1. Introduction
1.1 Jacquet–Rallis fundamental lemmas for spherical Hecke algebras
Due to the work of many people, including [Reference ZhangZha14, Reference XueXue19, Reference Beuzart-Plessis, Liu, Zhang and ZhuBLZ+21, Reference Beuzart-Plessis, Chaudouard and ZydorBCZ22], the Gan–Gross–Prasad conjecture on Rankin–Selberg L-functions [Reference Gan, Gross and PrasadGGP12] for unitary groups is now established in full generality via the relative trace formula approach. A key local ingredient is the Jacquet–Rallis fundamental lemma [Reference YunYun11, Reference Beuzart-PlessisBeu21], which is an equality between orbital integrals of standard test functions on the unitary group
$\mathrm{U}_n(F)$
and the symmetric space
$\mathrm{S}_n=\operatorname{GL}_n(E)/\operatorname{GL}_n(F)$
, where
$E/F$
is an unramified quadratic extension of local fields with odd residue characteristics.
The first proof of such a relative fundamental lemma is due to Yun [Reference YunYun11], which mainly studies its Lie algebra variants over function fields. Recently, a Jacquet–Rallis fundamental lemma for spherical Hecke algebras over p-adic fields was proved by Leslie [Reference LeslieLes23] via local harmonic analysis and global comparison, which is used in the formulation of arithmetic fundamental lemmas for Hecke algebras [Reference ZhangZha12, Reference Li, Rapoport and ZhangLRZ24].
In this paper, we prove the Jacquet–Rallis fundamental lemma for spherical Hecke algebras over local function fields, via the method of multiplicative Hitchin fibrations. In particular, we avoid the reduction to Lie algebra variants. The main theorem of this paper is the following.
Theorem 1.1 (Jacquet–Rallis fundamental lemma for spherical Hecke algebras, Theorem 3.21). Let
$n\geqslant 1$
be an integer and
$F=k(\!(\pi)\!)$
be a local function field with
$\operatorname{char}(k)\gt2n$
. For any strongly regular semisimple
$A\in \mathrm{S}_n(F)$
matching
$A'\in G'(F)$
and any pair of spherical functions
$(f,f')\in {\mathcal{H}}_0\times{\mathcal{H}}_0'$
matched under the canonical spherical transfer (3.10), we have equality in orbital integrals
Here, we consider orbital integrals for the adjoint action of
$H=\operatorname{GL}_{n-1}$
(respectively unitary group
$ H'=\mathrm{U}_{n-1} $
) on the symmetric space
$\mathrm{S}_n$
(respectively
$G'=\mathrm{U}_{n}$
) for strongly regular semisimple orbits (Definition 3.10), and
$\Delta(A) \in\{ \pm 1\}$
is the transfer factor. See Theorem 3.21 for the meaning of all notation. If there is no
$A' \in G'(F)$
matching
$A \in \mathrm{S}_n(F)$
, then we show
${\mathbf{O}}_{A,H}^{\eta}(f)=0$
(Lemma 3.28) by establishing functional equations for orbital integrals.
1.1.1 Applications.
We expect that our theorem will imply the spherical fundamental lemma over p-adic fields for sufficiently large prime p via model theory, similar to [Reference YunYun11]. Our proof is orthogonal to the local trace formulae and the existence of smooth transfers used in [Reference LeslieLes23], which are currently unavailable in positive characteristics. Moreover, our method should also be able to prove the homogeneous version of spherical Jacquet–Rallis fundamental lemmas [Reference LeslieLes23] [Reference Li, Rapoport and ZhangLRZ24, Theorem 3.6.1], generalizing the above inhomogeneous version of fundamental lemmas.
Our method is also somewhat different from [Reference YunYun11]. In [Reference YunYun11], the spectral cover plays a heavy role in the study of both local and global geometry. In the multiplicative case, there is no spectral cover, and so we make use of the cameral cover, which is much better generalized to other types of relative fundamental lemmas in the framework of the relative Langlands program [Reference Ben-Zvi, Sakellaridis and VenkateshBSV24] on L-functions and period integrals. For instance, we have a twisted Jacquet–Rallis lemma [Reference WangWan24] for the twisted Gan–Gross–Prasad conjecture [Reference Gan, Gross and PrasadGGP23] and also a Guo–Jacquet fundamental lemma for linear periods [Reference GuoGuo96], which an adaptation of our method may prove. Similarly, our work may shed insights on spherical relative fundamental lemmas for
$\mathrm{U}_n \times \mathrm{U}_n$
, which in the unit function case is deduced in the work of Liu [Reference LiuLiu16] from Yun’s proof [Reference YunYun11].
Moreover, we expect our work in this paper will be helpful for studying analogues of arithmetic fundamental lemmas for spherical Hecke algebras over moduli of local Shtukas, which will be in a future work. Since our proof is geometric, we work with Satake functions, namely spherical functions induced by geometric Satake (also known as the Kazhdan–Lusztig basis). It would be interesting to consider arithmetic fundamental lemmas regarding the Taylor expansions of the orbital integrals (with respect to a twisting parameter
$s\in{\mathbb{C}}$
) of those Satake functions.
1.2 Sketch of the proof
We give an outline of our proof. The overall strategy is pretty close to the global method in [Reference YunYun11], with the Lie algebras replaced by reductive monoids (or the analogue for the symmetric space). There have been many geometric proofs of various fundamental lemmas at this point, such as [Ngô10, Reference YunYun11, Reference WangWan26]. Thus, instead of giving a comprehensive description of the common ingredients, such as the Grothendieck–Lefschetz trace formula and perverse sheaves (for which we recommend the reader to consult Ngô’s excellent exposition [Ngô17]), we will try to highlight the ones that are more unique to this paper.
1.2.1.
The first difficulty in adapting Yun’s method to our case is that their proof heavily utilizes the spectral cover, which does not exist in the multiplicative case. We first study the invariant theory in the monoid case, which enables us to find the correct analogues of various key ingredients in [Reference YunYun11]. Among them, a set of inductively defined pure tensors
${\mathbf{f}}_i$
and co-tensors
${\mathbf{f}}_i^\vee$
are especially important.
In fact, [Reference YunYun11] does not directly use the quotient stack
$[{\mathfrak{g}/H}]$
, but rather a deformation of it. More precisely, since
$H=\operatorname{GL}_{n-1}$
may be regarded as the subgroup of
$G=\operatorname{GL}_n$
that fixes a vector
${\mathbf{e}}$
and a co-vector
${\mathbf{e}}^\vee$
such that the pairing
${\mathbf{e}}^\vee{\mathbf{e}}=1$
, the classifying stack
$\operatorname{\mathbb{B}\!}{H}$
of H classifies rank-n vector bundles E together with a vector
$e\in E$
and a co-vector
$e^\vee\in E^\vee$
such that
$e^\vee e=1$
. We deform
$\operatorname{\mathbb{B}\!}{H}$
by eliminating the condition
$e^\vee e=1$
. This further induces a deformation of
$[{\mathfrak{g}/H}]$
, and an analogue is also available in the monoidal setting. We also study the invariant theory regarding this deformed version (see § 2.7), because the global argument becomes significantly easier compared to using the non-deformed version.
1.2.2.
In the local setting, most of the results are relatively straightforward. Our goal is to encode the orbital integrals as a certain kind of point-count problem of the relative version of the multiplicative affine Springer fibers (which we will call the affine Jacquet–Rallis fibers). The transfer factor can be similarly geometrized using the pure co-tensor
${\mathbf{f}}_n^\vee$
(or equivalently, the pure tensor
${\mathbf{f}}_n$
).
The main difference from the Lie algebra case is that we need to relate the formulation using groups to the formulation using monoids. An interesting result is a new monoid-based proof of the relative Cartan decomposition originally due to [Reference OffenOff04]. In particular, it relies on the geometry of the monoids as spherical varieties and avoids the concrete matrix computations in [Reference OffenOff04]. As such, we expect it to be better generalized for other types of relative trace formulae.
Since not every conjugacy class on the symmetric side will match a conjugacy class on the unitary side, there is a Galois obstruction class that is 2-torsion. We study this obstruction and show it to be the same as the parity of the discriminant valuation (see Definition 2.23).
1.2.3.
In the global setting, the key object is what we call the Jacquet–Rallis mH-fibration. It is a relative version of the multiplicative Hitchin fibrations (mH-fibrations) developed in the work of the first-named author [Reference WangWan26]. It is also the multiplicative analogue of the global object studied in [Reference YunYun11].
Similar to [Reference YunYun11], the study of the Jacquet–Rallis mH-fibration mainly focuses on its deformation theory and topological properties, and the main result is a support theorem enabled by a stronger version of smallness. Unlike the Lie algebra case, the deformation theory is a lot more complicated due to the presence of singularities. Fortunately, most of the difficulty lies in understanding the singularities of the usual mH-fibrations, which is already completed in [Reference WangWan26].
The proof of smallness (more precisely, stratified-smallness) follows the same strategy as in [Reference YunYun11] and is rather straightforward. In particular, the main ingredient is the so-called
$\delta$
-regularity of the usual mH-fibrations, which is studied in [Reference WangWan26].
A crucial recurring input in the arguments in [Reference YunYun11] is the integrality of the spectral curve. Translating to the multiplicative case, it is essentially a global ellipticity condition (see § A.4). The pure tensors
${\mathbf{f}}_i$
and
${\mathbf{f}}_i^\vee$
from invariant theory play key roles here.
1.2.4.
Finally, to deduce the fundamental lemma from the global support theorem, we need a product formula, which is not difficult to prove. After that, there are two main steps.
For one, we need to prove the fundamental lemma in some especially simple cases by direct computations. This step is not very difficult in terms of computations, but the classification of such cases is given by results in [Reference WangWan26], which we will not elaborate on in this Introduction.
Another, more important step is to find a global approximation of any given local case at a given place such that in other local places, the relevant point count is non-zero. It involves resolving a global Galois obstruction, which turns out to be the product of the local matching obstructions discussed above.
1.3 Structure of the paper
In § 2, we study the relative invariant theory of reductive monoids as well as their symmetric and unitary versions. In particular, we also study the deformed version.
In § 3, we formulate the affine Jacquet–Rallis fibers, which are geometric incarnations of orbital integrals. After some generalities, we study the local Galois obstructions to the matching of conjugacy classes here. We also compute several simple cases of orbital integrals and verify the fundamental lemmas in such cases.
In § 4, we study the Jacquet–Rallis mH-fibrations and establish the local model of singularity via deformation theory, the local–global product formula, and the stratified smallness under mild technical conditions. As a consequence, we deduce the support theorem for relevant perverse sheaves.
In § 5, we finish the proof of the fundamental lemma using global matching. Along the way, we have an approximation result and resolve a crucial global Galois obstruction.
In Appendix A, we slightly generalize many necessary results regarding the usual mH-fibrations in [Reference WangWan26] to our setup of symmetric spaces (which are not groups) and unitary groups (which are quasi-split only locally but not globally).
1.4 Notation
Here, we give a list of the most frequently used notation and conventions. It is for reference purposes and readers’ convenience only. The reader should refer to the relevant part of the paper for detailed definitions.
-
– k: a finite field with
$\operatorname{char}(k)\gt2n$
. -
– X: a smooth, projective, geometrically connected curve over k.
-
–
$\vartheta\colon X'\to X$
: an étale double cover of X with X’ also geometrically connected. -
– F (respectively
$F_v$
, respectively
${\mathcal{O}}_v$
): the function field (respectively local field, respectively valuation ring at a place v) of X. -
–
$\breve{F}_{\bar{v}}$
(respectively
$\breve{{\mathcal{O}}}_{\bar{v}}$
): the unramified closure of
$F_v$
(respectively
${\mathcal{O}}_v$
) at an algebraic geometric point
$\bar{v}$
over v. -
– Boldface letters: groups, monoids, etc. that are split (e.g.
${\mathbf{G}}=\operatorname{GL}_n$
,
${\mathbf{H}}=\operatorname{GL}_{n-1}$
, and so on). -
– Boldface letters with a prime (
$\prime$
): Weil restrictions of split groups, monoids, etc. through double cover
$\vartheta$
(e.g.
${\mathbf{G}}'=\vartheta_*{\mathbf{G}}$
,
${\mathbf{M}}'=\vartheta_*{\mathbf{M}}$
, and so on). -
– Upright, italic, or fraktur letters: usually related to constructions on the symmetric space side (e.g.
$\mathrm{S}_n$
,
$G=\operatorname{GL}_n$
,
${\mathfrak{M}}$
, and so on). -
– Upright, italic, or fraktur letters with a prime (
$\prime$
): usually related to constructions on the unitary side (e.g.
$G'=\mathrm{U}_n$
,
${\mathfrak{M}}'$
, and so on). -
– Overhead bar (
$\bar{\phantom{x}}$
): Frobenius conjugate induced by a quadratic extension when the object is a number or a matrix. -
–
$\sigma$
(respectively
$\sigma_v$
,
$\sigma_{\operatorname{Out}}$
): Frobenius conjugate (respectively at a place v, respectively related to outer automorphisms) in more general contexts, whose meaning may vary slightly. -
– Super/subscript
${\mathrm{sc}}$
(respectively
${\mathrm{ad}}$
): constructions related to simply connected cover (respectively adjoint quotient). -
–
$[S/G]$
(respectively
$S\mathbin{\!/\!\!/\!} G$
): the stacky (respectively GIT) quotient of a space (or stack) by a group G. -
–
${\mathbf{M}}$
(respectively
${\mathfrak{M}}$
, respectively
${\mathfrak{M}}'$
): the universal monoid (or monoidal symmetric space) of
${\mathbf{G}}^{\mathrm{sc}}=\operatorname{SL}_n$
(respectively
$\mathrm{S}_n$
, respectively
$G'=\mathrm{U}_n$
). -
–
${\mathbf{A}}_{\mathbf{M}}$
(respectively
${\mathfrak{A}}_{\mathfrak{M}}$
): the abelianization of
${\mathbf{M}}$
(respectively both
${\mathfrak{M}}$
and
${\mathfrak{M}}'$
). -
–
${\mathbf{C}}_{\mathbf{M}}$
(respectively
${\mathfrak{C}}_{\mathfrak{M}}$
): the GIT quotient
${\mathbf{M}}\mathbin{\!/\!\!/\!}{\mathbf{G}}$
(respectively
${\mathfrak{M}}\mathbin{\!/\!\!/\!} G\simeq {\mathfrak{M}}'\mathbin{\!/\!\!/\!} G'$
). -
–
${\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}$
(respectively
${\mathfrak{C}}_{{\mathfrak{M}},H}$
): the GIT quotient
${\mathbf{M}}\mathbin{\!/\!\!/\!} {\mathbf{H}}$
(respectively
${\mathfrak{M}}\mathbin{\!/\!\!/\!} H\simeq {\mathfrak{M}}'\mathbin{\!/\!\!/\!} H'$
). -
–
${\underline{\mathscr{M}}}$
(respectively
${\mathscr{M}}$
, respectively
${\mathscr{M}}'$
): the deformed version of quotient stack
$[{\mathbf{M}}/{\mathbf{H}}]$
(respectively
$[{\mathfrak{M}}/H]$
, respectively
$[{\mathfrak{M}}'/H']$
). -
–
${\mathbf{C}}_{{\underline{\mathscr{M}}}}$
(respectively
${\mathfrak{C}}_{\mathscr{M}}$
): the affinization of
${\underline{\mathscr{M}}}$
(respectively both
${\mathscr{M}}$
and
${\mathscr{M}}'$
). -
–
${\mathbf{f}}_i$
(respectively
${\mathbf{f}}_i^\vee$
): the ith pure tensor (respectively co-tensor). -
– Disc: the
${\mathbf{H}}$
-discriminant function
${\mathbf{f}}_n^\vee{\mathbf{f}}_n$
. -
–
${\mathcal{M}}_{v}(a)$
(respectively
${\mathcal{M}}_{v}'(a)$
): the affine Jacquet–Rallis fiber on the symmetric (unitary) side associated with a point
$a\in{\mathfrak{C}}_{\mathscr{M}}({\mathcal{O}}_v)$
that is generically strongly regular semisimple. -
–
${\mathcal{M}}_v^{\mathrm{Hit}}(a)$
(respectively
${\mathcal{M}}_v^{\prime{\mathrm{Hit}}}(a)$
): the multiplicative affine Springer fiber (MASF) on the symmetric (respectively unitary) side. -
–
${\mathcal{H}}$
(respectively
${\mathcal{H}}'$
): smooth
$\bar{\mathbb{Q}}_\ell$
-valued functions with compact support on
$\mathrm{S}_n(F_v)$
(respectively
$G'(F_v)$
). -
–
${\mathcal{H}}_0 \subset {\mathcal{H}}$
(respectively
${\mathcal{H}}_0'\subset{\mathcal{H}}'$
): the subspace of spherical functions. -
–
$h\colon {\mathcal{M}} \to {\mathcal{A}}$
(respectively
$h'\colon {\mathcal{M}}' \to {\mathcal{A}}$
): the Jacquet–Rallis mH-fibration on the symmetric (respectively unitary) side. -
–
$h^{\mathrm{Hit}}\colon {\mathcal{M}}^{\mathrm{Hit}} \to {\mathcal{A}}^{\mathrm{Hit}} $
(respectively
$h^{\prime {\mathrm{Hit}}}\colon {\mathcal{M}}^{\prime {\mathrm{Hit}}} \to {\mathcal{A}}^{\mathrm{Hit}} $
): the usual mH-fibration on the symmetric (respectively unitary) side. -
–
${\mathcal{B}}$
: the moduli stack of boundary divisors. -
–
${\mathcal{A}}^\heartsuit$
(respectively
${\mathcal{A}}^\dagger$
,
${\mathcal{A}}^{\mathrm{sim}}$
,
${\mathcal{A}}^\ddagger$
,
${\mathcal{A}}_{(\delta)}$
): the open subset of
${\mathcal{A}}$
where:-
* the generic point of X is mapped to the strongly regular semisimple locus;
-
* respectively the local model of singularity in Theorem A.7 holds for the usual mHiggs bundle;
-
* respectively the usual mHiggs bundle is simple in the sense of § A.4;
-
* respectively both conditions for
${\mathcal{A}}^{\mathrm{sim}}$
and
${\mathcal{A}}^\dagger$
are satisfied; -
* respectively all necessary technical conditions (some dependent on a fixed integer
$\delta$
) are satisfied, including ones for
${\mathcal{A}}^\dagger$
,
${\mathcal{A}}^{\mathrm{sim}}$
, and notably also the
$\delta$
-regularity condition.
-
-
–
${\mathcal{M}}^\heartsuit$
,
${\mathcal{M}}^\dagger$
, etc. (respectively
${\mathcal{M}}^{\prime\heartsuit}$
,
${\mathcal{M}}^{\prime\dagger}$
, etc.): the preimage of
${\mathcal{A}}^{\heartsuit}$
,
${\mathcal{A}}^\dagger$
, etc. under h (respectively h’). -
–
${\mathcal{F}}^{\lambda_v}$
(respectively
${\mathcal{F}}^{\prime\lambda_v}$
): the local Satake sheaf of
$\mathrm{S}_n^{\mathrm{ad}}$
(respectively
$(G')^{\mathrm{ad}}$
) with highest coweight
$ \lambda_v$
. -
–
$L_\eta^X$
(respectively
$L_{v,\eta}$
): the local system that is the global (respectively local) geometric incarnation of the quadratic character
$\eta$
.
2. Monoids and relative invariant theory
2.1 The setup
Let k be a finite field and
${\mathbf{G}}=\operatorname{GL}_n$
the general linear group over k. Let
${\mathbf{T}} \subset {\mathbf{G}}$
be the maximal torus of
${\mathbf{G}}$
given by diagonal matrices. Suppose
$\operatorname{char}(k)\gt2n$
. Then we have the universal monoid
${\mathbf{M}}$
of
${\mathbf{G}}^{\mathrm{sc}}=\operatorname{SL}_n$
. The unit group of
${\mathbf{M}}$
is the reductive group
where the center
${\mathbf{Z}}^{\mathrm{sc}}\subset {\mathbf{G}}^{\mathrm{sc}}$
acts anti-diagonally. The group
${\mathbf{G}}^{\mathrm{sc}}\times{\mathbf{G}}^{\mathrm{sc}}$
acts on
${\mathbf{M}}$
by left and right translations, which induces the adjoint action of
${\mathbf{G}}^{\mathrm{sc}}$
by restricting to the diagonal. Note that the adjoint action factors through
${\mathbf{G}}^{\mathrm{ad}}$
and so lifts to an adjoint action of
${\mathbf{G}}$
. We fix a maximal torus
${\mathbf{T}}_{\mathbf{M}}$
of
${\mathbf{M}}^\times$
to be
$({\mathbf{T}}^{\mathrm{sc}}\times{\mathbf{T}}^{\mathrm{sc}})/{\mathbf{Z}}^{\mathrm{sc}}$
, whose closure
$\bar{{\mathbf{T}}}_{\mathbf{M}}$
in
${\mathbf{M}}$
is a normal toric variety. Let
${\mathbf{Z}}_{\mathbf{M}}\simeq{\mathbf{T}}^{\mathrm{sc}}$
be the center of
${\mathbf{M}}^\times$
.
Let
${\mathbf{H}}=\operatorname{GL}_{n-1}\subset{\mathbf{G}}$
be the subgroup embedded into the upper-left block. We may view
${\mathbf{H}}$
as the stabilizer of the vector
and the co-vector
The adjoint action of
${\mathbf{G}}$
on
${\mathbf{M}}$
induces an action of
${\mathbf{H}}$
on
${\mathbf{M}}$
, still called the adjoint action. We are interested in the invariant theory of this
${\mathbf{H}}$
-action.
2.2 Review of the usual adjoint action
It will be helpful to first review the well-understood
${\mathbf{G}}$
-action on
${\mathbf{M}}$
before studying the
${\mathbf{H}}$
-action; see [Reference WangWan26, Chapter 2] for more details.
2.2.1.
We can express
${\mathbf{M}}$
in a more explicit way using fundamental representations of
${\mathbf{G}}^{\mathrm{sc}}$
. Let
$\alpha_1,\dots, \alpha_{n-1}$
denote the simple roots and
$\varpi_1, \dots, \varpi_{n-1}$
the fundamental weights of
${\mathbf{G}}$
. Since
${\mathbf{G}}=\operatorname{GL}_n$
, the fundamental representations are simply
$V_i=\bigwedge^ik^n$
for
$1\leqslant i\leqslant n-1$
. We have the following representation of
${\mathbf{M}}^\times$
:
\begin{align*} \rho_\star\colon{\mathbf{M}}^\times=({\mathbf{T}}^{\mathrm{sc}}\times {\mathbf{G}}^{\mathrm{sc}})/{\mathbf{Z}}^{\mathrm{sc}} &\longrightarrow {\mathbb{A}}^{n-1}\oplus\bigoplus_{i=1}^{n-1}\operatorname{End}(V_i)\\ (z,g)&\longmapsto \bigg({\kern-1pt}\alpha_i(z),\varpi_i(z)\bigwedge^i g{\kern-1pt}\bigg),\end{align*}
and
${\mathbf{M}}$
is the normalization of the closure of
$\rho_\star({\mathbf{M}}^\times)$
.
2.2.2.
We have the abelianization map of the reductive monoid
which factors through the projection
\begin{align*} {\mathbb{A}}^{n-1}\oplus\bigoplus_{i=1}^{n-1}\operatorname{End}(V_i)\longrightarrow {\mathbb{A}}^{n-1}.\end{align*}
Note that
${\mathbf{A}}_{\mathbf{M}}$
is a commutative monoid and
$\alpha_{\mathbf{M}}$
is a monoid homomorphism. We know that
$\alpha_{\mathbf{M}}^{-1}({\mathbf{A}}_{\mathbf{M}}^\times)={\mathbf{M}}^\times$
and
$\alpha_{\mathbf{M}}^{-1}(1)={\mathbf{G}}^{\mathrm{sc}}$
.
For any
$x\in{\mathbf{M}}$
, we also define
$x_i\in\operatorname{End}(V_i)$
to be its image under the obvious projection maps. By the general theory of reductive monoids,
${\mathbf{C}}_{\mathbf{M}}:={\mathbf{M}}\mathbin{\!/\!\!/\!}{\mathbf{G}}$
is isomorphic to affine space
${\mathbb{A}}^{2n-2}$
with coordinates given by
where
$\alpha_i$
are treated as the coordinates on
${\mathbf{A}}_{\mathbf{M}}$
and
$\chi_i$
sends x to
$\operatorname{Tr}(x_i)$
. We denote by
$\chi_{\mathbf{M}}$
the natural map
${\mathbf{M}}\to{\mathbf{C}}_{\mathbf{M}}$
. Let
${\mathbf{C}}\cong{\mathbb{A}}^{n-1}$
be the affine space with coordinates
$\chi_i$
, then
${\mathbf{C}}_{\mathbf{M}}\simeq{\mathbf{A}}_{\mathbf{M}}\times{\mathbf{C}}$
. We also have a Chevalley–Steinberg-type isomorphism (
${\mathbf{W}}$
is the Weyl group)
2.2.3.
There is an extended discriminant function
$\mathrm{Disc}_+$
on
${\mathbf{C}}_{\mathbf{M}}$
defined as follows: on the maximal torus
${\mathbf{T}}_{\mathbf{M}}$
, it has the formula
where
$\alpha$
ranges over the set of roots
$\Phi$
of
${\mathbf{G}}$
. It extends to a regular function on
$\bar{{\mathbf{T}}}_{\mathbf{M}}$
, and by its
${\mathbf{W}}$
-invariance, it descends to a function on
${\mathbf{C}}_{\mathbf{M}}$
and cuts out a reduced divisor on
${\mathbf{C}}_{\mathbf{M}}.$
2.2.4.
There is a natural section from
${\mathbf{A}}_{\mathbf{M}}$
to
${\mathbf{M}}$
denoted as
$\delta_{\mathbf{M}}$
. On
${\mathbf{A}}_{\mathbf{M}}^\times\simeq{\mathbf{T}}^{\mathrm{ad}}$
, this section is given by
$z\mapsto (z,z^{-1})$
. Similarly, the invariant map
$\chi_{\mathbf{M}}$
also admits a section
$\epsilon_{\mathbf{M}}$
, whose restriction to
${\mathbf{C}}_{\mathbf{M}}^\times\simeq{\mathbf{A}}_{\mathbf{M}}^\times\times{\mathbf{C}}$
is given by the formula
where
$\epsilon(a)\in{\mathbf{G}}^{\mathrm{sc}}$
is the companion matrix associated with
$a=(a_1,\ldots,a_{n-1})$
:
\begin{align*} \epsilon(a)=\begin{pmatrix} a_1 & -a_2 & \cdots & (-1)^{n-2}a_{n-1} & (-1)^{n-1}\\[2pt] 1 & & & & \\ & 1 & & & \\ & & \ddots & & \\ & & & 1 & \end{pmatrix}\!.\end{align*}
See [Reference WangWan26, § 2.3.16 and Proposition 2.4.4] for details.
2.3 The
${\mathbf{H}}$
H-action and an explicit section from the GIT quotient
Let
$\chi_{{\mathbf{M}},{\mathbf{H}}}\colon {\mathbf{M}}\to{\mathbf{M}}\mathbin{\!/\!\!/\!}{\mathbf{H}}$
be the invariant quotient, then it maps further down to
${\mathbf{C}}_{\mathbf{M}}$
and
${\mathbf{A}}_{\mathbf{M}}$
by its universal property. In this subsection, we show that
${\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}:={\mathbf{M}} \mathbin{\!/\!\!/\!} {\mathbf{H}} $
is isomorphic to an affine space of dimension
$3n-3$
, and
$\chi_{{\mathbf{M}},{\mathbf{H}}}$
admits a section.
2.3.1.
The vector
${\mathbf{e}}$
and the co-vector
${\mathbf{e}}^\vee$
decompose
$k^n$
into a direct sum
$(k{\mathbf{e}}^\vee)^\perp\oplus k{\mathbf{e}}$
, where
$(k{\mathbf{e}}^\vee)^\perp\simeq k^{n-1}$
. As a result, we can decompose
$V_i=\bigwedge^i k^n$
(
$1\leqslant i\leqslant n-1$
) as
${\mathbf{H}}$
-representations
\begin{align*} \bigwedge^i k^n=\bigwedge^i k^{n-1}\oplus\bigg(\bigwedge^{i-1}k^{n-1}\otimes k{\mathbf{e}}{\kern-1pt}\bigg),\end{align*}
and we denote
\begin{align*} V_i'&=\bigwedge^i k^{n-1},\\ V_i''&=\bigwedge^{i-1}k^{n-1}\otimes k{\mathbf{e}}.\end{align*}
In turn, for any
$x_i\in\operatorname{End}(V_i)$
, its trace is the sum
where
$\operatorname{Tr}'$
(respectively
$\operatorname{Tr}''$
) is the induced trace on the direct summand
$V_i'$
(respectively
$V_i''$
). Clearly, the functions
on
${\mathbf{M}}$
are
${\mathbf{H}}$
-invariant, and we have
$\chi_i=\chi_i'+\chi_i''$
.
2.3.2.
For a tuple
$b=(b_1,\ldots,b_{n-1})\in{\mathbb{A}}^{n-1}$
, we define
\begin{align*} \beta(b):=\begin{pmatrix} 1 & & & & \\ &1& & & \\ & & \ddots & & \\ & & & 1 & \\[2pt] (-1)^{n-1}b_1 & (-1)^{n-2}b_2 &\cdots & -b_{n-1} & 1 \end{pmatrix}\!.\end{align*}
We can now state one of the main results of this section.
Theorem 2.1. The map
induces an isomorphism
${\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}\simeq {\mathbf{A}}_{\mathbf{M}}\times{\mathbb{A}}^{2n-2}\simeq{\mathbb{A}}^{3n-3}$
. Moreover, we have a section
where
$a_i'$
(respectively
$a_i''$
) is the coordinate corresponding to
$\chi_i'$
(respectively
$\chi_i''$
),
$a'=(a_i')$
(respectively
$a''=(a_i'')$
), and
$a=(a_i)$
is such that
$a_i=a_i'+a_i''$
.
Proof. It is not hard to see (and well known) that the generic stabilizer of
${\mathbf{H}}$
acting on
${\mathbf{M}}^\times$
is trivial. Indeed, for a sufficiently general regular semisimple (in the usual sense) element
$x\in{\mathbf{G}}^{\mathrm{sc}}$
, the vectors
are linearly independent. If
$h\in{\mathbf{H}}$
stabilizes x, then it fixes the above vectors as well, and so must be trivial. The same is true if
$x\in{\mathbf{M}}^\times$
, because the
${\mathbf{H}}$
-action commutes with central translations. This implies that the map
${\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}\to {\mathbb{A}}^{3n-3}$
is dominant and generically quasi-finite after combining with the dimension counting:
Therefore, if we can construct a section from
${\mathbb{A}}^{3n-3}$
to
${\mathbf{M}}$
, then we have an induced section
${\mathbb{A}}^{3n-3}\to{\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}$
, which will prove both claims since
${\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}$
is irreducible.
Note that the map
$\epsilon_{{\mathbf{M}},{\mathbf{H}}}$
is well-defined on
${\mathbb{A}}^{3n-3}$
, and we show that
$\tilde{\chi}_{{\mathbf{M}},{\mathbf{H}}}\circ\epsilon_{{\mathbf{M}},{\mathbf{H}}}$
is the identity map. To simplify notation, we let
$A=\epsilon(a)$
and
$B=\beta(a'')$
. We already know that the trace of
$\epsilon_{\mathbf{M}}(z,a)=\delta_{\mathbf{M}}(z)A$
on
$V_j$
is
$a_j$
, and conjugation by B does not change it. So we only need to compute
$\chi_j'$
(or
$\chi_j''$
if we so choose). It is also easy to compute
\begin{align*} AB^{-1}=\begin{pmatrix} a_1' & -a_2' & \cdots & (-1)^{n-2}a_{n-1}' & (-1)^{n-1}\\[2pt] 1 & & & & \\ & 1 & & & \\ & & \ddots & & \\ & & & 1 & \end{pmatrix}\!. \end{align*}
The matrix coefficients of
$AB^{-1}$
on
$V_j$
, up to signs, are just its
$j\times j$
minors, and the diagonal matrix coefficients correspond to minors such that if the ith row is chosen, then so is the ith column.
The action of
$\delta_{\mathbf{M}}(z)$
on
$V_j$
is described as follows: the highest weight of
$V_j$
is
$\varpi_j$
, a basis vector of which is
${\mathbf{e}}_{\varpi_j}={\mathbf{e}}_1\wedge\cdots\wedge{\mathbf{e}}_j$
, where
${\mathbf{e}}_i$
is the ith standard vector
with 1 in the ith row. Then
$\delta_{\mathbf{M}}(z){\mathbf{e}}_{\varpi_j}={\mathbf{e}}_{\varpi_j}$
, and for any vector
$e_\mu$
of weight
$\mu=\varpi_j-\sum_ic_i\alpha_i$
(
$c_i\in{\mathbb{N}}$
), we have
where
$z_i=\alpha_i(z)\in k$
. In addition, the action of (unipotent matrix) B on
$V_j$
sends any pure wedge
to a sum of itself plus some wedges involving
${\mathbf{e}}_n={\mathbf{e}}$
, the latter of which is contained in the complement space
$V_j''$
. This means that
Since the action of
$\delta_{\mathbf{M}}(z)$
is diagonal, it suffices to compute the diagonal matrix coefficients of
$AB^{-1}$
and then scale them using
$\delta_{\mathbf{M}}(z)$
. To this end, we need only consider the upper-left
$(n-1)\times(n-1)$
block of
$AB^{-1}$
.
For any
$2\leqslant i\leqslant n-1$
, if the ith row of
$AB^{-1}$
(without the last row and column) is chosen as part of a
$j\times j$
minor, then for the minor to be non-vanishing (and contributing to
$\chi_j'$
), the
$(i-1)$
th column must also be chosen, and then so is the
$(i-1)$
th row. By induction, the only
$j\times j$
minor contributing to
$\chi_j'$
is the upper-left
$j\times j$
block, corresponding to the highest weight
$\varpi_j$
. This means that the scaling by
$\delta_{\mathbf{M}}(z)$
is 1. As a result,
This finishes the proof.
2.4 Some examples
Here, we provide some examples to help the reader digest the general result. We will compare them with the Lie algebra case (in other words, the case of
${\mathbf{H}}$
acting on
${\mathbf{g}}=\operatorname{Lie}({\mathbf{G}})$
).
Example 2.2. When
$n=2$
, the monoid
${\mathbf{M}}$
is just
$\operatorname{Mat}_2$
. In this case, the abelianization is
${\mathbf{A}}_{\mathbf{M}}={\mathbb{A}}^1$
, given by the usual determinant map, and the other two invariants are given by
\begin{align*} \chi'\bigg(\begin{matrix} a & b\\ c & d \end{matrix}\bigg)&=a,\\ \chi''\bigg(\begin{matrix} a & b\\ c & d \end{matrix}\bigg)&= d. \end{align*}
Here,
${\mathbf{g}}={\mathbf{M}}$
by coincidence, and the ‘traditional’ invariants of
$x\in{\mathbf{g}}$
are usually given by
\begin{align*} \det(x)&=ad-bc,\\ \operatorname{Tr}(x)&=a+d,\\ {\mathbf{e}}^\vee x{\mathbf{e}} &=d, \end{align*}
which are isomorphic, albeit not identical, to the invariants given by the multiplicative formulation.
Example 2.3. When
$n=3$
, an element (z, g) in
${\mathbf{M}}^\times$
can be represented by matrices
\begin{align*} z &= \operatorname{diag}(t_1,t_2,(t_1t_2)^{-1}),\\ g & = \begin{pmatrix} A & B & C\\ D & E & F\\ G & H & I \end{pmatrix},\quad \det(g)=1. \end{align*}
The abelianization map sends this element to
and the rest of the invariants are
\begin{align*} a_1'&=\chi_1'(z,g)=t_1(A+E),\\ a_1''&=\chi_1''(z,g)=t_1I,\\ a_2'&=\chi_2'(z,g)=t_1t_2(AE-BD),\\ a_2''&=\chi_2''(z,g)=t_1t_2(AI-CG+EI-FH). \end{align*}
In this case,
${\mathbf{M}}$
is not
${\mathbf{g}}=\operatorname{Mat}_3$
, but we still have a well-defined embedding
$\operatorname{Mat}_3\subset{\mathbf{M}}$
identifying
$\operatorname{Mat}_3$
with the preimage under
$\alpha_{\mathbf{M}}$
of the submonoid
When restricted to
${\mathbf{M}}^\times$
, it is equivalent to setting
$t_1=t_2=t$
for (z,g), and it corresponds to the matrix
\begin{align*} x=\begin{pmatrix} tA & tB & tC\\ tD & tE & tF\\ tG & tH & tI \end{pmatrix}\in \operatorname{Mat}_3. \end{align*}
The ‘traditional’ set of invariants are
\begin{align*} \det(x) &=t^3,\\ \operatorname{Tr}(x) &=t(A+E+I),\\ {\mathbf{e}}^\vee x{\mathbf{e}} &= tI,\\ \operatorname{Tr}\bigg(\bigwedge^2 x\bigg) &=t^2(AE-BD+AI-CG+EI-FH),\\ {\mathbf{e}}^\vee x^2{\mathbf{e}} &= t^2(CG+FH+I^2). \end{align*}
The ones given by the multiplicative formulation above (by setting
$t_1=t_2=t$
) are
\begin{align*} z_1&=1,\\ z_2&=t^3,\\ a_1'&=t(A+E),\\ a_1''&=tI,\\ a_2'&=t^2(AI-CG+EI-FH),\\ a_2''&=t^2(AE-BD). \end{align*}
The reader can verify that these two sets of invariants are isomorphic.
