I. INTRODUCTION
Hostilities toward federal judicial power seem to occur at a generational pace.Footnote 1 Scholarly explanations for these tensions tend to emphasize the structure of the judiciary. Federal courts are said to be anomalous among constitutionally mandated institutions because judges are unelected. The judicial branch therefore embodies a democratic deficit and an ingrained legitimacy problem.
Since Alexander Bickel coined the phrase, “countermajoritarian difficulty,”—or the possibility that judges may nullify laws against the majority's wishes—it has represented the “dominant paradigm of constitutional law” through which American judicial politics has been understood.Footnote 2 One scholar has even called it an “academic obsession.”Footnote 3 By turning the potential countermajoritarian effect of judicial review into a structural assumption, scholars have offered a variety of explanations as to why popular, congressional, and presidential hostilities toward judges recur, as well as why judicial authority nonetheless persists over time.
The public, it has been argued, tends to accept the necessity of an unelected judiciary as a protection against majority tyranny. However, if judges rule persistently against majority interests, then diffuse support for courts is said to give way.Footnote 4 Alternatively, judicial legitimacy crises have been diagnosed as short-lived, perhaps being nothing more than a lagging indicator of a larger electoral realignment; if judicial rulings appear out of step with majority interests, they will not be for long given the president's appointment power.Footnote 5 Furthermore, many scholars maintain that antagonism toward the judiciary, however strong it may have been during the years of the early republic, that is, the years preceding the Civil War, has succumbed to the development of judicial supremacy. Judicial supremacy is the notion that once the Supreme Court has issued its ruling “whether legitimately or not, as to that issue the democratic process is at an end.”Footnote 6 Some scholars argue that judicial supremacy is a strategic position that members of Congress and/or the president exploit to avoid accountability.Footnote 7 Others contend that judicial supremacy is a norm deeply held by politicians and the public alike that took root by the end of the nineteenth century and that mitigates periodic flare-ups of anti-judge rhetoric.Footnote 8
Each of these accounts rests on the common assumption that politicians have always understood federal judicial authority through the lens of its countermajoritarian potential. In other words, each account assumes that judicial review has always been a problematic structural anomaly of our democracy. This essay strives for a new explanation of presidential-judicial relations and how they have changed over time because questions persist within the traditional paradigm.
First, if judicial supremacy is a strategic position, what are we to make of various presidents' aggressive confrontations with judicial authority—ranging from impeachments during Jefferson's presidency to rhetorical accusations of judicial activism and elitism by Reagan and G. W. Bush—that specifically undermine such supremacy?Footnote 9 Put differently, why would attacks on judicial authority during Jefferson's presidency have had such depth and breadth—including eliminating a layer of the federal judiciary, limiting the Supreme Court's convening calendar, and impeaching judges—and yet those since Reconstruction, as scholars claim, have always failed?Footnote 10 Second, the countermajoritarian model, which focuses attention on inter-branch conflict, fails to recognize that judicial review was widely accepted among political leaders during the early republic, even by presidents like Jefferson and Jackson, who have too often been cast as democratic purists hostile to judicial power. Third, politicians' recurrent patterns of anti-judge rhetoric undermine the idea that a norm of deference to judicial authority is deeply held. If the public did accept judicial supremacy, then this rhetoric could be costly for politicians, and the strategic gain is far from clear. A norms-based theory also compels problematic readings of history. For example, it requires one to assume that FDR's 1937 court-packing plan was doomed to fail because it violated the norm. However, evidence exists that FDR could have garnered senatorial support for adding two or three Supreme Court justices, but he refused to compromise and pushed for as many as six.Footnote 11 It also cannot easily account for the passage of court-curbing legislation in the 1910s, 1930s, and as recent as 2005 and 2006 when this norm should have been operative.Footnote 12
Given these challenges to existing accounts, I examine presidential relations with federal judicial authority during the early republic. I suggest that alleged Jeffersonian and Jacksonian anti-judge and anti-court sentiment rests not on antipathy toward the constitutional structure of unelected judges or judicial review, but on a pervasive underdeveloped sense of loyal opposition. By the phrase “loyal opposition,” I mean that formed and stable opposition—particularly as it took shape as a political party—is not only understood as a natural and unavoidable byproduct of competitive politics, but also that stable rotation of power in governance among competing groups is understood as neither threatening to the Constitution nor a prelude to civil unrest. Viewing political opposition as disloyal, I contend, inspired assumptions of and aspirations to regime unity.
On the empirical front, my aim is two-fold: first, to show that antebellum political leaders feared opposition as a harbinger of civil unrest and strove to achieve and preserve unity among and within the federal branches, and second, to show how a fear of opposition and concurrent presumption of federal unity underlay concerns about judicial authority, particularly if that authority acted with the other federal branches against the individual states.Footnote 13 Motivation to attack judicial authority stemmed less from judges' potential to counter the elected federal branches and more from their potential to infringe on state sovereignty. Thus, Jeffersonian and Jacksonian anti-judicial hostilities are more emblematic of struggles over federalism than inter-branch relations per se. In this sense, the antebellum era is a period before the countermajoritarian difficulty, as we conceptualize it today, existed.
My analytic claim is that if antebellum hostilities toward courts and judges, particularly presidential assertions of interpretive authority over the Constitution, can be explained by reference to changing perceptions and assumptions about the opposition's right to rule, then this history reveals a developmental and dynamic politics where scholars have mainly seen a static, if recurrent, problem. In other words, I point to the possibility that the countermajoritarian difficulty, particularly as it is made manifest in hostile executive-judicial relations, may be conceptualized as a political development rather than a constitutional structural problem. This explanation draws attention to the extent to which early American leaders accepted judicial review, as well as challenges the idea that judicial supremacy is a dominant norm.
By focusing on presidential rhetoric and action to make this claim, I consider presidential leadership as a driver of conceptual change, redefining the judiciary's place in the broader political landscape. Doing so brings to the fore presidents' engagement in altering the terms of politics in which they find themselves leading. Even as I consider ideas to constitute socio-political reality and illustrate how “actors' understanding of their own interests is apt to evolve as the ideological setting of politics changes,” I also emphasize how actors change those settings to suit their strategic interests.Footnote 14 They reset the meaning of ideas. If the bounds of legitimate interest depend on certain meanings characterizing political context and that context changes over time, then I show how entrepreneurial leaders have altered those meanings.Footnote 15 The president, as a unitary actor, may be better able to define the parameters of political assumptions and thereby drive ideational change than a collective body such as Congress.
Finally, by placing ideas about loyal opposition at the center of changing executive relations with the judiciary, I contribute to the recently burgeoning scholarship on civic republicanism and antipartyism. Historians have long recognized that republicanism declined as an organizing principle over the course of the antebellum era: “republicanism had survived vigorously through Andrew Jackson's presidency, only to fade into a ‘translucent’ half-life” and the Civil War “consummated the consensus shift from republicanism to pluralism.”Footnote 16 In general, early American republicanism is associated with apprehension toward stable opposition and a predisposition toward politics as consensual and aimed at achieving a substantive common good.Footnote 17 Much scholarship has highlighted how republicanism and concurrent antipartyism characterized antebellum American political culture and electoral politics.Footnote 18 By bringing these ideas to bear on presidential-judicial relations, I push analysis of civic republicanism into matters of governance.
Therefore, by reviewing instances of anti-judicial hostilities during the Jeffersonian and Jacksonian eras, I highlight the assumptions they reveal about the politics of opposition and draw out implications of these assumptions for presidential relations with the judiciary. Doing so uncovers how and why these instances differ from more recent incarnations of this hostility.Footnote 19 The analytic themes pursued here—the countermajortiarian problem as a political development rather than a structural anomaly, the role of presidents driving ideational change for strategic purposes, and bringing republican notions about opposition politics to bear on governance and not just on elections and political culture—ground the historical details discussed in the following sections.
II. UNDERMINING JUDICIAL AUTHORITY IN AN AGE OF ILLEGITIMATE OPPOSITION: THE JEFFERSONIAN ERA
The Jeffersonian assault on judicial authority occurred in a political context in which stable, formed, and public opposition was considered illegitimate. Historians have persuasively illustrated how politicians viewed opposition in the shape of a permanent political party as threatening to civic stability at least until about 1815.Footnote 20 Taking cues from English political thought, many politicians of the Founding generation saw stable opposition as an underlying cause of civil war.Footnote 21 This fear structured a range of politicians' assumptions and interests. However, little scholarship has examined its implications for matters of governance, particularly presidential relations with the judiciary, where an opposition may be entrenched due to lifetime appointment.
Notwithstanding Madisonian notions of separate powers checked against one another, the Founding generation expected the judiciary to be part of a unified governing regime. A divided federal government in which different branches acted on competing principles was not to be countenanced because constitutional principles were considered “immutably fixed” by the people themselves.Footnote 22 By the same token, however, Jeffersonian experience of Federalist rule during the late 1790s pushed another concern to the fore: that federal branches working in concert might be animated by the wrong principles and swallow up the authority of the separate states. For Jeffersonians, the problem of institutional reconstruction in 1801 was to reestablish unity in the national government and to do so based on what they considered proper constitutional principles.
The judiciary they inherited in 1801 posed a two-sided menace. First, it was animated by Federalist principles that had proven dangerous to state sovereignty and were considered to contradict the intentions of the Framers. Second, due to lifetime appointment, judges could remain an entrenched aristocratic minority opposed to the elected national governing regime. In attempting to eradicate these threats, Jeffersonians unleashed the most radical and thoroughgoing assault on the federal judiciary in American history. As is well-known, this assault imploded in a program of impeachments. By reviewing this history, I frame the outcome of the Jeffersonian quest for unity as a new settlement, one which moved beyond the Framers' assumptions of unified governance and of each branch as representative of popular sovereignty. However, it nevertheless maintained the idea that the Constitution had a proper meaning and thereby continued to position opposition to that meaning as anti-constitutional threat.
II. a. Judges as Representatives of Popular Sovereignty: Accepting Judicial Review, Presuming Regime Unity, and Fearing Consolidation
The standard account of judicial development begins by detailing that, given a colonial history of judges tied to corrupt executives, the principle of judicial review was contentious in the new republic.Footnote 23 It highlights that the Articles of Confederation did not contemplate a national judicial body.Footnote 24 It emphasizes that judicial review was not much discussed in a direct way at the Constitutional Convention.Footnote 25 It showcases that during the late 1770s and early 1780s, state constitutions lodged judicial appointment with legislatures to tie the judiciary closer to the people. However, by the early 1800s, the judge's image seemed curiously and rapidly rehabilitated.Footnote 26 Legal scholars have looked to judges and to an alleged early articulation of judicial supremacy to account for this transformation. They have focused on Chief Justice Marshall's Marbury v. Madison ruling as the definitive expression of judicial muscle.Footnote 27
This account overlooks several particulars: judicial review was justified in the Constitution's ratification debates, it was articulated and accepted by anti-Federalists, and judicial rulings of the 1790s indicate growing acceptance of judicial review. Furthermore, the Jeffersonian press was not incensed by Marshall's claim of authority to review statute and declare it unconstitutional as he did in Marbury.Footnote 28 Although the Marbury ruling has been traditionally canonized as the foundation of judicial power, the Court repudiated it shortly after it was delivered.Footnote 29 So, if Federalists, anti-Federalists, and Jeffersonians accepted judicial review, the Jeffersonian assault on the judiciary cannot flow from a notion of that branch's structural countermajoritarian illegitimacy. The attack's logic must be grounded in another concern.
