\tilde{\mathsf{C}})$ is just the rank of
$\mathsf{C}(A)$ over
$\mathbb{Q}$.
We now give a categorical formulation of the inclusions
$Z(A)\supset \text{Rey}(A)\supset \text{Hig}(A)$ in (5.4), which will be applicable in particular in the presence of a modified trace as in § 4. For the rest of this section, let us fix
∙
${\mathcal{A}}$: a finite abelian category over
$k$;∙
$G$: a projective generator of
${\mathcal{A}}$;∙
$E=\operatorname{End}(G)$ the
$k$-algebra of endomorphisms of
$G$.
Recall the Hom-tensor adjoint equivalence

of
$k$-linear categories between
${\mathcal{A}}$ and the category
$\text{mod}\text{-}E$ of finite-dimensional right
$E$-modules (see e.g. [Reference Etingof, Gelaki, Nikshych and OstrikEGNO15, §1.8]).
It is known that being symmetric is a Morita-invariant property of an algebra, as is the chain of ideals
$Z(E)\supset \text{Rey}(E)\supset \text{Hig}(E)$ (see e.g. [Reference Héthelyi, Horváth, Külshammer and MurrayHHKM05, Reference BrouéBro09, Reference Liu, Zhou and ZimmermannLZZ12] for related results). We can therefore use the equivalence in (5.8) and the ideals in (5.4) for the choice
$A=E$ and for a given projective generator
$G$ to define a chain of ideals in
$\operatorname{End}(\text{Id}_{{\mathcal{A}}})$ as follows.

