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Published online by Cambridge University Press: 07 January 2006
The re-energizers of the civic republican tradition claim that its ideas can enhance contemporary political theory as well as politics. This essay focuses on the benchmark of the republican tradition, the notion of citizenship, and explores the viability of such claims. I argue that serious limitations make the republican conception of citizenship unable to satisfy the stipulations of the ongoing global transition. The models of “the republican citizen” and “the citizen of the world” are essentially inconsistent. Some traditional ideas of civic republicanism—the high demands of public service and strong patriotic identity, the rhetorical approach to individual rights, and the multiple functions of the republican state—are not adjustable to the global reality. When new republicans attempt to incorporate the elements of contemporary political theory into republican thought, their hybrid concepts fly in the face of the old tradition.
The growing popularity of civic (or classical) republicanism can hardly be unnoticed. Numerous studies attempt to demonstrate not only that republican ideas were extremely influential in the past—in republican Rome, Renaissance Florence, or Revolutionary America—but also that they offer us an inspiring perspective on how to perceive political thinking today. In particular, republicanism is often seen as a leading alternative to both liberalism and communitarianism. Some scholars have gone as far as to speak of a historical “paradigm shift,” a “republican revival,” or a “republican turn” in political thought.1
See Philip Pettit, Republicanism: A Theory of Freedom and Government (Oxford: Oxford University Press, 1997), 4; Cass R. Sunstein, “Beyond the Republican Revival,” The Yale Law Journal 97, no. 8 (1988): 1541; and G. E. White, “Reflections on the Republican Revival: Interdisciplinary Scholarship in the Legal Academy,” Yale Journal of Law and Humanities 6 (1994): 1. With respect to the relative merits of republicanism and liberalism, some authors make very strong claims. According to Maurizio Viroli, for instance, “liberalism can be considered an impoverished or incoherent version of republicanism, but not an alternative to republicanism.” See Maurizio Viroli, Republicanism, trans. Antony Shugaar (New York: Hill and Wang, 2002), 61.
Inspired by Hannah Arendt, two historians of ideas, J. G. A. Pocock and Quentin Skinner,2
J. G. A. Pocock, The Machiavellian Moment: Florentine Political Thought and the Atlantic Republican Tradition (Princeton, NJ: Princeton University Press, 1975); Quentin Skinner, The Foundations of Modern Political Thought, 2 vols. (Cambridge: Cambridge University Press, 1978); Quentin Skinner, “The Paradoxes of Political Liberty,” in Sterling M. McMurrin, ed., The Tanner Lectures on Human Values (Salt Lake City: University of Utah Press, 1986).
Pettit, Republicanism; John Braithwaite and Philip Pettit, Not Just Deserts: A Republican Theory of Criminal Justice (Oxford: Oxford University Press, 1990); Viroli, Republicanism; Nicholas G. Onuf, The Republican Legacy in International Thought (Cambridge: Cambridge University Press, 1998); John W. Maynor, Republicanism in the Modern World (Cambridge, MA: Polity Press, 2003); Adrian Oldfield, Citizenship and Community: Civic Republicanism and the Modern World (London and New York: Routledge, 1990); Sunstein, “Beyond the Republican Revival”; Iseult Honohan, Civic Republicanism (London: Routledge, 2002); Michael Sandel, Democracy's Discontent: America in Search of a Public Philosophy (Cambridge: Cambridge University Press, 1996).
Quentin Skinner, “On Justice, the Common Good, and the Priority of Liberty,” in Chantal Mouffe, ed., Dimensions of Radical Democracy: Pluralism, Citizenship, Community (London: Verso, 1992), 216; cf. Philip Pettit, “Negative Liberty, Liberal and Republican,” European Journal of Philosophy 1, no. 1 (1993): 31.
The civic republican tradition offers a conception of citizenship that is based on the ancient Roman ideas of the res publica, virtus, and civitas.5
Thus, in a recent book, Liberty before Liberalism (Cambridge: Cambridge University Press, 1998), Quentin Skinner characterizes the republican tradition as “neo-Roman.”
However, these formal political institutions could not function effectively without a deeper moral background. In order to sustain the free community and to make it secure, citizens must conscientiously exercise their duties and responsibilities. Citizens must be politically active, voice their views in public forums, and perform public service. Civic virtus, a commitment to the res publica, provides citizens with the moral energy to participate in political activity. To participate, citizens have to be loyal, righteous, and courageous; their emotional commitment to the commonwealth is crucial. Values and virtues must be deeply rooted in the hearts and habits of the citizens.
