Introduction
In [Reference Kahn, Miyazaki, Saito and Yamazaki3], a theory of sheaves on nonproper modulus pairs has been studied as the first step to establish the theory of motives with modulus, which is to be a non-
$\mathbf{A}^{1}$
-invariant version of Voevodsky’s category of motives given in [Reference Voevodsky, Friedlander, Suslin and Voevodsky13]. This repaired the first part of the mistake in [Reference Kahn, Saito and Yamazaki5] (the ancestor of the theory) mentioned in the introduction of [Reference Kahn, Miyazaki, Saito and Yamazaki3].
In [Reference Kahn, Miyazaki, Saito and Yamazaki4], a theory of sheaves on proper modulus pairs is developed as the second step, thus repairing the second part of the mistake. The main point of these repairs is to prove that the categories
$\mathbf{\text{}\underline{M}NST}$
and
$\mathbf{MNST}$
of [Reference Kahn, Saito and Yamazaki5], which had been defined in an ad hoc way, are really categories of sheaves (with transfers) for suitable Grothendieck topologies having good formal properties.
The aim of the present paper is to provide some foundational results, which will be the key building blocks of the theory in [Reference Kahn, Miyazaki, Saito and Yamazaki4]. To explain our aim in more detail, we first recall basic notions of modulus pairs from [Reference Kahn, Miyazaki, Saito and Yamazaki3]. We fix a base field
$k$
and write
$\mathbf{Sch}$
(resp.
$\mathbf{Sm}$
) for the category of separated
$k$
-schemes of finite type (resp. its full subcategory of smooth
$k$
-schemes).
A modulus pair is a pair
where
$\overline{M}\in \mathbf{Sch}$
and
$M^{\infty }$
is an effective Cartier divisor on
$\overline{M}$
such that the complement of the divisor
belongs to
$\mathbf{Sm}$
. These conditions imply that
$\overline{M}$
is reduced and
$M^{\operatorname{o}}$
is dense [Reference Kahn, Miyazaki, Saito and Yamazaki3, Remark 1.1.2(3)]. We call
$\overline{M}$
(resp.
$M^{\operatorname{o}}$
) the ambient space of
$M$
(resp. the interior of
$M$
).
A morphism
$f:M\rightarrow N$
of modulus pairs is a morphism
$f^{\operatorname{o}}:M^{\operatorname{o}}\rightarrow N^{\operatorname{o}}$
in
$\mathbf{Sm}$
, which satisfies the following admissibility condition: let
$\unicode[STIX]{x1D6E4}$
be the graph of the rational map
$\overline{M}{\dashrightarrow}\overline{N}$
defined by
$f^{\operatorname{o}}$
, and let
$\unicode[STIX]{x1D6E4}^{N}\rightarrow \unicode[STIX]{x1D6E4}$
be the normalization, whence a diagram
$\overline{M}\xleftarrow[{}]{a}\unicode[STIX]{x1D6E4}^{N}\xrightarrow[{}]{b}\overline{N}$
. Then
$a$
is proper and we have
$a^{\ast }M^{\infty }\geqslant b^{\ast }N^{\infty }$
, where
$a^{\ast }M^{\infty }$
and
$b^{\ast }N^{\infty }$
denote the pullbacks of effective Cartier divisors (see [Reference Kahn, Miyazaki, Saito and Yamazaki3, Definitions 1.1.1, 1.3.2, 1.3.3]). The composition of morphisms of modulus pairs is given by that of morphisms in
$\mathbf{Sm}$
. Thus, we obtain a category
$\mathbf{\text{}\underline{M}Sm}$
of modulus pairs.
A modulus pair
$M$
is proper if
$\overline{M}$
is proper over
$k$
. We write
$\mathbf{MSm}$
for the full subcategory of
$\mathbf{\text{}\underline{M}Sm}$
which consists of proper modulus pairs. It is our main object of study here.
Recall that the Nisnevich topology on
$\mathbf{Sm}$
may be understood by means of a certain cd-structure in the sense of Voevodsky [Reference Voevodsky14], which is complete and regular (see [Reference Voevodsky14]). In [Reference Kahn, Miyazaki, Saito and Yamazaki3], it is shown that
$\mathbf{\text{}\underline{M}Sm}$
also admits a complete and regular cd-structure, parallel to the previous one and denoted by
$P_{\operatorname{MV̲}}$
. In [Reference Miyazaki9], a more subtle cd-structure
$P_{\operatorname{MV}}$
is defined on the category
$\mathbf{MSm}$
, and shown to be complete and regular as well. We recall in Section 1 the definitions of all these cd-structures.
This paper studies the relationship between the cd-structures
$P_{\operatorname{MV̲}}$
and
$P_{\operatorname{MV}}$
. Our main theorems are too technical to be stated in this introduction; here they are nevertheless:
Let us roughly explain the contents of Theorem 1.5.6. Given a complete and regular cd-structure, distinguished squares yield long exact “Mayer–Vietoris” sequences for sheaves in the associated topology. Take a distinguished square
$S$
in
$P_{\operatorname{MV̲}}$
. By Proposition 1.5.4, it may be embedded into a commutative square
$T$
in
$\mathbf{MSm}$
by a collection of “compactifications” (see Definition 1.5.1). But
$T$
has no reason to be in
$P_{\operatorname{MV}}$
. Theorem 1.5.6 says that, under a mild normality condition on
$S$
, one can always lift the embedding
$S{\hookrightarrow}T$
to an embedding
$S\rightarrow T^{\prime }$
with
$T^{\prime }\in P_{\operatorname{MV}}$
.
Endow
$\mathbf{\text{}\underline{M}Sm}$
and
$\mathbf{MSm}$
with the Grothendieck topologies associated to these cd-structures, and
$\mathbf{Sm}$
with the Nisnevich topology. Then the following result is a corollary of Theorems 1.5.6 and 2.1.4.
Theorem 1. The natural forgetful functors
and the left adjoint to
$\text{}\underline{\unicode[STIX]{x1D714}}_{s}$
are continuous and cocontinuous in the sense of [Reference Artin, Grothendieck and VerdierSGA4, Exposé III]. Moreover, the inclusion functor
is continuous.
(See Section A.1 for a review of continuity and cocontinuity.)
Remark 1. On the other hand,
$\unicode[STIX]{x1D70F}_{s}$
is not cocontinuous; see Remark 5.2.1. Rather, the content of Theorem 1.5.6 is, morally, that its pro-left adjoint
$\unicode[STIX]{x1D70F}_{s}^{!}$
is continuous for a natural topology on
$\text{pro}_{}\text{-}\mathbf{MSm}$
extending that of
$\mathbf{MSm}$
. However, developing this viewpoint would force us to get into unpleasant categorical and set-theoretic issues, and we prefer to skip it here.
This paper is organized as follows. In Section 1, we recall the definitions of the cd-structure on
$\mathbf{\text{}\underline{M}Sm}$
from [Reference Kahn, Miyazaki, Saito and Yamazaki3] and that on
$\mathbf{MSm}$
from [Reference Miyazaki9]. Moreover, we state Theorem 1.5.6. In Section 2, we state and prove Theorem 2.1.4. In Section 3, we prove Theorem 1.5.6 in a special case. In Section 4, we complete the proof of Theorem 1.5.6. In Section 5, we prove Theorem 1. The appendices provide technical facts needed in the text.
1 Recollection on cd-structures; the cofinality theorem
In this section, we recall definitions of the cd-structures on
$\mathbf{\text{}\underline{M}Sm}$
and
$\mathbf{MSm}$
from [Reference Kahn, Miyazaki, Saito and Yamazaki3, Reference Miyazaki9]. We assume that the reader is familiar with [Reference Voevodsky14], part of whose results is summarized in [Reference Kahn, Miyazaki, Saito and Yamazaki3, A.8].
1.1 The cd-structure on
$\mathbf{Sm}$
First, recall the Nisnevich cd-structure on
$\mathbf{Sm}$
. The following notation is useful.
Definition 1.1.1. Let
$\mathbf{Sq}$
denote the product category
$[1]^{2}=\{0\rightarrow 1\}^{2}$
. For any category
${\mathcal{C}}$
, define
${\mathcal{C}}^{\mathbf{Sq}}$
as the category of functors
$\mathbf{Sq}\rightarrow {\mathcal{C}}$
. An object of
${\mathcal{C}}^{\mathbf{Sq}}$
is a commutative square in
${\mathcal{C}}$
, and a morphism of
${\mathcal{C}}^{\mathbf{Sq}}$
is a morphism of commutative squares.
An object
$S\in {\mathcal{C}}^{\mathbf{Sq}}$
will often be depicted as

Definition 1.1.2. An elementary Nisnevich square is an object of
$\mathbf{Sch}^{\mathbf{Sq}}$
of the form

which satisfies the following properties:
-
(1) The square is Cartesian.
