What then is the argument [of the Epistle]? Philemon was a man of admirable and noble character…. This excellent man, then, had a certain slave named Onesimus. This Onesimus, having stolen something from his master, had run away… (v. 18, 19). Coming therefore to Paul at Rome, and having found him in prison, and having enjoyed the benefit of his teaching, he there also received Baptism. For that he obtained there the gift of Baptism is manifest from his saying, ‘Whom I have begotten in my bonds’ (v. 10). Paul therefore writes, recommending him to his master, that on every account he should forgive him, and receive him as one now regenerate.Footnote 1
Introduction
In light of statements like those we find in v. 10, where Paul says ‘I am appealing to you for my child, Onesimus’ (nrsv), and v. 18, where Paul says ‘if he has wronged you in any way, or owes you anything’ (nrsv), it has been assumed that Onesimus was a runaway slave who sought out Paul as an amicus domini, a friend of his master, to intercede on his behalf. It is possible, perhaps, that this runaway slave traveled alone, uncaught, with the wild but well-placed hope that Paul could and would help him; that he successfully found the imprisoned Paul without detection and managed to win the favor and support of the apostle by genuinely converting to Christianity; and that with Paul's letter held tightly in hand, he happily returned to his master, Philemon, confident that no harm would now come to him.Footnote 2 But what if, in light of the patron–client language scattered throughout the letter (vv. 1, 7, 13, 17, 22) and the social dynamics of patronage that were so widespread in that culture and period, we begin with a different assumption? Let us imagine instead that Philemon, attempting to act as Paul's patron, sent Onesimus to Paul to serve him while in prison.Footnote 3
Such an assumption would fit very well the ancient view of slaves as a form of property that could be offered, like other property, as a gift of patronage. Cicero, for example, praises his brother for rejecting just such a gift:
It is a glorious thought that you should have been three years in Asia in supreme command, and not been tempted by the offer of any statue, picture, plate, garment, or slave, by any fascination of human beauty, or any pecuniary proposals—temptations with which that province of yours abounds—to deviate from the path of strict integrity and sobriety of conduct.Footnote 4
Philemon would have been acting well within ancient conventions to offer Paul the gift of a slave, and such a gift would of course explain how Onesimus came to be with Paul.Footnote 5 As Sara C. Winter points out, the letter fails to mention the arrival of Onesimus, a failure that is more easily explained if Philemon already knows of Onesimus's journey.Footnote 6 It also explains, as I will argue, why Paul is sending him back.Footnote 7 Finally, this assumption offers a viable alternative for explaining Paul's oddly ambiguous and slowly emerging request, while removing the need for unnecessarily strained arguments to make sense of πɛρί in v. 10.
Beginning with such an assumption also has the advantage of enabling us to tease out a dual conversation, which Paul is having simultaneously with Philemon, on the one hand, and with the assembly at his house, on the other. J. Albert Harrill rightly notes that the multiple addressees raises ‘the honor–shame stakes to that of a public hearing, in the agonistic code of face-to-face rhetorical encounters’.Footnote 8 My argument, in part, is that getting inside this double conversation allows for a fuller appreciation of Paul's rhetorical maneuvering. Furthermore, it enables us to recognize the rather clever way that Paul maintains his authoritative position vis-à-vis Philemon, namely, by refusing to be obligated to Philemon as a client even while allowing Philemon to save face in front of the assembly at his house.
In order to understand the letter in this way, however, one must also allow for the possibility that Paul's motives in Philemon are neither transparent nor innocuous. The uncritical stance of J. B. Lightfoot is an extreme example of the opposite assumption: ‘As an expression of simple dignity, of refined courtesy, of large sympathy, and of warm personal affection, the Epistle to Philemon stands unrivalled. And its preeminence is the more remarkable because in style it is exceptionally loose. It owes nothing to the graces of rhetoric; its effect is due solely to the spirit of the writer.’Footnote 9 However, similar assessments of Paul's rhetorical stance have been advocated more recently by, for instance, John G. NordlingFootnote 10 and Andrew Wilson,Footnote 11 two scholars who pay particular attention to Paul's tone and ‘politeness’. But such assumptions are by no means rare in the literature on Philemon. Even so, one wonders whether Paul's affectionate, dignified, and courteous tone, praised by Lightfoot, might itself be a function of his rhetoric—and if so, what function it might perform.