Rather than showing directly that the above definition is independent of the choice of
$G$, we will now give a different definition of
$\text{Rey}({\mathcal{A}})$ and
$\text{Hig}({\mathcal{A}})$ which does not require a choice of a projective generator. We show in Propositions 5.3 and 5.8 that this definition agrees with the one above.
$\text{Rey}({\mathcal{A}})$
For each
$P\in {\mathcal{P}}\text{roj}({\mathcal{A}})$ define the subspace
$J_{P}\subset \operatorname{End}(P)$ as follows:
$$\begin{eqnarray}J_{P}=\{f:P\rightarrow P\mid \forall \,U\in {\mathcal{A}}\text{simple},u\in {\mathcal{A}}(P,U):u\circ f=0\}.\end{eqnarray}$$ By definition, the Jacobson radical
$\text{Jac}(R)$ of a ring
$R$ consists of all
$r\in R$ which act as zero on all simple
$R$-modules. Since
$G\in {\mathcal{A}}$ is a projective generator,
${\mathcal{A}}(G,U)$, where
$U$ runs over all simple
$U\in {\mathcal{A}}$, gives all simple right
$E$-modules up to isomorphism (by the equivalence (5.8)). From (5.10) we therefore get
$$\begin{eqnarray}J_{G}=\text{Jac}(E).\end{eqnarray}$$ In the case
${\mathcal{A}}=\text{mod}\text{-}A$ we can take
$G=A_{A}$, so that
$\operatorname{End}(G)=A$ and hence
$J_{A}=\text{Jac}(A)$.
Using the subspaces (5.10), we define
$$\begin{eqnarray}\text{Rey}({\mathcal{A}})=\{\unicode[STIX]{x1D702}\in \operatorname{End}(\text{Id}_{{\mathcal{A}}})\mid \forall \,P\in {\mathcal{P}}\text{roj}({\mathcal{A}}),f\in J_{P}:\unicode[STIX]{x1D702}_{P}\circ f=0\}.\end{eqnarray}$$ From this definition it is immediate that
$\text{Rey}({\mathcal{A}})$ is an ideal.
Recall that for a projective generator
$G\in {\mathcal{A}}$, the map
$$\begin{eqnarray}\unicode[STIX]{x1D709}:\operatorname{End}(\text{Id}_{{\mathcal{A}}})\rightarrow Z(E),\quad \unicode[STIX]{x1D702}\mapsto \unicode[STIX]{x1D702}_{G}\end{eqnarray}$$ is an algebra isomorphism (that
$\unicode[STIX]{x1D702}_{G}$ is central in
$E$ follows from the naturality of
$\unicode[STIX]{x1D702}$; that (5.13) is a bijection is clear in the case
${\mathcal{A}}=\text{mod}\text{-}E$, and for general
${\mathcal{A}}$ use the equivalence (5.8)). We can use this to relate
$\text{Rey}({\mathcal{A}})$ to the previous definition in terms of algebras.
Proposition 5.3. Let
$A$ be a finite-dimensional
$k$-algebra. Then
$\unicode[STIX]{x1D709}$ in (5.13) restricts to an isomorphism of algebras
$\unicode[STIX]{x1D709}:\text{Rey}(\text{mod}\text{-}A)\rightarrow \text{Rey}(A)$.
Proof. We set
${\mathcal{A}}=\text{mod}\text{-}A$ and choose the projective generator
$G=A_{A}$ and thus
$E=A$. We have to show that
$\unicode[STIX]{x1D709}(\text{Rey}({\mathcal{A}}))=\text{Rey}(E)$.
$\subset$:Let
$\unicode[STIX]{x1D702}\in \text{Rey}({\mathcal{A}})$. Then
$\unicode[STIX]{x1D709}(\unicode[STIX]{x1D702})=\unicode[STIX]{x1D702}_{G}$. By definition of
$\text{Rey}({\mathcal{A}})$ we have in particular that for all
$f\in J_{G}=\text{Jac}(E)$ (recall (5.11)),
$\unicode[STIX]{x1D702}_{G}\circ f=0$. Thus
$\unicode[STIX]{x1D702}_{G}$ annihilates
$\text{Jac}(E)$, i.e.
$\unicode[STIX]{x1D702}_{G}\in \text{Rey}(E)$.
$\supset$:Conversely, let
$r\in \text{Rey}(E)$ and let
$\unicode[STIX]{x1D702}=\unicode[STIX]{x1D709}^{-1}(r)\in \operatorname{End}(\text{Id}_{{\mathcal{C}}})$. Let
$P\in {\mathcal{P}}\text{roj}({\mathcal{C}})$, and
$f\in J_{P}$. We need to show
$\unicode[STIX]{x1D702}_{P}\circ f=0$. Pick a surjection
$p:G^{\oplus n}\rightarrow P$ and a right-inverse
$i:P\rightarrow G^{\oplus n}$. We have
$i\circ f\circ p\in J_{G^{\oplus n}}$ since for all
$u:G^{\oplus n}\rightarrow U$, where
$U$ is simple,
$u\circ i\circ f\circ p=0$ since
$u\circ i:P\rightarrow U$ and
$f\in J_{P}$. Note then that
$r^{\oplus n}:G^{\oplus n}\rightarrow G^{\oplus n}$ and
$r^{\oplus n}\in \text{Rey}(\operatorname{End}(G^{\oplus n}))$, therefore
$r^{\oplus n}\circ i\circ f\circ p=0$. Since
$r^{\oplus n}=\unicode[STIX]{x1D702}_{G^{\oplus n}}$ we get (5.14)
$$\begin{eqnarray}0=\unicode[STIX]{x1D702}_{G^{\oplus n}}\circ i\circ f\circ p=i\circ \unicode[STIX]{x1D702}_{P}\circ f\circ p.\end{eqnarray}$$
But
$i$ is injective and
$p$ surjective, and so
$\unicode[STIX]{x1D702}_{P}\circ f=0$, as required.◻
$\text{Hig}({\mathcal{A}})$
The condition replacing that the algebra is symmetric will be that
${\mathcal{P}}\text{roj}({\mathcal{A}})$ is Calabi–Yau (see e.g. [Reference HesseHes17] for a recent treatment of the relation between symmetric Frobenius algebras and Calabi–Yau categories in the semisimple case).
Definition 5.4. A
$k$-linear additive category
${\mathcal{K}}$ with finite-dimensional Hom-spaces is called Calabi–Yau if it is equipped with a family of
$k$-linear maps (the trace maps)
$$\begin{eqnarray}(\mathsf{t}_{M}:\operatorname{End}(M)\rightarrow k)_{M\in {\mathcal{K}}}\end{eqnarray}$$ such that for all
$M,N\in {\mathcal{K}}$ we have the following.
(1) (cyclicity) For all
$f:M\rightarrow N$,
$g:N\rightarrow M$ we have
$\mathsf{t}_{M}(g\circ f)=\mathsf{t}_{N}(f\circ g)$.(2) (non-degeneracy) The pairing
$(-,-):{\mathcal{K}}(M,N)\times {\mathcal{K}}(N,M)\rightarrow k$,
$(f,g)=\mathsf{t}_{N}(f\circ g)$ is non-degenerate.
We denote by
$\text{CY}({\mathcal{K}})$ the set of all families of trace maps
$(\mathsf{t}_{M})_{M\in {\mathcal{K}}}$ which turn
${\mathcal{K}}$ into a Calabi–Yau category.
A Calabi–Yau category with one object is the same as a symmetric Frobenius algebra. The generalisation of the isomorphism (5.2) to the present setting is as follows.
Lemma 5.5. Let
${\mathcal{K}}$ be as in Definition 5.4 and let
$\operatorname{End}(\text{Id}_{{\mathcal{K}}})^{\times }$ be the subset of invertible endotransformations. Then for each
$(\mathsf{t}_{M})_{M\in {\mathcal{K}}}\in \text{CY}({\mathcal{K}})$ the map
$$\begin{eqnarray}\operatorname{End}(\text{Id}_{{\mathcal{K}}})^{\times }\longrightarrow \text{CY}({\mathcal{K}}),\quad \unicode[STIX]{x1D702}\longmapsto (f\mapsto \mathsf{t}_{M}(\unicode[STIX]{x1D702}_{M}\circ f))\end{eqnarray}$$is a bijection.
Proof. Clearly,
$(\mathsf{t}_{M}(\unicode[STIX]{x1D702}_{M}\circ -))_{M\in {\mathcal{K}}}$ defines a family of cyclic and non-degenerate traces (for non-degeneracy, one notes that
$\unicode[STIX]{x1D702}_{M}\circ g$ is non-zero for any non-zero
$g$ because
$\unicode[STIX]{x1D702}_{M}$ is invertible). Conversely, given
$(\tilde{\mathsf{t}}_{M})_{M\in {\mathcal{K}}}\in \text{CY}({\mathcal{K}})$, by non-degeneracy for each
$M\in {\mathcal{K}}$ there exists a unique
$\unicode[STIX]{x1D702}_{M}\in \operatorname{End}(M)^{\times }$ such that
$\tilde{\mathsf{t}}_{M}(-)=\mathsf{t}_{M}(\unicode[STIX]{x1D702}_{M}\circ -)$. Rewriting the cyclicity condition
$\tilde{\mathsf{t}}_{M}(g\circ f)=\tilde{\mathsf{t}}_{N}(f\circ g)$ for all
$f:M\rightarrow N$ and
$g:N\rightarrow M$ in terms of the family
$\mathsf{t}_{M}$ and using its cyclicity property shows
$\mathsf{t}_{M}(g\circ (\unicode[STIX]{x1D702}_{N}\circ f-f\circ \unicode[STIX]{x1D702}_{M}))=0$ for any
$g$, and thus by non-degeneracy of
$\mathsf{t}_{M}$ we have
$\unicode[STIX]{x1D702}_{N}\circ f=f\circ \unicode[STIX]{x1D702}_{M}$ for all
$M$,
$N$, and
$f$.◻
Suppose now that the finite abelian category
${\mathcal{A}}$ is such that
${\mathcal{P}}\text{roj}({\mathcal{A}})$ is Calabi–Yau with trace maps
$(\mathsf{t}_{P})_{P\in {\mathcal{P}}\text{roj}({\mathcal{A}})}$. For the pairings of morphisms between the projective objects
$P,R\in {\mathcal{P}}\text{roj}({\mathcal{A}})$ we write
$$\begin{eqnarray}(-,-)_{PR}:{\mathcal{A}}(P,R)\times {\mathcal{A}}(R,P)\rightarrow k,\quad (f,g)_{PR}=\mathsf{t}_{R}(f\circ g).\end{eqnarray}$$ Denote by
$\unicode[STIX]{x1D6FE}_{PR}\in {\mathcal{A}}(R,P)\otimes {\mathcal{A}}(P,R)$ the corresponding (unique) copairing, that is
$\unicode[STIX]{x1D6FE}_{PR}=\sum _{(\unicode[STIX]{x1D6FE}_{PR})}\unicode[STIX]{x1D6FE}_{PR}^{\prime }\otimes \unicode[STIX]{x1D6FE}_{PR}^{\prime \prime }$ and for all
$x:P\rightarrow R$,
$y:R\rightarrow P$,
$$\begin{eqnarray}\mathop{\sum }_{(\unicode[STIX]{x1D6FE}_{PR})}(x,\unicode[STIX]{x1D6FE}_{PR}^{\prime })_{PR}\unicode[STIX]{x1D6FE}_{PR}^{\prime \prime }=x,\quad \mathop{\sum }_{(\unicode[STIX]{x1D6FE}_{PR})}\unicode[STIX]{x1D6FE}_{PR}^{\prime }(\unicode[STIX]{x1D6FE}_{PR}^{\prime \prime },y)_{PR}=y.\end{eqnarray}$$We need the following lemma, whose proof is given in Appendix B.
Lemma 5.6. For each
$R\in {\mathcal{P}}\text{roj}({\mathcal{A}})$ and
$y\in \operatorname{End}(R)$ there exists a unique
$\unicode[STIX]{x1D702}\in \operatorname{End}(\text{Id}_{{\mathcal{A}}})$ such that
$\unicode[STIX]{x1D702}_{P}=\sum _{(\unicode[STIX]{x1D6FE}_{PR})}\unicode[STIX]{x1D6FE}_{PR}^{\prime }\circ y\circ \unicode[STIX]{x1D6FE}_{PR}^{\prime \prime }$ for all
$P\in {\mathcal{P}}\text{roj}({\mathcal{A}})$.
This lemma allows us to define, for each
$R\in {\mathcal{P}}\text{roj}({\mathcal{A}})$, a
$k$-linear map
$\unicode[STIX]{x1D70F}_{R}:\operatorname{End}(R)\rightarrow \operatorname{End}(\text{Id}_{{\mathcal{A}}})$ by
$$\begin{eqnarray}\unicode[STIX]{x1D70F}_{R}(y)=\unicode[STIX]{x1D702}\quad \text{where for all }P\in {\mathcal{P}}\text{roj}({\mathcal{A}})\quad \unicode[STIX]{x1D702}_{P}=\mathop{\sum }_{(\unicode[STIX]{x1D6FE}_{PR})}\unicode[STIX]{x1D6FE}_{PR}^{\prime }\circ y\circ \unicode[STIX]{x1D6FE}_{PR}^{\prime \prime }.\end{eqnarray}$$ These maps are the analogue of the map
$\unicode[STIX]{x1D70F}$ from (5.3). Indeed,
$\text{Hig}({\mathcal{A}})$ is now defined as the joint image of all the maps
$\unicode[STIX]{x1D70F}_{R}$:
$$\begin{eqnarray}\displaystyle \text{Hig}({\mathcal{A}})=\{\unicode[STIX]{x1D702}\in \operatorname{End}(\text{Id}_{{\mathcal{A}}})\mid \exists \,R\in {\mathcal{P}}\text{roj}({\mathcal{A}}),y\in \operatorname{End}(R):\unicode[STIX]{x1D702}=\unicode[STIX]{x1D70F}_{R}(y)\}. & & \displaystyle\end{eqnarray}$$ The point of the above definition is to avoid the choice of a projective generator. To actually compute
$\text{Hig}({\mathcal{A}})$, choosing a projective generator
$G$ may nonetheless be useful. For example, we show in Corollary B.3 that
$\text{Hig}({\mathcal{A}})=\text{im}(\unicode[STIX]{x1D70F}_{G})$.
As was the case for the Higman ideal of a symmetric algebra, the next proposition shows that also
$\text{Hig}({\mathcal{A}})$ is independent of the choice of traces.
Proposition 5.7. Let
${\mathcal{A}}$ be a finite abelian category over
$k$ such that
${\mathcal{P}}\text{roj}({\mathcal{A}})$ is Calabi–Yau. Then
$\text{Hig}({\mathcal{A}})$ is independent of the choice of the family of traces
$(\mathsf{t}_{P})_{P\in {\mathcal{P}}\text{roj}({\mathcal{A}})}$.
Proof. Let
$\mathsf{t},\tilde{\mathsf{t}}\in \text{CY}({\mathcal{P}}\text{roj}({\mathcal{A}}))$. By Lemma 5.5 there is
$\unicode[STIX]{x1D702}\in \operatorname{End}(\text{Id}_{{\mathcal{P}}\text{roj}({\mathcal{A}})})^{\times }$ such that
$\tilde{\mathsf{t}}_{P}(f)=\mathsf{t}_{P}(\unicode[STIX]{x1D702}_{P}\circ f)$ for all
$P\in {\mathcal{P}}\text{roj}({\mathcal{A}})$ and
$f\in \operatorname{End}(P)$. Let
$\unicode[STIX]{x1D6FE}_{PR}$ and
$\tilde{\unicode[STIX]{x1D6FE}}_{PR}$ be the copairings arising from
$\mathsf{t}$ and
$\tilde{\mathsf{t}}$ as in (5.18). If we write
$\unicode[STIX]{x1D6FE}_{PR}=\sum _{(\unicode[STIX]{x1D6FE}_{PR})}\unicode[STIX]{x1D6FE}_{PR}^{\prime }\otimes \unicode[STIX]{x1D6FE}_{PR}^{\prime \prime }$, it is easy to see that
$$\begin{eqnarray}\tilde{\unicode[STIX]{x1D6FE}}_{PR}=\mathop{\sum }_{(\unicode[STIX]{x1D6FE}_{PR})}(\unicode[STIX]{x1D6FE}_{PR}^{\prime }\circ \unicode[STIX]{x1D702}_{R}^{-1})\otimes \unicode[STIX]{x1D6FE}_{PR}^{\prime \prime }=\mathop{\sum }_{(\unicode[STIX]{x1D6FE}_{PR})}\unicode[STIX]{x1D6FE}_{PR}^{\prime }\otimes (\unicode[STIX]{x1D702}_{R}^{-1}\circ \unicode[STIX]{x1D6FE}_{PR}^{\prime \prime }).\end{eqnarray}$$ Write
$\tilde{\unicode[STIX]{x1D70F}}_{R}$ for the map (5.19) computed from
$\tilde{\unicode[STIX]{x1D6FE}}$. It is immediate from the above equality that for
$y\in \operatorname{End}(R)$,
$$\begin{eqnarray}\tilde{\unicode[STIX]{x1D70F}}_{R}(y)=\unicode[STIX]{x1D70F}_{R}(\unicode[STIX]{x1D702}_{R}^{-1}\circ y).\end{eqnarray}$$ Thus indeed the joint image of the
$\unicode[STIX]{x1D70F}_{R}$ is independent of the choice of traces
$\mathsf{t}_{P}$.◻
The next proposition makes the connection between the definition (5.20) of
$\text{Hig}({\mathcal{A}})$ and
$\text{Hig}(A)$ for a symmetric algebra
$A$ when taking
${\mathcal{A}}=\text{mod}\text{-}A$. The proof has been relegated to Appendix B.
Proposition 5.8. Let
$A$ be a finite-dimensional
$k$-algebra.
(1)
$A$ admits a central form turning it into a symmetric algebra if and only if
${\mathcal{P}}\text{roj}(\text{mod}\text{-}A)$ admits a family of traces turning it into a Calabi–Yau category.(2) If
$A$ is symmetric, the map
$\unicode[STIX]{x1D709}$ from (5.13) for
$G=A_{A}$ restricts to an isomorphism of algebras
$\unicode[STIX]{x1D709}:\text{Hig}(\text{mod}\text{-}A)\rightarrow \text{Hig}(A)$.
Combining this proposition and Proposition 5.3 with the equivalence (5.8) and the inclusions (5.4) we get that we indeed have the inclusions (5.9).
As for algebras, the Cartan matrix of
${\mathcal{A}}$ is the
$\operatorname{Irr}({\mathcal{A}})\times \operatorname{Irr}({\mathcal{A}})$-matrix
$\mathsf{C}({\mathcal{A}})$ with entries
$\mathsf{C}({\mathcal{A}})_{UV}=[P_{U}:V]$, i.e. in the Grothendieck group
$\operatorname{Gr}({\mathcal{A}})$ we have
$$\begin{eqnarray}[P_{U}]=\mathop{\sum }_{V\in \operatorname{Irr}({\mathcal{A}})}\mathsf{C}({\mathcal{A}})_{UV}\,[V].\end{eqnarray}$$ Since
$k$ is algebraically closed, we can write
$$\begin{eqnarray}\mathsf{C}({\mathcal{A}})_{UV}=\dim _{k}{\mathcal{A}}(P_{V},P_{U}).\end{eqnarray}$$In view of Proposition 5.8 and the equivalence (5.8), we have the following corollary to Proposition 5.2.
Corollary 5.9. Let
${\mathcal{A}}$ be a finite abelian category over
$k$ such that
${\mathcal{P}}\text{roj}({\mathcal{A}})$ is Calabi–Yau. Then we have the following.
(1) The Cartan matrix of
${\mathcal{A}}$ is symmetric,
$\mathsf{C}({\mathcal{A}})_{U,V}=\mathsf{C}({\mathcal{A}})_{V,U}$.(2) Let
$n=|\text{Irr}({\mathcal{A}})|$ and let
$\widehat{\mathsf{C}}\in \text{Mat}_{n}(k)$ be the image of
$\mathsf{C}({\mathcal{A}})$ under the canonical homomorphism
$\text{Mat}_{n}(\mathbb{Z})\rightarrow \text{Mat}_{n}(k)$. We have (5.25)
$$\begin{eqnarray}\text{rank}(\widehat{\mathsf{C}})=\dim _{k}\text{Hig}({\mathcal{A}}).\end{eqnarray}$$
In the context of this paper we are particularly interested in the case of factorisable and pivotal finite tensor categories
${\mathcal{C}}$. In this case we will later give a more direct description of
$\text{Rey}({\mathcal{C}})$ and
$\text{Hig}({\mathcal{C}})$ in terms of the
$\unicode[STIX]{x1D719}_{M}$ defined in (2.22), see Proposition 7.1 below. The next proposition shows in particular that Corollary 5.9 is applicable to such
${\mathcal{C}}$.
Proposition 5.10. Let
${\mathcal{C}}$ be a factorisable and pivotal finite tensor category over
$k$ which satisfies Condition P. Then,
(1) the tensor ideal
${\mathcal{P}}\text{roj}({\mathcal{C}})$ admits a family of traces turning it into a Calabi–Yau category;(2) the category
${\mathcal{C}}$ is semisimple if and only if any one of the inclusions
$\operatorname{End}(\text{Id}_{{\mathcal{C}}})\supset \text{Rey}({\mathcal{C}})\supset \text{Hig}({\mathcal{C}})$ is an equality.
Proof. Part (1) is immediate from Corollary 4.7 by setting
$\mathsf{t}_{P}:=t_{P}$ for any
$P\in {\mathcal{P}}\text{roj}({\mathcal{C}})$, where
$t$ is the modified trace on
${\mathcal{P}}\text{roj}({\mathcal{C}})$. For part (2), the equivalence of semisimplicity to
$\operatorname{End}(\text{Id}_{{\mathcal{C}}})=\text{Rey}({\mathcal{C}})$ follows from Proposition 5.3 and Lemma 5.1.
To show that
$\text{Rey}({\mathcal{C}})=\text{Hig}({\mathcal{C}})$ is equivalent to semisimplicity of
${\mathcal{C}}$, we pick a projective generator
$G$ and write
$E=\operatorname{End}(G)$. Via the equivalence (5.8) to
$\text{mod}\text{-}E$, and by Propositions 5.3 and 5.8, the equality
$\text{Rey}({\mathcal{C}})=\text{Hig}({\mathcal{C}})$ is equivalent to
$\text{Rey}(E)=\text{Hig}(E)$, and by the isomorphisms in (5.4) in turn to
$R(E)=I(E)$.
Let
$\widehat{\mathsf{C}}$ be the image of
$\mathsf{C}({\mathcal{C}})$ in
$\text{Mat}_{n}(k)$ as in Corollary 5.9. We now show the following.
Claim. The equality
$R(E)=I(E)$ holds if and only if
$\widehat{\mathsf{C}}$ is non-degenerate.
This claim completes the proof of part (2), since, by [Reference Etingof, Gelaki, Nikshych and OstrikEGNO15, Theorem 6.6.1], a pivotal finite tensor category over
$k$ is semisimple if and only if
$\widehat{\mathsf{C}}$ is non-degenerate.
Proof of Claim.
Recall from (5.4) that the characters
$\unicode[STIX]{x1D712}_{M}$ of
$E$-modules
$M$ span
$R(E)$ (over
$k$) and those of projective
$E$-modules span
$I(E)$. Using again the equivalence (5.8), we have
$\unicode[STIX]{x1D712}_{\tilde{P}_{U}}=\sum _{V\in \operatorname{Irr}({\mathcal{C}})}\widehat{\mathsf{C}}_{UV}\,\unicode[STIX]{x1D712}_{\tilde{V}}$, where
$\tilde{X}:={\mathcal{C}}(G,X)$ is the image of
$X$ under the equivalence (5.8). In particular, the image of the
$k$-linear map described by the matrix
$\widehat{\mathsf{C}}$ in the basis
$\{{\unicode[STIX]{x1D712}_{\tilde{V}}\}}_{V\in \operatorname{Irr}({\mathcal{C}})}$ of
$R(E)$, is precisely
$I(E)$. We conclude that
$R(E)=I(E)$ is equivalent to non-degeneracy of
$\widehat{\mathsf{C}}$, proving the claim.◻
Part (2) of the proposition also follows from [Reference ShimizuShi17b, Corollary 4.2 and Theorem 5.12] together with Proposition 7.1 below.Footnote 8
6 Characters and the modified trace
In this section we fix
∙
${\mathcal{C}}$: a factorisable and pivotal finite tensor category over
$k$ which satisfies Condition P given in the beginning of § 3;∙
$t$: a choice of non-zero modified trace on
${\mathcal{P}}\text{roj}(C)$ via Corollary 4.7;∙
$G$: a projective generator for
${\mathcal{C}}$;∙
$E:=\operatorname{End}(G)$, a symmetric
$k$-algebra via
$t_{G}$.
Recall from (2.22) the natural endomorphism
$\unicode[STIX]{x1D719}_{M}\in \operatorname{End}(\text{Id}_{{\mathcal{C}}})$ assigned to each
$M\in {\mathcal{C}}$. Note that
$\unicode[STIX]{x1D719}_{M}$ is uniquely determined by
$(\unicode[STIX]{x1D719}_{M})_{G}\in E$, and that in fact
$(\unicode[STIX]{x1D719}_{M})_{G}\in Z(E)$.
For a given
$M\in {\mathcal{C}}$ we can now define two central forms on
$E$. Let
$x\in E$. The first central form uses the Hom-tensor equivalence (5.8) and is given by
$x\mapsto \text{tr}_{{\mathcal{C}}(G,M)}(x)$, the trace in the right
$E$-module
${\mathcal{C}}(G,M)$ over the right action of
$x$. The second form is
$x\mapsto t_{G}((\unicode[STIX]{x1D719}_{M})_{G}\circ x)$. The aim of this section is to prove our second main result.
Theorem 6.1. The modified trace
$t_{P_{\mathbf{1}}}((\unicode[STIX]{x1D719}_{\mathbf{1}})_{P_{\mathbf{1}}})$ is non-zero, and for all
$M\in {\mathcal{C}}$ the following equality of central forms on
$E$ holds:
$$\begin{eqnarray}\text{tr}_{{\mathcal{C}}(G,M)}(-)=\frac{t_{G}((\unicode[STIX]{x1D719}_{M})_{G}\circ -)}{t_{P_{\mathbf{1}}}((\unicode[STIX]{x1D719}_{\mathbf{1}})_{P_{\mathbf{1}}})}.\end{eqnarray}$$The proof relies on several intermediate results, which we present now.
Lemma 6.2. Let
$f:A\rightarrow B$ and suppose that for all
$X\in {\mathcal{C}}$ we have
$$\begin{eqnarray}(f\otimes \operatorname{id}_{X})\circ c_{X,A}\circ c_{A,X}=f\otimes \text{id}_{X}.\end{eqnarray}$$ Then there is
$m>0$ and
$a:A\rightarrow \mathbf{1}^{\oplus m}$,
$b:\mathbf{1}^{\oplus m}\rightarrow B$ such that
$f=b\circ a$.
Proof. Write
$f=[A\xrightarrow[{}]{a}M\xrightarrow[{}]{b}B]$, where
$a$ is epi and
$b$ is mono. Rewrite (6.2) as
$$\begin{eqnarray}(b\otimes \operatorname{id}_{X})\circ c_{X,M}\circ c_{M,X}\circ (a\otimes \operatorname{id}_{X})=(b\otimes \operatorname{id}_{X})\circ (a\otimes \operatorname{id}_{X}).\end{eqnarray}$$ By exactness of
$\otimes$, also
$a\,\otimes \,\text{id}_{X}$ is epi and
$b\,\otimes \,\text{id}_{X}$ is mono. We conclude that
$c_{X,M}\circ c_{M,X}=\operatorname{id}_{M\otimes X}$ for all
$M$. From characterisation (1) of factorisability in Theorem 2.8 it follows that
$M\cong \mathbf{1}^{\oplus m}$ for some
$m$.◻
Recall the coend
${\mathcal{L}}$ with its family
$\unicode[STIX]{x1D704}_{X}$ of dinatural transformations and its non-zero cointegral
$\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}^{\text{co}}$ from § 2.
Lemma 6.3. For each
$X\in {\mathcal{C}}$ there exist
$m>0$,
$a:X\rightarrow \mathbf{1}^{\oplus m}$,
$b:\mathbf{1}^{\oplus m}\rightarrow X$ (possibly zero) such that
$$\begin{eqnarray}\displaystyle \unicode[STIX]{x1D6EC}_{{\mathcal{L}}}^{\text{co}}\circ \unicode[STIX]{x1D704}_{X} & = & \displaystyle \operatorname{ev}_{X}\circ (\operatorname{id}_{X^{\ast }}\otimes (b\circ a))\nonumber\\ \displaystyle & = & \displaystyle \mathop{\sum }_{\unicode[STIX]{x1D6FC}=1}^{m}[X^{\ast }X\xrightarrow[{}]{(b_{\unicode[STIX]{x1D6FC}})^{\ast }\,\otimes \,a_{\unicode[STIX]{x1D6FC}}}\mathbf{1}^{\ast }\mathbf{1}\xrightarrow[{}]{\operatorname{ev}_{\mathbf{1}}}\mathbf{1}],\end{eqnarray}$$ where
$a_{\unicode[STIX]{x1D6FC}}:X\rightarrow \mathbf{1}$,
$b_{\unicode[STIX]{x1D6FC}}:\mathbf{1}\rightarrow X$ are the components of
$a,b$.
Proof. By definition of the cointegral, we have
$$\begin{eqnarray}[{\mathcal{L}}\xrightarrow[{}]{\unicode[STIX]{x1D6E5}_{{\mathcal{L}}}}{\mathcal{L}}{\mathcal{L}}\xrightarrow[{}]{\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}^{\text{co}}\,\otimes \,\text{id}_{{\mathcal{L}}}}\mathbf{1}{\mathcal{L}}\xrightarrow[{}]{{\sim}}{\mathcal{L}}]=[{\mathcal{L}}\xrightarrow[{}]{\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}^{\text{co}}}\mathbf{1}\xrightarrow[{}]{\unicode[STIX]{x1D702}_{{\mathcal{L}}}}{\mathcal{L}}].\end{eqnarray}$$ Combining this with the pairing
$\unicode[STIX]{x1D714}_{{\mathcal{L}}}$ we obtain the following equality:
$$\begin{eqnarray}[{\mathcal{L}}{\mathcal{L}}\xrightarrow[{}]{\unicode[STIX]{x1D6E5}_{{\mathcal{L}}}\,\otimes \,\text{id}_{{\mathcal{L}}}}({\mathcal{L}}{\mathcal{L}}){\mathcal{L}}\xrightarrow[{}]{{\sim}}{\mathcal{L}}({\mathcal{L}}{\mathcal{L}})\xrightarrow[{}]{\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}^{\text{co}}\,\otimes \,\unicode[STIX]{x1D714}_{{\mathcal{L}}}}\mathbf{1}\mathbf{1}]=[{\mathcal{L}}{\mathcal{L}}\xrightarrow[{}]{\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}^{\text{co}}\,\otimes \,\unicode[STIX]{x1D700}_{{\mathcal{L}}}}\mathbf{1}\mathbf{1}],\end{eqnarray}$$ where we used the property of the Hopf pairing that
$\unicode[STIX]{x1D714}_{{\mathcal{L}}}\circ (\unicode[STIX]{x1D702}_{{\mathcal{L}}}\,\otimes \,\text{id}_{{\mathcal{L}}})\circ \unicode[STIX]{x1D706}_{{\mathcal{L}}}^{-1}=\unicode[STIX]{x1D700}_{{\mathcal{L}}}$. After pre-composing with
$\unicode[STIX]{x1D704}_{X}\otimes \unicode[STIX]{x1D704}_{Y}$ and substituting the defining equations, a short calculation shows
$$\begin{eqnarray}\displaystyle & & \displaystyle [\,(X^{\ast }X)(Y^{\ast }Y)\xrightarrow[{}]{{\sim}}X^{\ast }((XY^{\ast })Y)\xrightarrow[{}]{\text{id}\otimes (c_{Y^{\ast },X}\circ c_{X,Y^{\ast }})\,\otimes \,\text{id}}X^{\ast }((XY^{\ast })Y)\nonumber\\ \displaystyle & & \displaystyle \qquad \xrightarrow[{}]{{\sim}}(X^{\ast }X)(Y^{\ast }Y)\xrightarrow[{}]{(\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}^{\text{co}}\circ \unicode[STIX]{x1D704}_{X})\,\otimes \,\text{ev}_{Y}}\mathbf{1}\mathbf{1}]\nonumber\\ \displaystyle & & \displaystyle \quad =[(X^{\ast }X)(Y^{\ast }Y)\xrightarrow[{}]{(\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}^{\text{co}}\circ \unicode[STIX]{x1D704}_{X})\,\otimes \,\text{ev}_{Y}}\mathbf{1}\mathbf{1}].\end{eqnarray}$$ Using the isomorphism
${\mathcal{C}}(X^{\ast }\otimes M,N)\xrightarrow[{}]{{\sim}}{\mathcal{C}}(M,X\otimes N)$,
$$\begin{eqnarray}h\longmapsto [M\xrightarrow[{}]{{\sim}}\mathbf{1}M\xrightarrow[{}]{\text{coev}_{X}\,\otimes \,\text{id}}(XX^{\ast })M\xrightarrow[{}]{{\sim}}X(X^{\ast }M)\xrightarrow[{}]{\text{id}\otimes h}XN],\end{eqnarray}$$ and similarly for
${\mathcal{C}}(M\otimes Y,N)\xrightarrow[{}]{{\sim}}{\mathcal{C}}(M,N\otimes Y^{\ast })$, the latter equality can be brought to the form
$(f\otimes \operatorname{id}_{Y^{\ast }})\circ c_{Y^{\ast },X}\circ c_{X,Y^{\ast }}=f\otimes \operatorname{id}_{Y^{\ast }}$ with
$$\begin{eqnarray}f=[X\xrightarrow[{}]{{\sim}}\mathbf{1}X\xrightarrow[{}]{\text{coev}_{X}\,\otimes \,\text{id}}(XX^{\ast })X\xrightarrow[{}]{{\sim}}X(X^{\ast }X)\xrightarrow[{}]{\text{id}\otimes (\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}^{\text{co}}\circ \unicode[STIX]{x1D704}_{X})}X\mathbf{1}\xrightarrow[{}]{{\sim}}X].\end{eqnarray}$$Lemma 6.2 now implies the claim. ◻
Corollary 6.4. For
$U\in {\mathcal{C}}$ simple,
$U\ncong \mathbf{1}$, we have
$\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}^{\text{co}}\circ \unicode[STIX]{x1D704}_{P_{U}}=0$. Furthermore, there exists a unique
$\unicode[STIX]{x1D708}_{\mathbf{1}}:\mathbf{1}\rightarrow P_{\mathbf{1}}$ such that
$$\begin{eqnarray}\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}^{\text{co}}\circ \unicode[STIX]{x1D704}_{P_{\mathbf{1}}}=\operatorname{ev}_{\mathbf{1}}\circ (\unicode[STIX]{x1D708}_{\mathbf{1}}^{\ast }\otimes \unicode[STIX]{x1D70B}_{\boldsymbol{ 1}}),\end{eqnarray}$$ where
$\unicode[STIX]{x1D70B}_{\mathbf{1}}:P_{\mathbf{1}}\rightarrow \mathbf{1}$ is the canonical projection of the projective cover.
Proof. This follows from Lemma 6.3 and the fact that
${\mathcal{C}}(P_{U},\mathbf{1})$ and
${\mathcal{C}}(\mathbf{1},P_{U})$ are both zero-dimensional for
$U\ncong \mathbf{1}$ and one-dimensional for
$U\cong \mathbf{1}$ (by unimodularity of
${\mathcal{C}}$).◻
Recall the natural endomorphism
$\unicode[STIX]{x1D719}_{M}$ in (2.23). The next proposition computes its values on projective objects and also shows that
$\unicode[STIX]{x1D708}_{\mathbf{1}}$ (and all
$\unicode[STIX]{x1D708}_{U}$ defined there) are non-zero.
Proposition 6.5. Let
$U,V\in \operatorname{Irr}({\mathcal{C}})$. Then
$(\unicode[STIX]{x1D719}_{U})_{P_{U}}\neq 0$ and there exists a unique non-zero
$\unicode[STIX]{x1D708}_{U}:U\rightarrow P_{U}$ such that
$$\begin{eqnarray}(\unicode[STIX]{x1D719}_{U})_{P_{V}}=\left\{\begin{array}{@{}ll@{}}0,\quad & V\neq U,\\ \unicode[STIX]{x1D708}_{U}\circ \unicode[STIX]{x1D70B}_{U},\quad & V=U,\end{array}\right.\end{eqnarray}$$ where
$\unicode[STIX]{x1D70B}_{U}:P_{U}\rightarrow U$ is the canonical projection of the projective cover, and where
$\unicode[STIX]{x1D708}_{\mathbf{1}}$ is the same as in Corollary 6.4. Moreover, there exists a choice of
$a:P_{\mathbf{1}}\rightarrow P_{U}\otimes U^{\ast }$,
$b:P_{U}\otimes U^{\ast }\rightarrow P_{\mathbf{1}}$ which realise
$P_{\mathbf{1}}$ as a direct summand of
$P_{U}\otimes U^{\ast }$ (i.e.
$b\circ a=\operatorname{id}_{P_{\mathbf{1}}}$), such that

