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Identifying activity pulses in radiocarbon sequences: A Monte Carlo kernel–minima approach and simulation assessment

Published online by Cambridge University Press:  25 September 2026

Christian Mesía-Montenegro*
Affiliation:
Dirección de Investigación e Innovación, Universidad Privada del Norte, Peru
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Abstract

Radiocarbon date frequencies are widely used to reconstruct temporal variation in human activity, with peaks and gaps in kernel density estimates (KDEs) often read as discrete episodes. Such readings usually lack explicit segmentation criteria and are sensitive to sampling variability, calibration-curve structure and smoothing choices. This paper proposes and evaluates a Monte Carlo KDE–minima procedure for descriptive segmentation of dated-event intensity. Calibrated posterior distributions for individual dates are sampled to generate an ensemble of KDEs on a fixed calendar grid; local minima are retained as pulse boundaries only when they occur in both the median KDE and its 95% envelope, making the rule explicitly dependent on bandwidth and smoothing scale.

Performance is assessed with two simulation designs. Level A operates in calendar time with three pulses plus background, varying sample size, pulse separation and bandwidth. Pulse width is fixed at 400 yr and separation ${\rm{\Delta }}$ is defined as the centre-to-centre distance between adjacent pulses. Level B incorporates full radiocarbon calibration under three setups (IntCal20, SHCal20 and Mixed) and compares the envelope rule with a naive single-KDE minima rule and a Poisson changepoint model for binned counts. The bandwidth range $h = 80$–120 yr is treated as a decision-relevant multi-century smoothing regime, not as an optimal selector. High probabilities of recovering the three-pulse structure arise only when episodes are widely separated ($ \sim 800$ yr) and supported by at least $ \sim 100$–200 dates. Calibration further degrades performance. Differences among curves are small relative to sample size, bandwidth and segmentation rule, indicating that curve choice is second-order at this scale. Conditional on correct pulse-count recovery, naive KDE typically places boundaries more tightly, but at the cost of substantially more over-segmentation. The envelope rule is therefore better understood as a low-risk device for suppressing unstable minima than as a precision estimator. Under the calibrated design examined here, the Poisson changepoint model systematically over-segments. The study sets quantitative limits on what KDE-based pulse detection can recover and provides a conservative rule for summarising broad episodes of dated activity rather than estimating population history directly.

Information

Type
Research Article
Creative Commons
Creative Common License - CCCreative Common License - BY
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (https://creativecommons.org/licenses/by/4.0/), which permits unrestricted re-use, distribution and reproduction, provided the original article is properly cited.
Copyright
© The Author(s), 2026. Published by Cambridge University Press on behalf of University of Arizona
Figure 0

Figure 1. Figure 1 long description.Illustrative behaviour of the Monte Carlo KDE–minima algorithm under contrasting Level A conditions. (A) High-information case (N = 200, centre-to-centre separation Δ = 800 yr) showing recovery of the three-pulse structure. (B) Lower-information case (N = 50, Δ = 400 yr), where adjacent 400-year pulses abut and the inferred structure becomes less distinct. Solid line = median KDE; dashed lines = 95% Monte Carlo envelope; grey bars = true pulse intervals; dotted vertical lines and points = persistent minima retained as pulse boundaries. Together, the panels contrast a favourable case with wide separation and a more difficult case with fewer dates and limited separation.

Figure 1

Table 1. Piecewise-constant intensity function for Level A simulations. For each pulse, the table lists the calendar-time start and end (cal BCE) and the event intensity λk${\lambda _k}$. A low background intensity λbg=0.1${\lambda _{{\rm{bg}}}} = 0.1$ applies across the intervals outside the pulses. Level B simulations use analogous 400-yr pulses in calendar years BP.Table 1 long description.

Figure 2

Table 2. Condensed qualitative summary of envelope KDE–minima performance across simulation regimes. Statements are approximate syntheses derived from Supplementary Tables S1–S3 for bandwidths 80–120 yr.Table 2 long description.

Figure 3

Figure 2. Figure 2 long description.Level A recovery of the three-pulse structure under the envelope KDE–minima rule. Heatmaps show the probability of correct pulse-count recovery, P(K-hat = K-true), across sample size (N = 50, 100, 200, 500), centre-to-centre pulse separation (Δ = 200, 400, 600, 800 yr), and bandwidth (h = 80, 100, 120 yr). Pulse width is fixed at 400 yr. Reliable recovery is concentrated in the widest-separation settings and improves with larger sample size, showing that recoverability depends jointly on spacing, information content, and smoothing scale. Each cell summarises 200 Monte Carlo replicates.

Figure 4

Figure 3. Collapsed Level B comparison of segmentation methods after averaging KDE results across calibration curves and bandwidths. The plot shows the probability of correct pulse-count recovery for the envelope KDE–minima rule, the naive single-KDE minima rule, and the Poisson changepoint model as a function of sample size. It is intended as a summary of method trade-offs rather than a substitute for the curve- and bandwidth-stratified supplementary results: naive KDE achieves higher recovery but with greater risk of over-segmentation, the envelope rule is more conservative, and the Poisson changepoint model over segments systematically under the present calibrated design.

Figure 5

Table 3. Modelled boundaries, medians and 95.4% highest posterior density (HPD) intervals for the three Bayesian episodes of the Kotosh Religious Tradition (KRT) regional sequence. Times are in cal BCE. These values are taken from the OxCal phase model reported in Mesia-Montenegro (2025) and provide the Bayesian frame of reference for the KDE–minima pulses shown in Figure 4.Table 3 long description.

Figure 6

Figure 4. Bandwidth sensitivity of the Kotosh Religious Tradition illustration. Median KDEs and 95.4% envelopes are shown for bandwidths h = 80, 100, and 120 yr, with vertical dotted lines marking minima identified across the examined bandwidths. The principal multi-episode structure is broadly stable across this range, whereas the exact positions of minima, the sharpness of intervening troughs, and edge or shoulder features remain bandwidth-sensitive. The figure is therefore intended to show robustness of the broad pattern together with uncertainty in finer segmentation details.

Figure 7

Figure 5. Heuristic decision chart for KDE–minima segmentation of radiocarbon sequences. The chart summarises the main lessons of the simulation study: segmentation is most defensible for broad multi century episodes, sufficiently large samples, and relatively smooth calibrated posteriors; calibration roughness, small sample sizes, and closely spaced episodes increase the risks of under- and over segmentation. The chart should be read as a practical guide derived from the simulation designs examined here, not as a universal thresholding rule for all archaeological radiocarbon datasets.

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