Paul's Use of Persuasion in a Struggle for Power
Rethinking the Engagement of Philemon's Partnership (vv. 1–7)
From the very outset of the letter, the reader is confronted with patron–client language. Paul extends greetings to ‘the assembly associated with’ the recipient's (σοῦ) house—a nod toward Philemon's patronage of the assembly. His patronage emerges again in the term ‘refresh’ (ἀναπαύω) in v. 7, and yet again in v. 22, where Paul requests the preparation of a guest room. While these terms are not necessarily uncommon in Paul's letters, their political and socio-economic implications should not be overlooked in favor of explicitly theological understandings. Reading this letter from within its position as a canonical document has tended to mute the prevailing tone in which these loaded terms would have been heard and understood in their original setting.Footnote 12 Given that prevailing tone, we may assume a socio-political relationship between Paul and his addressee, one that unfolds throughout the letter and is tied to the question of who the patron is and who the client.Footnote 13
Paul's apparent discomfort with patronage in the Corinthian correspondence supports the impression that a similar concern may be at work in his letter to Philemon. That Paul refused to accept financial support from those in Corinth is clear from 1 Cor 9 and re-emerges as a point of contention in 2 Cor 10–13.Footnote 14 While Paul's motives for rejecting the Corinthians' support are not clear from his remarks in the extant letters, his willingness to accept support from some (see Phil 4.10–20) but not others (Phil 4.15–16; 1 Cor 9.11–18) suggests that Paul was wary of the obligations that financial support inevitably entailed.Footnote 15 Evidently, Paul regarded the Corinthians as ‘immature’ in matters of status (see 1 Cor 1.26–29; 3.1–4); accepting financial assistance from them may well have given the appearance of obligations that Paul deemed far from desirable.Footnote 16 As Peter Lampe puts it, ‘By refusing support, Paul…avoided any dependencies on local donors that could be misunderstood as patron–client relationships’.Footnote 17 At the very least, we can see from various points in his letters that Paul exercised discrimination in his policy of accepting gifts, and this discrimination is a plausible background to Paul's interactions with Philemon, the (relatively) wealthy patron of a local assembly.
Although the opening and closing greetings are addressed to three prominent individuals and ‘the assembly in your house’, as is well known the body of the letter is addressed to a single individual, traditionally Philemon.Footnote 18 As noted above, I contend that two conversations are simultaneously taking place within the letter: the assembly hears one thing, while Philemon hears another. To achieve this dual conversation Paul must exercise ingenuity in his persuasive strategy—above all, through the use of hints and ambiguity. My goal is to trace the possibilities of this ambiguity (inherent, I contend, in Paul's terminological choices) and to demonstrate its persuasive force within the historical scenario I have posited.
This ambiguity can be glimpsed already in Paul's ‘thanksgiving’. For example, from the assumption of Philemon's act of would-be patronage, Paul's remarks in v. 7 may take on an ambiguous quality. That Paul has had ‘plenty’ (πολύς) of joy and encouragement from Philemon may mean that Philemon is doing ‘enough’ (i.e., by hosting the gathering in his house), and should not presume to extend his patronage to the apostle himself, especially since this hosting of the assembly is precisely why Paul says he has received so much ‘joy and encouragement’ from him—not because Philemon presumed to send the slave (see v. 7).
At this point, Philemon might take pause and second guess the meaning of what Paul had said at the outset. Paul's first statement directly to Philemon is that he thanks God when he mentions him in his prayers (v. 4). What Paul thanks God for is not as telling as why he does so: he hopes that the partnership of Philemon's faithfulness will be engaged (v. 6). But why, if Philemon really has brought Paul so much joy, and the hearts of the saints have been refreshed by him (v. 7), would Paul hope for this? Perhaps Paul perceives Philemon's efforts as misguided in some way. Uncertain of Paul's tone, Philemon (and we) may begin to suspect irony or even a back-handed compliment. Does Paul directly praise Philemon for his kindness and generosity? Or does Paul hint instead that Philemon's efforts are deficient in spite of their apparent virtues?