-
(2) The horizontal morphisms are open immersions.
-
(3) The vertical morphisms are étale.
-
(4) The morphism
$(V-W)_{\operatorname{red}}\rightarrow (X-U)_{\operatorname{red}}$
is an isomorphism.
Elementary Nisnevich squares whose vertices are in
$\mathbf{Sm}$
define a complete and regular cd-structure on
$\mathbf{Sm}$
[Reference Voevodsky15]. Moreover, the Grothendieck topology associated to the cd-structure is the Nisnevich topology.
1.2 The cd-structure on
$\mathbf{\text{}\underline{M}Sm}$
Next, we recall the definition of
$\operatorname{MV̲}$
-squares from [Reference Kahn, Miyazaki, Saito and Yamazaki3]. We start from the following definition.
Definition 1.2.1.
-
(1) A morphism
$f:M\rightarrow N$
is ambient if
$f^{\operatorname{o}}:M^{\operatorname{o}}\rightarrow N^{\operatorname{o}}$
extends (uniquely) to a morphism
$\overline{f}:\overline{M}\rightarrow \overline{N}$
. -
(2) An ambient morphism
$f:M\rightarrow N$
is minimal if
$M^{\infty }=\overline{f}^{\ast }N^{\infty }$
. -
(3) Let
$\mathbf{\text{}\underline{M}Sm}^{\operatorname{fin}}$
(resp.
$\mathbf{MSm}^{\operatorname{fin}}$
) be the (nonfull) subcategory of
$\mathbf{\text{}\underline{M}Sm}$
(resp.
$\mathbf{MSm}$
) whose objects are the same as
$\mathbf{\text{}\underline{M}Sm}$
(resp.
$\mathbf{MSm}$
) and morphisms are ambient morphisms.
Definition 1.2.2. An
$\operatorname{MV̲}^{\operatorname{fin}}$
-square is an object
$S\in (\mathbf{\text{}\underline{M}Sm}^{\operatorname{fin}})^{\mathbf{Sq}}$
of the form (1.1.1) such that we have the following:
-
(1) All morphisms that appear in
$S$
are minimal. -
(2) The square in
$\mathbf{Sch}$

is an elementary Nisnevich square.
By [Reference Kahn, Miyazaki, Saito and Yamazaki3, Proposition 3.2.2], the
$\operatorname{MV̲fin}$
-squares form a complete and regular cd-structure on
$\mathbf{\text{}\underline{M}Sm}^{\operatorname{fin}}$
.
Definition 1.2.3. An
$\operatorname{MV̲}$
-square is an object
$S\in \mathbf{\text{}\underline{M}Sm}^{\mathbf{Sq}}$
, which belongs to the essential image of the natural (nonfull) functor
By [Reference Kahn, Miyazaki, Saito and Yamazaki3, Theorem 4.1.2], the
$\operatorname{MV̲}$
-squares form a complete and regular cd-structure on
$\mathbf{\text{}\underline{M}Sm}$
, denoted by
$P_{\operatorname{MV̲}}$
.
1.3 The cd-structure on
$\mathbf{MSm}$
Finally, we recall the definition of
$\operatorname{MV}$
-squares from [Reference Miyazaki9, Section 4]. Recall that for any diagram
$M_{1}\rightarrow N\leftarrow M_{2}$
in
$\mathbf{\text{}\underline{M}Sm}$
(resp. in
$\mathbf{MSm}$
) such that
$M_{1}^{\operatorname{o}}\times _{N^{\operatorname{o}}}M_{2}^{\operatorname{o}}\in \mathbf{Sm}$
, the fiber product
$M_{1}\times _{N}M_{2}$
is representable in
$\mathbf{\text{}\underline{M}Sm}$
(resp. in
$\mathbf{MSm}$
) (see [Reference Kahn, Miyazaki, Saito and Yamazaki3, Section 1.10] or [Reference Miyazaki9, Section 2.2]) and coproducts exist (see [Reference Miyazaki9, Definition 3.1.2]).
Theorem 1.3.1. (Off-diagonals; see [Reference Miyazaki9, Theorem 3.1.3])
For any morphism
$f:M\rightarrow N$
in
$\mathbf{\text{}\underline{M}Sm}$
such that
$f^{\operatorname{o}}:M^{\operatorname{o}}\rightarrow N^{\operatorname{o}}$
is étale, there exists a canonical decomposition in
$\mathbf{\text{}\underline{M}Sm}$
where
$\sqcup$
denotes the coproduct in
$\mathbf{\text{}\underline{M}Sm}$
, and the morphism
$M\rightarrow M\times _{N}M$
is the diagonal. If
$M$
and
$N$
are proper modulus pairs, so is
$\text{OD}(f)$
.
Moreover, if
$S$
is a commutative square in
$\mathbf{\text{}\underline{M}Sm}$
of the form (1.1.1) such that
-
(1)
$u_{S}^{\operatorname{o}}$
and
$v_{S}^{\operatorname{o}}$
are open immersions and -
(2)
$p_{S}^{\operatorname{o}}$
and
$q_{S}^{\operatorname{o}}$
are étale,
then the morphism
$v_{S}\times v_{S}:S(00)\times _{S(10)}S(00)\rightarrow S(01)\times _{S(11)}S(01)$
induces a morphism
in
$\mathbf{\text{}\underline{M}Sm}$
.
Definition 1.3.2. (See [Reference Miyazaki9, Definition 4.2.1])
Let
$T$
be an object of
$\mathbf{MSm}^{\mathbf{Sq}}$
of the form

Then
$T$
is called an
$\operatorname{MV}$
-square if the following conditions hold:
-
(1)
$T$
is a pullback square in
$\mathbf{MSm}$
. -
(2) There exist an
$\operatorname{MV̲}$
-square
$S$
such that
$S(11)\in \mathbf{MSm}$
and a morphism
$S\rightarrow T$
in
$\mathbf{\text{}\underline{M}Sm}^{\mathbf{Sq}}$
such that the induced morphism
$S^{\operatorname{o}}\rightarrow T^{\operatorname{o}}$
is an isomorphism in
$\mathbf{Sm}^{\mathbf{Sq}}$
and
$S(11)\rightarrow T(11)$
is an isomorphism in
$\mathbf{MSm}$
. In particular,
$T^{\operatorname{o}}$
is an elementary Nisnevich square. -
(3)
$\text{OD}(q_{T})\rightarrow \text{OD}(p_{T})$
is an isomorphism in
$\mathbf{MSm}$
.
The
$\operatorname{MV}$
-squares form a complete and regular cd-structure on
$\mathbf{MSm}$
, denoted by
$P_{\operatorname{MV}}$
(see [Reference Miyazaki9, Theorems 4.3.1, 4.4.1]).
1.4 A few lemmas
In this subsection, we collect some lemmas that were proven in previous works and will be used repeatedly in the sequel.
Lemma 1.4.1. [Reference Krishna and Park6, Lemma 2.2]
Let
$f:X\rightarrow Y$
be a surjective morphism of normal integral schemes, and let
$D,D^{\prime }$
be two Cartier divisors on
$Y$
. If
$f^{\ast }D^{\prime }\leqslant f^{\ast }D$
, then
$D^{\prime }\leqslant D$
.
Lemma 1.4.2. [Reference Miyazaki8, Lemma 3.14]
Let
$X$
be a quasicompact scheme and let
$D,E$
be Cartier divisors on
$X$
with
$E\geqslant 0$
. Assume that the restriction of
$D$
to the open subset
$X\setminus E\subset X$
is effective. Then, there exists a natural number
$n_{0}\geqslant 1$
such that
$D+n\cdot E$
is effective for any
$n\geqslant n_{0}$
.
Lemma 1.4.3. [Reference Kahn, Miyazaki, Saito and Yamazaki3, Lemma 1.3.7]
Let
$f:X\rightarrow Y$
be a separated morphism of schemes, and let
$U\subset X$
be an open dense subset. Assume that the image
$f(U)$
of
$U$
is open in
$Y$
, and the induced morphism
$U\rightarrow f(U)$
is proper (e.g., an isomorphism). Then, we have
$f^{-1}(f(U))=U$
.
Lemma 1.4.4. [Reference Kahn, Miyazaki, Saito and Yamazaki3, Lemma 1.6.3]
Let
$f:U\rightarrow X$
be an étale morphism of quasicompact and quasiseparated integral schemes. Let
$g:V\rightarrow U$
be a proper birational morphism,
$T\subset U$
be a closed subset such that
$g_{|U-T}$
is an isomorphism, and
$S$
be the closure of
$f(T)$
in
$X$
. Then there exists a closed subscheme
$Z\subset X$
supported in
$S$
such that
$U\times _{X}\mathbf{Bl}_{Z}(X)\rightarrow U$
factors through
$V$
.