One indicator that independent review of statute by unelected judges was accepted by the Framers' generation is how the judiciary's role was discussed at the Constitutional Convention. It was raised during discussion of a congressional veto over state law and a Council for Revision armed with a limited veto over congressional legislation. These proposals fell not only to concerns over feasibility, that is, how could Congress review state legislation and attend to federal business but also to claims of redundancy. The judiciary would suffice to take on the vertical and horizontal responsibilities.Footnote 30 Thus, judicial review was assumed in the organizational construction of roles and powers of the government.
James Iredell, a future Supreme Court justice, offered an early articulation of judicial review's legitimacy and the parameters of judicial independence. He conceded that “the judicial power is not to presume to question the power of an act of Assembly,” but he also considered resort to the people “either by humble petition” or “universal resistance” to be inefficient.Footnote 31 Popular resistance would be difficult to mobilize, and it would offer no safety against majority tyranny. In place of such populist review, Iredell defended judicial review. This power to validate or nullify law was “not a usurped or discretionary power, but one inevitably resulting from the constitution of their office, they being judges for the benefit of the whole people, not mere servants of the Assembly.”Footnote 32 Judicial review's democratic justification depended on the Framers' relocation of sovereignty from the legislature to the people themselves.Footnote 33 In this framework, elected representatives might pass legislation in conflict with the Constitution, and it fell to the judiciary, in their similar capacity as popular servants, to correct those errors.Footnote 34
Iredell's rationale for judicial review is essentially the same as that which Hamilton offered in his Federalist 78:
There is no position which depends on clearer principles, than that every act of a delegated authority, contrary to the tenor of the commission under which it is exercised is void. No legislative act therefore contrary to the constitution can be valid. To deny this principal would be to affirm that the deputy is greater than his principal; that the servant is above his master; that the representatives of the people are superior to the people themselves. …Footnote 35
This conception of judicial review does not imply supremacy. It claims only that the Constitution, as fundamental law, takes precedence over statute and makes no one branch supreme. It frames judges as equal participants in a representative republic, doing their share to safeguard the Constitution from an internal aristocratic minority threat. If judges void an act of Congress, they only give preference to “the intention of the people [over] the intention of their agents.”Footnote 36 And, they would only, in this manner, be performing their function as representatives of the popular sovereignty. Hamilton did not posit courts to be the only branch to pass on a law's constitutionality, a claim that follows from judicial supremacy. Taking the Constitution as an artifact of popular sovereignty and judges as representatives of the people are cornerstones of judicial review's democratic legitimacy.
Hamilton's Federalist essays on the judiciary responded to anti-Federalist Brutus, who criticized the judiciary's lack of accountability.Footnote 37 Nevertheless, in his critique, Brutus did not question the legitimacy of independent judicial review:
[I]f the legislature pass laws, which, in the judgment of the court, they are not authorised to do by the constitution, the court will take notice of them; for it will not be denied that the constitution is the highest or supreme law. And the courts … cannot, therefore, execute a law, which, in their judgment, opposed the constitution, unless we can suppose they can make a superior law give way to an inferior.Footnote 38
Brutus, like Iredell and Hamilton, recognized the people as the sovereign—a key distinction between Brutus and many other anti-Federalists—and also that judges' must remain as faithful to that sovereignty as legislators would. He even agreed that the judiciary cannot be elected because “their business requires that they should possess a degree of law knowledge, which is acquired only by a regular education” and because “in an independent situation” these judges “may maintain in their firmness and steadiness their decisions.”Footnote 39 Thus, Brutus conceded that judicial independence must be maintained.
If Brutus stipulated that “the proper province of judicial power, in any government, is, as I conceive, to declare what is the law of the land,” and if it was proper that judges be unelected, then his concern was not with the structure of an unelected judiciary as potentially countermajoritarian, but that federal judicial and federal legislative power were mutually reinforcing.Footnote 40 Put differently, his preoccupation was not with judicial power, but with federal power as a threat to state sovereignty. He feared “what arises from the undue extension of legislative power … [and] that judicial power would be commensurate with the legislative.”Footnote 41 He contended that federal judicial authority would develop with congressional authority, that the branches would support each other's expansion to the detriment of the states: “the general legislature might pass one law after another, extending the general and abridging the state jurisdictions, and to sanction their proceedings would have a course of decisions of the judicial to whom the constitution has committed the power of explaining the constitution.”Footnote 42 For Brutus, the Framers constructed a system of reinforcing federal power aggrandizement against the sovereignty of the states. He assumed that the Supreme Court would be biased toward federal power and would therefore extend federal power to its own and to Congress's advantage.
Brutus's cause for concern was the balance of federal power against states' rights, not how to guard Congress from an unelected judiciary.Footnote 43 Brutus entertained little to no notion of federal judicial power as a check on congressional power or vice versa. Although he agreed with the aims of Madison's separation of powers design, he still held that “each of these bodies should be accountable for their conduct.”Footnote 44 That phrasing would suggest that the branches would not hold one another accountable. Formal separation was not enough for Brutus because the branches would find means to concentrate their power against the states. He accepted what Hamilton called a “political axiom” in his Federalist 80, namely that “the judicial power of a government is coextensive with its legislative power.”Footnote 45 In short, Hamilton and Brutus both assumed that not only was some form of independent judicial review acceptable and necessary, but that the federal branches would inevitably form a unified governing regime.Footnote 46
II. b. The Hayburn Case: Judicial Unease with Opposing the Elected Branches
As Hamilton's and Brutus's essays reveal, Chief Justice Marshall tilled little new ground in articulating the democratic logic of judicial review in his Marbury ruling. Indeed, the legitimacy of such review was strengthened by judicial rulings made throughout the 1790s.Footnote 47 That such review was increasingly accepted is evidenced by rulings in the Hayburn Case, United States v. Yale Todd, Hylton v. United States, and Cooper v. Telfair.Footnote 48 The Hayburn case is particularly important, to the extent that it provides some insight into judicial reticence to show open opposition to members of Congress or the president.
Hayburn was decided in the circuit court for the district of Pennsylvania with Supreme Court justices Wilson and Blair sitting in their dual capacity as circuit judges. The case involved the constitutionality of the Invalid Pensions Act. This act charged federal judges (serving as commissioners and not as judges) to determine whether a petitioner was entitled to government compensation if his injury resulted from fighting for the revolutionary cause. The secretary of war would then review the judges' assessments. Hayburn filed a claim for a pension, but the circuit court refused to hear the case. Representative Elias Boudinot reported the judges' reasoning to the House of Representatives:
… [I]t appeared that the Court thought the examination of invalids a very extraordinary duty to be imposed on the Judges; and looked on the law which imposes that duty as an unconstitutional one, inasmuch as it directs the Secretary of War to state the mistakes of the Judges to Congress for their revision; they could not, therefore, accede to a regulation tending to render the Judiciary subject to Legislative and Executive powers, which from a regard for liberty and the Constitution, ought to be kept carefully distinct… .Footnote 49
During congressional discussion of this incident, it was conceded that the circuit court for the district of New York had already heard petitioners' claims. These justices had done so in their capacity as commissioners, not as judges, thereby potentially side-stepping the separation-of-powers issue raised by Wilson and Blair.Footnote 50 As this case was “the first instance in which a court of justice had declared a law of Congress to be unconstitutional,”Footnote 51 these justices wrote to Washington citing that they acted in ways “far from being pleasant” and that such review “excited feelings in us, which we hope never to experience again.”Footnote 52 Attorney General Randolph wrote to Washington that Wilson and Blair's refusal to hear the case was tantamount to an overt striking down of a congressional act.Footnote 53
If judicial review was an increasingly accepted idea, why would Wilson and Blair have agonized over it?Footnote 54 These justices did not want to express open opposition to Congress. Doing so would have exposed disunity within the federal regime. Such disunity would have violated not only republican aspirations toward consensual government but would have potentially laid the foundations for civic strife. In this interpretation, I am supported by the Supreme Court's reaction to the attorney general's application for a writ of mandamus ordering the Pennsylvania circuit to hear Hayburn's case. The Court postponed a decision on the writ thereby signaling not only that the justices harbored doubts about the act's constitutionality, but also buying time for “Congress to correct the Invalid Pension Act before the Supreme Court embarrassed the legislature by declaring the act unconstitutional.”Footnote 55 Congress did so in 1793, thereby alleviating the need for a Court-issued opinion.
II. c. Sedition and the Kentucky Resolution: Jeffersonian Dismay over Federal Power
Passage of and reaction to the 1798 Sedition Act offers another glimpse into how politicians of the Founding generation viewed opposition, were concerned about regime unity animated by “wrong” principles, and were more preoccupied with state sovereignty than with federal inter-branch relations.Footnote 56 The act had two parts, and the second part dealing with prosecution for libel has received far more scholarly attention. The first part banned assembled opposition to any passed legislative measure. Federalist Robert Goodloe Harper noted that this part of the law “has never been complained of, nor has any objection been made to its constitutionality. The objections are confined to the second section.”Footnote 57 Harper's remark underscores the republican boundaries of legitimate opposition during these years.
The act's second section criminalized any utterance or publication about Congress or the president considered false or malicious.Footnote 58 The Sedition Act, while seeming an assault on first amendment speech rights, is consistent with Federalist theories of representation. Antagonism toward the law did not stem from its curbing of speech. Jeffersonians challenged it for its aggrandizement of national power at the expense of state sovereignty.Footnote 59 Jefferson was not opposed to state-level sedition laws, testifying to his own entrenchment in a system that refused to concede the legitimacy of organized opposition.Footnote 60
To oppose the Sedition Act, Jefferson penned the Kentucky Resolution, which framed the act as an unconstitutional usurpation of state sovereignty. Jefferson articulated a theory of review of federal law by state legislatures thereby enabling states to reject laws.Footnote 61 Jefferson hinted at a nullification doctrine, potentially reversing the Constitution's supremacy clause. He characterized the Constitution as a compact that the several states joined to constitute “a general government for special purposes—delegated to that government certain definite powers, reserving, each State to itself, the residuary mass of right to their own self-government.” More importantly, Jefferson claimed that this general government “was not made the exclusive or final judge of the extent of the powers delegated to itself; since that would have made its discretion, and not the Constitution, the measure of its powers; but that, as in all other cases of compact among powers having no common judge, each party has an equal right to judge for itself, as well of infractions as of the mode and measure of redress.”Footnote 62 His construction of the relationship between state governments and the federal government is emblematic of assumptions of regime unity in which the federal branches would work in tandem to absorb the power of the states. To maintain their own sovereignty, according to this logic, the states had to assert their own power as an arbitrator of constitutional meaning because federal officials could act in a corrupt fashion to concentrate power and thereby undermine the Constitution.
The Kentucky Resolution highlighted the legitimacy of multiple interpreters of the Constitution, but it did not concede the legitimacy of multiple interpretations. In the resolution, Jefferson advocated state authority to interpret the Constitution; as such, the document was more focused on vertical relationships in federalism than the horizontal separation of powers.Footnote 63 Jefferson spoke to the horizontal relationship in a letter to Abigail Adams in which he summarized his interpretative authority relative to the other federal branches: “You seem to think it devolved on the judges to decide on the validity of the sedition law. But nothing in the Constitution has given them a right to decide for the Executive, more than the Executive to decide for them. Both magistrates are equally independent in the sphere of action assigned to them.”Footnote 64 His theory of constitutional interpretive authority included all public officers in state and national governments.
