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The Global Plastics Treaty and Brazil from Putnam’s two-level game theory: Converging on divergences?

Published online by Cambridge University Press:  03 August 2026

Elia Elisa Cia Alves*
Affiliation:
International Relations, Federal University of Paraíba , João Pessoa, Brazil
Júlia Ana Bezerra dos Santos
Affiliation:
International Relations, Federal University of Paraíba , João Pessoa, Brazil
*
Corresponding author: Elia Elisa Cia Alves; Email: elia.cia@academico.ufpb.br
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Abstract

The accumulation of plastic in the oceans is a global environmental problem that requires international solutions. In 2022, the UN Environment Assembly launched negotiations for a Global Plastics Treaty (GPT). In four years of negotiations, an Intergovernmental Negotiations Committee has promoted seven meetings to reach an agreement. This research analyzes the GPT negotiation process through the lens of the two-level game theory, seeking to understand how domestic and international constraints influence Brazil’s position during the agreement formation. We analyzed negotiation documents as well as public hearings from Brazilian representatives and non-state actors as well as surveys. Regarding analysis procedures, the research is qualitative and relies on content analysis. We observe the country’s material challenges in consolidating, at the international level, a policy that tries to balance proposals promoted domestically around the bioeconomy and the green development agenda without compromising economic interests.

Resumo

Resumo

O acúmulo de plástico nos oceanos é um problema ambiental global que exige soluções internacionais. Em 2022, a Assembleia das Nações Unidas para o Meio Ambiente (UNEA) iniciou as negociações para um Tratado Global sobre Plásticos (GPT, em inglês). Em quatro anos de negociação, um Comitê Intergovernamental de Negociação (INC, em inglês) já promoveu sete encontros tentando alcançar um acordo. Esta pesquisa analisa o processo de negociação do GPT sob a ótica da Teoria dos Jogos de Dois Níveis, buscando compreender como as restrições domésticas e internacionais influenciam a posição do Brasil na formação do acordo. Analisamos documentos de negociação, bem como audiências públicas com representantes brasileiros e atores não estatais, além de pesquisas de opinião pública. No que tange aos procedimentos analíticos, a pesquisa é qualitativa e emprega análise de conteúdo. Observamos os desafios materiais enfrentados pelo país na consolidação, em nível internacional, de uma política que busca equilibrar propostas promovidas internamente em torno da bioeconomia e da agenda de desenvolvimento verde, sem comprometer os interesses econômicos.

Information

Type
Research Article
Creative Commons
Creative Common License - CCCreative Common License - BY
This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (http://creativecommons.org/licenses/by/4.0), which permits unrestricted re-use, distribution and reproduction, provided the original article is properly cited.
Copyright
© The Author(s), 2026. Published by Cambridge University Press
Figure 0

Figure 1. Brazil’s two-level game in the Global Plastics Treaty negotiations, illustrating the interaction between domestic interests (Level II) and international bargaining (Level I). Source: Authors’ elaboration, p. 13.

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Author comment: The Global Plastics Treaty and Brazil from Putnam’s two-level game theory: Converging on divergences? — R0/PR1

Comments

Dear editors,

Please consider our manuscript entitled The Global Plastics Treaty and Brazil in Light of Robert Putnam’s Two-Level Game Theory: Converging on Divergences?

The manuscript results from a bigger research project conducted by Prof. Dr. Elia Cia Alves regarding the Global Plastics Treaty (GPT) negotiations and the relation of science in the accord. This manuscript represents a first effort in understanding Brazil´s strategy within the agreement so we can advance in identifying how non-state actors influence the political process.

Together with my research assistant Julia Santos, supervised by me, we analysed Brazil’s position along the negotiations towards the formation of a global agreement to combat plastic pollution. Using the theoretical approach of the two level game from Putnam, we empirically analyzed several documents, position and in-session papers, as well as a public hearing in order to frame and reveal divergences among several actors within Brazilian politics trying to map the country strategy within the process.

Recently, Peter Dauvergne and Rosetta Paik published an accepted manuscript regarding the case of South Korea, although important, we believe that looking to the countries that are held as the main responsible for leakages on the ocean might also contribute to the advances on the agreement. We think our research could fit in your special issue regarding the topic.

The manuscript is original, has not been published previously, and is not under consideration for publication elsewhere. All authors have approved the final version and agree with its submission to your esteemed journal. We didn’t use AI platforms to write it, although we used Google Translator to support writing in English.

Thank you for considering our submission. We look forward to the possibility of contributing to the high-quality research published by the

Please feel free to contact us if you have any doubts or considerations on our work.

Best regards,

Dr. Elia Cia Alves

Review: The Global Plastics Treaty and Brazil from Putnam’s two-level game theory: Converging on divergences? — R0/PR2

Conflict of interest statement

I am a Senior Editor for this journal, but I have no competing interests.