1.5 The cofinality theorem
Recall the following notion from [Reference Kahn, Miyazaki, Saito and Yamazaki3, Definition 1.8.1].
Definition 1.5.1. For
$M\in \mathbf{\text{}\underline{M}Sm}$
, let
$\mathbf{Comp}(M)$
be the category whose objects are morphisms
$j:M\rightarrow N$
in
$\mathbf{\text{}\underline{M}Sm}$
such that
-
(1)
$N\in \mathbf{MSm}$
, -
(2)
$j$
is ambient and minimal, -
(3) the morphism
$\overline{j}:\overline{M}\rightarrow \overline{N}$
is a dense open immersion, and -
(4) there are effective Cartier divisors
$M_{N}^{\infty }$
and
$C$
on
$\overline{N}$
such that
$N^{\infty }=M_{N}^{\infty }+C$
and
$|C|=\overline{N}-\overline{j}(\overline{M})$
,
and morphisms
$(j_{1}:M\rightarrow N_{1})\rightarrow (j_{2}:M\rightarrow N_{2})$
are morphisms
$f:N_{1}\rightarrow N_{2}$
in
$\mathbf{MSm}$
such that
$f\circ j_{1}=j_{2}$
. Note that for any
$(j:M\rightarrow N)\in \mathbf{Comp}(M)$
, the morphism
$j^{\operatorname{o}}:M^{\operatorname{o}}\rightarrow N^{\operatorname{o}}$
is an isomorphism in
$\mathbf{Sm}$
. By [Reference Kahn, Miyazaki, Saito and Yamazaki3, Lemma 1.8.2], the category
$\mathbf{Comp}(M)$
is a cofiltered ordered set.
Example 1.5.2. Take
$M=(\mathbf{A}^{2},0\times \mathbf{A}^{1})$
,
$N_{1}=(\mathbf{P}^{1}\times \mathbf{P}^{1},0\times \mathbf{P}^{1}+\infty \times \mathbf{P}^{1}+\mathbf{P}^{1}\times \infty )$
, and
$N_{2}=$
(blowup of
$\mathbf{P}^{1}\times \mathbf{P}^{1}$
at
$\infty \times \infty$
, pullback of
$N_{1}^{\infty }$
). Then
$N_{1}$
and
$N_{2}$
are both in
$\mathbf{Comp}(M)$
, and
$N_{2}$
dominates
$N_{1}$
.
We give a similar definition for squares.
Definition 1.5.3. Let
$S$
be an object in
$\mathbf{\text{}\underline{M}Sm}^{\mathbf{Sq}}$
. Define
$\mathbf{Comp}(S)$
as the category whose objects are morphisms
$j:S\rightarrow T$
in
$\mathbf{\text{}\underline{M}Sm}^{\mathbf{Sq}}$
such that for each
$(ij)\in \mathbf{Sq}$
, the morphism
$j(ij):S(ij)\rightarrow T(ij)$
belongs to
$\mathbf{Comp}(S(ij))$
, and whose morphisms
$(j_{1}:S\rightarrow T_{1})\rightarrow (j_{2}:S\rightarrow T_{2})$
are morphisms
$f:T_{1}\rightarrow T_{2}$
in
$\mathbf{MSm}^{\mathbf{Sq}}$
such that
$f\circ j_{1}=j_{2}$
.
Proposition 1.5.4. For any
$S\in \mathbf{\text{}\underline{M}Sm}^{\mathbf{Sq}}$
, the category
$\mathbf{Comp}(S)$
is cofiltered and ordered.
Proof. Let
$\unicode[STIX]{x1D70F}_{s}:\mathbf{MSm}\rightarrow \mathbf{\text{}\underline{M}Sm}$
be the inclusion functor. Then
$\unicode[STIX]{x1D70F}_{s}$
admits a pro-left adjoint [Reference Artin, Grothendieck and VerdierSGA4, I.8.11]
$\unicode[STIX]{x1D70F}_{s}^{!}:\mathbf{\text{}\underline{M}Sm}\rightarrow \text{pro}_{}\text{-}\mathbf{MSm}$
, which is represented by
$\mathbf{Comp}$
, that is, we have
(see [Reference Kahn, Miyazaki, Saito and Yamazaki3, Remark 1.8.5]). Thus, the assertion follows from Lemma C.1.1, applied to
${\mathcal{C}}=\mathbf{MSm}$
,
${\mathcal{C}}^{\prime }=\mathbf{\text{}\underline{M}Sm}$
,
$u=\unicode[STIX]{x1D70F}_{s}$
,
$v=\unicode[STIX]{x1D70F}_{s}^{!}$
,
$I=\mathbf{Comp}$
, and
$\unicode[STIX]{x1D6E5}=\mathbf{Sq}$
.◻
Definition 1.5.5. For any
$S\in \mathbf{\text{}\underline{M}Sm}^{\mathbf{Sq}}$
, define
$\mathbf{Comp}^{\operatorname{MV}}(S)$
as the full subcategory
$\mathbf{Comp}(S)$
consisting of objects
$S\rightarrow T$
such that
$T$
is an
$\operatorname{MV}$
-square.
The main result of this paper is the following.
Theorem 1.5.6. Let
$S$
be an
$\operatorname{MV̲}^{\operatorname{fin}}$
-square with
$\overline{S}(11)$
normal. Then, for any
$(S\rightarrow T)\in \mathbf{Comp}(S)$
, there exists
$(S\rightarrow T^{\prime })\in \mathbf{Comp}^{\operatorname{MV}}(S)$
, which dominates
$(S\rightarrow T)$
in
$\mathbf{Comp}(S)$
, and such that
$T^{\prime }(11)\rightarrow T(11)$
is ambient and minimal (hence an isomorphism in
$\mathbf{MSm}$
).
In particular,
$\mathbf{Comp}^{\operatorname{MV}}(S)$
is cofinal in
$\mathbf{Comp}(S)$
.
The proof of Theorem 1.5.6 will be given in Sections 3 and 4.
2 Partial compactifications
2.1 Definition and statement
Definition 2.1.1. Let
$S$
be an
$\operatorname{MV̲fin}$
-square.
-
(1) We say that
$S$
is normal if
$\overline{S}(11)$
is normal. (Note that this implies that
$\overline{S}(ij)$
is normal for all
$i,j\in \{0,1\}$
). -
(2) An
$\operatorname{MV̲fin}$
-square is called partially compact if
$S(11)\in \mathbf{MSm}$
. -
(3) A partial compactification of
$S$
is a morphism
$S\rightarrow S^{\prime }$
in
$(\mathbf{\text{}\underline{M}Sm}^{\operatorname{fin}})^{\mathbf{Sq}}$
such that-
(a)
$S^{\prime }$
is a partially compact
$\operatorname{MV̲fin}$
-square, -
(b) the morphism
$S(11)\rightarrow S^{\prime }(11)$
belongs to
$\mathbf{Comp}(S(11))$
, -
(c)
$\overline{S}(ij)\rightarrow \overline{S}^{\prime }(ij)$
are open immersions, and -
(d)
$\overline{S}(ij)\xrightarrow[{}]{{\sim}}\overline{S}^{\prime }(ij)\times _{\overline{S}^{\prime }(11)}\overline{S}(11)$
.
-
Example 2.1.2. The simplest case is when
$S$
is given by a Nisnevich square of schemes with empty divisors (and this is the essential case).
Take (in characteristic
$\neq 2$
)
$$\begin{eqnarray}\displaystyle & \displaystyle S(11)=(\mathbf{A}^{1}-\{0\},\emptyset ) & \displaystyle \nonumber\\ \displaystyle & \displaystyle S(10)=(\mathbf{A}^{1}-\{0,1\},\emptyset ) & \displaystyle \nonumber\\ \displaystyle & \displaystyle S(01)=(\mathbf{A}^{1}-\{0,-1\},\emptyset ) & \displaystyle \nonumber\\ \displaystyle & \displaystyle S(00)=(\mathbf{A}^{1}-\{0,1,-1\},\emptyset ) & \displaystyle \nonumber\end{eqnarray}$$
with
$\overline{S}(01)\rightarrow \overline{S}(11)$
the square map
$t\mapsto t^{2}$
(and the horizontal maps the inclusions). Then
$S$
is an
$\operatorname{MV̲}^{\operatorname{fin}}$
-square, as it is a distinguished Nisnevich square if we forget the empty divisor. A partial compactification
$S\rightarrow S^{\prime }$
is given by
$$\begin{eqnarray}\displaystyle & \displaystyle S^{\prime }(11)=(\mathbf{P}^{1},0+\infty ) & \displaystyle \nonumber\\ \displaystyle & \displaystyle S^{\prime }(10)=(\mathbf{P}^{1}-\{1\},0+\infty ) & \displaystyle \nonumber\\ \displaystyle & \displaystyle S^{\prime }(01)=(\mathbf{A}^{1}-\{0,-1\},\emptyset ) & \displaystyle \nonumber\\ \displaystyle & \displaystyle S^{\prime }(00)=(\mathbf{A}^{1}-\{0,1,-1\},\emptyset ). & \displaystyle \nonumber\end{eqnarray}$$
Remarks 2.1.3. (1) If
$S\rightarrow S^{\prime }$
is a partial compactification, then the isomorphism in Condition (d) induces an isomorphism
$S(ij)\xrightarrow[{}]{{\sim}}S^{\prime }(ij)\times _{S^{\prime }(11)}S(11)$
in
$\mathbf{\text{}\underline{M}Sm}^{\operatorname{fin}}$
, where the right-hand side denotes the fiber product in
$\mathbf{\text{}\underline{M}Sm}^{\operatorname{fin}}$
, which exists by the minimality of the projection maps [Reference Kahn, Miyazaki, Saito and Yamazaki3, Corollary 1.10.7].
