‘Because you don't know what the person's thinking … they could be saying “I don't want treatment” and in their mind they're thinking “yes I do please help me, please help me,” but coming out of their mouth they're saying “No I don't, no I don't need help, I'm fine, I don't need help.” And then you leave them and then they die. OR they could be saying “I'll have the treatment” or whatever, but then they're still going to go into their bedroom and self harm so you never ever know what the person's thinking, ever.’ [Participant 13]
Exceptional situations are sometimes best left to one side and ignored in order to avoid clouding the general picture. There is, however, an alternative view expressed by the proverb the exception proves the rule, the word proves here meaning tests, as in the proof of the pudding is in the eating.
Anorexia nervosa is a somewhat exceptional mental disorder, but it should not be set to one side. It tests, we believe, our understanding and use of the concepts of autonomy and competence in health care (Tan, Hope, Stewart and Fitzpatrick, Reference Tan, Hope, Stewart and Fitzpatrick2006a; Tan, Doll, Fitzpatrick, Stewart and Hope, Reference Tan, Doll, Fitzpatrick, Stewart and Hope2008). It raises complications and difficulties that not only have to be faced in the care and treatment of people with anorexia nervosa but are also of more general theoretical and practical interest (Tan, Hope, Stewart and Fitzpatrick, Reference Tan, Hope, Stewart and Fitzpatrick2006b).
Respecting patient autonomy is one of the fundamental principles guiding modern health care (Beauchamp and Childress, Reference Beauchamp and Childress2009, p. 103). In understanding what it is to respect patient autonomy it is important to take seriously what people say when given the chance to reflect on their experiences of a disorder. In this article we will present data from a study of patients' accounts of their experiences of anorexia nervosa (Tan, Reference Tan2006).
On the basis of participants' reports of their experiences, we will argue that the autonomy of people with anorexia nervosa may be severely compromised, particularly in areas of their lives related to eating and weight. Some, though not all, of the ways in which autonomy is compromised also reduce competence to make treatment decisions, including refusal of treatment. However, this reduction in competence may be missed by standard assessment criteria. We conclude that the ways autonomy may be compromised are both clinically significant and relevant to policy.
There are several different accounts of autonomy in the bioethical literature (see Spriggs, Reference Spriggs2005, for an excellent and comprehensive analysis of these differing accounts). In this article, our understanding of autonomy is in line with the dominant usage in bioethics that has its origins in Mill and that has been well articulated by Beauchamp and Childress (Reference Beauchamp and Childress2009), amongst others. According to this approach the autonomous person is a person who can make his or her own decisions and choices without constraints by either another person's action or by psychological limitation. An autonomous action, on this view, is one that is in accordance with a plan or life goal chosen by the person. To be autonomous one has to be able to make choices on the basis of deliberation and to act in accordance with those choices.
We will argue that there are four ways in which autonomy may be compromised. First there are problems with agency: with the ability to eat to put on weight. While affecting autonomy, these problems, we suggest, do not compromise the competence to make treatment decisions. Second, affective components, particularly anxiety and fear, can dominate beliefs to such an extent that the grounds for making a decision may differ substantially from the reasons given to justify the decision. The distinction between a preference and a belief, which is central to the concept of competence, can be highly problematic. Third, the interactions between the powerful affective components and the more objective evidence lead to substantial inner conflicts with a resultant lack of stability in preferences and beliefs around eating, weight and the dangers of anorexia nervosa. Fourth, this lack of stability leads to concerns around identity and authenticity: Which preferences and beliefs are authentic? The second, third and fourth ways in which autonomy may be compromised are closely connected and may also impact on the competence to decide on treatment.
We will first briefly describe the study. We then consider the experience of living with anorexia nervosa and suggest that the disorder is far from a considered expression about how the person wishes to live. We go on to discuss in turn the four ways, outlined above, in which autonomy may be compromised, presenting data from participants' reports. Finally, after summarising the experiences of living with anorexia nervosa as described by the participants in our study, we outline some of the clinical and policy implications of this work.
The study
The quotations presented in this article are from participants who took part in a study that involved interviewing females aged between fifteen and twenty-six years who had a diagnosis of anorexia nervosa and were known to the psychiatric services. The interviews were semi-structured and covered a range of areas about participants' experiences of, and attitudes towards, anorexia nervosa. The focus of the study was on decision-making around anorexia nervosa and its treatment (Tan, Reference Tan2006).
For the main study, twenty-nine participants were recruited from four different centres across the south of England. Standard international diagnostic criteria for anorexia nervosa were used (American Psychiatric Association, 1996). Sixteen participants were under eighteen years old. At the time of interview the Body Mass Index of all but six participants was below 20 with a mode of 17 and the lowest value of 12. Further study details are given in Hope and colleagues (2011).
The number at the end of each quotation (e.g. P12) is the participant number. P1 − P11 were in a pilot study (Tan et al., Reference Tan, Hope, Stewart and Fitzpatrick2006a; Tan and Hope, Reference Tan, Hope, Widdershoven, MacMillan, Hope and Van Der Scheer2008) and no quotations from these participants are included here.
The burdensome world of anorexia nervosa
‘[Anorexia] is very, very scary. I was just ABSOLUTELY terrified … it was filling my life, I had nothing in my life but the eating disorder, I didn't know whether I wanted to get rid of it, even though if I didn't get rid of it then I would have died.’ [P12]
‘[Anorexia] is a prison, it's not just about food, it's about life I think ‘cos I find that it's made me want to control everything.’ [P17]
If there is one word that captures participants' experiences of living with anorexia nervosa that word is burdensome. Many participants, it is true, found in anorexia nervosa some advantages and positive aspects (Serpell, Treasure, Teasdale and Sullivan, Reference Serpell, Treasure, Teasdale and Sullivan1999), but, except in its early stages, the overwhelming experience was as a burden and a struggle.