Remark 2.4. For general
$n\gt3$
, we still have
$\operatorname{Mat}_n\subset{\mathbf{M}}$
as a closed submonoid, whose abelianization is the submonoid
where the non-trivial coordinate is given by the usual determinant. One can then compare the respective invariants on
$\operatorname{Mat}_n$
given by the Lie algebra formulation and the multiplicative one.
2.5 The discriminant divisor
We are going to define a principal divisor
${\mathbf{D}}_{{\mathbf{M}},{\mathbf{H}}}^+$
on
${\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}$
, whose complement captures those
${\mathbf{H}}$
-orbits that are especially nice.
2.5.1.
First, we have the following function on
${\mathbf{M}}^\times$
:
where
$\rho$
is the half-sum of all positive roots, viewed as a function on
${\mathbf{T}}^{\mathrm{sc}}$
written exponentially. One may check that this function is indeed well-defined: indeed, if
$\zeta\in{\mathbf{Z}}^{\mathrm{sc}}$
, then
$(z\zeta,\zeta^{-1}g)=(z,g)$
, but we also have
$z^{2\rho}=(z\zeta)^{2\rho}$
and (we omitted the ranges
$1\leqslant i,j\leqslant n$
below to avoid notation overload)
\begin{align*} \det({\mathbf{e}}^\vee(\zeta^{-1}g)^{i+j-2}{\mathbf{e}}) &=({\mathbf{e}}^\vee\zeta^{-1}{\mathbf{e}})^{n(n-1)}\det({\mathbf{e}}^\vee g^{i+j-2}{\mathbf{e}})\\ &=({\mathbf{e}}^\vee\zeta^{-n(n-1)}{\mathbf{e}})\det({\mathbf{e}}^\vee g^{i+j-2}{\mathbf{e}})\\ &=\det({\mathbf{e}}^\vee g^{i+j-2}{\mathbf{e}}),\end{align*}
because
$\zeta^n=1$
.
2.5.2.
To extend this function to all of
${\mathbf{M}}$
, we make the following construction: recall that for any
$x\in {\mathbf{M}}$
and any
$1\leqslant i\leqslant n-1$
, we have the element
$x_i\in\operatorname{End}(V_i)$
. Starting from
${\mathbf{f}}_1(x)=x_1{\mathbf{e}}$
, we define for
$2\leqslant i\lt n$
and let
${\mathbf{f}}_n(x)={\mathbf{e}}\wedge{\mathbf{f}}_{n-1}(x)$
. Similarly, we have
${\mathbf{f}}_1^\vee(x)=({\mathbf{e}}^\vee)x_1$
,
and
${\mathbf{f}}_n^\vee(x)={\mathbf{f}}_{n-1}^\vee(x)\wedge{\mathbf{e}}^\vee$
.
Lemma 2.5. For any
$x\in{\mathbf{M}}$
and any i, both
${\mathbf{f}}_i(x)$
and
${\mathbf{f}}_i^\vee(x)$
are pure tensors.
Proof. The claim is clear if
$x\in{\mathbf{M}}^\times$
, and the general case can be proved by taking the limit, because for any i, pure tensors form a closed cone in
$V_i$
.
Corollary 2.6. For any
$x\in{\mathbf{M}}$
and any
$1\lt i\leqslant n$
, we have an inclusion
where we use the convention
$V_n=\bigwedge^nk^n$
. A similar result holds for
${\mathbf{f}}_i^\vee(x)$
.
Proof. The statement is obvious if
$x\in{\mathbf{M}}^\times$
by the definition of
${\mathbf{f}}_i(x)$
. When
$x\in{\mathbf{M}}$
, first we note that the claim is trivial if
${\mathbf{f}}_i(x)=0$
, and if
${\mathbf{f}}_i(x)\neq 0$
, then
${\mathbf{f}}_j(x)\neq 0$
for any
$j\lt i$
. Choose a one-parameter family
$S\to{\mathbf{M}}$
, where S is a local
$\bar{k}$
-scheme of dimension 1 with special point s and generic point
$\eta$
, such that the image of s is x and that of
$\eta$
, denoted by
$x_\eta$
, is contained in
${\mathbf{M}}^\times$
. Since
${\mathbf{f}}_i(x)\neq 0$
, we must have
${\mathbf{f}}_i(x_\eta)\neq 0$
either because the condition is open.
For any i, since
${\mathbf{f}}_{i-1}\neq 0$
on S and is a pure tensor, the wedging map
is locally constant with
$(i-1)$
-dimensional kernel. Since
${\mathbf{f}}_i(x_\eta)\in {\mathbf{f}}_{i-1}(x_\eta)\wedge V_1$
, we have
and the fiber of the right-hand side over x is exactly
${\mathbf{f}}_{i-1}(x)\wedge V_1$
by local constancy. This proves the claim.
2.5.3.
The pairing
$x\mapsto{\mathbf{f}}_n^\vee(x){\mathbf{f}}_n(x)$
defines a function on
${\mathbf{M}}$
, and one can check that if
$x\in{\mathbf{M}}^\times$
, then we have
Since
$k[{\mathbf{M}}]$
is a subring of
$k[{\mathbf{M}}^\times]$
, we have the following lemma.
Lemma 2.7. The function
$\mathrm{Disc}_{{\mathbf{M}},{\mathbf{H}}}$
extends to a function on
${\mathbf{M}}$
, which also descends to
${\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}$
.
Proof. The first claim is due to the discussion above, and the second claim is immediate since the function is clearly invariant under
${\mathbf{H}}$
-action.
Definition 2.8. The extended
${\mathbf{H}}$
-discriminant function is defined as the product
where
$\mathrm{Disc}_+$
is as in § 2.2.3. The extended
${\mathbf{H}}$
-discriminant divisor
${\mathbf{D}}_{{\mathbf{M}},{\mathbf{H}}}^+$
is the principal divisor of
${\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}$
defined by
$\mathrm{Disc}_{{\mathbf{M}},{\mathbf{H}}}^+$
.
Definition 2.9. The complement
${\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}^{\mathrm{srs}}:={\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}-{\mathbf{D}}_{{\mathbf{M}},{\mathbf{H}}}^+$
is called the strongly
${\mathbf{H}}$
-regular semisimple locus. An element
$x\in{\mathbf{M}}$
is called strongly
${\mathbf{H}}$
-regular semisimple, or
${\mathbf{H}}-{\mathrm{srs}}$
for short, if
$\chi_{{\mathbf{M}},{\mathbf{H}}}(x)\in{\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}^{\mathrm{srs}}$
.
Lemma 2.10. If
$x\in{\mathbf{M}}^{{\mathbf{H}}-{\mathrm{srs}}}$
is
${\mathbf{H}}-{\mathrm{srs}}$
, then its stabilizer
${\mathbf{H}}_x$
in
${\mathbf{H}}$
is trivial.
Proof. By definition, x is also regular semisimple in the usual sense, so its stabilizer in
${\mathbf{G}}$
is a torus. Taking the intersection with
${\mathbf{H}}$
, we see that
${\mathbf{H}}_x$
is diagonalizable. We now show that
${\mathbf{H}}_x$
is also unipotent, which will imply the lemma.
Since
${\mathbf{f}}_n^\vee(x){\mathbf{f}}_n(x)\neq 0$
, the vector
${\mathbf{f}}_n(x)\neq 0$
either. Therefore,
${\mathbf{f}}_i(x)\neq 0$
for any i. Suppose
$h\in {\mathbf{H}}_x$
, then
$\bigwedge^i h$
fixes
${\mathbf{f}}_i(x)$
for any i. When
$i=1$
, this means that
${\mathbf{e}}_1':= x_1({\mathbf{e}})$
is an eigenvector of h with eigenvalue 1. By Corollary 2.6 and induction, we can find linearly independent vectors
such that
$h({\mathbf{e}}_i')\in{\mathbf{e}}_i'+ \sum_{j=0}^{i-1}k{\mathbf{e}}_j'$
. This shows that
${\mathbf{H}}_x$
is unipotent, as claimed.
Corollary 2.11. For any
$a\in{\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}^{\mathrm{srs}}$
, the fiber
$\chi_{{\mathbf{M}},{\mathbf{H}}}^{-1}(a)$
is a
${\mathbf{H}}$
-torsor.
Proof. Since
${\mathbf{H}}$
is reductive, there is a unique closed
${\mathbf{H}}$
-orbit in
$\chi_{{\mathbf{M}},{\mathbf{H}}}^{-1}(a)$
. By Lemma 2.10, every orbit in
$\chi_{{\mathbf{M}},{\mathbf{H}}}^{-1}(a)$
is an
${\mathbf{H}}$
-torsor and hence has the same dimension
$\dim{{\mathbf{H}}}=(n-1)^2=\dim{{\mathbf{M}}}-\dim{{\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}}$
. This implies that every orbit is both open and closed, and hence must be the unique closed orbit. This finishes the proof.
2.6 The involutions and twisted forms
In order to study the Jacquet–Rallis fundamental lemma, we will need some Galois twists of
${\mathbf{M}}$
and
${\mathbf{H}}$
. This can be achieved using a certain involution on the monoid, which we now formulate.
2.6.1.
The commutative monoid
${\mathbf{A}}_{\mathbf{M}}$
admits an involution
$\iota_{\mathbf{A}}$
sending a simple root
$\alpha$
to
$-w_0(\alpha)$
, where
$w_0$
is the longest element in the Weyl group with respect to the Borel (this is valid for the universal monoid associated with a general split semisimple and simply connected group, but we will not need it). Explicitly for
${\mathbf{G}}$
(in other words,
$\operatorname{GL}_n$
), this is induced by flipping the Dynkin diagram of
${\mathbf{G}}$
.
The involution
$\iota_{\mathbf{A}}$
can be upgraded to an anti-involution
$\iota$
on
${\mathbf{M}}$
as follows: given a fundamental representation
$V_i$
of
${\mathbf{G}}^{\mathrm{sc}}$
, its contragredient representation is again a fundamental representation, denoted by
$V_i^\vee$
. Any
$x_i\in\operatorname{End}(V_i)$
then has the adjoint element
$x_i^\vee\in\operatorname{End}(V_i^\vee)$
. There is a unique
$j=n-i$
such that
$\varpi_j=-w_0(\varpi_i)$
and
$V_j\cong V_i^\vee$
as
${\mathbf{G}}^{\mathrm{sc}}$
-representations, and we fix one such isomorphism
$\phi_{i}$
. Then
$x_i^\vee$
may be viewed as an element
$y_j\in\operatorname{End}(V_j)$
, and
$y_j$
is independent of the choice of
$\phi_i$
by Schur’s lemma. This defines an anti-involution
\begin{align*} \iota_\star\colon {\mathbf{A}}_{\mathbf{M}}\oplus\bigoplus_{i=1}^{n-1}\operatorname{End}(V_i)&\longrightarrow {\mathbf{A}}_{\mathbf{M}}\oplus\bigoplus_{i=1}^{n-1}\operatorname{End}(V_i)\\ (z, x_i)&\longmapsto (\iota_{\mathbf{A}}(z), y_i).\end{align*}
It is easy to see that
$\iota_\star$
preserves
${\mathbf{M}}^\times$
: for
$(z,g)\in{\mathbf{M}}^\times$
,
$\iota_\star$
is given by the formula
Therefore,
$\iota_\star$
induces an anti-involution
$\iota$
on
${\mathbf{M}}$
as desired.
Remark 2.12.
-
(i) When
$x\in{\mathbf{M}}$
is contained in
${\mathbf{G}}^{\mathrm{sc}}$
, then
$\iota(x)$
is just
$x^{-1}$
. However,
$\iota$
has nothing to do with ‘inversion’ on
${\mathbf{M}}$
, which does not exist. -
(ii) Conceptually,
$\iota$
is the canonical anti-isomorphism from
${\mathbf{M}}$
to its opposite monoid, and it is defined for the universal monoid of any
${\mathbf{G}}^{\mathrm{sc}}$
, not just
$\operatorname{SL}_n$
.
Example 2.13. When
$n=2$
, we have
${\mathbf{M}}=\operatorname{Mat}_2$
, and
$\iota$
is the map
When
$n\geqslant 3$
, however, it is impossible to lift
$\iota_{\mathbf{A}}$
to the monoid
$\operatorname{Mat}_n$
, unlike the case of
${\mathbf{M}}$
.
2.6.2.
There is also an involution
$\tau$
on
${\mathbf{M}}$
specific to the
${\mathbf{G}}=\operatorname{GL}_n$
case. Indeed, the group
$\operatorname{Out}({\mathbf{G}}^{\mathrm{sc}})$
of outer automorphisms has order 2, and it induces an involution
$\tilde{\tau}$
on
${\mathbf{M}}$
using the standard pinning of
${\mathbf{G}}^{\mathrm{sc}}$
. Let
$\dot{w}_0$
be the following element of
$\operatorname{SL}_n$
lifting
$w_0$
:

and define
One can verify that on
${\mathbf{M}}^\times$
,
$\tau$
is given by the formula
so it is indeed an involution. Note that
$\tau$
is compatible with the involution on
${\mathbf{G}}$
(respectively
${\mathbf{H}}$
) given by transpose-inverse.
2.6.3.
For any k-scheme X and an étale double cover
$\vartheta\colon X'\to X$
, we consider the Weil restriction
viewed as a reductive monoid scheme with
${\mathbf{H}}':=\vartheta_*({\mathbf{H}}\times X')$
-action over X. For convenience, we let
${\mathbf{G}}':= \vartheta_*({\mathbf{G}}\times X')$
. The anti-involution
$\iota$
on
${\mathbf{M}}$
induces an anti-involution on
${\mathbf{M}}'$
, still denoted by
$\iota$
, and the latter clearly commutes with the unique non-trivial element
$\sigma\in\operatorname{Gal}(X'/X)$
. Let
${\mathfrak{M}}$
be the monoidal symmetric space
The group
${\mathbf{H}}$
can be identified with the fixed-point subgroup
$H:= ({\mathbf{H}}')^\sigma$
, and H acts on
${\mathfrak{M}}$
.
2.6.4.
On the other hand, we have the unitary form of
${\mathbf{M}}$
defined as
as well as unitary groups
Clearly, H’ acts on
${\mathfrak{M}}'$
by the adjoint action.
2.6.5.
The abelianization map
$\alpha_{{\mathbf{M}}'}$
is easily seen to be equivariant under both
$\iota\sigma$
and
$\tau\sigma$
, and these two Galois actions coincide when descended to
${\mathbf{A}}_{{\mathbf{M}}'}$
. Therefore, we may define the common abelianization of
${\mathfrak{M}}$
and
${\mathfrak{M}}'$
to be the invariant space
${\mathbf{A}}_{{\mathbf{M}}'}^{\iota\sigma}={\mathbf{A}}_{{\mathbf{M}}'}^{\tau\sigma}$
. We denote it simply by
${\mathfrak{A}}_{\mathfrak{M}}$
without any prime (’) symbol.
2.6.6.
Now we study the invariant theory of the H-action on
${\mathfrak{M}}$
and that of the H’-action on
${\mathfrak{M}}'$
using the results from the
${\mathbf{H}}$
-action on
${\mathbf{M}}$
.
First, we note that both
$\iota\sigma$
and
$\tau\sigma$
map
${\mathbf{H}}'$
-orbits to
${\mathbf{H}}'$
-orbits, and so they descend to involutions on
${\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}':=\vartheta_*({\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}\times X')$
. Moreover, note that the action of
$\iota\sigma$
coincides with that of
$\tau\sigma$
, because on
${\mathbf{M}}^\times$
,
$\iota$
and
$\tau$
only differ by a transposition on the
${\mathbf{G}}^{\mathrm{sc}}$
-factor, which does not affect the traces on
$V_i'$
and
$V_i''$
. This allows us to define
As a result, we have the following commutative diagram.

Lemma 2.14. We have natural isomorphisms
Proof. The question is local in X, so by passing to a finite étale cover, we may assume that
$\vartheta$
is split. In this case, the claim is clear since all three schemes are isomorphic to
${\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}\times X$
.
2.6.7.
Define the twisted forms of
$\chi_{{\mathbf{M}},{\mathbf{H}}}$
:
then their fibers can be similarly studied using fibers of
$\chi_{{\mathbf{M}},{\mathbf{H}}}$
. The extended
${\mathbf{H}}$
-discriminant divisor
${\mathbf{D}}_{{\mathbf{M}},{\mathbf{H}}}^+$
also similarly induces a principal extended H-discriminant divisor
${\mathfrak{D}}_{{\mathfrak{M}},H}^+$
on
${\mathfrak{C}}_{{\mathfrak{M}},H}$
, whose complement is the H-srs locus
${\mathfrak{C}}_{{\mathfrak{M}},H}^{\mathrm{srs}}$
. These facts are straightforward to check, and we leave the details to the reader.
2.6.8.
For future convenience, we also describe the scheme
${\mathfrak{C}}_{{\mathfrak{M}},H}$
in a more explicit manner. We will only consider the case when
$X=\operatorname{Spec} R$
and
$X'=\operatorname{Spec} R'$
are affine, and the general case is similar.
The scheme
${\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}'$
in this case is just an affine space
${\mathbb{A}}_{R'}^{3n-3}$
, so it suffices to describe the set
${\mathfrak{C}}_{{\mathfrak{M}},H}(R)$
as a subset of
$(R')^{3n-3}$
. On the direct factor
$(R')^{n-1}$
corresponding to the abelianization, the involution
$\iota\sigma=\tau\sigma$
takes
$(z_i)$
to the point
$(\sigma z_{n-i})$
. On the remaining direct factor, if we write
$(a_i',a_i'')$
corresponding to coordinates
$(\chi_i',\chi_i'')$
, then the involution is the map
To see this, one only needs to notice that if we identify
$V_i^\vee$
with
$V_{n-i}$
using the standard volume form, then its direct summand
$(V_i')^\vee$
is identified with
$V_{n-i-1}'\otimes k{\mathbf{e}}$
, which is exactly
$V_{n-i}''$
. As a result,
${\mathfrak{C}}_{{\mathfrak{M}},H}(R)$
is the set
where the
$z_i$
part belongs to
${\mathfrak{A}}_{\mathfrak{M}}$
.
2.7 Deformed quotient stack
Although the quotient stacks
${\mathscr{M}}_1:= [{{\mathfrak{M}}/H}]$
and
${\mathscr{M}}_1':= [{{\mathfrak{M}}'/H'}]$
already capture the information on the geometric side of the trace formula that we are interested in, experience shows that by considering certain respective deformations of these stacks, many global results become significantly easier to prove. Such deformations are analogues to the ones for Lie algebras introduced by [Reference YunYun11].
2.7.1.
We first consider the split case and begin by reformulating
$[{{\mathbf{M}}/{\mathbf{H}}}]$
in a coordinate-free way. We consider the following classifying stack (S is a k-scheme):
\begin{align*} {\underline{\mathscr{M}}}(S)=\left\{{({\mathcal{E}},x,e,e^\vee)\,\left\lvert\,\! \begin{array}{l} {\mathcal{E}}\in\operatorname{Bun}_{{\mathbf{G}}}(S)\\ x\in {\mathbf{M}}\times^{{\mathbf{G}}}{\mathcal{E}}\\ e\colon{\mathcal{O}}_S\to V_{\mathcal{E}}, e^\vee\colon V_{\mathcal{E}}\to {\mathcal{O}}_S \end{array}\right.}\!\!\!\right\}\!,\end{align*}
where
$V_{\mathcal{E}}$
means the vector bundle associated with the
${\mathbf{G}}$
-torsor
${\mathcal{E}}$
and
$V_{\mathcal{E}}^\vee$
its vector dual. It maps to
$[{{\mathbf{M}}/{\mathbf{G}}}]$
by forgetting the vector e and co-vector
$e^\vee$
, and this forgetful map is representable (by section spaces of vector bundles). As a result,
${\underline{\mathscr{M}}}$
is an algebraic stack of finite type.
Inside
${\underline{\mathscr{M}}}$
we have the closed substack
${\underline{\mathscr{M}}}_1$
consisting of tuples such that
$e^\vee e=1$
.
Lemma 2.15. We have a natural isomorphism
Proof. The natural map is defined as follows: given
$({\mathcal{E}}_{\mathbf{H}},x_{\mathbf{H}})$
(where
${\mathcal{E}}_{\mathbf{H}}$
is an
${\mathbf{H}}$
-torsor) on the left-hand side, we have induced
${\mathbf{G}}$
-torsor
${\mathcal{E}}$
and the point x is obvious. Let
$V_{{\mathcal{E}}_{\mathbf{H}}}$
be the rank-
$(n-1)$
vector bundle associated with
${\mathcal{E}}_{\mathbf{H}}$
, then
$V_{\mathcal{E}}$
is just the direct sum of
$V_{{\mathcal{E}}_{\mathbf{H}}}$
with the trivial line bundle, and e (respectively
$e^\vee$
) is the canonical inclusion (respectively projection) of the trivial line.
The inverse functor is similarly straightforward: if
$e^\vee e=1$
, then together e and
$e^\vee$
define a direct summand of
$V_{\mathcal{E}}$
that is a trivial line bundle, which is equivalent to an
${\mathbf{H}}$
-reduction
${\mathcal{E}}_{\mathbf{H}}$
of
${\mathcal{E}}$
. The rest of the verifications are left to the reader.
2.7.2.
There is an obvious fibration
$b_0\colon {\underline{\mathscr{M}}}\to {\mathbb{A}}^1$
sending
$({\mathcal{E}},x,e,e^\vee)$
to
$e^\vee e$
, and for any
$s\in{\mathbb{A}}^1$
, we let
${\underline{\mathscr{M}}}_s=b_0^{-1}(s)$
be the preimage of s. The following result is obvious.
Lemma 2.16. We have an isomorphism
2.7.3.
We review a little bit of linear algebra before we proceed. Given a vector space V and a vector
$e\in V$
, we may define, for any
$i\in{\mathbb{N}}$
, a natural linear map
by wedging e on the left. On the other hand, given a co-vector
$e^\vee \in V^\vee $
, we may also define a contraction (linear) map
\begin{align*} e^\vee \colon\bigwedge^{i+1}V&\longrightarrow \bigwedge^iV\\ e_0\wedge\cdots\wedge e_i&\longmapsto \sum_{j=0}^i(-1)^j(e^\vee e_j) (e_0\wedge\cdots\wedge\hat{e}_j\wedge\cdots \wedge e_i),\end{align*}
where
$\hat{e}_j$
means the
$e_j$
-term is deleted.
2.7.4.
Let
${\mathbf{C}}_{\underline{\mathscr{M}}}:= {\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}\times{\mathbb{A}}^1$
, and we now define a map
extending the map
$[{{\mathbf{M}}/{\mathbf{H}}}]\to {\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}$
. Given
$({\mathcal{E}},x,e,e^\vee )\in{\underline{\mathscr{M}}}$
, we have invariants
$a_i=\chi_i(x)$
as before. For
$1\leqslant i\leqslant n-1$
, recall the element
$y_i\in \operatorname{End}(V_i)$
induced by any element
$y\in{\mathbf{M}}$
. By twisting by
${\mathcal{E}}$
, we have
$x_i\in\operatorname{End}(V_{{\mathcal{E}},i})$
associated with x, where
$V_{{\mathcal{E}},i}=\bigwedge^iV_{\mathcal{E}}$
. Define
$x_i^{e,e^\vee }$
to be the composition map
and let
$\chi_i^{e,e^\vee }(x)$
be the trace of
$x_i^{e,e^\vee }$
. Let
\begin{align*} b_i= \begin{cases} e^\vee e, & i=0,\\ \chi_i^{e,e^\vee }(x), & 1\leqslant i\leqslant n-1. \end{cases}\end{align*}
When
$V=k^n$
,
$e={\mathbf{e}}$
,
$e^\vee ={\mathbf{e}}^\vee $
, it is easy to see that
$b_0=1$
and for
$i\geqslant 1$
,
$b_i=a_i''$
. We already have
$a_i=a_i'+a_i''$
, so
$\alpha_i$
(viewed as functions on
${\mathbf{A}}_{\mathbf{M}}$
),
$\chi_i$
, and
$\chi_i^{e,e^\vee }$
give an alternative set of coordinates of
${\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}$
. Define
The restriction of
$\chi_{\underline{\mathscr{M}}}$
to
${\underline{\mathscr{M}}}_1$
is the same as the one induced by
$\chi_{{\mathbf{M}},{\mathbf{H}}}$
.
2.7.5.
There is a section from
${\mathbf{C}}_{\underline{\mathscr{M}}}$
to
${\underline{\mathscr{M}}}$
extending the one on
${\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}$
, defined as follows: given
$z\in{\mathbf{A}}_{\mathbf{M}}$
,
$a=(a_i)$
,
$b=(b_i)$
(including
$b_0$
), we let
${\mathcal{E}}={\mathcal{E}}_0$
be the trivial
${\mathbf{G}}$
-torsor (so that
$V_{\mathcal{E}}=k^n$
),
$x_{z,a}=\epsilon_{\mathbf{M}}(z,a)$
,
$e={\mathbf{e}}$
, and
We define the map
Remark 2.17. If
$b_0=1$
, then
$\epsilon_{\underline{\mathscr{M}}}$
is the same as the map to
${\underline{\mathscr{M}}}_1$
induced by
$\epsilon_{{\mathbf{M}},{\mathbf{H}}}$
, because the role of conjugation by
$\beta(a_i'')$
in
$\epsilon_{{\mathbf{M}},{\mathbf{H}}}$
is the same as changing the basis of
$k^n$
so that
${\mathbf{e}}$
stays the same and
${\mathbf{e}}^\vee $
becomes
${\mathbf{e}}_b^\vee $
. For
$\epsilon_{{\mathbf{M}},{\mathbf{H}}}$
, there is additional information being constructed, namely how we change the basis elements
${\mathbf{e}}_i$
and
${\mathbf{e}}_i^\vee $
. For
$\epsilon_{\underline{\mathscr{M}}}$
, we no longer retain such additional information.
Proposition 2.18. The map
$\epsilon_{\underline{\mathscr{M}}}$
is a section of
$\chi_{\underline{\mathscr{M}}}$
and its restriction to
${\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}$
coincides with
$\epsilon_{{\mathbf{M}},{\mathbf{H}}}$
.
Proof. The proof is, in essence, similar to that for
$\epsilon_{{\mathbf{M}},{\mathbf{H}}}$
, and clearly we only need to consider the
$b_j$
-coordinates for
$j\geqslant 1$
. We choose the basis of
$V_j$
induced by the standard basis of
$k^n$
. Since wedging with
${\mathbf{e}}$
kills any pure tensor with factor
${\mathbf{e}}$
, we only need to consider the effect of
$x_j^{e,e^\vee }$
on basis elements of the form
As before, let
$A=\epsilon(a)\in\operatorname{SL}_n$
be the companion matrix associated with a, then A sends
${\mathbf{e}}_i$
to
$(-1)^{i-1}a_i{\mathbf{e}}_1+{\mathbf{e}}_{i+1}$
(recall
${\mathbf{e}}_n={\mathbf{e}}$
) and
${\mathbf{e}}$
to
$(-1)^{n-1}{\mathbf{e}}_1$
. This means that
${\mathbf{e}}\wedge{\mathbf{e}}_{i_1\cdots i_{j-1}}$
is sent to
\begin{align*} & (-1)^{n-1}{\mathbf{e}}_1\wedge ((-1)^{i_1-1}a_{i_1}{\mathbf{e}}_1+{\mathbf{e}}_{i_1+1})\wedge \cdots\wedge ((-1)^{i_{j-1}-1}a_{i_{j-1}}{\mathbf{e}}_1+{\mathbf{e}}_{i_{j-1}+1})\\&\quad = (-1)^{n-1}{\mathbf{e}}_1\wedge {\mathbf{e}}_{i_1+1}\wedge \cdots\wedge {\mathbf{e}}_{i_{j-1}+1}. \end{align*}
Scaling the result by
$\delta_{\mathbf{M}}(z)$
, we see that
$x_{z,a}$
sends
${\mathbf{e}}\wedge{\mathbf{e}}_{i_1\cdots i_{j-1}}$
to
where the product
$z_{l+1}\cdots z_{i_l}$
is 1 if
$i_l\lt l+1$
, or equivalently,
$i_l=l$
. To compute the contribution of
${\mathbf{e}}_{i_1\cdots i_{j-1}}$
to the trace
$\chi_j^{e,e^\vee }$
, we need to compute the contraction with
${\mathbf{e}}_b^\vee $
and then project to the basis
${\mathbf{e}}_{i_1\cdots i_{j-1}}$
. Therefore, for
${\mathbf{e}}_{i_1\cdots i_{j-1}}$
to have non-zero contribution to
$b_j$
, we must have
Moreover, only the term involving
${\mathbf{e}}_{j}^\vee $
in
${\mathbf{e}}_b^\vee $
can contribute to
$b_j$
. The trace
$\chi_j^{e,e^\vee }$
can then be computed to be the coefficient in front of the pure tensor
which is
$b_j$
. This finishes the proof.
2.7.6.
By replacing
${\mathbf{e}}$
with e (respectively
${\mathbf{e}}^\vee $
with
$e^\vee $
), we can define the analogue of
${\mathbf{f}}_i(x)$
(respectively
${\mathbf{f}}_i^\vee (x)$
) for any
$m=({\mathcal{E}},x,e,e^\vee )$
:
\begin{align*} {\mathbf{f}}_i(m)&= \begin{cases} x_1 e, & i=1,\\ x_i(e\wedge {\mathbf{f}}_{i-1}(m)), & 1\lt i\lt n,\\ e\wedge {\mathbf{f}}_{n-1}(m), & i=n; \end{cases}\\ {\mathbf{f}}_i^\vee (m)&= \begin{cases} e^\vee x_1, & i=1,\\ ({\mathbf{f}}_{i-1}^\vee (m)\wedge e^\vee )x_i, & 1\lt i\lt n,\\ {\mathbf{f}}_{n-1}^\vee (m)\wedge e^\vee, & i=n. \end{cases}\end{align*}
Let
${\underline{\mathscr{M}}}^\times\subset{\underline{\mathscr{M}}}$
be the preimage of
$[{{\mathbf{M}}^\times/{\mathbf{G}}}]$
, then clearly it is an open dense substack. Similar to Corollary 2.6, we have the following.
Lemma 2.19. Both
${\mathbf{f}}_i(m)$
and
${\mathbf{f}}_i^\vee (m)$
are pure tensors for all
$m\in{\underline{\mathscr{M}}}$
.
Definition 2.20. We call
$m\in{\underline{\mathscr{M}}}$
strongly regular semisimple if its image x in
$[{{\mathbf{M}}/{\mathbf{G}}}]$
is regular semisimple and
${\mathbf{f}}_n^\vee (m){\mathbf{f}}_n(m)\neq 0$
. We denote the open substack of strongly regular semisimple elements by
${\underline{\mathscr{M}}}^{\mathrm{srs}}$
.
Proposition 2.21. The map
$\chi_{\underline{\mathscr{M}}}$
is initial in the category of maps
${\underline{\mathscr{M}}}\to S$
, where S is an affine scheme.
Proof. It is easy to see that any map
$b_0^{-1}({\mathbb{G}}_{\mathrm{m}})\to S$
to a scheme factors through
${\mathbb{G}}_{\mathrm{m}}\times {\mathbf{C}}_{{\mathbf{M}},{\mathbf{H}}}$
using the result for
${\underline{\mathscr{M}}}_1$
.
On the other hand, we claim that
${\underline{\mathscr{M}}}^{\times,{\mathrm{srs}}}$
is equal to
$\chi_{{\underline{\mathscr{M}}}}^{-1}(\chi_{{\underline{\mathscr{M}}}}({\underline{\mathscr{M}}}^{\times,{\mathrm{srs}}}))$
and also isomorphic to
$\chi_{{\underline{\mathscr{M}}}}({\underline{\mathscr{M}}}^{\times,{\mathrm{srs}}})$
. By
${\mathbf{Z}}_{\mathbf{M}}$
-equivariance, we only need to prove this for the closed substack of
${\underline{\mathscr{M}}}^{\times,{\mathrm{srs}}}$
lying over
$[{{\mathbf{G}}^{\mathrm{sc}}/{\mathbf{G}}}]$
, or equivalently, the abelianization is 1. By embedding
${\mathbf{G}}^{\mathrm{sc}}=\operatorname{SL}_n$
into
$\operatorname{Mat}_n=\mathfrak{gl}_n$
, the claim then follows from the well-known result from the Lie algebra case [Reference YunYun11].
Finally, given a map
${\underline{\mathscr{M}}}\to S$
, where S is affine, its restriction to
${\underline{\mathscr{M}}}^{\times,{\mathrm{srs}}}\cup b_0^{-1}({\mathbb{G}}_{\mathrm{m}})$
uniquely factors through the image of the latter in
${\mathbf{C}}_{{\underline{\mathscr{M}}}}$
, whose complement has codimension 2. Since S is affine and
${\mathbf{C}}_{\underline{\mathscr{M}}}$
is normal, the factorization then extends to the whole
${\mathbf{C}}_{\underline{\mathscr{M}}}$
.
Corollary 2.22. The pairing
${\mathbf{f}}_n^\vee {\mathbf{f}}_n$
descends to a function on
${\mathbf{C}}_{\underline{\mathscr{M}}}$
.
Definition 2.23.
-
(i) We define the (respectively extended) discriminant function
where
\begin{align*} \mathrm{Disc}_{\underline{\mathscr{M}}}:={\mathbf{f}}_n^\vee {\mathbf{f}}_n \quad \text{(respectively }\mathrm{Disc}_{\underline{\mathscr{M}}}^+:= \mathrm{Disc}_+\cdot{\mathbf{f}}_n^\vee {\mathbf{f}}_n\text{)} \in k[{\mathbf{C}}_{\underline{\mathscr{M}}}], \end{align*}
$\mathrm{Disc}_+$
is the usual extended discriminant function on
${\mathbf{C}}_{\mathbf{M}}$
.
-
(ii) The divisor cut out by
$\mathrm{Disc}_{\underline{\mathscr{M}}}$
(respectively
$\mathrm{Disc}_{\underline{\mathscr{M}}}^+$
) is called the (respectively extended) discriminant divisor, denoted by
${\mathbf{D}}_{\underline{\mathscr{M}}}$
(respectively
${\mathbf{D}}_{\underline{\mathscr{M}}}^+$
). -
(iii) The complement
${\mathbf{C}}_{{\underline{\mathscr{M}}}}^{\mathrm{srs}}={\mathbf{C}}_{\underline{\mathscr{M}}}-{\mathbf{D}}_{\underline{\mathscr{M}}}^+$
is called the strongly regular semisimple locus.
Proposition 2.24. The restriction of
$\chi_{\underline{\mathscr{M}}}$
to
${\underline{\mathscr{M}}}^{\mathrm{srs}}$
is an isomorphism.
Proof. We first prove that
${\underline{\mathscr{M}}}^{\mathrm{srs}}$
is a sheaf. Since
${\underline{\mathscr{M}}}$
is clearly an algebraic stack, it suffices to show that the automorphism group of any point
$m=({\mathcal{E}},x,e,e^\vee)\in{\underline{\mathscr{M}}}^{\mathrm{srs}}(R)$
is trivial, where R is an Artinian algebra over
$\bar{k}$
. We fix a trivialization of
${\mathcal{E}}$
, then the automorphism group of m is the same as the stabilizer in
${\mathbf{G}}$
of the tuple
$(x,e,e^\vee)\in{\mathbf{M}}\times{\mathbb{A}}^n\times{\mathbb{A}}^n$
.