(2) If
$S\rightarrow S^{\prime }$
is a partial compactification, then the induced morphism
$S(ij)^{\operatorname{o}}\rightarrow S^{\prime }(ij)^{\operatorname{o}}$
is an isomorphism for all
$i,j\in \{0,1\}$
. This is true for
$i=j=1$
by Condition (2)(b). For other
$i,j$
, we need to prove
$\overline{S}^{\prime }(ij)-\overline{S}(ij)\subset |S^{\prime }(ij)^{\infty }|$
. The left-hand side equals the pullback of
$\overline{S}^{\prime }(11)-\overline{S}(11)$
by the map
$\overline{S}^{\prime }(ij)\rightarrow \overline{S}^{\prime }(11)$
by Condition (2) (d). Since
$\overline{S}^{\prime }(11)-\overline{S}(11)\subset |S^{\prime }(11)^{\infty }|$
by the previous case, we obtain
$\overline{S}^{\prime }(ij)-\overline{S}(ij)\subset |S^{\prime }(11)^{\infty }\times _{\overline{S}^{\prime }(11)}\overline{S}^{\prime }(ij)|=|S^{\prime }(ij)^{\infty }|$
, where the last equality follows from the minimality of
$S^{\prime }(ij)\rightarrow S(11)$
.
The main result of this section is the following theorem.
Theorem 2.1.4. For any
$\operatorname{MV̲fin}$
-square
$S$
and for any compactification
$T\in \mathbf{Comp}(S(11))$
, there exists a partial compactification
$S\rightarrow S^{\prime }$
such that
$S^{\prime }(11)\in \mathbf{Comp}(S(11))$
dominates
$T$
, and the morphism
$S^{\prime }(11)\rightarrow T$
is minimal.
The proof of Theorem 2.1.4 will be given in the following subsections.
2.2 The Zariski case
Before going into the proof of the general case, we will describe the proof in the case that
$S$
is a Zariski square, that is, that
$\overline{p}_{S}:\overline{S}(01)\rightarrow \overline{S}(11)$
is an open immersion. This subsection is only used in the sequel as a guide for the reader.
Take any object
$(S(11)\rightarrow T)\in \mathbf{Comp}(S(11))$
, and set
$Z_{1}:=\overline{S}(11)-\overline{S}(10)$
and
$Z_{2}:=\overline{S}(01)-\overline{S}(00)$
. Let
$\overline{Z}_{i}$
be the closure of
$Z_{i}$
in
$\overline{T}$
for
$i=1,2$
.
2.2.1 Special case
If
$\overline{Z}_{1}\cap \overline{Z}_{2}$
is empty, we set
$\overline{S}^{\prime }(10):=\overline{T}-\overline{Z}_{1}$
,
$\overline{S}^{\prime }(01):=\overline{T}-\overline{Z}_{2}$
, and
$\overline{S}^{\prime }(00):=\overline{S}^{\prime }(10)\cap \overline{S}^{\prime }(01)$
. Moreover, set
$S^{\prime }(11):=T$
,
$S^{\prime }(ij)^{\infty }:=S^{\prime }(11)^{\infty }\cap \overline{S}^{\prime }(ij)$
, and
$S^{\prime }(ij):=(\overline{S}^{\prime }(11),S^{\prime }(11)^{\infty })$
for
$(ij)\neq (11)$
. Then we obtain a partial compactification
$S\rightarrow S^{\prime }$
, where the maps
$S(ij)\rightarrow S^{\prime }(ij)$
are induced by natural open immersions.
2.2.2 General case
In general, let
$\unicode[STIX]{x1D70B}:\overline{T}_{1}\rightarrow \overline{T}$
be the blowup of
$\overline{T}$
along
$\overline{Z}_{1}\times _{\overline{T}}\overline{Z}_{2}$
. Then the closure of
$Z_{1}$
in
$\overline{T}_{1}$
and the closure of
$Z_{2}$
in
$\overline{T}_{1}$
do not intersect. Therefore, by applying the above construction by replacing
$T$
with
$T_{1}:=(\overline{T}_{1},\unicode[STIX]{x1D70B}^{\ast }T^{\infty })$
, we obtain a partial compactification of
$S$
.
The general case of Theorem 2.1.4 follows this strategy, with rather substantial complications.
2.3 A general construction
In this subsection, we make a preliminary construction for the proof of the general case. Set
$Z_{1}:=\overline{S}(11)-\overline{S}(10)$
and
$Z_{1}^{\prime }:=\overline{S}(01)-\overline{S}(00)$
. Since
$\overline{S}$
is an elementary Nisnevich square, the natural morphism
$Z_{1}^{\prime }\rightarrow Z_{1}$
is an isomorphism, and we have
$Z_{1}^{\prime }\cong Z_{1}\times _{\overline{S}(11)}\overline{S}(01)$
.
Contrary to the Zariski case, we cannot regard
$\overline{S}(01)$
and
$\overline{S}(00)$
as open subsets of
$\overline{T}$
. So, we take a compactification
$\overline{S}(01)\rightarrow \overline{R}$
such that
$\overline{p}_{S}:\overline{S}(01)\rightarrow \overline{S}(11)$
extends to a morphism
$\overline{p}:\overline{R}\rightarrow \overline{T}$
of schemes over
$k$
,Footnote
1
and set
$R:=(\overline{R},R^{\infty }):=(\overline{R},\overline{p}^{\ast }T^{\infty })$
. Thus we obtain a minimal morphism
$p:R\rightarrow T$
.
In the Zariski case, we considered the closures of
$Z_{1}$
and
$Z_{2}$
in
$\overline{T}$
and studied their intersection. In the general case, we will consider closures in
$\overline{R}$
.
We need the following elementary observation. Consider the open subscheme
$U:=\overline{p}^{-1}(\overline{S}(11))$
of
$\overline{R}$
. Then we have the commutative diagram

where we regard
$Z_{1}^{\prime }$
and
$Z_{1}$
as reduced closed subschemes.
Lemma 2.3.1.
-
(1) The inclusion
$Z_{1}^{\prime }\subset U$
is a closed immersion. -
(2)
$Z_{1}^{\prime }=\overline{p}^{-1}(Z_{1})\cap \overline{S}(01)$
. -
(3) Regard
as a closed subscheme of
$$\begin{eqnarray}\overline{p}^{-1}(Z_{1}):=Z_{1}\times _{\overline{T}}\overline{R},\end{eqnarray}$$
$U$
. Then there exists an open and closed subscheme
$Z_{3}$
of
$U$
such that
$\overline{p}^{-1}(Z_{1})=Z_{1}^{\prime }\sqcup Z_{3}$
.
-
(4) Set
$Z_{2}:=U-(Z_{3}\sqcup \overline{S}(01))$
. Then
$Z_{2}$
is a closed subset of
$U$
. We endow
$Z_{2}$
with the reduced scheme structure. -
(5) The closed subschemes
$Z_{1}^{\prime },Z_{2},Z_{3}$
of
$U$
are disjoint from each other.
Proof. We prove (1). The composite
$Z_{1}^{\prime }\rightarrow Z_{1}\rightarrow \overline{S}(11)$
is a proper morphism since
$Z_{1}^{\prime }\rightarrow Z_{1}$
is an isomorphism. Since it factors through
$\overline{U}$
and since
$\overline{U}\rightarrow \overline{T}$
is separated, we conclude that
$Z_{1}^{\prime }\rightarrow \overline{U}$
is proper, hence a closed immersion.
(2) follows from the isomorphism
$Z_{1}^{\prime }\cong Z_{1}\times _{\overline{S}(11)}\overline{S}(01)$
.
We prove (3). (1) implies that
$Z_{1}^{\prime }$
is a closed subscheme of
$\overline{p}^{-1}(Z_{1})$
. On the other hand,
$Z_{1}^{\prime }$
is open also in
$\overline{p}^{-1}(Z_{1})$
by (2). Therefore, taking
$Z_{3}:=\overline{p}^{-1}(Z_{1})-Z_{1}^{\prime }$
, we finish the proof.