The civic community, the civitas, is a union of the political institutions of the res publica and individual civic engagement, the virtus. In order to build such a union, the republic must actively strive to shape its citizens in a politically effective way, through some form of civic education. Compulsory public education is one such form, and most classical republicans also view religion as an effective tool of civic education and as a source of political morality.
If, as some argue, globalization is “the defining feature of human society at the start of the twenty-first century,”6
John Beynon and David Dunkerley, eds., Globalization: The Reader (London: Athlone Press, 2000), 3.
See, e.g., Darren J. O'Byrne, The Dimensions of Global Citizenship: Political Identity beyond the Nation-State (London: Frank Cass, 2003); Derek Heather, World Citizenship and Government: Cosmopolitan Ideas in the History of Western Political Thought (New York: St. Martin's Press, 1996); and April Carter, The Political Theory of Global Citizenship (New York: Routledge, 2001).
In what follows, I attempt to examine the role of civic republican theory in a global world. I organize my discussion around several components associated with the notion of citizenship:8
Darren J. O'Byrne distinguishes “four essential components”: membership, rights, duties, and participation; Stuart Hall and David Held identify “three leading notions”: membership, rights and duties in reciprocity, and real participation in practice. I have synthesized their classifications into a more comprehensive set. See O'Byrne, The Dimensions of Global Citizenship, 5–10; Stuart Hall and David Held, “Citizens and Citizenship,” in Stuart Hall and Martin Jacques, eds., New Times: The Changing Face of Politics in the 1990s (London: Lawrence and Wishart, 1989), 175–76.
The cosmopolitan idea of political identity has been well known since antiquity.9
Cf. Heather, World Citizenship and Government, 1–59; and Carter, The Political Theory of Global Citizenship, 11–32.
The classical republicans of the Renaissance were well acquainted with the cosmopolitan trend that had gained currency during the Middle Ages and was embraced by many of their contemporaries, but republicans explicitly rejected this trend. Machiavelli passionately declared that he loved Florence more than his own soul.10
Niccolò Machiavelli, letter to Francesco Vettori, April 16, 1527, in The Chief Works and Others, ed. and trans. Allan Gilbert (Durham, NC, and London: Duke University Press, 1989), 1011.
Contemporary republicans continue the classical legacy. Political theorist Michael Sandel emphatically rejects globalization: “Despite its merits … the cosmopolitan ideal [of democracy] is flawed, both as a moral ideal and as a public philosophy for self government in our time.”11
Sandel, Democracy's Discontent, 342.
Pettit, Republicanism, 258.
Ibid., 257.
Honohan, Civic Republicanism, 268.
In both its classic and its contemporary versions, the republican notion of patriotic citizenship is quite exclusionary in character. The strong collective identity that republicans seek to cultivate does not accommodate other identities and values. Republican civic morality is in many respects hostile to nonrepublican values. For Machiavelli, the Roman republic's ability to impose its civil values on other peoples was even more glorious than its power to conquer them. Political philosopher Charles Taylor argues that modern states require their citizens to exhibit “much greater solidarity toward compatriots than toward humanity in general.”15
Charles Taylor, “Why Democracy Needs Patriotism,” in Joshua Cohen, ed., For Love of Country (Boston: Beacon Press, 1996), 120.
Viroli, Republicanism, 14.
Contemporary republicans realize that today the only form of passionate patriotism is nationalism, which is often incompatible with toleration and pluralism. Taylor accepts nationalism as a natural implication of patriotism: “Civic humanism requires a strong identity with a community and the nation is the community of modern times.”17
Charles Taylor, Reconciling the Solitudes, ed. Guy Laforest (Montreal: McGill-Queen's University Press, 1993), 42. Cf. David Miller, On Nationality (Oxford: Oxford University Press, 1995); David Miller, “Bounded Citizenship,” in K. Hutchings and R. Dannreuther, eds., Cosmopolitan Citizenship (Basingstoke: Macmillan, 1995); and Ross Poole, Nation and Identity (London: Routledge, 1999).
Honohan, Civic Republicanism, 279.
Ibid., 280.
Maurizio Viroli, For Love of Country: An Essay on Patriotism and Nationalism (Oxford: Oxford University Press, 1995), 12; Honohan, Civic Republicanism, 270.
Viroli, Republicanism, 14; cf. Margaret Canovan, “Patriotism Is Not Enough,” in Catriona McKinnon and Iain Hampsher-Monk, The Demands of Citizenship (Cambridge: Cambridge University Press, 2000).
Pettit, Republicanism, 260.