By definition, x is semisimple, so we may choose the trivialization of
${\mathcal{E}}$
in such a way that x is identified with a point in
$\bar{{\mathbf{T}}}_{\mathbf{M}}(R)$
. Since x is also
${\mathbf{G}}$
-regular, it is contained in the big-cell locus (e.g. see [Reference WangWan26, § 2.4.15] for a quick summary). By possibly conjugating by the Weyl group, we may assume that x can be written as
where
$e_{I,\Delta}$
is an idempotent in
$\bar{{\mathbf{T}}}_{\mathbf{M}}$
,
$t\in{\mathbf{T}}^{\mathrm{sc}}(R)$
, and
$z\in{\mathbf{Z}}_{\mathbf{M}}\simeq{\mathbf{T}}^{\mathrm{sc}}(R)$
. Since the stabilizer stays constant along
${\mathbf{Z}}_{\mathbf{M}}$
-orbits in
${\mathbf{M}}\times{\mathbb{A}}^n\times{\mathbb{A}}^n$
(where
${\mathbf{Z}}_{\mathbf{M}}$
acts on
${\mathbb{A}}^n\times{\mathbb{A}}^n$
trivially), we may assume that
$z=1$
. Some basic properties of
$e_{I,\Delta}$
can be found in [Reference WangWan26, § 2.4.17], and since
${\mathbf{G}}=\operatorname{GL}_n$
, an explicit description is as follows: the standard basis of the standard representation
$V_1$
has weights
For each
$1\lt i\leqslant n-1$
, the highest weight of
$V_i$
is
\begin{align*} \varpi_i&=\sum_{j=1}^{i}\bigg(\varpi_1-\sum_{l=1}^{j-1}\alpha_l\bigg)\\ &=i\varpi_1-\sum_{j=1}^{i}(i-j)\alpha_j, \end{align*}
and so lower weights in
$V_i$
can be written as
\begin{align*} \mu:=\varpi_i-\sum_{j=i}^{n-1}c_j\alpha_j, \end{align*}
such that if
$c_j\neq 0$
, then
$c_l\neq 0$
for all
$i\leqslant l\lt j$
. The eigenvalue
$\mu(e_{I,\Delta})$
is 1 if
$c_j=0$
outside I, and 0 otherwise. Therefore, we may assume without loss of generality that
Let
$t=\operatorname{diag}(t_1,\ldots,t_n)$
, and suppose
$e=\,^{\mathrm{t}}{}{(}e_1,\ldots,e_n)\in R^n$
, then
${\mathbf{f}}_n(m)$
is the determinant of the matrix

Since
${\mathbf{f}}_n(m)$
is invertible, we must have
$e_i\in R^\times$
for all i. The stabilizer of x in
${\mathbf{G}}$
is diagonal, so
$e_i\in R^\times$
implies that if
$\operatorname{Ad}_g(x)=x$
and
$ge=e$
, then
$g=1$
. This proves the claim that
${\underline{\mathscr{M}}}^{\mathrm{srs}}$
is a sheaf.
Still assuming
$z=1$
, the invariants
$b_i$
can be similarly computed as entries in the row vector
where
${\mathbf{F}}$
is the matrix

in which
$\Sigma_{i,l}$
is the summation
\begin{align*} \sum_{\substack{1\leqslant j_1\lt\cdots\lt j_l\leqslant\max\{l,s+1\}\\i\neq j_1,\ldots, j_l}}t_{j_1}\cdots t_{j_l}. \end{align*}
We claim that
${\mathbf{F}}$
is invertible: indeed, if
$s\lt l\lt n$
, then
$\Sigma_{l+1,l}$
is simply the product
so we only need to show that the determinant of the upper-right block of
${\mathbf{F}}$
is invertible. Using elementary column operations and induction, we see that the said determinant is, up to a sign, equal to that of the Vandermonde matrix
\begin{align*} \begin{pmatrix} t_1^{s+1} & \cdots & t_1\\ \vdots & & \vdots \\[2pt] t_{s+1}^{s+1} & \cdots & t_{s+1} \end{pmatrix}, \end{align*}
which is invertible because the upper-right corner of
${\mathbf{f}}_n(m)$
is invertible.
If m and m’ are two points in
${\underline{\mathscr{M}}}^{\mathrm{srs}}$
with the same invariants, then by
${\mathbf{G}}$
-conjugation, we may assume that
${\mathcal{E}}={\mathcal{E}}'$
and
$x=x'$
. Since
${\mathbf{F}}$
is invertible, we have
$e_ie_i^\vee=e_i'e_i^{\vee\prime}$
for all i. Therefore, using that
$e_i\in R^\times$
, we may find a scalar in
$R^\times$
that simultaneously sends e to e’ and
$e^\vee$
to
$e^{\vee\prime}$
. This shows that
$\chi_{{\underline{\mathscr{M}}}}$
is a bijection on R-points for any Artinian algebra R, hence it must be an isomorphism.
2.7.7.
The Galois twisted form of
${\underline{\mathscr{M}}}$
is similarly formulated. We already have the monoidal symmetric space
${\mathfrak{M}}$
and groups
$G\simeq{\mathbf{G}}$
and
$H\simeq{\mathbf{H}}$
over X, induced by a given étale double cover
$\vartheta\colon X'\to X$
.
Definition 2.25. We define
${\mathscr{M}}$
to be the stack whose S-points (S is an X-scheme) are tuples
$({\mathcal{E}},x,e,e^\vee )$
, where
${\mathcal{E}}$
is a G-torsor over S,
$x\in{\mathfrak{M}}\times^G{\mathcal{E}}(S)$
, e (respectively
$e^\vee $
) is a vector (respectively co-vector) of
$V_{\mathcal{E}}$
, or, in other words, e is a morphism
${\mathcal{O}}_S\to V_{\mathcal{E}}$
and
$e^\vee $
is a morphism
$V_{\mathcal{E}}\to{\mathcal{O}}_S$
.
We define the unitary form
${\mathscr{M}}'$
to be the stack classifying tuples
$({\mathcal{E}}',x',e')$
, where
${\mathcal{E}}'$
is a
$G'=\mathrm{U}_n$
-torsor over X,
$x'\in{\mathfrak{M}}'\times^{G'}{\mathcal{E}}'(S)$
, and
$e'\colon {\mathcal{O}}_{S'}\to V'_{{\mathcal{E}}'}$
is a vector. Here,
$S'=X'\times_X S$
and
$V'_{{\mathcal{E}}'}$
is the Hermitian vector bundle on S’ associated with
${\mathcal{E}}'$
. Through the Hermitian form, we may identify
$V'_{{\mathcal{E}}'}$
with the dual of
$\sigma^*V'_{{\mathcal{E}}'}$
, and so e’ induces a co-vector
2.7.8.
Both
${\mathscr{M}}$
and
${\mathscr{M}}'$
map to the same space
${\mathfrak{C}}_{\mathscr{M}}$
of invariants
Here,
${\mathfrak{C}}_{\mathscr{M}}$
is isomorphic to
${\mathfrak{C}}_{{\mathfrak{M}},H}\times{\mathbb{A}}^1$
, where
${\mathbb{A}}^1$
corresponds to the invariant
$b_0$
. More concretely, if
$X=\operatorname{Spec}{R}$
and
$X'=\operatorname{Spec}{R'}$
, then
${\mathfrak{C}}_{\mathscr{M}}(R)$
is the subset of
$(R')^{3n-2}$
where we use the convention
$a_n:= 1$
and
$b_n:= 0$
, so that
$b_0=\sigma (b_0a_n-b_n)$
is equivalent to saying
$b_0\in R$
.
2.7.9.
The pure tensors
${\mathbf{f}}_i$
and
${\mathbf{f}}_i^\vee $
are not stable under the Galois action if
$0\lt i\lt n$
, but both
${\mathbf{f}}_n$
and
${\mathbf{f}}_n^\vee $
have twisted forms, which we denote by
$f_n(x)$
and
$f_n^\vee (x)$
for
$({\mathcal{E}},x,e,e^\vee )\in {\mathscr{M}}$
, and
$f_n'(x')$
for
$({\mathcal{E}}',x',e')$
for
$({\mathcal{E}}',x',e')\in{\mathscr{M}}'$
. In the unitary case, the co-tensor
$f_n^{\prime\vee}(x)$
is the dual of
$\sigma^*f_n'(x')$
. Additionally,
${\mathbf{f}}_i$
and
${\mathbf{f}}_i^\vee $
are still well-defined as tensors over S’, and if
$i=n$
, they coincide with the pullbacks of
$f_n$
and
$f_n^\vee $
, respectively.
3. Local formulations
In this section, we study the geometry in the local setting. For this purpose, we fix a closed point
$v\in\lvert X\rvert$
. Let
$X_v=\operatorname{Spec}{{\mathcal{O}}_v}$
be the formal disc at v,
$X_v^\bullet=\operatorname{Spec}{F_v}$
the punctured disc, and
$k_v$
the residue field. We also choose a uniformizer
$\pi_v\in{\mathcal{O}}_v$
.
Similarly, we let
$v'=\operatorname{Spec}{k_v'}$
be the preimage of v in X’: it is either a single point with
$k_{v}'$
being a quadratic field extension of
$k_v$
, or two points with
$k_{v}'=k_v\times k_v$
. Let
$X_{v}'=\operatorname{Spec}{{\mathcal{O}}_{v}'}$
be the formal disc around v’, where
${\mathcal{O}}_v'={\mathcal{O}}_v\otimes_{k_v}k_{v}'$
and
$X_{v}^{\prime\bullet}=\operatorname{Spec}{F_v'}$
the punctured disc. For any geometric point
$\bar{v}$
over v, that is, a k-field embedding
$\bar{v}\colon k_v\to \bar{k}$
, we let
${\mathcal{O}}_{\bar{v}}={\mathcal{O}}_v\otimes_{k_v}\bar{k}$
, and so on.
3.1 Affine Jacquet–Rallis fibers
Similar to the Lie algebra case [Reference YunYun11] or the usual adjoint action [Reference WangWan26], we have an analogue of affine Springer fibers which are geometric incarnations of orbital integrals. We will dub them affine Jacquet–Rallis fibers in this paper.
3.1.1.
Recall we have surjective morphisms of stacks
We define
${\mathfrak{C}}_{\mathscr{M}}^\heartsuit({\mathcal{O}}_v)$
to be the subset of
${\mathfrak{C}}_{\mathscr{M}}({\mathcal{O}}_v)$
consisting of points whose restriction to
$F_v$
is invertible and strongly regular semisimple.
Similarly as in [Reference WangWan26, § 4], the image of
$a\in{\mathfrak{C}}_{\mathscr{M}}({\mathcal{O}}_v)$
that is invertible over
$F_v$
induces a point in
${\mathfrak{A}}_{\mathfrak{M}}({\mathcal{O}}_v)\cap{\mathfrak{A}}_{\mathfrak{M}}^\times(F_v)$
, and so we have a canonically attached dominant cocharacter
$\lambda_v\in\check{\mathbb{X}}(T^{\mathrm{ad}})$
, called the boundary divisor of a.
Definition 3.1 Let
$a\in{\mathfrak{C}}_{\mathscr{M}}^\heartsuit({\mathcal{O}}_v)$
. The affine Jacquet–Rallis fiber
${\mathcal{M}}_{v}(a)$
is the k-stack (for the étale topology) associated with the prestack sending a k-algebra R to the groupoid
Similarly, we define
${\mathcal{M}}_v'(a)$
by replacing
${\mathscr{M}}$
with
${\mathscr{M}}'$
. For any k-field embedding
$\bar{v}\colon k_v\to \bar{k}$
, we also define
${\mathcal{M}}_{\bar{v}}(a)$
(respectively
${\mathcal{M}}_{\bar{v}}'(a)$
) to be the analogue of
${\mathcal{M}}_v(a)$
(respectively
${\mathcal{M}}_v'(a)$
) by replacing
${\mathcal{O}}_v\hat{\otimes}_k R$
by
${\mathcal{O}}_{\bar{v}}\hat{\otimes}_{\bar{k}}R$
for any
$\bar{k}$
-algebra R.
Clearly, we have the canonical isomorphism
where
$\operatorname{Gal}(k_v/k)$
acts on the direct factors of the right-hand side simply transitively by permutations, and similarly for
${\mathcal{M}}_v'(a)$
.
3.1.2.
Before we study the properties of
${\mathcal{M}}_v(a)$
and
${\mathcal{M}}_v'(a)$
, we need to also recall the usual notion of multiplicative affine Springer fibers (MASFs), following [Reference WangWan26, § 4].
Note that over
${\mathcal{O}}_v$
, the unitary group G’ becomes quasi-split, and so the formulations in [Reference WangWan26, § 4] apply directly to the unitary side. For the symmetric-space side, it is not directly addressed in [Reference WangWan26], but the basic definitions still make sense using the monoidal symmetric space
${\mathfrak{M}}$
, and the geometric results still hold because
${\mathfrak{M}}$
becomes split after base change to
$\bar{k}$
, and so we only have to worry about rationality questions.
Let
$\bar{a}\in{\mathfrak{C}}_{\mathfrak{M}}({\mathcal{O}}_v)$
be the image of a, which is generically invertible and regular semisimple, and we restrict ourselves to only the MASF associated with
$\bar{a}$
. The definition of MASFs in [Reference WangWan26, 4] relies on an
$F_v$
-point
$\gamma\in{\mathfrak{M}}(F_v)$
(respectively
$\gamma'\in{\mathfrak{M}}'(F_v)$
) lying over
$\bar{a}$
. In the unitary case,
$\gamma'$
always exists due to a well-known result by Steinberg (one can also see [Reference WangWan26, Theorem 2.4.24] for a slightly stronger result based on Steinberg’s argument).
In the symmetric case, since a is generically strongly regular semisimple, it lifts to a unique
$F_v$
-point of
${\mathscr{M}}$
, which in particular gives a regular semisimple element
$[\gamma]\in[{{\mathfrak{M}}/G}](F_v)$
. Since
$G=\operatorname{GL}_n$
, any G-bundle over
$F_v$
is trivial, and so if we choose a trivialization of the G-bundle associated with
$[\gamma]$
, then it induces the desired
$\gamma$
.
3.1.3.
A subtlety here is that a also induces a point
$[\gamma'']\in[{{\mathfrak{M}}'/G'}](F_v)$
, whose associated G’-bundle may or may not be trivial. By local Tate–Nakayama duality, it has a canonical obstruction element
where superscript
$*$
means Pontryagin dual, and
$\Gamma_v$
is the Galois group of
$F_v$
, which acts on
$Z_{\check{{\mathbf{G}}}}={\mathbb{G}}_{\mathrm{m}}$
through
$\operatorname{Gal}(k_v'/k_v)$
. This obstruction is non-trivial only if v’ is non-split over v, in which case the Frobenius element acts on
${\mathbb{G}}_{\mathrm{m}}$
by inversion, and we have
We will study the obstruction
$\operatorname{Ob}_v(a)$
in more detail in § 3.2.
3.1.4.
Using
$\gamma$
(respectively
$\gamma'$
), we can define MASF
${\mathcal{M}}_v^{\mathrm{Hit}}(a)$
(respectively
${\mathcal{M}}_v^{\prime{\mathrm{Hit}}}(a)$
) the same way as in [Reference WangWan26, § 4]. Concretely,
${\mathcal{M}}_v^{\mathrm{Hit}}(a)(R)$
is the groupoid classifying tuples
$(E,\phi,\iota)$
, where E is a G-bundle over
$X_{v,R}=\operatorname{Spec}{{\mathcal{O}}_v\hat{\otimes}_k R}$
,
$\phi$
is a section of
${\mathfrak{M}}\times^GE$
over
$X_{v,R}$
such that
$(E,\phi)$
lies over a, and
$\iota$
is an isomorphism over
$X_{v,R}^\bullet$
between
$(E,\phi)$
and
$(E_0,\gamma)$
(
$E_0$
means the trivial G-torsor).
${\mathcal{M}}_v^{\prime{\mathrm{Hit}}}(a)$
is described similarly. An explicit description of the k-points of MASF (in the unitary case) involving Cartan double cosets and the boundary divisor of
$\gamma'$
may be found in [Reference WangWan26, §§ 4.1.2 and 4.1.12].
In the symmetric case, we have a well-defined forgetful map
by forgetting the vector and the co-vector. Note that for any
$m\in{\mathcal{M}}_v(a)$
, the rational isomorphism
$\iota$
of its image under this map is induced by the fact that
${\mathscr{M}}^{\mathrm{srs}}\to{\mathfrak{C}}_{\mathscr{M}}^{\mathrm{srs}}$
is an isomorphism.
In the unitary case, due to the obstruction
$\operatorname{Ob}_v(a)$
, we may not have a forgetful map
Nevertheless, we may slightly modify the definition of
${\mathcal{M}}_v^{\prime{\mathrm{Hit}}}(a)$
by replacing the distinguished point
$(E_0,\gamma')$
by
$[\gamma'']$
. The resulting functor
${\mathcal{M}}_v^{\prime\prime{\mathrm{Hit}}}(a)$
is isomorphic to
${\mathcal{M}}_v^{\prime{\mathrm{Hit}}}(a)$
after base changing to
$\bar{k}$
, so its geometric properties are still the same, and only the Galois structure changes. We then have a forgetful map
Proof. We prove the claim for
${\mathcal{M}}_v(a)$
and the proof for
${\mathcal{M}}_v'(a)$
is similar.
We first prove that both functors in (3.1) are sheaves. Since, for any k-algebra R, we have the inclusion map
${\mathcal{O}}_v\hat{\otimes}_k R\subset F_v\hat{\otimes}_k R$
, automorphisms of any point in
${\mathcal{M}}_v(a)(R)$
(a tuple defined over
${\mathcal{O}}_v\hat{\otimes}_k R$
) are determined after restricting to
$F_v\hat{\otimes}_k R$
, which must be trivial because a is strongly regular semisimple. Therefore,
${\mathcal{M}}_v(a)$
is a sheaf. It is also known (and easily seen) that
${\mathcal{M}}_v^{\mathrm{Hit}}(a)$
is a sheaf. So (3.1) is a morphism of sheaves.
Next, we show injectivity. Suppose m and m’ are two points in
${\mathcal{M}}_v(a)(R)$
with isomorphic image in
${\mathcal{M}}_v^{\mathrm{Hit}}(a)$
. Without loss of generality, we may even assume that their images are identical, denoted by
$(E,\phi,\iota)$
. Since a is strongly regular semisimple over
$F_v$
, m and m’, viewed as the G-bundle E together with some additional data over
${\mathcal{O}}_v\hat{\otimes}_k R$
, are isomorphic when restricted to
$F_v\hat{\otimes}_k R$
. In particular, the vector (respectively co-vector) parts of both m and m’ are isomorphic, via
$\iota$
, to the same vector (respectively co-vector) in
$(F_v\hat{\otimes}_kR)^n$
, the latter being the (trivial) vector bundle induced by
$[\gamma]$
over
$F_v\hat{\otimes}_k R$
. Since the map
${\mathcal{O}}_v\hat{\otimes}_kR\to F_v\hat{\otimes}_kR$
is injective, this means the vector and co-vector parts of m and m’ remain, respectively, isomorphic over
${\mathcal{O}}_v\hat{\otimes}_kR$
. This proves injectivity.
3.1.5.
In order to show the representability of
${\mathcal{M}}_v(a)$
and
${\mathcal{M}}_v'(a)$
, we need an alternative description of these functors using lattices. In fact, we are going to prove that both functors are representable by a projective scheme over k, and by Galois descent, it suffices to prove the same claim over
$\bar{k}$
. Therefore, we may assume that v’ is split over v and
${\mathcal{M}}_v(a)\cong {\mathcal{M}}_v'(a)$
. We may also assume
$k_v=k$
for simplicity.
By splitness, we now have a section from
${\mathfrak{C}}_{\mathscr{M}}$
to
${\mathscr{M}}$
, sending a to a distinguished point
$m=(V,\gamma,e,e^\vee)\in{\mathscr{M}}({\mathcal{O}}_v)$
, where V is the trivial vector bundle of rank n,
$\gamma\in{\mathfrak{M}}({\mathcal{O}}_v)$
, and e (respectively
$e^\vee$
) is a vector (respectively co-vector) in
$V({\mathcal{O}}_v)$
. For any local k-algebra R, an R-point of
${\mathcal{M}}_v(a)$
can then be identified with an element
$g\in G(R(\!(\pi_v)\!))/G(R[\![\pi_v]\!])=\operatorname{GL}_n(R(\!(\pi_v)\!))/\operatorname{GL}_n(R[\![\pi_v]\!])$
such that
$\operatorname{Ad}_g^{-1}(\gamma)\in {\mathfrak{M}}(R[\![\pi_v]\!])$
, and both
$g^{-1}e$
and
$e^\vee g$
are integral (namely, have
$R[\![\pi_v]\!]$
entries).
For each
$i\geqslant 0$
, let
$V_i=\bigwedge^i V$
as before, then g induces a full-rank
$R[\![\pi_v]\!]$
-lattice
$\Lambda=gV(R[\![\pi_v]\!])$
in
$V(R(\!(\pi_v)\!))$
, hence also lattices
\begin{align*} \Lambda_i:=\bigwedge^i\Lambda_i=\bigg(\bigwedge^i g\bigg)V_i(R[\![\pi_v]\!]).\end{align*}
Let
$\gamma_i\in\operatorname{End}(V_i)$
(
$1\leqslant i\leqslant n-1$
) be the elements induced by
$\gamma$
, then we must have
because
$\operatorname{Ad}_g^{-1}(\gamma)$
is integral. An immediate consequence is the following.
Lemma 3.3. Suppose v’ is split over v, then the functor
${\mathcal{M}}_v(a)\cong{\mathcal{M}}_v'(a)$
is isomorphic to the functor whose R-points are
3.1.6.
Recall that, to
$m=(V,\gamma,e,e^\vee)$
, we can associate pure tensors
$f_i(m)$
and
$f_i^\vee(m)$
, defined inductively (cf. § 2.7). These tensors are integral because m is. Similarly, the tuple
$m'=(V,\operatorname{Ad}_g^{-1}(\gamma), g^{-1}e,e^\vee g)$
is also integral, so its associated tensors
$f_i(m')$
and
$f_i^\vee(m')$
are again integral. It is not hard to see that
\begin{align*} f_i(m)&=\bigg(\bigwedge^i g\bigg)f_i(m')\in \Lambda_i,\\ f_i^\vee(m)&=f_i^\vee(m')\bigg(\bigwedge^i g^{-1}\bigg)\in \Lambda_i^\vee.\end{align*}
Lemma 3.4. There exists some integer N depending only on a, such that for any
$\Lambda\in{\mathcal{M}}_v(a)(R)$
, we have
Proof. First, we have
$F_v$
-linearly independent vectors e and
$f_1(m)=\gamma_1e$
in
$\Lambda$
. Since
$\gamma_1\Lambda\subset\Lambda$
, the vector
$\gamma_1^2e$
is contained in
$\Lambda$
as well. Since a is generically invertible,
$f_2(m)$
is equal to
$c_2(\gamma_1e\wedge\gamma_1^2e)$
for some
$c_2\in F_v^\times$
. Such
$c_2$
depends on the abelianization part of a. By induction, and the fact that
$f_n(m)\in F_v^\times$
because a is generically strongly regular semisimple, we obtain linearly independent vectors in
$\Lambda$
:
They generate a sublattice of
$\Lambda$
, and thus
$\Lambda$
must be bounded below. Similarly,
$\Lambda^\vee$
must also be bounded below, which implies that
$\Lambda$
is bounded above. Both bounds depend only on
$\gamma$
or a as claimed.
Corollary 3.5. Both
${\mathcal{M}}_v(a)$
and
${\mathcal{M}}_v'(a)$
are representable by projective k-schemes.
3.2 Frobenius structures and obstructions
In this subsection, we describe the obstruction
$\operatorname{Ob}_v(a)$
on the unitary side in more explicit ways. A closely related question is to describe the Frobenius structure of the lattice description (3.4) induced by either
${\mathcal{M}}_v(a)$
or
${\mathcal{M}}_v'(a)$
. We will need both for local computations in some simple cases.
3.2.1.
We first describe
$\operatorname{Ob}_v(a)$
. We assume that v’ is non-split over v, and let
$F_v'=F_v\otimes_{k_v}k_v'$
. Let
$\sigma$
be the non-trivial element in
$\operatorname{Gal}(F_v'/F_v)$
, which is identified with the Frobenius element of
$k_v$
. Let
$\sigma$
(respectively
$g\mapsto \bar{g}$
) be the Frobenius action on
$G'(F_v')=\operatorname{GL}_n(F_v')$
induced by G’ (respectively the split
$F_v$
-group
$\operatorname{GL}_n$
), then
for all
$g\in G'(F_v')$
. Since
$\operatorname{GL}_n$
-torsors are trivial over
$F_v'$
, any G’-torsor over
$F_v$
is induced by a cocycle
where g is such that
$g\sigma(g)=1$
, or, in other words,
$g=\,^{\mathrm{t}}{}{\bar{g}}$
is Hermitian.
Let
$A'=G'/(G')^{\mathrm{der}}$
. It is a non-split one-dimensional torus whose
$F_v$
-points are norm-1 elements in
$(F_v')^\times$
. Then the cocycle given by
$g\in G'(F_v')$
is a coboundary if and only if
$\det{g}\in A'(F_v')=(F_v')^\times$
has even valuation.
3.2.2.
Consider
$a\in{\mathfrak{C}}_{\mathscr{M}}^\heartsuit({\mathcal{O}}_v)$
and its unique
$F_v$
-lift
$m'\in{\mathscr{M}}'(F_v)$
. The image of m’ in
$[{\mathfrak{M}}'/G'](F_v)$
we denote by
$[\gamma'']$
as in § 3.1, and we have seen that there exists some
$\gamma'\in{\mathfrak{M}}'(F_v)$
lying over the image
$\bar{a}\in{\mathfrak{C}}_{\mathfrak{M}}({\mathcal{O}}_v)$
of a.
The canonical point
$[\gamma'']$
is a G’-torsor
${\mathcal{E}}'$
over
$F_v$
together with a G’-equivariant map
whose scheme-theoretic image is a closed
$F_v$
-subvariety
$O_{[\gamma'']}$
in
${\mathfrak{M}}'_{F_v}$
. Let
${\mathfrak{J}}_{\bar{a}}'$
be the regular centralizer of the G’-action at
$\bar{a}$
, then
$\phi'$
induces a
$\chi_{{\mathfrak{M}}'}^*{\mathfrak{J}}_{\bar{a}}'$
-torsor
because
$\bar{a}$
is generically regular semisimple.
We know that the homogeneous G’-space
$O_{[\gamma'']}$
contains at least one
$F_v$
-point, namely
$\gamma'$
, and so the fiber of
$\phi'_{\gamma'}$
over
$\gamma'$
is a
${\mathfrak{J}}_{\bar{a}}'$
-torsor
$\mu_{{\mathfrak{J}}'}$
over
$F_v$
. Using the canonical isomorphism between the centralizer
$G'_{\gamma'}=\operatorname{C}_{G'}(\gamma')$
and
${\mathfrak{J}}_{\bar{a}}'$
, we view
$\mu_{{\mathfrak{J}}'}$
as a
$G'_{\gamma'}$
-torsor, which then induces a G’-torsor
$\mu'$
.
Lemma 3.6. The isomorphism class of
$\mu'$
is independent of the choice of
$\gamma'$
. In fact, we have
$\mu'\cong {\mathcal{E}}'$
.
Proof. Suppose
$\gamma'''$
is another
$F_v$
-point lying over
$\bar{a}$
, and let
$\mu'''$
be the corresponding G’-torsor. Then we may find
$h\in G'(\bar{F}_v)$
such that
$\operatorname{Ad}_h(\gamma')=\gamma'''$
. It is easy to check that
$\mu'$
and
$\mu'''$
differ by the coboundary
$s\mapsto s(h)^{-1}h$
(where
$s\in\operatorname{Gal}(\bar{F}_v/F_v)$
), and so they are isomorphic. Showing that
$\mu'\cong {\mathcal{E}}'$
is also straightforward: choose an arbitrary
$\bar{F}_v$
-point in
${\mathcal{E}}'$
that maps to
$\gamma'$
by
$\phi'_{\gamma'}$
, one can easily show that
${\mathcal{E}}'$
and
$\mu'$
are induced by exactly the same cocycle. We leave the details to the reader.
3.2.3.
The Langlands dual group
$\check{{\mathbf{J}}}$
of
${\mathfrak{J}}_{\bar{a}}'$
may be identified with the maximal torus
$\check{{\mathbf{T}}}\subset\check{{\mathbf{G}}}$
and such identification is well-defined up to
$\check{{\mathbf{G}}}$
-conjugacy. In particular, we have a canonical embedding of tori
The
$\Gamma_v$
-action on
$\check{{\mathbf{J}}}$
may be identified with some W-twisted
$\Gamma_v$
-action on
$\check{{\mathbf{T}}}$
, and such identification depends on
$\gamma'$
. Since W acts on
$Z_{\check{{\mathbf{G}}}}$
trivially, we further have a canonical embedding
This leads to a canonical commutative diagram.

Lemma 3.6 shows that
$\operatorname{Ob}_v(a)$
is equal to
$\mu'$
for any choice of
$\gamma'$
.
3.2.4.
To further explicate
$\mu'$
, we need to use the information contained in m’. Over
$F_v'$
, we can extend m’ to an
${\mathcal{O}}_v'$
-point
$\tilde{m}$
in
${\mathscr{M}}'$
. Explicitly,
$\tilde{m}$
is a tuple
$(V,\gamma,e,e^\vee)$
, where V is the free
${\mathcal{O}}_v'$
-module
$({\mathcal{O}}_v')^n$
,
$\gamma\in {\mathfrak{M}}'({\mathcal{O}}_v')$
,
$e\in V({\mathcal{O}}_v')$
, and
$e^\vee\in V^\vee({\mathcal{O}}_v')$
. Since both
$\tilde{m}$
and
$\sigma(\tilde{m})$
lie over a, there exists a unique
$h\in G'(F_v')$
such that
This implies that
$\sigma(h)^{-1}h^{-1}$
lies in the centralizer of tuple
$(\gamma,e,e^\vee)$
(the vector bundle V is always trivial), hence it must be trivial because a is generically strongly regular semisimple. In other words,
is Hermitian, hence it induces a G’-torsor over
$F_v$
. It is a non-trivial torsor if and only if
$\operatorname{Ob}_v(a)$
is, hence it must be equal to the latter. Recall the discriminant function (2.23)
$\mathrm{Disc}=\mathrm{Disc}_{\underline{\mathscr{M}}}={\mathbf{f}}_n^\vee{\mathbf{f}}_n=f_n^\vee f_n$
on
${\mathfrak{C}}_{\mathscr{M}}$
. We claim that
$\operatorname{Ob}_v(a)$
may be described by the valuation of
$\mathrm{Disc}(a)$
.
Proposition 3.7. Suppose v’ is non-split over v, then the obstruction
$\operatorname{Ob}_v(a)$
is non-trivial if and only if
$\operatorname{val}_v(\mathrm{Disc}(a))$
is odd.
Proof. Let
$\gamma_1$
be the image of
$\gamma$
in
$\operatorname{End}(V)({\mathcal{O}}_v')$
, and for
$1\leqslant i\leqslant n-1$
, let
$z_i\in {\mathcal{O}}_v'-\{0\}$
be the coordinate of the abelianization of
$\gamma$
corresponding to the ith simple root. Then it is straightforward to compute
\begin{align*} f_n(\tilde{m}) &=\prod_{i=1}^{n-1}z_i^{{(n-i)(n-i-1)}/{2}}(e\wedge \gamma_1 e\wedge\cdots\wedge \gamma_1^{n-1} e),\\ f_n^\vee(\tilde{m}) &=\prod_{i=1}^{n-1}z_i^{{(n-i)(n-i-1)}/{2}}(e^\vee\gamma_1^{n-1}\wedge\cdots\wedge e^\vee\gamma_1 \wedge e^\vee), \end{align*}
and so
If we regard e as a column vector and
$e^\vee$
as a row vector, then the condition
$\sigma(e,e^\vee)=(h^{-1}e,e^\vee h)$
is equivalent to saying
Therefore, we have
\begin{align*} e^\vee\gamma_1^{n-1}\wedge\cdots\wedge e^\vee\gamma_1 \wedge e^\vee &= \,^{\mathrm{t}}{}{\bar{e}}h^{-1}\gamma_1^{n-1}\wedge\cdots\wedge \,^{\mathrm{t}}{}{\bar{e}}h^{-1}\gamma_1 \wedge \,^{\mathrm{t}}{}{\bar{e}}h^{-1}\\ &= (\,^{\mathrm{t}}{}{\bar{e}}h^{-1}\gamma_1^{n-1}h\wedge\cdots\wedge \,^{\mathrm{t}}{}{\bar{e}}h^{-1}\gamma_1h \wedge \,^{\mathrm{t}}{}{\bar{e}})\det{h^{-1}}. \end{align*}
Since we also have
$\sigma(\gamma)=\operatorname{Ad}_h^{-1}(\gamma)$
, we have
\begin{align*} h^{-1}\gamma_1h=\sigma(\gamma)_1=\bigg(\prod_{i=1}^{n-1}\bar{z}_i^{n-i}\bigg)^{\!{2}/{n}}\,^{\mathrm{t}}{}{\bar{\gamma_1}}^{-1}. \end{align*}
This implies that
\begin{align*} \,^{\mathrm{t}}{}{\bar{e}}h^{-1}\gamma_1^{n-1}h\wedge\cdots\wedge \,^{\mathrm{t}}{}{\bar{e}}h^{-1}\gamma_1h \wedge \,^{\mathrm{t}}{}{\bar{e}} &= (\,^{\mathrm{t}}{}{\bar{e}}\,^{\mathrm{t}}{}{\bar{\gamma_1}}^{1-n}\wedge\cdots\wedge \,^{\mathrm{t}}{}{\bar{e}}\,^{\mathrm{t}}{}{\bar{\gamma_1}}^{-1} \wedge \,^{\mathrm{t}}{}{\bar{e}})\bigg(\prod_{i=1}^{n-1}\bar{z}_i^{n-i}\bigg)^{\!n-1}\!, \end{align*}
and so
\begin{align*} & \operatorname{val}_v(e^\vee\gamma_1^{n-1}\wedge\cdots\wedge e^\vee\gamma_1 \wedge e^\vee)\\ &\quad =\operatorname{val}_v(\,^{\mathrm{t}}{}{\bar{e}}\,^{\mathrm{t}}{}{\bar{\gamma_1}}^{1-n}\wedge\cdots\wedge \,^{\mathrm{t}}{}{\bar{e}}\,^{\mathrm{t}}{}{\bar{\gamma_1}}^{-1} \wedge \,^{\mathrm{t}}{}{\bar{e}})+(n-1)\sum_{i=1}^{n-1}(n-i)\operatorname{val}_v(z_i)\\ &\quad = \operatorname{val}_v(\gamma_1^{-(n-1)} e\wedge \cdots\wedge\gamma_1^{-1} e\wedge e) +(n-1)\sum_{i=1}^{n-1}(n-i)\operatorname{val}_v(z_i)\\ &\quad =\operatorname{val}_v(e\wedge \gamma_1 e\wedge\cdots\wedge \gamma_1^{n-1} e) +(n-1)\bigg[\sum_{i=1}^{n-1}(n-i)\operatorname{val}_v(z_i)-\operatorname{val}_v(\det(\gamma_1))\bigg]. \end{align*}
As a result, it suffices to prove that
\begin{align*} (n-1)\bigg[\sum_{i=1}^{n-1}(n-i)\operatorname{val}_v(z_i)-\operatorname{val}_v(\det(\gamma_1))\bigg] \end{align*}
is even. Indeed, write
$\gamma$
as (z,x) for some ramified element
$z\in T^{\mathrm{sc}}(k_v'(\!(\pi_v^{1/n})\!))$
and
$x\in G^{\mathrm{sc}}(k_v'(\!(\pi_v^{1/n})\!))$
, then we have
$z_i=\alpha_i(z)$
and
\begin{align*} \det{\gamma_1}=\varpi_1(z)^n=\prod_{i=1}^{n-1}z_i^{n-i}, \end{align*}
which clearly shows that
\begin{align*} \sum_{i=1}^{n-1}(n-i)\operatorname{val}_v(z_i)-\operatorname{val}_v(\det(\gamma_1))=0. \end{align*}
This finishes the proof.
Corollary 3.8. When either v’ is split over v or
$\operatorname{val}_v(\mathrm{Disc}(a))$
is even, we have a k-isomorphism
Consequently, the forgetful map (3.3) induces a forgetful map (3.2).
3.2.5.
With
$\operatorname{Ob}_v(a)$
completely described, we can now look at the Frobenius action on (3.4) induced by
${\mathcal{M}}_v'(a)$
. We will also describe the similar action induced by
${\mathcal{M}}_v(a)$
. For this purpose, it suffices to let
$R=k_v'$
in (3.4). We let
$\Lambda_0=V({\mathcal{O}}_v')=({\mathcal{O}}_v')^n$
be the standard lattice in
$V(F_v')$
. As before, we let
$\tilde{m}=(V,\gamma,e,e^\vee)$
be the image of a under the section over
${\mathcal{O}}_v'$
, and
$h\in G'(F_v')$
is the canonical Hermitian element induced by the
$F_v$
-structure on
$\tilde{m}$
.
The usual
$\sigma$
-action sending
$(\gamma,e,e^\vee)$
to
$\sigma(\gamma,e,e^\vee)$
corresponds to sending
$g\Lambda_0$
to
$\,^{\mathrm{t}}{}{\bar{g}}^{-1}\Lambda_0$
, while
$\operatorname{Ad}_h^{-1}$
sends
$g\Lambda_0$
to
$hg\Lambda_0$
. Since
$(\gamma,e,e^\vee)$
is fixed by the
$\sigma$
-action induced by
$\tilde{m}$
, the
$\sigma$
-action on (3.4) induced by that of
${\mathcal{M}}_v'(a)$
is
If
$g\Lambda_0$
is a fixed point of this action, then we must have
which is possible if and only if either v’ is split over v or
$\det{h}$
has even valuation, or equivalently,
$\operatorname{Ob}_v(a)$
is trivial.