Comments

This was an interesting article related to the Global Plastics Treaty and Brazil viewed with the lens of Robert Putnam’s Two-Level Game Theory. I have made a number of suggestions that may help strengthen the article. See below:

Page 1, The impact statement does not need to be split into multiple paragraphs. They read more like highlights, rather than a coherent statement.

P1, L14, define what negotiations are happening.

P1, Abstract, I’m not aware that a Portuguese Abstract is required by the journal? Please refer to the guide for authors: https://multimediafluids.uam.elogim.com/core/journals/cambridge-prisms-plastics/information/author-instructions/preparing-your-materials

P2, Introduction, L21-23, The authors state that “science shows numerous negative impacts....” but only provides one source in the in text citation.

P2, Introduction, L27-28, “14 million tonnes” is likely a massive underestimate. See, https://www.science.org/doi/abs/10.1126/science.aba3656

P2, Introduction, L37-40 “suggest that Brazil, China, Indonesia, India, and the Philippines are among the largest contributors to plastic pollution leaks into the oceans (Tessnow-Von Wysocki and Le Billon, 2019).” This is an indirect citation and does not account for the import of plastic waste (’recyclables") from other countries.

P2, Introduction, L57-60, Do you have a source for this method/approach? “We analyze the GPT negotiation process through the theoretical lens of Putnam’s (1988) two-level game to understand Brazilian foreign policy dilemmas.”

P3, L10, The ENB citation is missing a publication year?

P3, L34, Which article? Do you mean, “This article....”?

P3, L33+ Why do you refer to section numbers when none are provided? Was this copied from another document?

P3, L46, “MEA” has not been defined.

P5, "The negotiations bring together more than 160 countries

and a wide range of stakeholders, including civil society organizations, the private sector,

academia, and indigenous communities.". The composition of each INC has been summarized is great detail by CIEL (Center for International Environmental Law) and reported in the peer-reviewed literature here https://multimediafluids.uam.elogim.com/core/journals/cambridge-prisms-plastics/article/underrepresented-developing-states-marginalized-communities-big-business-and-procedural-injustice-how-equal-were-the-un-inc52-global-plastic-treaty-negotiations/EFCA11F73913A42EA6790BB5DAE81A32

P5-6, An entire paragraph is dedicated to the process of INC meetings from INC-1 through INC-5.1, but only a single source is provided. Considering the length and complexity of these meetings, I would think a few extra reputable sources are warranted.

P5, L39, Where was INC-5.2 held? It is introduced here but no description provided.

Supplementary MaterialsIs, The Charts listed in the supplementary materials are not Charts, they are Tables and should be referred to as such (e.g., “supplementary materials Table S1”, and so on. They should also be paginated one table per page, or at least start a new Table on a new page.

P6, The two footnotes at the bottom of this page would be better suited as in text citations. This journal tends not to use footnotes.

P7, To support this statement, "At first, the speech emphasized national actions

and the circular economy, highlighting the country’s performance in recycling and

announcing a voluntary commitment to recover 50% of plastic packaging by 2040, an

optimistic narrative contrasting with the country’s reality of low cycling rates." Please tell the reader what the current recycling rates are?

P9, Last para, Why define MEA here “multilateral environmental agreements (MEAs)” when it has already been used elsewhere?

P11, “EPR” has not been defined yet.

P13, “USA” is used here and elsewhere, but “United States” has been used previously. Please be consistent.

Fig 1 is missing? Is it the image with text at the end of the manuscript? If so, it isn’t labeled properly.

Review: The Global Plastics Treaty and Brazil from Putnam’s two-level game theory: Converging on divergences? — R0/PR3

Conflict of interest statement

Reviewer declares none.

Comments

Dear authors,

This is an interesting topic, and the challenge of investigating and consolidating information on the positions of such diverse stakeholders over a long period of negotiations is noticeable.

I missed the reference that, through Braskem, a company in which the government is the second largest shareholder through Petrobras, is the largest petrochemical company in the Americas and one of the world leaders in the production of thermoplastic resins (PE, PP, and PVC); Braskem operates globally. Brazil is also an important player in the global plastics value chain. Consider how this element might influence the analysis and conclusions about Brazil’s position and dilemmas throughout the INCs. Would this element change the conclusions of the work? Could this justify a more neutral stance or a shift in focus to aspects of financing, social issues, and health in the country?

Figure 1 is missing from the revised text (only the title) or from the available additional document; my question may be reflected in it. I understand that the section on final considerations lacked discussion of the two-level game model in relation to the findings of the analyses performed.

