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From producer attribution to governance: Quantifying responsibility concentration in marine plastic pollution

Published online by Cambridge University Press:  30 October 2026

Nelson Rangel-Buitrago*
Affiliation:
Universidad del Atlantico , Colombia
Alex Paternina-Ramos
Affiliation:
Universidad del Atlantico , Colombia
*
Corresponding author: Nelson Rangel-Buitrago; Email: nelsonrangel@mail.uniatlantico.edu.co
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Abstract

Extended Producer Responsibility (EPR) requires quantitative tools to identify responsibility concentration and prioritize interventions. This study introduces an inequality-based framework combining Lorenz curves, Gini coefficients, and concentration ratios to assess producer responsibility in marine plastic pollution. We analyzed 232 producer-attributable items from 830 macrolitter items collected on Isla Arena, an uninhabited Colombian Caribbean island, identifying 48 producers, 72 brands, and 95 products. A Corporate Environmental Impact (CEI) index assessed whether abundance-based dominance corresponded to potential environmental impact. Producer responsibility was highly concentrated (Gini = 0.690; bootstrap 95% CI: 0.629–0.698), with the five and ten leading producers accounting for 65.5% and 80.6% of attributable litter, respectively. Beverage companies dominated, while Pony Malta alone represented 27.2% of attributable items. Impact-based inequality was nearly identical (Gini = 0.692). Sensitivity analysis addressing the 72.0% unattributed fraction showed that category-specific attribution corrections increased inequality (Gini = 0.714), supporting the robustness of observed concentration. These findings establish responsibility inequality as a measurable property of pollution assemblages and provide a transferable framework for targeting EPR interventions, assessing governance feasibility, and monitoring corporate environmental performance across pollution systems.

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Research Article
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This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/licenses/by/4.0), which permits unrestricted re-use, distribution and reproduction, provided the original article is properly cited.
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© The Author(s), 2026. Published by Cambridge University Press
Figure 0

Figure 1. Study area and geographic setting of Isla Arena, Colombian Caribbean Sea. (a) Location of Isla Arena within the central Colombian Caribbean coast. (b) High-resolution aerial image of the island showing its elongated carbonate morphology, low elevation, and isolation from mainland sources. Despite its small size (779 m2) and absence of permanent human occupation, the island functions as a regional accumulation sink for marine litter transported through coastal circulation pathways.Figure 1. long description.

Figure 1

Figure 2. Traceability funnel of the Isla Arena macrolitter assemblage. Of the 830 macrolitter items recorded on the island, 798 (96.1%) were plastics, but only 232 items (28.0%) retained sufficient information for reliable producer attribution. The remaining 598 items (72.0%) lost traceability through abrasion, fragmentation, biofouling and label loss. The traceable fraction contained 48 producers (Families), 72 brands (Genus) and 95 products (Species).Figure 2. long description.

Figure 2

Figure 3. Concentration across the producer, brand and product dimensions of the attributable assemblage. (a) The ten leading producers; the five leading account for 65.5% of attributable items, and 31 of the 48 producers are represented by a single item. (b) The ten leading brands; the five leading account for 51.3%, and 59 of the 72 brands are represented by two items or fewer. (c) Functional composition: 85.3% of attributable items are beverage-related, and 82.3% are plastic beverage bottles. The functional classification is rule-based and reproducible from the code in Supplementary Material S3.Figure 3. long description.

Figure 3

Table 1. Leading producers of the Isla Arena attributable assemblage, with item counts, item share and cumulative shareTable 1. long description.

Figure 4

Figure 4. Lorenz curve of producer responsibility for the Isla Arena assemblage. The observed Lorenz curve departs strongly from the line of equality, indicating a highly unequal distribution of responsibility among producers. The characteristic flat-then-steep geometry reflects the coexistence of many low-contribution producers and a small number of dominant contributors. The resulting Gini coefficient of 0.690 indicates strong producer concentration.Figure 4. long description.

Figure 5

Figure 5. Relationship between producer richness and producer responsibility within the attributable assemblage. Although 48 producers were identified, responsibility was distributed highly unevenly: 31 producers (64.6%) contributed a single item each and only 13.4% of attributable litter, 12 producers (25.0%) contributed between two and nineteen items (21.1%) and five producers (10.4%) accounted for 152 items, or 65.5% of all attributable items. The figure shows the decoupling between producer richness and producer influence.Figure 5. long description.