Proof. In the expression (2.23) for
$(\unicode[STIX]{x1D719}_{M})_{X}$ set
$M=U$ and
$X=P_{V}$. Write
$P_{V}\otimes U^{\ast }\cong \bigoplus _{W\in \operatorname{Irr}({\mathcal{C}})}P_{W}^{\oplus n_{W}}$ and pick
$a_{W,\unicode[STIX]{x1D6FC}}\in {\mathcal{C}}(P_{W},P_{V}\otimes U^{\ast })$ and
$b_{W,\unicode[STIX]{x1D6FC}}\in {\mathcal{C}}(P_{V}\otimes U^{\ast },P_{W})$,
$\unicode[STIX]{x1D6FC}=1,\ldots ,n_{W}$, which realise the direct sum decomposition:
$$\begin{eqnarray}b_{W,\unicode[STIX]{x1D6FC}}\circ a_{W^{\prime },\unicode[STIX]{x1D6FC}^{\prime }}=\unicode[STIX]{x1D6FF}_{W,W^{\prime }}\,\unicode[STIX]{x1D6FF}_{\unicode[STIX]{x1D6FC},\unicode[STIX]{x1D6FC}^{\prime }}\text{id}_{P_{W}},\quad \mathop{\sum }_{W\in \operatorname{Irr}({\mathcal{C}})}\mathop{\sum }_{\unicode[STIX]{x1D6FC}=1}^{n_{W}}a_{W,\unicode[STIX]{x1D6FC}}\circ b_{W,\unicode[STIX]{x1D6FC}}=\operatorname{id}_{P_{V}\,\otimes \,U^{\ast }}\!.\end{eqnarray}$$ For the dinatural transformation
$\unicode[STIX]{x1D704}_{P_{V}\,\otimes \,U^{\ast }}$ in (2.23) consider the equalities
$$\begin{eqnarray}\displaystyle \unicode[STIX]{x1D704}_{P_{V}\,\otimes \,U^{\ast }} & = & \displaystyle \mathop{\sum }_{W\in \operatorname{Irr}({\mathcal{C}})}\mathop{\sum }_{\unicode[STIX]{x1D6FC}=1}^{n_{W}}\unicode[STIX]{x1D704}_{P_{V}\,\otimes \,U^{\ast }}\circ (\operatorname{id}_{(P_{V}\,\otimes \,U^{\ast })^{\ast }}\otimes (a_{W,\unicode[STIX]{x1D6FC}}\circ b_{W,\unicode[STIX]{x1D6FC}}))\nonumber\\ \displaystyle & = & \displaystyle \mathop{\sum }_{W\in \operatorname{Irr}({\mathcal{C}})}\mathop{\sum }_{\unicode[STIX]{x1D6FC}=1}^{n_{W}}\unicode[STIX]{x1D704}_{P_{W}}\circ (a_{W,\unicode[STIX]{x1D6FC}}^{\ast }\otimes b_{W,\unicode[STIX]{x1D6FC}}).\end{eqnarray}$$ From Corollary 6.4,
$\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}^{\text{co}}\circ \unicode[STIX]{x1D704}_{P_{W}}=0$ for
$W\ncong \mathbf{1}$, and so in the expression for
$\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}^{\text{co}}\circ \unicode[STIX]{x1D704}_{P_{V}\otimes U^{\ast }}$ the sum over
$W$ in (6.14) reduces to
$W=\mathbf{1}$. Since
$\dim {\mathcal{C}}(P_{W},R)=\unicode[STIX]{x1D6FF}_{W,R}$ for
$W,R\in \operatorname{Irr}({\mathcal{C}})$, the multi-plicities
$n_{W}$ are given by
$n_{W}=\dim {\mathcal{C}}(P_{V}\otimes U^{\ast },W)$. In particular,
$$\begin{eqnarray}n_{\mathbf{1}}=\dim {\mathcal{C}}(P_{V}\otimes U^{\ast },\mathbf{1})=\dim {\mathcal{C}}(P_{V},U)=\unicode[STIX]{x1D6FF}_{U,V}.\end{eqnarray}$$ So in (6.14) the sum over
$\unicode[STIX]{x1D6FC}$ is zero for
$U\neq V$ and reduces to
$\unicode[STIX]{x1D6FC}=1$ for
$U=V$. Together with (6.10) we obtain
$$\begin{eqnarray}\unicode[STIX]{x1D6EC}_{{\mathcal{L}}}^{\text{co}}\circ \unicode[STIX]{x1D704}_{P_{V}\,\otimes \,U^{\ast }}=\unicode[STIX]{x1D6FF}_{U,V}\,\operatorname{ev}_{\mathbf{1}}\circ ((a_{\mathbf{1},1}\circ \unicode[STIX]{x1D708}_{\mathbf{1}})^{\ast }\otimes (\unicode[STIX]{x1D70B}_{\boldsymbol{ 1}}\circ b_{\mathbf{1},1})).\end{eqnarray}$$ Substituting this into (2.23) yields
$(\unicode[STIX]{x1D719}_{U})_{P_{V}}=\unicode[STIX]{x1D6FF}_{U,V}\,\tilde{\unicode[STIX]{x1D708}}\circ \tilde{\unicode[STIX]{x1D70B}}$ where

It remains to show that we can achieve
$\tilde{\unicode[STIX]{x1D70B}}=\unicode[STIX]{x1D70B}_{U}$, the chosen projection
$P_{U}\rightarrow U$, and that for
$U=\mathbf{1}$,
$\tilde{\unicode[STIX]{x1D708}}$ agrees with
$\unicode[STIX]{x1D708}_{\mathbf{1}}$ in (6.10).
By Theorem 2.6, in particular
$\unicode[STIX]{x1D712}_{U}\neq 0$. Since
$\unicode[STIX]{x1D713}$ and
$\unicode[STIX]{x1D70C}$ are isomorphisms, also
$\unicode[STIX]{x1D719}_{U}\neq 0$, and thus
$\tilde{\unicode[STIX]{x1D708}},\tilde{\unicode[STIX]{x1D70B}}\neq 0$ (or otherwise
$\unicode[STIX]{x1D719}_{U}$ would vanish on all indecomposable projectives and hence be zero). Since
${\mathcal{C}}(P_{U},U)$ is one-dimensional, by rescaling
$b_{\mathbf{1},1}$ if necessary (and thus rescaling
$a_{\mathbf{1},1}$ accordingly by the inverse factor) one can achieve
$\tilde{\unicode[STIX]{x1D70B}}=\unicode[STIX]{x1D70B}_{U}$. This finally gives (6.12).
For
$U=V=\mathbf{1}$, one can alternatively compute
$(\unicode[STIX]{x1D719}_{\mathbf{1}})_{P_{\mathbf{1}}}$ directly from (2.23) and (6.10). A short calculation confirms that
$\unicode[STIX]{x1D708}_{\mathbf{1}}$ from (6.10) agrees with
$\tilde{\unicode[STIX]{x1D708}}$.◻
Corollary 6.6. Let
$U,V\in \operatorname{Irr}({\mathcal{C}})$, then
$(\unicode[STIX]{x1D719}_{U})_{V}=0$ unless
$U=V$ and
$U$ is projective.
Proof. By naturality of
$\unicode[STIX]{x1D719}_{U}$ we have
$\unicode[STIX]{x1D70B}_{V}\circ (\unicode[STIX]{x1D719}_{U})_{P_{V}}=(\unicode[STIX]{x1D719}_{U})_{V}\circ \unicode[STIX]{x1D70B}_{V}$. Applying (6.11) to the left-hand side of the last equality and using
$\unicode[STIX]{x1D70B}_{V}\circ \unicode[STIX]{x1D708}_{V}=0$ for
$V$ non-projective, we get the statement.◻
Proof of Theorem 6.1.
We will show
$t_{G}((\unicode[STIX]{x1D719}_{M})_{G}\circ -)=z\cdot \text{tr}_{{\mathcal{C}}(G,M)}(-)$ and then determine
$z\in k$ to be
$t_{P_{\mathbf{1}}}((\unicode[STIX]{x1D719}_{\mathbf{1}})_{P_{\mathbf{1}}})$. Write
$G=\bigoplus _{U\in \operatorname{Irr}({\mathcal{C}})}P_{U}^{\oplus n_{U}}$ and let
$e_{U,\unicode[STIX]{x1D6FC}}$,
$U\in \operatorname{Irr}({\mathcal{C}})$,
$\unicode[STIX]{x1D6FC}=1,\ldots ,n_{U}$ be the corresponding primitive orthogonal idempotents. Pick
$j_{U,\unicode[STIX]{x1D6FC}}:P_{U}\rightarrow G$,
$q_{U,\unicode[STIX]{x1D6FC}}:G\rightarrow P_{U}$ such that
$$\begin{eqnarray}q_{U,\unicode[STIX]{x1D6FC}}\circ j_{M,\unicode[STIX]{x1D6FD}}=\unicode[STIX]{x1D6FF}_{U,M}\,\unicode[STIX]{x1D6FF}_{\unicode[STIX]{x1D6FC},\unicode[STIX]{x1D6FD}}\,\operatorname{id}_{P_{U}}\quad \text{and}\quad j_{U,\unicode[STIX]{x1D6FC}}\circ q_{U,\unicode[STIX]{x1D6FC}}=e_{U,\unicode[STIX]{x1D6FC}}.\end{eqnarray}$$ As for any finite-dimensional associative algebra, the quotient
$E/\text{Jac}(E)$ is a direct sum over
$U\in \operatorname{Irr}({\mathcal{C}})$ of
$n_{U}\times n_{U}$-matrix algebras, and the
$j_{U,\unicode[STIX]{x1D6FC}}\circ q_{U,\unicode[STIX]{x1D6FD}}$ form a basis in these matrix algebras. Therefore, the endomorphism algebra
$E$ decomposes (as a vector space) as
$$\begin{eqnarray}E=\bigoplus _{U,\unicode[STIX]{x1D6FC},\unicode[STIX]{x1D6FD}}k\,j_{U,\unicode[STIX]{x1D6FC}}\circ q_{U,\unicode[STIX]{x1D6FD}}\oplus \text{Jac}(E).\end{eqnarray}$$ To show
$t_{G}((\unicode[STIX]{x1D719}_{M})_{G}\circ -)=z\cdot \text{tr}_{{\mathcal{C}}(G,M)}(-)$ it is enough to consider
$M\in \operatorname{Irr}({\mathcal{C}})$. In this case,
$\tilde{M}:={\mathcal{C}}(G,M)$ is an irreducible
$E$-module of dimension
$n_{M}$. The trace
$\text{tr}_{\tilde{M}}(-)$ vanishes on
$\text{Jac}(E)$ while on the semisimple part it gives
$$\begin{eqnarray}\text{tr}_{\tilde{M}}(j_{U,\unicode[STIX]{x1D6FC}}\circ q_{U,\unicode[STIX]{x1D6FD}})=\unicode[STIX]{x1D6FF}_{U,M}\unicode[STIX]{x1D6FF}_{\unicode[STIX]{x1D6FC},\unicode[STIX]{x1D6FD}}.\end{eqnarray}$$ It remains to check that evaluating
$t_{G}((\unicode[STIX]{x1D719}_{M})_{G}\circ -)$ on
$j_{U,\unicode[STIX]{x1D6FC}}\circ q_{U,\unicode[STIX]{x1D6FD}}$ leads to the same result, up to a factor of
$t_{P_{\mathbf{1}}}((\unicode[STIX]{x1D719}_{\mathbf{1}})_{P_{\mathbf{1}}})$. We have, for all
$U\in \operatorname{Irr}({\mathcal{C}})$,

By (5.11) the map
$\unicode[STIX]{x1D70B}_{U}\circ q_{U,\unicode[STIX]{x1D6FC}}:G\rightarrow U$ annihilates
$\text{Jac}(E)$ and therefore
$(\unicode[STIX]{x1D719}_{U})_{G}\circ \text{Jac}(E)=0$. Thus also
$t_{G}((\unicode[STIX]{x1D719}_{M})_{G}\circ -)$ vanishes on
$\text{Jac}(E)$. Furthermore,
$$\begin{eqnarray}t_{G}((\unicode[STIX]{x1D719}_{M})_{G}\circ j_{U,\unicode[STIX]{x1D6FC}}\circ q_{U,\unicode[STIX]{x1D6FD}})=\unicode[STIX]{x1D6FF}_{U,M}\,\unicode[STIX]{x1D6FF}_{\unicode[STIX]{x1D6FC},\unicode[STIX]{x1D6FD}}\,z\quad \text{where }z=t_{P_{M}}((\unicode[STIX]{x1D719}_{M})_{P_{M}}),\end{eqnarray}$$ and where we used first cyclicity of
$t$, then naturality of
$\unicode[STIX]{x1D719}_{M}$ and then (6.18) and (6.11). To arrive at
$z=t_{P_{\mathbf{1}}}((\unicode[STIX]{x1D719}_{\mathbf{1}})_{P_{\mathbf{1}}})$, we first observe that