That Federalists responded to Jeffersonian dissent by seeking measures to squash it and that Jeffersonians would articulate arguments to ignore judicial rulings indicate the Founding generation's grounding in a theory of republican unity and stability. Thus, Jefferson's logic is similar to Hamilton's to the extent that it relies on the people as sovereign and governing officials as representative of that sovereignty. Jefferson, however, places state officials on the same level as federal officials, each public officer assuming the responsibility to interpret the Constitution in order to protect it from corrupt influence. He thereby disrupts federalism's vertical hierarchy in order to protect constitutional principles from what he viewed as a minority aristocratic faction that may become lodged within the federal apparatus. If the opposition's right to rule is not conceded, what rationally follows is a constitutional theory that promotes either the interpretive chaos of Jeffersonian departmentalism or an assault on the judiciary so radical that it may exceed its own constitutional bounds. Jeffersonians would proceed on the latter path.
II. d. Jefferson: Judicial Review as Discovering the Act of Popular Sovereignty
In the traditional telling of the rise of judicial authority, Marshall's elitist Federalist assertion of judicial supremacy is pitted against Jefferson's democratic populism.Footnote 65 Jefferson's animus toward the Court is then summarized by his claim that “the judiciary of the United States is the subtle corps of sappers and miners constantly working under ground to undermine the foundations of our confederated fabric.”Footnote 66 Jefferson has thereby been constructed as the first president in a line of particular presidents, including Jackson, Lincoln, Franklin Roosevelt, and Reagan, to confront judicial authority.
However, Jefferson's opposition to judicial power was more nuanced than simple hostility toward judges' unelected status. By drafting provisions in the Virginia Constitution for judicial life tenure, Jefferson conceded the structural legitimacy of the federal system of judicial review. In a letter to Madison, which discussed the proposed Bill of Rights, Jefferson even noted the benefits of independent judicial authority.Footnote 67 So, Jefferson was not hostile to judicial review's seeming democratic deficit. To understand the reason and the timing of Jefferson's anti-judicial animus, it is necessary to understand how he—as well as others of the Founding generation—linked interpretation, popular sovereignty, and legitimacy.
That connection underlies the rationale behind Jefferson's less quoted statement, which followed his oft-quoted “sappers and miners” criticism: “A judiciary independent of a king or executive alone, is a good thing; but independence of the will of the nation is a solecism, at least in a republican government.”Footnote 68 Here, Jefferson revealed two assumptions about the expected role of judges in the new republic. First, judicial independence meant independence from corrupt politicians, not from politics altogether. If judges were representatives of the people charged with protecting higher law, it does not follow that they would necessarily be cast as separate, as neutral apolitical statesmen.Footnote 69 Conflating political neutrality with judicial independence to create the concept of judicial neutrality would come, I suggest, in the wake of the Chase impeachment.
Second, independence from the people was nonsensical in a democratic republic; therefore, judicial interpretation should accord with popular will to the extent that the Constitution is an act of popular sovereignty. If judges ruled otherwise, they would represent the aims of a threatening aristocratic minority to the detriment of constitutional principles as ratified by the people themselves.Footnote 70 Here, Jefferson's assumption fell in line with the Framer's relocation of sovereignty from the legislature to the people themselves and this move's corresponding implications for judicial power.
So, the critical move was not Marshall's ruling in Marbury but the Framers' relocation of sovereignty. By shifting the locus of sovereignty from the legislature to the people, the Framers placed federal judges on equal footing with members of Congress and the president. Each branch, in its own way, would represent the people and preserve constitutional principles.Footnote 71 It was in this original frame—with judges as representatives of popular sovereignty and not as neutral arbitrators held separate from politics—that judicial review initially claimed legitimacy. This frame neither entailed nor required an assertion of judicial supremacy.
If the structural separation of powers implied judicial independence, it may seem unclear how the judiciary's representation and independence functions fit with one another. Harmonizing these two principles requires the assumption that proper constitutional interpretation amounted to discovering and giving expression to the Framers' intentions as ratified by the people.Footnote 72 This view of interpretation delegitimized the notion that multiple equally valid interpretations could exist. The people could not have intended their Constitution to have multiple meanings. If the Constitution had a discoverable meaning, then judicial interpretation that contradicted that meaning would be anti-constitutional. Rulings against that meaning would imply that judges abandoned their responsibility to represent and preserve the expression of popular sovereignty.
Jefferson complained that the Marshall Court betrayed this responsibility: “The Constitution … is a mere thing of wax in the hands of the judiciary, which they may twist and shape in to any form they please.”Footnote 73 The criticism implies not that the judiciary was necessarily anti-democratic, only that its power had been abused. The Court had abandoned the proper principles, turning the Constitution into something it was not. Judicial interpretive authority had undermined rather than maintained the Constitution. That situation was made manifest, according to Jefferson, by the passage and litigation of the Alien and Sedition Acts.Footnote 74
Federalists, anti-Federalists, and Jeffersonians all agreed that judges should be independent of corrupt executives and legislators. However, once Jefferson took his election to be a deep expression of popular sovereignty—what he referred to as a “revolution”—federal judges had shown they were independent of the people themselves.Footnote 75 Marshall's Marbury decision indicated at least this much. Such a role was intolerable because it suggested that actors in one branch would contradict the expressed popular sovereignty and abandon their representative purpose. The government was splintered by the open opposition of a recalcitrant judiciary unwilling to bend to the people's choice. Stable opposition, a danger to republican stability, was now entrenched in government. From the Jeffersonian perspective, Marshall had not acted illegitimately because he gave voice to the power of judicial review; he acted illegitimately because he represented an aristocratic minority faction repudiating the people's choice. He thereby sewed the seeds of unrest within the federal branches. In short, Jefferson's anti-judicial animus flows from a view of judicial authority as grounded popular sovereignty—a view that no longer holds—and an assumption that alternative constitutional interpretations amounted to a conspiratorial anti-constitutional threat.
II. e. 1800: A Peaceful Transition But No Acceptance of Loyal Opposition
Although the 1800 election marked a peaceful transfer of power after a contentious election, it did not herald the emergence of any notion of legitimate or loyal opposition. In fact, the outcome was preceded by rumors and threats of violent insurrection. Virginia threatened secession if Jefferson were not selected once the choice was thrown to the House of Representatives. Some of Jefferson's supporters indicated that if Jefferson were not the victor, they would call a new constitutional convention. The governor of Pennsylvania offered to muster 20,000 militia troops on Jefferson's behalf if Adams refused to vacate.Footnote 76 Jefferson told Adams that there might be violence if Federalists attempted to maintain Adams in the presidency.Footnote 77 Adams wrote, “civil war was expected.”Footnote 78
Once in control of the executive branch and the Congress, Jeffersonians continued to perceive Federalism as a dangerous aristocratic minority.Footnote 79 This perspective was evident in two ways. First, more extreme Jeffersonians like John Randolph, William Giles, and James Monroe called for the removal of Federalists from government altogether. Randolph interpreted the 1800 election outcome as a first step toward restoring the republic: “we think that the great work is only begun: and that without substantial reform, we have little reason to congratulate ourselves on the mere change of men.”Footnote 80 Second, moderate Jeffersonians like Madison, Pierce Butler, Alexander Dallas, and Albert Gallatin sought to absorb more accommodating Federalists, essentially cutting the extremes of both factions from political power.
Although Jefferson's inaugural claim—“We have called by different names brethren of the same principle. We are all republicans; we are all federalists”—suggests reconciliation, it should not be construed to imply the legitimacy of Federalism or party competition.Footnote 81 Jefferson's private statements regarding the suppression of party-based opposition were more apt: “Nothing shall be spared on my part to obliterate the traces of party and consolidate the nation if it can be done without abandonment of principle.”Footnote 82 Thus, the inaugural's theme did less to concede the legitimacy of Federalism and more to explore whether and how to bring Federalists into the Jeffersonian fold. The aim remained to do away with party rancor altogether; for Jefferson, the two groups could be “not so much reconciled as merged, and merged under his own standards.”Footnote 83
By 1803, rather than concede Jefferson's legitimacy, some Federalists considered seceding from the Union altogether.Footnote 84 Consideration of exit is, by definition, the clearest expression that the opposition is not granted governing authority.Footnote 85 John Quincy Adams wrote that the secessionist impulse was grounded in a fundamental mistrust of the Jeffersonian majority:
[T]he acquisition of Louisiana, although the immediate occasion of this project of disunion, was not its only, nor even its most operative, cause. The election of Mr. Jefferson to the presidency was … [I]t was the victory of professed democracy over Federalism… . The party overthrown was the whole Federal party,—the disciples of Washington, the framers and supporters of the Constitution of the United States.Footnote 86
The telling sentence—“The party overthrown was … the framers and supporters of the Constitution of the United States”—implies that Jeffersonians opposed the Constitution. The stakes of politics, given the illegitimacy of opposition, were correspondingly high.
Without achieving what Jefferson called his “most important object,” which was “to consolidate the nation once more into a single mass, in sentiment & in object,” politicians saw a future in which “parties will continue always equally to divide the nation; every Federalist will become a conspirator; every Republican will be a tyrant; and each general election will involve the hazard of a civil war.”Footnote 87 Both strategies—to remove Federalists or to absorb them “inducing the mass of the Federal citizens to make a common cause with [Jeffersonians]”—indicate the Founding generation's underdeveloped sense of legitimate or loyal opposition organized as a party.Footnote 88
How does this perspective toward opposition connect to the underlying logic of hostility toward judicial power? In his study of this period, Larry Kramer dismisses what he considers a semantic debate among historians and political scientists about whether Federalists or Jeffersonians were parties, because, in his estimation, they became so in spite of themselves:
It is when we focus on these concrete manifestations of party politics that we see the irrelevance of the endless debate among historians and political scientists about whether these first parties really were “parties” or really were a “party system” … However much they hated what they were doing, they did it. However much they longed to undo it, they failed. It may have taken until the 1840s or 1850s for modern attitudes about parties to develop. But the crucial practices of party politics—the use of stable institutionalized means to recruit candidates, organize campaigns, and arrange the government within to implement policy—were all in place by 1800. And it is those practices, however grudgingly followed, that mattered.Footnote 89
Still, distinguishing among parties, party systems, and partisanship and more fully considering the attitudes taken toward party and opposition are critical to understanding the ferocity of the Jeffersonian assault on the Court. Kramer does not address the conceptual shift in perception of opposition that had not yet occurred because he views the attack on the Court to be about the structural legitimacy of judicial review. This view is too narrow. A broad-based assault on judicial authority is a symptom of a more general dynamic of attack on opposition politics. The legitimacy of courts and the legitimacy of parties were thereby inextricably connected. To skim over the development of changing perspectives toward opposition is to lose sight of larger ideational developments in which anti-Court attacks were embedded.