Figure 6

Figure 6. Cumulative contribution of ranked producers (families) and concentration ratios (CRk). Responsibility accumulates rapidly among the highest-ranked producers: the leading producer accounts for 27.6% of attributable litter (CR1), the top three for 48.3% (CR3), the top five for 65.5% (CR5) and the top ten for 80.6% (CR10). After the tenth producer, additional producers contribute progressively smaller increments.Figure 6. long description.

Figure 7

Table 2. Concentration, inequality and robustness summary for the Isla Arena attributable assemblageTable 2. long description.

Figure 8

Figure 7. Abundance–impact coupling within the Isla Arena producer assemblage. (Left) Comparison between abundance-based and impact-based (CEI-weighted) Gini coefficients. The minimal difference between the two values (0.690 vs. 0.692; ΔG = 0.002) demonstrates near-perfect correspondence between producer abundance and potential environmental impact. (Right) Conceptual model explaining the observed coupling. Because the assemblage is dominated by beverage-related packaging with similar hazard and mobility characteristics, environmental impact follows the same concentration pattern observed for producer abundance.Figure 7. long description.

Figure 9

Figure 8. Robustness of the concentration estimate. (a) Distribution of the Gini coefficient across 10,000 item-level bootstrap replicates, with the observed value (0.690) and the percentile 95% confidence interval (0.629–0.698). (b) Gini coefficient and CR5 under bounding scenarios for the 598 unattributed items, from missing-at-random (α = 1) through Chao1-informed and structured-dispersion allocations to the maximal-dispersion limit and the upper bound; the dashed line marks the observed coefficient. (c) Break-point analysis: the Gini coefficient as a function of the proportion of the unattributed pool assigned to entirely new, single-item producers. The coefficient remains above 0.50 unless more than 59% of that pool is assumed to originate from previously unseen producers contributing one item each.Figure 8. long description.

Figure 10

Figure 9. From producer attribution to governance: application of inequality analysis to targeted Extended Producer Responsibility (EPR). The framework illustrates the progression from producer attribution and assemblage characterisation to inequality analysis, identification of priority actors and selection of targeted EPR instruments. The concentration of responsibility among a small number of beverage producers enables focused interventions such as deposit-return systems, recovery targets, reusable packaging schemes, packaging redesign requirements and recycled-content obligations.Figure 9. long description.

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Author comment: From producer attribution to governance: Quantifying responsibility concentration in marine plastic pollution — R0/PR1

Comments

Dear Editor,

We are pleased to submit the manuscript entitled: “From Producer Attribution to Governance: Quantifying Responsibility Concentration in Marine Plastic Pollution” for consideration as an Original Research Article.The manuscript addresses a fundamental challenge in sustainability governance: how to identify where environmental responsibility is concentrated and where interventions are most likely to be effective. While producer-attribution and brand-audit studies increasingly identify companies represented in environmental pollution assemblages, they rarely evaluate how responsibility is distributed among those producers. Consequently, existing approaches provide limited guidance for prioritizing Extended Producer Responsibility (EPR) measures, corporate sustainability initiatives, and producer-focused interventions.

Using a producer-attributable macrolitter assemblage from Isla Arena, an uninhabited Caribbean accumulation sink, we introduce an inequality-based framework that combines Lorenz curves, Gini coefficients, and concentration ratios to quantify responsibility concentration. We demonstrate that producer responsibility is highly concentrated (Gini = 0.690), with five beverage producers accounting for 65.5% of attributable litter. We further show that responsibility concentration and environmental impact concentration are nearly identical (ΔG = 0.002), indicating strong convergence between governance priorities and environmental outcomes.

We believe the manuscript aligns closely with the aims and scope of the Journal of Cleaner Production, particularly within the themes of Corporate Sustainability and Corporate Social Responsibility, Environmental and Sustainability Assessment, Sustainable Consumption, and Governance, Legislation and Policy for Sustainability. The principal contribution of the study is not the characterization of marine litter itself, but the introduction of responsibility inequality as a measurable and governance-relevant property of environmental pollution systems. By transforming producer attribution into a quantitative assessment of responsibility concentration, the proposed framework provides a scalable tool for prioritizing EPR interventions, evaluating governance tractability, and monitoring corporate sustainability performance across source-to-sink systems.