3.2.6.
Suppose we define a bilinear form
then
It is non-empty if and only if
$\operatorname{Ob}_v(a)$
is trivial, or equivalently, either v’ is split over v or
$\mathrm{Disc}(a)$
has even valuation.
3.2.7.
Similarly, there is a canonical element
$s\in\operatorname{GL}_n(F_v')$
, with
$s\bar{s}=1$
induced by
$\tilde{m}$
and the Frobenius structure on
${\mathcal{M}}_v(a)$
, and
3.2.8.
There is an involution on the set
${\mathcal{M}}_v(a)(k_v)$
defined as follows: write
$\gamma=(z,x)$
, where
$z\in T^{\mathrm{sc}}(k_v'(\!(\pi_v^{1/n})\!))$
and
$x\in G^{\mathrm{sc}}(k_v'(\!(\pi_v^{1/n})\!))$
. We claim
$\gamma^*=(z,\,^{\mathrm{t}}{}{x})$
has the same image in
${\mathfrak{C}}_{\mathfrak{M}}$
as
$\gamma$
: indeed, its abelianization is the same as that of
$\gamma$
, and clearly
$\varpi_i(z)\bigwedge^i\,^{\mathrm{t}}{}{x}$
has the same trace as
$\varpi_i(z)\bigwedge^i x$
. Since
$\gamma^*_i=\,^{\mathrm{t}}{}{\gamma_i}$
for each
$1\leqslant i\leqslant n-1$
,
$\gamma^*\in{\mathfrak{M}}({\mathcal{O}}_v')$
as well. Let
Note that for any
$e\in V$
, the transpose of the wedging map
$e\wedge$
is precisely the contraction by
$\,^{\mathrm{t}}{}{e}$
, and as a result,
$\tilde{m}^*$
has the same image of
$\tilde{m}$
in
${\mathfrak{C}}_{\mathscr{M}}$
. This shows that there exists a unique element
${\mathfrak{d}}\in \operatorname{GL}_n(F_v')$
such that
If we let
$s^*\in\operatorname{GL}_n(F_v')$
be the canonical element induced by
$\tilde{m}^*$
, then we have
as well as an alternative description of
${\mathcal{M}}_v(a)(k_v)$
:
The involution on
${\mathcal{M}}_v(a)(k_v)$
is then given by
3.2.9.
We make two observations about the involution (3.7). First, recall we have the tensors
$f_n(\tilde{m})$
and
$f_n^\vee(\tilde{m})$
, which are defined over
$F_v$
. The valuations
$\operatorname{val}_v(\bigwedge^n \Lambda/f_n(\tilde{m}))$
and
$\operatorname{val}_v(f_n^\vee(\tilde{m})/{\bigwedge^n \Lambda})$
are well-defined since a is generically strongly regular semisimple, and we have
Moreover, it is straightforward to see that
\begin{align*} \operatorname{val}_v\bigg(\bigwedge^n \Lambda\bigg/f_n(\tilde{m})\bigg) &=\operatorname{val}_v\bigg(f_n^\vee(\tilde{m}^*)\bigg/{\bigwedge^n\Lambda^*}\bigg),\\ \operatorname{val}_v\bigg(f_n^\vee(\tilde{m})\bigg/{\bigwedge^n\Lambda}\bigg) &=\operatorname{val}_v\bigg(\bigwedge^n \Lambda^*\bigg/f_n(\tilde{m}^*)\bigg),\end{align*}
which implies the following.
Lemma 3.9. We have
A second observation is the following: suppose
$\Lambda=g\Lambda_0$
and
$\Lambda^*={\mathfrak{d}}^{-1}\,^{\mathrm{t}}{}{g}^{-1}\Lambda_0$
, and suppose the image of
$\operatorname{Ad}_g^{-1}(\gamma)$
in
$G^{\mathrm{ad}}$
is contained in the Cartan double coset
then the image of
$\operatorname{Ad}_{\,^{\mathrm{t}}{}{g}{\mathfrak{d}}}(\gamma)$
in
$G^{\mathrm{ad}}$
is contained is the same double coset, because any Cartan double coset is stable under transposition.
3.3 Matching orbits
In this subsection, we describe the process for matching local conjugacy classes. This uses some basic invariant-theoretic results that closely mirror the monoidal setting in § 2 and the arguments will be similar. For this reason, we will omit less important details.
3.3.1.
Recall that we have the group
${\mathbf{G}}'=\vartheta_*{\mathbf{G}}$
defined by Weil restriction, whose
${\mathcal{O}}_v$
-points are
${\mathbf{G}}({\mathcal{O}}_v')=\operatorname{GL}_n({\mathcal{O}}_v')$
. The group
${\mathbf{G}}$
naturally embeds into
${\mathbf{G}}'$
as the fixed-point subgroup under the Frobenius action
$\sigma$
. For any
$g\in{\mathbf{G}}'$
, we also denote
$\sigma(g)$
by
$\bar{g}$
. Let
Then
$\mathrm{S}_n'$
is a spherical
${\mathbf{G}}'$
-variety.
We have an anti-involution
$\iota$
on
${\mathbf{G}}'$
being the inversion, and let
There is a natural map
and this map clearly factors through
$\mathrm{S}_n'$
. By Hilbert 90, it induces an isomorphism
Indeed, the question is étale-local, so for any
${\mathcal{O}}_v$
-algebra R, we may replace R by an étale double cover so that
${\mathbf{G}}'$
becomes split over R. In other words,
${\mathbf{G}}'(R)$
is isomorphic to
${\mathbf{G}}(R)\times {\mathbf{G}}(R)$
and
$\sigma$
interchanges the two factors. Then
$\mathrm{S}_n(R)\subset{\mathbf{G}}(R)\times{\mathbf{G}}(R)$
is the anti-diagonal, and both injectivity and surjectivity become obvious.
3.3.2.
Let
$G={\mathbf{G}}$
. There is a natural G-action on
$\mathrm{S}_n'$
by multiplication on the left. This translates to the G-conjugation action on
$\mathrm{S}_n$
. Similarly, the
${\mathbf{G}}'$
-action on
$\mathrm{S}_n'$
corresponds to the action on
$\mathrm{S}_n$
induced by the
$\sigma$
-twisted adjoint action of
${\mathbf{G}}'$
. To better integrate this subsection with the rest of the paper, we will, from now on, solely use the description given by
$\mathrm{S}_n$
.
3.3.3.
On the other hand, we have an involution
$\tau$
on
${\mathbf{G}}'$
given by transpose-inverse. As before, we have
We will consider the adjoint G’-action on itself.
3.3.4.
The abelianization of
$\mathrm{S}_n$
is defined to be the GIT-quotient
It is a one-dimensional torus that is split over
${\mathcal{O}}_v'$
. If we view
$\mathrm{S}_n$
as the subscheme of
${\mathbf{G}}'$
, then the natural quotient map is simply the determinant
Similarly, the abelianization of G’ is the GIT-quotient
$G'\mathbin{\!/\!\!/\!}(G')^{\mathrm{sc}}\times(G')^{\mathrm{sc}}$
by left and right translations. It is easy to see that this quotient is isomorphic to
${\mathfrak{A}}_n$
. The natural quotient map is also the determinant
3.3.5.
If we replace
${\mathbf{G}}$
with
${\mathbf{G}}^{\mathrm{sc}}=\operatorname{SL}_n$
in the discussion above, we obtain the analogues
$\mathrm{S}_n^{\mathrm{sc}}$
and
$(G')^{\mathrm{sc}}$
. Notice that
$\mathrm{S}_n^{\mathrm{sc}}$
embeds into
${\mathfrak{M}}$
as the fiber over
$1\in{\mathfrak{A}}_{\mathfrak{M}}$
, and similarly
$(G')^{\mathrm{sc}}$
embeds into
${\mathfrak{M}}'$
. Let V be the standard representation of
${\mathbf{G}}$
, then the traces of fundamental representations
$V_i=\bigwedge^i V$
give a complete set of invariants
$a_1,\ldots,a_{n-1}$
of the adjoint
${\mathbf{G}}$
-action on
${\mathbf{G}}^{\mathrm{sc}}$
.
Both
$\iota\sigma$
and
$\tau\sigma$
induce the same automorphism on the invariants:
It implies that we have
This result can be directly deduced from the ones in § 2.
The representations
$V_i$
naturally extend to
${\mathbf{G}}$
, and their traces, together with the determinant, give a complete set of invariants of the
${\mathbf{G}}$
-action on
${\mathbf{G}}$
. Both
$\iota\sigma$
and
$\tau\sigma$
induce the same map
As a result, we still have
which is a
${\mathfrak{C}}_n^{\mathrm{sc}}$
-bundle over
${\mathfrak{A}}_n$
.
Note that although
${\mathbf{G}}$
embeds into
${\mathbf{M}}$
, this embedding is not equivariant under
$\iota\sigma$
or
$\tau\sigma$
, so the last result above cannot be deduced from the ones in § 2 without modification. However, the core argument is still very similar and not difficult using linear algebra anyway, so we leave the details to the reader.
3.3.6.
Recall that we have
${\mathbf{H}}=\operatorname{GL}_{n-1}\subset {\mathbf{G}}$
, as well as
$H\subset G$
and
$H'\subset G'$
. They can all be viewed as the respective stabilizer subgroups of the standard pair
$({\mathbf{e}},{\mathbf{e}}^\vee)\in V\times V^\vee$
. For any
$A\in{\mathbf{G}}$
, we have additional
${\mathbf{H}}$
-invariants
It is known in the literature that
give a complete set of invariants of the
${\mathbf{H}}$
-action on
${\mathbf{G}}$
by conjugation. However, the Frobenius actions on
$b_i'$
are complicated to express, and so we will use an alternative set similar to the ones in § 2. Let
$b_i$
be the trace of the composition map
Then
is another complete set of
${\mathbf{H}}$
-invariants, and both
$\iota\sigma$
and
$\tau\sigma$
induce the same map
As a result, we have a matching of GIT quotients
3.3.7.
Using the natural embedding
${\mathbf{G}}\subset{\mathbf{M}}$
, we may restrict the discriminant function
$\mathrm{Disc}={\mathbf{f}}_n^\vee{\mathbf{f}}_n$
to
${\mathbf{G}}$
. It is not hard to see that this is the same as the function
The Frobenius action
$\iota\sigma$
sends a matrix A to
$\bar{A}^{-1}$
, and we have
This implies that the function
descends to
$\mathrm{S}_n$
. Similarly,
$\tau\sigma$
sends A to
$\,^{\mathrm{t}}{}{\bar{A}}^{-1}$
, and so
$\mathrm{Disc}_n$
also descends to G’. In fact,
$\mathrm{Disc}_n$
is clearly invariant under
${\mathbf{H}}$
, so it further descends to
${\mathfrak{C}}_{n,{\mathrm{JR}}}$
.
Definition 3.10. The strongly regular semisimple locus
${\mathfrak{C}}_{n,{\mathrm{JR}}}^{\mathrm{srs}}$
in
${\mathfrak{C}}_{n,{\mathrm{JR}}}$
is where the matrix A is regular semisimple (in the usual sense) and
$\mathrm{Disc}_n$
is non-vanishing.
3.3.8.
Similar to the discussions in § 2, the natural maps
are isomorphisms over
${\mathfrak{C}}_{n,{\mathrm{JR}}}^{\mathrm{srs}}$
, and so the fibers over the same locus are H-torsors or H’-torsors, respectively. Given a point
$a\in{\mathfrak{C}}_{n,{\mathrm{JR}}}^{\mathrm{srs}}(F_v)$
, since
$H=\operatorname{GL}_{n-1}$
and
$\operatorname{H}^1(F_v,H)=0$
, there exists a point
$A\in \mathrm{S}_n(F_v)$
lying over a.
On the other hand,
$\operatorname{H}^1(F_v,H')$
is trivial if v’ is split over v, and isomorphic to
${\mathbb{Z}}/2{\mathbb{Z}}$
otherwise. Similar to § 3.2, there exists a point
$A'\in G'(F_v)$
lying over a if and only if either v’ is split over v or
$\mathrm{Disc}_n(a)$
has even valuation. Note that when v’ is non-split over v and
$A\in {\mathbf{G}}(F_v')$
lies over a, then
$\det{A}$
always has valuation 0 since
$\det{A}$
is a norm-1 element in
$F_v'$
, and, as a result, the valuation of
$\mathrm{Disc}_n(A)$
is the same as
$\mathrm{Disc}(A)$
.
Return to
$A\in \mathrm{S}_n(F_v)$
and consider its image in
$\mathrm{S}_n^{\mathrm{ad}}$
(the quotient of
$\mathrm{S}_n$
by the central torus). Note that
$\mathrm{S}_n^{\mathrm{ad}}={\mathfrak{M}}^\times/Z_{\mathfrak{M}}$
. Since
$Z_{\mathfrak{M}}$
is an induced torus, its torsors over
$F_v$
are trivial, and so there exists
$\gamma\in{\mathfrak{M}}^\times(F_v)$
that has the same image as A in
$\mathrm{S}_n^{\mathrm{ad}}$
. Together with
${\mathbf{e}}$
and
${\mathbf{e}}^\vee$
, it determines a strongly regular semisimple point
$a_{\mathscr{M}}\in {\mathfrak{C}}_{\mathscr{M}}(F_v)$
.
Lemma 3.11. Suppose v’ is non-split over v. Then for any such
$a_{\mathscr{M}}$
induced by a, we have
Proof. First note that if
$\gamma'\in{\mathfrak{M}}(F_v')$
is any point that has the same image as A in
$\mathrm{S}_n^{\mathrm{ad}}$
, we always have
because the difference of these two valuations is equal to
$\langle 2\rho,\mu \rangle$
, where
$\mu$
lies in the coroot lattice. This claim is easily deduced from [Reference ChiChi22, Lemma 2.5.1] (see also [Reference WangWan26, Lemma 4.1.5]). Then we may assume that
$\gamma'\in{\mathbf{G}}(F_v')$
and the lemma is immediate because then the valuation of
$\det{\gamma'}/\det{A}$
must lie in
$n{\mathbb{Z}}$
, whose
$(n-1)$
th multiple is even.
Corollary 3.12. There exists a point
$A'\in G'(F_v)$
lying over a if and only if
$\operatorname{Ob}_v(a_{\mathscr{M}})$
is trivial for any
$a_{\mathscr{M}}$
induced by a.
Definition 3.13. A point
$a\in{\mathfrak{C}}_{n,{\mathrm{JR}}}^{\mathrm{srs}}(F_v)$
is called a matching pair if
$\operatorname{Ob}_v(a_{\mathscr{M}})$
is trivial for any (and every)
$a_{\mathscr{M}}$
induced by a.
3.4 Local transfer map
We have established the matching between conjugacy classes, and we now describe how to match functions. Consider the space
${\mathcal{H}}$
(respectively
${\mathcal{H}}'$
) of smooth (equivalently, locally constant)
$\bar{\mathbb{Q}}_\ell$
-valued functions with compact support on
$\mathrm{S}_n(F_v)$
(respectively
$G'(F_v)$
).
3.4.1.
The spherical Hecke module of
$\mathrm{S}_n(F_v)$
is the subspace
${\mathcal{H}}_0\subset{\mathcal{H}}$
consisting of functions that are invariant under
${\mathbf{G}}'({\mathcal{O}}_v)$
-action. In other words, if
$f\in{\mathcal{H}}_0$
, then for any
$x\in\mathrm{S}_n(F_v)$
and any
$g\in{\mathbf{G}}'({\mathcal{O}}_v)=\operatorname{GL}_n({\mathcal{O}}_v')$
, we have
Similarly, the spherical Hecke algebra of
$G'(F_v)$
is the subspace
${\mathcal{H}}_0'\subset{\mathcal{H}}'$
consisting of functions invariant under
$G'({\mathcal{O}}_v)\times G'({\mathcal{O}}_v)$
: if
$f\in{\mathcal{H}}_0'$
,
$x\in G'(F_v)$
, and
$(g_1,g_2)\in G'({\mathcal{O}}_v)\times G'({\mathcal{O}}_v)$
, then
3.4.2.
The spherical Hecke algebra
${\mathcal{H}}_0'$
can easily be described by the Cartan decomposition of
$G'(F_v)$
. For
${\mathcal{H}}_0$
, there is a similar decomposition of
$\mathrm{S}_n(F_v)$
into
${\mathbf{G}}'({\mathcal{O}}_v)$
-cosets. We shall describe both with the help of the Cartan decomposition of
${\mathbf{G}}'(F_v)=\operatorname{GL}_n(F_v')$
.
Given a W-orbit of cocharacter
$[\lambda]$
in
${\mathbf{G}}'$
, we have the corresponding Cartan double coset
which does not depend on the representative
$\lambda$
. Note that if v’ is split over v, then
$\lambda$
is represented by two cocharacters
$(\lambda_1,\lambda_2)$
in
$\operatorname{GL}_n$
, and a single cocharacter in
$\operatorname{GL}_n$
if v’ is non-split. If
$C\subset \mathrm{S}_n(F_v)$
is a
${\mathbf{G}}'({\mathcal{O}}_v)$
-coset, then by definition it must be contained in
$\mathsf{C}^\lambda$
for a unique
$[\lambda]$
. Moreover, if we choose
$\lambda$
to be dominant, then since
$C=\bar{C}^{-1}$
, we must have
$\lambda_2=-\lambda_1$
if v’ is split, or
$-w_0(\lambda)=\lambda$
if v’ is non-split. For convenience, we will denote this relation by
We also have the analogous setup by passing to the adjoint group. The following result is crucial in describing the Cartan decomposition of
$\mathrm{S}_n(F_v)$
.
Lemma 3.14. Suppose
$\lambda$
is a dominant cocharacter of
$\operatorname{PGL}_n$
and
then we can find
$g\in\operatorname{PGL}_n({\mathcal{O}}_v')$
such that
Proof. The
$\mathrm{S}_n$
-version of this lemma was first proved in [Reference OffenOff04]. Here, we give a different proof using reductive monoids. It is a slightly stronger result because although we can always lift
$\lambda$
to a cocharacter of
$\operatorname{GL}_n$
, we cannot always find one that is fixed by
$\sigma_{\operatorname{Out}}$
.
As discussed before, we have
$\mathrm{S}_n^{\mathrm{ad}}(F_v)={\mathfrak{M}}^\times/Z_{\mathfrak{M}}$
, and
$x_1$
(respectively
$x_2$
) may be lifted to a point
$\gamma_1$
(respectively
$\gamma_2$
) in
${\mathfrak{M}}^\times(F_v)$
. Moreover, we can always choose such lifts so that the abelianizations of
$\gamma_1$
and
$\gamma_2$
are both contained in
$\pi_v^\lambda{\mathfrak{A}}_{\mathfrak{M}}^\times({\mathcal{O}}_v)$
. This way, both
$\gamma_1$
and
$\gamma_2$
may be extended to
${\mathcal{O}}_v$
-points of the big-cell locus
${\mathfrak{M}}^\circ$
(cf. [Reference WangWan26, § 2.4.15]).
The group
${\mathbf{M}}^\times({\mathcal{O}}_v')$
acts on
${\mathfrak{M}}({\mathcal{O}}_v)$
by
This action is induced by the
$\vartheta_*{\mathbf{M}}^\times$
-action on
${\mathfrak{M}}$
, which preserves the big-cell locus. By Lang’s theorem, we may replace
$\gamma_2$
by
$g\gamma_2\bar{g}^{-1}$
for some
$g\in{\mathbf{M}}^\times({\mathcal{O}}_v')$
(correspondingly,
$x_2$
is replaced by
$g_{\mathrm{ad}} x_2\bar{g}_{\mathrm{ad}}^{-1}$
), so that
$\gamma_1$
and
$\gamma_2$
lie over the same point in
${\mathfrak{A}}_{\mathfrak{M}}({\mathcal{O}}_v)$
.
Consider the action map
After base change to
$\bar{k}$
, it becomes isomorphic to the
${\mathbf{G}}^{\mathrm{sc}}\times{\mathbf{G}}^{\mathrm{sc}}$
-action (by left and right multiplications) on
${\mathbf{M}}^\circ$
, which is a smooth map. It is well known for very flat reductive monoids that the geometric fibers of
${\mathbf{M}}^\circ\to{\mathbf{A}}_{\mathbf{M}}$
are homogeneous
${\mathbf{G}}^{\mathrm{sc}}\times{\mathbf{G}}^{\mathrm{sc}}$
-spaces with connected stabilizers. This means that the transporter in
$\vartheta_*{\mathbf{G}}^{\mathrm{sc}}$
from
$\gamma_1$
to
$\gamma_2$
is a torsor under a smooth group scheme over
${\mathcal{O}}_v$
with connected fibers. By Lang’s theorem again, such torsors must be trivial, and so we can find some
$g\in{\mathbf{G}}^{\mathrm{sc}}({\mathcal{O}}_v')$
such that
$g\gamma_1\bar{g}^{-1}=\gamma_2$
. This finishes the proof.
Corollary 3.15. If
$C_1,C_2\subset \mathrm{S}_n(F_v)$
are two
${\mathbf{G}}'({\mathcal{O}}_v)$
-cosets contained in
$\mathsf{C}^\lambda$
for some dominant cocharacter
$\lambda$
in
$\operatorname{GL}_n$
, then
Proof. It suffices to show that if
then we can find some
$g\in \operatorname{GL}_n({\mathcal{O}}_v')$
such that (3.9) holds.
By Lemma 3.14, we have already proved the same equality in
$\operatorname{PGL}_n(F_v')$
for some
$g\in\operatorname{PGL}_n({\mathcal{O}}_v')$
. Since
$\operatorname{GL}_n({\mathcal{O}}_v')$
maps surjectively onto
$\operatorname{PGL}_n({\mathcal{O}}_v')$
, we can lift g to
$\operatorname{GL}_n({\mathcal{O}}_v')$
, still denoted by g for simplicity. Then there exists some
$c\in (F_v')^\times$
such that
$g^{-1}x_1\bar{g}=cx_2$
. Moreover, c must have norm 1, hence is contained in
$({\mathcal{O}}_v')^\times$
. By Lang’s theorem, there exists some
$z\in ({\mathcal{O}}_v')^\times$
such that
$z\bar{z}^{-1}=c$
. Consequently, we may replace g by
$z^{-1}g$
to make (3.9) hold in
$\operatorname{GL}_n(F_v')$
, and we are done.
3.4.3.
Using Cartan decomposition of
$\mathrm{S}_n$
, we see that
${\mathcal{H}}_0$
has a natural vector basis in bijection with dominant cocharacters
$\lambda$
of
$\operatorname{GL}_n$
such that
$\lambda=\sigma_{\operatorname{Out}}(\lambda)$
. Recall the element
$\dot{w}_0$
defined by (2.1) satisfying
$\dot{w}_0^2=(-1)^{n-1}$
. If v’ is non-split over v, choose a square root of
$(-1)^{n-1}$
in
$F_v'$
, and let
otherwise let
$\ddot{w}_0=1$
if v’ is split. Then
$\ddot{w}_0^2=1$
, and
$\pi_v^{\lambda}\ddot{w}_0\in \mathrm{S}_n(F_v)$
for any
$\lambda=\sigma_{\operatorname{Out}}(\lambda)$
. Let
Corollary 3.16. We have a disjoint union of
${\mathbf{G}}'({\mathcal{O}}_v)$
-orbits
where
$\lambda$
ranges over dominant cocharacters of
${\mathbf{G}}'$
fixed by
$\sigma_{\operatorname{Out}}$
. Consequently, we have a direct-sum decomposition
3.4.4.
The Cartan decomposition of
$G'(F_v)$
is well known, since G’ is a reductive group. It is even quasi-split when restricted to
$F_v$
because it is unramified. To better compare with the story on the
$\mathrm{S}_n$
-side, however, we will give a slightly different description using monoids.
Indeed, if we examine the proofs on the
$\mathrm{S}_n$
-side, we see that the crucial ingredient is simply that
${\mathfrak{M}}$
is a Frobenius twist of the split form
${\mathbf{M}}$
, and the
$\vartheta_*{\mathbf{G}}^{\mathrm{sc}}$
-action is geometrically isomorphic to the
${\mathbf{G}}^{\mathrm{sc}}\times{\mathbf{G}}^{\mathrm{sc}}$
-action on
${\mathbf{M}}$
. The same is also true for
${\mathfrak{M}}'$
and the
$(G')^{\mathrm{sc}}\times (G')^{\mathrm{sc}}$
-action on
${\mathfrak{M}}'$
. Therefore, by repeating the same argument, one can show the following.
Proposition 3.17. For any dominant
$\lambda$
of
${\mathbf{G}}'$
fixed by
$\sigma_{\operatorname{Out}}$
, let
then it is a single
$G'({\mathcal{O}}_v)\times G'({\mathcal{O}}_v)$
-orbit, and we have a disjoint union
As a result, we have a direct-sum decomposition
3.4.5.
One can also try to find a representative of the orbit
$\mathsf{C}_n^{\prime\lambda}$
similar to
$\pi_v^\lambda\ddot{w}_0$
for
$\mathsf{C}_n^\lambda$
, and we will only describe the non-split case as the split case is the same as on the
$\mathrm{S}_n$
-side. Let
$c\in{\mathcal{O}}_v'$
be such that
$c\bar{c}^{-1}=(-1)^{n-1}$
, then the map
$\sigma\mapsto c\dot{w}_0$
gives a Frobenius cocycle in G’. Since G’ is connected, this cocycle is trivial, and so we can find
$u_0\in G'({\mathcal{O}}_v')$
such that
$c\dot{w}_0=u_0{\,^{\mathrm{t}}{}{\bar{u}}_0}$
. Then one can verify that
$u_0^{-1}\pi_v^\lambda u_0\in G'(F_v)$
and represents
$\mathsf{C}_n^{\prime\lambda}$
.
Remark 3.18. In [Reference OffenOff04], there is a simpler system of representatives: one first changes every
$-1$
entry in
$\dot{w}_0$
to 1, and then
$\pi_v^\lambda\dot{w}_0$
(with the modified
$\dot{w}_0$
) will represent both
$\mathsf{C}_n^\lambda$
and
$\mathsf{C}_n^{\prime\lambda}$
. We choose a different system because we want to avoid matrix embedding (which works best for classical types only) as much as possible.
3.4.6.
Combining Corollary 3.16 and Proposition 3.17, we see that there exists a canonical spherical transfer map
This is the same map given by [Reference OffenOff04]. In geometric settings, however, it is not very convenient to use characteristic functions
$\mathbf{1}_{\mathsf{C}_n^\lambda}$
and
$\mathbf{1}_{\mathsf{C}_n^{\prime\lambda}}$
; instead, we use an alternative basis given by geometric Satake.
3.4.7.
The geometric Satake for the reductive group G’ (which becomes quasi-split after restricting to
$F_v$
) is well known, and we review this theory following [Reference ZhuZhu17] and then state its analogy for
$\mathrm{S}_n$
. We will also reformulate both using monoidal language following [Reference WangWan26].
Let
$\mathbb{L}_v{G'}$
(respectively
$\mathbb{L}^{+}_v{G'}$
) be the loop (respectively arc) group at place v. The affine Grassmannian of G’ is the fpqc quotient
The arc group
$\mathbb{L}^{+}_v{G'}$
acts on
$\mathsf{Gr}_{v,G'}$
on the left, and we may consider the category of
$\mathbb{L}^{+}_v{G'}$
-equivariant perverse sheaves on
$\mathsf{Gr}_{v,G'}$
. Note that any Frobenius element of
$F_v$
acts on those sheaves. For arithmetic purposes, such a category is too large; instead, we consider the full subcategory
$\mathrm{Sat}_{G'}$
consisting of objects where the Frobenius acts with finite order. This way, there is an equivalence between
$\mathrm{Sat}_{G'}$
and the category of algebraic representations of the L-group of G’.
By Grothendieck’s sheaf-function dictionary, any
${\mathcal{F}}\in\mathrm{Sat}_{G'}$
induces a
$\bar{\mathbb{Q}}_\ell$
-valued function on
$\mathsf{Gr}_{v,G'}(k_v)$
that is
$G'({\mathcal{O}}_v)$
-invariant, which pulls back to a function on
$G'(F_v)$
that is
$G'({\mathcal{O}}_v)\times G'({\mathcal{O}}_v)$
-invariant. In other words, we have a natural map
where
$\lvert \mathrm{Sat}_{G'}\rvert$
means the set of isomorphism classes in
$\mathrm{Sat}_{G'}$
. For any dominant cocharacter
$\lambda$
in G’, or equivalently, for any dominant cocharacter of
${\mathbf{G}}'$
fixed by
$\sigma_{\operatorname{Out}}$
, we have a corresponding Schubert variety
which is the closure of the
$\mathbb{L}^{+}_v{G'}$
-orbit corresponding to
$\mathsf{C}_n^{\prime\lambda}$
.
Definition 3.19. Let
$f_\lambda'\in{\mathcal{H}}_0'$
be the function given by the intersection complex of
$\mathsf{Gr}_{v,G'}^{\leqslant\lambda}$
.
Then one can easily show by induction (on dominance order of
$\lambda$
) that
$f_\lambda'$
for various
$\lambda$
form an alternative basis of
${\mathcal{H}}_0'$
.
Sometimes, it is also convenient to consider, in addition to
$\sigma_{\operatorname{Out}}$
-fixed
$\lambda'$
, any
$\sigma_{\operatorname{Out}}$
-orbit of dominant cocharacters
$\{\mu\}$
of
$G'_{\bar{k}}$
. Each cocharacter in such an orbit induces a Schubert variety in
$\mathsf{Gr}_{v,G'}$
over
$\bar{k}$
, and their union
${\mathsf{Q}}$
is stable under the Frobenius, hence defined over
$k_v$
. The intersection complex of
${\mathsf{Q}}$
then also induces a function
which is a linear combination of those
$f_\lambda'$
such that
$\lambda=\sigma_{\operatorname{Out}}(\lambda)\leqslant\mu$
for every
$\mu$
in the orbit.
3.4.8.
For
$\mathrm{S}_n$
, we have something similar. Although there is no affine Grassmannian, we may still consider the quotient stack
which is pro-ind-algebraic: indeed, after passing to a quadratic extension of
$k_v$
, we see that the above is isomorphic to the quotient
For each
$\lambda=\sigma_{\operatorname{Out}}(\lambda)$
, the Cartan coset
$\mathsf{C}_n^\lambda$
induces a closed substack
which is isomorphic to
after passing to a quadratic extension of
$k_v$
. Since the dimension of these stacks is not well-defined, there is no notion of ‘intersection complex’ in the conventional sense. However, the intersection complex on
$\mathsf{Gr}_{v,{\mathbf{G}}}^{\leqslant\lambda}$
descends to (3.12), and for simplicity we shall call this sheaf the intersection complex of the latter. On the open orbit, the sheaf is
Since
$\lambda=\sigma_{\operatorname{Out}}(\lambda)$
, it further descends (through the quadratic Galois action) to (3.11). We denote this sheaf by
${\mathrm{IC}}_n^\lambda$
.
Definition 3.20. Let
$f_\lambda$
be the function on
$\mathbb{L}_v\mathrm{S}_n(k_v)$
induced by
${\mathrm{IC}}_n^\lambda$
.
Under the canonical spherical transfer map
${\mathcal{H}}_0\to{\mathcal{H}}_0'$
, the element
$f_\lambda$
maps to
$f_\lambda'$
. More generally, we can similarly define, for any
$\sigma_{\operatorname{Out}}$
-orbit
$\{\mu\}$
, an ‘intersection complex’ on
$[{\mathbb{L}^{+}_v{\mathbf{G}}'\backslash \mathbb{L}_v\mathrm{S}_n}]$
, which is geometrically isomorphic to the intersection complex on the stack
Its induced function
$f_{\{\mu\}}$
transfers to
$f_{\{\mu\}}'$
.
3.4.9.
The same discussions also apply to
$\mathrm{S}_n^{\mathrm{ad}}$
and
$(G')^{\mathrm{ad}}$
. For any dominant cocharacter
$\lambda$
of
$\mathrm{S}_n^{\mathrm{ad}}$
(respectively
$(G')^{\mathrm{ad}}$
), or more generally a
$\sigma_{\operatorname{Out}}$
-orbit
$\{\mu\}$
of dominant cocharacters of
$(\mathrm{S}_n^{\mathrm{ad}})_{\bar{k}}\cong (G')^{\mathrm{ad}}_{\bar{k}}$
, we have matching Satake functions
compatible with the transfer map for
${\mathcal{H}}_0$
and
${\mathcal{H}}_0'$
.
3.5 Jacquet–Rallis fundamental lemma
In this subsection, we formulate the spherical Jacquet–Rallis fundamental lemma in full detail and interface it with the language of monoids that we have been using throughout this paper. As always, we fix a place
$v\in \lvert X\rvert$
. Without loss of generality, we may assume that its residue field
$k_v$
is equal to k.
3.5.1.
By class field theory, the quadratic étale algebra
$F_v'$
over
$F_v$
induces a quadratic character
Since
$F_v'$
is unramified over
$F_v$
,
$\eta$
is trivial if v’ is split over v, and otherwise
$\eta$
has a simple description:
3.5.2.
Let
$A\in \mathrm{S}_n^{\mathrm{srs}}(F_v)$
be a strongly regular semisimple element, and
$f\in{\mathcal{H}}_0$
a spherical function. We fix a Haar measure dh on
$H(F_v)$
so that the volume of
$H({\mathcal{O}}_v)$
is 1. We define the
$\eta$
-twisted H-orbital integral associated with dh, A, and f as
We shall simply use
${\mathbf{O}}_{A,H}^\eta(f)$
from now on and omit dh, because the latter is always fixed. The convergence of this integral will be apparent once we relate it to affine Jacquet–Rallis fibers.
3.5.3.
Similarly, let
$A'\in G^{\prime,{\mathrm{srs}}}(F_v)$
be strongly regular semisimple, and
$f'\in {\mathcal{H}}_0'$
. We fix a Haar measure dh’ on
$H'(F_v)$
so that the volume of
$H'({\mathcal{O}}_v)$
is 1. We define the H’-orbital integral associated with dh’, A’, and f’ as
As in the
$\mathrm{S}_n$
-case, we will omit dh’ and simply use
${\mathbf{O}}_{A',H'}(f')$
from now on. The convergence of this integral will also be proved using affine Jacquet–Rallis fibers.
3.5.4.
The main theorem of this paper is as follows.
Theorem 3.21 (Jacquet–Rallis fundamental lemma). Let
$a\in{\mathfrak{C}}_{n,{\mathrm{JR}}}^{\mathrm{srs}}(F_v)$
be a matching pair (cf. Definition 3.13), and choose an arbitrary lift
$A\in \mathrm{S}_n(F_v)$
and
$A'\in G'(F_v)$
of a. Then, for any pair of matching functions
$(f,f')\in {\mathcal{H}}_0\times{\mathcal{H}}_0'$
, we have equality in orbital integrals
where
$\Delta(A)=\eta(\pi_v)^{\operatorname{val}_v({\mathbf{e}}^\vee\wedge {\mathbf{e}}^\vee A\wedge\cdots\wedge {\mathbf{e}}^\vee A^{n-1})}$
. Moreover, if a is not a matching pair, then both sides equal 0.
3.5.5.
We now reformulate Theorem 3.21 in geometric terms using affine Jacquet–Rallis fibers. For simplicity, we restrict to functions
$f_\lambda$
and
$f_\lambda'$
; the general case is similar by taking linear combinations.
We first look at the
$\mathrm{S}_n$
-side. For an element
$h\in H(F_v)$
to contribute to the orbital integral, it is necessary that
$h^{-1}Ah$
be contained in the closure of the coset
$\mathsf{C}_n^\lambda$
. Since we normalize dh so that
$H({\mathcal{O}}_v)$
has volume 1, the orbital integral
${\mathbf{O}}_{A,H}^\eta(f_\lambda)$
is the same as the ‘
$(f_\lambda,\eta)$
-weighted’ point count of the set
More precisely, we have
where h ranges over the set (3.13).
Let
$A_{\mathrm{ad}}$
be the image of A in
$\mathrm{S}_n^{\mathrm{ad}}(F_v)$
, and
$\lambda_{\mathrm{ad}}$
that of
$\lambda$
. Then it is clear that the
$(f_\lambda,\eta)$
-weighted point count of (3.13) is the same as the
$(f_{\lambda_{\mathrm{ad}}},\eta)$
-weighted point count of the set
As we discussed in § 3.3, we may find a lift
$\gamma\in{\mathfrak{M}}(F_v)$
of
$A_{\mathrm{ad}}$
. When (3.13) is non-empty, by [Reference ChiChi22, Lemma 2.5.1 and Proposition 3.1.6] (see also [Reference WangWan26, Lemma 4.1.5 and Proposition 4.1.9]), we may choose
$\gamma$
so that its abelianization lies in
$\pi_v^{\lambda_{\mathrm{ad}}}{\mathfrak{A}}_{\mathfrak{M}}^\times({\mathcal{O}}_v)$
. As in the discussion before Lemma 3.11,
$\gamma$
, together with the standard vector
${\mathbf{e}}$
and the co-vector
${\mathbf{e}}^\vee$
, induces a point
Similar to the case of MASFs (see [Reference ChiChi22, § 3.2] or [Reference WangWan26, § 4.1]), we shall see that
${\mathbf{O}}_{A,H}^\eta(f_\lambda)$
is the same as the certain weighted point count of the set
To do this, we need to geometrize both
$f_\lambda$
and
$\eta$
on
${\mathcal{M}}_v(a)$
via the sheaf-function dictionary.