To see this, first use (6.11) and substitute the explicit expressions for
$\unicode[STIX]{x1D708}_{M},\unicode[STIX]{x1D70B}_{M}$ from (6.12). Next use the pivotal structure to insert
$\operatorname{id}_{M}=[M\xrightarrow[{}]{\unicode[STIX]{x1D6FF}_{M}}M^{\ast \ast }\xrightarrow[{}]{\unicode[STIX]{x1D6FF}_{M}^{-1}}M]$ and combine
$\unicode[STIX]{x1D6FF},\unicode[STIX]{x1D6FF}^{-1}$ with the evaluation and coevaluation maps as in (2.4), thereby replacing
$M$ by
$M^{\ast \ast }$ in the right-most strand of the above diagram. We can now compute

where in
$(\ast )$ we have rewritten (
) as a partial trace and used compatibility of the modified trace with partial traces in (4.1).
So far we proved
$t_{G}((\unicode[STIX]{x1D719}_{M})_{G}\circ -)=z\cdot \text{tr}_{\tilde{M}}(-)$ with
$z=t_{P_{\mathbf{1}}}((\unicode[STIX]{x1D719}_{\mathbf{1}})_{P_{\mathbf{1}}})$. It remains to show that
$z\neq 0$. By Theorem 2.6 and (2.22),
$\unicode[STIX]{x1D719}_{M}\neq 0$ for
$M\in \operatorname{Irr}({\mathcal{C}})$. Hence also
$(\unicode[STIX]{x1D719}_{M})_{G}\neq 0$. By non-degeneracy of the pairings (4.4) (Corollary 4.7), there is an
$f\in E$ such that
$t_{G}((\unicode[STIX]{x1D719}_{M})_{G}\circ f)\neq 0$. In particular,
$z\neq 0$.◻
As a corollary to the proof of Theorem 6.1, specifically (6.24) (using also Proposition 6.5), we obtain that, for
$A,B\in \operatorname{Irr}({\mathcal{C}})$,
$$\begin{eqnarray}t_{P_{A}}((\unicode[STIX]{x1D719}_{B})_{P_{A}})=\unicode[STIX]{x1D6FF}_{A,B}\cdot t_{P_{\mathbf{1}}}((\unicode[STIX]{x1D719}_{\mathbf{1}})_{P_{\mathbf{1}}}).\end{eqnarray}$$7 Properties of the Reynolds and Higman ideals
In this section
$k$,
${\mathcal{C}}$,
$t$,
$G$ and
$E$ have the same meaning as in the beginning of § 6. We give an alternative description of the Reynolds and Higman ideals defined in § 5 in terms of the
$\unicode[STIX]{x1D719}_{U}$. Then we describe the multiplication in these ideals.
We start with the alternative description of
$\text{Rey}({\mathcal{C}})$ and
$\text{Hig}({\mathcal{C}})$.
Proposition 7.1. We have
$$\begin{eqnarray}\text{Rey}({\mathcal{C}})=\text{span}_{k}\{\unicode[STIX]{x1D719}_{M}\mid M\in {\mathcal{C}}\},\quad \text{Hig}({\mathcal{C}})=\text{span}_{k}\{\unicode[STIX]{x1D719}_{P}\mid P\in {\mathcal{P}}\text{roj}({\mathcal{C}})\}.\end{eqnarray}$$Proof. Abbreviate
$S=\text{span}_{k}\{(\unicode[STIX]{x1D719}_{M})_{G}\mid M\in {\mathcal{C}}\}$ and
$S^{\prime }=\text{span}_{k}\{(\unicode[STIX]{x1D719}_{P})_{G}\mid P\in {\mathcal{P}}\text{roj}({\mathcal{C}})\}$. By Propositions 5.3 and 5.8 it is enough to show
$\text{Rey}(E)=S$ and
$\text{Hig}(E)=S^{\prime }$.
The image of
$S$ under the map
$\unicode[STIX]{x1D701}$ from (5.2) (we take
$\unicode[STIX]{x1D700}=t_{G}$) is given by
$\unicode[STIX]{x1D701}(S)=\text{span}_{k}\{t_{G}((\unicode[STIX]{x1D719}_{M})_{G}\circ -)\mid M\in {\mathcal{C}}\}$. Theorem 6.1 allows us to rewrite this as
$$\begin{eqnarray}\unicode[STIX]{x1D701}(S)=\text{span}_{k}\{\text{tr}_{{\mathcal{C}}(G,M)}(-)\mid M\in {\mathcal{C}}\}=R(E),\end{eqnarray}$$ where for the last equality we used the definition of
$R(E)$ below (5.4) and that every
$E$-module is isomorphic to
${\mathcal{C}}(G,M)$ for some
$M$ (equivalence (5.8)). But by the isomorphisms in (5.4) the equality
$\unicode[STIX]{x1D701}(S)=R(E)$ implies
$S=\text{Rey}(E)$.
An analogous argument shows
$S^{\prime }=\text{Hig}(E)$.◻
The next proposition shows that the action of
$\operatorname{End}({\mathcal{C}})$ on
$\text{Rey}({\mathcal{C}})$ is diagonal in the basis
$\{\unicode[STIX]{x1D719}_{U}\mid U\in \operatorname{Irr}({\mathcal{C}})\}$.
Proposition 7.2. For
$\unicode[STIX]{x1D6FC}\in \operatorname{End}(\text{Id}_{{\mathcal{C}}})$ and
$U\in \operatorname{Irr}({\mathcal{C}})$ we have
$$\begin{eqnarray}\unicode[STIX]{x1D6FC}\circ \unicode[STIX]{x1D719}_{U}=\langle \unicode[STIX]{x1D6FC}_{U}\rangle \cdot \unicode[STIX]{x1D719}_{U},\end{eqnarray}$$ where
$\langle \unicode[STIX]{x1D6FC}_{U}\rangle \in k$ is determined by
$\unicode[STIX]{x1D6FC}_{U}=\langle \unicode[STIX]{x1D6FC}_{U}\rangle \operatorname{id}_{U}$. If
$U,V\in \operatorname{Irr}({\mathcal{C}})$ lie in the same block of
${\mathcal{C}}$, then
$\langle \unicode[STIX]{x1D6FC}_{U}\rangle =\langle \unicode[STIX]{x1D6FC}_{V}\rangle$.
Proof. We pick a projective generator
$G$ and use the equivalence in (5.8). Let
$e_{1},\ldots ,e_{b}\in Z(E)$ be the primitive central idempotents. The
$e_{j}$ decompose
$E$ as an algebra into indecomposable direct summands, or, equivalently, via (5.8) they decompose
${\mathcal{C}}$ into blocks.
Abbreviate
$z:=\unicode[STIX]{x1D6FC}_{G}\in Z(E)$. We can write
$z=\sum _{j=1}^{b}y_{j}e_{j}+n$ for some
$y_{j}\in k$,
$n\in \text{Jac}(E)$. Suppose
$U$ is in the
$j$th block of
${\mathcal{C}}$, that is,
$z$ acts on the simple
$E$-module
${\mathcal{C}}(G,U)$ by
$y_{j}\operatorname{id}$. Then
$\langle \unicode[STIX]{x1D6FC}_{U}\rangle =y_{j}$, proving the second statement.
By Proposition 6.5,
$(\unicode[STIX]{x1D719}_{U})_{G}$ factors through the semisimple
$E$-module
${\mathcal{C}}(G,U)^{\oplus m}$ for some
$m$. Hence
$z(\unicode[STIX]{x1D719}_{U})_{G}=y_{j}(\unicode[STIX]{x1D719}_{U})_{G}$, proving the first statement.◻
Remark 7.3. Together with Proposition 7.1, Proposition 7.2 states that
$\operatorname{End}(\text{Id}_{{\mathcal{C}}})$ acts diagonalisably on
$\text{Rey}({\mathcal{C}})$, with eigenbasis given by
$\{\unicode[STIX]{x1D719}_{U}\mid U\in \operatorname{Irr}({\mathcal{C}})\}$. Since the value of
$\unicode[STIX]{x1D6FC}\in \operatorname{End}(\text{Id}_{{\mathcal{C}}})$ on
$\unicode[STIX]{x1D719}_{U}$ only depends on the block of
$U$, and since all composition factors of an indecomposable projective belong to the same block, we equally have
$$\begin{eqnarray}\unicode[STIX]{x1D6FC}\circ \unicode[STIX]{x1D719}_{P_{U}}=\langle \unicode[STIX]{x1D6FC}_{U}\rangle \cdot \unicode[STIX]{x1D719}_{P_{U}},\end{eqnarray}$$ with
$\langle \unicode[STIX]{x1D6FC}_{U}\rangle$ as in Proposition 7.2.
By Proposition 7.1,
$\text{Hig}({\mathcal{C}})$ is spanned by the
$\unicode[STIX]{x1D719}_{P}$,
$P\in {\mathcal{P}}\text{roj}({\mathcal{C}})$. From this formulation, we see that
$\text{Hig}({\mathcal{C}})$ contains a natural subspace, namely the span of all
$\unicode[STIX]{x1D719}_{Q}$ for
$Q$ is both simple and projective.Footnote 9 For each simple projective object
$Q$, by Proposition 6.5 and since
$\unicode[STIX]{x1D719}_{Q}\neq 0$, there is a non-zero
$b_{Q}\in k$ such that
$$\begin{eqnarray}(\unicode[STIX]{x1D719}_{Q})_{P_{V}}=\left\{\begin{array}{@{}ll@{}}0,\quad & P_{V}\ncong Q,\\ b_{Q}\cdot \operatorname{id}_{P_{V}},\quad & P_{V}\cong Q.\end{array}\right.\end{eqnarray}$$ This allows for another expression of the normalisation constant
$t_{P_{\mathbf{1}}}((\unicode[STIX]{x1D719}_{\mathbf{1}})_{P_{\mathbf{1}}})$ in (6.1), namely, for
$Q$ a simple projective object,

For later use we define
$$\begin{eqnarray}\text{IrrProj}({\mathcal{C}})=\{U\in \operatorname{Irr}({\mathcal{C}})\mid U\text{ is projective}\}.\end{eqnarray}$$ By Theorem 3.4, this set is not empty. We can use this notation to describe the product in
$\text{Rey}({\mathcal{C}})$ and
$\text{Hig}({\mathcal{C}})$.
Proposition 7.4. We have, for
$U,V\in \operatorname{Irr}({\mathcal{C}})$,
$$\begin{eqnarray}\unicode[STIX]{x1D719}_{U}\circ \unicode[STIX]{x1D719}_{V}=\unicode[STIX]{x1D6FF}_{U,V}\unicode[STIX]{x1D6FF}_{V\in \text{IrrProj}({\mathcal{C}})}b_{V}\unicode[STIX]{x1D719}_{V},\quad \unicode[STIX]{x1D719}_{P_{U}}\circ \unicode[STIX]{x1D719}_{P_{V}}=\unicode[STIX]{x1D6FF}_{U,V}\unicode[STIX]{x1D6FF}_{V\in \text{IrrProj}({\mathcal{C}})}b_{V}\unicode[STIX]{x1D719}_{P_{V}}.\end{eqnarray}$$Proof. By Proposition 7.2,
$\unicode[STIX]{x1D719}_{U}\circ \unicode[STIX]{x1D719}_{V}=\langle (\unicode[STIX]{x1D719}_{U})_{V}\rangle \cdot \unicode[STIX]{x1D719}_{V}$. By Corollary 6.6,
$\langle (\unicode[STIX]{x1D719}_{U})_{V}\rangle =0$ unless
$U=V$ and
$U$ is projective. The definition of
$b_{Q}$ in (7.5) now implies the first equality. For the second equality, expand
$\unicode[STIX]{x1D719}_{P_{U}}=\sum _{W\in \operatorname{Irr}({\mathcal{C}})}[P_{U}:W]\unicode[STIX]{x1D719}_{W}$, and similar for
$\unicode[STIX]{x1D719}_{P_{V}}$. Since
$P_{U}$ can only contain a composition factor from
$\text{IrrProj}({\mathcal{C}})$ if already
$U\in \text{IrrProj}({\mathcal{C}})$, the second equality follows from the first.◻
8
$S$-invariance of projective characters
In this section
$k$,
${\mathcal{C}}$,
$t$,
$G$ and
$E$ have the same meaning as in the beginning of § 6. Here we prove our third main result, namely that the Higman ideal of
${\mathcal{C}}$ gets mapped to itself under the action of
$\mathscr{S}_{{\mathcal{C}}}$. As applications, we investigate the action of the Grothendieck ring on
$\text{Rey}({\mathcal{C}})$ and
$\text{Hig}({\mathcal{C}})$, then give a variant of the Verlinde formula for projective objects and we show how matrix coefficients of
$\mathscr{S}_{{\mathcal{C}}}$ on
$\text{Hig}({\mathcal{C}})$ are related to the modified trace.
Recall the definition of
$\unicode[STIX]{x1D70E}:\operatorname{Gr}({\mathcal{C}})_{k}\rightarrow \operatorname{End}(\text{Id}_{{\mathcal{C}}})$ from (2.13).
Lemma 8.1. Let
$P\in {\mathcal{C}}$ be projective and let
$f\in \text{Jac}(E)$. Then
$\unicode[STIX]{x1D70E}([P])_{G}\circ f=0$.
Proof. Since
$t_{G}$ induces a non-degenerate pairing on
$E$ (Corollary 4.7), it is enough to show that for all
$x\in E$,
$t_{G}(\unicode[STIX]{x1D70E}([P])_{G}\circ f\circ x)=0$. Combining the explicit expression of
$\unicode[STIX]{x1D70E}([P])_{G}$ as a partial trace in (2.11) and Lemma 4.5 we see
$$\begin{eqnarray}t_{G}(\unicode[STIX]{x1D70E}([P])_{G}\circ f\circ x)=t_{P^{\ast }}(\text{tr}_{G}^{r}(c_{G,P^{\ast }}\circ ((f\circ x)\otimes \operatorname{id}_{P^{\ast }})\circ c_{P^{\ast },G})).\end{eqnarray}$$ As
$f\in \text{Jac}(E)=J_{G}$ (recall (5.11)), for all
$U\in {\mathcal{C}}$ simple and all
$u:G\rightarrow U$, we have
$u\circ f=0$, and hence also
$u\circ f\circ x=0$. Corollary 2.3 now shows that the right-hand side of (8.1) is zero.◻
Corollary 8.2. Let
$P\in {\mathcal{C}}$ be projective. Then
$\unicode[STIX]{x1D70E}([P])\in \text{Rey}({\mathcal{C}})$.
For each
$U\in \operatorname{Irr}({\mathcal{C}})$ choose a primitive idempotent
$e_{U}\in E$ corresponding to the projective cover of the irreducible representation
${\mathcal{C}}(G,U)$ of
$E$. That is,
$e_{U}E\cong {\mathcal{C}}(G,P_{U})$ as right
$E$-modules. We remark here that by (6.22) we have for
$U,V\in \operatorname{Irr}({\mathcal{C}})$,
$$\begin{eqnarray}t_{G}((\unicode[STIX]{x1D719}_{U})_{G}\circ e_{V})=z\unicode[STIX]{x1D6FF}_{U,V},\end{eqnarray}$$ where we set
$z=t_{P_{\mathbf{1}}}((\unicode[STIX]{x1D719}_{\mathbf{1}})_{P_{\mathbf{1}}})\neq 0$ as above. From this equality and Proposition 7.1 it follows that the pairing
$$\begin{eqnarray}\text{Rey}({\mathcal{C}})\times \text{span}_{k}\{e_{V}\mid V\in \operatorname{Irr}({\mathcal{C}})\}\longrightarrow k,\quad (r,u)\mapsto t_{G}(r\circ u)\end{eqnarray}$$is non-degenerate.
Let us abbreviate the image of the Cartan matrix
$\mathsf{C}({\mathcal{C}})$ in
$\text{Mat}_{n}(k)$ by
$\widehat{\mathsf{C}}$, cf. Corollary 5.9. For
$x\in \ker (\widehat{\mathsf{C}})$ write
$\tilde{x}=\sum _{U\in \operatorname{Irr}({\mathcal{C}})}x_{U}e_{U}\in E$. We define
$$\begin{eqnarray}K^{\bot }:=\{r\in \text{Rey}({\mathcal{C}})\mid t_{G}(r_{G}\circ \tilde{x})=0\text{ for all }x\in \ker (\widehat{\mathsf{C}})\}.\end{eqnarray}$$Lemma 8.3.
$\text{Hig}({\mathcal{C}})=K^{\bot }$.
Proof. We first show that
$\text{Hig}({\mathcal{C}})\subset K^{\bot }$. By Proposition 7.1 we need to show that for all
$P\in {\mathcal{P}}\text{roj}({\mathcal{C}})$ and
$x\in \ker (\widehat{\mathsf{C}})$,
$t_{G}((\unicode[STIX]{x1D719}_{P})_{G}\circ \tilde{x})=0$. It is enough to consider the projective covers
$P_{U}$,
$U\in \operatorname{Irr}({\mathcal{C}})$. By (5.23) we have
$\unicode[STIX]{x1D719}_{P_{U}}=\sum _{V\in \operatorname{Irr}({\mathcal{C}})}\widehat{\mathsf{C}}_{UV}\,\unicode[STIX]{x1D719}_{V}$. Using this, we compute

By non-degeneracy of the pairing (8.3), we have
$\dim _{k}K^{\bot }=\text{rank}(\widehat{\mathsf{C}})$, the rank of the Cartan matrix, seen as a matrix over
$k$. Hence by Corollary 5.9,
$\dim _{k}K^{\bot }=\dim _{k}\text{Hig}({\mathcal{C}})$.◻
The following theorem generalises results of [Reference LachowskaLac03a, Reference Cohen and WestreichCW08] as mentioned in the introduction.
Theorem 8.4.
$\mathscr{S}_{{\mathcal{C}}}(\text{Hig}({\mathcal{C}}))=\text{Hig}({\mathcal{C}})$.
Proof. We will show
$\mathscr{S}_{{\mathcal{C}}}(\text{Hig}({\mathcal{C}}))\subset K^{\bot }$. Let
$P\in {\mathcal{P}}\text{roj}({\mathcal{C}})$. By Corollary 8.2 and (2.25),
$\mathscr{S}_{{\mathcal{C}}}(\unicode[STIX]{x1D719}_{P})\in \text{Rey}({\mathcal{C}})$. It remains to check that
$\mathscr{S}_{{\mathcal{C}}}(\unicode[STIX]{x1D719}_{P})\in K^{\bot }$, i.e. that
$t_{G}((\mathscr{S}_{{\mathcal{C}}}(\unicode[STIX]{x1D719}_{P}))_{G}\circ \tilde{x})=0$ for all
$x\in \ker (\widehat{\mathsf{C}})$. We compute