To our knowledge, this is the first study to apply economic inequality metrics to quantify producer responsibility concentration within a marine plastic pollution context and to explicitly connect responsibility concentration with governance tractability and targeted EPR design.

This manuscript has not been published previously, is not under consideration elsewhere, and has been approved by all authors. The authors declare no conflicts of interest related to this work.

Thank you for considering our submission. We believe the manuscript will be of interest to researchers, practitioners, and policymakers working in sustainability assessment, circular economy strategies, environmental governance, and producer responsibility systems.

Review: From producer attribution to governance: Quantifying responsibility concentration in marine plastic pollution — R0/PR2

Conflict of interest statement

I have published on producer responsibility before and am currently advising several lawsuits against producers.

Comments

This is a very important paper for current producer responsibility policies on plastic pollution.

The number of branded items in the case study they are developing doesn’t seem extremely large, but it’s a good case study for how producer responsibility could be improved on branded data.

For the case study, I think the authors should discuss how they interpreted the unbranded data and how they were convinced that their survey of the entire island wasn’t biased or if they were how they accounted for it.

The geographic origin assessment is also very interesting, not sure how the authors attributed that from the brands.

Use of ginicoefficient is novel and certainly a common metric in economics.

Figures and good quality.

Figure 6 says cr3 twice.

My biggest issue with the study is that data is only available upon request, it should be shared with the paper along with supporting code or I cannot accept this paper.

I find it difficult to believe that no ai was used in the making of the paper given the prevalence of AI in scientific figure creation and writing today it’s almost an expectation and certainly some of the figures in this paper fit a typical AI generated infographic format. Are the authors sure they didn’t report that on error?

I recommend the authors double check their reference of Cowger 2024, they authors are claiming it does not assess how unequally weighted the companies role on the problem is but they actually produced a very similar figure and analysis to the Gini coefficient proposed here.

The introduction repeats the same concepts several times.

Page 14 line 20 issue.

There are many single or two sentence paragraphs throughout the text.

Please add the cei equation to this paper too, it’s a new calculation and not well known.

What is the advance this paper makes that wasn’t in the last paper published by these authors using the same dataset, they appear to have very similar goals and statistics.

I disagree with the authors' assertion that their results do not demonstrate legal liability. To my knowledge, the authors are not lawyers and should leave that interpretation to the lawyers. Writing this in your paper would likely be used as evidence in a court case AGAINST legal liability of corporations based on production data, for example. I think the authors should stay out of that discussion. The courts are going to do what they are going to do with their data. Liability or lack thereof is proven through multiple methods, and this kind of data is likely to be a part of the discussion.

Review: From producer attribution to governance: Quantifying responsibility concentration in marine plastic pollution — R0/PR3

Conflict of interest statement

Reviewer declares none.

Comments

This study presents an insightful exploration in the field of marine plastic attribution. Moving beyond conventional research focused solely on quantity/density or material types, as well as routine brand audits that merely list corporate entities, this work seeks to quantify the concentration and inequality of producer responsibility in marine plastic debris, providing a quantitative tool for targeted Extended Producer Responsibility (EPR) policies. By selecting an uninhabited island in Colombia (Isla Arena) as a natural test site free from local waste interference, the authors retrieved 232 identifiable items from 830 macro-debris samples and interdisciplinarily applied economic inequality metrics—namely the Lorenz Curve, Gini Coefficient, and Concentration Ratios($CRk$)—to characterize responsibility distribution. This approach offers a novel perspective for marine plastic governance.

To further enhance the methodological rigor and clarity of the manuscript, I recommend addressing the following points:

1.Sensitivity Analysis for the 72.1% Unattributed Fraction: Out of 830 collected debris items, only 232 (27.9%) were identifiable to specific producers, leaving 72.1% unattributed due to degradation, weathering, fragmentation, biofouling, and label loss. This 72.1% data loss is unlikely independent of producers or packaging materials: major multinational brands often utilize durable rigid plastics or embossed logos that are systematically more likely to survive environmental weathering, whereas local workshops, unbranded manufacturers, or flexible film packaging typically rely on low-grade paper labels that easily detach or disintegrate, falling disproportionately into the “unattributed black box.” If the unattributed 72.1% predominantly comprises highly dispersed local or unbranded waste, the actual producer concentration would be substantially lower, introducing an overestimation risk for the reported Gini coefficient. Because the Gini of identifiable debris cannot automatically represent the producer concentration of the entire debris pool, the authors should perform a sensitivity analysis or bounding simulation for this 72.1% unattributed fraction.

