1. Introduction
It is easy to come away from Kant’s works on practical philosophy with the impression that he subscribes to the view that all human action is based on maxims. That is, it can seem as if Kant holds that all human action is based on certain principles or rules that we adopt for ourselves. In fact, many commentators write as though there could be little doubt about this point. Thus in outlining Kant’s theory of action, Paul Guyer writes that ‘an agent never acts without some maxim or other’ (Reference Guyer2000: 293). Karl Ameriks holds that, on Kant’s view, ‘every human action implicitly involves some maxim’ (Reference Ameriks2005: 220). And Onora O’Neill similarly states that ‘(mere reflex apart) we always act on some maxim’ (O’Neill Reference O’Neill1989: 151).
Others recognize more ambiguity in Kant’s view, but nevertheless tend to come down firmly in agreement with writers like Guyer, Ameriks and O’Neill. One example is Jens Timmermann. Timmermann believes that Kant distinguishes among different types of maxims. But he holds that there is one type of maxim – ‘first-order maxims’ – that people always act on: ‘Whenever we act in the full sense of the word … we act on some maxim of this sort’ (Timmermann Reference Timmermann2000: 40). This interpretation implies that there are other kinds of maxims that we do not always act on. But it is even so yet another example of the sort of view according to which Kant takes all actions to involve certain maxims. So it is no wonder that when Robert Gressis recently reviewed the contemporary literature on Kant’s notion of a maxim, he concluded that there is ‘significant agreement’ among commentators that Kant thinks that ‘everyone always acts on maxims’ (Gressis Reference Gressis2010b: 235).
Let us call this position the descriptive reading of Kant’s account of maxims. At first blush, the textual evidence in favour of the descriptive reading appears strong. In the Groundwork, for instance, Kant declares that a maxim is ‘the principle on the basis of which the subject acts’ (G, 4: 420).Footnote 1 This is one example of the sort of statements that can make it seem as if Kant holds that it is a descriptive fact about human action that our actions are always based on certain principles (‘maxims’). Another reason why many commentators subscribe to the descriptive reading might be that when Kant discusses four examples of people who reflect on whether their conduct is right in the Groundwork, he describes at least the first two as reflecting on whether they are acting on a maxim that could be made into a universal law. This can also be taken to suggest that people always act on certain maxims.Footnote 2
In spite of the broad consensus among commentators, I think that the descriptive reading should be rejected. I believe that Kant instead holds the normative view that human actions should ideally be based on maxims, even if it is not actually the case that people always (or even typically) do act on maxims. He holds that it is right and admirable to have a set of maxims, but that it is rare to find people who are not only principled, but also firm and constant in their adherence to their principles. The idea of acting on maxims is a normative ideal, not a description of human action. Call this the normative reading of Kant’s account of maxims (cf. Albrecht Reference Albrecht1994; Raedler Reference Raedler2015).
In what follows, I argue that not only is it (a) more charitable to read Kant in the normative way, since the idea that we always act on maxims offends against common sense. It is also the case that (b) the normative reading fits better with Kant’s various claims throughout his ethical writings about maxims and about whether people always act on them. Hence I conclude that Kant is a normative rationalist, rather than a descriptive rationalist. He holds that, if we were to perfectly conform to the normative ideal of always letting our reason govern us, then we would indeed always act on certain principles or maxims of reason.Footnote 3 But we don’t always conform to the ideal of being ruled by our reason. And so we don’t always act on the basis of principles and maxims.Footnote 4
To prepare the ground for my argument, I first discuss the question of what exactly a maxim is in some detail (section 2). In doing so, I consider various examples Kant gives of maxims (both of ones fit to be universal laws and ones unfit to be universal laws). I also consider various abstract characterizations of what maxims are that Kant offers us throughout his works. This gives us a complex and quite demanding idea of what it is to act on a maxim. With this understanding of what it is to act on a maxim in place, I turn to the merits of the descriptive and the normative readings of maxims and their relation to human action. I argue that the descriptive reading has various problems that the normative reading does not have (section 3). I conclude, on this basis, that the idea of acting on maxims is a normative ideal for Kant, not a descriptive theory of the nature of human action (section 4). I briefly relate this thesis to Kant’s views about good and evil (section 5) and end by addressing two possible worries that might be raised about the normative reading (section 6).
2. ‘Maxims’?
In order to be able to evaluate the question of whether, as Kant sees things, we always act on maxims, we need to know what Kant means by maxims. And for this discussion not to be too abstract or too general, it is useful to have a set of concrete examples of maxims that we can refer back to and test our interpretation against. Here therefore is a set of examples of maxims. I have sorted these into five examples of maxims Kant says are unfit to be universal laws and five examples of maxims that Kant says are fit to be universal laws:
These examples might seem like a rather motley crew.Footnote 5 I think, however, that a look at Kant’s various statements about what maxims are makes it possible to explain both what these examples of maxims have in common and what Kant means by maxims in general. To anticipate, I argue that Kant’s idea of a maxim has the following key features: a maxim is (i) a basic principle in the form of (ii) a self-imposed rule that is (iii) intended for repeat-use, and which (iv) either states an end or says how to pursue certain types of ends.