In
$(\ast )$ we inserted
$\tilde{x}=\sum _{U}x_{U}e_{U}$ and used that
$e_{U}=a\circ b$, for
$a:P_{U}\rightarrow G$,
$b:G\rightarrow P_{U}$ realising the direct summand
$P_{U}$ in
$G$, and moving
$b$ around the loop we get
$b\circ a=\operatorname{id}_{P_{U}}$. The reason that
$U^{\ast }$ appears instead of
$U$ is the extra dual in (2.11), together with
$(P_{U})^{\ast }\cong P_{U^{\ast }}$ (as follows from unimodularity of
${\mathcal{C}}$).Footnote 10 This isomorphism, combined with (5.24), shows
$\mathsf{C}_{U,V}=\mathsf{C}_{V^{\ast },U^{\ast }}$ (and hence
$\widehat{\mathsf{C}}_{U,V}=\widehat{\mathsf{C}}_{V^{\ast },U^{\ast }}$), which explains
$(\ast \ast )$.
The inclusion
$\mathscr{S}_{{\mathcal{C}}}(\text{Hig}({\mathcal{C}}))\subset K^{\bot }$ implies the theorem since
$\mathscr{S}_{{\mathcal{C}}}$ is an isomorphism (Remark 2.11) and so together with Lemma 8.3 we have
$\dim _{k}(\mathscr{S}_{{\mathcal{C}}}(\text{Hig}({\mathcal{C}})))=\dim _{k}\text{Hig}({\mathcal{C}})=\dim _{k}K^{\bot }$. Thus
$\mathscr{S}_{{\mathcal{C}}}(\text{Hig}({\mathcal{C}}))=K^{\bot }=\text{Hig}({\mathcal{C}})$, once more appealing to Lemma 8.3.◻
Recall the projective
$\text{SL}(2,\mathbb{Z})$-action on
$\operatorname{End}(\text{Id}_{{\mathcal{C}}})$ from Theorem 2.13 in case
${\mathcal{C}}$ is in addition ribbon.
Corollary 8.5. Let
${\mathcal{C}}$ be in addition ribbon. Then
$\text{Hig}({\mathcal{C}})$ is a submodule for the projective
$\text{SL}(2,\mathbb{Z})$-action on
$\operatorname{End}(\text{Id}_{{\mathcal{C}}})$.
Proof. By Theorem 8.4,
$\text{Hig}({\mathcal{C}})$ is stable under the action of the
$S$-generator of
$\text{SL}(2,\mathbb{Z})$. The action of
$T$ is given by
$\unicode[STIX]{x1D703}\circ (-)$, and since
$\text{Hig}({\mathcal{C}})$ is an ideal, it is stable under the
$T$-action as well.◻
We now give applications of Theorem 8.4 to the problem of diagonalisability of the Grothendieck ring of
${\mathcal{C}}$ (Proposition 8.6), to the Verlinde formula (Proposition 8.8) and to the modified trace (Proposition 8.10). Namely, we ask how much can be learned about the tensor products of projective objects from knowing the restriction of
$\mathscr{S}_{{\mathcal{C}}}$ to
$\text{Hig}({\mathcal{C}})$, and give a formula for the modified trace of the ‘open Hopf-link operator’
$\unicode[STIX]{x1D70E}([P])$ in terms of the
$S$-matrix elements. See e.g. [Reference Fuchs, Hwang, Semikhatov and TipuninFHST04, Reference FuchsFuc07, Reference Gainutdinov and RunkelGR19, Reference Creutzig and GannonCG17] for discussions of the Verlinde formula in the finitely non-semisimple setting and for more references.
We start with the application to the Grothendieck ring. Recall from Corollary 2.12 that
$[M]\mapsto \unicode[STIX]{x1D70E}([M])$ is an injective ring homomorphism from
$\operatorname{Gr}({\mathcal{C}})$ to
$\operatorname{End}(\text{Id}_{{\mathcal{C}}})$. For
$M\in {\mathcal{C}}$ denote by
$$\begin{eqnarray}\unicode[STIX]{x1D70C}^{\text{L}}([M]):\;\operatorname{End}(\text{Id}_{{\mathcal{C}}})\rightarrow \operatorname{End}(\text{Id}_{{\mathcal{C}}})\end{eqnarray}$$ the left multiplication by
$\unicode[STIX]{x1D70E}([M])$. Then
$\unicode[STIX]{x1D70C}^{\text{L}}([A])\unicode[STIX]{x1D70C}^{\text{L}}([B])=\unicode[STIX]{x1D70C}^{\text{L}}([A]\cdot [B])$ and
$\unicode[STIX]{x1D70C}^{\text{L}}([\mathbf{1}])=\operatorname{id}$, i.e.
$\unicode[STIX]{x1D70C}^{\text{L}}:\operatorname{Gr}({\mathcal{C}})\rightarrow \operatorname{End}_{k}(\operatorname{End}(\text{Id}_{{\mathcal{C}}}))$ defines a faithful representation. Since
$\text{Rey}({\mathcal{C}})$ and
$\text{Hig}({\mathcal{C}})$ are ideals, they are submodules for the representation
$\unicode[STIX]{x1D70C}^{\text{L}}$.
We can now state the following result, part (1) of which is a generalisation of (part of) [Reference Cohen and WestreichCW08, Theorem 3.14].
Proposition 8.6. Consider the action
$\unicode[STIX]{x1D70C}^{\text{L}}:\operatorname{Gr}({\mathcal{C}})\rightarrow \operatorname{End}_{k}(\operatorname{End}(\text{Id}_{{\mathcal{C}}}))$.
(1) The restriction of
$\unicode[STIX]{x1D70C}^{\text{L}}$ to the submodule
$\text{Rey}({\mathcal{C}})$, respectively
$\text{Hig}({\mathcal{C}})$, is diagonalisable with action (8.8)where
$$\begin{eqnarray}\unicode[STIX]{x1D70C}^{\text{L}}([M])\unicode[STIX]{x1D719}_{V}=\ell _{V}^{M}\unicode[STIX]{x1D719}_{V}\quad \text{respectively}\quad \unicode[STIX]{x1D70C}^{\text{L}}([M])\unicode[STIX]{x1D719}_{P_{V}}=\ell _{V}^{M}\unicode[STIX]{x1D719}_{P_{V}},\end{eqnarray}$$
$V\in \operatorname{Irr}({\mathcal{C}})$ and
$\ell _{V}^{M}:=\langle \unicode[STIX]{x1D70E}([M])_{V}\rangle \in k$ (see Proposition 7.2).(2) If
${\mathcal{C}}$ is semisimple,
$\unicode[STIX]{x1D70C}^{\text{L}}$ can be diagonalised on
$\operatorname{End}(\text{Id}_{{\mathcal{C}}})$.(3) If
$\text{char}(k)=0$ and
$\unicode[STIX]{x1D70C}^{\text{L}}$ can be diagonalised on
$\operatorname{End}(\text{Id}_{{\mathcal{C}}})$, then
${\mathcal{C}}$ is semisimple.
Proof. Part (1) is immediate from Proposition 7.2 and Remark 7.3. Part (2) follows from part (1) together with Proposition 5.10, which states that for
${\mathcal{C}}$ semisimple we have
$\text{Hig}({\mathcal{C}})=\operatorname{End}(\text{Id}_{{\mathcal{C}}})$.
Part (3) we prove by contradiction. Suppose that
${\mathcal{C}}$ is not semisimple, so that not every indecomposable projective object is simple. Let
$P$ be such a non-simple indecomposable projective object. Since
$\text{char}(k)=0$, the map
$\operatorname{Gr}({\mathcal{C}})\rightarrow \operatorname{Gr}_{k}({\mathcal{C}})$ is injective, and hence by Theorem 2.6 (and the definition in (2.22)),
$\unicode[STIX]{x1D719}_{P}\neq 0$. Furthermore, by Proposition 7.4,
$\unicode[STIX]{x1D719}_{P}$ is nilpotent, in fact
$\unicode[STIX]{x1D719}_{P}\circ \unicode[STIX]{x1D719}_{P}=0$.
Since
$\unicode[STIX]{x1D719}_{P}\in \text{Hig}({\mathcal{C}})$ (Proposition 7.1), by Theorem 8.4, we can write
$\unicode[STIX]{x1D719}_{P}=\mathscr{S}_{{\mathcal{C}}}^{-1}(\unicode[STIX]{x1D70E}([P]))=\sum _{U\in \operatorname{Irr}({\mathcal{C}})}x_{U}\,\unicode[STIX]{x1D70E}([P_{U}])$ and this linear combination is nilpotent because
$\unicode[STIX]{x1D719}_{P}\circ \unicode[STIX]{x1D719}_{P}=0$. Then, since
$\unicode[STIX]{x1D70E}$ is an injective algebra map (Corollary 2.12),
$\operatorname{Gr}_{k}({\mathcal{C}})$ contains a non-zero nilpotent element, and so
$\unicode[STIX]{x1D70C}^{\text{L}}$ (which factors through
$\operatorname{Gr}_{k}({\mathcal{C}})$) cannot be diagonalised.◻
In particular, we have the following consequence for the linearised Grothendieck ring.
Corollary 8.7. If
$\text{char}(k)=0$, the linearised Grothendieck ring
$\operatorname{Gr}_{k}({\mathcal{C}})$ is semisimple if and only if
${\mathcal{C}}$ is semisimple.
Next we turn to an application of Theorem 8.4 to a Verlinde-type formula.
Write
$\{M\}$ for the isomorphism class of an object
$M\in {\mathcal{C}}$ (rather than its class
$[M]$ in
$\operatorname{Gr}({\mathcal{C}})$). Define the ring
$K_{0}({\mathcal{C}})$ as the free abelian group spanned by the isomorphism classes of indecomposable projective objects (see e.g. [Reference Etingof, Gelaki, Nikshych and OstrikEGNO15, §1.8]),
$$\begin{eqnarray}K_{0}({\mathcal{C}}):=\bigoplus _{U\in \operatorname{Irr}({\mathcal{C}})}\mathbb{Z}\,\{P_{U}\}.\end{eqnarray}$$ The product of
$\{P_{U}\}$ and
$\{P_{V}\}$ is defined by the decomposition of
$P_{U}\otimes P_{V}$ into indecomposable projectives. Thus
$K_{0}({\mathcal{C}})$ encodes the tensor products of projective objects in
${\mathcal{C}}$ up to isomorphism. We denote the structure constants of
$K_{0}({\mathcal{C}})$ by
$M_{UV}^{W}$, that is,
$$\begin{eqnarray}\{P_{U}\}\{P_{V}\}=\mathop{\sum }_{W\in \operatorname{Irr}({\mathcal{C}})}M_{UV}^{W}\{P_{W}\},\end{eqnarray}$$or, equivalently,
$$\begin{eqnarray}P_{U}\otimes P_{V}\cong \bigoplus _{W\in \operatorname{Irr}({\mathcal{C}})}(P_{W})^{\oplus M_{UV}^{W}}.\end{eqnarray}$$ The map
$K_{0}({\mathcal{C}})\rightarrow \operatorname{Gr}({\mathcal{C}})$,
$\{P_{U}\}\mapsto [P_{U}]$ is a ring homomorphism. The matrix elements of this map are precisely the entries of the Cartan matrix of
${\mathcal{C}}$.
For the application to the Verlinde formula, we will need two bases of
$\text{Hig}({\mathcal{C}})$. For the first basis, choose a subset
$J\subset \operatorname{Irr}({\mathcal{C}})$ such that
$$\begin{eqnarray}\{\unicode[STIX]{x1D719}_{P_{U}}\mid U\in J\}\end{eqnarray}$$ is a basis of
$\text{Hig}({\mathcal{C}})$. Recall that
$\widehat{\mathsf{C}}$ denotes the image of
$\mathsf{C}({\mathcal{C}})$ in
$\text{Mat}_{n}(k)$. By Corollary 5.9 we have
$|J|=\text{rank}(\widehat{\mathsf{C}})$. By Theorem 8.4,
$\mathscr{S}_{{\mathcal{C}}}$ is an invertible endomorphism of
$\text{Hig}({\mathcal{C}})$. The second basis then is
$$\begin{eqnarray}\{\mathscr{S}_{{\mathcal{C}}}(\unicode[STIX]{x1D719}_{P_{U}})\mid U\in J\}.\end{eqnarray}$$ Let
$\tilde{B}$ be the
$\operatorname{Irr}({\mathcal{C}})\times J$-matrix expressing
$\unicode[STIX]{x1D719}_{P_{U}}$ in the first basis,
$$\begin{eqnarray}\unicode[STIX]{x1D719}_{P_{U}}=\mathop{\sum }_{A\in J}\tilde{B}_{UA}\unicode[STIX]{x1D719}_{P_{A}}\quad \text{for }U\in \operatorname{Irr}({\mathcal{C}}).\end{eqnarray}$$ The change of basis map between (8.12) and (8.13) will be denoted by the
$J\times J$-matrix
$\tilde{S}$, that is
$$\begin{eqnarray}\mathscr{S}_{{\mathcal{C}}}(\unicode[STIX]{x1D719}_{P_{A}})=\mathop{\sum }_{B\in J}\tilde{S}_{AB}\unicode[STIX]{x1D719}_{P_{B}}\quad \text{for }A\in J.\end{eqnarray}$$ Finally, let
$\tilde{C}$ be the
$J\times J$-matrix which describes the effect of taking duals,
$$\begin{eqnarray}\unicode[STIX]{x1D719}_{(P_{A})^{\ast }}=\mathop{\sum }_{B\in J}\tilde{C}_{AB}\unicode[STIX]{x1D719}_{P_{B}}\quad \text{for }A\in J.\end{eqnarray}$$ By construction,
$\tilde{S}$ and
$\tilde{C}$ are invertible, while
$\tilde{B}$ is invertible if and only if
${\mathcal{C}}$ is semisimple (Proposition 5.10).
Recall the definition of the constants
$b_{Q}\in k^{\times }$ from (7.5) and of the subset
$\text{IrrProj}({\mathcal{C}})\subset \operatorname{Irr}({\mathcal{C}})$ from (7.7). We remark that in order to get a basis in (8.12) one necessarily has
$\text{IrrProj}({\mathcal{C}})\subset J$.
Proposition 8.8. For all
$U,V\in \operatorname{Irr}({\mathcal{C}})$ and
$X\in J$ we have the following identity in
$k$,
$$\begin{eqnarray}\mathop{\sum }_{W\in \operatorname{Irr}({\mathcal{C}})}M_{UV}^{W}\tilde{B}_{WX}=\mathop{\sum }_{Q\in \text{IrrProj}({\mathcal{C}})}b_{Q}(\tilde{B}\cdot \tilde{S})_{UQ}(\tilde{B}\cdot \tilde{S})_{VQ}(\tilde{S}\cdot \tilde{C})_{QX}.\end{eqnarray}$$Proof. From (8.10) we get the identity
$$\begin{eqnarray}\mathscr{S}_{{\mathcal{C}}}(\unicode[STIX]{x1D719}_{P_{U}})\circ \mathscr{S}_{{\mathcal{C}}}(\unicode[STIX]{x1D719}_{P_{V}})=\mathop{\sum }_{W\in \operatorname{Irr}({\mathcal{C}})}M_{UV}^{W}\mathscr{S}_{{\mathcal{C}}}(\unicode[STIX]{x1D719}_{P_{W}}).\end{eqnarray}$$Substituting (8.14) and (8.15) gives