2.Precise Description of Packaging Materials: The reference to “PET” in “mostly PET beverage bottles” should be removed. The manuscript states “beverage-related packaging, especially plastic beverage bottles” without presenting specific resin identification data; referring strictly to “plastic beverage bottles” is more accurate and scientifically rigorous.

3.Reframing Regional Extrapolation and Hydrodynamic Aspects: Extrapolating macro-regional producer concentrations from single-site interception data without hydrodynamic modeling carries a risk of over-extrapolation. Rather than treating hydrodynamic modeling as a mandatory addition for this paper, the authors should frame hydrodynamic transport as a study limitation or a recommended direction for future research.

4.Removal of Unverifiable Speculative Hypotheses: Speculative explanations in the Discussion, such as “illegal dumping from specific vessels,” should be excised. The narrative should remain strictly anchored to the empirical data presented, avoiding anecdotal or non-falsifiable scenarios.

Recommendation: From producer attribution to governance: Quantifying responsibility concentration in marine plastic pollution — R0/PR4

Comments

Thank you for submitting your manuscript. Both reviewers recognized the value of your work; however, they have raised several key issues that must be addressed before the paper can be considered for publication.

First, please provide further explanation regarding the unbranded data. Sharing all supporting data alongside the code used in your analysis is mandatory for this manuscript. In addition, expand the technical detail on hydrodynamics, double-check the specific data points highlighted in the reviews, and clearly articulate how this study builds upon your previous paper. Finally, please remove the legal discussion to keep the manuscript strictly focused on the core scientific findings.

Please submit a point-by-point response to the reviewers comments attached, alongside your revised manuscript detailing how each comment was addressed.

Best regards,

Decision: From producer attribution to governance: Quantifying responsibility concentration in marine plastic pollution — R0/PR5

Comments

No accompanying comment.

Author comment: From producer attribution to governance: Quantifying responsibility concentration in marine plastic pollution — R1/PR6

Comments

Dear Editor,

Please find enclosed the revised version of our manuscript, “From Producer Attribution to Governance: Quantifying Responsibility Concentration in Marine Plastic Pollution” (Manuscript ID: PLC-2026-0046).

We sincerely thank you and the reviewers for the careful and constructive evaluation of our manuscript. We have addressed all comments and believe that the revision has substantially strengthened the study.

The revised manuscript includes a new robustness and sensitivity analysis addressing the unattributed fraction of the litter assemblage, including bootstrap confidence intervals, inverse-probability weighting, and explicit bounding scenarios. We have also expanded the discussion of hydrodynamic transport and its limitations, clarified the methodological formulation of the CEI, corrected the identified numerical and graphical inconsistencies, and revised several sections to improve focus and clarity. Importantly, the complete item-level dataset, analytical workbook, and documented Python code are now openly provided to ensure full reproducibility.

We believe that the revised manuscript provides a stronger and more transparent demonstration of how Lorenz–Gini analysis can transform producer attribution into a quantitative tool for evaluating responsibility concentration and governance tractability in marine plastic pollution.

We appreciate the opportunity to revise our manuscript and hope that the revised version is now suitable for publication.

Sincerely,

Nelson Rangel-Buitrago

Review: From producer attribution to governance: Quantifying responsibility concentration in marine plastic pollution — R1/PR7

Conflict of interest statement

One of my papers was cited in the study and this builds on previous work I have done.

Comments

I thank the authors for addressing all of my comments. I have no further comments and recommend accept.

Review: From producer attribution to governance: Quantifying responsibility concentration in marine plastic pollution — R1/PR8

Conflict of interest statement

Reviewer declares none.