Sincerely, Alessandra

Recommendation: The Global Plastics Treaty and Brazil from Putnam’s two-level game theory: Converging on divergences? — R0/PR4

Comments

Dear Dr. Alves,

Your manuscript “the Global Plastics Treaty and Brazil in Light of Robert Putnam’s Two-Level Game Theory: Converging on Divergences”has now been assessed.

We invite you to revise your paper, carefully addressing the comments from the reviewers.

We recommend submitting the revision within the mentioned deadline and the recommendations of the editorial office.

Yours sincerely

Thais Mauad

Decision: The Global Plastics Treaty and Brazil from Putnam’s two-level game theory: Converging on divergences? — R0/PR5

Comments

No accompanying comment.

Author comment: The Global Plastics Treaty and Brazil from Putnam’s two-level game theory: Converging on divergences? — R1/PR6

Comments

Dear editors, thank you for the support during our submission process. Now, we have revised the manuscript according to reviewers comments. We think we have a stronger work now.

Both reviewers mentioned not being able to see the Figure. I tried, once again to put the Figure both at the end of the manuscript and apart from it, using the link from the system. I hope one of the ways can work.

We thank you and we are available for any further adjustments.

Best regards.

Review: The Global Plastics Treaty and Brazil from Putnam’s two-level game theory: Converging on divergences? — R1/PR7

Conflict of interest statement

Reviewer declares none.

Comments

Although there was no seperate response to reviewer file for me to cross check the author responses to my reviewer comments and those of another/other reviewers, I carefully checked the track changes version of the revised manuscript. From what I can tell the authors have addressed all of my earlier comments. However, there is one minor issue that may have arisen during the revision. For example, the Figure caption for Fig. 1. seems incomplete “Figure 1. Brazil’s Two-level game on Global Plastics Treaty negotiations…………..p. 13”?

Review: The Global Plastics Treaty and Brazil from Putnam’s two-level game theory: Converging on divergences? — R1/PR8

Conflict of interest statement

Reviewer declares none.

Comments

The quality of the text and conclusions improved after the revisions. Something to consider regarding the discussions surrounding plastics is that there is a legacy of production/waste that needs to be addressed (recycling, for example), and the production of more plastics, which could be subject to reduction targets, elimination of problematic, unnecessary, and avoidable plastic products (see Nordic Council of Ministers’ global criteria), and incentives for product redesign for reuse. It will be interesting to follow the next steps in the negotiations and any eventual revisions once this phase of negotiations is finalized.

Recommendation: The Global Plastics Treaty and Brazil from Putnam’s two-level game theory: Converging on divergences? — R1/PR9

Comments

Dear Professor Cia Alves

We are pleased to announce that your paper willl be soon ready for publication, but still needs minor revisions. Especially, it needs some grammar and style revisions.

Mainly, you have mixed different verb tenses along the text, please use coherently the past tense. Also, your text is rich in non necessary jargons like Regarding, nevertheless etc Please avoid these terms and make the text more concise and fluent to the reader.

I have given some examples below:

Page 1 Lines 21-26: Make a simplification of the information ….Ranging from X to Y according to different authors

Page 1Lines 57: do not use abbreviatins like “isn`t” in formal texts.

Page 2 line 54 and 55, : use past tense consistently along the text. You use present, past and future….Putnam considered…. He was interested….many points to be corrected, I will point some only.

Page 3 line 5 have considered

Page 4 Line 32. Explain what literature on influence means….highlighted

Page 4 line 7 . Pondered

Page 4 line 49 observed

Page 4 line 58 was…….

Page 4 brought (it already happened…past tense.)

Page5 line 49 was, included

There are several similar situations to be corrected, in all pages.

Page 5. GRULAC, show in full. Capital letters

Avoid “unnecessary jargons” words like Regarding, nevertheless, etc like page 7 line 44. The phrase has to be rewritten. Issues related to implementation of technology and financing were frequent….

Page 12 is full of unnecessary nevertheless and regardings. Please avoid these unnecessary jargons and go straight to the phrase.

We are looking forward to receiving a revised version of your paper.

Sincerely

Thais Mauad

Decision: The Global Plastics Treaty and Brazil from Putnam’s two-level game theory: Converging on divergences? — R1/PR10

Comments

No accompanying comment.

Author comment: The Global Plastics Treaty and Brazil from Putnam’s two-level game theory: Converging on divergences? — R2/PR11

Comments

Response to Revision 2

Recommendation: The Global Plastics Treaty and Brazil from Putnam’s two-level game theory: Converging on divergences? — R2/PR12

Comments

Dear Professor Cia Alves

We are pleased to inform you that your paper has been accepted for publication in Cambridge Prism: Plastics.

We thank you for this contribution.

Kind regards

Prof. Dr. Thais Mauad

Decision: The Global Plastics Treaty and Brazil from Putnam’s two-level game theory: Converging on divergences? — R2/PR13

Comments

No accompanying comment.