Maxims are Basic Principles
It would have been helpful if Kant had given us a detailed discussion of what maxims are in one of his main works. What we instead have to work with are scattered remarks throughout his books. It might be that Kant thought it would be obvious enough what is meant by maxims, but the variety of views concerning what maxims are in the literature suggests that he would have been wrong about that (cf. Gressis Reference Gressis2010a, Reference Gressis2010b). In any case, one crucial thing to notice is that Kant often uses the German term Grundsätze when he talks about what maxims are. This is noteworthy because Grund means basis, foundation or ground – whereas Satz (the singular of Sätze) means principle or law. This means that Kant thinks that maxims are not just any old intentions or plans, but a form of ‘basic principles’ or ‘foundational laws’.Footnote 6 Consider, for example, the opening sentences of Kant’s Critique of Practical Reason, his main work on the workings of our practical reason:
Practical foundational principles (praktische Grundsätze) are propositions that contain a universal determination of the will, which have several practical rules under them. They are subjective, or maxims, when the condition is regarded by the subject as holding only for her will; objective, however, or practical laws, when cognized as objective, i.e. as valid for each reason-endowed being. (CPrR, 5: 19)
We here learn that maxims are ‘practical foundational principles’ that ‘contain a universal determination of the will’ that ‘have several rules under them’. The first thing to note, then, is that a maxim is a basic principle (Bittner Reference Bittner1974; Höffe Reference Höffe1977).
Maxims are Self-Imposed Rules
The formulation above according to which maxims are basic principles under which there may be ‘several rules’ might suggest that Kant makes a distinction between practical principles and rules. I think, however, that Kant did not mean to make such a distinction. The reason for this is that Kant sometimes explains what he means by a maxim by saying that it is a ‘rule that the subject makes for himself’ (e.g. Rel, 6: 21; G, 4: 438). For example, in the Metaphysics of Morals, Kant writes that ‘the rule of the actor, which he himself on the basis of subjective grounds makes into a principle, is called his maxim’ (MM, 6: 225). The idea, then, seems to be that the person who has some maxim needs to make a decision to adopt something as a rule, and that she must do so for reasons of her own (= ‘subjective grounds’). I do not think that this means that the person whose maxim it is necessarily needs to be the author of the content of the principle or rule. This would give rise to rather strenuous demands for originality in what principles we follow. I rather think that what Kant means is that for principles or rules that we follow to qualify as maxims of ours, it must be that we reflectively endorse these principles or rules (cf. Korsgaard Reference Korsgaard1996: ch. 2). If a person, for example, unreflectively follows the rules of grammar of her mother tongue, she is not governing herself on the basis of various maxims of language.Footnote 7 If she, in contrast, reflects on how to treat others, and she decides that she wants to ‘love her neighbour as herself’, then this ‘maxim of benevolence’ (as Kant calls it) becomes a self-imposed rule for the person in question. It is thereby not only a principle or rule she is following, but also one of her maxims.
Maxims are for Repeat-Use
Suppose that I decide that, during my vacation this year, I will make a trip to St Petersburg to see the famous art museum there. Have I thereby made it into a maxim of mine that I will see the art in St Petersburg? I think not. Merely forming an intention regarding what to do on some specific occasion – such as during this year’s vacation – is not to adopt a rule or principle for oneself. And none of the ten examples of maxims above take the form ‘on this specific occasion, I will do X’. Rather, these examples are formulated in ways that suggest that, if we were to adopt these maxims, our decision would rather take the form ‘from now on, I will do X’. Kant also talks about maxims as involving ‘immutable’ and ‘firm principles’ (Anth, 7: 292). The adoption of a maxim, then, involves the imposition of a certain regularity upon our practical lives as agents. The more we just do whatever we feel like at the moment – something else that we might do while on a vacation! – the less we can be said to act on maxims. In contrast, the more we try to govern ourselves on the basis of a set of general directives for what to do and not do, the more we can be said to act on the basis of certain maxims. This does not mean that the agent with maxims never improvises. It rather means that, like many great jazz musicians, her improvisation is constrained, directed and regulated by certain general ideas about what to do and not to do.
Maxims either State General Ends or Involve Commitments about How to Pursue Certain Kinds of Ends
It is sometimes thought that all ‘well-formulated’ maxims specify particular actions or means to take for the purpose of specific ends (e.g. Johnson Reference Johnson2008; Korsgaard Reference Korsgaard2009). This, however, does not fit with Kant’s various examples of maxims, and especially not with his examples of maxims fit to be universal laws (Nyholm Reference Nyholm2015a). Many examples of maxims instead state certain general ends (‘act law-abidingly’, ‘love your neighbour as yourself’, ‘make yourself more perfect than nature has already made you’, etc.). What is important to note is rather that maxims always do contain certain ends – something that Kant also explicitly notes: ‘[maxims] always contain ends’ (MM, 6: 395). What all maxims have in common with respect to means and ends, then, is that they all contain ends – whereas only some maxims also speak to what means to use (or not use) in the pursuit of our ends.