Comments

The manuscript transfers the Lorenz-curve / Gini-coefficient toolkit from inequality economics to producer-attribution data for marine litter. Re-analysing the producer-attributable fraction (232 of 830 items, 28.0%; 48 producers, 72 brands, 95 products) of a macrolitter assemblage from Isla Arena, an uninhabited cay in the Colombian Caribbean, the authors report an abundance-based Gini coefficient of 0.690 (bootstrap 95% CI 0.629–0.698), CR5 = 65.5% and CR10 = 80.6%, with dominance concentrated in five beverage producers and, at brand level, in a single brand (Pony Malta, 27.2%). A CEI-weighted (impact-based) Gini of 0.692 is shown to nearly coincide with the abundance-based value. A sensitivity programme (10,000-replicate bootstrap, inverse-probability-of-attribution re-weighting, and bounding scenarios for the 72% unattributed fraction, including a Chao1-informed richness scenario and a break-point analysis) is used to argue that the concentration result is not an artefact of differential label survival. The coefficient is then interpreted as a diagnostic of governance tractability for targeting EPR instruments.

This is a well-executed, transparent and genuinely useful methodological transfer. The gap relative to the cumulative-share approach of Cowger et al. (2024) is stated honestly; the relationship to the companion THCPL/CEI paper (Rangel-Buitrago et al., 2026) is made explicit rather than obscured; the limitations section is candid (single survey, no hydrodynamic modelling, CEI as a proxy, producer-level aggregation); and the item-level data and complete analysis code are released, which is exemplary for this literature.

The robustness programme is the strongest part of the paper: treating the 72% unattributed fraction as the central threat to validity, rather than a footnote, and bounding it explicitly is exactly the right editorial and scientific choice.

Points to be addressed before publication

1. (Moderate) The scale-invariance and cross-site comparability claim is overstated. The Gini coefficient is invariant to the number of items but not to the number and detectability of observed producers: its expected value rises with producer richness and with survey/attribution effort. The claim that the coefficient is “comparable over time and across locations regardless of litter abundance” therefore holds only at matched detectable richness or after an explicit correction; the finite-sample correction (0.705) addresses this for the present site but not the general claim. Please either (i) add a short sensitivity analysis of Gini as a function of sub-sampled producer richness (rarefaction-style), or report the coefficient together with n and the correction applied, or (ii) soften the wording to comparability across sites of similar detectable richness, or after richness standardisation.

2. (Moderate) The “scalable, transferable tool” claim currently rests on a single assemblage. No second site or external dataset is analysed. Either run the pipeline on at least one published external producer-attribution dataset (for example, recomputing a Gini from the company-share data of Cowger et al., 2024 or another published brand audit) to demonstrate transfer, or rephrase the claim as a framework ready for transfer, with multi-site validation explicitly listed as the next step.

3. (Minor) Cross-reference error. In Table 2, the row “Gini range, bounding scenarios 0.220–0.898” cites “(Figure 9b)”. The bounding scenarios are displayed in Figure 8b; Figure 9 is the governance framework. Correct the cross-reference.

4. (Minor) Ambiguous citation. The in-text citation “Rangel-Buitrago 2025” is ambiguous between the two reference entries 2025a and 2025b. Disambiguate each occurrence (2025a/2025b).

5. (Minor) Interpretation of the bootstrap interval. The percentile CI (0.629–0.698) places the point estimate (0.690) near its upper limit. One sentence explaining the left-skewed bootstrap distribution induced by singleton-rich resamples (and relating this to the finite-sample-corrected value of 0.705) would pre-empt reader confusion.

6. (Minor, production check.) In the tracked-changes proof, the abstract and introduction blocks contain residual duplicated sentences from the revision markup. The clean text reads correctly; please confirm that the typeset version carries only the clean text.

7. (Optional.) The two most decision-relevant robustness numbers — the Chao1-based richness (117, versus the 646 producers implied by the maximal-dispersion limit) and the 59% break-point threshold — would deserve a mention in the Abstract or Conclusions.

Conclusion

The study is scientifically sound, methodologically transparent and reproducible, and it adds a genuinely operational dimension (the distribution of responsibility, not merely its presence) to producer-attribution research. The remaining issues are one overstated generalisation (points 1–2) and a small number of presentational corrections (points 3–6). I therefore support publication, subject to minor revisions as specified above.

Recommendation: From producer attribution to governance: Quantifying responsibility concentration in marine plastic pollution — R1/PR9

Comments

Dear Authors

Thank you for addressing the reviewers' feedback and submitting the revised version of your manuscript. I am happy to inform you that your paper is now accepted for publication.

Thank you for submitting your valuable contribution to the Cambridge Prism: Plastics .

Decision: From producer attribution to governance: Quantifying responsibility concentration in marine plastic pollution — R1/PR10

Comments

No accompanying comment.