By ignoring views toward opposition, accounts of this era's judicial politics have structured its anti-court hostilities—from the repeal of the Judiciary Act of 1801 through the impeachment of Samuel Chase—as about the legitimacy of judicial review and conflict among the separated powers of the federal government.Footnote 90 Nevertheless, Jeffersonians were not just attacking judicial review; they were attacking what they considered a repudiated opposition. They were attacking the very idea that the federal branches of government could be divided against themselves. They were motivated to maintain the image of unity that underlay the reticence of judges to contradict Congress and their plea to Washington to forestall such displays of disunity. Through a fuller accounting of this perspective on opposition, these hostilities can be understood not as attacks on the structural legitimacy of judicial review, the legitimacy of which had been conceded even by anti-Federalist Brutus, but about broader concerns regarding an opposition's right to rule.
II. f. Impeachments and Judicial Neutrality as a Second-Best Solution
Thus far, I have shown how Federalists saw open and stable opposition as a threat to civic stability, how Federalists understood judicial review as constitutionally provided, and how many anti-Federalists and Jeffersonians agreed on both counts. It remains to understand how these traditionally civic republican ideas about opposition and judicial review manifest themselves in an assault on judicial authority.
As reviewed above, the Framers' relocation of sovereignty with the people grounded the federal judiciary's legitimate authority in its potential to represent popular sovereignty. As such, with the elected branches, judges served as part of a unified regime that would steer the Constitution clear of civil strife. Under these assumptions, judges, Supreme Court Justice Samuel Chase foremost among them, took it as their role to speak out against Jefferson and his supporters. They saw his leadership, supported as it was by a party-like apparatus of Democratic-Republican clubs, as inimical to the Constitution. However, such public speech by judges would, for the Jeffersonians, constitute a repudiation of the victors of 1800. It would therefore, for the Jeffersonians, expose the open opposition considered so destabilizing.
As such, Jeffersonians saw the judiciary as an entrenched minority and internal threat, and they responded with various measures to bring it in line or at least ensure its silence, including impeachments. Federalists and Jeffersonians alike viewed the impeachment of Justice Samuel Chase as a stepping-stone toward impeaching Chief Justice Marshall. Jefferson is rumored to have commented, “Now we have caught the whale, let us have an eye to the boat.”Footnote 91
Representative John Randolph led the House prosecution of Chase on eight impeachment articles.Footnote 92 He sought to overwhelm Chase's defense: one article might stick.Footnote 93 That no article referenced Chase's elaborations on judicial review during the 1790s as problematic is particularly telling. For Jeffersonians, the exercise of judicial power per se was not the problem. A judiciary out of line with the popular will as demonstrated by the most recent election was.
Even as a majority voted to convict on numerous charges, Chase escaped conviction because no one article reached the supermajority threshold.Footnote 94 Voting patterns on the articles reveal that although Chase may have been acquitted, the initial vision of the judiciary, that is, as representative of popular sovereignty, had given way to a new idea of judges as removed from politics altogether. It is not clear that this construction was intended by Jeffersonians or Federalists. Rather, it appears to have been a seemingly unforeseen compromise that cooled tensions. It may explain why senators who voted for conviction expressed relief at the acquittal.Footnote 95
The vote on the Eighth Article of impeachment is telling. That article dealt with Chase's 1803 grand jury charge in Baltimore, which criticized the Jefferson administration and which framed the Repeal Act as a negation of the right to property. It received the most votes falling only four votes shy of the threshold for conviction. This was also the only impeachment article Jefferson had hinted at, suggesting that Jefferson was mainly concerned with Chase's espousal of what he considered to be repudiated Federalism, not that Chase exercised review. In other words, Chase should be silenced because he was, after 1800, unrepresentative of the peoples' will.
Put differently, the vote on Article Eight suggests an emerging consensus that judges should not be directly involved in politics. The article did not condemn Chase's views per se but rather his airing of those views in the context of his judicial capacity: “The Republicans did not denounce Chase's politics as illegitimate, but rather insisted that his office precluded his acting on those political views.”Footnote 96 Judicial independence was no longer constructed as independence from executive or legislative authority, but as being removed from politics altogether. The meaning of judicial independence was now conflated with an emergent notion of political neutrality. Even though judges had a long history of advising juries through grand jury charges such as Chase's offered in Baltimore, the impeachment suggested that new parameters were to be placed on the content of that speech. Thus, the impeachment rendered the judiciary depoliticized.
Imposing this construction of judicial neutrality was a second-best solution. If judges could no longer be reliably considered or compelled to become part of a unified federal regime, and if their behavior exposed an entrenched opposition that was potentially threatening to civic stability, then they must be kept separate from politics. They must be neutralized so as not to represent the will of an aristocratic minority, ensconced in their lifetime tenure, seemingly untouchable in the wake of the impeachment's failure. Hence, Jefferson's lament:
Having found, from experience, that impeachment is an impracticable thing, a mere scare-crow, [judges] consider themselves secure for life; they sculk [sic] from responsibility to public opinion, the only remaining hold on them … An opinion is huddled up in a conclave, perhaps by a majority of one, delivered as if unanimous, and with the silent acquiescence of lazy or timid associates, by a crafty chief judge, who sophisticates the law to his mind, by the turn of his own reasoning.Footnote 97
This passage suggests that Jefferson did not recognize the consequence of impeachment and acquittal. The impeachment, according one House manager, Caesar A. Rodney, was intended “to teach a lesson of instruction to future judges, that when intoxicated by the spirit of party, they may recollect the scale of power may one day turn, and preserve the scales of justice equal.”Footnote 98 That lesson, in effect, broached a compromise reshaping the role of judge and judiciary. As the compromise shook out, judges were held apart from the electoral branches, not only to depoliticize them, but also to render them less threatening to elected-branch unity. The concepts of judicial independence and political neutrality were conflated. Judges were to take on a countenance of detachment and neutrality and were stripped of their representative purpose.Footnote 99 If the acquittal suggests the decay of republicanism as an underlying political principle, namely that oppositional views were perhaps legitimate to the extent that they were considered unavoidable and should not be suppressed, they could still be legitimately expressed only in certain settings.
III. THE POLITICAL PARTY AND THE ASPIRATION TO UNITY: THE JACKSONIAN ERA
The Chase impeachment set an ideal of judicial independence as political neutrality, but it hardly resolved conflict with the courts. By highlighting that the federal judiciary could not be easily brought into alignment with the other branches, the impeachment began to unravel the presumption of regime unity, but it did not diminish the hope that unity could be achieved. As this section details, the presumption of unity and corresponding fears about consolidation against states' rights continued to color politicians' actions. Ideas about opposition also continued to evolve, however, and with them came a new attitude toward the judiciary.
The Jacksonian era (1828–1860) anti-judicial hostilities were not as explosive as those of the early Jeffersonian years. The era opened with President Jackson ignoring an adverse Supreme Court opinion, but it closed with the last Jacksonian, President James Buchanan, turning to the Court to solve the critical question looming since the Founding, that is, the status of slavery and, more generally, states' rights.Footnote 100 The Democratic presidential candidate in 1860, Stephen Douglas, relying on the Dred Scott ruling, argued that the Court could not be ignored thereby turning Jackson's position on its head and allowing Republican Abraham Lincoln to claim the Jacksonian tradition as his own.Footnote 101 Between these bookends, Democratic politicians appeared inconsistent in their dealings with the federal judiciary.
By ignoring the Court's ruling in Worcester v. Georgia, Jackson undermined the Marshall Court's legitimacy when it condemned the removal of the Cherokee Native Americans from Georgia. He later supported federal judicial authority against South Carolinian assertions to nullification, yet he repudiated the Court's decision in McCulloch v. Maryland when vetoing the recharter of the national bank.Footnote 102 Additionally, consider Martin Van Buren. As a senator from New York, he fought against a long-sought judicial reform bill, only to advocate its passage while vice president, and appoint additional Supreme Court justices by its provisions during his presidency. Then, when Buchanan praised the Court for “solving” the slavery question, Van Buren criticized the president and Chief Justice Taney as traitors to the Constitution.Footnote 103 Consistent principles are difficult to identify. Although calculations of immediate advantage undoubtedly play some role in explaining these inconsistencies, I contextualize them within evolving ideas about opposition to illuminate the overall coherence of Jackson and Van Buren's positions on judicial power.
As discussed in the previous section, scholars agree that Federalists and Jeffersonians maintained an underdeveloped sense of loyal opposition. The date demarcating when opposition was viewed as loyal, particularly as it manifest as ongoing two-party competition, has recently been re-evaluated.Footnote 104 Historians have continued to push the date of modern competitive party norms further out, taking note of the persistence of anti-party rhetoric by Jacksonian Democrats and, even more so, by Whigs.Footnote 105 They point to a conception of parties that was different from what came before but still distinct from a modern definition of parties as federated groups organized to win elections and advocate policy. Historian Gerald Leonard, for example, contends that Jacksonians conceptualized “a body called ‘the democracy’ and that the Constitution made the democracy sovereign. Party [was] … the institutional device by which the democracy might exercise its sovereignty in practice.”Footnote 106 Nevertheless, even as they embraced the permanence of political party, Jacksonian Democrats still “rejected party division within the democracy; and so they reaffirmed a kind of antipartyism … It is this idea—party as the embodiment of the undivided democracy—that has been largely missing from the historiography of party.”Footnote 107
I build on Leonard's observation by arguing that Jacksonian anti-party sentiment illustrates not only lingering discomfort with party competition but also deeper, if fading, civic republican concerns about the opposition's loyalty to the Constitution. I extend the revisionist scholarship to bring this stage in the development of politicians' ideas about party and opposition to bear on the question of how they would confront judicial power, that is, into matters of governance. I pay particular attention to Van Buren's explanation of Jackson's actions. For although Jackson's position toward opposition is similar to the Founders, Van Buren's accounts suggest a different perspective, leading to differences on whether and how to manipulate an oppositional Court. Thus, while it is difficult to claim a single principled logic underlying all of Jackson's actions toward judicial authority, it can nevertheless be suggested that they are more than purely instrumental.
III. a. Unease with Opposition and Jacksonian Views of Judicial Authority
Just as Jefferson's anti-judicial hostility is often summarized by his characterization of judges as “sappers and miners,” Jackson's hostility toward the judiciary is likewise summarized by his baiting of Chief Justice Marshall: “John Marshall has made his decision, now let him enforce it.”Footnote 108 Scholars have used these parallel statements to connect Jacksonian and Jeffersonian positions on the courts into a unified tradition.Footnote 109 Jackson's Bank Veto, which repudiated the McCulloch ruling, is taken as an emblematic Jeffersonian move. While Jackson's hostilities were more passive aggressive than Jefferson's—he tended to ignore the Court rather than attempt to dismantle and reconstruct it—they, in conjunction with congressional efforts in the late 1820s to repeal Section 25 of the 1789 Judiciary Act, create a sense that Jackson and his supporters were “vigorous critics of the federal judiciary.”Footnote 110
This characterization comports with the portrayal of Jackson's election as a trigger of realignment, just as Jefferson's election also is taken to have indicated realignment. Actions that broadly undermine judges of the old regime are taken to signify the larger dynamic of change heralded by the critical election of 1828.Footnote 111 Still, Jackson's position on the judiciary is never so clear-cut. Much is lost if we collapse differences between Jefferson and Jackson on the judiciary and view that position as a cyclical pattern of eternal recurrence. Jackson called the authority of the Court into question, but he did not go as far as Jefferson. Jackson did not support the doctrine of nullification that Jefferson hinted at in his Kentucky Resolution. Furthermore, Van Buren justified Jackson's relationship with the judiciary not only through the constitutional logic of presidential power—as Jefferson had in his letter to Adams—but through the extra-constitutional logic of the president as the leader of a permanent political party.