To sum up this section: by surveying Kant’s various examples of maxims (both ones suited to be universal laws and ones unsuited to be such laws) and his scattered claims about what maxims are, we get a rather complex and demanding idea of what it is to have and act on a maxim. A maxim is a basic principle in the form of a self-imposed (or reflectively endorsed) rule, which is intended for repeat-use and which contains some end. With this complex and demanding idea of what it is to act on maxims in place, let us now turn to the descriptive and normative readings of the Kantian idea of acting on maxims.
3. Problems with the Descriptive Reading
The descriptive reading, to repeat, holds that ‘everyone always acts on maxims’. If this were so, the following would hold. Everyone always acts on the basis of self-imposed (i.e. reflectively endorsed) fundamental principles that state certain basic ends and that are intended for repeat-use. There are, I think, two main problems with this view. First, it is rather implausible to think that people always act in such ways, which makes it uncharitable to attribute this view to Kant. Second, Kant makes various claims that suggest that he himself does not hold this view in the first place.
Problem 1. It is implausible to think that people always act on maxims, if maxims are understood in the way elucidated above.
It is quite plausible to interpret human beings as differing in how reflective and principled they are. Some people are very conscientious and reflective. Others are the opposite. Some people dislike the thought of having too many rules and principles, like Lord Henry in Oscar Wilde’s The Picture of Dorian Gray, in whose mouth Wilde puts the line ‘I like people better than principles, and I like people with no principles better than anything in the world’ (Reference Wilde2006: 12). Even among those who are very conscientious and reflective, it is hard to swallow the idea that there are people who consistently and robustly govern and direct their own actions on the basis of the sort of self-imposed rules that Kant described.
Let Kant himself serve as our example of somebody who tries to stick very firmly to a regime of self-imposed principles and rules. Kant was convinced that a daily walk was a good way of maintaining his health. He was known in Königsberg for the regularity with which he adhered to his routine of taking a walk at a certain hour every day. According to one famous anecdote, however, Kant broke this routine on one occasion when he was so fascinated by one of Rousseau’s books that he could not put it down. He subsequently kept reading rather than stopping for his daily walk. It seems clear that when Kant was reading with great interest, thereby offending against his self-imposed rule of taking his strictly scheduled walk, he (a) was performing an action (namely, reading), even though (b) he did not seem to be acting on the basis of a firm self-imposed rule, but rather (c) against a strict self-imposed rule of his. Whether or not this anecdote is true, it does seem to illustrate that our common conceptions of agency very clearly allow for the possibility of actions (such as Kant’s reading of Rousseau’s book) that are not regulated or directed by self-imposed principles or rules intended for repeat-use.
Consider next the case of Ethan Couch, the Texas teenager whose claim to fame (or infamy) is that his lawyer successfully was able to lighten his sentence by means of the ‘Affluenza defence’. On a fateful day, Couch had borrowed his father’s car without permission. He had been caught on surveillance camera stealing beer in a convenience store. And he had gotten himself into a car accident through reckless driving, all while under the influence of Valium. Couch’s actions resulted in the deaths of four people, and serious injuries to an additional two people. His lawyer managed to lighten his sentence to rehab and ten years of probation, by arguing that Couch was ‘the product of wealthy, privileged parents, who never set limits for the boy’.Footnote 8 Whatever the facts of the case may have been, it is quite plausible to think that Couch might be the sort of person who spends very little time reflecting on what principles and rules to set for himself and equally little time trying to conform his actions to such self-imposed principles and rules. Does this mean that Couch is not an agent? Does it mean that he does not perform any actions? Intuitively, we want to say no. And the criticism with which the ‘Affluenza defence’ was met suggests that the general public would not accept any such conclusion either.
Cases such as Kant’s and Ethan Couch’s suggest that it is not the case that people always act on maxims. They suggest that there is variation in how prone people are to act on maxims, and also that even those who are very prone to do so (such as Kant) do not always act on maxims.Footnote 9 This means that, if Kant held the view that we always act on maxims, his view would offend very strongly against our common-sense ideas about human action. It is therefore uncharitable to interpret Kant in the way that defenders of the descriptive view do.
This problem – that it seems clear that we do not always act on maxims – is not something that has been lost on defenders of the descriptive reading. Various attempts to explain how it might be that we always act on maxims without realizing this have, accordingly, been made. Here are three examples. Onora O’Neill has suggested that, whereas we always act on maxims, we do not always know what our maxims are, because the notion of a maxim is a mere ‘idea of reason’ (O’Neill Reference O’Neill1989).Footnote 10 Second, Dieter Schönecker and Allen Wood hold that while we are often aware of our maxims, it is nevertheless the case that we sometimes follow maxims in a non-conscious way, just as we tend to follow rules of grammar in non-conscious ways (Schönecker and Wood Reference Schönecker and Wood2008: 102–3). Third, Timmermann claims, as noted in the Introduction, that whereas there are certain kinds of maxims that we do not always act on, it is nevertheless the case that there is one kind of maxim, ‘first-order maxims’, that we always act on (Timmermann Reference Timmermann2000).