‘To me it [the anorexia nervosa] is just an obstruction really, it's getting in the way of everything.’ [P27]
From the accounts of the people we spoke to, anorexia nervosa is not a life choice in the sense of a way of living that has been chosen through reflection on the balance of positive and negative aspects or on deeply held life goals.
‘it's a horrible illness, absolutely horrible. It deprives you of so much in life and it kills you as well. So it's got nothing good about it.’ [P18]
Anorexia nervosa is not burdensome in the ways that, we imagine, a hunger striker might find things difficult. The hunger striker typically has a political commitment that is part of that person's significant life goals. As part of that commitment he decides to go on hunger strike. It is not easy to starve oneself and it must be very difficult to maintain the refusal of food in the light of the strong physiological desire for food. But the political commitment gives the direction and the strength to maintain the self-starvation. The burden for the hunger striker, we imagine, is the burden of doing something physiologically difficult and dangerous for the sake of one's ideals.
For the person with anorexia nervosa, by contrast, the self-starvation can be only too easy. It is the eating to put on weight that is difficult. The burden is in part the conflict between wanting, on the whole, to avoid the serious physical dangers from self-starvation, and the anxiety associated with eating and gaining weight. But for many the burden is a great deal more than this. For many it would not be an exaggeration to say that they are in the grip of anorexia nervosa and this loss of control is itself a further burden.
‘I think it's horrible and I think it takes over your whole life, so you've got nothing else and it's very hard to get rid of … it can take over your whole day, so it's all that you think about and then it means you can't do normal things, because it's like, you wake up in the morning and then you've got to think about doing exercise and eating the right things and you can't just get up and live − and then you end up missing doing so many things, because you get taken over.’ [P30]
Many of the study participants described a sense of being trapped.
INTERVIEWER: ‘What is the hardest thing about having anorexia nervosa?’
PARTICIPANT: ‘That you feel as if you're running down black tunnels with no way out, that it's just a warren and wherever you turn it's just darker.’ [P24]
The struggle to get free is exhausting, an exhaustion no doubt exacerbated by the physical weakness of starvation. It can be so exhausting that, like a scallop in the starfish's embrace, there comes a point when it is easier to give up resisting: to give in to those forces that drive the person to continuing weight loss.
The preoccupation with shape and weight leads to another set of burdens that arises even if the person gives in to the anorexia nervosa. The mind is filled with thinking about how to lose more weight, or is ruminating about feeling fat. Life is also impoverished because of the ways in which anorexia nervosa interferes with social activities.
‘… if someone asked me and called me up and said “[own name], do you want to go to the cinema, it's 2pm in the afternoon do you want to go?” I'd be like “no” … I wouldn't want to sit down for that period of time in the afternoon and just you know and do nothing … Socially it's crap. It [the anorexia nervosa] is really. (Laughs) It takes away everything because you can't go out for meals with your friends. You can't go and stay over at a friend's house because you know, what happens if you've got some kind of weird ritual that you have to do at night or exercise at night, or eating in the morning, or just weird stuff that you might have to do … So − it really runs things.’ [P29]
Life can be further impoverished by the physical problems associated with low weight.
‘And I went home over the Easter holidays to see my parents and my mum expected me to be able to do everything I'd always been able to do, so for a couple of days I tried to keep up with her. At the end of that time I just collapsed literally, I had to go to bed for several days just to recover from the physical exertion of it.’ [P22]
Finally, the pain caused to family and friends can be a burden to some.
‘Anorexia makes you want to hurt yourself and make yourself suffer, but it has, it also makes a lot of other people depressed and makes them suffer and you never want that to happen, but you can't stop it.’ [P40]
In a nutshell, the burdens of anorexia nervosa can be:
Terror of weight gain, and even of food itself;
Conflict arising from knowledge of the dangers if the terror is not faced;
Exhaustion due to the conflict – the constant struggle against the terror;
Lack of control leading to a feeling of being trapped;
Obsession with shape and weight which, combined with the lack of control, leads to
Impoverishment of life – both intellectually and socially;
Physical weakness and other physical consequences as a direct result of starvation; and
Hurting others – those who love them and who face the pain of their self-harm.
Agency
If living with anorexia nervosa is such a burden, why not stop the behaviour and simply eat to put on weight?
‘Well I always THOUGHT that I could, like before I tried it I thought all the time well I could easily eat more and stop this if I wanted. But when I came to try to do that I couldn't.’ [P21]
One of the questions we asked all participants was what they thought others should know about anorexia. The most common answer was that others should know just how difficult it is to put on weight. It is so difficult that it often feels impossible.
‘You're not doing it because you want some form of attention … you're not doing it because you're selfish and you want everybody's lives to revolve around you. And that you don't WANT it. It's not something that you've chosen to have, you haven't gone out and said “well I'm gonna be an anorexic.” It's something that's, that's captured you not the other way round.’ [P23]
Participants were well aware that people who do not have anorexia nervosa find it difficult to appreciate how there can be any difficulty in eating to put on weight.