3.5.6.
The geometrization of
$f_\lambda$
is straightforward: we have a local evaluation map
and we pull back the sheaf
${\mathrm{IC}}_n^\lambda$
.
The geometrization of
$\eta$
is less obvious. We let
${\mathcal{F}}_\eta$
be the rank-1 local system on
$\operatorname{Spec}{k_v}$
associated with
$v'/v$
. By Definition 3.1 and invariant theory in § 2.7, for any
$\breve{{\mathcal{O}}}_{\bar{v}}$
-point
$({\mathcal{E}},x,e,e^\vee)$
of
${\mathscr{M}}$
, we have a pure co-tensor
whose valuation is well-defined. Since the valuation is discrete,
$\operatorname{val}_v(f_n^\vee)$
is locally constant on
${\mathcal{M}}_v(a)$
. Let
be the open and closed subscheme of points with
$\operatorname{val}_v(f_n^\vee)=i$
. Then we define
$L_{v,\eta}^i$
on
${\mathcal{M}}_v^i(a)$
to be the local system
${\mathcal{F}}_\eta^{\otimes i}$
. Let
$L_{v,\eta}$
be the disjoint union of various
$L_{v,\eta}^i$
.
We may consider the
${\mathrm{IC}}_n^\lambda\otimes L_{v,\eta}$
-weighted point count on
${\mathcal{M}}_v(a)$
, denoted by
where
$\operatorname{Tr}_{{\mathrm{IC}}_n^\lambda\otimes L_{v,\eta}}$
is the function induced by
${\mathrm{IC}}_n^\lambda\otimes L_{v,\eta}$
by taking
$k_v$
-Frobenius traces.
Lemma 3.22. With
$a=\chi_{\mathscr{M}}(\gamma,{\mathbf{e}},{\mathbf{e}}^\vee)$
induced by A as above (in particular, the set (3.13) is non-empty), we have an equality
Proof. Since the vector
${\mathbf{e}}$
and the co-vector
${\mathbf{e}}^\vee$
are standard, any
${\mathcal{O}}_v$
-point in
${\mathscr{M}}$
lying over a is necessarily contained in
$[{{\mathfrak{M}}/H}]$
. Given a point in
$[{{\mathfrak{M}}/H}]({\mathcal{O}}_v)$
, in other words, an H-torsor
${\mathcal{E}}_H$
over
${\mathcal{O}}_v$
and an H-equivariant map
$\phi\colon{\mathcal{E}}_H\to{\mathfrak{M}}$
, trivialize
${\mathcal{E}}_H$
over
${\mathcal{O}}_v$
. We obtain via
$\phi$
a point
$x\in{\mathfrak{M}}({\mathcal{O}}_v)$
. By assumption, x lies over a, and so we can find
$h\in H(F_v)$
such that
$hxh^{-1}=\gamma$
.
By Cartan decomposition of
${\mathfrak{M}}({\mathcal{O}}_v)\cap{\mathfrak{M}}^\times(F_v)$
(see [Reference ChiChi22, Lemma 2.5.1] or [Reference WangWan26, Lemma 4.1.5]),
$x_{\mathrm{ad}}$
is contained in
$\mathsf{C}_{n,{\mathrm{ad}}}^{\leqslant\lambda_{\mathrm{ad}}}$
. If we change the trivialization of
${\mathcal{E}}_H$
, then x is changed by an
$H({\mathcal{O}}_v)$
-conjugation, and the coset
$hH({\mathcal{O}}_v)$
is unchanged. Therefore, we have a well-defined map
Running the argument backwards, we obtain the map in the opposite direction, and one can easily verify that this is an isomorphism.
It remains to verify that
or equivalently,
Since we are computing the valuations, we fix a trivialization of
${\mathcal{E}}_H$
over
${\mathcal{O}}_v$
. Let
$x_1$
be the image of x in
$\operatorname{End}_n({\mathcal{O}}_v')$
. Let
$z_i$
be the coordinates of the abelianization of x (and
$\gamma$
). Then, similar to Proposition 3.7, we have
\begin{align} f_n^\vee({\mathcal{E}}_H,x,{\mathbf{e}},{\mathbf{e}}^\vee) &=\prod_{i=1}^{n-1}z_i^{{(n-i)(n-i-1)}/{2}}({\mathbf{e}}^\vee\wedge{\mathbf{e}}^\vee x_1\wedge\cdots\wedge{\mathbf{e}}^\vee x_1^{n-1})\nonumber\\ &=\prod_{i=1}^{n-1}z_i^{{(n-i)(n-i-1)}/{2}}({\mathbf{e}}^\vee\wedge{\mathbf{e}}^\vee h^{-1}\gamma_1h\wedge\cdots\wedge{\mathbf{e}}^\vee h^{-1}\gamma_1^{n-1}h)\nonumber\\ &=\prod_{i=1}^{n-1}z_i^{{(n-i)(n-i-1)}/{2}}({\mathbf{e}}^\vee\wedge{\mathbf{e}}^\vee \gamma_1\wedge\cdots\wedge{\mathbf{e}}^\vee \gamma_1^{n-1})\det{h}, \end{align}
and so we reduce to prove that
\begin{align*} \operatorname{val}_v({\mathbf{e}}^\vee\wedge {\mathbf{e}}^\vee A\wedge\cdots\wedge{\mathbf{e}}^\vee A^{n-1}) \equiv\operatorname{val}_v\bigg[\prod_{i=1}^{n-1}z_i^{{(n-i)(n-i-1)}/{2}}({\mathbf{e}}^\vee\wedge{\mathbf{e}}^\vee \gamma_1\wedge\cdots\wedge{\mathbf{e}}^\vee \gamma_1^{n-1})\bigg]\!\bmod 2. \end{align*}
Since
$A_{\mathrm{ad}}=\gamma_{\mathrm{ad}}$
, we may find
$c\in(F_v')^\times$
such that
$A=c\gamma_1$
. So the left-hand side becomes
\begin{align*} \operatorname{val}_v({\mathbf{e}}^\vee\wedge {\mathbf{e}}^\vee A\wedge\cdots\wedge{\mathbf{e}}^\vee A^{n-1}) &= \operatorname{val}_v({\mathbf{e}}^\vee\wedge {\mathbf{e}}^\vee (c\gamma_1)\wedge\cdots\wedge{\mathbf{e}}^\vee (c\gamma_1)^{n-1})\\ &= \operatorname{val}_v({\mathbf{e}}^\vee\wedge {\mathbf{e}}^\vee \gamma_1\wedge\cdots\wedge{\mathbf{e}}^\vee \gamma_1^{n-1})+\frac{n(n-1)}{2}\operatorname{val}_v(c). \end{align*}
In the proof of Proposition 3.7, we computed
\begin{align*} \det{\gamma_1}=\prod_{i=1}^{n-1}z_i^{n-i}, \end{align*}
and since
$A\bar{A}=1$
, we have
$\operatorname{val}_v(\det{\gamma_1})=-n\operatorname{val}_v(c)$
. Therefore, it suffices to prove that
\begin{align*} \frac{n-1}{2}\sum_{i=1}^{n-1}(n-i)\operatorname{val}_v(z_i) -\sum_{i=1}^{n-1}\frac{(n-i)(n-i-1)}{2}\operatorname{val}_v(z_i) =\sum_{i=1}^{n-1}\frac{(n-i)i}{2}\operatorname{val}_v(z_i) \equiv 0\bmod 2. \end{align*}
Since
$\lambda$
is a cocharacter of
$\mathrm{S}_n$
, we necessarily have
$\langle \rho,\lambda_{\mathrm{ad}} \rangle\in{\mathbb{Z}}$
. It is easy to compute that
\begin{align*} \sum_{i=1}^{n-1}\frac{(n-i)i}{2}\operatorname{val}_v(z_i)=\langle 2\rho,\lambda_{\mathrm{ad}} \rangle\in 2{\mathbb{Z}}. \end{align*}
This finishes the proof.
Remark 3.23. Given a point in
${\mathcal{M}}_v(a)(\bar{k})$
, we have a lattice description (3.4). The latter depends on the choice of
$m=(\gamma,{\mathbf{e}},{\mathbf{e}}^\vee)$
. By the same computation in (3.15), we see that modulo 2, the valuation of
$f_n^\vee$
at a point
$\Lambda$
is the same as the valuation of
$f_n^\vee(m)/\bigwedge^n\Lambda$
. This part of the computation clearly does not depend on the fact that a is induced by A, hence valid for any a.
3.5.7.
On the unitary side, we start with
$A'\in G'(F_v)$
and
$f_\lambda'\in{\mathcal{H}}_0'$
. We have the set similar to (3.13):
We likewise have
$\gamma'\in {\mathfrak{M}}'(F_v)$
lifting
$A'_{\mathrm{ad}}$
, and if (3.16) is non-empty,
$\gamma'$
may be so chosen that its abelianization has boundary divisor
$\lambda$
, and together with the standard vector
${\mathbf{e}}$
and standard Hermitian form, it induces
$a'\in{\mathfrak{C}}_{\mathscr{M}}({\mathcal{O}}_v)$
. If A’ matches
$A\in\mathrm{S}_n(F_v)$
, then a’ coincides with a in Lemma 3.22 and the preceding discussions.
We may pull back the intersection complex
${\mathrm{IC}}_n^{\prime\lambda}$
to
${\mathcal{M}}_v'(a)$
through the evaluation map
Unsurprisingly, we have the following result, whose proof is similar to that of Lemma 3.22.
Lemma 3.24. We have an equality
3.5.8.
Conversely, given any generically strongly regular semisimple
$a\in{\mathfrak{C}}_{\mathscr{M}}({\mathcal{O}}_v)\cap{\mathfrak{C}}_{\mathscr{M}}^{\mathrm{srs}}(F_v)$
, observe that the point counts on the right-hand sides of (3.14) and (3.17) are still well-defined. Therefore, Theorem 3.21 is a corollary of the following.
Theorem 3.26. Let
$a\in{\mathfrak{C}}_{\mathscr{M}}({\mathcal{O}}_v)\cap{\mathfrak{C}}_{\mathscr{M}}^{\mathrm{srs}}(F_v)$
. Then we have the equality
and both sides are 0 if a is not a matching pair (i.e.
$\operatorname{Ob}_v(a)$
is non-trivial).
3.6 Some simple cases
We shall prove Theorem 3.26 using global methods. In order to deduce the local result from the global result, we need to compute a few cases of Theorem 3.26 that are particularly simple.
3.6.1.
The simplest case is when v’ is split over v. In this case, the character
$\eta$
is trivial, hence so is
$L_{v,\eta}$
. Moreover, it is straightforward to see that
${\mathfrak{M}}$
(respectively G, respectively H) is isomorphic to
${\mathfrak{M}}'$
(respectively G’, respectively H’), and these isomorphisms are compatible. It implies that we have a
$k_v$
-isomorphism
as well as
Therefore, it is trivial to show the following.
Lemma 3.27. Theorem 3.26 holds when v’ is split over v.
3.6.2.
Another particularly simple case is when
$\mathrm{Disc}(a)$
has an odd valuation. In this case, we have the following.
Lemma 3.28. Suppose v’ is non-split over v and
$\mathrm{Disc}(a)$
has odd valuation. Then Theorem 3.26 holds and both sides of (3.18) equal 0.
Proof. By Proposition 3.7,
$\operatorname{Ob}_v(a)$
is non-trivial, and in this case
${\mathcal{M}}_v'(a)(k_v)$
is empty. Therefore, the right-hand side of (3.18) is 0.
On the other hand, we have an involution (3.7) on
${\mathcal{M}}_v(a)(k_v)$
, such that
by Lemma 3.9. Let
$g^*\in\mathsf{Gr}_{v,G}(k_v)$
be the image of g under this involution, then we have
By definition of
$\tilde{m}^*$
,
$f_n(\tilde{m}^*)$
and
$f_n(\tilde{m})$
are
${\mathcal{O}}_v$
-duals, and so their valuations are inverses of each other. This means that
The function
$f_\lambda$
remains unchanged under this involution (see the discussion following Lemma 3.9). As a result, we have
This finishes the proof.
Remark 3.29. In the lemma above, in fact, we proved a functional equation for any
$v'/v$
and any generically strongly regular semisimple a:
for any
$\mathbb{L}^{+}_v{{\mathbf{G}}'}$
-equivariant constructible complex
${\mathcal{F}}$
on
$\mathbb{L}_v{\mathrm{S}_n}$
.
3.6.3.
When v’ is non-split over v and
$\operatorname{val}_v(\mathrm{Disc}(a))$
is even, the situation is more subtle and we identify two different simple cases. It relies on deeper knowledge of the MASFs associated with a (more precisely, its image
$a^{\mathrm{Hit}}\in{\mathfrak{C}}_{\mathfrak{M}}({\mathcal{O}}_v)$
).
As before, let
$\lambda$
be the boundary divisor of a, which is just the boundary divisor of
$a^{\mathrm{Hit}}$
. Let
$m\in{\mathscr{M}}(F_v)$
be the unique point over a, which extends to a point
$\tilde{m}\in{\mathscr{M}}({\mathcal{O}}_v')$
. This, in particular, induces a point
$\gamma\in{\mathfrak{M}}(F_v)$
which is
$G(F_v')$
-conjugate to a point
$\tilde{\gamma}\in{\mathfrak{M}}({\mathcal{O}}_v')$
. By the construction of
$\tilde{m}$
in § 2.7,
$\tilde{\gamma}$
lies in the G-regular locus of
${\mathfrak{M}}$
.
We view
$\gamma$
as a point in
$({\mathbf{M}}')^\times(F_v)$
. Following [Reference WangWan26, § 4], there is a canonical W-orbit of rational cocharacters associated with
$\gamma_{\mathrm{ad}}$
, represented by a dominant rational cocharacter
$\nu\in\check{\mathbb{X}}(({\mathbf{T}}')^{\mathrm{ad}})_{\mathbb{Q}}$
.
Definition 3.30. Both
$\nu$
and its W-orbit are called the Newton point of
$\gamma_{\mathrm{ad}}$
. Similarly, the pair
$(\lambda,\nu)$
will be called the Newton point of
$a^{\mathrm{Hit}}$
.
Since any W-orbit of rational cocharacters contains a unique dominant element,
$\nu$
is necessarily fixed by outer automorphism
$\sigma_{\operatorname{Out}}$
.
3.6.4.
By [Reference ChiChi22, Proposition 3.1.6] (see also [Reference WangWan26, Proposition 4.1.9]), for
${\mathcal{M}}_a$
to be non-empty, it is necessary that
${\mathcal{M}}_a^{\mathrm{Hit}}$
be non-empty, which implies
$\nu\leqslant_{\mathbb{Q}}\lambda=-w_0(\lambda)$
. In other words,
$\lambda-\nu$
must be a non-negative
${\mathbb{Q}}$
-combination of positive roots. This condition also holds if
${\mathcal{M}}_a'$
is non-empty, because over
$\bar{k}$
,
${\mathcal{M}}_a$
and
${\mathcal{M}}_a'$
are isomorphic.
If
$\nu$
is not integral (i.e. not contained in the lattice
$\check{\mathbb{X}}(({\mathbf{T}}')^{\mathrm{ad}})$
), then the geometry of MASF
${\mathcal{M}}_a^{\mathrm{Hit}}$
is quite complicated; fortunately, in this subsection, we need only consider the case of integral
$\nu$
. More precisely, we will only consider the following two cases.
Case A. Here
$\lambda=\nu=0$
, and the discriminant valuation
$d_{v+}(a^{\mathrm{Hit}})$
is 1 (and so the local
$\delta$
-invariant
$\delta_v(a^{\mathrm{Hit}})=0$
).
Case B. Here
$\lambda=\nu$
is either 0 or one of the fundamental coweights, and
$a^{\mathrm{Hit}}$
is unramified and
$\nu$
-regular semisimple in the sense of [Reference WangWan26, Definition 3.4.6]. Roughly speaking, it means that
$a^{\mathrm{Hit}}$
is ‘as general as possible’ among all those with Newton point
$(\lambda,\nu)$
.
These cases are part of the table in [Reference WangWan26, (12.2.1)]. In both cases,
${\mathcal{M}}_v^{\mathrm{Hit}}(a)$
is a torsor of the local Picard
${\mathcal{P}}_v^{\mathrm{Hit}}(a)$
, and similarly
${\mathcal{M}}_v^{\prime{\mathrm{Hit}}}(a)$
is a
${\mathcal{P}}_v^{\prime{\mathrm{Hit}}}(a)$
-torsor. See [Reference ChiChi22, Corollaries 3.5.3, 3.8.2, and 3.8.3] (also [Reference WangWan26, Theorem 4.3.5 and Corollary 4.3.6]), as well as § A.2. Moreover, the local Picard
${\mathcal{P}}_v^{\mathrm{Hit}}(a)$
and
${\mathcal{P}}_v^{\prime{\mathrm{Hit}}}(a)$
are geometrically homeomorphic to a
${\mathbb{Z}}$
-lattice. Since we only care about point-count problems, we will ignore the non-reducedness of these schemes.
In both cases, the restriction of the Satake functions
$f_\lambda$
and
$f_\lambda'$
simplifies to constant functions, because the image of the local evaluation map in these cases always lands in the big affine Schubert cell. Therefore, we may use functions
$\mathbf{1}_{\mathsf{C}_n^\lambda}$
and
$\mathbf{1}_{\mathsf{C}_n^{\prime\lambda}}$
instead.
3.6.5.
In what follows, we will compute both cases A and B in two steps: first, we compute the geometric structure of
${\mathcal{M}}_v(a)$
(respectively
${\mathcal{M}}_v'(a)$
, respectively
${\mathcal{M}}_v^{\mathrm{Hit}}(a)$
, respectively
${\mathcal{M}}_v^{\prime{\mathrm{Hit}}}(a)$
), namely the
$\bar{k}$
-scheme
${\mathcal{M}}_{\bar{v}}(a)$
(respectively
${\mathcal{M}}_{\bar{v}}'(a)$
, respectively
${\mathcal{M}}_{\bar{v}}^{\mathrm{Hit}}(a)$
, respectively
${\mathcal{M}}_{\bar{v}}^{\prime{\mathrm{Hit}}}(a)$
). This step is the same for both the symmetric side and the unitary side. Second, we compute the
$k_v$
-Frobenius structures and compare them to deduce Theorem 3.26 in these special cases.
3.6.6.
We first look at Case A. By the results in [Reference WangWan26, § 4.5], the isomorphism class of
${\mathcal{M}}_{\bar{v}}^{\mathrm{Hit}}(a)$
(as a
$\bar{k}$
-variety) is determined by the cameral cover
of
$a^{\mathrm{Hit}}$
around
$\bar{v}$
. In this case, the ramification of the cameral cover is given by a single pair of roots
$\pm\alpha$
. The root
$\alpha$
depends on the choice of a base point on
$\tilde{X}_{\bar{v},a^{\mathrm{Hit}}}$
, which may be represented by an element
$t\in{\mathfrak{T}}_{\mathfrak{M}}(\bar{k}[\![\pi_v^{1/2}]\!])$
lying over
$a^{\mathrm{Hit}}$
. We fix such a t, so that
$\alpha$
is the highest root.
3.6.7.
Let
$W_{\pm\alpha}\cong {\mathbb{Z}}/2{\mathbb{Z}}$
be the Weyl subgroup generated by
$\pm\alpha$
, then
is an étale covering, hence a trivial covering, since the residue field of
$\bar{v}$
is algebraically closed. Consequently, we can reduce to the Levi subgroup generated by
$\pm\alpha$
, and easily see (by looking at the cameral covers) that
${\mathcal{M}}_{\bar{v}}^{\mathrm{Hit}}(a)$
is isomorphic to the geometric MASF associated with
\begin{align*} \begin{pmatrix} 0 & & & & \pi_v\\ & t_2 & & &\\ & & \ddots & &\\ & & & t_{n-1} &\\ 1 & & & & 0 \end{pmatrix}\in \operatorname{Mat}_n({\mathcal{O}}_v),\end{align*}
where
$t_2,\ldots,t_{n-1}$
are distinct elements in
${\mathcal{O}}_v^\times$
. By direct computation, one can see that
\begin{align} {\mathcal{M}}_{\bar{v}}^{\mathrm{Hit}}(a)(\bar{k})= \Bigg\{{\Bigg(\,\begin{matrix} 0 & & \pi_v\\ & I_{n-2} &\\ 1 & & 0 \end{matrix}\Bigg)^{d_1}\operatorname{diag}(1,\pi_v^{d_2},\ldots,\pi_v^{d_{n-1}},1)\Lambda_0\,\Bigg\lvert\, d_i\in {\mathbb{Z}}}\Bigg\}\cong {\mathbb{Z}}\times{\mathbb{Z}}^{n-2}.\end{align}
By taking the diagonal conjugate over
$\breve{F}_{\bar{v}}[\pi_v^{1/2}]$
and then taking the inertia invariants, we see that (3.19) is isomorphic to the set
Note that MASF for ramified elements usually cannot be computed using inertia invariants, but in this especially simple case there is no problem.
3.6.8.
Let
${\mathbf{M}}_{\pm\alpha}^\times$
be the Levi subgroup of
${\mathbf{M}}^\times$
generated by
$\pm\alpha$
, and it is stable under
$\iota\sigma$
. Let
${\mathfrak{M}}_{\pm\alpha}^\times$
be the corresponding twist in
${\mathfrak{M}}^\times$
, and let
${\mathfrak{M}}_{\pm\alpha}\subset{\mathfrak{M}}$
be its closure. There exists
$\gamma_{\pm\alpha}\in{\mathfrak{M}}_{\pm\alpha}^\times(\breve{F}_{\bar{v}})$
lying over
$a^{\mathrm{Hit}}$
, and it is
$G(\breve{F}_{\bar{v}})$
-conjugate to
$\gamma$
. Let
$e_{\pm\alpha}$
(respectively
$e_{\pm\alpha}^\vee$
) be the corresponding conjugate of e (respectively
$e^\vee$
) associated with a (or rather, m).
Diagonalize
$\gamma_{\pm\alpha}$
over
$\breve{F}_{\bar{v}}[\pi_v^{1/2}]$
, then the geometric MASF may be regarded as being equal to the set (3.19). As a result,
Clearly, this set depends only on the v-valuations of the coordinates of
$e_{\pm\alpha}$
and
$e_{\pm\alpha}^\vee$
. Let
$e_1,\ldots,e_n$
and
$e_1^\vee,\ldots,e_n^\vee$
be those valuations of
$e_{\pm\alpha}$
and
$e_{\pm\alpha}^\vee$
, respectively. Since a is generically strongly regular semisimple,
$e_2,\ldots,e_{n-1},e_2^\vee,\ldots,e_{n-1}^\vee$
are all finite, and both
$\min\{e_1,e_n\}$
and
$\max\{-e_1^\vee,-e_n^\vee\}$
lie in
${\mathbb{Z}}/2$
. As a result,
${\mathcal{M}}_{\bar{v}}(a)(\bar{k})$
is isomorphic to the set
\begin{align} \left\{\!{(d_1,\ldots,d_{n-1})\,\left\lvert\,\! \begin{array}{l} e_i\geqslant d_i\geqslant -e_i^\vee,\forall\, 2\leqslant i\leqslant n-1\\[1pt] e_1\geqslant d_1 /2\geqslant -e_1^\vee\\[2pt] e_n\geqslant d_1 /2\geqslant -e_n^\vee \end{array} \right.}\!\!\!\!\right\}\!.\end{align}
3.6.9.
It remains to compute the respective Frobenius structures corresponding to
${\mathcal{M}}_v(a)$
and
${\mathcal{M}}_v'(a)$
on (3.20). The computation is very similar to the discussion leading to (3.5) and (3.6), except we replace m and m’ by
$(\gamma_{\pm\alpha},e_{\pm\alpha},e_{\pm\alpha}^\vee)$
.
On the symmetric side, since a as an
$F_v$
-point is strongly regular semisimple, the tuple
$(\gamma_{\pm\alpha},e_{\pm\alpha},e_{\pm\alpha}^\vee)$
is defined over
$F_v$
; namely, we can find
$s\in G(F_{v}'[\pi_v^{1/2}])$
such that
$s\bar{s}=1$
and
In particular, s must also lie in the normalizer of the Levi subgroup generated by
$\pm\alpha$
. Therefore, s has the form
\begin{align*} \begin{pmatrix} x_1 & & & & x_2\\ & t_2 & & &\\ & & \ddots & &\\ & & & t_{n-1} &\\ x_3 & & & & x_4 \end{pmatrix}\dot{w},\end{align*}
where
$\dot{w}$
is a rank-
$(n-2)$
permutation matrix placed in the middle block,
$t_2,\ldots,t_{n-1}\in (F_v')^\times$
, and
is either diagonal or anti-diagonal. Let
$c_2,\ldots,c_{n-1}$
be the respective valuation of
$t_2,\ldots,t_{n-1}$
. We treat
$\dot{w}$
as a permutation of the set
$\{2,\ldots,n-1\}$
. Since
$s\bar{s}=1$
, we necessarily have
$\dot{w}^2=1$
and
$c_i+c_{\dot{w}(i)}=0$
.
The Frobenius-fixed point in (3.20) are those lattices
$\Lambda$
such that
$s\Lambda=\bar{\Lambda}$
. As
$\Lambda$
is always diagonalized, we have
$\bar{\Lambda}=\Lambda$
. In this way, the effect of
$s_0$
may be replaced by a number in
$F_v'[\pi_v^{1/2}]^\times$
whose square has norm 1. Using the description (3.21), it translates to
\begin{align} {\mathcal{M}}_v(a)(k_v)\cong\left\{\!{(d_1,\ldots,d_{n-1})\,\left\lvert\, \!\begin{array}{l} e_i\geqslant d_{\dot{w}(i)}+c_i=d_i\geqslant -e_i^\vee, \forall\,2\leqslant i\leqslant n-1\\[1pt] e_1\geqslant d_1/2\geqslant -e_1^\vee\\[2pt] e_n\geqslant d_1/2\geqslant -e_n^\vee \end{array}\right.}\!\!\!\!\right\}\!.\end{align}
In particular, it turns out that
$s_0$
has no effect at all.
3.6.10.
On the unitary side, we similarly have a Hermitian matrix
\begin{align*} h=\begin{pmatrix} x_1' & & & & x_2'\\ & t_2' & & &\\ & & \ddots & &\\ & & & t_{n-1}' &\\ x_3' & & & & x_4' \end{pmatrix}\dot{w}',\end{align*}
with
$c_2',\ldots,c_{n-1}'$
defined similarly. Similar to
$s_0$
, we have the Hermitian matrix
and without loss of generality, its net effect on the Frobenius structure may be replaced by an element in
$F_v'[\pi_v^{1/2}]^\times$
whose square lies in
$F_v[\pi_v^{1/2}]$
. Let
$c_0$
be the valuation of such number. As h is Hermitian and since
$\dot{w}'\,^{\mathrm{t}}{}{\dot{w}'}=1$
, we still have
$(\dot{w}')^2=1$
, which implies
$c_i'=c_{\dot{w}'(i)}'$
. Then
${\mathcal{M}}_v'(a)(k_v)$
is isomorphic to the set
\begin{align} \left\{\!{(d_1,\ldots,d_{n-1})\,\left\lvert\, \!\begin{array}{l} e_i\geqslant -d_{\dot{w}'(i)}+c_i'=d_i\geqslant -e_i^\vee, \forall\,2\leqslant i\leqslant n-1\\[1pt] e_1\geqslant d_1/2\geqslant -e_1^\vee, e_n\geqslant d_1/2\geqslant -e_n^\vee\\[2pt] -2d_1=c_0 \end{array}\right.}\!\!\!\!\right\}\!.\end{align}
3.6.11.
Look at the conditions involving
$d_1$
on the unitary side. When
$2(e_1^\vee-e_1)=2(e_n^\vee-e_n)=-2c_0$
is odd, the set (3.23) is empty; otherwise, there is a unique
appearing in the set (3.23).
3.6.12.
We then examine the conditions involving
$d_2,\ldots,d_{n-1}$
on both sides. This requires us to relate the tuple
$(\dot{w},c_i)$
to
$(\dot{w}',c_i')$
. We claim that, in fact,
$\dot{w}=\dot{w}'$
and
$c_i=c_i'$
. Indeed, the image of
$\dot{w}$
in W is uniquely determined by
$\gamma_{\pm\alpha}$
alone by regular semisimplicity, and similarly for
$\dot{w}'$
.
Moreover, they are both determined by the image of
$\gamma_{\pm\alpha}$
modulo the
$\operatorname{SL}_2$
-subgroup generated by
$\pm\alpha$
, and such image is diagonal. Note that modulo the same
$\operatorname{SL}_2$
,
$\iota\sigma(\gamma_{\pm\alpha})$
and
$\tau\sigma(\gamma_{\pm\alpha})$
coincide, which implies that
$\dot{w}=\dot{w}'$
. As a consequence, the valuations
$c_i$
and
$c_i'$
must also be equal by comparing the relevant diagonal matrix entries.
In fact, in particular, we have
$c_i=c_i'=0$
, since
$c_i+c_{\dot{w}(i)}=0$
and
$c_i'=c_{\dot{w}'(i)}'$
. Since
$\operatorname{Ob}_v(a)=0$
, we necessarily have
As a result, if we rearrange indices from 2 to
$n-1$
and suppose that
$2,\ldots,l_1$
are representatives of the
$\dot{w}$
-orbits of order 2, and
$l_1+1,\ldots,l_2$
are indices fixed by
$\dot{w}$
, then (3.22) is isomorphic to the set
\begin{align*} \left\{\!{(d_1,\ldots,d_{l})\in{\mathbb{Z}}^{l}\,\left\lvert\, \!\begin{array}{l} e_i\geqslant d_i\geqslant -e_i^\vee, \forall\,2\leqslant i\leqslant l_2\\[1pt] e_1\geqslant d_1/2\geqslant -e_1^\vee\\[2pt] e_n\geqslant d_1/2\geqslant -e_n^\vee \end{array}\right.}\!\!\!\!\right\}\!.\end{align*}
By Remark 3.23, we have
\begin{align*} \operatorname{\#}_{L_{v,\eta}}{\mathcal{M}}_v(a)(k_v) &=\sum_{d_1=2\max\left\{-e_1^\vee,-e_n^\vee\right\}}^{2\min\{e_1,e_n\}} \sum_{\substack{e_i\geqslant d_i\geqslant -e_i^\vee\\2\leqslant i\leqslant l_2}} (-1)^{(d_1-2\max\left\{-e_1^\vee,-e_n^\vee\right\})+2\sum_{j=2}^{l_1}(d_j+e_j^\vee)+\sum_{j=l_1+1}^{l_2}(d_j+e_j^\vee)}\\ &= (e_2+e_2^\vee+1)\cdots (e_{l_1}+e_{l_1}^\vee+1).\end{align*}
3.6.13.
Similarly, (3.23) is isomorphic to the set
\begin{align*} \left\{\!{(d_1,\ldots,d_{l})\in{\mathbb{Z}}^{l}\,\left\lvert\, \!\begin{array}{l} e_i\geqslant d_i\geqslant -e_i^\vee, \forall\,2\leqslant i\leqslant l_1\\[1pt] d_i=0, \forall\,l_1+1\leqslant i\leqslant l_2\\[1pt] d_1=-c_0 \end{array}\right.}\!\!\!\!\right\}\!,\end{align*}
and so
This finishes the proof of Theorem 3.26 in Case A.
3.6.14.
Then we look at Case B. In this case, we can choose
$\gamma$
to be a diagonal element in
${\mathfrak{T}}_{\mathfrak{M}}(\breve{{\mathcal{O}}}_{\bar{v}})$
. The geometric MASF of
$\gamma$
is simply the lattice of the diagonal torus of
$\operatorname{GL}_n$
. In other words, we have
and, similarly to the part involving indices
$2,\ldots,n-1$
in Case A, we obtain
3.6.15.
The computation of the Frobenius structures is also similar to the
$\{2,\ldots,n-1\}$
part of Case A. In particular, there is a rank-n permutation matrix
$\dot{w}=\dot{w}'$
and diagonal matrices
$\operatorname{diag}(t_1,\ldots,t_n)$
and
$\operatorname{diag}(t_1',\ldots,t_n')$
, respectively, on both sides. We still have
$\dot{w}^2=1$
, and the valuations of
$t_i$
and
$t_i'$
are all 0. Rearranging the indices, we let
$1,\ldots,l_1$
be the indices that are not fixed by
$\dot{w}$
, then we similarly have
This proves Theorem 3.26 in Case B.
4. Global formulations
Let X be a smooth, projective, and geometrically connected curve over k of genus
$g_X$
. Let
$\vartheta\colon X'\to X$
be an étale double cover such that, as a curve over k, X’ is also geometrically connected. Let
$\sigma\in\operatorname{Gal}(X'/X)$
be the unique non-trivial element. We let
$\breve{X}=X_{\bar{k}}$
be the base change of X to
$\bar{k}$
.
4.1 The Jacquet–Rallis mH-fibrations
The stack
${\mathscr{M}}$
admits an action of
$Z_{\mathfrak{M}}\times{\mathbb{G}}_{\mathrm{m}}\times{\mathbb{G}}_{\mathrm{m}}$
, where
$(z,t,t^\vee )$
sends the tuple
$({\mathcal{E}},x,e,e^\vee )$
to
$({\mathcal{E}},zx,te,t^\vee e^\vee )$
. Note that
$x\in{\mathfrak{M}}\times^G{\mathcal{E}}$
, and
$Z_{\mathfrak{M}}$
acts on
${\mathfrak{M}}\times^G{\mathcal{E}}$
by translation (because the
$Z_{\mathfrak{M}}$
-action on
${\mathfrak{M}}$
commutes with that of G), and so zx is well-defined. For our purposes, we will only consider the action of the subgroup
$Z_{\mathfrak{M}}\times{\mathbb{G}}_{\mathrm{m}} \subset Z_{\mathfrak{M}}\times{\mathbb{G}}_{\mathrm{m}}\times{\mathbb{G}}_{\mathrm{m}}$
, where the
${\mathbb{G}}_{\mathrm{m}}$
-factor of the former embeds diagonally into
${\mathbb{G}}_{\mathrm{m}}\times{\mathbb{G}}_{\mathrm{m}}$
.
4.1.1.
Consider the 2-stack
$[{\mathscr{M}}/Z_{\mathfrak{M}}\times{\mathbb{G}}_{\mathrm{m}}]$
over X. Its S-points (S being an X-scheme) are tuples
where
${\mathcal{L}}$
is a
$Z_{\mathfrak{M}}$
-torsor,
${\mathcal{D}}$
is a line bundle (associated with a
${\mathbb{G}}_{\mathrm{m}}$
-torsor),
${\mathcal{E}}$
is a G-torsor, all over S, x is a section
and
$e,e^\vee $
are morphisms:
It is easily verified that
$[{\mathscr{M}}/Z_{\mathfrak{M}}\times{\mathbb{G}}_{\mathrm{m}}]$
is, in fact, an algebraic 1-stack.
4.1.2.
Similarly, the algebraic stack
$[{\mathscr{M}}'/Z_{\mathfrak{M}}\times{\mathbb{G}}_{\mathrm{m}}]$
classifies tuples
where
${\mathcal{L}}$
and
${\mathcal{D}}$
are as above,
${\mathcal{E}}'$
is a G’-torsor corresponding to a rank-n vector bundle
$V_{{\mathcal{E}}'}'$
on
$S'=S\times_X X'$
with a Hermitian form, namely an isomorphism
such that
$(\sigma^*h)^\vee \simeq h$
, x’ is a section
and e’ is a linear map
which, through h, also induces a unique linear map
4.1.3.
The action of
$Z_{\mathfrak{M}}\times{\mathbb{G}}_{\mathrm{m}}$
descends to an action on
${\mathfrak{C}}_{\mathscr{M}}$
, which is also compatible with the
$Z_{\mathfrak{M}}$
-actions on
${\mathfrak{M}}$
,
${\mathfrak{C}}_{\mathfrak{M}}$
, and
${\mathfrak{A}}_{\mathfrak{M}}$
. Thus, we have the following commutative diagram of algebraic stacks, and similarly for the unitary version.

4.1.4.
Applying the mapping k-stack functor
$\operatorname{\underline{Hom}}_k(X,{-})$
to (4.1), we obtain the following diagram.

Let
${\mathcal{B}}\subset{\mathcal{B}}^+$
be the open substack of boundary divisors, and take its preimages, then we reach the following diagram.

Again, we also have the following unitary version.

4.1.5.