I think that these kinds of responses are problematic. Take, for instance, O’Neill’s claim. It is hard to square this idea – according to which we often do not know what our maxims are – with the idea that we are under a categorical imperative of reason to act on the basis of maxims we can at the same time will as universal laws. In order for the categorical imperative to be an imperative we can intentionally follow, it must be that we are able to know and decide what maxims we act on (Raedler Reference Raedler2015). But this is not the only problem with O’Neill’s suggestion. We have also seen that Kant thinks of maxims as principles or rules that we impose upon ourselves. This clearly implies that we are conscious and aware of what our maxims are, if and when we adopt maxims. To be sure, circumstances and situational pressures can lead us to behave in accordance with social norms and various other patterns without our realizing it. But to unknowingly behave in ways that conform to certain patterns is very different from deciding to adopt certain basic principles or rules (namely, maxims) for ourselves.
This also suggests that Schönecker and Wood’s suggestion is problematic. It might be true that we sometimes follow rules we have reflectively endorsed and adopted for ourselves without putting too much thought into it. But Kant seems to think of the paradigmatic case of acting on maxims as being a case in which we deliberate about how to act and do so with the help of some principle or rule that we endorse. He seems to hold the view that the more we are inclined to act in certain ways without reflecting on what rules or principles we are following, the less we can be said to be acting on maxims of our own choosing.Footnote 11 As I noted above, following maxims of action seems to be quite different from unreflectively following rules of grammar. Whereas the former involves reflection and personal choice, the latter is done without reflection and without much or any choice.
Consider next Timmermann’s suggestion that we always act on certain ‘first-order maxims’. This seems to be an idea that is best understood as the thesis that we always act on the basis of certain intentions. But as I noted above, to act on an intention is not sufficient to qualify as acting on a maxim we have adopted for ourselves. We can form intentions about how to act on specific occasions, without making any kinds of commitments about how to act in other cases. Again, we might decide to go to St Petersburg on a holiday just this one time. Or to use a nastier example, we might decide to do something immoral, such as cheating on some test, ‘just this one time’ – without making any commitments about how to act on other occasions. And so even if it is plausible to say that we only act if we act on certain intentions (which we can here assume for the sake of the argument), that does not mean that we always act on maxims. Maxims aren’t identical to intentions. The conclusion that we always act on maxims does not follow from the premise that we always act on intentions.Footnote 12
More generally, we face the following choice. Either we follow Kant in understanding maxims in the way specified above, in which case it becomes highly implausible to say that we always act on maxims. Or we insist that we always act on maxims, in which case we need to understand the idea of maxims in some way that does not conform to what Kant himself takes maxims to be. It seems that writers who insist that we always act on maxims go down the second path. This way of thinking about maxims appears to use a trivialized or watered down understanding of the idea of having certain maxims. It is better to reject the idea that we always act on maxims.
Problem 2. Kant makes many remarks that suggest that he does not think that people always act on maxims.
The considerations raised in the foregoing paragraphs prompt the following question: does Kant himself explicitly or implicitly comment on whether we always act on maxims? Kant does not directly address the question of whether or not we always act on maxims in his most famous and most widely read works on practical philosophy, like the Groundwork and the second Critique. But he speaks to this issue in other works, both earlier and later. In addition to remarks that speak directly to whether people always govern themselves on the basis of principles and maxims, we will here also focus on two main kinds of remarks: first, expressions of approval towards people (actual or imagined) who Kant thinks of as acting on maxims. Second, remarks about how it is by adopting and acting on maxims that people can build character and become virtuous.
Recall first that one of the defining features of maxims, as Kant described them, is that maxims are practical Grundsätze, i.e. basic principles. It is a recurring theme in Kant’s writings that it is admirable and respect-inspiring to have certain basic principles that we act on. It is also a recurring theme – which runs from earlier works to later works – that we do not always act on basic principles. Consider first Kant’s distinction between what is beautiful and what is sublime in human nature – or in the proper functioning of the human agent – in his early work Observations on the Feeling of the Beautiful and the Sublime. There Kant writes that ‘Those among human beings who act on basic principles (Grundsätzen) are but few’ (2: 227).
This, Kant comments, is a not necessarily always a bad thing. Some people who act on basic principles have bad principles. It can sometimes be better if people act on good instincts (ibid.). However, what is sublime and dignified in human nature, Kant nevertheless adds, always has to do with our ability to act on principles, whereas our capacity to act on, say, benevolent impulses or sympathetic feelings is a beautiful aspect of our nature.Footnote 13
At the same time, Kant does express a certain amount of admiration even for those who act on bad maxims, or bad basic principles. Consider the following two claims, the first one taken from the 1798 Anthropology from a Pragmatic Point of View, the second from Kant’s lectures on pedagogy:
Even a person of evil character (like Sylla [the ancient Roman dictator]) who repulses us because of the violence of his firm maxims, is at the same time an object of admiration. (Anth, 7: 293).