‘… people can't understand why people with anorexia can't just go and eat something … because for them it's such a normal thing, it's like, I don't know writing a sentence, it's like picking up an object, it's just a normal thing, like a thing that they do like breathing but for someone with anorexia it's really, really, really difficult and at some points it's impossible.’ [P28]
Participants themselves were often surprised by how difficult it is to eat to put on weight. The idea that it is not possible might seem like a convenient excuse to avoid responsibility for the behaviour. Most participants thought carefully about this issue. Many were torn between accepting that they must be able to eat to put on weight, and feeling that, at least at some stages, they were just not able to do so.
‘I think the problem with seeing it as an illness is that I feel that it's kind of self-inflicted. I think a lot of people feel that. Um, but then it's also not self-inflicted because I wouldn't, I don't want to be here [in hospital] you know.’ [P21]
PARTICIPANT: ‘I know it is really selfish because you could have such a good life and you're just, it is self inflicted.’
INTERVIEWER: ‘Is it? Do you think it is?’
PARTICIPANT: ‘I think it is partly, I don't know but … It is partly, because yes anyone can physically pick up a piece of food and put it in their mouth.’
INTERVIEWER: ‘You're not paralysed.’
PARTICIPANT: ‘No, you're not physically incapable of doing it, it's not something like cancer where you can't help it, but I know, it's not like it happens and no matter what you do it's still going to happen. But … so it is partly self inflicted in that way, in that you could physically pick it up, but then you can't help it and I wish people understood that you just can't help it − it just takes you over.’ [P30]
One way of accounting for the behaviour of people with anorexia nervosa would be in terms of rational choices. On this view, if the individual overall believes that the advantages outweigh the disadvantages she will continue with the anorexic behaviour. Once she wants to put on weight, however, she will do so. According to this perspective, people with anorexia nervosa may have unusual and self-destructive preferences but they do not have any problem with the ability to act in accordance with these preferences. In short, if a person with anorexia nervosa does not eat to put on weight it is because she does not want to; it is not because she wants to but is unable to do so.
This analysis does not seem consistent with the experiences of the participants in this study. These participants had all, to some extent, accepted treatment, although often with much ambivalence. But even when they were clear that they wanted to eat to put on weight they still experienced great difficulty in doing so.
‘And that's why I say that it, we don't have a choice, because I'm sure, the majority of these girls, I mean, including me wouldn't want to die … It's only when you're in the real grips of it that it doesn't look like a way out, that that's what you wanna do.’ [P18]
‘It kind of takes over your life, and then you get like put in kind of put in, you can't stop being ill and even though you try, you can't kind of stop it. And loads of people try and help you and then you feel bad because people are trying to help you and you can't help yourself and, it's a huge cycle really.’ [P29]
What can the barriers be to eating a reasonable amount of food? For those who could articulate these barriers the most commonly cited was anxiety, often described as terror.
‘I've sat in that dining room crying hysterically and being on the verge of throwing up … and you still have to sit there, and it gets to a point where you've been there for like, it took me about two hours to eat a bowl of cereal and I was sat there in that room for two hours … It is pure torture, I dread every single meal.’ [P39]
‘When I was lying in the hospital my mum would bring over a bowl of melon and say “Melon OK, it's just water’ … I'd thinking, “oh I really want to eat that, I want to eat, I just want to eat.” … And then when it came to it, my hands would start shaking and I'd just want to throw it across the room, I just couldn't do it, no matter how hard I tried I just couldn't physically do it … I don't even know what was stopping me, it was obviously the anorexia but my thought just changed, like one minute I would, and the next minute I just went “NO” I couldn't do it, at all.' [P13]
Indeed, for this participant, even seeing a chocolate wrapper could provoke the anxiety.
‘If I saw like a bin with an empty chocolate bar wrapper I would start shaking, I would start crying, I would be just in complete and utter torment and that's what it does to you.’ [P13]
Many participants described how the sense of lack of control creeps up on them. They begin the anorexic behaviour perhaps unaware of the dangers and by the time they start to be concerned and wish to stop, they find that the behaviour has taken hold.
‘I think you feel you can control um, have extra control in your life by controlling what food you eat very, very strictly but in the end it doesn't end up you controlling it, it's kind of more it controlling you because I found in the end um, I found in the end that if I had wanted to make any choice, different choices that I couldn't do it so it wasn't, it wasn't really my own choice any more.’ [P21]
From participants' accounts it seems clear that even when the person wishes to eat to put on weight it can be very difficult to do so. Some participants described how they had decided to accept treatment, knowing that this would involve eating more than minimal amounts of food, but when the food was set down in front of them they felt unable to eat it. Since most participants did not want to come to serious harm as a result of self-starvation, the difficulty in weight gain does not seem to be due to indifference to consequences. It is a matter of common sense that some actions are more difficult to perform for some people than for others. It is easy, for example, for a fit young person to walk 100 yards; impossible for a person whose legs are paralysed; and difficult but not necessarily impossible for someone with arthritis. How difficult it is for the person with arthritis depends to a significant extent on how bad is the arthritis. The more painful it is, the harder it will be to walk. We might even consider that the pain is so bad that the person really cannot walk 100 yards. But even when this claim seems reasonable there might be extreme circumstances in which the person could walk the 100 yards: to avoid a raging fire for example.
We suggest that an analogous situation occurs in anorexia nervosa. The anxiety associated with eating to put on weight, and even just with eating, is such that it can be very difficult to do so. On the view we are proposing, voluntariness should be considered a graded concept: actions are more, or less, difficult to perform.Footnote 2 For people with anorexia nervosa, eating to put on weight may be very difficult even when the person is, at least at a conscious level, unambiguously motivated to do so.