Obviously, those who hope that global citizenship becomes a realistic objective would rather see the evolution of political identity go in a quite different direction. After all, despite the continuous turmoil of nationalistic and ethnic movements, there are some indications that national identity has been losing its dominant status.23
Cf. Maryann Cusimano Love, ed., Beyond Sovereignty (Belmont, CA: Thomson-Wadsworth, 2003); Stephen D. Krasner, Problematic Sovereignty: Contested Rules and Political Possibilities (New York: Columbia University Press, 2001); and Gerard Delanty, Inventing Europe: Idea, Identity, Reality (London: Macmillan, 1995).
The conflict between republican and global identities is unavoidable and acute. Timid attempts to propose the concept of “republican pluralism” or “patriotism without nationalism” merely paper-over the contradiction. For republicans, universal moral values are too abstract to motivate citizens to engage in civic activity. Members of a global community would be less politically engaged than citizens of the res publica. They would lack healthy feelings of collective unity, solidarity, and civic virtus. Almost by definition, global citizenship flies in the face of the civic spirit.
Contemporary politics is firmly grounded on the ideas of human and political rights. Most international organizations have defined their goals and policies in those terms. In 1948, the United Nations General Assembly adopted the Universal Declaration of Human Rights. The 1966 Covenant of Economic, Social, and Cultural Rights, the 1975 Helsinki Accords, and other international agreements have further developed the universal standards of rights and liberties. These documents reiterate the fundamentals: freedom of speech, conscience, and religion; the free exchange of ideas; protection of the rights of minorities; the right to travel internationally; and so on. Currently, a great number of international organizations—the International Court of Justice, the Red Cross, Amnesty International, the World Health Organization, and the UN Educational, Scientific, and Cultural Organization (UNESCO), to name just a few—are deemed, despite many problems, to protect these rights.
It would be hard to overestimate the enormous influence of international human rights agreements. They have systematically pressured nondemocratic states to respect the rights of their citizens. Governments who have violated international standards of human rights have compromised their own legitimacy. For anti-Communist activists in Eastern Europe and the Soviet Union, the Universal Declaration of Human Rights and the Helsinki Accords were powerful weapons against Communist ideology and propaganda. In a sense, the agreements contributed to the collapse of the Communist empire. Today, in Iran, Myanmar, Sudan, and China, the standards of universal human rights help to rein in autocratic regimes. It seems almost self-evident that political globalization will continue that historical process. The universality of individual rights transcends the confines of national, ethnic, religious, and civil identities. The ideals of global citizenship and global community bring with them aspirations toward the unification of all human beings independently of their identities as Spaniards, Tutsis, Sikhs, Jews, and so on. A citizen of the world has to respect the universal rights of others, and his rights have to be universally respected.
Just as civic republicans disregard the ideal of global identity, they also disregard the notion of universal rights. When they use the concept of rights, it is merely a legal concept, not a philosophical or moral one. It is a concept that follows the Roman legal tradition. “Rights are in fact only rights if custom or law recognizes them as such and are therefore always historical, not natural,” writes Viroli.24
Viroli, Republicanism, 60.
Honohan, Civic Republicanism, 194.
Ibid., 194, 209.
Pettit, Republicanism, 303–4; cf. Honohan, Civic Republicanism, 206–11; Skinner, Liberty before Liberalism, 19–21; and Viroli, Republicanism, 60–63. Most republicans are very critical of political theorists, such as Richard Dagger or William Galston, who combine liberal rights and republican virtues. Cf. Richard Dagger, Civic Virtues: Rights, Citizenship, and Republican Liberalism (Oxford: Oxford University Press, 1997); and William Galston, “Liberal Virtues,” American Political Science Review 82 (December 1988): 1277–90.
This approach to rights is deeply rooted in the classical republican heritage. Republicanism has been strongly connected with the rhetorical tradition of antiquity and the Renaissance.28
Jerrold Seigel, Rhetoric and Philosophy in Renaissance Humanism (Princeton, NJ: Princeton University Press, 1968); Eugene Garver, Machiavelli and the History of Prudence (Madison: University of Wisconsin Press, 1987).
Viroli, Republicanism, 18; cf. Pettit, Republicanism, 187–90.
Viroli, Republicanism, 55, 92.
Honohan, Civic Republicanism, 24.
Peter Levine, Living without Philosophy: On Narrative, Rhetoric, and Morality (Albany: SUNY Press, 1998); Robert Hariman, ed., Prudence: Classical Virtue, Postmodern Practice (University Park: Pennsylvania State University Press, 2003).
The notion that eclipses rights-oriented thought in classical and contemporary republicanism is liberty. Both Quentin Skinner and Philip Pettit build their interpretations of classical republicanism on the basis of this central notion—and for good reason. The classical republican tradition refers to the Roman legacy of libertas and civitas, a community of free citizens. In the Renaissance, republicans revitalized that heritage. As Pocock demonstrates, Machiavelli, Francesco Guicciardini, and Donato Giannotti were the key figures in this revival. Contemporary republicanism's challenge to liberalism inevitably leads to a debate over the concept of freedom.