(4) immediately follows from (3).
(5) By construction, we have
$U-\overline{S}(01)=Z_{2}\sqcup Z_{3}$
and
$Z_{1}^{\prime }\subset \overline{S}(01)$
. This finishes the proof.◻
Remark 2.3.2. In the Zariski case, we have
$Z_{3}=\emptyset$
.
Let
$\overline{Z}_{1}$
be the closure of
$Z_{1}$
in
$\overline{T}$
. Moreover, let
$\overline{Z}_{1}^{\prime }$
,
$\overline{Z}_{2}$
,
$\overline{Z}_{3}$
be the closures of
$Z_{1}^{\prime },Z_{2},Z_{3}$
in
$\overline{R}$
, respectively, endowed with their reduced scheme structures.
Lemma 2.3.3. Set
$V:=\overline{R}-(\overline{Z}_{2}\cup \overline{Z}_{3})$
. Then we have
-
(1)
$U\cap V=\overline{S}(01)$
; -
(2)
$q^{-1}(\overline{S}(11))=\overline{S}(01)$
, where
$q$
is the composite
$V\rightarrow \overline{R}\xrightarrow[{}]{\overline{p}}\overline{T}$
.
Proof. We have
$Z_{2}\sqcup Z_{3}=U-\overline{S}(01)\subset \overline{R}-\overline{S}(01)$
and
$\overline{R}-\overline{S}(01)$
is closed in
$\overline{R}$
; hence
$\overline{Z}_{2}\cup \overline{Z}_{3}\subset \overline{R}-\overline{S}(01)$
, so
$\overline{S}(01)\subset V$
and
$U\cap V\supseteq \overline{S}(01)$
. But
$U-\overline{S}(01)=Z_{2}\sqcup Z_{3}$
and
$V\cap (Z_{2}\sqcup Z_{3})=\emptyset$
; hence we have equality in (1). Finally,
$q^{-1}(\overline{S}(11))=U\cap V$
, so (1)
$\;\Longleftrightarrow \;$
(2).◻
2.4 Proof of Theorem 2.1.4 in a special case
In the Zariski case, this subsection reduces to Subsubsection 2.2.1 (see Remark 2.4.1).
Let
$S$
,
$(S(11)\rightarrow T)\in \mathbf{Comp}(S(11))$
, and
$\overline{S}(01)\rightarrow \overline{R}$
be as in the previous subsection. Moreover, define
$Z_{1},Z_{1}^{\prime },Z_{2},Z_{3}$
and
$\overline{Z}_{1},\overline{Z}_{1}^{\prime }$
,
$\overline{Z}_{2}$
,
$\overline{Z}_{3}$
in the same way as before (see Lemma 2.3.1).
In this subsection, we assume the following condition on
$T$
and
$\overline{R}$
.
-
$(\ast )_{T,\overline{R}}$
-
Let
$V,q$
be as in Lemma 2.3.3. Let
$V_{\flat }\subset V$
be the flat locus of the composite
$q:V\subset \overline{R}\xrightarrow[{}]{\overline{p}}\overline{T}$
. Then
$V_{\flat }$
contains
$\overline{Z}_{1}^{\prime }$
.
Remark 2.4.1. Assume that
$S$
is a Zariski square, that is, that
$\overline{p}_{S}$
is an open immersion, and take
$\overline{R}$
to be
$\overline{T}$
. Then the condition
$(\ast )_{T,\overline{T}}$
is equivalent to
$\overline{Z}_{1}\cap \overline{Z}_{2}=\emptyset$
. Indeed, by Remark 2.3.2, we have
$V_{\flat }=V=\overline{T}-\overline{Z}_{2}$
. Moreover, we have
$\overline{Z}_{1}=\overline{Z}_{1}^{\prime }$
. Therefore
$\overline{Z}_{1}^{\prime }\subset V_{\flat }\;\Longleftrightarrow \;\overline{Z}_{1}\cap \overline{Z}_{2}=\emptyset$
.
The general case will be treated in the next subsection.
Let
$j:V_{\acute{\text{e}}\text{t}}\subset V$
be the étale locus of
$q$
. Define
$$\begin{eqnarray}\displaystyle & \displaystyle S^{\prime }(11):=T, & \displaystyle \nonumber\\ \displaystyle & \displaystyle S^{\prime }(10):=(\overline{S}^{\prime }(10),S^{\prime }(10)^{\infty }):=(\overline{T}-\overline{Z}_{1},T^{\infty }\cap (\overline{T}-\overline{Z}_{1})), & \displaystyle \nonumber\\ \displaystyle & \displaystyle S^{\prime }(01):=(\overline{S}^{\prime }(01),S^{\prime }(01)^{\infty })=(V_{\acute{\text{e}}\text{t}},j^{\ast }q^{\ast }T^{\infty }). & \displaystyle \nonumber\end{eqnarray}$$
Then the open immersion
$\overline{T}-\overline{Z}_{1}\rightarrow \overline{T}$
and the morphism
$q\circ j:V_{\acute{\text{e}}\text{t}}\rightarrow \overline{T}$
induce minimal morphisms
$S^{\prime }(10)\rightarrow S^{\prime }(11)$
and
$S^{\prime }(01)\rightarrow S^{\prime }(11)$
.
Set
$S^{\prime }(00):=S^{\prime }(10)\times _{S^{\prime }(11)}S^{\prime }(01)$
as the fiber product in
$\mathbf{\text{}\underline{M}Sm}^{\operatorname{fin}}$
, which exists by the minimality of (one of) the projections [Reference Kahn, Miyazaki, Saito and Yamazaki3, Corollary 1.10.7]. In our situation, we have
Thus, we obtain a pullback diagram

in
$\mathbf{\text{}\underline{M}Sm}^{\operatorname{fin}}$
. By construction, for each
$(ij)\in \mathbf{Sq}$
, we have
$\overline{S}(ij)\subset \overline{S}^{\prime }(ij)$
. Moreover, the open immersions induce minimal morphisms
$S(ij)\rightarrow S^{\prime }(ij)$
. Therefore, we obtain a morphism
$S\rightarrow S^{\prime }$
in
$(\mathbf{\text{}\underline{M}Sm}^{\operatorname{fin}})^{\mathbf{Sq}}$
.
Proposition 2.4.2. The morphism
$S\rightarrow S^{\prime }$
is a partial compactification of
$S$
.
We need the following two lemmas for the proof.
Lemma 2.4.3. In the factorization
both morphisms are isomorphisms.
Proof. We have the following commutative diagram:

where the left square is Cartesian since
$S$
is an
$\operatorname{MV̲fin}$
-square, and the right square is also Cartesian thanks to Lemma 2.3.3. Since
$\overline{S}(01)\subset V_{\flat }$
, this implies that the commutative square

is also Cartesian. So the first morphism of (2.4.1) is an isomorphism, and hence so is the second one. This concludes the proof.◻
For the next lemma, recall that we have
$\overline{Z}_{1}^{\prime }\subset V_{\flat }$
by assumption. From now on, we regard
$\overline{Z}_{1}^{\prime }$
and
$\overline{Z}_{1}$
as reduced closed subschemes.
Lemma 2.4.4. The morphism
$\overline{Z}_{1}^{\prime }\rightarrow \overline{Z}_{1}$
is an isomorphism. Moreover, the induced morphism
$\overline{Z}_{1}^{\prime }\rightarrow q_{\flat }^{-1}(\overline{Z}_{1}):=\overline{Z}_{1}\times _{\overline{T}}V_{\flat }$
is an isomorphism.
Proof. Let
$q_{\flat ,Z}:q_{\flat }^{-1}(\overline{Z}_{1})\rightarrow \overline{Z}_{1}$
be the base change of
$q:V_{\flat }\rightarrow \overline{T}$
by the closed immersion
$\overline{Z}_{1}\subset \overline{T}$
. Then we obtain the following commutative diagram:

Claim 2.4.5. The morphism
$q_{\flat ,Z}$
is an isomorphism.
Proof. Since
$q_{\flat }:V_{\flat }\rightarrow \overline{T}$
is flat, so is
$q_{\flat ,Z}$
by base change. Moreover,
$q_{\flat ,Z}$
is an isomorphism over the dense open subset
$Z_{1}\subset \overline{Z}_{1}^{\prime }$
by Lemma 2.4.3. Therefore,
$q_{\flat ,Z}$
is an open immersion by Theorem B.1.1.