The ability to act can be affected by the setting in subtle ways. Some study participants described how they felt unable to make the decision to accept treatment, and to eat more than minimal amounts of food. If, however, the decision was taken out of their hands, and they were forcefully told that they had to eat the food placed in front of them, they were able to do so. For some this seemed to relate to a question of responsibility: if they felt that they themselves would be responsible they could not take the decision, nor carry out the act. If, however, they felt others were responsible they were ‘released’ from their inhibition and able to act. In short, they could only act if they did not feel responsible for the act.
The difficulties with voluntary action clearly impact on the ability of people with anorexia nervosa to pursue life goals. They can also affect those goals because overcoming anorexia nervosa will normally involve facing and overcoming the fears and anxieties associated with eating to put on weight. These anxieties can therefore significantly limit opportunities in a way perhaps analogous to how pain from arthritis can limit opportunities. Respecting autonomy requires more from the physician, therefore, than simply respecting competent decisions. It requires enabling the patient to develop her autonomy: to become independent from controlling influences, and to maximise her capacity for intentional action and reflection (see Beauchamp and Childress, Reference Beauchamp and Childress2009, p. 100). Treating a disorder such as anorexia nervosa is not only about curing a disease but also about fostering self-development (Tan, Hope and Stewart, Reference Tan, Hope and Stewart2003a). In other words, promoting autonomy may be a goal of treatment. This dual role for autonomy may lead to conceptual and practical problems because respecting capacitous choice may conflict with promoting autonomy.
Promoting autonomy involves trying to motivate and help the person to face her fears and overcome them in order to achieve her ultimate goals. Although on this analysis it is justified, and indeed mandated, for health professionals to use their skills and powers of persuasion to try and enable the person to find the courage to overcome the anorexia nervosa, it does not follow that if the person refuses treatment such refusal is incompetent. This issue requires further consideration.
Consider a person with anorexia nervosa who unambiguously wishes to be free from it and wishes to put on weight. She is very fearful, however, of weight gain and experiences great anxiety when she attempts it. Ideally she would like to experience no anxiety and to gain weight. Given the anxiety that she does, as a matter of fact, feel, she chooses to avoid the anxiety and not to gain the weight. Is such a refusal a competent decision? It might be said that if there is reduced voluntariness to eat to put on weight then there is reduced competence to decide to eat to put on weight. But this, we believe, is wrong. The situation seems analogous to that of the person with arthritic pain deciding whether or not to walk the 100 yards for a particular reward. If the patient with anorexia nervosa understands the benefits from treatment it is up to her whether or not to face her fears and experience the anxiety for the sake of those benefits. We should no more force her into hospital and into treatment than we should force the person with arthritis to walk the 100 yards.
The difficulties with agency impair autonomy through reducing opportunities and restricting life goals, but such reduced agency does not provide grounds for considering that a decision to refuse treatment is incompetent. Thus a choice might not be fully autonomous while still being competent. In making this argument we have assumed that the person has a clear and unambiguous desire to be rid of the anorexia nervosa, and that the reason for refusing treatment is that despite this desire the person prefers to avoid the unpleasantness of treatment. Given that anorexia nervosa is such a burden, in so many ways, it seems reasonable to expect the person with anorexia nervosa to be clear that her fundamental goal is to be rid of the condition and to put on weight. The only difficulty, it would seem, is facing the anxiety that eating to put on weight causes.
Preferences or beliefs?
From the accounts of the participants in our study, however, such a clear and stable goal is not the usual experience, at least not until the person is firmly on the road to recovery. The lack of ability to hold on to a stable goal to overcome the anorexia nervosa is no doubt a central reason why motivation to undergo therapy can be so fragile. One participant, when asked what is the hardest thing about having anorexia nervosa, replied:
‘… the constant change of emotion, up down, up down, up down, the constant battle in your head, back and forth, back and forth … the confusion that you often feel about yourself … how you feel about recovery, how you, you know you're constantly changing minds I guess, that's what I'm trying to say, you're constantly, you know, one minute you're this way, one minute you're that way.’ [P36]
What is the cause of this continual fluctuation, this constant battle? Part of the answer, we believe, is that the goal of achieving a healthy weight is itself fragile because the person's beliefs about her shape and weight, and about the dangers of self-starvation, fluctuate. These beliefs fluctuate because there is a mismatch between the objective evidence and the evidence from her affective responses.
It is often said that people with anorexia nervosa misperceive themselves as fat when they are thin (Bruch, Reference Bruch1962; Garner, Garfinkel, Stancer and Moldofsky, Reference Garner, Garfinkel, Stancer and Moldofsky1976). But of course even if they do experience a misperception there is contradictory evidence as well – evidence that the person is not overweight. This evidence includes the testimony of family, friends and professionals, as well as objective measures such as weight and waist size. If the false evaluation that she is overweight originates from a false visual perception of her body (or its mirror reflection) but she is otherwise rational, what does she make of all this contradictory evidence?
One participant brought this issue up:
‘The numbers [i.e. weight measured on the scales] don't seem real to me … when I weigh in I know that that number says “underweight” but if I just look at me in the mirror, if I feel me inside my clothes that feels too big. So it's, it's sort of two different measurements in a way … Numbers, and I'm a scientist by training … I look at them on a piece of paper and they all make logical sense but then translating that in terms of what I see in the mirror and what I feel like is just very different.’ [P22]
Participants' accounts suggest that they feel negatively about themselves when they see their body (either in reflection or directly), and this feeling leads to the judgment that they are too fat. Indeed, the judgment that ‘I am too fat’ in this context is ambiguous. It might mean ‘I am significantly overweight by population norms and by standards of health’; or it might mean ‘I realise that I am underweight by these objective standards but nevertheless I am too fat for me’.