In an evil person the character is very bad … though it pleases us when he acts on his intentions and is steadfast. (Ped, 9: 488).
If it were the case that Kant thought that people always acted on firm and steadfast maxims, it would be very odd of him to claim that it is pleasing and admirable for people to act on firm and steadfast maxims, even if these are bad and violent in their contents. Suppose, in contrast, that Kant thinks (as he did when he wrote the Observations in 1764) that it is a rare thing – and a sort of achievement – for people to act on the basis of firm and steadfast maxims. Then it suddenly makes more sense that he would express a kind of qualified approval even of those who act on evil or bad maxims.
Now as these claims just quoted suggest, Kant thinks that adopting certain maxims and being firm in our adherence to these maxims is a way of building a character. This is something that Kant thinks takes effort, and that not all of us succeed in doing. Consider the following crucial passage from the Anthropology:
To be able to say of a human being that ‘he has character’ is not only to say a lot about him by way of praise; because it is also something rare, which inspires esteem and admiration towards him … To have character … refers to the property of the will, according to which the subject binds himself to certain practical principles, that he uses his reason to impose upon himself … Whether these basic principles be wrong and mistaken, there is still something about the form of a will that acts according to firm basic principles (and which doesn’t jump around like a swarm of mosquitoes) that is in itself valuable and admirable; even if it is something rare. (Anth, 7: 291–2).
For anybody who wishes to claim that Kant thinks that we always act on maxims – and who also wishes to have ‘maxim’ refer to the same thing as Kant takes it to refer to, i.e. self-adopted basic principles, etc. – this passage is a pretty bitter pill to swallow. Kant is saying that it is a rare thing to have a firm character, where this consists in having certain firm principles. He states that it is admirable and valuable when people do have such principles. Again, if maxims are defined as self-imposed basic principles, this directly implies that having maxims that we follow is something rare – rather than a necessary aspect of all actions. It implies that it is an achievement to have and act on maxims.
The theme of having maxims as a way of building character and being virtuous is also one that we find in the part of the Metaphysics of Morals that Kant calls the ‘doctrine of virtue’. There Kant at one point writes that ‘virtue is the strength of people’s maxims in their following their duty’ (MM, 6: 394) This suggests that being virtuous, as Kant sees things, requires first having character (i.e. having certain basic principles that we follow). It also suggests that this character needs to be in accordance with our duty. It suggests that virtue has two parts: it requires having certain maxims, and it requires that those maxims be fit to serve as universal laws. And Kant does not think that all people are virtuous. Instead, he thinks that it is quite possible to make practical decisions that undermine our character, i.e. that undermine our ability to act on the basis of self-adopted principles. He writes, for example, that:
Concerning the duty the human being has to himself merely as moral being[:] … this consists in the formal harmony of the maxims of his will with the dignity in his person; that is, in the prohibition against robbing himself of the privilege of a moral being, namely, to act on principles, i.e. inner freedom, and [hence] not make himself into a plaything for mere inclinations… (MM, 6: 420).
Suppose it were the case that we always acted on maxims, and this were not only a normative ideal. It would then not make sense to claim, as Kant does here, that it is a duty and prerogative to act on principles and to avoid making ourselves into the plaything of mere inclinations. Something that we always do whenever we act cannot be a basic duty and special prerogative. It cannot be a distinctive sign of character and virtue. So we should conclude that the idea of acting on maxims is a normative ideal, not a defining feature of all human action.
4. The Normative Reading of the Idea of Acting on Maxims
To take stock: in the last section, I argued that (a) the idea that we always act on self-imposed principles and rules clashes starkly with our common convictions and assumptions about human action. We also noted that (b) it is the case that Kant thinks of acting on self-imposed rules and principles as something rare, as an admirable achievement, and as a way of building character and being virtuous. These are strong reasons to substitute a normative reading of the idea of acting on maxims for the widely held descriptive reading. That is to say, it is not the case that everyone always acts on maxims. Rather, as Kant sees things, it is a normative ideal that people should always try to act on maxims. In other words, it is a distinctively Kantian normative ideal to regulate, direct and govern our specific actions and overall agency on the basis of a set of fundamental principles that we reflectively endorse and adopt for ourselves. This is what the normative reading of the idea of acting on maxims holds.