On the other hand, note that the morphism
$\overline{Z}_{1}^{\prime }\rightarrow \overline{Z}_{1}$
decomposes as
$\overline{Z}_{1}^{\prime }\subset q_{\flat ,Z}^{-1}(\overline{Z}_{1})\xrightarrow[{}]{q_{\flat ,Z}}\overline{Z}_{1}$
. Since
$\overline{Z}_{1}^{\prime }\rightarrow \overline{Z}_{1}$
is dominant and proper, it is surjective. Therefore, the open immersion
$q_{\flat ,Z}$
is indeed an isomorphism. This finishes the proof of Claim 2.4.5.◻
Note that
$\overline{Z}_{1}^{\prime }\rightarrow \overline{Z}_{1}$
is surjective. By Claim 2.4.5, this implies that the closed immersion
$\overline{Z}_{1}^{\prime }\rightarrow q_{\flat }^{-1}(\overline{Z}_{1})$
is also surjective. Since
$\overline{Z}_{1}^{\prime }$
is reduced by construction, and since
$q_{\flat }^{-1}(\overline{Z}_{1})\cong \overline{Z}_{1}$
is also reduced as
$\overline{Z}_{1}$
is reduced by construction, the surjection
$\overline{Z}_{1}^{\prime }\rightarrow q_{\flat }^{-1}(\overline{Z}_{1})$
must be an isomorphism of schemes. This finishes the proof of Lemma 2.4.4.◻
Proof of Proposition 2.4.2.
We will check Conditions (a)–(d) in Definition 2.1.1. Conditions (b) and (c) are satisfied by construction.
We check (d). The case
$(ij)=(11)$
is obvious. The case
$(ij)=(10)$
can be checked by
The case
$(ij)=(01)$
follows from Lemma 2.3.3. The case
$(ij)=(00)$
follows from
$\overline{S}(00)\cong \overline{S}(10)\times _{\overline{S}(11)}\overline{S}(01)$
.
Finally, we check Condition (a), that is, that
$S^{\prime }$
is an
$\operatorname{MV̲}^{\operatorname{fin}}$
-square. Since all edges of
$S^{\prime }$
are minimal, it suffices to show that the square
$\overline{S}^{\prime }$
of schemes is an elementary Nisnevich square. The horizontal maps of
$\overline{S}^{\prime }$
are open immersions, and the vertical maps of
$\overline{S}^{\prime }$
are étale by construction. In view of Lemma 2.4.4, noting that
$\overline{S}^{\prime }(11)-\overline{S}(10)=\overline{Z}_{1}$
, it suffices to prove the following claim.
Claim 2.4.6.
$\overline{Z}_{1}^{\prime }\subset \overline{S}^{\prime }(01)=V_{\acute{\text{e}}\text{t}}$
.
Proof. Since
$\overline{Z}_{1}^{\prime }\rightarrow \overline{Z}_{1}$
is an isomorphism by Lemma 2.4.4, the flat morphism
$q_{\flat }:V_{\flat }\rightarrow \overline{T}$
is unramified at each point of
$\overline{Z}_{1}^{\prime }$
. This shows that
$q_{\flat }$
is étale at each point of
$\overline{Z}_{1}^{\prime }$
by [Reference Grothendieck and DieudonnéEGA4-4, Theorem 17.6.1]. This finishes the proof of the claim.◻
Thus, we have finished the proof of Proposition 2.4.2. ◻
2.5 A refinement of the general construction
Proposition 2.5.1. In Section 2.3, we may choose
$\overline{S}(01)\rightarrow \overline{R}$
satisfying the following conditions.
-
(1)
$\overline{p}_{S}:\overline{S}(01)\rightarrow \overline{S}(11)$
extends to a morphism
$\overline{p}:\overline{R}\rightarrow \overline{T}$
. -
(2)
$\overline{Z}_{1}^{\prime }\cap \overline{Z}_{2}=\emptyset$
and
$\overline{Z}_{1}^{\prime }\cap \overline{Z}_{3}=\emptyset$
, where
$\overline{Z}_{1}^{\prime }$
and
$\overline{Z}_{2}$
are the closures of
$Z_{1}^{\prime }$
and
$Z_{2}$
in
$\overline{R}$
.
Before going into the proof, we prepare a definition and a lemma, which will be used several times.
Definition 2.5.2. Let
$M\in \mathbf{\text{}\underline{M}Sm}$
, and let
$F$
be a closed subscheme of
$\overline{M}$
such that
$F\cap M^{\operatorname{o}}=\emptyset$
. Let
be the blowup of
$\overline{M}$
along
$F$
, and let
be the normalization of
$\mathbf{Bl}_{F}(\overline{M})$
. Set
By construction,
$\mathbf{Bl}_{F}(M)^{\operatorname{o}}=(\mathbf{Bl}_{F}(M)^{N})^{\operatorname{o}}=M^{\operatorname{o}}$
. Moreover, the maps
$\overline{\unicode[STIX]{x1D70B}}$
and
$\overline{\unicode[STIX]{x1D708}}$
induce minimal morphisms
$\unicode[STIX]{x1D70B}:\mathbf{Bl}_{F}(M)\rightarrow M$
and
$\unicode[STIX]{x1D708}:\mathbf{Bl}_{F}(M)^{N}\rightarrow \mathbf{Bl}_{F}(M)$
.
We call
$\unicode[STIX]{x1D70B}:\mathbf{Bl}_{F}(M)\rightarrow M$
(resp.
$\unicode[STIX]{x1D70B}\unicode[STIX]{x1D708}:\mathbf{Bl}_{F}(M)^{N}\rightarrow M$
) the blowup of
$M$
along
$F$
(resp. the normalized blowup of
$M$
along
$F$
).
Lemma 2.5.3. Let
$M_{0}\in \mathbf{\text{}\underline{M}Sm}$
and
$(M_{0}\rightarrow M)\in \mathbf{Comp}(M_{0})$
. Let
$F$
be a closed subscheme of
$\overline{M}$
with
$F\cap M^{\operatorname{o}}=\emptyset$
. Assume that
$F\cap \overline{M}_{0}$
is an effective Cartier divisor on
$\overline{M}_{0}$
. Then the following assertions hold.
-
(1) The open immersion
$\overline{M}_{0}\rightarrow \overline{M}$
lifts uniquely to an open immersion
$\overline{M}_{0}\rightarrow \mathbf{Bl}_{F}(\overline{M})$
. This defines an object
$(M_{0}\rightarrow \mathbf{Bl}_{F}(M))\in \mathbf{Comp}(M_{0})$
, which dominates
$M_{0}\rightarrow M$
. -
(2) If
$\overline{M}_{0}$
is normal, the open immersion
$\overline{M}_{0}\rightarrow \overline{M}$
lifts uniquely to an open immersion
$\overline{M}_{0}\rightarrow \mathbf{Bl}_{F}(\overline{M})^{N}$
. This defines an object
$(M_{0}\rightarrow \mathbf{Bl}_{F}(M)^{N})\in \mathbf{Comp}(M_{0})$
, which dominates
$M_{0}\rightarrow M$
.
Proof. Since
$(M_{0}\rightarrow M)\in \mathbf{Comp}(M_{0})$
, there exist effective Cartier divisors
$M_{0,M}^{\infty },C_{M}$
on
$\overline{M}$
such that
$M^{\infty }=M_{0,M}^{\infty }+C_{M}$
,
$|C_{M}|=\overline{M}-\overline{M}_{0}$
, and
$M_{0,M}^{\infty }\cap \overline{M}_{0}=M_{0}^{\infty }$
.
(1): The assumption shows that
$\unicode[STIX]{x1D70B}:\mathbf{Bl}_{F}(\overline{M})\rightarrow \overline{M}$
is an isomorphism over
$\overline{M}_{0}$
. Therefore, the open immersion
$j:\overline{M}_{0}\rightarrow \overline{M}$
lifts uniquely to an open immersion
$j_{1}:\overline{M}_{0}\rightarrow \mathbf{Bl}_{F}(\overline{M})$
:

By construction, we have
Moreover, we have
and
$$\begin{eqnarray}\displaystyle |\unicode[STIX]{x1D70B}^{\ast }C_{M}| & = & \displaystyle \unicode[STIX]{x1D70B}^{-1}(|C_{M}|)=\unicode[STIX]{x1D70B}^{-1}(\overline{M}-j(\overline{M}_{0}))=\mathbf{Bl}_{F}(\overline{M})-\unicode[STIX]{x1D70B}^{-1}(j(\overline{M}_{0}))\nonumber\\ \displaystyle & = & \displaystyle \mathbf{Bl}_{F}(\overline{M})-\unicode[STIX]{x1D70B}^{-1}(\unicode[STIX]{x1D70B}j_{1}(\overline{M}_{0}))\nonumber\\ \displaystyle & = & \displaystyle \mathbf{Bl}_{F}(\overline{M})-j_{1}(\overline{M}_{0}),\nonumber\end{eqnarray}$$
where the last equality follows from Lemma 1.4.3. This proves that
$j_{1}$
defines an object
$(M_{0}\rightarrow \mathbf{Bl}_{F}(M))\in \mathbf{Comp}(M_{0})$
, which dominates
$M_{0}\rightarrow M$
.