The idea of republican liberty has evolved into several versions, but two of them have emerged as the most cogent: liberty as self-government and liberty as nondomination.33
Iseult Honohan's concept of “republican political autonomy” is a combination and elaboration of both ideas. See Honohan, Civic Republicanism, 180.
Quentin Skinner, “On Justice, the Common Good, and the Priority of Liberty,” in Chantal Mouffe, ed., Dimensions of Radical Democracy: Pluralism, Citizenship, Community (London: Verso, 1992), 221, 216.
The state is free when its citizens are free to decide how to live, when they participate in their own system of self-rule. Charles Taylor interprets the connection this way: “[W]e cannot do what we really want, or follow our real will, outside a society of a certain canonical form, incorporating true self-government. It follows that we can only be free in such a society, and that being free is governing ourselves collectively according to this canonical form.” In other words, “freedom involves at least partially collective self-rule.”35
Charles Taylor, “What's Wrong with Negative Liberty,” in Alan Ryan, ed., The Idea of Freedom (Oxford: Oxford University Press, 1979), 181, 178.
Quentin Skinner, “The Paradoxes of Political Liberty,” in David Miller, ed., Liberty (Oxford: Oxford University Press, 1991), 197.
The other concept of republican liberty, nondomination, has been developed by Philip Pettit.37
Pettit, Republicanism, 51–79; Philip Pettit, A Theory of Freedom (Oxford: Oxford University Press, 2001), 138–51.
In his recent book Liberty before Liberalism, even Quentin Skinner presents a view on republican liberty that is very close to Pettit's.
Pettit, Republicanism, 69.
A defining feature of nondomination is its difference from the liberal “negative” conception of liberty as noninterference. The two concepts overlap but are not identical. An agent may interfere in another agent's actions yet not dominate him. Since only arbitrary interference qualifies as domination, the agent who legitimately interferes due to fair principles or democratic laws is not engaging in domination. In particular, when it is not an individual but a legal institution or a democratic political body that interferes, the intrusion is not considered domination. At the same time, it is possible to be wholly dependent on and subservient to another and yet free from interference. Pettit illustrates this point with an allegory of a master-slave relationship. It is possible to imagine a slave with a very permissive master. The slave may be allowed to do practically anything, but behind his activity there is always the master's capability to intrude without any respect for the slave's interests and wants. That potential power is arbitrary and dominating.
Both conceptions of republican liberty—self-government and nondomination—face serious difficulties. For Taylor, Skinner, Viroli, and Adrian Oldfield, the superiority of collective liberty over individual liberty is undeniable. No member of the republic can achieve the common good fully “without its being achieved for all members.”40
Ibid., 259.
Pettit, “Negative Liberty, Liberal and Republican,” 32.
Pettit, Republicanism, 144.
See Oldfield, Citizenship and Community, chap. 1 and passim.
Skinner, “The Paradoxes of Political Liberty,” 247.
Taylor, “What's Wrong with Negative Liberty,” 175; cf. Skinner, “The Paradoxes of Political Liberty,” 229, 235; and Quentin Skinner, “Machiavelli's Discorsi and the Pre-Humanist Origins of Republican Ideas,” in Gisela Bock et al., eds., Machiavelli and Republicanism (Cambridge: Cambridge University Press, 1990), 295.
It seems hard to imagine how global citizenship could be based on principles steeped in moral relativism and collective partiality. One cannot be a citizen of the world if one's individual goals and values are secondary to multiple group interests, local community values, and national policies. Moral and civic norms, even if they are not intended to be universal, lose their meaning when subject to ideologically biased interpretations and partisan rhetoric. The republican model of liberty (in either version) seems to remain at odds with the idea of global citizenship.
Republican citizenship is not about rights but about the common good and the duties associated with achieving it. The common good is the ultimate goal of the republic and the essence of republican citizenship is commitment to this goal. Laws and civic institutions protect the common good; political activity is directed toward it. To depict the republican understanding of the ultimate goal of citizenship, modern-day republicans constantly return to their classical forerunners. Every study of republicanism begins with an extensive presentation of its historical context, and in particular, Machiavelli's thought.46
See Honohan, Civic Republicanism, 13–144; Maynor, Republicanism in the Modern World, 20–32; Pettit, Republicanism, 17–50; Pocock, The Machiavellian Moment, 156–218; Viroli, Republicanism, 21–34; and Onuf, The Republican Legacy, 31–109.