Next note that
$\mathscr{S}_{{\mathcal{C}}}(\mathscr{S}_{{\mathcal{C}}}(\unicode[STIX]{x1D719}_{M}))=\unicode[STIX]{x1D719}_{M^{\ast }}$ for all
$M\in {\mathcal{C}}$ (as the square of
$\mathscr{S}_{{\mathcal{C}}}$ results in the action of the antipode of
${\mathcal{L}}$, see [Reference LyubashenkoLyu95a] and e.g. [Reference Farsad, Gainutdinov and RunkelFGR19, Lemma 5.7]). This results in the matrix identity
$\tilde{S}\cdot \tilde{S}=\tilde{C}$. Hence
$\tilde{S}$ and
$\tilde{C}$ commute and
$\tilde{S}^{-1}=\tilde{S}\cdot \tilde{C}$, as
$\tilde{C}^{2}$ is the identity matrix. Multiplying both sides of (
) by
$\tilde{S}^{-1}$ yields the claim.◻
Note that (8.17) does not determine
$M_{UV}^{W}$ uniquely unless
${\mathcal{C}}$ is semisimple and
$k$ is of characteristic zero. Indeed, otherwise
$\tilde{B}$ does not have a right inverse and
$M_{UV}^{W}$ is considered as an element of
$k$, i.e. modulo
$\text{char}(k)$.
Remark 8.9. (1) Recall from Remark 1.6(2) that one of the motivations for this paper comes from vertex operator algebras. Let
$V$ be a vertex operator algebra as in Remark 1.6(2). In [Reference Gainutdinov and RunkelGR19, Conjecture 5.10], a precise conjecture is made on how the behaviour of so-called pseudo-trace functions of
$V$ under the modular
$S$-transformation is related to
$\mathscr{S}_{{\mathcal{C}}}$ for
${\mathcal{C}}=\operatorname{Rep}(V)$. In this relation,
$\unicode[STIX]{x1D719}_{M}\in \operatorname{End}(\text{Id}_{{\mathcal{C}}})$ corresponds to the character of the
$V$-module
$M$ (and not to a pseudo-trace function). Characters and their modular properties are much more accessible than those of pseudo-trace functions. That is, from a vertex operator algebra perspective, the following pieces of information are typically more accessible than the structure constants
$M_{UV}^{W}$ themselves:
∙
$\tilde{B}_{UA}$,
$\tilde{C}_{AB}$ (find the projective modules of
$V$ and analyse their composition series as well as those of their contragredient modules);∙
$\tilde{S}_{AB}$ (compute the modular
$S$-transformation of characters of projective modules);∙
$b_{Q}$ (compute the modular
$S$-transformation of the vacuum character and take the inverse of the coefficient of the character of
$Q$).
Here the text in brackets indicates the computation one needs to do for
$V$-modules, provided one assumes the conjectures in [Reference Gainutdinov and RunkelGR19]. For the last point note that by (2.11) and (2.25) we have
$$\begin{eqnarray}\mathscr{S}_{{\mathcal{C}}}(\unicode[STIX]{x1D719}_{\mathbf{1}})=\operatorname{id}=b_{Q}^{-1}\unicode[STIX]{x1D719}_{Q}+(\text{terms that vanish when evaluated on }Q).\end{eqnarray}$$ Thus one can expect all the data on the right-hand side of (8.17) to be relatively accessible for a vertex operator algebra
$V$ (as compared to computing fusion of
$V$-modules). We will see an example of this in § 9.
(2) If
${\mathcal{C}}$ is semisimple, then Proposition 8.8 is precisely the categorical Verlinde formula. First,
$K_{0}({\mathcal{C}})=\operatorname{Gr}({\mathcal{C}})$, so that
$M_{UV}^{W}$ are the structure constants of
$\operatorname{Gr}({\mathcal{C}})$. Next, by [Reference Gainutdinov and RunkelGR19, Remark 3.10(3)] we have
$\mathscr{S}_{{\mathcal{C}}}(\unicode[STIX]{x1D719}_{U})=(\text{Dim}\,{\mathcal{C}})^{-1/2}\sum _{X\in \operatorname{Irr}({\mathcal{C}})}s_{U^{\ast },X}\unicode[STIX]{x1D719}_{X}$, where
$\text{Dim}\,{\mathcal{C}}=\sum _{X\in \operatorname{Irr}({\mathcal{C}})}\dim (X)^{2}$ and
$s_{A,B}\operatorname{id}_{\mathbf{1}}=\text{tr}(c_{B,A}\circ c_{A,B})$. Thus
$\tilde{S}_{AB}=s_{A^{\ast },B}/\sqrt{\text{Dim}\,{\mathcal{C}}}$. Finally,
$\tilde{B}_{AB}=\unicode[STIX]{x1D6FF}_{A,B}$,
$\tilde{C}_{AB}=\unicode[STIX]{x1D6FF}_{A,B^{\ast }}$ and from (8.20) we see
$b_{Q}=s_{\mathbf{1},Q}/\sqrt{\text{Dim}\,{\mathcal{C}}}$. Altogether, (8.17) becomes (using
$s_{X,Y}=s_{Y,X}=s_{X^{\ast },Y^{\ast }}$)
$$\begin{eqnarray}M_{UV}^{W}=\frac{1}{\text{Dim}\,{\mathcal{C}}}\mathop{\sum }_{Q\in \text{Irr}({\mathcal{C}})}\frac{s_{U^{\ast },Q}s_{V^{\ast },Q}s_{Q,W}}{s_{\mathbf{1},Q}}=\frac{1}{\text{Dim}\,{\mathcal{C}}}\mathop{\sum }_{Q\in \text{Irr}({\mathcal{C}})}\frac{s_{U,Q}s_{V,Q}s_{W^{\ast },Q}}{\dim (Q)},\end{eqnarray}$$ where
$M_{UV}^{W}$ is considered as an element of
$k$. This is the semisimple categorical Verlinde formula, see [Reference TuraevTur94, Theorem 4.5.2].
(3) A variant of the fusion algebra of projective characters was studied [Reference LachowskaLac03b, Corollary 4.4] in the context of the small quantum groups for simply laced simple Lie algebras. For factorisable ribbon Hopf algebras, a Verlinde-like formula for the action of the Grothendieck ring on the Higman ideal is given in [Reference Cohen and WestreichCW08, Theorem 3.14].
It is an interesting problem to relate the modified trace on ‘open Hopf links’ and properties of the modular
$S$-transformation [Reference Creutzig and GannonCG17]. The above results allow us to do this in the case the open Hopf link is coloured by projective objects.
Proposition 8.10. For all
$A\in J$,
$X\in \operatorname{Irr}({\mathcal{C}})$ and
$Q\in \text{IrrProj}({\mathcal{C}})$ we have
$$\begin{eqnarray}\frac{t_{P_{X}}(\unicode[STIX]{x1D70E}([P_{A}])_{P_{X}})}{t_{Q}(\operatorname{id}_{Q})}=b_{Q}\mathop{\sum }_{B\in J}\tilde{S}_{AB}\widehat{\mathsf{C}}_{BX}.\end{eqnarray}$$Proof. Apply
$t_{P_{X}}(\cdots \,)$ to both sides of (8.15), expand
$\unicode[STIX]{x1D719}_{P_{B}}$ as
$\unicode[STIX]{x1D719}_{P_{B}}=\sum _{W\in \operatorname{Irr}({\mathcal{C}})}[P_{B}:W]\unicode[STIX]{x1D719}_{W}$ and use (6.25) and (7.6).◻
In particular, for
$X=Q\in \text{IrrProj}({\mathcal{C}})$ we have
$$\begin{eqnarray}\frac{t_{X}(\unicode[STIX]{x1D70E}([P_{A}])_{X})}{t_{X}(\unicode[STIX]{x1D70E}([\mathbf{1}])_{X})}=\frac{\tilde{S}_{AX}}{b_{X}^{-1}}.\end{eqnarray}$$ Moreover, by Lemma 4.5 we have
$t_{P_{B}}(\unicode[STIX]{x1D70E}([P_{A}])_{P_{B}})=t_{P_{A}^{\ast }}(\unicode[STIX]{x1D70E}([P_{B}^{\ast }])_{P_{A}^{\ast }})$, so that (8.22) implies that for
$A,B\in J$,
$$\begin{eqnarray}(\tilde{S}\cdot \widehat{\mathsf{C}})_{AB}=(\tilde{S}\cdot \widehat{\mathsf{C}})_{B^{\ast }A^{\ast }},\end{eqnarray}$$ where by abuse of notation we restrict
$\widehat{\mathsf{C}}$ to be a
$J\times J$-matrix.
Remark 8.11. Equation (8.23) is a special case of a relation observed in the example of
$W_{p}$-models in [Reference Creutzig and GannonCG17, §3.3]. The notation used there is related to ours as
$S_{M,P}^{\circ \!\!\circ ;{\mathcal{P}}}=t_{P}(\unicode[STIX]{x1D70E}([M])_{P})$, where
$M\in {\mathcal{C}}$,
$P\in {\mathcal{P}}\text{roj}({\mathcal{C}})$. In [Reference Creutzig and GannonCG17], the matrix of the modular
$S$-transformation of pseudo-trace functions in some basis is denoted by
$S^{\unicode[STIX]{x1D712}}$. Using these notations, (8.23) reads
$S_{P_{A},X}^{\circ \!\!\circ ;{\mathcal{P}}}/S_{\mathbf{1},X}^{\circ \!\!\circ ;{\mathcal{P}}}=S_{P_{A},X}^{\unicode[STIX]{x1D712}}/S_{\mathbf{1},X}^{\unicode[STIX]{x1D712}}$ for
$A\in \operatorname{Irr}({\mathcal{C}})$,
$X\in \text{IrrProj}({\mathcal{C}})$ (assuming the conjectures in [Reference Gainutdinov and RunkelGR19, §5] so that we can express
$\tilde{S}_{AX}$ and
$b_{X}^{-1}$ in terms of modular properties of pseudo-trace functions).
9 Example: symplectic fermions
In this section we consider a family of examples of factorisable finite ribbon categories, namely the so-called symplectic fermion categories
${\mathcal{S}}{\mathcal{F}}(\mathfrak{h},\unicode[STIX]{x1D6FD})$. The aim is to compute the modified trace for this class of examples and to illustrate the use of Proposition 8.8.
Let
$\mathfrak{h}$ be a non-zero finite-dimensional symplectic vector space over
$\mathbb{C}$ and let
$\unicode[STIX]{x1D6FD}\in \mathbb{C}$ satisfy
$\unicode[STIX]{x1D6FD}^{4}=i^{\dim \mathfrak{h}}$. The
$\mathbb{C}$-linear finite ribbon category
${\mathcal{S}}{\mathcal{F}}(\mathfrak{h},\unicode[STIX]{x1D6FD})$ was introduced in [Reference Davydov and RunkelDR13a, Reference RunkelRun14]. Conjecturally, it is ribbon-equivalent to the representations of the even part of the symplectic fermion vertex operator super-algebra constructed from
$\mathfrak{h}$ (hence the name), see [Reference Davydov and RunkelDR17, Conjecture 7.3] for the precise statement and further references.
One can show that
${\mathcal{S}}{\mathcal{F}}(\mathfrak{h},\unicode[STIX]{x1D6FD})$ is ribbon-equivalent to a certain finite-dimensional quasi-triangular quasi-Hopf algebra [Reference Gainutdinov and RunkelGR17, Reference Farsad, Gainutdinov and RunkelFGR17], but we will not make use of this here. Instead we sketch the construction in [Reference Davydov and RunkelDR13a]. We refer to [Reference Davydov and RunkelDR13a, §5.2] or to e.g. [Reference Davydov and RunkelDR13b, Reference Farsad, Gainutdinov and RunkelFGR17] for further details.
Denote the symmetric tensor category of finite-dimensional complex super-vector spaces by
$s{\mathcal{V}}\text{ect}$. We define

the exterior algebra of
$\mathfrak{h}$, and consider it as an algebra in
$s{\mathcal{V}}\text{ect}$ by taking the
$\mathbb{Z}$-grading of
$\unicode[STIX]{x1D6EC}(\mathfrak{h})$ modulo 2. In particular,
and
where
$\text{sdim}(-)$ denotes the super-dimension. The algebra
carries the structure of a commutative and cocommutative quasi-triangular Hopf algebra in
$s{\mathcal{V}}\text{ect}$. We denote the multiplication, comultiplication, unit and counit by
and
respectively (see [Reference Davydov and RunkelDR13a, (5.4)] for the coalgebra structure).
We will make use of a specific cointegral
for
(see [Reference Davydov and RunkelDR13a, (5.16)]). To describe it, let
$d=\dim \mathfrak{h}$ and
$a_{1},\ldots ,a_{d}$ be a symplectic basis of
$\mathfrak{h}$ such that
$(a_{1},a_{2})=1$,
$(a_{3},a_{4})=1$, etc. Then
is non-zero only on the top component of
where it takes the value

The category
${\mathcal{S}}{\mathcal{F}}(\mathfrak{h},\unicode[STIX]{x1D6FD})$ is the direct sum of two full subcategories,

where
denotes the category of left
-modules in
$s{\mathcal{V}}\text{ect}$;
${\mathcal{S}}{\mathcal{F}}_{0}$ and
${\mathcal{S}}{\mathcal{F}}_{1}$ each contains two simple objects (up to isomorphism), which we denote as
$$\begin{eqnarray}\underbrace{\mathbf{1}=\mathbb{C}^{1|0},\unicode[STIX]{x1D6F1}\mathbf{1}=\mathbb{C}^{0|1}}_{\in {\mathcal{S}}{\mathcal{F}}_{0}},\quad \underbrace{T=\mathbb{C}^{1|0},\unicode[STIX]{x1D6F1}T=\mathbb{C}^{0|1}}_{\in {\mathcal{S}}{\mathcal{F}}_{1}}.\end{eqnarray}$$ Here,
$\unicode[STIX]{x1D6F1}$ is the parity-flip functor. The
-action on
$\mathbf{1}$ and
$\unicode[STIX]{x1D6F1}\mathbf{1}$ is trivial.
Since
${\mathcal{S}}{\mathcal{F}}_{1}$ is semi-simple,
$T$ and
$\unicode[STIX]{x1D6F1}T$ are also projective. The projective cover of
$\mathbf{1}$ is
itself, with
being the projection on the top component of
(together with a choice of isomorphism to
$\mathbb{C}^{1|0}$). Altogether, the projective covers are

In particular, the Cartan matrix in (5.23) reads, in the ordering (9.4) of simple objects,
$$\begin{eqnarray}\mathsf{C}({\mathcal{S}}{\mathcal{F}}(\mathfrak{h},\unicode[STIX]{x1D6FD}))=\left(\begin{array}{@{}cccc@{}}2^{2N-1} & 2^{2N-1} & 0 & 0\\ 2^{2N-1} & 2^{2N-1} & 0 & 0\\ 0 & 0 & 1 & 0\\ 0 & 0 & 0 & 1\end{array}\right)\quad \text{where }N={\textstyle \frac{1}{2}}\dim \mathfrak{h}.\end{eqnarray}$$ We write
$\ast :{\mathcal{S}}{\mathcal{F}}(\mathfrak{h})\times {\mathcal{S}}{\mathcal{F}}(\mathfrak{h})\rightarrow {\mathcal{S}}{\mathcal{F}}(\mathfrak{h})$ for the tensor product functor and will reserve the notation
$\otimes$ for the tensor product in
$s{\mathcal{V}}\text{ect}$ and for that of
-modules in
$s{\mathcal{V}}\text{ect}$. The tensor product
$\ast$ is
$\mathbb{Z}_{2}$-graded, and depending on which sector
$X,Y\in {\mathcal{S}}{\mathcal{F}}(\mathfrak{h})$ are chosen from, it is defined to be as follows.

In sector
$00$, the tensor product is that of
with
-action given by the coproduct (and using the symmetric braiding of
$s{\mathcal{V}}\text{ect}$). In sectors
$01$ and
$10$, the tensor product is that of the underlying super-vector spaces. In sector
$11$, the
-action is given by the left regular action on 
We refer to [Reference Davydov and RunkelDR13a, Reference Farsad, Gainutdinov and RunkelFGR17] for the associator and braiding isomorphisms in
${\mathcal{S}}{\mathcal{F}}(\mathfrak{h},\unicode[STIX]{x1D6FD})$, as well as for the ribbon twist and for the rigid and the pivotal structures. The
$\unicode[STIX]{x1D6FD}$-dependence enters into these structure maps. We have the following.
Proposition 9.1 [Reference Davydov and RunkelDR13a, Reference Farsad, Gainutdinov and RunkelFGR17].
The category
${\mathcal{S}}{\mathcal{F}}(\mathfrak{h},\unicode[STIX]{x1D6FD})$ is factorisable.
The embedding
$s{\mathcal{V}}\text{ect}{\hookrightarrow}{\mathcal{S}}{\mathcal{F}}_{0}$,
$X\mapsto X$, where
$X$ is endowed with the trivial
is an embedding of ribbon categories. Every projective object in
${\mathcal{S}}{\mathcal{F}}(\mathfrak{h},\unicode[STIX]{x1D6FD})$ is isomorphic to
for some
$X,Y\in s{\mathcal{V}}\text{ect}$, embedded in
${\mathcal{S}}{\mathcal{F}}_{0}$. Note that, by definition,

where
are all even endomorphisms of the super-vector space
which commute with the
-action and
$\operatorname{End}_{s{\mathcal{V}}\text{ect}}(X)$ are all even endomorphisms of the super-vector space
$X$. Write
$\text{str}(-)$ for the super-trace.
Proposition 9.2. Let
$X$ be a finite-dimensional super-vector space and 
$g\in \operatorname{End}_{{\mathcal{S}}{\mathcal{F}}}(T\ast X)$. Then, for each
$t_{0}\in \mathbb{C}^{\times }$,

defines a modified trace on
${\mathcal{P}}\text{roj}({\mathcal{S}}{\mathcal{F}}(\mathfrak{h},\unicode[STIX]{x1D6FD}))$.
Proof. The proof makes use of the explicit associator and rigid structure of
${\mathcal{S}}{\mathcal{F}}(\mathfrak{h},\unicode[STIX]{x1D6FD})$. Since we only need them for this proof, we prefer to refer to [Reference Davydov and RunkelDR13a, Reference Farsad, Gainutdinov and RunkelFGR17] for the explicit formulas, rather than repeat them here. We use the simple projective object
$Q=T$ to start with as in (4.11) and set
$t_{T}(\operatorname{id}_{T})=t_{0}$.
To compute
we note that by (9.7),
and that the associator
$\unicode[STIX]{x1D6FC}_{T,T^{\ast },X}:T\ast (T^{\ast }\ast X)\rightarrow (T\ast T^{\ast })\ast X$ is the identity map for the trivial
-module
$X$. Here, the dual
$T^{\ast }$ is as in
$s{\mathcal{V}}\text{ect}$. We define
$\tilde{f}\in \operatorname{End}_{{\mathcal{S}}{\mathcal{F}}}(T\ast (T^{\ast }\ast X))$ as

Here, the boxes indicate in which category the string diagram is to be evaluated. In particular, the right-hand side is given in
$s{\mathcal{V}}\text{ect}$ and the crossings are the flips of super-vector spaces. We can now write

In the last equality we used the partial trace property (4.1), and we implicitly used that
$\unicode[STIX]{x1D6FC}_{T,T^{\ast },X}$ is the identity map. Next we write out
$F$ in terms of the structure morphisms (recall that we omit the tensor product ‘
$\ast$ ’ between objects for better readability):
$$\begin{eqnarray}\displaystyle F & = & \displaystyle [T\xrightarrow[{}]{{\sim}}T\mathbf{1}\xrightarrow[{}]{\text{id}\,\otimes \,\text{coev}_{T^{\ast }X}}T((T^{\ast }X)(T^{\ast }X)^{\ast })\xrightarrow[{}]{\unicode[STIX]{x1D6FC}^{-1}\circ (\tilde{f}\ast \operatorname{id})\circ \unicode[STIX]{x1D6FC}}T((T^{\ast }X)(T^{\ast }X)^{\ast })\nonumber\\ \displaystyle & & \displaystyle \quad \xrightarrow[{}]{\text{id}\,\otimes \,\widetilde{\text{ev}}_{T^{\ast }X}}T\mathbf{1}\xrightarrow[{}]{{\sim}}T],\end{eqnarray}$$ where
$\unicode[STIX]{x1D6FC}^{-1}\circ (\tilde{f}\ast \operatorname{id})\circ \unicode[STIX]{x1D6FC}$ stands for the composition
$\unicode[STIX]{x1D6FC}_{T,T^{\ast }X,(T^{\ast }X)^{\ast }}^{-1}\circ (\tilde{f}\ast \operatorname{id})\circ \unicode[STIX]{x1D6FC}_{T,T^{\ast }X,(T^{\ast }X)^{\ast }}$. Finally, we compute
$F$ using the explicit associator in the 111-sector (see [Reference Davydov and RunkelDR13a, (2.27)]) and the duality maps from [Reference Davydov and RunkelDR13a, (3.59), (4.77), (4.78)]:

where,
appears in the associator in the 111-sector. In the equality
$(\ast )$ we used the identities
and
(for the first identity, use [Reference Davydov and RunkelDR13a, (3.45), (2.29)] and the fact that in the present case the distinguished group-like element
$g$ of [Reference Davydov and RunkelDR13a] is just
for the second identity use [Reference Davydov and RunkelDR13a, (4.84), (3.45)]). Altogether,
gives the expression in (9.9).
The computation of
$t_{T\ast X}(g)$ also uses the partial trace property (4.1):
$t_{T\ast X}(g)=t_{T}(\text{tr}_{X}^{r}(g))=t_{0}\,\text{str}(g)$.◻
Let us evaluate the modified trace from Proposition 9.2 for the four indecomposable projectives in (9.4). Note that all (left)
-module maps
in
$s{\mathcal{V}}\text{ect}$ are given by right multiplication
$R_{a}$ with an even element
The same holds for
-module maps 