(2): The assumption shows that
$\unicode[STIX]{x1D70B}\unicode[STIX]{x1D708}:\mathbf{Bl}_{F}(\overline{M})^{N}\rightarrow \overline{M}$
is an isomorphism over
$\overline{M}_{0}$
. Therefore, the open immersion
$j:\overline{M}_{0}\rightarrow \overline{M}$
lifts uniquely to an open immersion
$j_{2}:\overline{M}_{0}\rightarrow \mathbf{Bl}_{F}(\overline{M})^{N}$
. The rest of the argument is the same as above. This finishes the proof.◻
Proof of Proposition 2.5.1.
We start from a construction as in Subsection 2.3; for clarity, we write
$\overline{R}_{0}$
instead of
$\overline{R}$
but keep the other notation
$(Z_{1}^{\prime },\overline{Z}_{1}^{\prime },\ldots \,)$
. Let
be the blowup of
$\overline{R}_{0}$
along
$\overline{Z}_{1}^{\prime }\times _{\overline{R}}\overline{Z}_{2}$
. Then
$\unicode[STIX]{x1D70B}_{1}$
is an isomorphism over the open subscheme
$\overline{S}(01)\subset \overline{R}_{0}$
since
$\overline{Z}_{1}^{\prime }\times _{\overline{R}}\overline{Z}_{2}\cap \overline{S}(01)\subset Z_{1}^{\prime }\cap Z_{2}=\emptyset$
by Lemma 2.3.1(5). Therefore, the open immersion
$\overline{S}(01)\rightarrow \overline{R}_{0}$
lifts uniquely to an open immersion
$\overline{S}(01)\rightarrow \overline{R}_{1}$
. Moreover, the strict transforms
$\unicode[STIX]{x1D70B}_{1}^{\#}\overline{Z}_{1}^{\prime }$
and
$\unicode[STIX]{x1D70B}_{1}^{\#}\overline{Z}_{2}$
, that is, the closures of
$Z_{1}^{\prime }$
and
$Z_{2}$
in
$\overline{R}_{1}$
, do not intersect.
Similarly, let
be the blowup of
$\overline{R}_{1}$
along
$\unicode[STIX]{x1D70B}_{1}^{\#}\overline{Z}_{1}^{\prime }\times _{\overline{R}_{1}}\unicode[STIX]{x1D70B}_{1}^{\#}\overline{Z}_{3}$
. Then
$\unicode[STIX]{x1D70B}_{2}$
is an isomorphism over the open subscheme
$\overline{S}(01)\rightarrow \overline{R}_{1}$
since
$\unicode[STIX]{x1D70B}_{1}^{\#}\overline{Z}_{1}^{\prime }\times _{\overline{R}_{1}}\unicode[STIX]{x1D70B}_{1}^{\#}\overline{Z}_{3}\cap \overline{S}(01)\cong \overline{Z}_{1}^{\prime }\times _{\overline{R}}\overline{Z}_{3}\cap \overline{S}(01)\subset Z_{1}^{\prime }\cap Z_{3}=\emptyset$
by Lemma 2.3.1. Therefore, the open immersion
$\overline{S}(01)\rightarrow \overline{R}_{1}$
lifts uniquely to an open immersion
$\overline{S}(01)\rightarrow \overline{R}_{2}$
. Moreover, the strict transforms
$\unicode[STIX]{x1D70B}_{2}^{\#}\unicode[STIX]{x1D70B}_{1}^{\#}\overline{Z}_{1}^{\prime }$
and
$\unicode[STIX]{x1D70B}_{2}^{\#}\unicode[STIX]{x1D70B}_{1}^{\#}\overline{Z}_{3}^{\prime }$
, that is, the closures of
$Z_{1}^{\prime }$
and
$Z_{3}$
in
$\overline{R}_{2}$
, do not intersect. Recalling that
$\unicode[STIX]{x1D70B}_{1}^{\#}\overline{Z}_{1}^{\prime }\cap \unicode[STIX]{x1D70B}_{1}^{\#}\overline{Z}_{2}^{\prime }=\emptyset$
, we also see that the strict transforms
$\unicode[STIX]{x1D70B}_{2}^{\#}\unicode[STIX]{x1D70B}_{1}^{\#}\overline{Z}_{1}^{\prime }$
and
$\unicode[STIX]{x1D70B}_{2}^{\#}\unicode[STIX]{x1D70B}_{1}^{\#}\overline{Z}_{2}^{\prime }$
, that is, the closures of
$\overline{Z}_{1}^{\prime }$
and
$\overline{Z}_{2}$
in
$\overline{R}_{2}$
, do not intersect. Thus, setting
$\overline{R}:=\overline{R}_{3}$
, we get the desired compactification
$\overline{S}(01)\rightarrow \overline{R}$
.◻
2.6 End of proof of Theorem 2.1.4
It suffices to show the following.
Proposition 2.6.1. There exist
$(S(11)\rightarrow T^{\prime })\in \mathbf{Comp}(S(11))$
and a compactification
$\overline{S}(01)\rightarrow \overline{R}_{1}$
, which satisfy Condition
$(\ast )_{T^{\prime },\overline{R}_{1}}$
from Subsection 2.4, such that
$S(11)\rightarrow T^{\prime }$
dominates
$S(11)\rightarrow T$
and the morphism
$T^{\prime }\rightarrow T$
is minimal.
Proof. Take a compactification
$\overline{S}(01)\rightarrow \overline{R}$
as in Proposition 2.5.1.
Recall that
$V=\overline{R}-(\overline{Z}_{2}\cup \overline{Z}_{3})$
. By assumption, we have
$\overline{Z}_{1}^{\prime }\subset V$
. Moreover, we have
$q^{-1}(\overline{S}(11))=\overline{S}(01)$
by Lemma 2.3.3. In particular,
$q:V\rightarrow \overline{T}$
is étale over
$\overline{S}(11)\subset \overline{T}$
.
Therefore, by the theorem of “platification” [Reference Raynaud and Gruson11, Theorem 5.2.2] of Raynaud–Gruson, there exists a closed subscheme
$C\subset \overline{T}-\overline{S}(11)$
, which satisfies the following condition: define
$T_{1}:=\mathbf{Bl}_{C}(T)$
(see Definition 2.5.2). Let
be the strict transform, that is, the blowup of
$\overline{R}$
along the closed subscheme
$\overline{p}^{-1}(C)\subset \overline{R}$
. Let
$\overline{p}_{1}:=\unicode[STIX]{x1D70B}_{1}^{\#}\overline{p}:\overline{R}_{1}\rightarrow \overline{T}_{1}$
be the lift of
$\overline{p}$
. Then the strict transform
of
$V$
is flat over
$\overline{T}_{1}$
.
Note that
$\unicode[STIX]{x1D70B}_{1}$
is an isomorphism over
$\overline{S}(11)$
since
$C\cap \overline{S}(11)=\emptyset$
. Therefore, Lemma 2.5.3 shows that the open immersion
$\overline{S}(11)\rightarrow \overline{T}$
lifts uniquely to an open immersion
$\overline{S}(11)\rightarrow \overline{T}_{1}$
, and it defines an object
$(S(11)\rightarrow T_{1})\in \mathbf{Comp}(S(11))$
.
Moreover,
$\unicode[STIX]{x1D70B}_{1}^{\prime }:\overline{R}_{1}:=\unicode[STIX]{x1D70B}_{1}^{\#}\overline{R}\rightarrow \overline{R}$
is an isomorphism over
$\overline{S}(01)\subset \overline{R}$
since
$\overline{S}(01)$
lies over
$\overline{S}(11)$
. Therefore, the open immersion
$\overline{S}(01)\rightarrow \overline{R}$
lifts uniquely to an open immersion
$\overline{S}(01)\rightarrow \overline{R}_{1}$
.