Machiavelli, Discourses on Livy, II 2, I 9, I 58. For a modern edition, see Discourses on Livy, trans. Harvey C. Mansfield and Nathan Tarcov (Chicago: University of Chicago Press, 1996).
Contemporary republicans continue the tradition but struggle to define the common good. The notion includes a complex set of goals and values: the satisfaction of communal needs, liberty, the rule of law, security and strength, civic spirit and unity, dignity and honor. The rhetorical approach makes the complex notion even more difficult to untangle. After all, both the common good and its various components are just regulative ideas that, in political practice, “will be different in each case.”48
Honohan, Civic Republicanism, 24.
Ibid., 150–58.
The common good requires high standards of responsibility. When there is a conflict between one's liberties and one's duties, the choice is simple: “Republicanism does give a heavier weight to duties as they are better guides to action for citizens.”50
Ibid., 206–7.
A self-governing republic can only be kept in being … if its citizens cultivate that crucial quality which Cicero had described as virtus, which the Italian theorists later rendered as virtù, and which the English republicans translated as civic virtue or public-spiritedness. The term is thus used to denote the range of capacities that each one of us as a citizen most needs to possess: the capacities that enable us willingly to serve the common good, thereby to uphold the freedom of our community, and in consequence to ensure its rise to greatness as well as our individual liberty.51
Skinner, “The Paradoxes of Political Liberty,” 242.
This motivation to serve the common good is a theme that runs through the writings of contemporary republicans. Viroli appeals to “the passions that political liberty needs.”52
Viroli, Republicanism, 12.
Sandel, Democracy's Discontent, 24.
Skinner, “On Justice, the Common Good, and the Priority of Liberty,” 217, 222. Cf. Skinner, “The Paradoxes of Political Liberty,” 197.
Skinner, “On Justice, the Common Good, and the Priority of Liberty,” 222. For Machiavelli and James Harrington, public service meant mainly military service and other demanding duties, so it could be necessary to coerce some citizens to participate. Again, it could be necessary “to force them to be free.”
The relationship between liberty and strong civic responsibility goes both ways. The republic's security, freedom, law, and order must rely on the principles of good citizenship. Good citizenship flourishes in a free and secure community. Civility needs freedom, freedom needs civility.56
Interesting comments on this subject can be found in Onuf, The Republican Legacy, 44–45.
Honohan, Civic Republicanism, 265.
A part of that spirited commitment is what republicans usually call “vigilance.” “The price of liberty is eternal vigilance,” writes Pettit.58
Pettit, Republicanism, 250.
Modern-day republicans do not discuss the historical origins of the idea of vigilant citizenship because they are clearly uncomfortable with it, and rightly so. For Machiavelli and other classical republicans, public service meant, first of all, military service. Courage and discipline were key virtues because public service could require making the ultimate sacrifice. To die for the republic was to achieve eternal glory. Most importantly, public service was not only about defending the state's freedom. External conquest was a vital goal of a free republic: glorious victory was one of the greatest goals—if not the greatest goal—of the res publica. A free state was a regime superior to an autocratic princedom because freedom generated more power. As Machiavelli put it, republics had two major goals: remaining free from the domination of others and conquering them. Free states did not just enjoy their freedom; they either conquered or were conquered, since they were constantly pressed to compete with neighbors who were nothing but potential threats or victims. “The end of the republic is to enervate and to weaken all other bodies so as to increase its own body,” Machiavelli wrote. Republican Rome, for instance, “became a great city through ruining the surrounding cities.”59
Machiavelli, Discourses on Livy, II 2, II 3.
To be fair, it seems that the republican notion of civic virtue does have something to offer today. The challenges of global development are demanding and impose pressing responsibilities on the citizens of the global world. Engagement in international projects and institutions can no longer be founded on the traditional structures of authority and obedience. The global communications system makes cooperation between distant agents routine. Dispersed political and economic institutions generate networks of connections between people who never meet and often remain anonymous. The monitoring of the accountability and responsibility of various global actors can be difficult and costly. Under such circumstances, the need for social capital is growing. Global cooperation demands mutual trust between distant partners and commitment to follow the rules even when it is relatively easy to break them. In a global society, a work ethic based on accountability and trustworthiness is more needed than ever. The citizens of the world have to be well motivated, responsible, and knowledgeable.
Of course, the emphasis on civic virtue, participation, and accountability does not counterbalance all the drawbacks of republican morality. The list of drawbacks is long. The central notion of the common good remains vague and breaks into a variety of particular goods which, in a sense, are no longer truly common. Rhetorical relativism makes the principles of the common good and civic virtue easy to manipulate. It also seems contradictory to extend universally the scope of republican civic spirit. Such notions as “commitment to humanity” or “global civility” may sound appealing to some, but republicans themselves reject such slogans as not capable of stimulating civic engagement. Finally, the militant spirit of republican citizenship does not fit the common vision of a peaceful global world, free from terrorism, genocide, and ethnic cleansing.