More concretely, if we fix a
$Z_{\mathfrak{M}}$
-torsor
${\mathcal{L}}$
and a line bundle
${\mathcal{D}}$
, the fiber of
${\mathcal{A}}$
over
$({\mathcal{L}},{\mathcal{D}})$
is the affine space
${\mathcal{A}}_{\mathcal{L}}^{\mathrm{Hit}}\times {\mathcal{A}}_{{\mathcal{L}},{\mathcal{D}}}''$
, where
\begin{align*} {\mathcal{A}}_{\mathcal{L}}^{\mathrm{Hit}}&=\bigoplus_{i=1}^{n-1}\operatorname{H}^0(X,\varpi_i({\mathcal{L}})),\\ {\mathcal{A}}_{{\mathcal{L}},{\mathcal{D}}}''&=\operatorname{H}^0(X,{\mathcal{D}}^{2})\oplus\bigoplus_{i=1}^{n-1}\operatorname{H}^0(X,\varpi_i({\mathcal{L}})\otimes{\mathcal{D}}^{2}).\end{align*}
Note that, due to the outer twist, each individual line bundle
$\varpi_i({\mathcal{L}})$
may only make sense over X’, but the sum
$\varpi_i({\mathcal{L}})\oplus\varpi_{n-i}({\mathcal{L}})$
is always well-defined over X.
4.1.6.
The geometric and topological properties of
$h^{\mathrm{Hit}}$
and
$h^{\prime{\mathrm{Hit}}}$
are studied in § A. We let
${\mathcal{A}}^\heartsuit$
be the open subset of
${\mathcal{A}}$
such that the generic point of X is mapped to the strongly regular semisimple locus. By definition, the image of
${\mathcal{A}}^\heartsuit$
in
${\mathcal{A}}^{\mathrm{Hit}}$
is contained in
${\mathcal{A}}^{{\mathrm{Hit}},\heartsuit}$
. Similar to
${\mathcal{A}}^{{\mathrm{Hit}},\heartsuit}$
,
${\mathcal{A}}^\heartsuit$
is non-empty when
${\mathcal{L}}$
is sufficiently G-ample (equivalently, G’-ample) and
${\mathcal{D}}$
is sufficiently ample. Let
${\mathcal{A}}^{\mathrm{sim}}$
(respectively
${\mathcal{A}}^\diamondsuit$
) be the preimage in
${\mathcal{A}}^\heartsuit$
of the corresponding simple loci in
${\mathcal{A}}^{\mathrm{Hit}}$
(see § A.4), and
${\mathcal{M}}^{\mathrm{sim}}$
,
${\mathcal{M}}^{\prime{\mathrm{sim}}}$
, etc. are defined similarly.
4.2 The geometry of
${\mathcal{M}}^{\mathrm{sim}}$
Msim
In this subsection, we study some important geometric properties of
${\mathcal{M}}^{\mathrm{sim}}$
, including the properness of
$h^{\mathrm{sim}}$
and a local model of singularity of
${\mathcal{M}}^{\mathrm{sim}}$
. We also have a product formula that connects local and global geometry.
4.2.1.
For any
$m=({\mathcal{L}},{\mathcal{D}},{\mathcal{E}},x,e,e^\vee )\in{\mathcal{M}}(S)$
, we have the pure tensors
and
where
$\rho$
is the half-sum of positive roots of G. The pairing
$f_n^\vee f_n$
is just the discriminant divisor and hence depends only on the image of m in
${\mathcal{A}}$
. If
$m\in{\mathcal{M}}^{\mathrm{sim}}$
, then both e and
$e^\vee $
are necessarily non-zero because
$f_n^\vee f_n$
is non-zero over any geometric point
$s\in S$
.
4.2.2.
Over
$X'\times S$
, we also have pure tensors
and
where
$\rho_i$
is
\begin{align*} \rho_i=\sum_{j=1}^i\varpi_j.\end{align*}
Again,
$\rho_i({\mathcal{L}})$
may not be well-defined on
$X\times S$
, but its pullback to
$X'\times S$
is.
4.2.3.
By definition, the total stack
${\mathcal{M}}$
fits into the following Cartesian diagram, where
$\overleftarrow{{\mathcal{M}}}$
(respectively
$\overrightarrow{{\mathcal{M}}}$
) classifies tuples
$({\mathcal{L}},{\mathcal{D}},{\mathcal{E}},x,e)$
(respectively
$({\mathcal{L}},{\mathcal{D}},{\mathcal{E}},x,e^\vee )$
).

We define
$\overleftarrow{{\mathcal{M}}}^\heartsuit$
(respectively
$\overrightarrow{{\mathcal{M}}}^\heartsuit$
) to be the substack where the mHiggs bundle lies in
${\mathcal{M}}^{{\mathrm{Hit}},\heartsuit}$
and the tensor
$f_n(m)$
(respectively
$f_n^\vee(m)$
) is non-zero.
Recall the N-truncated evaluation map relative to
${\mathcal{B}}$
(cf. § A.3):
and by Theorem A.7 we have, up to a cohomological shift and a Tate twist, an isomorphism
where
${\mathcal{A}}^{{\mathrm{Hit}},\dagger}\subset{\mathcal{A}}^{{\mathrm{Hit}},\heartsuit}$
is an open substack whose complement has bounded dimension. Let
${\mathcal{A}}^{\dagger}$
be the pullback of
${\mathcal{A}}^{{\mathrm{Hit}},\dagger} $
to
${\mathcal{A}}$
.
Definition 4.1. Let
${\mathcal{A}}^{\ddagger}={\mathcal{A}}^{{\mathrm{sim}}}\cap {\mathcal{A}}^{\dagger}$
and
${\mathcal{M}}^\ddagger$
its preimage under
$ h: {\mathcal{M}} \to {\mathcal{A}} $
.
We also have
$\overleftarrow{{\mathcal{M}}}^\ddagger$
and
$\overrightarrow{{\mathcal{M}}}^\ddagger$
defined in an obvious way. We let
$\mathrm{ev}_N$
(respectively
$\overleftarrow{\mathrm{ev}}_N$
, respectively
$\overrightarrow{\mathrm{ev}}_N$
) be the restriction of
$\mathrm{ev}_N^{\mathrm{Hit}}$
to
${\mathcal{M}}$
(respectively
$\overleftarrow{{\mathcal{M}}}$
, respectively
$\overrightarrow{{\mathcal{M}}}$
).
Proposition 4.2. We have an isomorphism up to cohomological shifts and Tate twists
\begin{align*} (\overleftarrow{\mathrm{ev}}_N^{*}{\mathrm{IC}}_{[{{\mathsf{Q}}_X}]_N})_{|\overleftarrow{{\mathcal{M}}}^{\ddagger}}&\simeq {\mathrm{IC}}_{\overleftarrow{{\mathcal{M}}}^{\ddagger}},\\ (\overrightarrow{\mathrm{ev}}_N^{*}{\mathrm{IC}}_{[{{\mathsf{Q}}_X}]_N})_{|\overrightarrow{{\mathcal{M}}}^{\ddagger}}&\simeq {\mathrm{IC}}_{\overrightarrow{{\mathcal{M}}}^{\ddagger}}. \end{align*}
Proof. The proof is similar to Yun’s Claim 1 in the proof of [Reference YunYun11, Proposition 3.2.6]. We first prove this for
$\overrightarrow{{\mathcal{M}}}^\ddagger$
. Let S be the spectrum of an Artinian
$\bar{k}$
-algebra with residue field
$\bar{k}$
, and
$m=({\mathcal{L}},{\mathcal{D}},{\mathcal{E}},x,e^\vee)\in \overrightarrow{{\mathcal{M}}}^\ddagger(S)$
is an S-point. Similar to the case of
${\mathcal{M}}^{\mathrm{Hit}}$
, since X is a curve, the deformation of m relative to
$\mathcal{P}\operatorname{ic}_X\times{\mathcal{B}}$
(so that
${\mathcal{D}}$
is fixed), up to its obstructions, is controlled by the truncated (tangent) complex
where
$\Omega_{{\mathfrak{M}}/{\mathfrak{A}}_{\mathfrak{M}}}$
is the relative cotangent sheaf of
${\mathfrak{M}}$
over
${\mathfrak{A}}_{\mathfrak{M}}$
, and the terms are placed at degrees
$-1$
and 0, respectively. Here, we use the fact that
$\operatorname{ad}({\mathcal{E}})=\operatorname{End}(V_{\mathcal{E}})$
and the map
sends
$\psi$
to
$e^\vee\circ\psi$
.
Let
and
then we have an exact sequence
and by Serre duality,
where
$\omega_X$
is the canonical sheaf of X.
We claim that
${\mathcal{C}}'$
is, in fact, equal to
${\mathcal{C}}$
. Since
${\mathcal{C}}/{\mathcal{C}}'$
is torsion-free, it suffices to show that
${\mathcal{C}}$
and
${\mathcal{C}}'$
coincide after restricting to
$\operatorname{Spec}{R}:=\operatorname{Spec}{K}\times S$
, where
$\operatorname{Spec}{K}$
is the generic point of X. Over
$\operatorname{Spec}{R}$
, we may trivialize
$\vartheta$
,
${\mathcal{L}}$
,
${\mathcal{D}}$
, and
${\mathcal{E}}$
in such a way that the mHiggs field x may be identified with an element in
$\operatorname{SL}_n(R)$
. Since m is contained in
${\mathcal{M}}^\heartsuit$
, it is strongly regular semisimple over
$\operatorname{Spec}{R}$
, and so we may further assume that x is a diagonal matrix
with
$x_i\in R$
, and
$e^\vee$
is a row vector
such that
$\{{e^\vee,e^\vee x,\ldots,e^\vee x^{n-1}}\}$
form a basis of
$(R^n)^\vee$
. In particular, this implies that
$e_i\neq 0$
for all
$1\leqslant i\leqslant n$
.
The relative cotangent sheaf
$\Omega_{{\mathfrak{M}}/{\mathfrak{A}}_{\mathfrak{M}}}$
may be identified with
$\mathfrak{sl}_n^\vee$
at x, and so the map of coherent sheaves given by the transpose of
${\mathcal{T}}^{\leqslant 0}$
can be written as
Since x is diagonal, we may describe the extended map as follows: if
$a_{ij}\in\mathfrak{gl}_n(R)^\vee$
is the (i,j)th matrix coefficient on
$\mathfrak{gl}_n(R)$
and
$u=\,^{\mathrm{t}}{}{(}u_1,\ldots,u_n)\in R^n$
, then (4.2) sends
$A\oplus u$
(where
$A=(a_{ij})$
) to the function
\begin{align*} y=(y_{ij})\longmapsto \sum_{i,j=1}^n y_{ij}(1-x_i x_j^{-1}+e_iu_j). \end{align*}
Therefore, if
$A\oplus u$
is sent to the zero function, we must have
for each i,j. In particular, if
$i=j$
, then
$e_iu_i=0$
, and so
$u_i=0$
for all i, since
$e_i\neq 0$
. As a result, the kernel of (4.2) must lie in the direct summand
$\mathfrak{sl}_n(R)^\vee$
, which implies
${\mathcal{C}}={\mathcal{C}}'$
, as claimed.
Let a be the image of m in
${\mathcal{A}}^{\mathrm{Hit}}$
. If m is very
$(G,\delta_a)$
-ample, then this proposition is proved in a neighborhood of m because our previous discussion shows that the obstruction to deforming m relative to the map
$\overrightarrow{\mathrm{ev}}_N$
is the same as that related to the mHitchin version
$\mathrm{ev}_N^{\mathrm{Hit}}$
, which vanishes by Proposition A.4. In the case that m is not necessarily very
$(G,\delta_a)$
-ample, we may replace
$\mathrm{ev}_N$
by
$\mathrm{ev}_N^1$
(cf. Proposition A.5). Since the above analysis on
${\mathcal{C}}$
and
${\mathcal{C}}'$
is insensitive to the change of the boundary divisor, we still have that the relevant obstruction for the map
$\overrightarrow{\mathrm{ev}}_N^1$
coincides with the obstruction related to the map
$\mathrm{ev}_N^1$
, which vanishes on
${\mathcal{M}}^{{\mathrm{Hit}},\dagger}$
. In any case, we always have the isomorphism as claimed in the proposition.
The case for
$\overleftarrow{{\mathcal{M}}}^\ddagger$
can be proved similarly by replacing
$V_{\mathcal{E}}$
with
$V_{\mathcal{E}}^\vee$
and
$e^\vee$
by the transpose of e. The discussion about (4.2) is insensitive to the vector-bundle structure of
$V_{\mathcal{E}}$
; it depends only on the fact that its generic fiber is a vector space. This finishes the proof.
Lemma 4.3. Let
$m=({\mathcal{L}},{\mathcal{D}},{\mathcal{E}},x,e,e^\vee)\in {\mathcal{M}}^{\mathrm{sim}}(\bar{k})$
. Suppose
and
$\deg{V_{\mathcal{E}}}\geqslant 0$
(respectively
$\deg{V_{\mathcal{E}}}\leqslant 0$
), then the map
$\overleftarrow{h}$
(respectively
$\overrightarrow{h}$
) is smooth at m.
Proof. The deformation of
${\mathcal{M}}$
relative to
$\overleftarrow{{\mathcal{M}}}$
is controlled by the locally free sheaf
$V_{\mathcal{E}}\otimes{\mathcal{D}}$
. More precisely,
$\overleftarrow{h}$
is smooth at m if
vanishes. By Serre duality, it is the same as the condition
Recall the pure tensors
$f_n(m)$
and
$f_n^\vee(m)$
, which fit
$\bigwedge^nV_{\mathcal{E}}$
in between a line bundle and its dual as follows:
In fact, the construction of
$f_n(m)$
still makes sense if we replace e by an arbitrary (twisted) vector
where
${\mathcal{D}}'$
is an arbitrary line bundle. We denote the resulting pure tensor by
$f_n(m,u)$
. Similarly, we have a pure (co-)tensor
$f_n^\vee(m,u^\vee)$
if we replace
$e^\vee$
by another co-vector. In addition, by the definition of
${\mathfrak{M}}$
, the mHiggs field
$\sigma^*x=\iota^*x$
inside
$\vartheta_*{\underline{\mathscr{M}}}$
(recall
${\underline{\mathscr{M}}}$
is the split form of
${\mathscr{M}}$
) also induces pure tensors
$(\sigma^*f_n)(m,u)$
from a vector
and similarly we have
$(\sigma^*f_n^\vee)(m,u^\vee)$
.
Let
${\mathcal{D}}'={\mathcal{D}}\otimes\omega_X^{-1}$
and suppose, for the sake of contradiction, we have a non-zero vector u in (4.4). If the pure tensor
$(\sigma^*f_n)(m,u)\neq 0$
, then we have an inclusion of line bundles
However, if
$\deg{V_{\mathcal{E}}}\geqslant 0$
, then by the assumption on the degree of
${\mathcal{D}}$
, we have
which is a contradiction. If
$(\sigma^*f_n)(m,u)=0$
, then since
$u\neq 0$
, we may find the largest
$i\leqslant n$
such that
${\mathbf{f}}_i(\vartheta^*m,\vartheta^*u)\neq 0$
. Restricting to the generic point of
$\breve{X}'$
, we see that generically
$\vartheta^*x$
(viewed as an element of
$\operatorname{Mat}_n$
via the first fundamental representation of
${\mathbf{M}}$
) stabilizes a non-trivial partial flag, which is impossible by Corollary A.9 because
$m\in{\mathcal{M}}^{\mathrm{sim}}$
.
Finally, the case of
$\overrightarrow{h}$
is similar: the analogue of (4.4) is the condition
and the rest of the proof proceeds accordingly when
$\deg{V_{\mathcal{E}}}\leqslant 0$
.
Theorem 4.4. Over each irreducible component of
${\mathcal{M}}^\ddagger$
such that
holds, we have an isomorphism up to a cohomological shift and a Tate twist:
4.2.4.
Another important aspect of
${\mathcal{M}}^\ddagger$
is its equidimensionality, which is essential for proving smallness in Proposition 4.13.
Proposition 4.5. For any irreducible component of
$\mathcal{P}\operatorname{ic}_X\times{\mathcal{B}}$
such that (4.3) holds, its preimage in
${\mathcal{M}}^\ddagger$
is equidimensional.
Proof. Once the component of
$\mathcal{P}\operatorname{ic}_X\times{\mathcal{B}}$
is fixed, the degrees of
$\rho({\mathcal{L}})$
and
${\mathcal{D}}$
are fixed. For simplicity, we replace
${\mathcal{M}}^\ddagger$
(respectively
$\overleftarrow{{\mathcal{M}}}^\ddagger$
,
$\overrightarrow{{\mathcal{M}}}^\ddagger$
) by the corresponding preimage. We first compute the local dimensions of
$\overleftarrow{{\mathcal{M}}}^\ddagger$
and
$\overrightarrow{{\mathcal{M}}}^\ddagger$
. The proof of Proposition 4.2 shows that the preimage of the big-cell locus of
$[{{\mathsf{Q}}_X}]$
in
$\overleftarrow{{\mathcal{M}}}^\ddagger$
(respectively
$\overrightarrow{{\mathcal{M}}}^\ddagger$
) is smooth and dense, and so we only need to compute the dimension over the smooth locus. We compute this for
$\overrightarrow{{\mathcal{M}}}^\ddagger$
; the case for
$\overleftarrow{{\mathcal{M}}}^\ddagger$
is similar.
Over the smooth locus, the dimension at any point is the difference between the dimension of the tangent space and that of the infinitesimal automorphism group. Similar to Proposition 4.2 (and the discussions in [Reference WangWan26, § 7.1]), for any
$\overrightarrow{m}\in \overrightarrow{{\mathcal{M}}}(\bar{k})$
, the infinitesimal automorphism group is given by
whereas before
${\mathcal{T}}^{\leqslant 0}$
is the two-step complex
also viewed as a map between coherent sheaves. Since m lies in the big-cell locus, the sheaf
$\overrightarrow{m}^*\Omega_{{\mathfrak{M}}/{\mathfrak{A}}_{\mathfrak{M}}}$
is, in fact, locally free. The tangent space fits into a short exact sequence
As discussed, we have
\begin{align*} \dim_{\overrightarrow{m}}\overrightarrow{{\mathcal{M}}}^\ddagger &=\dim_{\bar{k}}\operatorname{H}^0(\breve{X},{\mathcal{T}}^{\leqslant 0})-\dim_{\bar{k}}\operatorname{H}^0(\breve{X},\ker{\mathcal{T}}^{\leqslant 0})\\ &=\dim_{\bar{k}}\operatorname{H}^0(\breve{X},\operatorname{coker}{{\mathcal{T}}^{\leqslant 0}})+\dim_{\bar{k}}\operatorname{H}^1(\breve{X},\ker{\mathcal{T}}^{\leqslant 0}) -\dim_{\bar{k}}\operatorname{H}^0(\breve{X},\ker{\mathcal{T}}^{\leqslant 0}). \end{align*}
Since we proved in Proposition 4.2 that
we can write
$\dim_{\overrightarrow{m}}\overrightarrow{{\mathcal{M}}}^\ddagger$
in terms of Euler characteristics
\begin{align*} \dim_{\overrightarrow{m}}\overrightarrow{{\mathcal{M}}}^\ddagger &=\chi(\operatorname{coker}{{\mathcal{T}}^{\leqslant 0}})-\chi(\ker{{\mathcal{T}}^{\leqslant 0}})\\ &=-\chi(\operatorname{ad}({\mathcal{E}}))+\chi(m^*\Omega_{{\mathfrak{M}}/{\mathfrak{A}}_{\mathfrak{M}}}^\vee\oplus (V_{\mathcal{E}}^\vee\otimes{\mathcal{D}})). \end{align*}
Since we know
${\mathcal{M}}^{{\mathrm{Hit}},\dagger}$
is equidimensional (recall we already fixed the component in
${\mathcal{B}}$
), with the same argument we know that
is constant, and as a result
Similarly,
If
$\deg{V_{\mathcal{E}}}\geqslant 0$
, then the map
$\overrightarrow{h}^\ddagger$
is smooth by Lemma 4.3 and obviously schematic. In particular, we know
Let
$m\in{\mathcal{M}}^\ddagger(\bar{k})$
be any point with
$\overrightarrow{h}(m)=\overrightarrow{m}$
. Then
\begin{align*} \dim_m{{\mathcal{M}}^\ddagger} &=\dim_{\overrightarrow{m}}{\overrightarrow{{\mathcal{M}}}^\ddagger}+\dim_{\bar{k}}\operatorname{H}^0(\breve{X},V_{\mathcal{E}}\otimes{\mathcal{D}})\\ &=\dim_{\overrightarrow{m}}{\overrightarrow{{\mathcal{M}}}^\ddagger}+\chi(V_{\mathcal{E}}\otimes{\mathcal{D}})\\ &=\dim{{\mathcal{M}}^{{\mathrm{Hit}},\dagger}}+\chi(V_{\mathcal{E}}^\vee\otimes{\mathcal{D}})+\chi(V_{\mathcal{E}}\otimes{\mathcal{D}})\\ &=\dim{{\mathcal{M}}^{{\mathrm{Hit}},\dagger}}+2n\deg{\mathcal{D}}-2n(g_X-1), \end{align*}
which is a constant as
$\deg\rho({\mathcal{L}})$
and
$\deg{\mathcal{D}}$
are fixed. If
$\deg{V_{\mathcal{E}}}\leqslant 0$
, we switch the role of
$\overleftarrow{{\mathcal{M}}}^\ddagger$
and
$\overrightarrow{{\mathcal{M}}}^\ddagger$
and we are done.
4.2.5.
As the last part of this subsection, we show that
$h^\heartsuit$
is a proper relative algebraic space using valuative criteria.
Proposition 4.6. The map
$h^\heartsuit\colon{\mathcal{M}}^\heartsuit\to {\mathcal{A}}^\heartsuit$
is representable by proper algebraic spaces.
Proof. Since
${\mathcal{M}}^{\mathrm{Hit}}$
is an algebraic stack locally of finite type, it is clear that so is
${\mathcal{M}}$
. Thus, we only need to verify valuative criteria for properness. Let R be a discrete valuation ring over k and K its field of fractions.
Suppose
$m=({\mathcal{L}},{\mathcal{D}},{\mathcal{E}},x,e,e^\vee)\in{\mathcal{M}}^\heartsuit(K)$
that maps to a point
$a\in{\mathcal{A}}^\heartsuit(R)$
. We view m as a map
Since, over the strongly regular semisimple locus, the map
${\mathscr{M}}^{\mathrm{srs}}\to {\mathfrak{C}}_{\mathscr{M}}^{\mathrm{srs}}$
is an isomorphism by (the Galois twisted version of) Proposition 2.24, we can find some open dense subset
$U\subset X$
such that
$m_{|U\times\operatorname{Spec}{K}}$
extends to a map
This gives a
$Z_{\mathfrak{M}}$
-torsor, a line bundle, and a G-torsor, all over
$U\times\operatorname{Spec}{R}$
and compatible with
${\mathcal{L}}$
,
${\mathcal{D}}$
,
${\mathcal{E}}$
, respectively, over
$U\times\operatorname{Spec}{K}$
. Since
$X\times \operatorname{Spec}{R}$
is normal of dimension 2 and the complement
$X\times\operatorname{Spec}{R}-U\times\operatorname{Spec}{R}-X\times\operatorname{Spec}{K}$
has codimension 2, we may extend the tuple
$({\mathcal{L}},{\mathcal{D}},{\mathcal{E}})$
to the entire
$X\times\operatorname{Spec}{R}$
. Then, by Hartogs’ theorem, we can also extend the mHiggs field x, the vector e, and the co-vector
$e^\vee$
as well. This shows the existence part of the valuative criteria.
For the uniqueness part, again since
${\mathscr{M}}$
is generically isomorphic to
${\mathfrak{C}}_{\mathscr{M}}$
, the extension of
$({\mathcal{L}},{\mathcal{D}},{\mathcal{E}})$
to
$U\times\operatorname{Spec}{R}$
is uniquely determined by a. The rest of the extension is then uniquely determined as well. The same consideration also shows that the automorphism groups of the fibers of
${\mathcal{M}}^\heartsuit$
over
${\mathcal{A}}^\heartsuit$
are trivial. This finishes the proof.
4.3 The geometry of
${\mathcal{M}}^{\prime{\mathrm{sim}}}$
M’sim
In this subsection, we prove the results for
${\mathcal{M}}^{\prime{\mathrm{sim}}}$
analogous to those in § 4.2. The proofs will be essentially the same, and in some cases easier.
4.3.1.
Similar to the
${\mathcal{M}}$
case, for any
$m'=({\mathcal{L}},{\mathcal{D}},{\mathcal{E}}',x',e')\in{\mathcal{M}}'(S)$
, we have a pure tensor
which induces a pure co-tensor (and vice versa)
Since
$f_n'(m')$
and
$f_n^{\prime\vee}(m')$
determine each other (with given m’), we do not have analogues to
$\overleftarrow{{\mathcal{M}}}$
or
$\overrightarrow{{\mathcal{M}}}$
. Instead, deformations of m’ are much simpler than
$m\in{\mathcal{M}}$
.
Lemma 4.7. Let
$m'=({\mathcal{L}},{\mathcal{D}},{\mathcal{E}}',x',e')\in {\mathcal{M}}^{{\mathrm{sim}}}(\bar{k})$
. Suppose (4.3) holds, then the map
${\mathcal{M}}'\to{\mathcal{M}}^{\prime{\mathrm{Hit}}}$
is smooth at m’.
Proof. The proof is similar to Lemma 4.3. The deformation of
${\mathcal{M}}'$
relative to
${\mathcal{M}}^{\prime{\mathrm{Hit}}}$
is controlled by the locally free sheaf
$\vartheta_*V'_{{\mathcal{E}}'}\otimes{\mathcal{D}}$
and, by Serre duality, it suffices to prove that
Let
${\mathcal{D}}'={\mathcal{D}}\otimes\omega_X^{-1}$
and suppose, for the sake of contradiction, we have a non-zero vector u’ in (4.5). Similar to Lemma 4.3, we have the pure tensor
If
$f_n'(m',u')\neq 0$
, then it is an inclusion of line bundles. However, since
$V'_{{\mathcal{E}}'}$
is Hermitian,
$\deg{V'_{{\mathcal{E}}'}}=0$
. Then, by the assumption on the degree of
${\mathcal{D}}$
, we have
a contradiction. If
$f_n'(m',u')=0$
, then, since
$u'\neq 0$
, we may find the largest
$i\leqslant n$
such that
${\mathbf{f}}_i(m',u')\neq 0$
. The restriction of
$\vartheta^*x'$
to the generic point of
$\breve{X}'$
then stabilizes a non-trivial partial flag, which is impossible by Corollary A.9 because
$m'\in{\mathcal{M}}^{\prime{\mathrm{sim}}}$
. This finishes the proof.
4.3.2.
The evaluation map
$\mathrm{ev}_N^{\prime{\mathrm{Hit}}}$
on
${\mathcal{M}}^{\prime{\mathrm{Hit}}}$
induces the evaluation map
We define
${\mathcal{M}}^{\prime\ddagger}$
to be the preimage of
${\mathcal{M}}^{\prime{\mathrm{Hit}},\dagger}$
in
${\mathcal{M}}^{\prime{\mathrm{sim}}}$
.
Theorem 4.8 Over each irreducible component of
${\mathcal{M}}^{\prime\ddagger}$
such that (4.3) holds, we have an isomorphism up to a cohomological shift and a Tate twist:
4.3.3.
Similar to Proposition 4.5, we also have the following.
Proposition 4.9. For any irreducible component of
$\mathcal{P}\operatorname{ic}_X\times{\mathcal{B}}$
such that (4.3) holds, its preimage in
${\mathcal{M}}^{\prime\ddagger}$
is equidimensional.
Proof. The proof is similar to Proposition 4.5 and, in fact, much simpler. We leave it to the reader.
4.3.4.
Lastly, we have the results about properness and representability of
$h^{\prime\heartsuit}$
. The proof proceeds exactly the same as in Proposition 4.6 and so we omit it.
Proposition 4.10 The map
$h^{\prime\heartsuit}\colon{\mathcal{M}}^{\prime\heartsuit}\to {\mathcal{A}}^\heartsuit$
is representable by proper algebraic spaces.
4.4 The product formulae
In this subsection, we connect the global formulations with the local ones using the product formula. The statement for Jacquet–Rallis mH-fibers is much simpler than that for the usual mH-fibers, because there are no Picard stacks in the picture.
4.4.1.
Given
$a\in{\mathcal{A}}^\heartsuit(k')$
a k’-point, where k’ is a k-field, we have the mH-fibers
${\mathcal{M}}_a$
and
${\mathcal{M}}'_a$
. Let
$\lvert X_{k'}\rvert$
be the set of closed points in
$X_{k'}$
. For any point
$v\in\lvert X_{k'}\rvert$
, we also have the Jacquet–Rallis fibers
${\mathcal{M}}_{v}(a)$
and
${\mathcal{M}}'_v(a)$
. Using Beauville–Laszlo descent, we may define maps of functors defined over k’:
where the direct products on the left-hand side are necessarily finite.
4.4.2.
Concretely, the above gluing map is described as follows: the k’-scheme
${\mathcal{M}}_v(a)$
classifies tuples, for any k’-algebra R,
over the formal disc
$X_{k',v}\hat{\times}_{k'}R$
whose image in
$[{\mathfrak{C}}_{\mathscr{M}}/Z_{\mathfrak{M}}\times{\mathbb{G}}_{\mathrm{m}}]$
is the restriction of a to
$X_{k',v}\hat{\times}_{k'}R$
. Since
${\mathcal{L}}$
and
${\mathcal{D}}$
are already determined by a, we only need to extend the tuple
$({\mathcal{E}},x,e,e^\vee)$
from the formal discs to the whole curve compatibly. However, since
$a\in{\mathcal{A}}^\heartsuit$
and
${\mathscr{M}}^{\mathrm{srs}}\to{\mathfrak{C}}_{\mathscr{M}}^{\mathrm{srs}}$
is an isomorphism, such extension exists and is uniquely determined by the restriction of a to any punctured formal disc
$X_{k',v}^\bullet$
. The case of
${\mathcal{M}}_v'(a)$
is similar.
4.4.3.
Conversely, the restriction functor gives the maps in the opposite direction:
It is clear that (4.6) and (4.7) are inverses to each other as maps of sheaves. Therefore, we have proved that the following.
Proposition 4.11. For any k-field k’ and
$a\in{\mathcal{A}}^\heartsuit(k')$
, we have isomorphisms
In particular,
${\mathcal{M}}_a$
and
${\mathcal{M}}_a'$
are projective schemes.
4.5 Stratified smallness
Similar to the Lie algebra case, the fibrations h and h’ turn out to be small maps after restricting to a certain open subset of
${\mathcal{A}}^{\mathrm{sim}}$
. In fact, it is even stratified small in the sense of [Reference Mirković and VilonenMV07], which is necessary for the support theorem since the total stacks
${\mathcal{M}}$
and
${\mathcal{M}}'$
are not smooth. The proof is based on a simple dimension estimate with the help of the usual mH-fibration. Although the result is admittedly rather crude, it is sufficient for the purposes of this paper. It would be interesting to see a more conceptual proof (likely with a stronger conclusion), preferably without the use of the usual mH-fibration.
4.5.1.
To avoid flooding the argument with notation, we start by proving a weaker result in smallness rather than stratified smallness. The latter will be a consequence of the former by utilizing the inductive structure in mH-fibrations.
Let
$a\in{\mathcal{A}}^\heartsuit(\bar{k})$
and
$a^{\mathrm{Hit}}$
its image in
${\mathcal{A}}^{\mathrm{Hit}}$
. To simplify notation, we will effectively not distinguish between a and
$a^{\mathrm{Hit}}$
, and denote the usual mH-fiber
${\mathcal{M}}_{a^{\mathrm{Hit}}}^{\mathrm{Hit}}$
by
${\mathcal{M}}_a^{\mathrm{Hit}}$
and the global (respectively local)
$\delta$
-invariants
$\delta_{a^{\mathrm{Hit}}}$
(respectively
$\delta_v(a^{\mathrm{Hit}})$
) by
$\delta_a$
(respectively
$\delta_v(a)$
), etc. This should not cause any confusion.
Lemma 4.12. For any
$a\in{\mathcal{A}}^\heartsuit(\bar{k})$
and any closed point
$\bar{v}\in \lvert \breve{X}\rvert$
, we have
Consequently, we have
Proof. For the local statement: the first equality follows from the fact that
${\mathcal{M}}_{\bar{v}}(a)$
and
${\mathcal{M}}_{\bar{v}}'(a)$
are isomorphic
$\bar{k}$
-schemes, and the inequality is because
${\mathcal{M}}_{\bar{v}}(a)$
is a closed subscheme of
${\mathcal{M}}_{\bar{v}}^{\mathrm{Hit}}(a)$
. The global statement follows from the local one and Proposition 4.11.
4.5.2.
For each
$\delta\geqslant 0$
, let
${\mathcal{A}}_{\geqslant\delta}^{\mathrm{Hit}}$
(respectively
${\mathcal{A}}_{\leqslant\delta}^{\mathrm{Hit}}$
) be the closed (respectively open) subset of
${\mathcal{A}}^{{\mathrm{Hit}},\heartsuit}$
such that
$\delta_a\geqslant \delta$
(respectively
$\delta_a\leqslant\delta$
). By Proposition A.3, for a given
$\delta$
there exists
$N=N(\delta)$
such that, for all
$\delta'\leqslant\delta$
, any irreducible component of
${\mathcal{A}}_{\geqslant\delta'}$
that is very (G,N)-ample has codimension at least
$\delta'$
in
${\mathcal{A}}^{\mathrm{Hit}}$
. Let
${\mathcal{A}}_{\geqslant\delta}$
(respectively
${\mathcal{A}}_{\leqslant\delta}$
) be the preimage of
${\mathcal{A}}_{\geqslant\delta}^{\mathrm{Hit}}$
(respectively
${\mathcal{A}}_{\leqslant\delta}^{\mathrm{Hit}}$
) in
${\mathcal{A}}^\heartsuit$
.
Proposition 4.13. Fix
$\delta\geqslant 0$
and
$N=N(\delta)$
as above. Let
${\mathcal{A}}_{(\delta)}\subset{\mathcal{A}}_{\leqslant\delta}^\ddagger$
be the union of irreducible components that are very (G,N)-ample and satisfying
Then the maps
\begin{align*} h_{(\delta)}\colon {\mathcal{M}}_{(\delta)}&\longrightarrow{\mathcal{A}}_{(\delta)},\\ h_{(\delta)}'\colon {\mathcal{M}}_{(\delta)}'&\longrightarrow{\mathcal{A}}_{(\delta)} \end{align*}
are small.
Proof. The proof is similar to that of [Reference YunYun11, Proposition 3.5.2]. Since the statement is topological, we base change to
$\bar{k}$
and omit
$\bar{k}$
from the notation for simplicity. For the same reason, we will not distinguish X from the geometric curve
$\breve{X}$
. By Lemma 4.12, for the codimension-estimate part of smallness, it suffices to prove for
$h_{(\delta)}'$
.
Recall that the pairing
$f_n^\vee f_n=f_n^{\prime\vee}f_n'$
is a morphism of line bundles on X:
which depends only on the invariant
$a\in{\mathcal{A}}$
. If
$a\in{\mathcal{A}}^\heartsuit$
, then
$f_n^\vee f_n$
is an inclusion. Let
$c\in{\mathcal{A}}^{\mathrm{Hit}}$
be the image of a, then we have
${\mathfrak{D}}_c$
as the usual extended discriminant divisor. Let
${\mathfrak{D}}_c'\subset{\mathfrak{D}}_c$
be the reduced subdivisor such that
$v\in\lvert {\mathfrak{D}}_c\rvert$
if and only if
$\delta_v(c)\neq 0$
.
For each fixed
$c\in{\mathcal{A}}^{{\mathrm{Hit}}}(\bar{k})$
in the image of
${\mathcal{A}}_{(\delta)}$
(so that the
$Z_{\mathfrak{M}}$
-torsor
${\mathcal{L}}$
is fixed) and line bundle
${\mathcal{D}}$
such that
$\deg{\mathcal{D}}$
satisfies (4.8), let
${\mathcal{A}}_{c,{\mathcal{D}}}''\subset{\mathcal{A}}_{{\mathcal{L}},{\mathcal{D}}}''$
be the open subset where
$f_n^\vee f_n$
is an isomorphism at all points in
${\mathfrak{D}}_c'$
. By Proposition 4.11, for any
$c''\in{\mathcal{A}}_{c,{\mathcal{D}}}''$
and
$a=(c,c'')$
, the Jacquet–Rallis mH-fiber
${\mathcal{M}}_a'$
(and
${\mathcal{M}}_a$
) is non-empty and finite.