If this indeed is Kant’s view, then how can we fit it into Kant’s overall practical philosophy? I will discuss this question further in the next two sections. But I first wish to make the following observation about what it means for the idea of acting on maxims to be a normative ideal within a Kantian theory of ethics. The idea is actually rather simple, having only two main parts. The first part is that what we ought, or have ethical reason, to do is determined by ‘our will’ as it would be if our ‘reason were practical without obstacles’ (G, 4: 449). The second part is that Kant thinks of reason as a ‘faculty of principles’, i.e. as a law- and order-imposing, or rule- and principle-imposing, faculty (A299–300/B356–7; MM, 6: 214). Reason is, Kant writes, ‘the capacity to judge and (with respect to practice) to act on the basis of foundational principles’ (Anth, 7: 199). So suppose that, following Kant, we understand reason as an essentially ‘active’ faculty whose distinctive activity is to impose order and principles upon objects of its consideration (G, 4: 452). Suppose also that we think of what we ought to do as being what we would do if our reason had complete control over our decision-making. Then it immediately follows that one of the things we ought to do is to govern ourselves on the basis of a set of basic principles. It follows, in other words, that acting on maxims (= basic practical principles) is one of the things we ought to do.Footnote 14 This is one of the things we would do if our reason had full control over our practical lives as agents.
To make this a little more concrete suppose that, like Kant and most people, you have a general interest in maintaining your health. The way to make this interest conform to the ideal of acting on maxims is to adopt, say, a general principle to promote your own health, and perhaps also certain more specific rules for what to do in order to maintain good health. Suppose next, by way of comparison, that you indeed have a general desire to be healthy, but that you lack any principled commitments regarding your health. Perhaps you tend to experience unpleasant feelings at the thought or experience of ill health. And you might instinctively avoid what you spontaneously perceive as clear threats to your health. If so, you still do not yet fully use your reason (as Kant thinks of it) in your concern to stay healthy. In contrast, if you start formulating general goals and principles with respect to your health, and you decide to try to firmly stick to these goals, then only at this point can you be said to be adopting maxims relating to your health. Only then are you fully using your reason with respect to your concern to be healthy. Only then, in other words, are you following the normative ideal of acting on the basis of maxims in the particular domain of health.
Return now to the issue of how Kant’s view is related to common-sense ideas about human action. I think that it is clear that the normative account of acting on maxims fits better with our ordinary ideas than the descriptive reading does. It is surely not the case that our actions always make full use of our ability to adopt principles and formulate rules. We certainly do not do this with respect to all different aspects and domains of our lives. It is much more plausible to think that we might do this only with respect to certain aspects of our lives, and that we might then do this in more or less elaborate ways.
How we think about our own health seems to be a case in point. People do sometimes reflect on whether or not they are living in a healthy way. They do sometimes adopt principles and rules for themselves regarding how to maintain good health. These include choices pertaining to diet and exercise and the like. So this seems to be a domain in which many people at least partly tend to conform to the Kantian ideal of having and acting on maxims. But it is at the same time hardly a domain within which people conform to this ideal in a very perfect way.
We might think, for example, that we should abstain from certain kinds of foods for health reasons, or that we should do a certain amount of exercise each week, without perfectly conforming our actions to these maxims of health. Whether or not we agree with Kant that it is an admirable and valuable goal to have and act on maxims, it does seem very plausible to think that this is an ideal, rather than a description of human action. And insofar as we do conform to this ideal within some area of life (such as health), this will usually be a partial conformity. As Kant says in the quotes above, it does seem to be a rare thing to find people who have a very strong character based on a set of basic principles or maxims that they firmly and steadfastly adhere to.
We should make a distinction here between (i) whether people have reflectively endorsed, or imposed upon themselves, certain guiding principles and rules, on the one hand, and (ii) the robustness or firmness with which people stick to their principles or rules, on the other. Reflectively endorsing certain rules and principles and also firmly sticking to these is a more demanding ideal – and therefore something more rare! – than reflectively endorsing certain rules and principles and then not consistently sticking to these. Think, for example, of New Year’s resolutions, and the firmness (or lack thereof) with which people stick to these. Or think of many dieters’ ability (or lack thereof) to stick to their diet in a consistent and firm way over time.Footnote 15 When Kant says that it is a rare thing to find somebody with a true character, what he means is most likely in part that it is rare to have people who are able to firmly and robustly stick to principles and rules that they impose upon their own agency. This all implies that the normative ideal of acting on maxims actually has two different parts: first, to lay down certain basic maxims for ourselves and, second, to remain firm and constant in our adherence to these maxims. Choosing a set of basic principles for ourselves only amounts to a partial realization of this ideal. Full realization also requires sticking to these maxims in a firm and constant way.Footnote 16
5. Interlude: Good and Evil
I have just argued that the idea of acting on maxims is an ideal, not a description of human action. Before considering two possible objections to this view, I wish to now briefly comment on how the normative reading of maxims relates to Kant’s doctrine of radical evil in Section One of Religion within the Boundaries of Reason Alone. Many interpret this doctrine as implying that we always have a ‘highest maxim’ that determines whether we are good or evil. This would mean that there is always at least one maxim on which we are acting. I think, however, that we do not need to read Kant’s discussion of radical evil in that way.