Jackson, like Jefferson, was no ardent foe of judicial review.Footnote 112 That Jackson never supported the effort to repeal Section 25, that he sustained the legitimacy of judicial review against South Carolina's nullification doctrine, and that there is no evidence of his supporting other anti-judicial legislation, which included measures limiting judicial tenure and requiring bench unanimity on constitutional questions, indicate that the standard take on Jackson as maintaining a Jeffersonian anti-judicial tradition goes too far.Footnote 113 Attention to perspectives on opposition and party help explain why this characterization misses the mark.
Jackson's response to the nullification crisis attested to his support for judicial review. South Carolinian protest of the tariffs of 1828 and 1832 emphasized the claim that states could reject federal law. They revived the themes of the Kentucky Resolution as well as rehashed an argument against the 1789 Judiciary Act's Section 25, which established Supreme Court review of state court decisions. In a message to Congress, Jackson rejected nullification; he argued that state governments had no authority to reject federal law except by seeking redress through federal courts. The alternative was tantamount to supporting disunion. He took note of South Carolina's failure to use available legal channels; that state “has not only not appealed in her own name to those tribunals under the Constitution and the laws of the Untied States but has endeavored to frustrate their proper action on her citizens by drawing cognizance of cases under the revenue laws to her tribunals.”Footnote 114
By referring South Carolina's grievance to the judiciary, Jackson supported a federal judicial role in reviewing state legislation. Therefore, Jackson's position toward judicial power cannot be credibly characterized as pure Jeffersonian redux. Still, the puzzle remains: if the judiciary was the proper branch in this case, why would Jackson ignore McCulloch and articulate in his veto of the national bank recharter bill a constitutional theory weakening judicial precedent? Why would Jackson refer South Carolina to the Court in 1833, implying that that outcome would be legitimate, but hold that when Maryland went before the Court in 1819, that outcome was not so?
Opportunistic flip-flopping is one answer. Perhaps Jackson sought to hold together his fragile coalition or aggrandize presidential power and doing so required supporting judicial authority in some circumstances and denying it others.Footnote 115 This explanation, although plausible, is decontextualized. It ignores evidence of Jackson's skepticism of opposition. Jackson shared the Founding generation's republican aspirations toward civic tranquility defined by its “demand for internal unity, social solidarity, and virtue.” This gave it “utopian dimensions.”Footnote 116 He was not an early supporter of Van Buren's idea of a permanent political party; he still clung to the notion of party as a harbinger of civic instability.Footnote 117 His depiction of supporters of nullification brings this underdeveloped sense of legitimate opposition to the fore. He renounced them as conspiratorial demagogues, as “unprincipled men who would rather rule in hell, that subordinate in heaven.”Footnote 118 Their “wickedness, madness, and folly … has not its paralel [sic] in the history of the world.”Footnote 119 Their leader, John Calhoun, was motivated by “unholy ambition.”Footnote 120 This language demonstrates all the markers of what Robert Burt has referred to as the Framers' search for “political unanimity,” which “was not simply rhetorical” and which “meant much more than grudging or temporary acquiescence by the losers.”Footnote 121 Jackson carried the Framers' “belief that all social conflict was polarized dispute.”Footnote 122 The republic's early politics operated under ideas linking opposition to instability, and Jackson's thought was structured by these assumptions.Footnote 123
Nullification undermined federal supremacy. The doctrine not only curtailed federal judicial power, but also, and more generally, would limit federal government's ability to maintain a semblance of legal uniformity among the states. More pointedly, the doctrine (as well as the contemporaneous efforts to repeal Section 25 of the 1789 Judiciary Act) laid bare the idea that opposition was intent on undermining the Constitution. Both nullification and the repeal effort would reset federal-state relations to a situation akin to that which prevailed under the failed Articles of Confederation. Thus, Jackson's incongruous positions of sometimes supporting and sometimes undermining judicial legitimacy can be made congruous by taking note of the republican desire to protect the Constitution from opposition, particularly on the question of maintaining a balance of federal and state power. On the question of a national bank's constitutionality, the Court claimed an unconstitutional level of federal power at the expense of the states. On the nullification doctrine, South Carolina claimed a degree of state power that threatened national unity. Moreover, on the Cherokee matter, the Court denied the legitimate state authority to regulate the liberties of its residents.Footnote 124
Martin Van Buren's explanation of Jackson's position toward judicial power is distinct from the constitutional claims made by both Jefferson and Jackson. This difference stems from Van Buren's position toward opposition politics and the purpose of political parties. As the next section explains, rather than ground presidential authority to interpret the Constitution in the framework of separation of powers, as Jefferson and Jackson had done, Van Buren went outside the Madisonian architecture. He positioned Jackson's authority as not only drawing on his executive position, but also on his popular authority, that is, on his position as party leader. Van Buren's explicit focus on political party as the basis for interpretive authority indicates a new development in ideas about the purpose of parties, on views toward stable opposition as it gains shape through parties, and on judicial power as it may represent an entrenched opposition.
III. b. Van Buren's Democratic Party as Permanent Constitutional Majority
If Jackson's perspective on opposition hearkens back to that held by many of the Founders, Van Buren's ideas present an epistemological break. Van Buren is an important figure in the development of party politics in the United States. His writings shed light on the developmental connections among changing ideas about the threat posed by opposition, the purpose of party, and the logic of confronting, ignoring, or otherwise manipulating the judiciary. He was recognized in his own time and by subsequent generations of historians as the founder of the Democratic Party. He has been called one of “the organizers/managers of American political life … who earned their way by their ability to conceptualize, establish, and run the machinery of politics and governing … [and who] took the lead among his contemporaries in remolding the political order …”Footnote 125
Van Buren is also considered the founder of modern American competitive party politics. He has been described as the “one individual [who] can be accorded the distinction of establishing permanent party competition in the United States … [and who] viewed party competition as a new ‘institution’ in the constitutional system that could help eliminate personal factionalism, manage electoral conflict, and prevent presidential elections from being decided by the House under the widely distrusted auxiliary plan.”Footnote 126 This depiction ascribes to Van Buren an intention to create two parties battling over policy within an agreed constitutional context.Footnote 127 Richard Hofstadter advanced this thesis when he characterized Democrats as “less fixed in their view of issues, considerably less ideological” than their predecessors.Footnote 128 Van Buren allegedly had a sensibility that moved past the Founders' “paranoid” politics of high constitutional stakes.Footnote 129
Van Buren did aim to maintain a party, which he referred to as the “Democracy.” He disparaged President James Monroe for undermining the unity that had marked later Jefferson's and Madison's administrations. By abandoning party divisions, Monroe was “doing openly all that a man … could be expected to do to promote the amalgamation of parties and the overthrow of that exclusive and towering supremacy which the republican party had for many years maintained in our national councils.”Footnote 130 Van Buren blamed the collapse of Jeffersonian dominance on Monroe's decisions to bring Federalists into his cabinet and to support aristocratic Hamiltonian fiscal policies.Footnote 131 Nevertheless, Van Buren considered opposition to be less threatening than many of the Founders had. For example, in an 1839 speech, he stated, “The constitution of man, and the nature of public questions … render a diversity of views … almost a moral necessity; and the conflict which such a division of sentiment invites, when it is divested of personal malignity, is by no means a public evil.”Footnote 132 So, opposition was a natural state of affairs. Still, acknowledging the naturalness of opposition is not the same as a clear intent to establish a permanent competitive two-party system with expectations of rotation in power among loyal, if opposing, factions.
Van Buren's wariness toward a stable opposition capable of periodically winning power is evident in his constructions of political history. For Van Buren, history was a static narrative of a permanent majority defending the Constitution against an aristocratic minority seeking to undermine it.Footnote 133 This division characterized the Revolution, the constitutional ratification debate, and all of the 1790s.Footnote 134 Whereas some politicians attributed the Federalist-Jeffersonian divide “to causes which had either become obsolete, or been compromised by mutual concession—such as the early difficulties growing out of our relations with Great Britain and France, the expediency of a navy, or similar questions,” Van Buren contended that it centered on support for the Constitution and thus remained fundamental and perpetual. Federalists and Whigs, which Van Buren referred to collectively as Hamiltonian, aimed “to absorb … all power from its legitimate sources, and to condense it in a single head”; anti-Federalists, Jeffersonians, and Democrats were “laboring as assiduously to resist the encroachments, and limit the extent of executive authority.”Footnote 135
Although Federalists won popular assent to the Constitution, anti-Federalism, according to Van Buren, had always been the sentiment of the majority. If Federalism meant vigilance against consolidation of national power, then a “signal perversion of the true relations between party names and party objects” had developed.Footnote 136 Federalism misrepresented itself. The “true federalists” were “a single misnomer … immediately after called anti-federalists.”Footnote 137 Federalism was disloyal to the extent that, in Van Buren's words, its “influential and leading men forgot that the administration did not, in point of fact, represent the political opinions in respect to the proper uses and spirit of governments in general of a majority of the people.”Footnote 138 This perversion was made manifest in the promotion of Hamilton's fiscal policy through undemocratic mechanisms, particularly by turning to the Court.Footnote 139 Van Buren held that Federalist constitutional claims had “been adjudged erroneous and unjust by the judges in the last resort—the people themselves.”Footnote 140
Even as Van Buren conceded the inevitability of stable and perpetual opposition, potential rule by this aristocratic Hamiltonian minority epitomized constitutional collapse. When he made this claim, Van Buren's civic republican assumptions are at their most transparent. He criticized the “old Federal party and its successors for their persevering efforts to destroy the balances of the Constitution.”Footnote 141 Hamiltonian policy positions, therefore, represented the interests of a permanent aristocratic minority always defined as anti-constitutional. Hamilton “designedly gave it [the Constitution] construction, in cases where he deemed that course necessary to the public interest, in opposition to what he knew to have been the intentions of the Convention.”Footnote 142 For Van Buren, the policy disputes of the 1790s were illustrative:
if the Constitution had been upheld in good faith on both sides partisan contests must of necessity have been limited to local or temporary measures and to popular excitements and opposing organizations as shifting and short-lived… . But Hamilton took especial care that such halcyon days should not even dawn on the country. He had a riveted conviction … that the Constitution must prove a signal failure, unless it could be made to bear measures little dreamed of by those who made and had adopted it.Footnote 143
Political conflict could not be based on policy conflicts within an agreed constitutional framework because Hamilton had turned against that framework. Partisan debate could not be on “evanescent measures” in which adherence might shift among multiple fluid factions. That vision was the “halcyon” dream precluded by entrenched opposition.