The Politics of Paul's Request (vv. 8–14)
The central portion of the letter, vv. 8–14, is a single, highly complex sentence, arguably one of the most convoluted in the Pauline corpus. The traditional reading, assuming that Paul is interceding for a runaway slave, renders the main clause rather freely: ‘I appeal to you on behalf of my child’ (v. 10).Footnote 19 The Greek expression here, παρακαλῶ σɛ πɛρὶ τοῦ ἐμοῦ τέκνου, has been the subject of much investigation. BAGD asserts that πɛρί can introduce ‘the pers. or thing in whose interest the petition is made’, in the process taking ‘the place of ὑπέρ’.Footnote 20 In this sense, it can be translated ‘for’.Footnote 21 LSJ likewise lists some rare examples where πɛρί with the genitive denotes ‘on behalf of’. But Carl J. Bjerkelund in his monograph on παρακαλέω concludes that linguistic evidence favors ‘with regard to’ or ‘with reference to’ in this case.Footnote 22 Bjerkelund offers an excellent papyrus testimony, dating from about fifty years prior to Paul's letter, of this very expression—‘I appeal to you concerning my sons’ (παρακαλῶ σɛ πɛρὶ υἱῶν μου)—where the substance of the request comes only later (in an aorist imperative verbal construction).Footnote 23 Apparently the phrase, ‘I appeal to you concerning my child’ has not seemed explicit enough for some interpreters, pressing for clarity in every Pauline expression. But ambiguity can be a rhetorical tool as well, and in many cases it may serve the orator's/writer's interests better than clarity.
As Eduard Lohse already pointed out, then, in this sentence, there is no request.Footnote 24 Paul embarks on his lengthy sentence with the claim that he has plenty of frankness to order Philemon to do what is fitting. Exactly ‘what is fitting’ is not stated, however. Philemon, in his turn, had done what he had thought was appropriate: namely, he had attempted to adopt the role of Paul's patron by offering his slave, Onesimus, for Paul's service. However, whether Paul deemed Philemon's actions appropriate remains to be seen. In sending Onesimus back, Paul implies that something inappropriate was done. Moreover, by hinting that he could (but will not) order Philemon to rectify it, Paul raises the question of what exactly he wants Philemon to do now.Footnote 25
Perhaps for the benefit of the larger audience of this letter, but especially and more importantly for the sake of his own endeavors at persuasion, Paul says that he will refrain from commanding Philemon in this unstated course of action, as he (of course) could (v. 8), and instead will opt to make a request. Then, Paul exhibits a puzzling timidity about introducing the topic of his request. He interrupts the main clause by characterizing himself as an ‘elder’ and a ‘captive’, terms that make his posture of request even more unassuming. Such feigned humility, however, feels out of place, juxtaposed to his pointed references to status elsewhere in the letter. It must, therefore, serve some other purpose.Footnote 26
When he finally begins to introduce the request, Paul utilizes a circumlocution— ‘I make a request of you regarding my child’ (v. 10)—and then proceeds to unfold a series of qualifying statements that describe the topic he has finally broached. The topic of Paul's request, the ‘child’, turns out to be none other than Onesimus, the slave that (I am positing) Philemon had sent to Paul to serve him in his confinement. As I noted above, Paul introduces Onesimus and his involvement with Paul as something already well known; naturally, he does not provide Philemon with the information we need to reconstruct the situation. All of that is assumed. Instead, we find here fully engaged rhetoric that seeks to set up Philemon for a specific course of action.
Two crucial questions emerge from the series of qualifiers and descriptions of Onesimus that follow: first, what does Paul imply about the slave's worth? Second, what does Paul imply about his own relationship with Philemon? I will take these up in turn.