The first of these meanings is a straightforward objective statement that if said by an underweight person is false. The second meaning, however, is a subjective judgment (caused by an emotional response) and is not rendered false by evidence about her weight or waist size. One participant was questioned about how she responded to evidence that she was in fact very low in weight. Her answer suggests that on reflection her belief that she was overweight was a value judgment.
INTERVIEWER: ‘ … imagine you got on the scales back then, and the scales said … pretty low in weight … what would you have done in your head? … ‘
PARTICIPANT: ‘I would have thought that that's, that's right for me.’
INTERVIEWER: ‘It wouldn't have registered as low?’
PARTICIPANT: ‘Yeah, well kind of low, but as right for me … And also I think I'd always be thinking of the lower weight, so instead of thinking gosh this is, you know, scary, getting really low, I'd be thinking, gosh it should be lower.’ [P17]
From the participants' accounts the ‘perception’ that the body is fat when it is significantly underweight does not seem to be a straightforward (mis)perception analogous to those distorting mirrors found in fairgrounds. Rather than false perceptions of body size causing the desire to lose weight it may be that the belief that one is fat and the apparent misperceptions are part of the same set of affective experiences that cause the person with anorexia nervosa to be terrified of weight gain in the first place.
Many people who suffer from anorexia nervosa do not usually think that they are overweight with respect to others, so much as feel that they are ‘fat’, or ‘huge’ in an emotionally laden way (usually with an associated feeling of self-disgust). The goal of such people is usually to be ‘thin’ rather than some particular centile or objective weight; or, more accurately, ‘thin enough for me’ – an elusive unattainable goal which always floats just out of reach even as weight is lost and risk to health and life increases.
One way of unpacking this is that the person does perceive herself correctly, and at some level does believe that she is thin, but the affective responses lead her to discount the perception and associated belief, and not give them the appropriate epistemic weight. Indeed for some people ‘feeling fat’ may be more related to a feeling state than it is to an actual weight; it can even become a kind of shorthand for a particular emotional state.
A similar point emerged with regard to the physical risks of self-starvation, including death. One participant described her beliefs thus:
‘Everyone was telling me “you could die any second,” I mean vomiting is very dangerous at a low weight. I didn't believe them, I wasn't gonna die, it wouldn't happen to me.’ [P12]
At another point in the interview she said:
‘I would have rather DIED than have to go through stopping because I'd become so fixated on … that way of living I couldn't see a way out and I wouldn't have done it, even though you know I could have died any second I didn't believe that, I would have carried on until I did die.’ [P12]
This participant appears to be making two distinct statements. First, a statement about her beliefs: she did not believe that she was in danger of death. Second, a statement about her preference to die rather than to put on weight. These two ideas are, however, closely connected. Her apparent preference to die rather than put on weight may have been affected by difficulties she had in really believing that she is going to die.
Why do so many people with anorexia appear not to believe the risks of serious harm? One participant explained it thus:
‘It's almost like the anorexia thing is a safety net … it's sort of like it comes over so you can't see, and that's almost making you feel safer … Because you're not thinking about it in a logical way so it's, it's not logically scary like it should be.’ [P20]
And another:
‘I was getting a little bit worried but not much, I mean to me it [the physical danger] wasn't really important … I was too wrapped up in what I was doing at the moment, it just didn't mean much!’ [P25]
It is not clear that these participants had a value that puts the risk of death as of less importance than shape and weight. It is rather that the risk of death has a low salience. And again this is likely to be related to the emotions. Things are salient to us in part because of their affective connections. This issue of salience may be particularly significant in the context of making decisions as opposed to justifying decisions. The lack of salience of the physical risks seems in part due to the focus on shape and weight.
We propose the following hypothesis for what is going on when people with anorexia nervosa refuse treatment even when at significant risks from self-starvation. The starting point is that people with anorexia nervosa experience high levels of anxiety around the idea of gaining weight or of being overweight. When the person sees her body image or her body directly she feels these high levels of anxiety. She does not directly misperceive her body as overweight but she experiences her affective responses as telling her she is fat.
Our beliefs are affected by our affective states (see, for example, Loewenstein, Weber, Hsee and Welch, Reference Loewenstein, Weber, Hsee and Welch2001), and generally beliefs and emotions work together in a constructive way. In anorexia nervosa the emotions tell the person one thing: that she is fat and that she is at more danger from being fat than thin. The objective evidence and the testimony of others tell her the opposite. There is a kind of internal tug-of-war comparable with that described by the neuroscientist Elkhonon Goldberg (Reference Goldberg2009, p. 121), and attributed by him to a dissociation between cognitive and emotional contributions associated with different areas of the brain. The emotional responses of a person with anorexia nervosa to her body – including the sense of feeling fat − are so powerful that together with the lack of salience of the contradictory evidence she is led to believe that she is fat. Her refusal of treatment may be based on these feelings and associated beliefs together with the lack of salience of the dangers of self-starvation.