In short, although opposition could not be eliminated, it remained anti-constitutional in nature. It remained a harbinger of civic instability. Van Buren's remedy was different than Madison's and Jefferson's. Van Buren did not entertain Jefferson's hope of “consolidate[ing] the nation once more into a single mass, in sentiment …” and thereby eradicate divisions.Footnote 144 Like Madison, Van Buren contended that opposition could be managed, but Van Buren's management solutions were fundamentally different from Madison's.Footnote 145 According to Van Buren, Madison's solution of separating powers failed to guard against aristocratic corruption and denial of the popular will. Nowhere was this clearer than in the election of 1824 in which the people were denied their choice.Footnote 146
Even as Jackson gained a plurality of the popular vote, the House selected Quincy Adams, who Van Buren considered to be part of the aristocratic minority inclined to manipulate the Constitution to support consolidating power with the national government. Thus, for Van Buren the Madisonian system failed to guard against corruption—expressed in the House selection—of the aristocratic minority faction. The election of 1824 provided Van Buren with the opportunity to reconceptualize the source of and solution to political corruption; it provided the opportunity for an entrepreneurial reformulation of the meaning of party such that a permanent party was now needed to secure the Constitution.Footnote 147 Leonard argued, “[P]oliticians could not just state the obvious: that organization of party was an effective way to advance an agenda. Everyone knew that; yet, party remained out of bounds as ultimately inconsistent with popular sovereignty and confederated government.”Footnote 148 Party's meaning had to be transformed given new realities, that is, the persistence of an aristocratic corrupt minority.
For Van Buren, his Democracy and the Hamiltonian faction were not two equivalent parties espousing different, but valid interpretations of the Constitution. Their interpretations could not be equally legitimate if one was nothing but the agenda of a permanent aristocratic minority faction. For Van Buren, Federalists and Whigs were merely “[c]onstructed principally of a network of special interests” and “the policy of their leaders has been from the beginning to discountenance and explode all usages or plans designed to secure party unity, so essential to their opponents and substantially unnecessary to themselves.”Footnote 149 Federalist policies “rested upon substantial principles,” a phrase that Van Buren used derisively to indicate the support of substantive ends regardless of the procedures used to achieve them.Footnote 150 The Democracy lacked “substantive” policy aims, seeking only to promote the proceduralism of states' rights and popular sovereignty through the mechanism of majority rule. Since the Democracy did not espouse substantive ends, Van Buren maintained that it could not resort to the demagogic persuasive impulses of the aristocratic faction.
The minority was “desirous to bring every usage or plan designed to secure party unity into disrepute with the people” and to be so hypocritical as “to have adopted it themselves” when “they have found such usage too strong to be overthrown for the time being … only to return to their denunciation of it after every defeat.”Footnote 151 So, Van Buren not only defined the opposition as not a party equal in stature and aim as his Democracy, but also by the terms of civic republican antipartyism. Hamiltonianism, Federalism, and Whiggery, all of which Van Buren considered the same, were nothing more than a faction succumbing to personal glory and seeking particular outcomes at the expense of democratic procedures.Footnote 152 Precisely because Van Buren's Democracy represented the abstract commitments of the Constitution, it needed institutional mechanisms—the caucus, the platform, and so on—to ensure that personality was subservient to party; the platform, not the candidate, would matter.Footnote 153
In summary, by defining opposition in static terms and by linking the majority with constitutionalism, Van Buren reworked the Founders' fear of the permanent party. Party was no longer the cause of civil strive and constitutional collapse but the means to civic stability. Party functioned to this end because it was, for Van Buren, the institutional embodiment of the Constitution's procedural commitments. It espoused the principle of states' rights, which Van Buren set against the consolidationist aims of the aristocratic minority. It would operate under a set of democratic rules, for example, a convention and nomination system organized by majority rule.
Therefore, Van Buren's tolerance for opposition should not be conflated with an intention to establish a two-party system that conceded loyal opposition. His notion of the purpose of party and his idea of opposition as natural and unavoidable does move beyond most of the Founding generation. Still, his language justifying his institutional innovation reveals the extent to which he remained steeped in republican apprehension of opposition and concerns about civic instability.Footnote 154
III. c. Van Buren's Party-based Justification of Jackson's Relations with the Judiciary
If politicians fear opposition as a harbinger of civil strife and maintain that it could be successfully suppressed if not eliminated entirely, and if opposition is entrenched in the judiciary, then one would expect tactics that broadly undermine judicial authority. Hence, the more extreme Jeffersonians sought a wide definition of impeachment for Federalist judges and justices even after the Supreme Court acquiesced to Jeffersonian demands. If, however, opposition were considered a permanent character of the political landscape yet also considered manageable—as Van Buren stipulated—then more passive measures, such as ignoring judicial rulings by that opposition, might be a preferred approach until that opposition could be replaced.
Because Van Buren's Democracy, by definition, was synonymous with the Constitution and always represented the majority, judges whose rulings supported Hamiltonian or opposition principles undermined constitutional commitments. In Van Buren's framework, these judges would necessarily be members of the aristocratic faction supporting particular substantive policy aims at odds with the Constitution. However, if the judiciary were brought into alignment by nominating members of the constitutional party, then judicial interpretation would maintain the Constitution as much as extra-judicial power. Unitary leadership would be achieved. In effect, Van Buren set his single constitutional party above the federal branches as a defender of the Constitution, which made strategic sense if realities on the ground demonstrated the branches to be susceptible to political corruption.
With this understanding of how Van Buren linked together his party with the Constitution and civic stability, his justification of Jackson's veto of the recharter of the national bank can now be read as neither opportunistic nor promoting executive supremacy. Instead, it flows from his conception of Jackson's unique role as a leader of the permanent constitutional majority, as leader of the Democratic Party. The Bank Veto struck down legislation, and was, in its most immediate form, a conflict with Congress. However, when Jackson vetoed the Bank bill, he did not restrain himself to policy-based objections enunciated earlier by Madison's veto of the Bank.Footnote 155 Instead, he made a constitutional claim, viewing the Bank question not as a matter of fiscal policy but of constitutional meaning, thereby calling into question the bounds of legitimate judicial authority. Van Buren contended the constitutional claim was justified, as he saw the Bank as a tool of the aristocratic Hamiltonian minority. As an institutional form, the Bank violated Democratic Party principles and, what were synonymous, the Constitution's own principles.Footnote 156
In his veto, Jackson countered the determinacy of judicial interpretation: “The opinion of the judges has no more authority over Congress than the opinion of Congress have over the judges, and on that point the President is independent of both.”Footnote 157 This assertion follows from Jackson's claim that “each public officer who takes an oath to support the Constitution swears that he will support it as he understands it, and not as it is understood by others.”Footnote 158 Jackson wrote, “[I]t is maintained by the advocates of the bank that its constitutionality in all its features ought to be considered as settled by precedent and by the decision of the Supreme Court. To this I cannot assent.”Footnote 159 Jackson's distinction between legislative and judicial precedent suggests a more robust understanding of each branch as engaged in constitutional interpretation. However, it also suggests that judicial power per se was not the direct or only target of the veto.
Rather, the direct target was consolidation of power in the hands of the federal government and a particular manifestation of that consolidation as Hamiltonian fiscal policy. That policy, in Jackson's view, not only threatened the balance of federal and state power, but had also been advocated by an aristocratic minority. The president, as representative of the Democracy, was obligated to oppose it. The logic paralleled that offered by Marshall in Marbury v. Madison and Jackson's own logic underlying his reaction to Worcester v. Georgia. Just as the Court must not abet what it considered an unconstitutional act thereby forcing it to commit a necessarily unconstitutional act, the president must not either.
Jackson's language is Jeffersonian, and Senator Daniel Webster criticized that laying responsibility for constitutional interpretation in so many hands would create chaos: “If the opinions of the President be maintained, there is an end of all law and all judicial authority.”Footnote 160 In his rebuttal, Webster devoted three pages to judicial authority to interpret the Constitution and seventeen pages on legislative precedent.Footnote 161 His speech reveals that Congress too made a constitutional claim: the Bank had been agreed to by both chambers of Congress, the Court, and former presidents.
It is true that each branch of the legislature has an undoubted right, in the exercise of its functions, to consider the constitutionality of a law proposed to be passed. This is naturally a part of its duty, and neither branch can be compelled to pass any law, or do nay other act, which it deems to be beyond the reach of its constitutional power. The President has the same right when a bill is presented for his approval for he is doubtless bound to consider, in all cases, whether such bill be compatible with the Constitution, and whether he can approve it consistently with his oath of office.Footnote 162
Quoting Webster in his Inquiry, Van Buren saw the senator as conceding that constitutional interpretation was not the sole province of the judiciary.Footnote 163 For Van Buren, Webster agreed that Jackson could and did interpret the Constitution: “That in all this [Jackson] was perfectly right, it will be seen even Mr. Webster, latitudinarian as he was, did not venture to controvert.”Footnote 164
According to Van Buren, Jackson's interpretive authority did not negate judicial review; it did guard against judicial supremacy. The courts would interpret law, but Jackson could not allow a ruling to have ultimate authority when determining “the true meaning of a doubtful clause of the Constitution.”Footnote 165 For Van Buren, that power resided with the popular majority, which he defined as always synonymous with the Democracy. As such Van Buren quoted Senator White's defense of the veto: “Each of the departments is the agent of the people … and where there is disagreement as to the extent of these powers, the people themselves, through the ballot-boxes, must settle it.”Footnote 166 Van Buren praised this statement as “the true view of the Constitution” and the perspective of “the founders of the Democratic party.”Footnote 167
For Van Buren, Webster's response conflated Jackson's veto with Jeffersonian ideas. However, Van Buren distinguished Jacksonian from Jeffersonian claims to constitutional interpretative authority. This distinction is evident in Van Buren's critique of the veto message as substantively correct, if intemperate and exaggerated. He noted that although it was “open to my inspection,” he had “little direct agency in its construction.”Footnote 168 This caveat is important as Van Buren narrowed Jackson's seemingly Jeffersonian assertion that “each public officer” must interpret the Constitution as “he understands it.” Opponents, like Webster latched onto that phrase to undermine its legitimacy. Van Buren agreed. Still, he contended that the emphasis on Jackson's phrase amounted to “gross perversions of his message.”Footnote 169 Such Jeffersonian sentiments were, according to Van Buren, merely “unguarded words.”Footnote 170
So while Van Buren defended the veto by noting of the three federal branches that “they each have the right, and it is the duty of each to judge for themselves in respect to the authority and requirements of the Constitution, without being controlled or interfered with by their co-departments,” he simultaneously repudiated Jeffersonian departmentalist implications that would undermine federal supremacy.Footnote 171 If “each public officer” could interpret the Constitution, that meant that state legislators, state courts, and state governors were set on equal interpretative footing to authorize or construct constitutional meaning. For Van Buren, the Constitution's federal supremacy clause denied this possibility, and therein lies the constitutional interpretive distinction between Van Buren and Jefferson. The Jeffersonian claim of the Kentucky Resolution, which seemed reiterated in what Van Buren called Jackson's “unguarded words,” was “too preposterous for credulity itself to swallow.”Footnote 172 Judicial review was appropriate to maintain federal supremacy over the states.
Presidential authority and federal supremacy were connected through the political party, for Van Buren had conceptualized his party as the permanent static national majority. Like Jefferson, Van Buren grounded Jackson's authority to interpret the Constitution in the unique nature of the executive oath of office: “To single out one department from the rest by placing its incumbent under a special oath … and then to make it his duty to obey the directions of another in that very function, absolutely and unconditionally, would … be going quite as far in that direction as the character of any people for justice and wisdom could bear.”Footnote 173 However, he went further. He grounded that authority in the unique position of the president as “the only officer, except the Vice-President, who is chosen by the whole people of the United States,” and by extension as the Democracy's leader, because that party is always the majority.Footnote 174
So not only did the vertical hierarchy of federalism follow from the Constitution, but the president's position as party leader and representative of the whole Democracy set his interpretive authority above that of the state officers. The horizontal separation of powers was an altogether different matter. To deny extra-judicial interpretation and claim judicial supremacy would, for Van Buren, render the executive branch and the legislative officers as “ministerial officers only” such that they are “bound, at every important step, to look to the judiciary for guidance, and if they omit to adopt its decisions … they do so at their peril.”Footnote 175 By this logic, as leader of the Democracy and as personification of those principles, Jackson was obligated to act against McCulloch, but not to claim that the president simply could interpret the Constitution as he saw fit.