The issue that Kant is dealing with in Section One of the Religion is whether human nature is innately good or evil. And when he discusses this question, Kant does not say that we all actually have a highest maxim that makes us, as individual human beings, good or evil. What he instead does is to argue that there are certain predispositions and propensities within our shared human nature. These include a predisposition towards moral goodness and a propensity towards evil. Specifically, Kant argues that there are predispositions in our nature that incline us to adopt both maxims of a moral nature and maxims related to ‘self-love’ (i.e. maxims with whose help we can promote our own happiness). These can both, Kant thinks, be seen as predispositions towards goodness (Rel, 6: 26–8). But there is also, Kant argues, a ‘propensity towards evil’ within our human species. This is a propensity to subordinate morality to self-love. It is a propensity to make it our principle to, in cases of conflict, favour self-love over morality. This propensity is evil not only because it subordinates morality to self-love. The worst thing about it is that it is a propensity that inclines us to subordinate morality to self-love as a matter of principle (Rel, 6: 34–5).
Notice that this doctrine does not state that all human beings actually do adopt maxims according to the just-described pattern. It instead states that there are predispositions and propensities within our human nature that incline us towards this pattern. And just as, say, a genetic predisposition to contract some disease does not necessarily result in our contracting that disease, nor do predispositions and propensities to adopt maxims according to certain patterns necessarily result in our adopting maxims according to those patterns (or, for that matter, in necessarily adopting any maxims at all). So we cannot use Kant’s doctrine of the radical evil in human nature – a theory about what predispositions and propensities towards maxim-adoption we have in our nature – to argue that all people do, as a matter of fact, always act on maxims whenever they act.
Some writers, however, think that a remark that Kant makes in the course of his discussion of radical evil nevertheless suggests that we always act on maxims. This is the remark that ‘free choice has the characteristic, entirely peculiar to it, that it cannot be moved by any incentives expect insofar as it incorporates these into maxims’ (Rel, 6: 23–4). On the basis of the assumption that all human choices are free in this particular sense, this is sometimes taken to imply that Kant holds the view that all our choices involve the incorporation of certain incentives into certain maxims (cf. Allison Reference Allison1990). But this interpretation ignores the overall context in which the just-cited remark occurs. When we zoom out a little and look at the context, I think we can see that Kant does not mean to suggest that all choices are based on incentives incorporated into maxims.
In the context where he makes this remark, Kant is talking about the conditions under which it is possible to regard exercises of agency as morally good or morally evil. He is arguing that it is only if we do something as a matter of principle (if we make something into a maxim of ours) that it is possible for our exercise of agency to qualify as an instance of either moral goodness or moral evil. This allows him to consistently take many exercises of agency to be neither morally good nor morally evil. And he clearly thinks that there are instances of human agency that are not best judged in those terms. In the second Critique, for instance, Kant writes that it is ‘beautiful’ to benefit others out of sympathy, but that we do not yet exemplify moral goodness if we are moved by such motives (CPrR, 5: 82). The idea is that genuine moral goodness, as opposed to beautiful agency, requires the presence of a principle or maxim on which we act. Similarly, if we lash out at somebody in anger, this would not necessarily qualify as an instance of evil, even though it might be very bad in some other sense. For an instance of violence to be an instance of evil, on this view, it must be based on a personal principle or maxim of ours.
It should also be noted here that, in the passages discussed above, Kant himself observes that common experience suggests that people are neither wholly good nor wholly evil (Rel, 6: 22). And he does not say that this is a mistaken impression. What he instead says is that in ‘ethics’ (by which I think he means ethical theorizingFootnote 17 ), it is important to ‘as far as possible’ try to avoid anything ‘morally intermediate’ (ibid.). Kant then describes a position he calls ‘rigourism’. This is a theory that does away with the ambiguities and messiness we encounter in real life. It portrays everyone as having a basic mind-set (Gesinnung) whereby they either adopt the moral law as a highest maxim (= good) or choose not to do so (= evil) (6: 24). But this is presented as a piece of theoretical idealization useful for ethical theorizing, not as a descriptive theory of actual human agency. Hence Kant’s discussion of ‘rigourism’ cannot be used as an argument for the descriptive reading of maxim-adoption or an objection to the normative reading. What is more, Kant does not pledge allegiance to rigourism. The most he does is to say that it is a form of ‘praise’ to call it ‘rigourism’ (6: 22).
Kant’s view of good and evil, then, does not imply that people always act on maxims. On the one hand, he posits certain predispositions and propensities towards good and evil in human nature – which does not mean that he thinks that people necessarily always act on maxims. On the other hand, he thinks that only those exercises of agency that involve maxims can be understood as instances of moral goodness or evil – which also does not entail that people always act on maxims. What this means is that neither of the two main theses that Kant defends regarding goodness and evil in human nature and agency implies that people always act on maxims. Kant can consistently propound those two theses about moral goodness and evil while also taking it to be a normative ideal for us human beings to always govern ourselves on the basis of certain maxims.