Modern history can be seen as a constant process of increasing political participation. The Glorious Revolution, the American Revolution, and the French Revolution were all about changing “subjects” into “citizens.” Since then politics has become a sphere of civic engagement. Modern democratic regimes are founded on the universal rights to vote, to freely express political opinions, to organize political parties, and to participate in political decision making.
The republican ideas of civic virtue and liberty as self-government are firmly connected to civic engagement and participation. As I have already indicated, republicans view public service as a salient form of civic participation. But the republican citizen not only serves the res publica, his active involvement constitutes the civitas, the community of agents working for the common good. The pioneers of the republican renaissance, Pocock and Skinner, were inspired by Hannah Arendt's efforts to reanimate the participatory tradition of democracy. Arendt ranked the vita activa over the vita contemplativa as the unique expression of human nature. A person who wants to be in command of her life, and not subject to the will of others, should act in the public sphere. Freedom, the highest value, is impossible without action, since “to be free and to act are the same.” Although action is vital in all spheres of social life, Arendt argues that politics is the essential sphere. She virtually identifies freedom with political activity: “political freedom means the right to be a participator in government.”60
Hannah Arendt, “Freedom and Politics,” in A. Hunold, ed., Freedom and Serfdom (Dordrecht: Reidel, 1961), 191–92; Hannah Arendt, Between Past and Future (New York: Penguin Books, 1991), 64; and Hannah Arendt, On Revolution (New York: Penguin Books, 1977), 218, 268.
Skinner, “On Justice, the Common Good, and the Priority of Liberty,” 217, 222.
The reasons to participate in politics are numerous. First, citizens who want their interests to be represented and realized must get involved in order to manage the political process. Without citizens' active involvement, governments often lose track of citizens' interests and of the common good. Political participation shapes the republic. Second, citizens who participate in civic life strengthen their own motivation and admiration for common values. They express their independence and freedom from domination. By taking initiatives and fighting corruption, active citizens build mutual recognition among their peers. Third, participation is a form of civic education. It shapes and consolidates the habits of civic virtue. Without effective participation, citizens would be unable to consciously control their political bodies and their own destinies. Finally, political activity is not a mere means to achieve a goal. For Arendt, political engagement is a goal in itself, perhaps the most important goal.
Most modern-day republicans modify Arendt's project and follow the recent trends of democratic theory. They distinguish two major forms of political activity: political deliberation and contestation. Honohan puts stress on the former.62
Honohan, Civic Republicanism, 221–38. Honohan refers to the numerous projects of deliberative democracy described in Sandel, Democracy's Discontent; Seyla Benhabib, ed., Democracy and Difference (Princeton, NJ: Princeton University Press, 1996); John S. Dryzek, Deliberative Democracy and Beyond (Oxford: Oxford University Press, 2000); and other works. See also David Ingram, Rights, Democracy, and Fulfillment in the Era of Identity Politics: Principled Compromises in a Compromised World (Lanham, MD: Rowman and Littlefield, 2004).
In a republican politics of deliberation, all individuals and groups are entitled to make proposals, advance views in their best light, and offer their reasons for these—there are no barriers to the claims and demands that they can make. Any voice may be heard and any claim expressed…. Every claim can be dismantled and subject to further scrutiny by others.63
Honohan, Civic Republicanism, 228.
On this view, public forums should be the main form of political institutions and the primary means for resolving civic disagreements. All citizens would have an equal opportunity to debate their interests and bargain to achieve them.
Philip Pettit and John Maynor develop the idea of contestation as a form of political participation. While public deliberation is a form of direct participation in decision-making procedures, contestation is the ability to monitor and challenge governmental decisions. Pettit argues that the ability to contest political decisions and policies is more fundamental than the ability to vote and actively participate in decision making.64
Pettit, Republicanism, 185; cf. ibid., 183–200; and Maynor, Republicanism in the Modern World, 155–73.
Pettit, Republicanism, 185. He refers to Ian Shapiro's Political Criticism (Berkeley: University of California Press, 1990).
Pettit, Republicanism, 184–85; Honohan, Civic Republicanism, 216.