On this account a false belief is guiding her refusal of treatment even though overall it is not clear that she holds this belief. On the traditional analysis one might therefore consider her as lacking competence. But when physicians question her, emphasising the objective evidence that she is actually severely underweight and at risk of harm, she cannot rationally deny this. But she is still unable to bring herself to believe what she is being told or to accept treatment because of her affective experiences. So she must justify such refusal when called on to do so, for example as part of the assessment of her competence. The only logical argument is if she puts forward the view: I would prefer to risk death than put on weight. And this looks like a preference. On the classic analysis she is competent because the conclusion to refuse treatment follows, given her preferences, even if she correctly believed that she is underweight and at risk of death. But this preference is not one that she clearly held before the discussion with her physician. It was constructed to create a rational argument for refusing treatment that can satisfy her physician.
The power of the emotions in directing the person's decisions calls into serious doubt the validity of the person's refusal of treatment even though when pushed to justify the decision the person apparently does so on the basis not of false beliefs but of self-destructive preferences.
The classic model of competence, as Louis Charland (Reference Charland1998; Reference Charland2002) has argued, is based on a false psychology. Specifically it fails to understand the enormous importance of affective states in our cognitive processes. As such it asks only ‘Is this a false belief or is this an unusual preference?’, and a great deal depends on the answer. But where decisions are affected by strong emotions, as is the case in anorexia nervosa, the distinction between a false belief and a (self-destructive) preference is not robust.
Ambivalence
We are hypothesising that there is a marked dissonance between the beliefs and goals that result from the person's affective experiences, that is, their feelings and emotions as experienced over long periods of time, and those that follow from more objective evidence. People with anorexia nervosa can understand the evidence that they are unhealthily underweight and at physical danger, and they can see the ways in which anorexia nervosa impoverishes their life. At the same time, the profound emotions tell them that eating to put on weight is dangerous and that they will be safer if they lose still more weight.
It is no wonder that many participants spoke of significant ambivalence with two conflicting parts of their mind, each with different preferences. These conflicting preferences lead to ambivalence about motivation.
INTERVIEWER: ‘So at that stage you wanted to eat more, but you couldn't?’
PARTICIPANT: ‘Yeah. I think so, it was a very tricky situation because … I wanted to be healthy but I didn't want to be bigger, and I just couldn't, couldn't get myself out of that trap … So I'd start say where one day I'd eat more and I'd think I can do this, I can do this; and then I'd wake up the next morning and I'd think I can't believe what I've just done. I'd never get more than a day or two days into it, before panicking completely and just thinking “I can't do this!”’ [P22]
There is a close and interactive relationship between affective and cognitive states: between how participants feel and how they think. Furthermore, participants describe a shifting between ‘mindsets’. A mindset in this sense is similar to Teasdale's (Reference Teasdale, Clark and Fairburn1997) use of ‘mind in place’ and refers to a somewhat coherent grouping of beliefs, goals and affective states. In one mindset the goal is to gain weight, and it is possible to eat more without feeling overly anxious. But, as described in the quotation above, the person quickly reverts to the other mindset: the anorexic mindset. She panics, she feels she is not able to eat to put on weight and perhaps she is no longer sure that to be healthy she needs to gain weight.
Buchanan and Brock (Reference Buchanan and Brock1989) suggest that if a person frequently changes her mind then she might lack competence. The descriptions of the two mindsets suggest that people with anorexia nervosa experience not only frequent changes in preferences and beliefs but may be profoundly ambivalent at any one time.
‘But again it's the two headed thing one part of you says, like, you need some help … but the other part of you is screaming at you to run 600 miles in the opposite direction … you're caught between a rock and a hard place.’ [P39]
Such instability and internal ambivalence, what we have elsewhere called substantial inner conflict (Hope et al., Reference Hope, Tan, Stewart and Fitzpatrick2011), provides grounds for considering that the decisions of at least some people with anorexia nervosa are not competent decisions. Craigie (Reference Craigie2009) has developed the argument that a person may lack competence when she bases a decision on a consideration that she later comes to recognise that she overvalued. Craigie explicitly applies her analysis to people with anorexia nervosa. The problem in making a competence assessment is exacerbated by the possibility that the ambivalence is not articulated.
‘I remember at the time … being outwardly very, like, no I don't want to go [to adolescent inpatient unit] … really protesting against it and really like, no I don't want this and it's horrible and they were saying you have to and I was actually thinking inside well maybe it's a good idea, but I wasn't admitting it to anyone. I was, like, no I don't want to go. But I was also kind of thinking that actually maybe it was a good idea.’ [P28]
A similar point is made in the quotation at the start of this article. In the face of such ambivalence, and instability of view, is it possible to identify one of the two ‘mindsets’ as the one that should be respected, the one that is in some sense the ‘authentic’ self?
Authenticity
In another article (Hope et al., Reference Hope, Tan, Stewart and Fitzpatrick2011) we have examined the struggles with authenticity of the study participants. We described how, for almost all participants, the relationships between anorexia nervosa and a sense of the authentic self were a significant issue.
For many, anorexia nervosa was seen as separate from the real self, although this was experienced in various ways. The idea of a power struggle between these was a common theme.
‘It feels like there's two of you inside, like there's another half of you, which is my anorexia and then there's the real K [own name], the real me, the logic part of me and it's a constant battle between the two … So there's always the real me still there because, well if the real me wasn't there then I'd be dead, because the real me is what I use to fight against it and to motivate me to want to beat it and get well. I truly believe that, that if there wasn't any me left, if there was none of me inside of me then I would have let it kill me by now.’ [P36]
Many participants described how the relative strengths, or sizes, of the two selves was weight dependent: the lower the weight, the stronger the anorexic part of the self. The two parts of the self had different and often conflicting desires. A few described a hierarchical relationship involving ‘second order desires’ (Frankfurt, Reference Frankfurt1971; Dworkin, Reference Dworkin1988): the desire not to have one set of desires or at any rate to overcome its behavioural consequences. Most, however, described their experiences as of ambivalence and conflict without there being a hierarchical relationship between conflicting desires.