In v. 11, the first question arises: why, if Onesimus was sent to Paul, was he at one time ἄχρηστος to Philemon? This word is typically translated ‘useless’.Footnote 27 If we assume a degree of ambiguity in Paul's rhetoric, however, other possibilities within this word's semantic range, such as ‘unprofitable’ or ‘ineffective’, re-emerge for consideration. If we take the term in the sense of ‘unprofitable’, ἄχρηστος would suggest that Onesimus was not really worth anything to Philemon—that is, it did not really cost Philemon anything to give him away. If we take it to mean ‘ineffective’, the idea would be that Onesimus failed in what he was sent to do. He was not successful in becoming the sign of Philemon's patronage toward Paul. The parallel term, ɛὔχρηστος, could then be read as ‘serviceable’. In other words, Onesimus will provide some service both to Philemon and (perhaps especially) to Paul. This serviceability stems from his having become ‘more than a slave’ (v. 16). At the very least he is serving as Paul's letter-carrier, and, once in Philemon's house, he can resume his slave duties in the household—from Paul's perspective perhaps his ‘proper’ (and most useful) sphere of activity.Footnote 28 Finally, a third possibility regarding Onesimus's designation as ἄχρηστος emerges: Onesimus was ‘useless’ because he was not a Christian, and now he returns as ‘more than a slave’, with more value than ever before—thanks to Paul, Onesimus's newfound ‘father’ (v. 10).
What, then, does Paul imply about his relationship to Philemon in this portion of the letter? For example, why does Paul say that he wanted to keep Onesimus? And for what specifically does Paul need Philemon's ‘opinion’ (γνώμη)? Finally, what is ‘the good’ (τὸ ἀγαθόν) that Paul says he does not want to extort, but instead wants Philemon to volunteer freely?
Critics have noticed the vague quality of Paul's statements here, and this vagueness has contributed to the widely diverging interpretations given to Paul's request.Footnote 29 Again, however, vagueness and ambiguity can have their own persuasive function. Moreover, Paul is not nearly so vague in the remainder of the letter. Why, then, should we press for explicit meaning here when it is readily available in the following sentences? There, Paul expresses four imperatives for Philemon: ‘take him as if he were me’ (v. 17), ‘put this to my account’ (v. 18), ‘refresh my heart in Christ’ (v. 20), and ‘prepare me a guest room’ (v. 22). Why suppose that Paul wants anything more than this?
Paul's very vagueness in vv. 13–14 can be seen, then, to serve his rhetorical purposes. Since Paul is returning a gift of patronage to his would-be patron, his expressions of reluctance and the wish that he could keep Onesimus for himself can be read as a rather clever way of saying, ‘Thanks, but no thanks’. It is a tactful refusal: ‘You know I'd really love to keep him, but I just can't’.
One might ask, if Paul does not in fact want to keep Onesimus at all, why he even bothers to raise the possibility. Could not Philemon misunderstand and return Onesimus voluntarily? It is my contention that Philemon has already misread his relationship to Paul by sending Onesimus in the first place. Seeing Onesimus standing before him once again, and reading Paul's letter aloud to the assembly, Philemon would understand precisely what Paul wanted. Paul's tactful rhetoric acts to salvage Philemon's honor (the public conversation) while making clear that Paul will not submit to being Philemon's client (the private one).
I read the matter of Philemon's ‘opinion’ in the same vein. Paul says that he cannot do anything ‘independently of [Philemon's] γνώμη’ (v. 14). The word is again quite fluid in its meaning. Translation options include ‘judgment’, ‘opinion’, ‘intention’, ‘consent’, ‘resolution’, and ‘vote’, to list just a few.Footnote 30 The nrsv renders it ‘consent’, and traditional readings have largely accepted, even required, this sense, inferring that Paul did not want to keep Onesimus from his rightful owner without his approval. But such a reading is far from necessary. For Paul to appeal to Philemon's ‘opinion’ and his ‘free will’ can as well be a polite gesture that pretends, to the larger audience, that an important decision rests with Philemon, when in fact it does not. It allows Philemon to ‘save face’ by complying ‘freely’. Paul ends his lengthy sentence where he began, with an insistence that his (still unstated) request will not be a demand.