On the one hand, it is easy to understand why contemporary republicans have welcomed and joined recent discussions on new forms of political participation. Technological advancements in the field of communications have generated new possibilities and have made widespread participation in social debates practicable. As international communications networks develop, international political debates become standard procedure. Political theorists attach great expectations to these advancing technologies. Technological progress has made “globalization from below” an appealing project. Some theorists hope that global communications networks can enhance the prospects for participatory (as opposed to representative) democratic politics. Increasingly, social and civil associations are using the Internet to interact and to spread their ideas. People are better educated, and more information is available to them. They become aware of a variety of issues and can make knowledgeable decisions. Despite the fact that international communications networks are still far from being global—since many countries, comprising roughly three-fourths of the world's population, do not have the necessary resources to join the global community—the required technology is becoming more and more available.
On the other hand, however, it is rather surprising that republicans have embraced the trendy models of deliberative and contestatory democracy. In many respects, the new paradigm flies in the face of fundamental republican principles. Political deliberation is the kind of approach to politics that the republican tradition has emphatically opposed. Civic republicanism is not about rational analysis and seeking political consensus. It is about devoted engagement and loyal service. Republican political discourse excels in rhetorical effectiveness rather than thoughtful philosophical deliberation. Classical republicans did not debate new civic values but demanded unconditional respect for old ones. They did not appeal to tolerance and fairness but to faith and duty. The paradigms of deliberative democracy and civic republicanism are not merely mismatched; they are fundamentally at odds.
Contestatory democracy is even more at odds with republicanism. For classical republicans, the concept of a “contestatory republic” would be a contradiction in terms. Civic activity means protecting and executing the laws of the res publica, not contesting them. Civic virtue means fulfilling duties and responsibilities, not questioning them. In addition, contestation is not a kind of political activity that produces mutual trust and solidarity. As republicans themselves put it, contestation is an expression of distrust toward political institutions.
Finally, there is a serious danger that deliberation and contestation would actually decrease civic participation. While contemporary political theorists and politicians alike complain about too few people participating in elections and other political activities,67
Cf. Robert Putnam, Bowling Alone: The Collapse and Revival of the American Community (New York: Touchstone Books, 2000).
Thus, attempts to combine the traditional principles of republicanism with the trendy inventions of recent democratic theory are bound to fail. Pettit, Honohan, and Maynor try to make old republican principles more practicable in the contemporary world, but the price they must pay is high. Leaving aside whether the models of deliberative and contestatory democracy are practicable in the first place, their basic assumptions are inconsistent with essential republican values: passionate patriotism, devotion to the res publica, and loyalty, not to mention determination to sacrifice in the name of the common good. As a matter of fact, the contradiction cannot possibly be more acute: contestation and deliberation are closely tied to republicanism's persistent nemesis, the liberal tradition of social contract and political consensus. In their efforts to embrace contestation and deliberation, contemporary republicans seem to be indirectly admitting that some nonrepublican models of civic engagement may be more constructive in today's world.
The idea that civic participation on the part of ordinary citizens is the essence of community has been a mainstay of the republican tradition. Civic activity creates the realm of civil society. Civic virtue and mutual trust make interpersonal bonds stronger and make civil society work more effectively. Adrian Oldfield presents Machiavelli, Rousseau, Hegel, and de Tocqueville as republicans who distinguished two levels of the republican community. While the res publica is a well-organized political body that secures liberty and executes law, the civitas is a moral community. The republic is a centralized body able to formulate and enforce policies and perform military tasks; civil society is a decentralized social order integrating individual and collective interests. Both elements of the republican community need each other, and neither can exist without civic virtue.
Surprisingly enough, the most recent republican literature pays very little attention to the two-sided character of the republican community. Pettit, Viroli, and Honohan express their distrust toward the decentralized nature of civil society. Pettit declares that “freedom as non-domination is not the sort of good that can be left to people to pursue for themselves in a decentralized way; all the signs are that it is best pursued for each under the centralized, political action of all: it is best pursued via the state.”68
Pettit, Republicanism, 274; cf. ibid., 241–46.
Honohan, Civic Republicanism, 234–35.
Pettit, Republicanism, 78.
Honohan, Civic Republicanism, 184.
Maynor, Republicanism in the Modern World, 5.
The strong republican state has numerous functions. Broadly speaking, its main goal is to foster the common good. Some elements of that task have already been indicated. The state brings external security and internal political stability. It defends justice and resolves the tensions between particular and common interests. It promotes the idea of liberty as nondomination and constitutes an institutional framework for self-government. By preventing domination, it advances individual autonomy and independence. All forms of political participation, deliberation, and contestation are administered by the state. The economic market is so notoriously ineffective in providing public goods that the state must secure them.73
Honohan, Civic Republicanism, 159.
Ibid., 198–201.
Pettit, Republicanism, 116–17.