In contrast with those who described, or experienced, separate selves, many participants described how they viewed the anorexia nervosa as integral to a single self. For this group, treatment could be problematic (Tan et al., Reference Tan, Hope and Stewart2003a).
‘Once you've taken that [the anorexia nervosa] away, you've taken away part of my identity, so I'm bound to feel a bit lost.’ [P23]
‘It [the anorexia nervosa] almost does become part of you and so in order to get it out of you I think you do have to kind of hurt you in the process, I think it's almost inevitable.’ [P28]
‘It's like you're trying to take away the something that is a huge part of my life … and if that goes what am I left with?’ [P39]
We discussed in a previous article (Hope et al., Reference Hope, Tan, Stewart and Fitzpatrick2011) the question of whether it is justified to override the treatment refusal of a person with anorexia nervosa on the grounds that the refusal may be inauthentic. We argued against such a view. We thought that the current theoretical and empirical understandings of authenticity are not sufficiently well developed to provide a secure basis for such an argument. Furthermore, at the time when decisions about treatment refusal need to be made, it is unlikely that the person herself would refuse treatment and at the same time say that her refusal is inauthentic.
A summary of the experiences of living with anorexia nervosa
From the accounts of the study participants, living with anorexia nervosa is a burden. It can take over one's life and curtail freedom. One response is to try and fight free from the grip of anorexia nervosa, but the ensuing struggle is exhausting and unpleasant. Eating to put on weight can be terrifying because of the extreme anxiety it engenders, and giving in to the anorexia can lead to a life that is impoverished and one-dimensional, and health is severely compromised. The study participants did not want to put themselves at risk of death. The natural response, it might seem, would be to have an unambiguous and sustained wish to overcome the anorexia nervosa, to seek treatment and to do one's best to ensure that the treatment is successful. But this is not the case for most people much of the time. Why is that? In a nutshell, the answer is because of the affective components that affect motivation and belief.
Treatment involves two distinct levels of co-operation: first, agreeing to put on weight and to abandon plans to lose more weight; and second, actually eating more in order to put on weight (Tan, Reference Tan2006 ). Agreeing to put on weight is difficult in the face of the strong affective experiences that ‘I am (still) too fat for me’. Furthermore the feelings of security that accompany the thought (and actual experience) of weight loss provide added motivation to lose weight, and give the message that weight loss is safe. Actually eating to put on weight is also very difficult because of the extreme anxiety and feelings of self-disgust that accompany the intake of food, particularly intake that is perceived as excessive. This anxiety is not only unpleasant in itself, but also gives the message that eating, and weight gain, are dangerous. Unfortunately, diets designed for restoration are not only considerably larger than what most patients would have been used to taking, but also the amounts of food would (gradually) exceed what the person's friends and families would be eating to maintain weight. These emotional difficulties in eating are exacerbated by the physical difficulty in eating when weight is low, for example, due to the sensations of bloating caused by slowing of gastric emptying.
Despite the anorexia nervosa, however, participants could appreciate the evidence that they are significantly underweight and should put on weight. This conflict between two sets of preferences and beliefs leads to conflicting mindsets: an ‘anorexic’ and a ‘non-anorexic’ mindset. The experience of anorexia nervosa is of conflict between these two mindsets, even when such conflict is not articulated. This experience of two mindsets with conflicting preferences and beliefs leads people with anorexia nervosa to become concerned with the issue of the authenticity of the self. Is one mindset (e.g. the non-anorexic one) the person's authentic self? Or is the self some combination of the two?
The result of these experiences is that autonomy may be compromised in the four ways outlined near the start of this article and discussed in the main sections above.
Enforcing treatment
We have argued that the difficulties with voluntariness and agency, whilst impairing autonomy, are not grounds for considering that a decision to refuse treatment is non-autonomous. Although concerns with authenticity are significant for people with anorexia nervosa, and a relevant focus in therapy, the concept does not help in deciding when it is right to override treatment refusal (Tan, Stewart, Fitzpatrick and Hope, Reference Tan, Stewart, Fitzpatrick and Hope2010).
In contrast, we have argued that treatment refusal may be based on affective experiences leading to false beliefs (albeit beliefs that are held ambiguously) and should for that reason be considered as an incompetent decision. It is not clear, however, that such treatment refusal would be assessed as incompetent, or as lacking decision-making capacity, using current legal and clinical assessment methods. There has been controversy over how such methods should be understood and applied in specific situations (David, Hotopf, Moran, Szmukler and Richardson, Reference David, Hotopf, Moran, Szmukler and Richardson2010). In order to have decision-making capacity (or to be competent) it is generally regarded that the person must be able to make a choice. The Mental Capacity Act 2005 in England and Wales states that a person must be able to use or weigh the information relevant to the decision as part of the process of making the decision. Our argument is that there are subtle but important ways in which such an ability can be impaired in the setting of anorexia nervosa: ways that might be missed or ignored in making a capacity assessment. A crucial point is that accounts of capacity (competence), even such a detailed and sophisticated account as that of Grisso and Applebaum (Reference Grisso and Applebaum1998), make a distinction between a decision based on a false belief (incompetent) and one based on unusual or self-destructive preferences (competent). We have argued that, in the setting of anorexia nervosa, this can be a distinction without a difference. A decision may be based on a false belief but justified in terms of self-destructive preferences. Moreover, excessive anxiety may compromise the person's awareness of these issues. Competence, and autonomy, may therefore be significantly compromised even when competence assessment using standard criteria fails to pick this up (Tan, Hope and Stewart, Reference Tan, Hope and Stewart2003b; Tan et al., Reference Tan, Hope, Stewart and Fitzpatrick2006a; Tan, Stewart and Hope, Reference Tan, Stewart and Hope2009).