In my reading, then, Philemon has attempted to undertake a role of power vis-à-vis Paul—and Paul is unwilling to adopt the subservient position. Therefore, Paul adopts an ironic posture: he claims that he wanted to keep Onesimus, the gift of his would-be patron, when in fact he did not want to do so. He becomes coy, offering the excuse that to keep the slave would have been like forcing Philemon to do something noble, when in fact this gift was exactly what Philemon wanted to confer. Thus, Paul's tactful rhetoric, in all its vagueness, carries its own persuasive force: if Paul's rhetoric persuades Philemon, under the ‘watchful eye’ of the assembly, then Philemon will be submitting to the pressure of Paul's demands.Footnote 31
In light of these considerations, then, ‘the good’ Paul wants Philemon to do ‘freely’ is deliberately ambiguous, and refers not simply to the course of action that will result if Philemon agrees to Paul's terms (as yet unstated), but especially to the very act of complying itself. The whole sentence utilizes a sophisticated rhetorical dodge that, if successful, will set Philemon up to behave in the ways that Paul is about to articulate, framing Paul's coming demands in a rhetoric of voluntary compliance, ‘through love’ (v. 9).
Paul's Demands (vv. 15–22)
Thus, Paul only begins to state his demands in v. 15, where he gradually abandons the rhetorical posture of tactful persuasion, shifting to a tone of command. So, for example, in v. 15, Paul introduces his primary demand as if it were only a remote possibility: ‘perhaps…you could keep him forever’.Footnote 32 In v. 17, a conditional clause introduces a direct restatement of this demand: ‘if you have common cause with me, take him as if he were me’. In v. 20, Paul introduces the demand with an oath: (literally) ‘Yea, brother, I would profit from you in the Lord: set my heart at ease in Christ’. Since Onesimus is Paul's heart (v. 12), the thrust of this metaphor is clear enough. Immediately after this oath-command, Paul expresses his confidence in Philemon's obedience (ὑπακοή, v. 21). Paul has now left the rhetoric of voluntary behavior far behind.Footnote 33
On the way to this important shift in tone Paul has employed several persuasive strategies. First, note the emphatic language he uses to explain how the arrangement will benefit Philemon: Paul has sent him back a ‘super-slave’, of value to Philemon both as a slave and as a ‘beloved brother’ (v. 16). Second, Paul adopts the posture of patron himself, suddenly taking financial responsibility for Philemon's slave (v. 18).Footnote 34 At the same time, he pointedly prods Philemon with a piercing reminder of the debt Philemon owes him—his very self!
Chris Frilingos has helpfully demonstrated that Paul adopts the master-role in Philemon. He argues that Paul's use of household metaphors constitutes ‘a strategy for challenging and displacing Philemon's authority and his claim to the slave Onesimus’. Onesimus is now Paul's child, and as such belongs more to Paul than to his master Philemon. Consequently, he can be sent back to the household ‘as Paul's agent’ (i.e., as the letter carrier). Onesimus is thus transferred ‘from Philemon's control to Paul's service’.Footnote 35 The strongest evidence to this effect, in my view, is the central ‘request’ of the letter itself: ‘receive him as if he were me’ (v. 17). No higher commendation of a ‘messenger’ could be given. It sounds, to me, not like a request to take an erring slave back without punishing him, but rather like a command to accept Onesimus with honor.Footnote 36
Paul's central command, that Philemon ‘accept’ Onesimus as if he were Paul, is itself a fine example of the ambiguity that pervades this tactful letter. The verb, προσλαμβάνω, suggests both an act and a mental posture. While the nrsv translates the word ‘welcome’, Callahan argues that it should be read more strongly to indicate that Paul wants Philemon ‘not only to put Onesimus up, but to put up with him’.Footnote 37 I am attracted to this suggestion because it allows for the possibility of hearing Paul speak in a manner that is tactful but cunning and far from deferential. Philemon, who sent the unwelcome gift, is being told to ‘take it back’. At the same time, thanks to the new status of Onesimus as not only a slave but also a ‘beloved brother’, he is to be ‘received’ or ‘accepted’ on those terms. The return of Onesimus is at once the return of a gift and Paul's own gift of a more useful super-slave.
Frilingos's point can thus be pushed still further: Paul's command to ‘take’ Onesimus as if he were Paul makes Onesimus Paul's representative, the very authority and presence of Paul embodied in someone who was once thought to be the property of Philemon and thus his representative. In this sense, Paul has co-opted the role of the patron who sends a gift to his client. Onesimus is now Paul's representative stationed at Philemon's house. Onesimus can now serve as Paul's eyes and ears, so to speak, keeping watch on Philemon and ensuring that he complies with Paul's wishes.Footnote 38 Onesimus has become the guarantor of Paul's command. This, then, may be ultimately what Paul hints at when he says that Onesimus is ‘serviceable both to you and to me’ (v. 11).