By Lemma 4.7, the map from
${\mathcal{M}}_c'$
(the fiber of
${\mathcal{M}}'$
over c) to
${\mathcal{M}}_c^{\prime{\mathrm{Hit}}}$
is smooth. Moreover, the proof shows that the fibers of this map are open dense subsets of vector spaces, therefore, it induces an injection of sets of irreducible components:
As a result,
${\mathcal{M}}_c'$
is equidimensional since
${\mathcal{M}}_c^{\prime{\mathrm{Hit}}}$
is by Proposition A.12. Since
${\mathcal{M}}_c'\to{\mathcal{A}}_{{\mathcal{L}},{\mathcal{D}}}''$
is generically over the target a quasi-finite map with non-empty fibers, we have
for any irreducible component Z of
${\mathcal{M}}_c'$
, because of equidimensionality.
We shall prove in Lemma 4.14 that, for any such Z, the map
$Z\to{\mathcal{A}}_{{\mathcal{L}},{\mathcal{D}}}''$
is dominant, hence generically finite. Assuming this result, for any
$c\in{\mathcal{A}}^{\mathrm{Hit}}$
and any
$j\geqslant 0$
, the locus of
$c''\in{\mathcal{A}}_{{\mathcal{L}},{\mathcal{D}}}''$
such that
$\dim{\mathcal{M}}_{(c,c'')}'=j$
has codimension at least
$j+1$
.
The codimension-estimate part of smallness is then straightforward: for any
$a\in{\mathcal{A}}_{(\delta)}$
, we know by Lemma 4.12 that
$\dim{{\mathcal{M}}_a'}\leqslant\delta$
. For any
$0\leqslant j\leqslant \delta$
, let
${\mathcal{A}}_{(\delta),j}\subset{\mathcal{A}}_{(\delta)}$
be the locus where
$\dim{\mathcal{M}}_a'=j$
. Then the image
$A_j$
of
${\mathcal{A}}_{(\delta),j}$
in
${\mathcal{A}}^{\mathrm{Hit}}$
is contained in
${\mathcal{A}}_{\geqslant j}^{\mathrm{Hit}}\cap{\mathcal{A}}_{\leqslant\delta}^{\mathrm{Hit}}$
. Therefore, we have
Finally, the codimension estimates above, together with Propositions 4.5 and 4.9, imply that every irreducible component of
${\mathcal{M}}_{(\delta)}$
(respectively
${\mathcal{M}}_{(\delta)}'$
) must map dominantly to
${\mathcal{A}}_{(\delta)}^\ddagger$
. This finishes the proof of smallness.
Lemma 4.14. For any Z as in the proof of Proposition 4.13, the map
$Z\to{\mathcal{A}}_{{\mathcal{L}},{\mathcal{D}}}''$
is dominant, hence generically finite.
Proof. We retain all the notation from the proof of Proposition 4.13. We will show that the preimage of
${\mathcal{A}}_{c,{\mathcal{D}}}''$
in Z is non-empty (in particular, it also shows that
${\mathcal{A}}_{c,{\mathcal{D}}}''$
must be dense in
${\mathcal{A}}_{{\mathcal{L}},{\mathcal{D}}}''$
). Let
$Z^{\mathrm{Hit}}$
be the image of Z in
${\mathcal{M}}_c^{\prime{\mathrm{Hit}}}$
, then Z is the preimage of
$Z^{\mathrm{Hit}}$
. Pick a geometric point in
$Z^{\mathrm{Hit}}$
such that its (usual) mHiggs bundle
$({\mathcal{L}},{\mathcal{D}},{\mathcal{E}}',x')$
is regular. We want to show that there exists some element
such that its induced
$f_n'(m')$
is non-vanishing at any point in
${\mathfrak{D}}_c'$
. By duality, this would imply that
$f_n^{\prime\vee}(m')f_n'(m')\neq 0$
, hence proving this lemma.
By (A.1), we have that
where
$\operatorname{\#}\lvert {\mathfrak{D}}_c'\rvert$
is the number of closed points contained in
${\mathfrak{D}}_c'$
. At each
$v\in \lvert {\mathfrak{D}}_c'\rvert$
, we look at the fiber of the sheaf
$\vartheta_*V'_{{\mathcal{E}}'}\otimes{\mathcal{D}}$
, which is a 2n-dimensional
$\bar{k}$
-vector space
$V_v'$
. For any vector
$u_v'\in V_v$
, the fiber of
$({\mathcal{L}},{\mathcal{D}},{\mathcal{E}}',x')$
at v induces a
$\bar{k}$
-point
$m_v'\in [{\mathscr{M}}/Z_{\mathfrak{M}}\times {\mathbb{G}}_{\mathrm{m}}]$
for which the construction of the pure tensor
$f_n'(m_v',u_v')$
makes sense. Since
$\bar{k}$
is algebraically closed, we may trivialize
$\vartheta$
,
${\mathcal{L}}$
,
${\mathcal{D}}$
, and
${\mathcal{E}}$
at v and identify the fiber of the mHiggs field x’ at v with a diagonal point in
${\mathbf{M}}\times {\mathbf{M}}$
and
$u_v'$
with a vector in
$\bar{k}^n\oplus\bar{k}^n$
.
Since we are free to choose among the mHiggs bundles over c, we may so choose it that x’ is, in fact, the (diagonal embedding of the) image of the section
$\epsilon_{\mathbf{M}}$
induced by the companion matrix. Then, if we choose
$u_v'=({\mathbf{e}},{\mathbf{e}})$
, we can explicitly compute (similar to what is done in § 2) that
$f_n'(m_v',u_v')\neq 0$
. Let
$L_v\subset V_v'$
be the line spanned by such a
$u_v$
.
Consider the short exact sequence of coherent sheaves on X induced by the evaluation maps at
$v\in\lvert {\mathfrak{D}}_c'\rvert$
:
Then
${\mathcal{K}}$
is locally free of rank 2n. We claim that
Indeed, suppose we have a non-zero map
$\omega_X^{-1}\to{\mathcal{K}}^\vee$
, then the intersection of
$\omega_X^{-1}$
with
$(\vartheta_*V'_{{\mathcal{E}}'}\otimes{\mathcal{D}})^\vee$
is a line bundle
$\omega'$
of degree at least
$2-2g_X-\delta_c$
, and we have inclusion
Form the pure tensor
$f_n'$
using the mHiggs bundle and
$u_{\omega'}$
, which is a map of line bundles
Since we have
this pure tensor must be 0. Similar to Lemma 4.7, one can then use
${\mathbf{f}}_i'$
on X’ to show that the mHiggs bundle has a non-trivial parabolic reduction over X’, which is a contradiction since we assume that c lies in the simple locus
${\mathcal{M}}^{{\mathrm{Hit}},{\mathrm{sim}}}$
. Therefore,
$\operatorname{H}^1(X,{\mathcal{K}})$
must vanish, and as a result we have a surjective linear map
We may then take e’ to be the preimage of any point in the right-hand side that does not vanish at any
$v\in\lvert {\mathfrak{D}}_c'\rvert$
. This finishes the proof.
4.5.3.
Suppose we have a map of irreducible varieties over
$\bar{k}$
:
Assume that
${\mathcal{F}}:=\bar{\mathbb{Q}}_\ell[\dim S]$
is a pure perverse sheaf of weight 0 (e.g. when S is smooth) and f is proper and small. Then it is well known that
$f_*{\mathcal{F}}$
is pure perverse of weight 0 whose support is a singleton
$\{T\}$
. In other words, for any open dense subset
$j\colon U\to T$
, we have
The proof of this fact is a simple dimension counting coupled with Poincaré–Verdier duality, which we briefly review here.
First off,
${\mathcal{F}}$
is self-dual by assumption, and since f is proper,
$f_*{\mathcal{F}}$
is also self-dual of pure weight 0. By the decomposition theorem, we have a non-canonical isomorphism
Suppose
$Z\subset T$
is an irreducible closed subset that supports a perverse summand. By upper-semicontinuity of fiber dimensions, we may find an open subset
$U\subset T$
with
$U\cap Z\neq \varnothing$
, such that the fibers of f have constant dimension
$d_Z$
over
$U\cap Z$
. Let
$n\in {\mathbb{Z}}$
be such that there exists an irreducible direct summand
${\mathcal{K}}\subset{}^{\mathfrak{p}}\operatorname{H}^n(f_*{\mathcal{F}})$
that is supported on Z. Since
$f_*{\mathcal{F}}$
is self-dual, we may assume
$n\geqslant 0$
. Shrink U if necessary; we may also assume that
$K:={\mathcal{K}}_{|U\cap Z}$
is an irreducible local system. In particular,
$K[-n]$
is supported on a single cohomological degree
$n-\dim Z$
.
Taking the usual cohomology, we see that
$K[-n]$
is a direct summand of
$\operatorname{H}^{n-\dim Z}(f_*{\mathcal{F}})_{|U}$
. Since the fibers of f have constant dimension
$d_Z$
over
$U\cap Z$
, we must have
$n-\dim Z\leqslant2d_Z-\dim S$
, or, in other words,
Since f is small, we have by definition
$\dim S=\dim T$
, and so we obtain a variant of the Goresky–MacPherson inequality
which is impossible unless
$d_Z=0$
and
$Z=T$
due to smallness.
4.5.4.
For a general irreducible variety S, the constant sheaf
$\bar{\mathbb{Q}}_\ell[-\dim S]$
is usually not self-dual or pure, so we need to replace it with the intersection complex
${\mathrm{IC}}_S$
. However, doing so may cause the elementary amplitude estimate
$n-\dim Z\leqslant 2d_Z-\dim S$
in the above discussion to fail. Therefore, in this more general setting, we need a more sophisticated version of the smallness condition in order to reach a similar conclusion about the perverse supports. The formulation we use here is slightly different from [Reference Mirković and VilonenMV07] but functionally the same.
Definition 4.15. Let
$f\colon S\to T$
be a proper map of algebraic varieties over
$\bar{k}$
. We call f a stratified-small map if the following hold.
-
(i) For any irreducible component
$Z\subset S$
, the image f(Z) is an irreducible component of T, and
$\dim{Z}=\dim{f(Z)}$
. -
(ii) There exists a finite stratification
$\{S_i\}$
of S and
$\{T_j\}$
of T into smooth, irreducible, locally closed subsets such that for every i,
$f(S_i)$
is a union of some strata
$T_j$
. -
(iii) For any i, the induced map
$f_{|\bar{S_i}}\colon\bar{S_i}\to f(\bar{S_i})$
is small.
Lemma 4.16. If
$f\colon S\to T$
is stratified small then, for any open dense subset
$j\colon U\to T$
, we have
Proof. Without loss of generality, we may assume that both S and T are irreducible. Suppose
$Z\subset T$
appears in the set of supports. The argument for (4.9) works for
${\mathrm{IC}}_S$
verbatim until the estimate of cohomological amplitude, namely the inequality
$n-\dim Z\leqslant 2d_Z-\dim S$
. Therefore, we only need to show that this inequality holds. We retain the open subset
$U\subset T$
in the discussion about (4.9).
Let
$S_i$
be any stratum such that
$f(S_i)\cap Z$
is dense in Z. For convenience, we denote by
$S_0$
the unique open stratum. Shrink U if necessary; we may assume that
$f_{|S_i}$
still has constant fiber dimension over
$U\cap Z$
, which we denote by
$d_{Z,i}$
. Let
$n_i$
be the codimension of
$S_i$
in S, then by the construction of
${\mathrm{IC}}_S$
, we know that
$({\mathrm{IC}}_S)_{|S_i}$
is supported on cohomological degrees in the interval
$[-\dim S,-\dim S+n_i-1]$
if
$n_i\gt0$
, or is the constant sheaf
$\bar{\mathbb{Q}}_\ell[-\dim S]$
if
$n_i=0$
(i.e. when
$i=0$
).
If
$n_i\gt0$
, an elementary use of the spectral sequence for cohomology with compact support (see [Sta26, Tag 0BKK], applied to the filtration of S by open subsets formed by unions of strata) shows that the complex
is bounded above by cohomological degree
$-\dim S+n_i-1+2d_{Z,i}$
. If
$n_i=0$
(and
$f(S_0)\cap Z$
is dense in Z), then the same complex is bounded above by
$-\dim S+2d_{Z,0}\leqslant -\dim S+2d_Z$
.
The same spectral sequence argument then shows that
$(f_*{\mathrm{IC}}_S)_{|Z\cap U}$
is bounded above by degree
where i ranges over indices such that
$f(S_i)\cap Z$
is dense in Z. If the maximum is achieved at
$-\dim S+2d_Z$
, we obtain inequality (4.9) and it implies
$Z=T$
as before. If the maximum is achieved at some
$i\neq 0$
, then we have
where
$n\geqslant 0$
as before. This implies that
On the other hand, since f is stratified small,
$f_{|\bar{S_i}}$
is small, which implies that
Thus, we have
which is impossible because
$f_{|\bar{S_i}}$
is small. This finishes the proof.
Remark 4.17. It is clear that Lemma 4.16 still holds if S and T are separated Deligne–Mumford stacks of finite type over
$\bar{k}$
.
Theorem 4.18. With the notation and assumptions in Proposition 4.13, the maps
$h_{(\delta)}$
and
$h_{(\delta)}'$
are stratified small.
Proof. As in Proposition 4.13, we base change everything to
$\bar{k}$
and drop
$\bar{k}$
from the notation for simplicity. We first stratify the moduli of boundary divisors
${\mathcal{B}}$
in an obvious way: topologically, each irreducible component of
${\mathcal{B}}$
is homeomorphic to a direct product of some symmetric power of curves that are finite étale covers of X (see [Reference WangWan26, § 5]), and we stratify in such a way that the boundary divisor is locally constant along each stratum. We stratify
${\mathcal{A}}$
,
${\mathcal{M}}$
, and
${\mathcal{M}}'$
accordingly.
We then refine these stratifications using the local model of singularity. For this purpose, we may fix the
$Z_{\mathfrak{M}}$
-torsor
${\mathcal{L}}$
and the boundary divisor b. Write the cocharacter-valued divisor
$\lambda_b$
as
\begin{align*} \lambda_b=\sum_{i=1}^d \lambda_i\cdot v_i, \end{align*}
where
$\lambda_i$
stays locally constant. The local model
$[{{\mathsf{Q}}_X}]$
may then be identified with the stack
\begin{align*} \prod_{i=1}^d[{\mathbb{L}^{+}_{v_i}{G^{\mathrm{ad}}}\backslash\mathsf{Gr}_{G^{\mathrm{ad}},v_i}^{\leqslant -w_0(\lambda_i)}}], \end{align*}
where
$w_0$
is the longest element in the Weyl group, and similarly for
$[{{\mathsf{Q}}_X'}]$
. The Schubert cells in
$[{{\mathsf{Q}}_X}]$
(respectively
$[{{\mathsf{Q}}_X'}]$
) induce a stratification on
${\mathcal{M}}_{(\delta)}$
(respectively
${\mathcal{M}}_{(\delta)}'$
) into smooth, locally closed substacks. Both stratifications on
${\mathcal{M}}_{(\delta)}$
and
${\mathcal{M}}_{(\delta)}'$
induce the same stratification on
${\mathcal{A}}_{(\delta)}$
, which we can easily describe below using the inductive structure on the usual mH-fibrations.
We look at the Schubert cell
\begin{align*} \prod_{i=1}^d[{\mathbb{L}^{+}_{v_i}{G^{\mathrm{ad}}}\backslash\mathsf{Gr}_{G^{\mathrm{ad}},v_i}^{-w_0(\mu_i)}}], \end{align*}
where
$\mu_i\lt\lambda_i$
, and denote its closure by
$[{{\mathsf{Q}}_\mu}]$
. The divisor
\begin{align*} \mu_b=\sum_{i=1}^d \mu_i\cdot v_i \end{align*}
can be lifted to a
$Z_{\mathfrak{M}}$
-torsor
${\mathcal{L}}'$
because
$\lambda_b$
can. Then, locally along the strata where
$\lambda_b$
is locally constant, the preimage of
$[{{\mathsf{Q}}_\mu}]$
in
${\mathcal{M}}_{(\delta)}$
is isomorphic to the analogue of
${\mathcal{M}}_{(\delta)}$
with
${\mathcal{L}}$
replaced by
${\mathcal{L}}'$
. As a result, when
$\mu_b$
and
$\lambda_b$
are fixed, the corresponding stratum in
${\mathcal{A}}_{(\delta)}$
is induced by the linear embedding
\begin{align*} \operatorname{H}^0\bigg(\!X,{\mathcal{D}}^{2}\oplus\bigoplus_{i=1}^{n-1}{\mathcal{O}}_X(\langle \varpi_i,\mu_b \rangle)\otimes({\mathcal{O}}_X\oplus{\mathcal{D}}^{2})\!\bigg) \subset \operatorname{H}^0\bigg(\!X,{\mathcal{D}}^{2}\oplus\bigoplus_{i=1}^{n-1}{\mathcal{O}}_X(\langle \varpi_i,\lambda_b \rangle)\otimes({\mathcal{O}}_X\oplus{\mathcal{D}}^{2})\!\bigg). \end{align*}
The numerical conditions in Proposition 4.13 clearly still hold for
${\mathcal{L}}'$
, and so we may apply Proposition 4.13 to the restriction of
$h_{(\delta)}$
to the preimage of
$[{{\mathsf{Q}}_\mu}]$
, which is locally isomorphic to an analogue of
$h_{(\delta)}$
with
${\mathcal{L}}$
replaced by
${\mathcal{L}}'$
. This proves that
$h_{(\delta)}$
is stratified small, and the case of
$h_{(\delta)}'$
is similar.
5. The proof of the fundamental lemma
In this section, we prove Theorem 3.26 by combining local results in § 3 and global results in § 4. In particular, we also prove the Jacquet–Rallis fundamental lemma stated in Theorem 3.21.
5.1 Approximation property
In order to connect local results with global ones, we will need the following local-constancy result about affine Jacquet–Rallis fibers.
Proposition 5.1 Let
$a_0\in{\mathfrak{C}}_{\mathscr{M}}({\mathcal{O}}_v)$
be generically strongly regular semisimple. Then there exists some N such that, for any
$a\in{\mathfrak{C}}_{\mathscr{M}}({\mathcal{O}}_v)$
with
$a_0\equiv a\bmod \pi_v^N$
, the following hold:
-
(i) a is generically strongly regular semisimple;
-
(ii)
$\delta_v(a^{\mathrm{Hit}})=\delta_v(a_0^{\mathrm{Hit}})$
; -
(iii) for any field extension
$K/k$
, we have canonical isomorphisms
\begin{align*} {\mathcal{M}}_v^i(a_0)(K)&\simeq{\mathcal{M}}_v^i(a)(K),\quad\forall i,\\ {\mathcal{M}}_v'(a_0)(K)&\simeq{\mathcal{M}}_v'(a)(K). \end{align*}
Proof. Let d be the valuation of the extended H-discriminant
$\mathrm{Disc}_{{\underline{\mathscr{M}}}}^+$
(cf. Definition 2.23) at
$a_0$
. Then, if
$N\gt d$
, the valuation of
$\mathrm{Disc}_{{\underline{\mathscr{M}}}}^+$
stays the same for any such a, and so a is generically regular semisimple.
For the second claim, by [Reference WangWan26, Proposition 4.5.1], we may enlarge N if necessary, so that the isomorphism class of MASF stays constant among those a. In particular, we also have
$\delta_v(a)=\delta_v(a_0)$
.
For the third claim, we use the lattice descriptions (3.5) and (3.6). We prove the symmetric case and the unitary case is similar. We also assume
$K=k=k_v$
, because the general case is also similar. The lattice description depends on the fixed section
$\tilde{m}=({\mathcal{E}},\gamma,e,e^\vee)$
over
${\mathcal{O}}_v'$
, which is defined uniformly over
${\mathfrak{C}}_{\mathscr{M}}$
because over
${\mathcal{O}}_v'$
the stack
${\mathscr{M}}$
becomes split. By the construction of
$\tilde{m}$
,
${\mathcal{E}}$
is always trivial, and the matrix coefficients of any element in the tuple
$\tilde{m}$
do not change modulo
$\pi_v^N$
.
By Lemma 3.4, the lattices appearing in
${\mathcal{M}}_v(a)(k)$
are bounded both below and above, and the bounds can be given explicitly by
$\gamma_1$
, e, and
$e^\vee$
. Let
$N_0$
be one such bound. Therefore, if N is sufficiently large compared to
$N_0$
, the bounds for a are the same for
$a_0$
. Then, we claim that any lattice
$\Lambda\in{\mathcal{M}}_v(a_0)(k)$
is also contained in
${\mathcal{M}}_v(a)(k)$
, and vice versa. Let
$({\mathcal{E}},\gamma,e,e^\vee)$
be the section over a and
$({\mathcal{E}}_0,\gamma_0,e_0,e_0^\vee)$
the one over
$a_0$
. Let s and
$s_0$
be the matrices appearing in (3.6) (where it is denoted by s) associated with a and
$a_0$
, respectively. Then, as long as N is much larger than
$N_0$
, the conditions
and
are equivalent. Therefore, we only need to show that the conditions
and
are also equivalent. To see this, we note that s is the (necessarily) unique solution of the equation
which is a system of linear equations on the matrix coefficients of s. Consequently, when N is sufficiently large, the difference between s and
$s_0$
is sufficiently small. Taking N large enough so that
$s\equiv s_0\bmod \pi_v^{2N_0}$
, it is easy to see that the conditions
$s\Lambda=\bar{\Lambda}$
and
$s_0\Lambda=\bar{\Lambda}$
are the same.
5.2 Global matching
We retain the setup at the beginning of § 4. In particular, we fix a smooth, projective, geometrically connected curve X over k and an étale double cover
$\vartheta\colon X'\to X$
such that X’ is also geometrically connected.
5.2.1.
Form the Jacquet–Rallis mH-fibrations
$h\colon{\mathcal{M}}\to{\mathcal{A}}$
and
$h'\colon{\mathcal{M}}'\to{\mathcal{A}}$
associated with the cover
$\vartheta$
. We now define a local system
$L_\eta^X$
on
${\mathcal{M}}^\heartsuit$
, which is the global incarnation of the character
$\eta$
.
We have a canonical line bundle
$\det$
over
$X\times\operatorname{Bun}_n$
by taking the determinant of the universal vector bundle. We abuse notation and still denote the pullback of
$\det$
to
$X\times{\mathcal{M}}$
by
$\det$
. There is also another canonical line bundle over
$X\times{\mathcal{M}}$
given by
${\mathcal{D}}^n\otimes\rho({\mathcal{L}})$
, where
${\mathcal{D}}$
is the line bundle and
${\mathcal{L}}$
is the
$Z_{\mathfrak{M}}$
-torsor in the definition of
${\mathcal{M}}$
. The co-tensor
$f_n^\vee$
is then a section of the line bundle
$\det^{-1}\otimes{\mathcal{D}}^n\otimes\rho({\mathcal{L}})$
over
$X\times{\mathcal{M}}$
that is non-vanishing over
$X\times{\mathcal{M}}^\heartsuit$
. Taking the associated divisor, we have a canonical map
where
$X_i$
is the ith symmetric power of X over k.
5.2.2.
In [Reference YunYun11], there is a canonical line bundle on
$X_i$
for each i, denoted by
$L_i^X$
, which we now briefly review. For
$i=0$
, we let
$L_i^X=\bar{\mathbb{Q}}_\ell$
. For each
$i\gt0$
, we have a finite cover
on which
$({\mathbb{Z}}/2{\mathbb{Z}})^i\rtimes{\mathfrak{S}}_i$
acts (
${\mathfrak{S}}_i$
is the ith permutation group). Let
$\Gamma\subset({\mathbb{Z}}/2{\mathbb{Z}})^i\rtimes{\mathfrak{S}}_i$
be the index-2 subgroup consisting of elements whose
$({\mathbb{Z}}/2{\mathbb{Z}})^i$
component lies in the kernel of the summation map
$({\mathbb{Z}}/2{\mathbb{Z}})^i\to{\mathbb{Z}}/2{\mathbb{Z}}$
. The GIT quotient
$(X')^i\mathbin{\!/\!\!/\!} \Gamma$
is an étale double cover of
$X_i$
, for which we can associate a local system
$L_i^X$
. Let
$L_\eta^X$
be the union of all
$L_i^X$
.
5.2.3.
Let
${\mathcal{A}}^\ddagger\subset{\mathcal{A}}^\heartsuit$
be the locus in Theorems 4.4 and 4.8, over which we have a local model of singularity for
${\mathcal{M}}^\ddagger$
(respectively
${\mathcal{M}}^{\prime\ddagger}$
). Let
$K/k$
be a finite extension, and fix a point
$a\in{\mathcal{A}}^\ddagger(K)$
. We denote the boundary divisor of
$a^{\mathrm{Hit}}$
by
For each
$\lambda_v$
, we write it as a unique linear combination of fundamental coweights:
\begin{align*} \lambda_v=\sum_{i=1}^{n-1}d_{v,i}\check{\varpi}_i,\end{align*}
and let
${\mathcal{F}}^{\lambda_v}$
(respectively
${\mathcal{F}}^{\prime\lambda_v}$
) be the local Satake sheaf of
$\mathrm{S}_n^{\mathrm{ad}}$
(respectively
$(G')^{\mathrm{ad}}$
) corresponding to the dual representation
\begin{align} V^{\lambda_v}:=\bigoplus_{i=1}^{n-1}\operatorname{Sym}^{d_{v,i}}V_{\check{\varpi}_i},\end{align}
where
$V_{\check{\varpi}_i}$
is the ith fundamental representation of the group
$\operatorname{SL}_n$
, dual to
${\mathbf{G}}^{\mathrm{ad}}$
. Explicitly, if
$\{\mu_v\}$
is the set of highest coweights in the decomposition of (5.1) into irreducible
$\operatorname{SL}_n$
-representations (which contains
$\lambda_v$
), then we have
Lemma 5.2. We have equalities in point counts
\begin{align*} (-q_K^{{\tfrac{1}{2}}})^{\dim_a{\mathcal{A}}}\operatorname{\#}_{{\mathrm{IC}}_{{\mathcal{M}}^\ddagger}\otimes L_\eta^X}{\mathcal{M}}_a(K) &=\prod_{v\in\lvert X_K\rvert}(-q_K^{{\tfrac{1}{2}}})^{[K_v:K]\langle 2\rho,\lambda_v \rangle}\operatorname{\#}_{{\mathcal{F}}^{\lambda_v}\otimes L_{v,\eta}}{\mathcal{M}}_v(a)(K),\\ (-q_K^{{\tfrac{1}{2}}})^{\dim_a{\mathcal{A}}}\operatorname{\#}_{{\mathrm{IC}}_{{\mathcal{M}}^{\prime\ddagger}}}{\mathcal{M}}_a'(K) &=\prod_{v\in\lvert X_K\rvert}(-q_K^{{\tfrac{1}{2}}})^{[K_v:K]\langle 2\rho,\lambda_v \rangle}\operatorname{\#}_{{\mathcal{F}}^{\prime\lambda_v}}{\mathcal{M}}_v'(a)(K), \end{align*}
where
$q_K$
is the number of elements in K,
$K_v$
is the residue field of v, and
$\dim_a{{\mathcal{A}}}$
is the local dimension of
${\mathcal{A}}$
at a.
Proof. Without loss of generality, we may base change and replace k by K, and so we can assume that
$K=k$
. By the product formulae in Proposition 4.11, we have canonical isomorphisms
\begin{align*} {\mathcal{M}}_a(k) &=\prod_{v\in\lvert X\rvert}{\mathcal{M}}_v(a)(k),\\ {\mathcal{M}}_a'(k) &=\prod_{v\in\lvert X\rvert}{\mathcal{M}}_v'(a)(k). \end{align*}
Under the above isomorphisms, by Theorems 4.4 and 4.8, as well as [Reference WangWan26, § 5.5], we also have canonical isomorphisms up to shifts and Tate twists:
\begin{align*} ({\mathrm{IC}}_{{\mathcal{M}}^\ddagger})_{|{\mathcal{M}}_a} &\simeq \bigotimes_{v\in\lvert X\rvert}({\mathcal{F}}^{\lambda_v})_{|{\mathcal{M}}_v(a)},\\ ({\mathrm{IC}}_{{\mathcal{M}}^{\prime\ddagger}})_{|{\mathcal{M}}_a'} &\simeq \bigotimes_{v\in\lvert X\rvert}({\mathcal{F}}^{\prime\lambda_v})_{|{\mathcal{M}}_v'(a)}. \end{align*}
It is straightforward to see that
Therefore, to prove the lemma, we only need to match the
$q_K$
-power factors on both sides, which are induced by Tate twists, and the signs, which are induced by shifts.
On the right-hand side, the Tate twist is induced by the dimension of the product of all relevant affine Schubert varieties, while on the left-hand side, it is induced by the (local) dimension of
${\mathcal{M}}$
(respectively
${\mathcal{M}}'$
). Since h and h’ are both generically finite, the latter is the same as the (local) dimension of
${\mathcal{A}}$
. This explains both the
$q_K$
-power factors and signs on both sides, and we are done.
5.2.4.
We fix a
$\delta$
, which will be given later in § 5.3 when we prove Theorem 3.26. We fix an arbitrary component of
${\mathcal{A}}$
, such that the boundary divisor is very
$(G,N(\delta))$
-ample. Then, we restrict to the case such that the line bundle
${\mathcal{D}}$
is sufficiently ample so that (4.8) holds. This way, we obtain an open substack
$U\subset{\mathcal{A}}_{(\delta)}$
, so that the local models of singularity in Theorems 4.4 and 4.8 hold over U and the restrictions of h and h’ to U are stratified small by Theorem 4.18. Let
${\mathcal{M}}_U=h^{-1}(U)$
and
${\mathcal{M}}_U'=h^{\prime-1}(U)$
.
Proposition 5.3. We have an isomorphism of complexes
where the superscript
${\mathrm{ss}}$
denotes semisimplification with respect to
$\operatorname{Gal}(\bar{k}/k)$
.
Proof. By Lemma 4.16 and stratified smallness of
$h_{|U}$
and
$h_{|U}'$
, both complexes are pure perverse sheaves with full support. Therefore, it suffices to prove the isomorphism over any open dense subset
$U_0$
of U. We restrict to the locus where:
-
(i) the boundary divisor is multiplicity-free in the sense of [Reference WangWan26, Definition 5.1.28] and concretely, at any point v, the boundary divisor is either 0 or a fundamental coweight;
-
(ii) the usual extended discriminant divisor (given by
$\mathrm{Disc}_+$
) is multiplicity-free and disjoint from the boundary divisor.
This locus is necessarily non-empty by our G-ampleness assumption.
Further shrinking
$U_0$
, we may assume that both sides of (5.2) are geometrically semisimple local systems. Thus, by the Grothendieck–Lefschetz trace formula and Chebotarev’s density theorem, it suffices to prove that, for any finite extension K of k and
$a\in U_0(K)$
, we have
By Lemma 5.2, we may replace the above global point counts by local ones, and by our assumptions on
$U_0$
, every local case is isomorphic to one of the four cases in § 3.6: the split case, the
$\operatorname{Ob}_v(a)\neq 0$
case, and Case A or Case B.
5.3 From global to local
In this subsection, we finish the proof of Theorem 3.26.
5.3.1.
We fix a k-point
$v\in \lvert X\rvert$
such that
$\vartheta$
is non-split over v. The split case is already covered by § 3.6, as is the case where
$\operatorname{Ob}_v(a)\neq 0$
. Let
$a_0\in{\mathfrak{C}}_{\mathscr{M}}({\mathcal{O}}_v)$
be the point (denoted by a) in the statement of Theorem 3.26 such that
$\operatorname{Ob}_v(a)=0$
, and let
$\delta_0=\delta_v(a_0^{\mathrm{Hit}})$
. Let N be the number that is larger than both the number in Proposition 5.1 and
$N(\delta_0)$
, and let
$U\subset{\mathcal{A}}$
be the open subset in § 5.2 associated with
$\delta=\delta_0$
.
Let
$Z\subset U$
be the locally closed subset consisting of points a such that:
-
(i) its restriction to
${\mathfrak{C}}_{\mathscr{M}}({\mathcal{O}}_v/\pi_v^N{\mathcal{O}}_v)$
is isomorphic to
$a_0$
; -
(ii) for any place other than v, the boundary divisor is disjoint from the usual extended discriminant divisor (induced by
$\mathrm{Disc}_+$
), and the latter is either 0 or multiplicity-free.
This set is non-empty by our ampleness assumptions and the Riemann–Roch theorem. Note that Z is geometrically irreducible, and there exists some number e such that, for any
$K/k$
,
$[K:k]\geqslant e$
, Z(K) is non-empty.
By Chebotarev’s density theorem, to prove Theorem 3.26 for
$a_0$
, it suffices to prove the same statement for all sufficiently large K. Therefore, we may replace
$a_0$
by the restriction of any
$a\in Z(K)$
to
${\mathcal{O}}_v\otimes_k K$
.
5.3.2.
We aim to prove the equality
however, it is easy to see that, by induction on the height of
$\lambda_v$
, it suffices to replace the irreducible representation of the dual group
$\operatorname{SL}_n$
with highest-coweight
$\lambda_v$
by the representation (5.1), and instead prove the alternative equality
We choose to do this because the latter equality has a more direct connection with the global setting via Lemma 5.2.
5.3.3.
By Proposition 5.3 and Lemma 5.2, we have an equality
and for any place u other than v, we also have
${\mathcal{F}}^{\lambda_u}={\mathrm{IC}}^{\lambda_u}$
and
${\mathcal{F}}^{\prime\lambda_u}={\mathrm{IC}}^{\prime\lambda_u}$
. By § 3.6,
In order to deduce the equality at v, we need to find
$a\in Z(K)$
such that the local point counts are non-zero at every
$u\neq v$
.
5.3.4.
We first choose a random point
$a\in Z(K)$
. Replacing k by K, we may assume that
$k=K$
. Let
${\mathcal{L}}$
be the associated
$Z_{\mathfrak{M}}$
-torsor, and
${\mathcal{D}}$
the
${\mathbb{G}}_{\mathrm{m}}$
-torsor.
For any place
$u\neq v$
not contained in
${\mathfrak{C}}_{\mathscr{M}}^{\mathrm{srs}}$
, we have a local obstruction
$\operatorname{Ob}_u(a)$
, while
$\operatorname{Ob}_v(a)= 0$
by assumption. Let
$Y\subset X$
be an open subset contained in a strongly regular semisimple locus, then we have a canonical point
$({\mathcal{E}}_Y,x_Y,e_Y)\in{\mathscr{M}}'_{{\mathcal{L}},{\mathcal{D}}}(Y)$
. At each
$u\neq v$
, we choose a point
$\gamma_u\in{\mathfrak{M}}'(F_u)$
, and so we have an MASF
${\mathcal{M}}_u^{\prime{\mathrm{Hit}}}(a^{\mathrm{Hit}})$
. Moreover, by the lemma below, we may even choose
$\gamma_u\in{\mathfrak{M}}'({\mathcal{O}}_u)$
.
Lemma 5.4. For any
$u\neq v$
as above, the MASF
${\mathcal{M}}_u^{\prime{\mathrm{Hit}}}(a^{\mathrm{Hit}})$
contains at least one K-point.
Proof. We know that the MASF at u is especially simple, and is geometrically just a
${\mathbb{Z}}$
-lattice (cf. § 3.6). If
$\vartheta$
is split over u, then locally we have a Steinberg quasi-section
${\mathfrak{C}}_{\mathfrak{M}}\to{\mathfrak{M}}'$
over
${\mathcal{O}}_u$
and so the conclusion is trivial.
If u belongs to Case A of § 3.6, since G’ becomes quasi-split over
${\mathcal{O}}_u$
, we may choose
$\gamma'\in{\mathfrak{M}}'(F_u)$
lying over
$a^{\mathrm{Hit}}$
, such that
$\gamma'$
is contained (and elliptic) in a subgroup of
$({\mathfrak{M}}')^\times$
of semisimple rank 1 containing a maximal torus of
$({\mathfrak{M}}')^\times$
that is induced by a pinning on G’. Such a semisimple-rank-1 subgroup is also a Levi subgroup induced by a pair of roots of G’. Let
$L'\subset G'$
be the corresponding Levi subgroup. Passing to the Levi monoid (see [Reference WangWan26, 2.5.39]), the MASF in question is then isomorphic to a certain MASF of L’. Since Steinberg quasi-sections always exist for very flat monoids associated with quasi-split rank-1 groups (see [Reference WangWan26, 2.2.7, 2.4.23, and 2.4.24]), the lemma follows in this special case.
If u belongs to Case B then, similar to the considerations in [Reference WangWan26, § 4.6.14], we may consider the twisted Frobenius at u, and unlike the more general setting in [Reference WangWan26], we necessarily have that
$a^{\mathrm{Hit}}$
is regular semisimple at the special point u. This means that the twisted Frobenius is contained in
namely, the ‘cocharacter’ portion of the twisted Frobenius is trivial. This means that the element
$h_{\bar{v}}$
(
$\bar{v}$
corresponds to a
$\bar{K}$
-point over u) as in [Reference WangWan26, § 4.6.14] descends, in fact, to a K-point in the affine Grassmannian that is also a geometric point in
${\mathcal{M}}_u^{\prime{\mathrm{Hit}}}(a^{\mathrm{Hit}})$
. In other words, we obtain a K-point in
${\mathcal{M}}_u^{\prime{\mathrm{Hit}}}(a^{\mathrm{Hit}})$
.