Ibid., 23; Honohan, Civic Republicanism, 201–3.
Such a radical model would be impossible without intense civic virtue. The moral legitimacy of powerful governmental institutions must be strong enough to make vast state intervention unobjectionable. Civic education is the heart of the matter.77
Pettit, Republicanism, 241–70; Maynor, Republicanism in the Modern World, 174–202; Honohan, Civic Republicanism, 170–79; Dagger, Civic Virtues, 117–31.
In classical republicanism, civic religion was a key educational tool. Viroli (Republicanism, 90–97) and Honohan (Civic Republicanism, 175–76) briefly discuss Machiavelli's and Tocqueville's views on religion in the republic but do not incorporate the classical idea of civic religion in their own theories of republicanism.
Maynor, Republicanism in the Modern World, 180–92; Honohan, Civic Republicanism, 174–75.
Pettit, Republicanism, 169.
Ibid., 48.
Major questions arise concerning the applicability of the ideals of the res publica at the level of nation-states or even on a global scale. Classical republicans considered their ideal polity to be relatively small, similar to the Greek city-states or the early Roman republic. (The utopia of James Harrington's Commonwealth of Oceana [1656], described as a large territorial republic, seems to be the sole exception.) Hannah Arendt intended to rejuvenate the classical model of the republic as a small civic body. For centuries, only in such small communities has intense civic engagement been viable. Self-government is most effective when fellow-citizens are also neighbors and believe that their voices will be heard in the community. Citizens are most willing to get involved in civic discussions when they care about small-scale issues: clean and safe streets, good schools, reliable utility systems, and good local hospitals.
Today, global interdependence makes large-scale problems omnipresent and daunting. Environmental hazards, nuclear risks, terrorist threats, international crime, human rights violations, and genocide require well-organized, usually internationally coordinated, responses. The classical models of the res publica offer no realistic answers to such problems. Given the manifold functions of the state as the primary vehicle of republican politics, should modern-day republicans expand their ideal to encompass strong international, perhaps global, governance? Few people embrace the idea of such a world government as a viable option. For many, the prospect is a frightening one.
Likewise, if we are concerned with problems of governance on a global scale, the republican flirtation with deliberative or contestatory democracy seems to hold little promise. Leaving aside whether the vast structures of deliberative or contestatory democracy could be effectively organized in the first place, they would be extremely hard to manage on a global scale. They might be susceptible to malfunctions and lead to frequent gridlocks, which would be especially dangerous in situations of crisis. In that sense, these new models of the democratic state are essentially incompatible with the republican ideal of decisive and resolute executive power. The republic should be vigorous and dynamic, vehement and forceful. When contemporary republicans reshape the classical republic into a deliberative and contestatory democracy, they have to abandon those traditional ideals. One may expect that politics based mainly on deliberation and contestation would make executive power slower to act and less potent.
Finally, as I have noted, the strong moral and civic bonds among citizens that form the cement of the res publica are hardly imaginable on a very large scale. It is much too early to talk about a “global village” or a “global community,” or about social bonds that extend beyond national and religious borders. It is unclear what such notions as international civic spirit or global solidarity would really mean. The ideas of “enlightened global citizenship” and “commitment to humanity” still sound utopian and resemble the goals of rationalistic liberalism rather than spirited republicanism. A global system of civic education also sounds both unrealistic and unattractive. It is rather disappointing that contemporary republicans do not even try to solve these daunting problems related to civic virtue—the very heart of republicanism.
Thus, on the one hand, the traditional republican conception of the strong state, applied on a global scale, would bring more serious dangers than it would potential advantages. A free and strong global republic, resolutely administering far-reaching economic redistribution or civic education, does not seem to be a real option. On the other hand, the new models of deliberative or contestatory democracy coopted by many contemporary republicans are inconsistent with important republican ideas. The strong republic cannot be based on contestation and deliberation. Devoted civic engagement repudiates rational political deliberation. Contestation does not build strong civic bonds.
It remains an open question whether the concept of global citizenship can inspire billions of people, and not just a few political theorists and activists. I argue that the civic republican concept of citizenship fails as a fertile source of such inspiration. The list of reasons for this failure is long. The republican idea of identity is too narrow. Rhetorical relativism makes republican liberties and responsibilities dangerously partisan. Deliberative and contestatory political participation seems both ineffective and essentially nonrepublican. The strong republic could not be managed on a global scale. Some elements of the contemporary republican concept of citizenship are mutually inconsistent and often rather anachronistic. All in all, it is hard to conceive of the republican citizen as a “citizen of the world.” Since we are still at the beginning of the globalization process, we should seek other models of citizenship that would enable us to deal with global problems in an effective way.