After the computation of the modified trace, we now turn to an application of Proposition 8.8. Recall that
$\operatorname{Irr}({\mathcal{S}}{\mathcal{F}}(\mathfrak{h},\unicode[STIX]{x1D6FD}))=\{\mathbf{1},\unicode[STIX]{x1D6F1}\mathbf{1},T,\unicode[STIX]{x1D6F1}T\}$. From (9.5) one sees that
$[P_{\mathbf{1}}]=[P_{\unicode[STIX]{x1D6F1}\mathbf{1}}]$, so that we can choose
$J=\{\mathbf{1},T,\unicode[STIX]{x1D6F1}T\}$. For the matrices
$\tilde{B}$,
$\tilde{S}$ and
$\tilde{C}$ from (8.14)–(8.16) one finds, for the above order of basis vectors,
$$\begin{eqnarray}\tilde{B}=\left(\begin{array}{@{}ccc@{}}1 & 0 & 0\\ 1 & 0 & 0\\ 0 & 1 & 0\\ 0 & 0 & 1\end{array}\right),\quad \tilde{S}=\left(\begin{array}{@{}ccc@{}}0 & 2^{N-1} & -2^{N-1}\\ 2^{N} & {\textstyle \frac{1}{2}} & {\textstyle \frac{1}{2}}\\ -2^{N} & {\textstyle \frac{1}{2}} & {\textstyle \frac{1}{2}}\end{array}\right),\quad \tilde{C}=\left(\begin{array}{@{}ccc@{}}1 & 0 & 0\\ 0 & 1 & 0\\ 0 & 0 & 1\end{array}\right),\end{eqnarray}$$ where
$\tilde{S}$ has been computed in [Reference Farsad, Gainutdinov and RunkelFGR17] (for
$\unicode[STIX]{x1D6FD}=\text{e}^{-\text{i}N\unicode[STIX]{x1D70B}/4}$). The constants
$b_{Q}$ are (using again the
$S$-action from [Reference Farsad, Gainutdinov and RunkelFGR17] and (8.20))
$$\begin{eqnarray}b_{T}=2^{-N-1},\quad b_{\unicode[STIX]{x1D6F1}T}=-2^{-N-1}.\end{eqnarray}$$Remark 9.3. (1) The matrix
$\tilde{S}$ can be read off directly from the modular
$S$-transformation of characters for projective modules of the even part of the symplectic fermion vertex operator algebra (see [Reference KauschKau95, Reference Gaberdiel and KauschGK96, Reference AbeAbe07] and e.g. [Reference Davydov and RunkelDR17, §2.1] for the modular properties of the characters of simple modules).
(2) Using Proposition 8.10,
$\tilde{S}$ can be used to compute the modified trace of open Hopf link operators for projective objects. For example, (8.22) with
$A=Q=T$,
$X=\mathbf{1}$ gives
$$\begin{eqnarray}t_{0}^{-1}t_{P_{\mathbf{1}}}(\unicode[STIX]{x1D70E}([T])_{P_{\mathbf{1}}})=b_{T}\mathop{\sum }_{B\in J}\tilde{S}_{TB}\mathsf{C}({\mathcal{S}}{\mathcal{F}})_{B\mathbf{1}}=2^{-N-1}\cdot 2^{N}\cdot 2^{2N-1}=4^{N-1}.\end{eqnarray}$$ Starting from the data in (9.15), equation (8.17) allows one to compute, for all
$U,V\in \operatorname{Irr}({\mathcal{S}}{\mathcal{F}}(\mathfrak{h},\unicode[STIX]{x1D6FD}))$,
$$\begin{eqnarray}M_{UV}^{\mathbf{1}}+M_{UV}^{\unicode[STIX]{x1D6F1}\mathbf{1}},\quad M_{UV}^{T},\quad M_{UV}^{\unicode[STIX]{x1D6F1}T}.\end{eqnarray}$$ Because
$\tilde{B}$ is degenerate, we only obtain the sum
$M_{UV}^{\mathbf{1}}+M_{UV}^{\unicode[STIX]{x1D6F1}\mathbf{1}}$. However, in the present case we can do better. Namely, for finite tensor categories we have

So in the present example, knowledge of the composition series of the
$P_{U}$ together with the data (9.15) actually fixes
$M_{UV}^{W}$ completely.
Acknowledgements
We thank Anna Beliakova, Christian Blanchet, Alexei Davydov, Jürgen Fuchs, Nathan Geer, Jan Hesse, Dimitri Nikshych, Ehud Meir, Victor Ostrik and Christoph Schweigert for helpful discussions, and we are grateful to Miriam Cohen, Alexei Davydov, Ehud Meir and Sara Westreich for comments on a draft of this paper. The work of AMG was supported by DESY and CNRS.
Appendix A Proofs of Lemma 2.1 and Corollary 2.3
Proof of Lemma 2.1.
Consider the following product complex.

Since the tensor product functor is biexact by assumption, this complex has exact rows and columns.
Let
$K\xrightarrow[{}]{\unicode[STIX]{x1D705}}\text{}^{\ast }\!B\otimes B$ be the kernel of
$\text{}^{\ast }\!f\otimes g$. It is shown in the proof of [Reference Geer, Kujawa and Patureau-MirandGKP11, Lemma 2.5.1] that the following hold.
(1) The morphism
$(\text{id}\,\otimes \,f)\circ \unicode[STIX]{x1D70B}_{1}+(\text{}^{\ast }\!g\otimes \operatorname{id})\circ \unicode[STIX]{x1D70B}_{2}:\text{}^{\ast }\!B\otimes A\,\oplus \,\text{}^{\ast }\!C\otimes B\rightarrow \text{}^{\ast }\!B\otimes B$, where
$\unicode[STIX]{x1D70B}_{1,2}$ are the projections on the first and second direct summand, factors through
$K$ as
$\unicode[STIX]{x1D705}\circ u$ with
$u:\text{}^{\ast }\!B\otimes A\,\oplus \,\text{}^{\ast }\!C\otimes B\rightarrow K$ surjective.(2) There are (necessarily unique) morphisms
$\unicode[STIX]{x1D6FC}:K\rightarrow \text{}^{\ast }\!A\otimes A$ and
$\unicode[STIX]{x1D6FE}:K\rightarrow \text{}^{\ast }\!C\otimes C$ such that (A.2)
$$\begin{eqnarray}(\text{id}\,\otimes \,f)\circ \unicode[STIX]{x1D6FC}=(\text{}^{\ast }\!f\otimes \operatorname{id})\circ \unicode[STIX]{x1D705},\quad (\text{}^{\ast }\!g\otimes \operatorname{id})\circ \unicode[STIX]{x1D6FE}=(\text{id}\,\otimes \,g)\circ \unicode[STIX]{x1D705}.\end{eqnarray}$$
Write
$\hat{b}:=(\text{id}_{\text{}^{\ast }\!B}\,\otimes \,b)\circ \widetilde{\operatorname{coev}}_{B}$. Note that
$$\begin{eqnarray}(\text{}^{\ast }\!f\otimes g)\circ \hat{b}=(\text{id}\,\otimes \,(g\circ b\circ f))\circ \widetilde{\operatorname{coev}}_{A}=0,\end{eqnarray}$$ where in the last step we used the commuting diagram (2.5). Thus
$\hat{b}:\mathbf{1}\rightarrow \text{}^{\ast }\!B\otimes B$ factors through
$K$,
$\hat{b}=[\mathbf{1}\xrightarrow[{}]{\tilde{b}}K\xrightarrow[{}]{\unicode[STIX]{x1D705}}\text{}^{\ast }\!B\otimes B]$. We have

Since
$\text{id}\,\otimes \,f$ is injective, we get
$\unicode[STIX]{x1D6FC}\circ \tilde{b}=(\text{id}\,\otimes \,a)\circ \widetilde{\operatorname{coev}}_{A}$. Along similar lines – using injectivity of
$\text{}^{\ast }\!g\otimes \operatorname{id}$ – one shows that
$\unicode[STIX]{x1D6FE}\circ \tilde{b}=(\text{id}\,\otimes \,c)\circ \widetilde{\operatorname{coev}}_{C}$. Define the morphism
$\unicode[STIX]{x1D6E4}:\mathbf{1}\rightarrow X$ as
$$\begin{eqnarray}\unicode[STIX]{x1D6E4}:=\unicode[STIX]{x1D702}_{A}\circ \unicode[STIX]{x1D6FC}\circ \tilde{b}+\unicode[STIX]{x1D702}_{C}\circ \unicode[STIX]{x1D6FE}\circ \tilde{b}.\end{eqnarray}$$ By the above calculation we see that
$\unicode[STIX]{x1D6E4}$ is equal to the right-hand side of (2.6). To see that
$\unicode[STIX]{x1D6E4}$ it also equal to the left-hand side of (2.6), we make use of the surjection
$p:P\rightarrow \mathbf{1}$, where
$P\in {\mathcal{M}}$ is projective. We will now show that
$\unicode[STIX]{x1D6E4}\circ p=\unicode[STIX]{x1D702}_{B}\circ \hat{b}\circ p$, which completes the proof.
Since by point (1) above,
$u:\text{}^{\ast }\!B\otimes A\,\oplus \,\text{}^{\ast }\!C\otimes B\rightarrow K$ is surjective (and since
$P$ is projective), we can find
$s$ such that the left square in the following commuting diagram commutes.

Now compute

where in
$(\ast )$ we used the commuting diagram (
) and the fact that
$\text{}^{\ast }\!f\circ \text{}^{\ast }g=0$. Since
$\text{id}\,\otimes \,f$ is injective, we can conclude that
$\unicode[STIX]{x1D6FC}\circ \tilde{b}\circ p=(\text{}^{\ast }\!f\otimes \operatorname{id})\circ \unicode[STIX]{x1D70B}_{1}\circ s$. Hence
$$\begin{eqnarray}\unicode[STIX]{x1D702}_{A}\circ \unicode[STIX]{x1D6FC}\circ \tilde{b}\circ p=\unicode[STIX]{x1D702}_{A}\circ (\text{}^{\ast }\!f\otimes \operatorname{id})\circ \unicode[STIX]{x1D70B}_{1}\circ s\overset{\text{dinat.}}{=}\unicode[STIX]{x1D702}_{B}\circ (\text{id}\,\otimes \,f)\circ \unicode[STIX]{x1D70B}_{1}\circ s.\end{eqnarray}$$ Similarly one can show
$\unicode[STIX]{x1D6FE}\circ \tilde{b}\circ p=(\text{id}\,\otimes \,g)\circ \unicode[STIX]{x1D70B}_{2}\circ s$ and
$$\begin{eqnarray}\unicode[STIX]{x1D702}_{C}\circ \unicode[STIX]{x1D6FE}\circ \tilde{b}\circ p=\unicode[STIX]{x1D702}_{B}\circ (\text{}^{\ast }g\otimes \operatorname{id})\circ \unicode[STIX]{x1D70B}_{2}\circ s.\end{eqnarray}$$Combining (A.8) and (A.9) we finally find

◻
Proof of Corollary 2.3.
The proof of part (1) follows that of [Reference Geer, Kujawa and Patureau-MirandGKP11, Corollary 2.5.2]. We give the details for the first equality, the second one is shown analogously using Remark 2.2(1).
Let
$A=\bigoplus _{m}A_{m}$ be a decomposition of
$A$ into indecomposable objects
$A_{m}\in {\mathcal{C}}$, and write
$j_{m}:A_{m}\rightarrow A$ and
$p_{m}:A\rightarrow A_{m}$ for the corresponding embedding and projection maps. Writing
$\operatorname{id}_{A}=\sum _{m}j_{m}\circ p_{m}$ and applying dinaturality of
$\unicode[STIX]{x1D702}$ to
$j_{m}$, we have
$$\begin{eqnarray}\displaystyle \unicode[STIX]{x1D702}_{A}\circ (\text{id}\,\otimes \,f)\circ \widetilde{\operatorname{coev}}_{A} & = & \displaystyle \mathop{\sum }_{m}\unicode[STIX]{x1D702}_{A}\circ (\text{id}\,\otimes \,(j_{m}\circ p_{m}\circ f))\circ \widetilde{\operatorname{coev}}_{A}\nonumber\\ \displaystyle & = & \displaystyle \mathop{\sum }_{m}\unicode[STIX]{x1D702}_{A_{m}}\circ (\text{id}\,\otimes \,(p_{m}\circ f\circ j_{m}))\circ \widetilde{\operatorname{coev}}_{A_{m}}.\end{eqnarray}$$ Now for all simple
$U\in {\mathcal{C}}$ and
$u:A_{m}\rightarrow U$ we have
$u\circ p_{m}\circ f\circ j_{m}=0$ by assumption on
$f$ (as
$u\circ p_{m}:A\rightarrow U$). It is therefore enough to prove the corollary for indecomposable
$A$.
Let
$A$ be indecomposable. By Fitting’s Lemma, every element of
$\operatorname{End}(A)$ is either invertible or nilpotent. By assumption,
$f$ cannot be invertible, hence it is nilpotent, say
$f^{n}=0$. Let
$K=\ker (f)$ and consider the commutative diagram

with exact rows, i.e.
$(C,\unicode[STIX]{x1D6FE})$ is the cokernel of the kernel of
$f$ also known as the image of
$f$. The map
$c$ exists and is unique by the universal property of the cokernel. By Lemma 2.1 we have
$$\begin{eqnarray}\unicode[STIX]{x1D702}_{A}\circ (\operatorname{id}\otimes f)\circ \widetilde{\operatorname{coev}}_{A}=0+\unicode[STIX]{x1D702}_{C}\circ (\text{id}\,\otimes \,c)\circ \widetilde{\operatorname{coev}}_{C}.\end{eqnarray}$$ We proceed by induction on the degree
$n$ of nilpotency. For
$n=1$ the claim of part (1) of the corollary is clear. Suppose now the claim holds for all maps whose degree of nilpotency is less or equal to
$n-1$. Since
$f\circ f^{n-1}=0$, there is
$h:A\rightarrow K$ such that
$f^{n-1}=\unicode[STIX]{x1D705}\circ h$. But then
$c^{n-1}\circ \unicode[STIX]{x1D6FE}=\unicode[STIX]{x1D6FE}\circ f^{n-1}=\unicode[STIX]{x1D6FE}\circ \unicode[STIX]{x1D705}\circ h=0$, and since
$\unicode[STIX]{x1D6FE}$ is surjective,
$c^{n-1}=0$. By our induction assumption, (A.13) is zero.
For part (2), consider the dinatural transformation
$\unicode[STIX]{x1D709}$ from
$(-)\otimes (-)^{\ast }$ to
$B^{\ast }\otimes B$ with

To obtain (2.9), set
$H:=\unicode[STIX]{x1D709}_{A}\circ (f\otimes \operatorname{id}_{A^{\ast }})\circ \operatorname{coev}_{A}$ and use the second equality in part (1) to see
$H=0$. Then use
$\widetilde{\operatorname{ev}}_{B}$ to turn
$H:\mathbf{1}\rightarrow B^{\ast }\otimes B$ into an endomorphism of
$B$, and after using the naturality of the braiding we get (2.9). ◻
Appendix B Proofs of Lemma 5.6 and Proposition 5.8
For this appendix, we fix
∙
${\mathcal{A}}$: a finite abelian category over
$k$;∙
$G$: a projective generator of
${\mathcal{A}}$;∙
$E=\operatorname{End}(G)$ the
$k$-algebra of endomorphisms of
$G$.
Write
$\text{Id}_{{\mathcal{P}}\text{roj}({\mathcal{A}})}$ for the identity functor on the projective ideal of
${\mathcal{A}}$, and
$\operatorname{End}(\text{Id}_{{\mathcal{P}}\text{roj}({\mathcal{A}})})$ for the algebra of its natural endomorphisms. The following lemma is standard.
Lemma B.1. The map
$\operatorname{End}(\text{Id}_{{\mathcal{A}}})\rightarrow \operatorname{End}(\text{Id}_{{\mathcal{P}}\text{roj}({\mathcal{A}})})$,
$\unicode[STIX]{x1D702}\mapsto \unicode[STIX]{x1D702}_{|_{{\mathcal{P}}\text{roj}({\mathcal{A}})}}$ is a
$k$-algebra isomorphism.
Proof. Since
$\unicode[STIX]{x1D702}\in \operatorname{End}(\text{Id}_{{\mathcal{A}}})$ is zero if and only if its values on all projective objects are zero, the map is injective. For surjectivity, let
$A\in {\mathcal{A}}$ and pick an exact sequence
$Q\xrightarrow[{}]{x}P\xrightarrow[{}]{y}A\rightarrow 0$ with
$P,Q\in {\mathcal{P}}\text{roj}({\mathcal{A}})$. Consider the following diagram.