5.3.5.
The restriction of the pair
$({\mathcal{E}}_Y,x_Y)$
to
$F_u$
induces a map
Both
${\mathcal{L}}$
and
${\mathcal{D}}$
may be trivialized over
$F_u$
, since
$Z_{\mathfrak{M}}$
is an induced torus, and we shall fix an arbitrary choice of trivializations. Then the preimage
$x_{F_u}^{-1}(\gamma_u)$
is a torsor of the regular centralizer
${\mathfrak{J}}_{a^{\mathrm{Hit}},F_u}'$
, whose isomorphism class does not depend on the trivializations of
${\mathcal{L}}$
and
${\mathcal{D}}$
, and is precisely the obstruction
$\operatorname{Ob}_u(a)$
(see the discussions in § 3.2).
The collection
$\operatorname{Ob}(a):= (\operatorname{Ob}_u(a))_{u\in\lvert X\rvert}$
(including
$u=v$
) induces a class in the product
At each place u, the cohomology class factors through
$\operatorname{Aut}(X'/X)$
, and for all but finitely many places, the obstruction is trivial by Proposition 3.7. Consequently, we obtain an adelic cohomology class in
By [Reference KottwitzKot86], we have a commutative diagram.

Since
$a^{\mathrm{Hit}}$
lies in the simple locus,
${\mathfrak{J}}_{a^{\mathrm{Hit}},F}$
is an elliptic torus, and so we have
The image of
$\operatorname{Ob}(a)$
in
$\pi_0(Z_{\check{G'}}^{\operatorname{Gal}(\bar{F}/F)})^*$
is then identified with the summation map
But, by Proposition 3.7, such a summation is simply the degree of the discriminant divisor
$f_n^{\prime\vee}f_n'={\mathbf{f}}_n^\vee{\mathbf{f}}_n$
modulo 2, and the degree of such a divisor is the same as the degree of the line bundle
$\rho({\mathcal{L}})^{\otimes2}{\mathcal{D}}^{\otimes 2n}$
, which is necessarily even.
This shows that
$\operatorname{Ob}(a)$
is trivial, and so there is a
${\mathfrak{J}}_{a^{\mathrm{Hit}}}'$
-torsor over F compatible with all the local torsors. Thus, we obtain a point in the global Picard
${\mathcal{P}}_a'(K)$
such that it transports the mHiggs bundle
$({\mathcal{E}}_Y,x_Y)$
to another one
$({\mathcal{E}}_Y',x_Y')$
that is compatible with the elements
$\gamma_u$
. This way, we obtain an mHiggs bundle over
$X-\{v\}$
whose image in
${\mathfrak{C}}_{{\mathfrak{M}},{\mathcal{L}},{\mathcal{D}}}(X-\{v\})$
is the same as that of a. Note that, over
$F_v$
, the restrictions of
$({\mathcal{E}}_Y,x_Y)$
and
$({\mathcal{E}}_Y',x_Y')$
are the same, because
$\operatorname{Ob}_v(a)$
is trivial.
5.3.6.
Over the double cover
${\mathcal{O}}_v'$
of
${\mathcal{O}}_v$
, the group G’ is split, and so we have a point in
${\mathcal{M}}_v'(a)(K')$
(K’ being the quadratic extension of K in
$F_v'$
). Since
$\operatorname{GL}_n$
does not have endoscopy (namely,
$\operatorname{H}^1(F_v',{\mathfrak{J}}_{a^{\mathrm{Hit}}}')$
always vanishes), this point can be glued with the mHiggs bundle over
$X-\{v\}$
above to get an mHiggs bundle
$({\mathcal{E}}',x')$
(
${\mathcal{L}}$
is fixed) over X’. We also have a vector
$e_v'\in({\mathcal{O}}_v')^n$
using the explicit section in § 2.7.
Again, using the fact that
$a^{\mathrm{Hit}}$
is simple and using a similar argument as in Lemma 4.7, we may lift
$e_v'$
to a vector
The restriction of the tuple
$({\mathcal{E}}',x',e')$
to
$X-\{v\}$
maps to a point in
${\mathfrak{C}}_{{\mathscr{M}},{\mathcal{L}},{\mathcal{D}}}(X-\{v\})$
, and its restriction to the punctured disc
$X_v^\bullet$
is the same as that of a. Gluing them together, we obtain another point in Z(K) and we replace a by this point.
5.3.7.
For any
$u\neq v$
, the restriction of the tuple
$({\mathcal{E}}',x',e')$
to
$X_u$
is a K-point in
${\mathcal{M}}_u'(a)$
, and so
Cancelling out these terms in (5.3), we finally obtain the desired equality
This finishes the proof of Theorem 3.26 and hence our main result of Theorem 3.21.
Appendix A. Supplement on the usual MH-fibrations
Since the usual multiplicative Hitchin fibration associated with
$[{{\mathfrak{M}}/G}]$
(as
${\mathfrak{M}}$
here is a monoidal symmetric space rather than a monoid) is not covered by [Reference WangWan26], we prove the relevant results here. All results will just be a slight tweak from [Reference WangWan26]. Similarly, we also need to cover the case
$[{{\mathfrak{M}}'/G'}]$
because the unitary group G’ may not be quasi-split globally.
We will try to refer to [Reference WangWan26] as much as possible to keep this section concise. As a result, we will keep the notation consistent with [Reference WangWan26] and may deviate slightly from those we use in the main body of this paper. As before, we let
$\vartheta\colon X'\to X$
be the étale double cover inducing
${\mathfrak{M}}$
from
${\mathbf{M}}$
, and we still denote by
${\mathbf{M}}'$
(respectively
${\mathbf{C}}_{{\mathbf{M}}'}$
, respectively
${\mathbf{A}}_{{\mathbf{M}}'}$
, respectively
${\mathbf{G}}'$
) the Weil restriction of
${\mathbf{M}}$
(respectively
${\mathbf{C}}_{\mathbf{M}}$
, respectively
${\mathbf{A}}_{\mathbf{M}}$
, respectively
${\mathbf{G}}$
) along
$\vartheta$
.
A.1 The basic construction
Before we start, we note that since, later on, we will need to study similar constructions related to twisted Levi subgroups, we can no longer afford to restrict ourselves to the case where
${\mathbf{M}}$
is the universal monoid. Instead, we let
${\mathbf{M}}$
be an arbitrary very flat monoid (see [Reference WangWan26, § 2.3]) associated with
${\mathbf{G}}^{\mathrm{sc}}$
, such that the
$\sigma$
-action on the abelianization of the universal monoid lifts to an action on
${\mathbf{A}}_{\mathbf{M}}$
. In this case, one can easily verify that the monoidal symmetric space
${\mathfrak{M}}$
is well-defined, as is the unitary monoid
${\mathfrak{M}}'$
.
A.1.1.
Recall that we have maps of quotient stacks
whose mapping stacks from curve X give
There is an open substack
${\mathcal{B}}_X\subset {\mathcal{B}}_X^+$
consisting of boundary divisors, and by taking its preimages we obtain maps of algebraic stacks
A.1.2.
Note that the abelianization
${\mathfrak{A}}_{\mathfrak{M}}$
is the same as that of the (quasi-split) unitary monoid
${\mathfrak{M}}'$
, and
$Z_{\mathfrak{M}}\simeq Z_{{\mathfrak{M}}'}$
as well, so the moduli
${\mathcal{B}}_X$
is the same as the moduli of boundary divisors associated with the unitary monoid, which is covered by the general framework in [Reference WangWan26] (because the boundary divisors are insensitive to inner twists). Similarly,
${\mathfrak{C}}_{\mathfrak{M}}$
is also the same as
${\mathfrak{C}}_{{\mathfrak{M}}'}$
, and so
${\mathcal{A}}_X$
is also the mH-base for
${\mathfrak{M}}'$
. Therefore, we have maps of moduli stacks
A.1.3.
Both the extended discriminant divisor and the regular semisimple locus are well-defined on
${\mathfrak{C}}_{\mathfrak{M}}$
and are
$Z_{\mathfrak{M}}$
-equivariant, and we let
${\mathcal{A}}_X^\heartsuit$
be the open substack of
${\mathcal{A}}_X$
where the image of the generic point of X is contained in the regular semisimple locus. Note that the notion of being regular semisimple is the same for both
${\mathfrak{M}}$
and
${\mathfrak{M}}'$
.
A.2 The cameral cover and the Picard action
A.2.1.
We have the regular centralizer group scheme for the split model
which is smooth and commutative, and its generic fiber is a torus. Since the anti-involution
$\iota$
of
${\mathbf{M}}$
takes
${\mathbf{G}}$
-orbits to
${\mathbf{G}}$
-orbits,
${\mathbf{J}}_{\mathbf{M}}$
induces a unique group scheme
such that there is a canonical G-equivariant homomorphism
where
$I_{\mathfrak{M}}\to {\mathfrak{M}}$
is the universal stabilizer group scheme of G acting on
${\mathfrak{M}}$
. Moreover, the above homomorphism is an isomorphism over the regular locus
${\mathfrak{M}}^{\mathrm{reg}}$
(meaning where the dimension of the stabilizer reaches minimal value).
Similarly, we have the regular centralizer group scheme
as well as a canonical G’-equivariant homomorphism
A.2.2.
The maximal toric variety
$\bar{{\mathbf{T}}}_{\mathbf{M}}$
of
${\mathbf{M}}$
is preserved by
$\iota$
, so it induces a twisted toric variety
${\mathfrak{T}}_{\mathfrak{M}}\subset {\mathfrak{M}}$
, which further induces a canonical isomorphism
Definition A.1. The GIT quotient map
$\pi_{\mathfrak{M}}\colon{\mathfrak{T}}_{\mathfrak{M}}\to{\mathfrak{C}}_{\mathfrak{M}}$
is called the cameral cover.
When restricted to
$\bar{{\mathbf{T}}}_{\mathbf{M}}$
, the anti-involution
$\iota$
is the same as the involution
$\tau$
, and so
${\mathfrak{T}}_{\mathfrak{M}}$
is the same as the maximal toric variety
${\mathfrak{T}}_{{\mathfrak{M}}'}$
of
${\mathfrak{M}}'$
, and so the cameral cover
$\pi_{\mathfrak{M}}$
coincides with the cameral cover
$\pi_{{\mathfrak{M}}'}$
of
${\mathfrak{M}}'$
. In addition, we note that the Weyl group of G’ is canonically isomorphic to that of G, which we denote by W, and both can be identified with the (split) Weyl group
${\mathbf{W}}$
of
${\mathbf{G}}$
, because the Galois action on
${\mathbf{W}}$
is trivial.
A.2.3.
Like in the case of quasi-split groups, we have a Galois description of
${\mathfrak{J}}_{\mathfrak{M}}$
(respectively
${\mathfrak{J}}_{{\mathfrak{M}}'}$
).
Lemma A.2. We have canonical isomorphisms
\begin{align*} {\mathfrak{J}}_{\mathfrak{M}}&\stackrel{\sim}{\longrightarrow}\pi_{{\mathfrak{M}}*}T^W,\\ {\mathfrak{J}}_{{\mathfrak{M}}'}&\stackrel{\sim}{\longrightarrow}\pi_{{\mathfrak{M}}*}(T')^W, \end{align*}
where the Weyl group W acts on
$\pi_{{\mathfrak{M}}*}T$
(respectively
$\pi_{{\mathfrak{M}}*}T'$
) diagonally.
Proof. The maps are defined the same way as in the group case, and isomorphism can be checked by base changing to algebraically closed fields. Note that the maps are isomorphisms (instead of merely open embeddings) because the groups G and G’ have simply connected derived subgroups.
A.2.4.
Using
${\mathfrak{J}}_{\mathfrak{M}}$
(respectively
${\mathfrak{J}}_{{\mathfrak{M}}'}$
), we have the global Picard stack
$p_X\colon{\mathcal{P}}_X\to {\mathcal{A}}_X$
(respectively
$p_X'\colon{\mathcal{P}}_X'\to {\mathcal{A}}_X$
) acting on
$h_X$
(respectively
$h_X'$
). Using the cameral cover
$\pi_{\mathfrak{M}}$
, we have the universal cameral curve just like the case of quasi-split groups
and the basic topological properties of
${\mathcal{P}}_X$
(respectively
${\mathcal{P}}_X'$
) can be studied similarly using
$\tilde{\pi}$
and the Galois description of
${\mathfrak{J}}_{\mathfrak{M}}$
(respectively
${\mathfrak{J}}_{{\mathfrak{M}}'}$
). The argument will be verbatim, so we will only list a small subset of the results essential to the current paper and the proofs will be omitted. The reader can refer to [Reference WangWan26, § 6] for a more detailed argument.
A.2.5.
By replacing the curve with a formal disc
$X_v$
, where
$v\in\lvert X\rvert$
is a closed point, we can define the multiplicative affine Springer fibers
${\mathcal{M}}_v(a)$
and the local Picard scheme
${\mathcal{P}}_v(a)$
. Let
$\breve{X}_v=X_v\otimes_k\bar{k}$
be the unramified closure of
$X_v$
.
Since
${\mathfrak{M}}$
becomes split after base changing to
$\breve{X}_v$
, all the topological and geometric properties of
${\mathcal{M}}_v(a)$
(respectively
${\mathcal{P}}_v(a)$
) that we need in this paper are already included in [Reference WangWan26, § 4]. In particular, we have the local
$\delta$
-invariant
$\delta_v(a)$
, which is the common dimension of
${\mathcal{P}}_v(a)$
and
${\mathcal{M}}_v(a)$
, viewed as a k-scheme.
Given a geometric point
$a\in {\mathcal{A}}_X^\heartsuit(\bar{k})$
, we have the cameral curve
$\tilde{X}_a$
and the Néron model
${\mathfrak{J}}_a^\flat$
of the regular centralizer
${\mathfrak{J}}_a$
. Let
${\mathcal{P}}_a^\flat$
be the stack of
${\mathfrak{J}}_a^\flat$
-bundles on
$\breve{X}:= X\times_k\bar{k}$
, then we have a surjective homomorphism of abelian stacks
whose kernel
${\mathcal{R}}_a$
is an affine group scheme over
$\bar{k}$
. The dimension of
${\mathcal{R}}_a$
is the global
$\delta$
-invariant
$\delta_a$
, and we have the summation formula
A.2.6.
Similarly, since
${\mathcal{A}}_X$
is also the mH-base for
${\mathfrak{M}}'$
, we have the global
$\delta$
-invariant
$\delta_a'$
for the mH-fibration
$h_X'$
. Since, over any
$\breve{X}_v$
,
${\mathfrak{M}}'$
(respectively G’) is isomorphic to
${\mathfrak{M}}$
(respectively G), we have
and so
for any
$a\in{\mathcal{A}}_X^\heartsuit(\bar{k})$
.
A.2.7.
We may also consider the mH-fibration and multiplicative affine Springer fiber associated with monoid
${\mathbf{M}}'$
and
${\mathbf{G}}'$
. The mH-base
${\mathcal{A}}_X$
naturally embeds into the mH-base
${\mathcal{A}}_{{\mathbf{G}}',X}$
, and for any
$a\in{\mathcal{A}}_X^\heartsuit(\bar{k})$
, its image in
${\mathcal{A}}_{{\mathbf{G}}',X}$
is necessarily contained in
${\mathcal{A}}_{{\mathbf{G}}',X}^\heartsuit$
, and we have respective relations of local and global
$\delta$
-invariants:
All these claims can be proved by noticing that, over
$\breve{X}_v$
, the inclusion
$G\subset{\mathbf{G}}'$
is isomorphic to the diagonal embedding
$\operatorname{GL}_n\subset\operatorname{GL}_n\times\operatorname{GL}_n$
, and similarly for the monoids
${\mathfrak{M}}\subset{\mathbf{M}}'$
.
A.2.8.
One may stratify the mH-base
${\mathcal{A}}_X^\heartsuit$
by the
$\delta$
-invariants, and with the same argument as in [Reference WangWan26], one can show that
$\delta$
is upper-semicontinuous. Therefore, we have the closed subset
${\mathcal{A}}_{\geqslant\delta}\subset{\mathcal{A}}_X^\heartsuit$
consisting of a such that
$\delta_a\geqslant\delta$
. Using the same local–global argument as in [Reference WangWan26, Proposition 8.4.5], we have the following.
Proposition A.3. For any
$\delta\geqslant 0$
, there exists some
$N=N(\delta)$
such that if
$A\subset{\mathcal{A}}_X^\heartsuit$
is an irreducible component that is very (G,N)-ample, we have
for all
$\delta'\leqslant\delta$
.
A.3 The local model of singularity
The total stacks
${\mathcal{M}}_X$
and
${\mathcal{M}}_X'$
are not smooth in general; instead, they admit respective local models of singularity similar to the case of quasi-split groups.
A.3.1.
First, there is a global affine Schubert scheme
${\mathsf{Q}}_X'$
parametrized by
${\mathcal{B}}_X$
, defined in the same way using
${\mathfrak{M}}'$
as in [Reference WangWan26, § 5.3]. If a geometric point
$b\in{\mathcal{B}}_X(\bar{k})$
has an associated cocharacter
$\lambda_{\bar{v}}$
at each
$\bar{v}\in X(\bar{k})$
, then
$({\mathsf{Q}}_X')_b$
is just a (necessarily finite) direct product of
$\mathsf{Gr}_{\bar{v},G'}^{\leqslant -w_0(\lambda)}$
for all
$\bar{v}$
. We also have the equivariant version
$[{{\mathsf{Q}}_X'}]$
by quotienting the arc group
$\mathbb{L}^{+}{{\mathcal{B}}_X}(G')^{\mathrm{ad}}$
.
For the symmetric space, there is no
${\mathsf{Q}}_X$
defined globally over
${\mathcal{B}}_X$
, because there is no group acting ‘on one side’ of the monoidal symmetric space
${\mathfrak{M}}$
; rather, we have
$({\mathbf{G}}')^{\mathrm{sc}}$
acting ‘on both sides’ of
${\mathfrak{M}}$
, and G acting by conjugation (similar to § 3.3.1). Therefore, the stack
$[{{\mathsf{Q}}_X}]$
is still well-defined over all of
${\mathcal{B}}_X$
, but
${\mathsf{Q}}_X$
is only defined over some étale chart of
${\mathcal{B}}_X$
, which also depends on local splittings
${\mathfrak{M}}\cong {\mathbf{M}}$
,
$G\cong {\mathbf{G}}$
, and so on. In any case, it is not a serious obstacle because our statements in this subsection are local in
${\mathcal{B}}_X$
. We have the canonical evaluation maps
Proposition A.4. Let
$m\in{\mathcal{M}}_X^\heartsuit(\bar{k})$
(respectively
$m'\in{\mathcal{M}}_X^{\prime\heartsuit}(\bar{k})$
) and
$a=h_X(m)$
(respectively
$a=h_X'(m')$
). Suppose a is very
$(G,\delta_a)$
-ample (equivalently, very
$(G',\delta_a)$
-ample), then the evaluation map ev (respectively
$\mathrm{ev}'$
) is formally smooth at m (respectively m’).
Proof. We first prove this for ev. Let
$\Omega=\Omega_{{\mathfrak{M}}/{\mathfrak{A}}_{\mathfrak{M}}}$
be the relative cotangent sheaf of
${\mathfrak{M}}$
over
${\mathfrak{A}}_{\mathfrak{M}}$
, and
$\boldsymbol{\Omega}'=\Omega_{{\mathbf{M}}/{\mathbf{A}}_{{\mathbf{M}}'}}$
. Let
$\mathrm{T}_m$
be the
${\mathcal{O}}_{\breve{X}}$
-dual of
$m^*\Omega$
, and
$\mathbf{T}_m'$
that of
$m^*\boldsymbol{\Omega}'$
. Then, since
$\breve{X}$
is a curve,
$\mathrm{T}_m$
(respectively
$\mathbf{T}_m$
) must be locally free. Moreover, since
$\mathrm{T}_m$
is the
$\iota\sigma$
-fixed-point subbundle of
$\mathbf{T}_m$
, it is also a direct summand of the latter since
$\operatorname{char}(k)\neq 2$
.
As we have seen in [Reference WangWan26, § 7.1], the obstruction to the local model of singularity is contained in the cohomological group
The tangent action map
is equivariant with respect to the
$\sigma$
-action on the source and the
$\iota\sigma$
-action on the target. Taking the fixed-point subbundles, one realizes (A.2) as a direct summand of the cohomological group
But this is none other than the obstruction to the local model of singularity for the mH-fibration associated with the monoid
${\mathbf{M}}'$
and group
${\mathbf{G}}'$
. If m is very
$(G,\delta_a)$
-ample, then its induced mHiggs bundle for
${\mathbf{M}}'$
is very
$({\mathbf{G}}',\delta_{{\mathbf{G}}',a})$
-ample, and so we have
by [Reference WangWan26, Theorem 6.10.2]. This implies that (A.2) also vanishes. The case of
$\mathrm{ev}'$
is similar, and we only need to replace both the
$\sigma$
-action on
${\mathbf{G}}'$
and the
$\iota\sigma$
-action by the respective
$\tau\sigma$
-actions. This finishes the proof.
A.3.2.
There is also a strong version of the local model of singularity, similar to [Reference WangWan26, Theorem 6.10.10], which does not depend on
$\delta_a$
and the proof can be similarly deduced with the help of
${\mathbf{G}}'$
. Such a proof will be very long to completely spell out, but its core idea is very simple and not very different from Proposition A.4. In order to state the result, we will need a bit of technical preparation.
Recall the moduli of boundary divisors
${\mathcal{B}}_X$
, which are a smooth Deligne–Mumford stack. The coarse space
$B_X$
is a countable disjoint union of direct products of symmetric powers of smooth projective curves, and the map
${\mathcal{B}}_X\to B_X$
is an étale gerbe. As such, for the purpose of deformation theory, the difference between
${\mathcal{B}}_X$
and
$B_X$
is not very important, so for conciseness we will not distinguish the two. A more rigorous exposition can be found in [Reference WangWan26, § 5.4, §§ 7.3.9–7.3.13].
Let
$m\in{\mathcal{M}}_X^\heartsuit(\bar{k})$
be a geometric point. To further simplify this exposition, we assume (and the general case is not very different):
-
(i) the monoid
${\mathbf{M}}$
is the universal monoid of
${\mathbf{G}}^{\mathrm{sc}}$
; -
(ii) the irreducible component B of
${\mathcal{B}}_X$
containing the image of m is isomorphic to
$X_{d_1}\times X_{d_2}$
, where
$X_d$
means the dth symmetric power of X; -
(iii) suppose
$b=(D_1,D_2)$
is the image of m in
$X_{d_1}\times X_{d_2}$
, then
$D_1$
and
$D_2$
are disjoint divisors on X; -
(iv) the mHiggs field of m is regular semisimple at every point in
$D_2$
.
We let
$p_i\colon B\to X_{d_i}$
be the projection map.
Let b vary in a neighborhood U in
${\mathcal{B}}_X$
in such a way that
$D_1$
and
$D_2$
stay disjoint. Then, passing to an étale cover U’ of U, the global affine Schubert scheme
${\mathsf{Q}}_X$
is defined and can be written as a direct product
where
${\mathsf{Q}}_{D_i}$
is similarly defined as
${\mathsf{Q}}_X$
, with
${\mathcal{B}}_X$
replaced by
$X_{d_i}$
. We similarly have the equivariant version which is defined over U:
Therefore, we have a modified evaluation map by projecting to the first factor:
which is a map relative to
$X_{d_1}$
. The following is an analogue of [Reference WangWan26, Theorem 6.10.10] in this simplified setting.
Proposition A.5. Suppose
${\mathbf{M}}$
is the universal monoid, and
then
$\mathrm{ev}^1$
is formally smooth, and a similar result holds for
${\mathcal{M}}_X'$
as well.
Proof. The proof is a modified version of that of Proposition A.4, and we sketch the gist of it. The problem with Proposition A.4 is that when m is not very
$(G,\delta_a)$
-ample, the cohomology group (A.2) may not vanish, mainly due to a lack of sufficient ampleness. By considering
$\mathrm{ev}^1$
instead of ev, we effectively are making a sheaf
${\mathcal{F}}$
of which
is a subsheaf and ‘
$d_2$
-more ample’ than the latter. Similarly, we also have a sheaf
${\mathcal{F}}_{{\mathbf{G}}'}$
containing
A subtle analysis (see [Reference WangWan26, §§ 7.2 and 7.3.9–7.3.13]) involving the cameral curves and
${\mathbf{W}}$
-equivariance shows that when
$d_2$
is larger than the given threshold, the first cohomology of
${\mathcal{F}}_{{\mathbf{G}}'}$
vanishes, and so by taking Galois invariants, the same is true for
${\mathcal{F}}$
. As a result,
$\mathrm{ev}^1$
is formally smooth, and the argument for
${\mathcal{M}}_X'$
is the same.
Remark A.6. The assumption that
${\mathbf{M}}$
is the universal monoid is not essential. The result remains true (with a slightly modified condition for
$d_2$
depending on
${\mathbf{M}}$
) as long as the boundary divisor
$D_2$
is ‘good’ in the sense of [Reference WangWan26, Definition 6.10.8].
A.3.3.
Recall from [Reference WangWan26, § 5.3] that we have a truncated stack
$[{{\mathsf{Q}}_X'}]_N$
as well as a truncated evaluation map
$\mathrm{ev}_N'$
, where N is a sufficiently large number (depending on the degree of the boundary divisor). The N-truncation here serves a purely technical purpose so that the intersection complexes are well-defined on
$[{{\mathsf{Q}}_X'}]_N$
, because the stack
$[{{\mathsf{Q}}_X'}]$
has infinite-dimensional automorphism groups.
For the symmetric-space case, the truncation is more involved since it can only be defined with a ‘one-sided’ action on
${\mathfrak{M}}$
, which does not exist. It is the same issue we faced in § 3.4.8, and the workaround is essentially the same: we first pass to an étale cover U of
${\mathcal{B}}_X$
so that
$[{{\mathsf{Q}}_X}]_{|U,N}$
is defined, then we take the constant sheaf with a predetermined shift (related to the boundary divisor) on the big-cell locus, and do intermediate extension on
$[{{\mathsf{Q}}_X}]_{|U,N}$
-1pt (which makes sense because the latter is finite-dimensional). Finally, we pull this sheaf back to
$[{{\mathsf{Q}}_X}]_{|U}$
and now it descends to
$[{{\mathsf{Q}}_X}]$
.
We denote these ‘intersection complexes’ on
$[{{\mathsf{Q}}_X}]$
(respectively
$[{{\mathsf{Q}}_X'}]$
) by
${\mathrm{IC}}_{[{{\mathsf{Q}}_X}]}$
(respectively
${\mathrm{IC}}_{[{{\mathsf{Q}}_X'}]}$
). Now the N-truncation has served its purpose and we forget about it. The following theorem is a corollary of Propositions A.4 and A.5.
Theorem A.7. There is an open substack
${\mathcal{A}}_X^\dagger\subset{\mathcal{A}}_X^\heartsuit$
such that the dimension of its complement
${\mathcal{A}}_X^\heartsuit-{\mathcal{A}}_X^\dagger$
is bounded by a number depending only on X and
${\mathbf{M}}$
, over which we have isomorphisms up to cohomological shifts and Tate twists:
\begin{align*} \mathrm{ev}^{\dagger*}{\mathrm{IC}}_{[{{\mathsf{Q}}_X}]}&\cong{\mathrm{IC}}_{{\mathcal{M}}_X^\dagger},\\ \mathrm{ev}^{\prime\dagger*}{\mathrm{IC}}_{[{{\mathsf{Q}}_X'}]}&\cong{\mathrm{IC}}_{{\mathcal{M}}_X^{\prime\dagger}}. \end{align*}
A.4 The simple locus
As the last part of this appendix, we discuss an open locus
${\mathcal{A}}_X^{{\mathrm{sim}}}$
of
${\mathcal{A}}_X^\heartsuit$
that is particularly nice. We shall call it the simple locus. It is closely related to the notions of elliptic locus or anisotropic locus. In fact, it is the locus where the pullbacks of mHiggs bundles to X’ are elliptic as
${\mathbf{G}}$
-mHiggs bundles.
A.4.1.
Let
be the mH-fibration associated with stack
$[{{\mathbf{M}}/{\mathbf{G}}\times {\mathbf{Z}}_{\mathbf{M}}}]$
and curve X’. Then we have pullback functors that fit into the following commutative diagram.

A.4.2.
Define the simple locus
${\mathcal{A}}_X^{\mathrm{sim}}\subset{\mathcal{A}}_X^\heartsuit$
to be the preimage of the
${\mathbf{G}}$
-elliptic locus in
${\mathcal{A}}_{X'}^\heartsuit$
, then it is an open subset of
${\mathcal{A}}_X^\heartsuit$
. We also define the smooth locus
${\mathcal{A}}_X^\diamondsuit$
to be where the image of X intersects with the extended discriminant divisor transversally. By [Reference WangWan26, Lemma 8.2.8],
${\mathcal{A}}_{X'}^\diamondsuit$
is contained in the
${\mathbf{G}}$
-elliptic locus, and it is clear that
${\mathcal{A}}_X^\diamondsuit$
coincides with the preimage of
${\mathcal{A}}_{X'}^\diamondsuit$
. Using the same argument as in [Reference WangWan26, Proposition 6.3.13], we see that
${\mathcal{A}}_X^\diamondsuit$
is non-empty, and so
${\mathcal{A}}_X^{\mathrm{sim}}$
is also non-empty.
A.4.3.
The
${\mathbf{G}}$
-elliptic locus in
${\mathcal{A}}_{X'}$
is studied in [Reference WangWan26, §§ 8.2, 9.2] by studying the monodromy of the cameral cover. Since
${\mathbf{G}}$
is split, the discussions in [Reference WangWan26] can be simplified in that we no longer need an
$\operatorname{Out}({\mathbf{G}})$
-torsor over X’. The upshot is that the
${\mathbf{G}}$
-elliptic locus consists of points a such that the
${\mathbf{W}}$
-cameral cover
does not contain a subcovering
that is a finite flat
${\mathbf{W}}_I$
-cover for some proper subset
$I\subset\Delta$
of the simple roots. The following result is implicit in [Reference WangWan26].
Lemma A.8. If
$m\in{\mathcal{M}}_{X'}(\bar{k})$
is a point lying over a
${\mathbf{G}}$
-elliptic a, then it does not admit a parabolic reduction.
Proof. If m admits a parabolic reduction, then the discussion in [Reference WangWan26, § 9.2] essentially shows that a must lie in the image of the mH-base of some Levi monoid, which produces the subcovering
$\tilde{X}_{a,I}'\to X'$
for some
$I\subsetneq\Delta$
.
Corollary A.9. Let
$m\in{\mathcal{M}}_{X'}(\bar{k})$
be a
${\mathbf{G}}$
-elliptic point, and
$K=\bar{k}(X')$
the geometric function field of X’. Let
$V_K$
be the vector space induced by m and let
$x_K$
be the mHiggs field. Then there does not exist a proper subspace that is stabilized by the image of
$x_K$
in
$\operatorname{End}_K(V_K)$
. The same is true if we replace
$V_K$
by
$V_K^\vee$
.
Proof. A proper subspace in
$V_K$
corresponds to a parabolic subgroup
$P_K\subset\operatorname{GL}(V_K)$
, which extends to a parabolic reduction of the
${\mathbf{G}}$
-bundle part of m over
$\breve{X}'$
by properness of the moduli space of partial flags (and the fact that X’ is a smooth curve). Since, generically, the parabolic reduction is stable under
$x_K$
, it must be stable under the mHiggs field over the whole of X’ by taking the closure. This means that m admits a parabolic reduction, and hence cannot be
${\mathbf{G}}$
-elliptic. The case for
$V_K^\vee$
is the same because a partial flag in
$V_K$
corresponds bijectively to one in
$V_K^\vee$
.
Remark A.10. The name ‘simple locus’ corresponds to the fact that the vector bundle attached to the mHiggs bundle is a ‘simple module’ under the ‘action’ of the mHiggs field.
A.4.4.
Let
$a\in{\mathcal{A}}_X^\heartsuit(\bar{k})$
then we have the following Cartesian diagram, where the top horizontal map is
${\mathbf{W}}=W$
-equivariant.

If
$a\not\in{\mathcal{A}}_X^{\mathrm{sim}}$
, then we can find
$I\subsetneq \Delta$
and a
${\mathbf{W}}_I$
-subcover
$\tilde{X}_{a,I}'\to X'$
. Moreover, since a comes from a point in
${\mathcal{A}}_X$
, we see that I must be stable under the action of
$\sigma$
through
$\operatorname{Out}({\mathbf{G}})$
.
On the other hand, I defines a twisted Levi subgroup
$G_I$
(respectively
$G_I'$
) of G (respectively G’). Although [Reference WangWan26] only explained the construction of monoids associated with Levi subgroups or endoscopic groups, the same process can be used to produce a monoidal symmetric space (respectively monoid) for
$G_I$
(respectively
$G_I'$
) as well. Here, we need the fact that I is
$\sigma$
-stable. Alternatively (and perhaps more economically), let
${\mathbf{M}}_I$
be the Levi monoid associated with
${\mathbf{M}}$
and I, then we may define the Levi monoidal symmetric space to be
as well as the Levi monoid
Both are very flat, in the sense that their abelianization maps are flat with integral fibers, so the mH-fibrations associated with them fall into the framework we already studied in this section.
Let
${\mathcal{A}}_{X,I}$
(respectively
${\mathcal{A}}_{X,I}'$
) be the mH-base of such an mH-fibration. Similar to the case of endoscopic groups in [Reference WangWan26] there is, in general, no map from
${\mathcal{A}}_{X,I}$
to
${\mathcal{A}}_X$
, because the center
$Z_{{\mathfrak{M}}_I}$
of
${\mathfrak{M}}_I^\times$
does not map into
$Z_{\mathfrak{M}}$
. Instead, we replace
$Z_{{\mathfrak{M}}_I}$
by the preimage of
$Z_{\mathfrak{M}}$
in
$Z_{{\mathfrak{M}}_I}$
, and the resulting mH-fibration is simply a pullback of the usual one. Denote this new mH-base by
${\mathcal{A}}_X^I$
, then we have a canonical map
which is finite and unramified by the same argument as in [Reference WangWan26, Proposition 9.2.4]. Similarly, we have another finite unramified map for the unitary case
The image of
$\tilde{X}_{a,I}'$
in
$\tilde{X}_a$
is a
$W_I$
-subcover of
$\tilde{X}_a$
over X, through which we may deduce that a comes from both a point in
${\mathcal{A}}_X^I$
and a point in
${\mathcal{A}}_X^{I\prime}$
. In particular, we have
A.4.5.
The codimension of
$\nu_I({\mathcal{A}}_X^I)\cap{\mathcal{A}}_X^\heartsuit$
in
${\mathcal{A}}_X^\heartsuit$
can be estimated using the same argument as in [Reference WangWan26, § 6.11] for endoscopic groups, because the argument does not use properties specific to endoscopic groups (just as it already works for the Levi case in [Reference WangWan26]. A concrete formula can be given by defining and using the resultant divisor, but for brevity we will only state a coarse corollary below (the proof is the same as in [Reference WangWan26, Proposition 9.2.7]).
Proposition A.11. Let
$A\subset{\mathcal{A}}_X^\heartsuit$
be an irreducible component that is very (G,N)-ample (where
$N\in{\mathbb{N}}$
). Then the codimension of
$A-A^{\mathrm{sim}}$
in A tends to
$\infty$
as
$N\to\infty$
.
A.4.6.
Lastly, we have product formulae for both
${\mathcal{M}}_a$
and
${\mathcal{M}}_a'$
for any
$a\in{\mathcal{A}}_X^{\mathrm{sim}}$
. The proof is exactly the same as for [Reference WangWan26, Proposition 6.9.1]. A subtlety here is that if one wishes to make the product formula hold over k rather than
$\bar{k}$
for
${\mathcal{M}}_a'$
, one has to use the modified MASF introduced in § 3.1 (denoted by
${\mathcal{M}}_v^{\prime\prime{\mathrm{Hit}}}(a)$
therein) instead, and similarly for the symmetric side, due to potential non-existence of the ‘base point.’ In any case, it has no influence on purely geometric arguments, so we omit it here. We leave the details to the reader and only record the following equidimensional result.
Proposition A.12. The fibers
${\mathcal{M}}_a$
and
${\mathcal{M}}_a'$
for any
$a\in{\mathcal{A}}_X^{\mathrm{sim}}$
are equidimensional.
Proof. Follows from the product formulae and [Reference ChiChi22, Theorem 1.2.1] (see also [Reference WangWan26, Theorem 4.2.1]). The subtlety mentioned in § A.4.6 plays no role, since we only need the product formula over
$\bar{k}$
.
Acknowledgements
We thank Zhiwei Yun and Wei Zhang for helpful discussions and comments. We also thank the anonymous referee for carefully reading the manuscript, catching many errors and typos, and providing helpful suggestions.
Conflicts of interest
None.
Financial support
The first-named author is supported by the National Science Foundation under Grant No. DMS-1926686.
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