6. Concluding Remarks
Having articulated and motivated the normative reading of the idea of having maxims, I now wish to end by briefly discussing two possible worries that might arise. Recall first that I said at the beginning that one reason that people endorse the descriptive reading is that they think of Kantian moral reasoning as beginning by attributing a certain maxim to agents and then asking whether that maxim is also fit to be laid down as a universal law. If it is the case that people do not always act on maxims, and this instead is an ideal, does this not mean, it might be worried, that Kantian moral reasoning becomes impossible? Does it not mean that it becomes impossible to reason about whether actions are right or wrong using the formula of universal law?
I think that this worry is not as serious as it might seem. The reason is that it overlooks the distinction that Kant makes in his major ethical works between the ‘legality’ and the ‘morality’ of our actions (e.g. CPrR, 5: 71; MM, 6: 219). This is sometimes also expressed, as it is at two places in the second Critique, as a distinction between whether we are following merely the ‘letter’ or also the ‘spirit’ of the moral law (CPrR, 5: 83, 152). To put it in yet another way, this is the distinction between acting in accordance with duty and acting from duty (G, 4: 397). It is always possible to decide whether actions have the property of ‘legality’ by following the ‘letter’ of the law and being ‘in accordance with duty’. We decide this by asking whether a person who was governed by a maxim that could at the same time be a universal law could perform the given act, on that basis, in the circumstances (cf. G, 4: 439). It is possible to do the right thing, even if we do not do it for the right reason. And to reason about whether somebody is doing the right thing, what we can do is precisely to attribute a maxim to her – whether or not this is actually a maxim she is acting on, if she is acting on any maxim at all – and then ask whether that maxim could at the same time be a universal law.
We cannot directly know what maxims others are acting on anyway. And so any reasoning about others’ actions requires thinking in terms of whether somebody who acted on a maxim fit to be a universal law could perform their actions in the circumstances. When it comes to our own actions, if we know ourselves not to be acting on any self-imposed rule or principle in some situation, we can ask what rule or principle might lead anybody to act as we do, and then ask whether that would be a principle or rule that at the same time could be laid down as a universal law. This is how to reflect on whether given actions under evaluation would have the property of ‘legality’ by being in conformity with what the law requires.Footnote 18
When it comes to the ‘morality’ of our actions, or whether we are acting from duty and thereby exhibiting true moral worth, this does depend on whether we are actually acting on a self-imposed maxim and whether that maxim is also fit to be laid down as a universal law for all. And so it can be that many actions that have the property of legality, or of being in accordance with the law, lack the property of morality (Moralität) precisely because the agent lacks any maxim that is guiding her decision-making in the relevant way.
As this helps to illustrate, and as is also indicated by the fact that the universal law formula is supposed to be the principle of a ‘good will’, the universal law formula actually contains two separate precepts: first, to govern ourselves on the basis of maxims (i.e. self-imposed basic principles, etc.) and, second, to choose those maxims on the basis of their fitness to also be laid down as universal laws. It is possible to act without acting on maxims. It is also possible to act on maxims without thereby acting on maxims that are fit to be universal laws. And so a formula such as the formula of universal law requires of us both that we adopt certain maxims and that these maxims have the further property of being ones that could also be universal laws for all (Nyholm Reference Nyholm2015b; cf. Bittner Reference Bittner1974; Höffe Reference Höffe1977).
What, lastly, about passages that can make it seem as if Kant does think that we always act on maxims? What, for example, about the definition of a maxim in the Groundwork according to which a maxim is ‘the principle on which the subject acts?’ Does not this and other similar passages suggest that people do always act on principles? By way of conclusion I wish to suggest that such passages can – and should – be read as elliptical. More fully spelt out, what Kant is saying in such passages, I believe, is the following. Insofar as people do act on certain self-adopted principles, then those principles are called maxims. Kant never explicitly claims that people always act on maxims. As we saw above, he claims that having a steadfast character – where this means having certain firm maxims that we govern ourselves on the basis of – is a rare and admirable achievement. So it is quite plausible to suppose that passages where Kant says that maxims are the principles on which the subject acts are to be read as being about the principles on which subjects act if and insofar as they do act on certain self-imposed rules and principles.
The normative reading of the idea of acting on maxims just presented – on which this is an ideal, rather than a description of human action – might strike some as overly unorthodox. So in conclusion I once more wish to make salient the choice faced by readers of Kant’s texts on practical philosophy. Either we understand Kant as saying that we always act on maxims. If so, we need to use a watered-down conception of what it is to act on maxims, and we also need to ignore passages in which Kant talks about acting on maxims as a kind of character-building achievement. Or we reject the commonly held view that Kant thinks that people always act on maxims. If so, we can understand the idea of a maxim in the complex and demanding way that Kant himself seems to have in mind. And our view need not offend against our common-sense ideas about how people clearly differ in how principled they are. I submit that, on balance, the latter is the better of the two options.Footnote 19