According to Jackson's opponents, the President's refusal to support the Court on the Cherokee case and Bank question confirmed that he demeaned judicial power at the expense of states' rights.Footnote 176 Nevertheless, Van Buren turned that argument on its head, viewing the opposition as an aristocratic faction forsaking the Constitution in a desperate attempt to secure its policy objectives through the only means available, judicial supremacy. For Van Buren, recourse to judicial supremacy followed from Hamiltonianism because only by avoiding the elected branches could the Constitution be twisted in favor of minority aims. He defined judicial supremacy as “so clearly anti-republican in its character and tendencies” that it had to be “long kept on foot under a system so truly republican as ours.” Its rationale, according to Van Buren, drew on the aristocratic distrust of democracy, which “proceeded the most tenacious of our party divisions” and which was fundamentally “an inextinguishable distrust, on the part of numerous and powerful classes, of the capacities and dispositions of the great body of their fellow-citizens[.]”Footnote 177 Fundamentally, the aristocratic recourse to judicial supremacy stemmed from the dichotomous nature of politics. The minority opposition, although natural, posed a fundamental threat to the Constitution's integrity. Not only did it advocate substantive measures that the people did not support, it aimed to achieve those measures through mechanisms and means that were fundamentally undemocratic.
For Van Buren, as for Jefferson, presidential constitutional interpretation would secure the republic against an opposition if it were entrenched in another branch, but the Jeffersonian and Van Buren logics are distinct. Van Buren advocated a permanent party whereas Jefferson did not. Party would be an instrument to protect the Constitution. Van Buren's party-based presidential authority to interpret the Constitution, then, is grounded in a fundamental discomfort with opposition if the underlying assumption is that only one constitutional party should and would exist. Multiple valid interpretations of the Constitution are not contemplated.
Van Buren's assessment of Jackson's relations with the judiciary constitutes a civic republican partyism. Jackson could not, in Jeffersonian fashion, simply disagree with the Court on his own executive authority. However, he nevertheless had the right and responsibility to disagree when judicial rulings were antithetical to constitutional commitments, which Van Buren defined as synonymous with his Democracy's commitments. Jackson's authority to interpret the Constitution was channeled through his position as party leader, that is, as leader of the perpetual majority. He was charged with protecting the Constitution to combat an opposition always defined as anti-constitutional. Jackson's seemingly opportunistic positions toward judicial power were therefore unified, in Van Buren's eyes, by an underlying civic republican motivation to stamp out this threat and to maintain the Constitution against the encroachments of an aristocratic minority. Van Buren had simply institutionalized the majority as a constitutional party.
The connection between party and anti-judicial hostilities during the Jacksonian era becomes explicit when we interrogate how politicians understood the purpose of their parties in their own time. As long as the Democratic Party was considered synonymous with the majority, and the distinction between majority and minority was based on the former supporting the Constitution and the latter not supporting it, judicial rulings could be framed as fundamentally anti-constitutional and thereby threatening to civic stability. By focusing on Van Buren's underdeveloped sense of the opposition's right to rule, on his advocacy of a new institutional solution to manage that opposition, and on his inherited presumption of federal branch unity, I have identified a justification of Jackson's position toward the judiciary that is neither wholly anti-court nor purely opportunistic.
III. d. Failure to Repeal Section 25: Securing Federal Supremacy, Not Supporting the Court
During Jackson's presidency, the House took up legislation to repeal Section 25 of the 1789 Judiciary Act. Section 25 stipulated that the Supreme Court could review the decisions of state supreme courts that implicated federal law.Footnote 178 The Supreme Court had adjudicated the statute's constitutionality, and it found the jurisdiction granted to be not only appropriate, but required by Article III's stipulation that the judicial power “shall be vested in one supreme court” and that that power “shall extend to all Cases … arising under this Constitution.”Footnote 179 Repeal of Section 25 would not only eliminate federal review of state law that might be in conflict with federal statute, but because cases involving federal law often began in state courts, the Court would have limited ability to adjudicate the status of federal law entirely.Footnote 180
The majority of the House Judiciary Committee supported its repeal.Footnote 181 Representative James Buchanan authored a minority report, which has been credited with significant persuasive power.Footnote 182 However, it is more likely that because the committee was overwhelmingly Southern in its composition, the majority report was unrepresentative of the broader Jacksonian coalition.Footnote 183 Southern Jacksonians tended to be the most anti-judicial wing of that coalition. However, more so than simply anti-judiciary, these leaders tended to be concerned about the expansion of federal power at the expense of state sovereignty. Section 25 was construed as emblematic of that drive toward consolidation. As such, the failure of the repeal effort reveals more about perceptions of federal power than about deference to judicial authority or to the 1789 Judiciary Act per se.
The principle of legislatively conferred jurisdiction was sound doctrine throughout the antebellum era. Judicial authority was considered to rest on congressional assent. The Court recognized this in Wiscart v. Dauchy in 1796: “If Congress has provided no rule to regulate our proceedings, we cannot exercise appellate jurisdiction.”Footnote 184 As late as 1850, Justice Grier articulated the principle that judicial power was soundly grounded in congressionally authorized jurisdiction granting: “Congress is not bound to enlarge the jurisdiction of the Federal courts to every subject, in every form which the Constitution may warrant.”Footnote 185 As for jurisdiction stripping, Justice Peter Daniel emphasized in Cary v. Curtis (1845) that Congress could withhold jurisdiction if doing so “may seem proper for the public good.”Footnote 186 Therefore, repealing Section 25 was procedurally consistent with congressional prerogative stipulated in Article III.Footnote 187
However, by repealing that particular provision the entire logic of federal supremacy would collapse. The repeal embodied the same logic as Jefferson's Kentucky Resolution. The House Judiciary Committee's report “denied that the judicial department of the Federal Government, or all the departments of that Government conjointly, were empowered to decide finally and authoritatively, in questions of sovereignty, controversies between a State and Federal Government.”Footnote 188 In other words, the report took aim at the federal government as a threat to state sovereignty, not at an allegedly countermajoritarian judiciary against the elected branches. As such, repealing Section 25 would severely limit federal authority over the states, with potential implications of weakening congressional authority as much as federal judicial authority. Therefore, the repeal effort's failure can be explained without referencing a normative desire to secure the design of the Founding generation or a normative desire to defer to judicial authority more generally.Footnote 189 Most members of Congress would tend not be interested in curtailing their own power.Footnote 190
III. e. Jacksonian Bench Expansion: Party Appointment, Not Partisan Appointment
Jackson signed onto increasing the Supreme Court bench from seven to nine justices in March of 1837, just before Van Buren took office.Footnote 191 Counterfactually, Jackson could have supported the primary alternative to the bench expansion, which had been debated extensively in Congress since at least 1826, namely downsizing the Supreme Court and divorcing Justices from circuit-riding responsibilities with a corresponding new layer of federal courts. However, adding more justices did the least to disturb the existing structure. It is likely that as the first Western president, Jackson wanted to resolve quickly and before he left office the matter of judicial coverage to those Western states lacking full access. Furthermore, the alternative was tainted by its resemblance to the Judiciary Act of 1801, passed at the end of John Adams' term. Also, expanding the Supreme Court bench no longer carried with it the possibility of an entrenched opposition. By 1837, Jacksonians held the presidency, the Senate, and the House of Representatives. Van Buren could contend that his constitutional party had wrested control of the federal government from the aristocratic minority. Party discipline achieved unified federal government.
Given Jacksonian assumptions—evident in Van Buren's writings—about the opposition's right to rule, the stability of the Constitution, and aspirations toward regime unity, it would be a mistake to consider the Judiciary Act of 1837 a strategic attempt to pack the Court with partisan supporters. The act did not aim to achieve partisan entrenchment in the judiciary as we might define the concept in the contemporary sense, but “party appointment” within Van Buren's framework that conflated majority and party.Footnote 192 This distinction is important. As long as the “Democracy” remained in control—which it would, according to Van Buren, through his various innovations and which it must because the opposition was by definition a minority faction—bench expansion could not turn constitutional interpretation toward the aspirations of the Hamiltonian minority. By the framework of Van Buren's party theory—which rested on the twin presumptions that the federal branches would remain unified and that the minority would not regain the reigns of power if party discipline were sustained—judicial power in and of itself posed no clear threat to popular sovereignty or states' rights. Party unity would secure appointment of judges who adhered to those principles. Van Buren contended that he had found the institutional solution to manage opposition, to maintain the government in the hands of the constitutional majority, and to achieve the presumption and aspiration that stemmed from republican ideals, namely unity among the federal branches.
If in 1805 judicial independence as political neutrality was a second-best solution, by 1837, under the assumption that the permanent party would eliminate opposition from governance, federal branch unity could be achieved. The three branches would thereby constitute the dream of unified constitutional leadership instead of division between an entrenched minority aristocratic faction and a majority constitutional party. John Calhoun conceded this unitary objective in his battle against federal consolidation: “judges are, in fact, as truly the judicial representatives of this united majority, as the majority of Congress itself.”Footnote 193 Judges and elected branches were aligned. For Calhoun, who advocated both repeal of Section 25 and nullification, this view of the branches was troubling; for Van Buren, it was the realization of stability that eluded the Jeffersonians.
III. f. Judges as Disloyal Opposition: Van Buren on the Dred Scott Case
By Van Buren's logic, if judges were adherents to the principles of the Democracy, their rulings would pose no threat to the Constitution. Judicial power per se was not the cause for concern. Opposition in the judiciary was. Party discipline had minimized the threat. Ultimately, to Van Buren's dismay, even getting judges on the Supreme Court bench did not succeed in eliminating the aristocratic minority faction from a seat within governance. However, Van Buren maintained that this result was not because his ideas were flawed. Rather, he contended that the judges appointed turned out to be clandestine Federalists, members of the aristocratic minority who had long hid their true proclivities. Nowhere is Van Buren's frustration clearer than in his interpretation of Chief Justice Taney's ruling in the Dred Scott case.
Van Buren concurred in Chief Justice Taney's interpretation that the Founders never meant to extend citizenship to individuals of African descent, but Taney went too far.Footnote 194 According to Van Buren, the chief justice could have ruled against Dred Scott's claim by arguing that while Mr. Scott had traveled to federal free territory, as defined by the Northwest Ordinance, by returning to the slave state of Missouri he essentially re-enslaved himself. However, Taney's ruling reached beyond this narrow—if still morally reprehensible—construction to declare that states could not define the bounds and terms of citizenship.