It is in the context of such power-negotiations that Paul's famous ‘promissory note’ should be understood: ‘If he has wronged you in some way or owes you, put this on my account’ (v. 18). Paul here claims fiscal responsibility for Onesimus, presumably for the time of his absence from Philemon. He does this, however, not because Onesimus has stolen something or because he has run away, but rather to cancel out any expense Philemon has incurred in sending the unwelcome gift and getting it back unused.Footnote 39 The only ‘wrong’ Onesimus has done is in failing to function successfully as an indicator of Paul's liability to Philemon's (attempted) act of patronage. Thus, Paul warns Philemon against holding Onesimus responsible, and promises to pay off the slave's account, if there is one. Though Paul makes clear enough that Onesimus has done nothing wrong, and that Paul's pledge does not involve any real obligation. After all, Philemon owes him his life, and Paul expects to extract some advantage (ἐγώ σου ὀναίμην) from him instead (v. 20). In this way, Paul ultimately avoids any appearance of being indebted to Philemon (the public conversation).
Paul's final demand comes in v. 22: ‘prepare a guest room for me’. I have argued throughout this article that Paul wants Philemon to stay within his own bounds, and not try to overstep those bounds by presuming to be a patron to Paul. This point is vividly illustrated by the request for a guest room. Philemon can serve as Paul's patron after all, but in the limited fashion of host—the very role he is already playing by hosting an assembly in his house. This delimiting of Philemon's influence can be seen to run throughout the letter: Paul believes that Philemon's hosting of the church is more than sufficient (v. 7), he demands that Philemon extend the same hospitality to ‘his’ slave Onesimus (v. 20), and he insists on the same hospitality for himself (v. 22). Granted, the guest room may be simply another tactful gesture (e.g., ‘Since you are more than willing to help…’). On the other hand, however, it could represent something else altogether: namely, one last maneuver on Paul's part to ensure Philemon's obedience, by threatening an imminent visit.Footnote 40 The end result is the same in either case: Paul is intent on putting Philemon in his place. Consequently, when Paul says that he is certain Philemon will do more than he has explicitly required, we can hardly take this as an expression of praise.
Conclusion
Paul's letter to Philemon is little more than a scrap of correspondence concerned primarily with merely three individuals, the nature of whose relationship is obscure; theologically, its content is mundane and pedestrian, and its ‘tone’ is slippery, elusive, and thoroughly conditioned by knowledge to which only the parties involved are privy. The letter does not yield its meaning easily, much less the precise details that occasioned it.
In this article, I have posited a particular historical reconstruction and have put forward a reading of the letter that departs significantly from the traditional consensus. At times, my reading is even counterintuitive. But at no point is my interpretation altogether implausible. The unverifiability of my reading serves on one level to underscore the ambiguities inherent in the text, ambiguities which neither historical criticism nor rhetorical criticism can ultimately resolve, but which critics can at best only highlight and complicate. Since the reconstruction and the reading each play off the other, this inherent ambiguity in Paul's language has been teased out by shifting the historical backdrop against which we read Philemon and then paying attention to the kinds of new meanings for old phrases that seem to emerge.
Mine is an intentionally playful reading, but not a flippant one. My study demonstrates that the ‘transparency’ of meaning is complicated when one considers tone and the ambiguity of language in the process of rhetorical analysis. There is a degree of seriousness to the suggestions I am making throughout. The viability of my reading says as much about issues of method as it does about Philemon itself. How something is said goes hand in glove with the content of the message, even to the point of determining the full extent of its meaning. This ‘how’ extends behind rhetorical structures and techniques to matters of tone and nuance. Language on its own is indeterminate, incapable of providing us with any certainty as to what precisely is being said, especially when we are dealing with a piece of writing that is standing in for a live conversation. So, then, we might conclude with a question: If my reconstruction and subsequent reading of the text were correct, what would that say about both the figure of Paul and the ideological impulse that has sustained the traditional interpretation of Philemon since Chrysostom?Footnote 41