On some analyses, competence is compromised if decisions, preferences and goals fluctuate significantly over time (Buchanan and Brock, Reference Buchanan and Brock1989; Craigie, Reference Craigie2009). But assessment of competence is generally approached as though it can be effectively carried out at one point in time. This again may be problematic in the setting of anorexia nervosa, where inner conflict and variation in preferences is a common experience. Competence assessment is further complicated by the fact, stressed by some of the study participants, that people with anorexia nervosa may fail to articulate the inner conflict they are experiencing. Some patients, in our clinical experience, who have refused, for example, to eat the meal provided for them, have subsequently complained that we were not sufficiently forceful with them, and that we were too respectful of their refusal.
Whether the current methods of assessment identify these ways in which competence may be compromised will depend on how competence is understood, how the methods are applied, and how much of the inner conflicts are articulated. We conclude that with the current understanding of competence and the current assessment tools and approaches it is not appropriate for law and policy to require that people with anorexia nervosa can be treated despite refusal only if they lack competence. We believe that from the accounts of people with anorexia nervosa reflecting on their experiences there is a significant group of people who could be assessed as competent but whose refusal of treatment for the reasons given may not be autonomous. Furthermore, what a person with anorexia nervosa says she wants may depend on the context and the ways in which she is asked. For example, a person faced with a meal that she is being encouraged to eat may express the view that she would prefer to die than eat to put on weight. In a context where the dilemmas that she faces are being discussed, the same person may say that of course she would not prefer to die, but that eating to put on weight is very difficult.
Although it may be right for society to allow people with illness to risk death or serious harm by respecting treatment refusal, it is only right if such refusal is autonomous. We believe that there is sufficient doubt around the autonomy of treatment refusal in the case of anorexia nervosa for it to be wrong necessarily to risk such harm on the grounds that treatment refusal must be respected. In order to further develop policy around enforcing treatment on patients with mental disorder, the accounts from people who have experienced the disorder are important.
Autonomy and clinical management
In respecting patient autonomy a clinician's role might be described as helping release the patient from the prison of anorexia nervosa. In doing this it will be important to understand the following points.
(1) The patient may be experiencing a greater level of inner conflict and ambivalence towards the anorexia nervosa than she is expressing and may vary in her beliefs and preferences from one day to the next. Thus, motivation to recover may be highly unstable, which can be problematic for family and clinicians. Patients can be relieved when clinicians explicitly raise the question of inner conflict, and helping patients voice this conflict and articulate the different mindsets can enhance collaboration and assist the process of recovery.
(2) Eating to put on weight is usually very difficult. This difficulty with agency, the near impossibility of eating to put on weight, can impact negatively on a motivation to get better. Some patients feel more able to eat if the decision is taken out of their hands. Indeed, some can only eat if they do not feel responsible for the act. The clinician needs to work jointly with the patient to find ways of sensitively providing assistance with eating. Being aware of the high anxiety, indeed torment, facing many patients when they eat can lead to more empathic and productive strategies to assist this process, including strategies to manage anxiety.
(3) The powerful affective components of anorexia nervosa impact not only on agency but also on beliefs. Even when she appears to accept the objective evidence regarding her shape, weight and the dangers of self-starvation, the decisions of a person with anorexia nervosa (for example to refuse treatment) may be driven by false beliefs about these issues. Thus competency can be compromised in subtle ways and self-stated preferences may fluctuate. In making sense of the self-stated preferences of a person with anorexia nervosa, it is important to be aware of the impact of strong affect, not only on the ability to weigh up the relevant issues in coming to a decision, but also on the formation of the key beliefs regarding eating, shape, weight and the consequences of starvation.
(4) As a result of substantial inner conflict, the patient may be struggling with issues of authenticity and identity. A crucial aspect of therapy is enabling the patient to build up an identity with which she feels comfortable.
Conclusion
Respecting and promoting the autonomy of a patient with anorexia nervosa, quite apart from acting in her best interests, is a long way from simply informing the patient about treatment options and leaving her to decide what, if anything, to accept. The autonomy of a person with anorexia nervosa is subtly compromised in several ways, at least in the context of actions and decisions affecting shape and weight. The descriptions of anorexia nervosa provided by those reflecting on their experiences of the condition provide rich data for examining and testing our understandings of autonomy, agency, authenticity and competence. Anorexia nervosa occupies an interesting position within the spectrum of mental disorders. Unlike the dementias it does not affect cognitive functioning. Unlike schizophrenia it is not characterised by delusions and hallucinations. Unlike personality disorders the psychological characteristics that are conceptualised as part of the disorder are seen as separate from the personality, even though there are associations between anorexia nervosa and certain personality types. There are other mental disorders that share this middle ground: anxiety disorders such as obsessive-compulsive disorder and phobias; some addictions; and, except in its severest forms, depressive disorder. A comprehensive account of autonomy, and related concepts, will need to address the full range of mental disorders. This is not an issue of only theoretical interest. Clinicians, and family, must struggle, at a practical level, with the question of what it means to respect and promote the autonomy of people with mental disorder.