According to Taney, “It is very clear, therefore, that no State can, by any act or law of its own, passed since the adoption of the Constitution introduce a new member into the political community created by the Constitution of the United States.”Footnote 195 Taney distinguished between state citizenship and national citizenship. National citizenship, based on the privileges and immunities clause, was quite broad for Taney. No citizen of one state could be denied the privileges and immunities if they resided in another. However, the status of blacks could not fit within this paradigm. It did not make sense, according to Taney, that representatives of slave states during the Constitutional Convention would have intended to provide rights to blacks at a national level that they would simultaneously deny them within the boundaries of their own states.Footnote 196 He relied on the constitutional ban on the international slave trade in 1808 and on the clause stipulating the return of property to illustrate that “the negro class” was considered “a separate class of persons … not regarded as a portion of the people or citizens of the Government then formed.” Therefore, regarding the privileges and immunities clause, “it is impossible to believe that these rights and privileges were intended to be extended to them.”Footnote 197 Put differently, according to Taney, not only were blacks not historically citizens, but no state could confer citizenship status on them. Doing so would imply coverage by the privileges and immunities clause. Intent to provide such coverage was implausible given the existence of slave states. If blacks were not citizens at the time of the Founding, they could never be citizens because no state had the authority to alter the boundaries of national political community established by the Constitution, and state citizenship of blacks would have that effect by virtue of the privileges and immunities clause.
Denying states the right to determine citizenship status was the ruling's real violence according to Van Buren. Taney had rejected the fundamental principle of states' rights underlying the Democracy and thus underlying the Constitution. The chief justice denied the states' sovereign right to engage in majoritarian processes to determine whether it would allow slavery within its borders. In theory, Taney's ruling decimated the logic of states' rights, popular sovereignty, and majority rule. In practice, it invalidated the Kansas-Nebraska Act of 1854, which allowed states to rely on mechanisms of popular sovereignty to determine their slave or free status.
For Van Buren, the Kansas-Nebraska Act was not just another attempt by Congress at a policy compromise to avoid the slavery question. It was instead the ultimate expression of Democratic procedural majoritarianism and thus the embodiment of the Democratic Party's key principle.Footnote 198 By denying the constitutional legitimacy of the majoritarian processes agreed to by Congress, Taney abandoned the fundamental principles of Van Buren's Democracy. In the context of this betrayal, Van Buren saw the downfall of his party:
The Democratic party, always before the able and zealous defender of the Constitution … had entered upon a path which leads directly and inevitably to a revolution of the Government in the most important of its functions—a revolution which would in time substitute for the present healthful and beneficial action of public opinion the selfish and contracted rule of a judicial oligarchy, which sympathizing in feeling and acting in concert with the money power, would assuredly subvert the best features of a political system that needs only to be honestly administered to enable it to realize those anticipations of our country's greatness …Footnote 199
For Van Buren, Taney, a Democrat, had turned on the Constitution just as Hamilton had earlier done so. How could Van Buren explain this invalidation of a congressional measure given that Taney was appointed by Jackson? Van Buren fell back on the republican construction of opposition as a constitutional threat. The answer was that Taney had always been a Federalist.Footnote 200
Van Buren went to great lengths to illustrate Taney's Federalist leanings noting, “He had occupied a distinguished place in the Federal ranks to an advanced period in his professional life.”Footnote 201 He characterized the judiciary, by its very construction, as supportive of sentiments that tend to aristocratic Hamiltonianism. It would be unreasonable, posited Van Buren, to expect Taney to be “insensible to the esprit du corps which had long prevailed in and around that high tribunal” and which Van Buren ascribes to Marshall's long tenure.Footnote 202 Taney extended himself in an unnecessary and illegitimate direction by asserting judicial supremacy: “To add a deeper shade to this trespass upon the time-honored creed of the Democratic party, the anti-Democratic doctrine was conveyed to the public in a form professing to be a necessary adjudication in the regular course of the administration of justice, whilst it is … an extrajudicial opinion, voluntarily and not necessarily delivered …”Footnote 203 Taney, Marshall, and Hamilton were all part of an aristocratic minority hell-bent on undoing the Constitution.
As for President Buchanan's support for the Dred Scott ruling, Van Buren simply characterized the president as not a true Democrat as well: “For the first time since [the party's] ascent to power in the Federal Government, two of the three great departments, the Executive and the Judicial, are presided over by gentleman who … had not been bred in its ranks but joined them at comparatively advanced periods in their lives, and with opinions formed and matured in an antagonistic school.”Footnote 204 Although Buchanan had been a Federalist in the early years of the century, his support for killing the national bank placed him firmly in the Jacksonian majority.Footnote 205 However, Van Buren clung to Buchanan's repudiated past association. Assertions or actions by party members contradicting core Democratic principles could only be understood as anti-constitutional; they must be members of the permanent minority opposition. Van Buren did not recognize Buchanan's strategic deference to Taney as a means to avoid accountability. His party theory obstructed him from doing so; it only indicated that Buchanan was a member of the minority opposition.Footnote 206 So, Van Buren embraced multiple sources of constitutional interpretation—president, Court, Congress, and party (although not the states)—but the legitimacy of only one.
Thus, for Van Buren, the cause of civil unrest in the 1850s was not that the slavery issue was politically untenable, but that Federalist Taney invalidated the political resolutions and that the Federalist Buchanan had supported him in doing so. Moreover, just as he denigrated members of Monroe's cabinet, Van Buren now disparaged those in Buchanan's cabinet as not true party members only “profess[ing] to belong to the Democratic party until after their appointment and election to their present posts.”Footnote 207 Van Buren was boxed into a corner by the parameters of his own civic republican distrust of political opposition. In other words, once Buchanan and Taney embraced principles of the minority opposition they began to unravel the union.
IV. CONCLUSION
By attending to the antebellum era's political context, particularly how leading politicians strove for regime unity given their civic republican apprehensions about stable opposition, a new perspective on hostilities toward courts and judges can be gained. Existing scholarship has framed hostilities toward courts and judges as a recurring theme of American politics, as the manifestation of an engrained structural countermajoritarian difficulty. By contrast, I have put forth a developmental argument that reaches beyond constitutional structure to incorporate changing ideas over time.Footnote 208 In so doing, I have highlighted presidents' direct engagement in altering the terms of politics in which they find themselves leading. With this developmental perspective, we might begin to articulate alternatives to theories that link presidential-judicial relations to electoral realignment, a paradigm that has come under scrutiny in recent years.Footnote 209 We might also move past focusing on democratic deficiencies posed by judicial review, an assessment that did not accurately characterize perceptions of the judiciary during the early republic.
Anti-judicial hostilities of the Jeffersonian and Jacksonian periods were not primarily animated, at least at the presidential level, by concerns that review by unelected judges was illegitimate. Instead, each operated under the presumption of regime unity that understood constitutional conflict to be between the federal government and the states, not among the federal branches. This assumption flowed from civic republican notions of healthy politics and civic stability. Unable to achieve this unity, Jeffersonians transformed the meaning of judicial independence through the Chase impeachment. It came to signify not merely independence form corrupt executives or legislators, but independence from politics altogether.
The differences in the hostilities of these periods are brought to light when the development of the political party, particularly as it captures ideas about stable opposition, is taken into consideration. For Jackson and Van Buren, the dream of federal regime unity did not die. Van Buren saw the political party, his “Democracy,” as a means to achieve what eluded his Jeffersonian fathers. Van Buren reimagined the meaning of party to be the source of, rather than the threat to, unity. By arguing that his Democracy always represented the majority, that the majority always supported the Constitution, and that the president was the sole national representative of this constitutional majority, Van Buren could ground three subsequent claims. First, he could tautologically frame his political party as the sole supporters of the Constitution. Second, he could frame the opposition as something less than a party, that is as an aristocratic minority faction, and, as such, necessarily anti-constitutional. Third, he could position the president as holding the legitimate authority to interpret the Constitution while also undermining the Jeffersonian notion that representatives of state governments could likewise do so. The president's unique position as representative of the national perpetual majority maintained both his interpretive authority and federal supremacy.
This unique construction of a single constitutional party was emblematic of civic republican assumptions about the dangers of stable opposition. It represents an intermediary stage in the development of party politics from the anti-party founding to the stable two-party politics after the Civil War. While the notion of a single constitutional party enabled Van Buren to maintain an aspiration for unity and civic tranquility, it also underlay his idea that the judiciary could be brought to represent the perpetual constitutional majority through party appointment. When Dred Scott revealed this strategy's failure, Van Buren fell back on traditionally republican constructions, characterizing the justices as members of the anti-constitutional minority opposition rather than grapple with the possibility that the Constitution might have multiple plausible renderings.Footnote 210
This essay has offered a new explanation for antebellum anti-judicial hostilities, which restructures how we might think about the countermajoritarian difficulty and brings republican ideology to bear on governance. It has also pressed forward the larger project of assessing how the development of different institutions may have affected one another. My focus on the antebellum era draws attention to connections between two of the early republic's political institutions: courts and parties. Historians have long noted how early nineteenth-century American politics was, to a large extent, defined by anti-judiciary and anti-party sentiment. Nevertheless, by the mid-nineteenth century the polity could be plausibly shorthanded as a state of “courts and parties” in contrast to the emerging bureaucracies of western Europe.Footnote 211 The parallel legitimization of these institutions is intriguing not only for how each occurred, but how the one may have affected the other.Footnote 212 As one political scientist noted, an association between courts and parties deserves exploration:
[W]e might encourage students of party politics or delegation of powers to focus more attention on the ways in which executives and legislators use judges as extensions of conventional political or policy agendas. Conversely, students of law and courts might be encouraged to locate the scope and direction of judicial decision making into a broader analysis of party systems and partisan control of those institutions that are responsible for the jurisdiction and the staffing of courts.Footnote 213
This essay has begun to respond to that call for research. By pointing to how assumptions about regime unity, opposition threat, and party politics changed over time, I have suggested how we might re-evaluate hostility toward courts and judges in the early republic. As such, I have attempted to lay a foundation for how we might more fully interrogate how these hostilities are distinct from contemporary popular and elite-level criticism of judicial authority, particularly in light of the development of permanent parties and the pervasive notion of loyal opposition.
Because neither the Founding generation nor Van Buren's conception of party or opposition politics could be plausibly considered as analogous to contemporary stable two-party politics, we might expect presidential-judicial relations to take on a different form in the wake of the Civil War, when republican fears about opposition are considered to have faded substantially. Examining later nineteenth- and twentieth-century instances of anti-judicial hostilities and other manipulations of judicial authority are beyond the scope of this essay. Still, it would be useful to interrogate how Lincoln, FDR, and Reagan's relations with the judiciary—as these presidents are also often described as adopting Jeffersonian approaches to judicial power—differ from those of Jefferson and Jackson (as well as from each other), and whether continually evolving ideas about opposition politics—as they manifest as stabilized partisan politics—offer explanatory leverage.Footnote 214
Finally, my focus on presidential leadership emphasizes how ideas constitute not only structural context but are also actively manipulated by entrepreneurial presidents. Similarly, congressional-judicial relations should also be considered. Since Congress defines jurisdiction per the Constitution's third article, the various Judiciary Acts and other proposed legislation littering legislative history offer data on whether, how, and why Congress has sought to manipulate judicial power and whether congressional tactics have changed over time. As legal scholar, Charles Fairman once noted, “[t]he historian of the Court should keep his watch in the halls of Congress.”Footnote 215
All this is to say that we should be more attentive to how hostilities toward judges and courts—whether they come from presidents, members of Congress, or the people themselves—have changed over time and that we should work to identify reasons for and mechanisms of these changes. Doing so may alter our recommendations on how best to respond to outcries of activist judges characterizing our contemporary politics.