The left square commutes by naturality of
$\unicode[STIX]{x1D702}$ on projectives. The dashed morphism
$\unicode[STIX]{x1D702}_{A}$ exists by the universal property of the cokernel
$(A,y)$ of
$x:Q\rightarrow P$. It is straightforward to verify that
$\unicode[STIX]{x1D702}_{A}$ is independent of the choice of
$P,Q,x,y$ and that the family
$\{{\unicode[STIX]{x1D702}_{A}\}}_{A\in {\mathcal{A}}}$ is a natural endomorphism of
$\text{Id}_{{\mathcal{A}}}$ extending
$\unicode[STIX]{x1D702}$ from
${\mathcal{P}}\text{roj}({\mathcal{A}})$ to all of
${\mathcal{A}}$.◻
Proof of Lemma 5.6.
Let
$y\in \operatorname{End}(R)$ and define the family
$(\unicode[STIX]{x1D702}_{P})_{P\in {\mathcal{P}}\text{roj}({\mathcal{A}})}$ as in (5.19):
$$\begin{eqnarray}\unicode[STIX]{x1D702}_{P}:=\mathop{\sum }_{(\unicode[STIX]{x1D6FE}_{PR})}\unicode[STIX]{x1D6FE}_{PR}^{\prime }\circ y\circ \unicode[STIX]{x1D6FE}_{PR}^{\prime \prime }.\end{eqnarray}$$ We will show that
$\unicode[STIX]{x1D702}\in \operatorname{End}(\text{Id}_{{\mathcal{P}}\text{roj}({\mathcal{A}})})$. The statement of the lemma then follows from Lemma B.1.
Let
$P,Q\in {\mathcal{P}}\text{roj}({\mathcal{A}})$ and
$f:P\rightarrow Q$ be given. We need the following auxiliary result. Let
$X$ and
$Y$ in
${\mathcal{A}}(R,Q)\otimes {\mathcal{A}}(P,R)$ be defined as
$$\begin{eqnarray}X=\mathop{\sum }_{(\unicode[STIX]{x1D6FE}_{QR})}\unicode[STIX]{x1D6FE}_{QR}^{\prime }\otimes (\unicode[STIX]{x1D6FE}_{QR}^{\prime \prime }\circ f),\quad Y=\mathop{\sum }_{(\unicode[STIX]{x1D6FE}_{PR})}(f\circ \unicode[STIX]{x1D6FE}_{PR}^{\prime })\otimes \unicode[STIX]{x1D6FE}_{PR}^{\prime \prime }.\end{eqnarray}$$ Write
$X=\sum _{(X)}X^{\prime }\otimes X^{\prime \prime }$ and likewise for
$Y$. Then for all
$z:Q\rightarrow R$ we have

By non-degeneracy of the pairings we obtain
$X=Y$. Using this identity, we get
$$\begin{eqnarray}f\circ \unicode[STIX]{x1D702}_{P}=\mathop{\sum }_{(Y)}Y^{\prime }\circ y\circ Y^{\prime \prime }=\mathop{\sum }_{(X)}X^{\prime }\circ y\circ X^{\prime \prime }=\unicode[STIX]{x1D702}_{Q}\circ f,\end{eqnarray}$$ in other words, the family
$(\unicode[STIX]{x1D702}_{P})_{P\in {\mathcal{P}}\text{roj}({\mathcal{A}})}$ is natural in
${\mathcal{P}}\text{roj}({\mathcal{A}})$.◻
To prepare the proof of Proposition 5.8, we need some further properties of the maps
$\unicode[STIX]{x1D70F}_{R}$ in (5.19), and we need a description of Calabi–Yau trace maps in terms of their restriction to indecomposable projectives.
Lemma B.2. Let
$R,S\in {\mathcal{P}}\text{roj}({\mathcal{A}})$ and let
$a:S\rightarrow R$,
$b:R\rightarrow S$. Then
$\unicode[STIX]{x1D70F}_{R}(a\circ b)=\unicode[STIX]{x1D70F}_{S}(b\circ a)$.
Proof. By an argument similar to that showing
$X=Y$ in (B.3) above, one obtains that for all
$P,R,S\in {\mathcal{P}}\text{roj}({\mathcal{A}})$ and
$b:R\rightarrow S$,
$$\begin{eqnarray}\mathop{\sum }_{(\unicode[STIX]{x1D6FE}_{PR})}\unicode[STIX]{x1D6FE}_{PR}^{\prime }\otimes (b\circ \unicode[STIX]{x1D6FE}_{PR}^{\prime \prime })=\mathop{\sum }_{(\unicode[STIX]{x1D6FE}_{PS})}(\unicode[STIX]{x1D6FE}_{PS}^{\prime }\circ b)\otimes \unicode[STIX]{x1D6FE}_{PS}^{\prime \prime }.\end{eqnarray}$$Then

where we used (B.6) with both sides composed with
$a\otimes \operatorname{id}$.◻
Corollary B.3.
$\text{Hig}({\mathcal{A}})=\text{im}(\unicode[STIX]{x1D70F}_{G})$.
Proof. Let
$R\in {\mathcal{P}}\text{roj}({\mathcal{A}})$ and
$h\in \operatorname{End}(R)$ be given. Pick an
$m>0$ such that there is a splitting
$p:G^{\oplus m}\rightarrow R$,
$i:R\rightarrow G^{\oplus m}$,
$p\circ i=\operatorname{id}_{R}$. Let
$p_{j}:G\rightarrow R$,
$i_{j}:R\rightarrow G$ be the components maps, that is,
$\operatorname{id}_{R}=\sum _{j=1}^{m}p_{j}\circ i_{j}$. Then

Thus
$\unicode[STIX]{x1D70F}_{R}(h)$ equals the image of
$\sum _{j=1}^{m}i_{j}\circ h\circ p_{j}\in \operatorname{End}(G)$ under
$\unicode[STIX]{x1D70F}_{G}$.◻
For
$T\in \prod _{U\in \operatorname{Irr}({\mathcal{A}})}(\operatorname{End}(P_{U})\rightarrow k)$ denote by
$T_{U}$ the component of
$T$ in
$\operatorname{End}(P_{U})\rightarrow k$. Write
$$\begin{eqnarray}\displaystyle {\mathcal{T}} & = & \displaystyle \bigg\{T\in \mathop{\prod }_{U\in \operatorname{Irr}({\mathcal{A}})}(\operatorname{End}(P_{U})\rightarrow k)\,\bigg|\,T\text{ makes the full subcategory with}\nonumber\\ \displaystyle & & \displaystyle \text{objects }P_{U},U\in \operatorname{Irr}({\mathcal{A}}),\text{ Calabi{-}Yau}\bigg\}.\end{eqnarray}$$ In other words,
$T\in {\mathcal{T}}$ if and only if for all
$V,W\in \operatorname{Irr}({\mathcal{A}})$, the pairings
$(-,-)_{P_{V}P_{W}}:{\mathcal{A}}(P_{V},P_{W})\times {\mathcal{A}}(P_{W},P_{V})\rightarrow k$,
$(f,g)_{P_{V}P_{W}}=T_{W}(f\circ g)$ are non-degenerate and symmetric in the sense that
$(f,g)_{P_{V}P_{W}}=(g,f)_{P_{W}P_{V}}$.
Recall the notation
$\text{CY}({\mathcal{P}}\text{roj}({\mathcal{A}}))$ for the set of trace maps
$(\mathsf{t}_{P})_{P\in {\mathcal{P}}\text{roj}({\mathcal{A}})}$ which turn
${\mathcal{P}}\text{roj}({\mathcal{A}})$ into a Calabi–Yau category (Definition 5.4).
Lemma B.4. The map
$$\begin{eqnarray}\text{CY}({\mathcal{P}}\text{roj}({\mathcal{A}}))\rightarrow {\mathcal{T}},\quad (\mathsf{t}_{P})_{P\in {\mathcal{P}}\text{roj}({\mathcal{A}})}\mapsto (\mathsf{t}_{P_{U}})_{U\in \operatorname{Irr}({\mathcal{A}})}\end{eqnarray}$$ is a
$k$-linear isomorphism.
Proof. Injectivity. Let
$P\in {\mathcal{P}}\text{roj}({\mathcal{A}})$ be given. Write
$P=\bigoplus _{U\in \operatorname{Irr}({\mathcal{A}})}P_{U}^{\oplus n_{U}}$ and let
$j_{U\unicode[STIX]{x1D6FC}}:P_{U}\rightarrow P$,
$p_{U\unicode[STIX]{x1D6FC}}:P\rightarrow P_{U}$,
$U\in \operatorname{Irr}({\mathcal{A}})$ and
$\unicode[STIX]{x1D6FC}=1,\ldots ,n_{U}$, be the embedding and projection maps of the individual summands. By cyclicity and linearity of
$\mathsf{t}_{P_{U}}$, we have the decomposition
$$\begin{eqnarray}\mathsf{t}_{P}(f)=\mathop{\sum }_{U\in \operatorname{Irr}({\mathcal{A}})}\mathop{\sum }_{\unicode[STIX]{x1D6FC}=1}^{n_{U}}\mathsf{t}_{P_{U}}(p_{U\unicode[STIX]{x1D6FC}}\circ f\circ j_{U\unicode[STIX]{x1D6FC}}),\end{eqnarray}$$ where we used
$\sum _{U,\unicode[STIX]{x1D6FC}}e_{U\unicode[STIX]{x1D6FC}}=\operatorname{id}_{P}$ for the primitive idempotents
$e_{U\unicode[STIX]{x1D6FC}}=j_{U\unicode[STIX]{x1D6FC}}\circ p_{U\unicode[STIX]{x1D6FC}}$. Thus
$(\mathsf{t}_{P})_{P\in {\mathcal{P}}\text{roj}({\mathcal{A}})}$ is uniquely determined by the values
$(\mathsf{t}_{P_{U}})_{U\in \operatorname{Irr}({\mathcal{A}})}$, showing that the map (B.10) is injective.
Surjectivity. Given
$(\mathsf{t}_{P_{U}})_{U\in \operatorname{Irr}({\mathcal{A}})}\in {\mathcal{T}}$, we can define all
$\mathsf{t}_{P}$ via (B.11). One checks that
$\mathsf{t}_{P}$ is independent of the choice of embedding and projection maps. It remains to verify that
$\mathsf{t}_{P}$ is non-degenerate and symmetric. Let
$P,Q\in {\mathcal{P}}\text{roj}({\mathcal{A}})$ and let
$j_{U\unicode[STIX]{x1D6FC}},p_{U\unicode[STIX]{x1D6FC}}$ be a realisation of
$P$ as a direct sum of indecomposable projectives as above, and
$j_{U\unicode[STIX]{x1D6FC}}^{\prime },p_{U\unicode[STIX]{x1D6FC}}^{\prime }$ one of
$Q$.
∙ (Symmetry) Let
$f:P\rightarrow Q$,
$g:Q\rightarrow P$. We compute (B.12)
$$\begin{eqnarray}\displaystyle \mathsf{t}_{Q}(f\circ g) & = & \displaystyle \mathop{\sum }_{U,V,\unicode[STIX]{x1D6FC},\unicode[STIX]{x1D6FD}}\mathsf{t}_{P_{U}}(p_{U\unicode[STIX]{x1D6FC}}^{\prime }\circ f\circ j_{V\unicode[STIX]{x1D6FD}}\circ p_{V\unicode[STIX]{x1D6FD}}\circ g\circ j_{U\unicode[STIX]{x1D6FC}}^{\prime })\nonumber\\ \displaystyle & \overset{\text{sym.}}{=} & \displaystyle \mathop{\sum }_{U,V,\unicode[STIX]{x1D6FC},\unicode[STIX]{x1D6FD}}\mathsf{t}_{P_{V}}(p_{V\unicode[STIX]{x1D6FD}}\circ g\circ j_{U\unicode[STIX]{x1D6FC}}^{\prime }\circ p_{U\unicode[STIX]{x1D6FC}}^{\prime }\circ f\circ j_{V\unicode[STIX]{x1D6FD}})=\mathsf{t}_{P}(g\circ f).\end{eqnarray}$$∙ (Non-degeneracy) Let
$f:P\rightarrow Q$ be non-zero. Then there exist
$U,V,\unicode[STIX]{x1D6FC},\unicode[STIX]{x1D6FD}$ such that
$p_{V\unicode[STIX]{x1D6FD}}^{\prime }\circ f\circ j_{U\unicode[STIX]{x1D6FC}}\neq 0$. By non-degeneracy of the
$\mathsf{t}_{P_{U}}$ there is
$\tilde{g}:P_{V}\rightarrow P_{U}$ such that (B.13)Thus for
$$\begin{eqnarray}0\neq \mathsf{t}_{P_{V}}(p_{V\unicode[STIX]{x1D6FD}}^{\prime }\circ f\circ j_{U\unicode[STIX]{x1D6FC}}\circ \tilde{g})\overset{\text{sym.}}{=}\mathsf{t}_{Q}(f\circ j_{U\unicode[STIX]{x1D6FC}}\circ \tilde{g}\circ p_{V\unicode[STIX]{x1D6FD}}^{\prime }).\end{eqnarray}$$
$g=j_{U\unicode[STIX]{x1D6FC}}\circ \tilde{g}\circ p_{V\unicode[STIX]{x1D6FD}}^{\prime }$ we get
$\mathsf{t}_{Q}(f\circ g)\neq 0$.
This shows that the map (B.10) is surjective. ◻
Proof of Proposition 5.8.
Recall that
$G$ denotes a choice of projective generator of
${\mathcal{A}}$ and
$E=\operatorname{End}(G)$. We will show the following statements, which are equivalent to points (1) and (2) in the proposition upon setting
${\mathcal{A}}=\text{mod}\text{-}A$ and
$G=A_{A}$ as the right regular representation.
(1) The algebra
$E$ admits a central form turning it into a symmetric algebra if and only if
${\mathcal{P}}\text{roj}({\mathcal{A}})$ admits a Calabi–Yau structure.(2) If
$E$ is symmetric, the map
$\unicode[STIX]{x1D709}$ from (5.13) restricts to an isomorphism of algebras
$\unicode[STIX]{x1D709}:\text{Hig}({\mathcal{A}})\rightarrow \text{Hig}(E)$.
Part (1). Clearly, if
$\mathsf{t}\in \text{CY}({\mathcal{P}}\text{roj}({\mathcal{A}}))$, then
$\mathsf{t}_{G}:E\rightarrow k$ turns
$E$ into a symmetric algebra with the central form
$\unicode[STIX]{x1D700}=\mathsf{t}_{G}$.
Suppose conversely that
$E$ is a symmetric algebra with respect to the central form
$\unicode[STIX]{x1D700}:E\rightarrow k$. Write
$G=\bigoplus _{U\in \operatorname{Irr}({\mathcal{A}})}P_{U}^{\oplus n_{U}}$ and write
$j_{U\unicode[STIX]{x1D6FC}}:P_{U}\rightarrow G$,
$p_{U\unicode[STIX]{x1D6FC}}:G\rightarrow P_{U}$,
$\unicode[STIX]{x1D6FC}=1,\ldots ,n_{U}$, for the embedding and projection maps of the individual summands. For
$U\in \operatorname{Irr}({\mathcal{A}})$ define
$$\begin{eqnarray}T_{U}:\operatorname{End}(P_{U})\rightarrow k,\quad f\mapsto \unicode[STIX]{x1D700}(j_{U1}\circ f\circ p_{U1}),\end{eqnarray}$$ i.e. we only use the component with
$\unicode[STIX]{x1D6FC}=1$ for each summand. We now claim that
$(T_{U})_{U\in \operatorname{Irr}({\mathcal{A}})}\in {\mathcal{T}}$ (recall the definition (B.9)). By Lemma B.4 this will prove part (1).
Non-degeneracy. Let
$f:P_{U}\rightarrow P_{V}$ be non-zero. We need to find
$g:P_{V}\rightarrow P_{U}$ such that
$T_{V}(f\circ g)\neq 0$. Since
$f$ is non-zero, so is
$j_{V1}\circ f\circ p_{U1}$. By non-degeneracy of
$\unicode[STIX]{x1D700}$, there is
$\tilde{g}\in E$ such that
$\unicode[STIX]{x1D700}(j_{V1}\circ f\circ p_{U1}\circ \tilde{g})\neq 0$. Set
$g:=p_{U1}\circ \tilde{g}\circ j_{V1}$ and compute
$$\begin{eqnarray}\displaystyle T_{V}(f\circ g) & = & \displaystyle \unicode[STIX]{x1D700}(j_{V1}\circ f\circ p_{U1}\circ \tilde{g}\circ j_{V1}\circ p_{V1})\nonumber\\ \displaystyle & \overset{\text{cycl.}}{=} & \displaystyle \unicode[STIX]{x1D700}(j_{V1}\circ p_{V1}\circ j_{V1}\circ f\circ p_{U1}\circ \tilde{g})\nonumber\\ \displaystyle & = & \displaystyle \unicode[STIX]{x1D700}(j_{V1}\circ f\circ p_{U1}\circ \tilde{g})\neq 0.\end{eqnarray}$$ Symmetry. Let
$f:P_{U}\rightarrow P_{V}$,
$g:P_{V}\rightarrow P_{U}$. We compute
$$\begin{eqnarray}\displaystyle T_{V}(f\circ g) & = & \displaystyle \unicode[STIX]{x1D700}(j_{V1}\circ f\circ g\circ p_{V1})=\unicode[STIX]{x1D700}(j_{V1}\circ f\circ p_{U1}\circ j_{U1}\circ g\circ p_{V1})\nonumber\\ \displaystyle & \overset{\text{cycl.}}{=} & \displaystyle \unicode[STIX]{x1D700}(j_{U1}\circ g\circ p_{V1}\circ j_{V1}\circ f\circ p_{U1})=\unicode[STIX]{x1D700}(j_{U1}\circ g\circ f\circ p_{U1})\nonumber\\ \displaystyle & = & \displaystyle T_{U}(g\circ f).\end{eqnarray}$$ Part (2). By the assumption that
$E$ is symmetric and by part (1),
${\mathcal{P}}\text{roj}({\mathcal{A}})$ is Calabi–Yau via some
$\mathsf{t}\in \text{CY}({\mathcal{P}}\text{roj}({\mathcal{A}}))$. By Proposition 5.7 (and by a similar argument for
$\text{Hig}(E)$), neither
$\text{Hig}({\mathcal{A}})$ nor
$\text{Hig}(E)$ depend on the choice of traces. In particular, we may replace whatever central form
$E$ was originally equipped with by
$\mathsf{t}_{G}$.
In terms of the central form
$\mathsf{t}_{G}$, the map
$\unicode[STIX]{x1D70F}:E\rightarrow Z(E)$ from (5.3) reads

Using this, we compute

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