Since
$\overline{Z}_{1}^{\prime }\cap \overline{Z}_{2}=\overline{Z}_{1}^{\prime }\cap \overline{Z}_{3}=\emptyset$
, we have the corresponding equality for their strict transforms:
$\unicode[STIX]{x1D70B}_{1}^{\#}\overline{Z}_{1}^{\prime }\cap \unicode[STIX]{x1D70B}_{1}^{\#}\overline{Z}_{2}=\unicode[STIX]{x1D70B}_{1}^{\#}\overline{Z}_{1}^{\prime }\cap \unicode[STIX]{x1D70B}_{1}^{\#}\overline{Z}_{3}=\emptyset$
. Since
$\unicode[STIX]{x1D70B}_{1}^{\#}\overline{Z}_{1}^{\prime },\unicode[STIX]{x1D70B}_{1}^{\#}\overline{Z}_{2},\unicode[STIX]{x1D70B}_{1}^{\#}\overline{Z}_{3}$
are the closures of
$Z_{1}^{\prime },Z_{2},Z_{3}$
in
$\overline{R}_{1}$
, respectively, the pair
$(S(11)\rightarrow T_{1})\in \mathbf{Comp}(S(11))$
and
$\overline{S}(01)\rightarrow \overline{R}_{1}$
satisfies
$(\ast )_{T_{1},\overline{R}_{1}}$
. Moreover, the blowup
$\unicode[STIX]{x1D70B}_{1}:\overline{T}_{1}\rightarrow \overline{T}$
induces a minimal morphism
$T_{1}\rightarrow T$
by construction. This finishes the proof.◻
Corollary 2.6.2. If
$S$
is a normal
$\operatorname{MV̲fin}$
-square and if
$S\xrightarrow[{}]{j}S^{\prime }$
is a partial compactification, then there exists a partial compactification
$S\xrightarrow[{}]{j_{1}}S_{1}^{\prime }$
such that
$S_{1}^{\prime }$
is normal and a minimal morphism
$S_{1}^{\prime }\xrightarrow[{}]{p}S$
such that
$pj_{1}=j$
.
Proof. Let
$S_{1}^{\prime }(ij)=\mathbf{Bl}_{\emptyset }(S^{\prime }(ij))^{N}$
be the normalized blowup along the empty subscheme for
$(ij)\in \mathbf{Sq}$
. More explicitly, we have
By Lemma 2.5.3, the morphisms
$S\rightarrow S^{\prime }(ij)$
uniquely lift to
$(S(ij)\rightarrow S_{1}^{\prime }(ij))\in \mathbf{Comp}(S(ij))$
for all
$(ij)\in \mathbf{Sq}$
.
Since
$\overline{S}^{\prime }(ij)\rightarrow \overline{S}^{\prime }(11)$
is étale for each
$(ij)\in \mathbf{Sq}$
, we have
and hence
where the right-hand side denotes the fiber product in
$\mathbf{\text{}\underline{M}Sm}^{\operatorname{fin}}$
, which exists by the minimality of (one of) the projection maps [Reference Kahn, Miyazaki, Saito and Yamazaki3, Corollary 1.10.7]. Therefore,
$S_{1}^{\prime }(ij)$
’s form an
$\operatorname{MV̲fin}$
-square
$S_{1}^{\prime }$
. This finishes the proof.◻
3 Cofinality of
$\operatorname{MV}$
-squares: the partially compact case
3.1 Main result
In this section, we prove the following special case of Theorem 1.5.6.
Theorem 3.1.1. Theorem 1.5.6 is true if
$S$
is partially compact in the sense of Definition 2.1.1(2).
This is the technical heart of the paper. The strategy is simple: we achieve successively conditions (1) and (3) of Definition 1.3.2, Condition (2) being automatic.
In the sequel, we fix a normal
$\operatorname{MV̲}^{\operatorname{fin}}$
-square
$S$
; it will be assumed partially compact only in Subsection 3.6.
3.2 Another general construction
Here, we prepare a general setting, which will be used in the proof of Theorem 3.1.1.
Let
$(S\rightarrow T)\in \mathbf{Comp}(S)$
. Since
$(S(ij)\rightarrow T(ij))\in \mathbf{Comp}(S(ij))$
for each
$(ij)\in \mathbf{Sq}$
, we can find an effective Cartier divisor
$D_{ij}$
on
$\overline{T}(ij)$
such that
$|D_{ij}|=\overline{T}(ij)-\overline{S}(ij)$
.
Write

where
$d_{T}:=p_{T}v_{T}=u_{T}q_{T}$
. All morphisms in the diagram are ambient by assumption.
We shall need the following Condition 3.2.3. We recall a definition and a lemma.
Definition 3.2.1. Two effective Cartier divisors
$D,E$
on a scheme
$X$
have a universal supremum if
$D\times _{X}E$
is an effective Cartier divisor on
$X$
. If
$D,E$
have a universal supremum, we define an effective Cartier divisor
$\sup (D,E)$
on
$X$
by
$\sup (D,E):=D+E-D\times _{X}E$
.
Lemma 3.2.2. Let
$D,E$
be effective Cartier divisors on a scheme
$X$
, which have a universal supremum. Then, for any morphism
$f:Y\rightarrow X$
in
$\mathbf{Sch}$
such that
$Y$
is normal and such that
$f(T)\not \subset |D|\cup |E|$
for any irreducible component
$T$
of
$Y$
, the effective Cartier divisors
$f^{\ast }D$
and
$f^{\ast }E$
have a universal supremum, and
$f^{\ast }\sup (D,E)=\sup (f^{\ast }D,f^{\ast }E)$
. Moreover, if we regard
$\sup (f^{\ast }D,f^{\ast }E)$
as a Weil divisor on the normal scheme
$Y$
, it coincides with the smallest Weil divisor which is larger than
$f^{\ast }D$
and
$f^{\ast }E$
.
Proof. See [Reference Kahn, Miyazaki, Saito and Yamazaki3, Definition 1.10.2, Remark 1.10.3] or [Reference Miyazaki9, Lemma 2.2.1]. ◻
Conditions 3.2.3.
-
(1)
$T$
is ambient, that is,
$T\in (\mathbf{MSm}^{\operatorname{fin}})^{\mathbf{Sq}}$
. -
(2)
$\overline{T}(ij)$
is normal for each
$(ij)\in \mathbf{Sq}$
. -
(3)
$\overline{q}_{T}^{\ast }D_{10}$
and
$\overline{v}_{T}^{\ast }D_{01}$
have a universal supremum on
$\overline{T}(00)$
.
Lemma 3.2.4. For any
$(S\rightarrow T_{0})\in \mathbf{Comp}(S)$
, there exists
$(S\rightarrow T)\in \mathbf{Comp}(S)$
which dominates
$(S\rightarrow T_{0})$
and such that
$T$
satisfies Conditions 3.2.3.
Proof. By the graph trick, there exists
$(S\rightarrow T_{1})\in \mathbf{Comp}(S)$
, which dominates
$(S\rightarrow T_{0})\in \mathbf{Comp}(S)$
, such that
$T_{1}\in (\mathbf{MSm}^{\operatorname{fin}})^{\mathbf{Sq}}$
.
Set
$F:=\overline{q}_{T_{1}}^{\ast }D_{10}\times _{\overline{T}(00)}\overline{v}_{T_{1}}^{\ast }D_{01}$
, and let
be the normalized blowup of
$T_{1}(00)$
along
$F$
(see Definition 2.5.2). Since
$F\cap \overline{S}(00)=\emptyset$
by construction, and since
$\overline{S}(00)$
is normal by assumption, Lemma 2.5.3(2) shows that the open immersion
$\overline{S}(00)\rightarrow \overline{T}_{1}(00)$
lifts uniquely to an open immersion
$\overline{S}(00)\rightarrow \overline{T}(00)$
, which defines an object
$(S(00)\rightarrow T(00))\in \mathbf{Comp}(S(11))$
.
For
$(ij)\in \mathbf{Sq}-\{(00)\}$
, define
Then, for each
$(ij)\in \mathbf{Sq}-\{(00)\}$
, the morphism
$S(ij)\rightarrow T_{1}(ij)$
lifts uniquely to an object
$S(ij)\rightarrow T(ij)$
by Lemma 2.5.3(2), noting that the normalization is the normalized blowup along the closed subset
$\emptyset$
. Moreover, for each
$(ij)\rightarrow (kl)$
in
$\mathbf{Sq}$
, the morphism
$\overline{T}_{1}(ij)\rightarrow \overline{T}_{1}(kl)$
lifts to a morphism
$\overline{T}(ij)\rightarrow \overline{T}(kl)$
by the universal property of normalization. Therefore,
$T$
is ambient.
The other conditions in Conditions 3.2.3 hold by construction. ◻
In the rest of this subsection, we fix
$(S\rightarrow T)\in \mathbf{Comp}(S)$
verifying Conditions 3.2.3. Set
where the notation on the right-hand side is from Definition 3.2.1. Then
$D$
is an effective Cartier divisor on
$\overline{T}(00)$
by assumption.
Lemma 3.2.5.
$|D|=|D_{00}|=\overline{T}(00)-\overline{S}(00)$
.
Proof. The second equality is by definition. To show the first one, taking the complements of both sides, we are reduced to proving
$\overline{S}(00)=\overline{q}_{T}^{-1}(\overline{S}(10))\cap \overline{v}_{T}^{-1}(\overline{S}(01))$
. The inclusion
$\overline{S}(00)\subset \overline{q}_{T}^{-1}(\overline{S}(10))\cap \overline{v}_{T}^{-1}(\overline{S}(01))$
is obvious. By the universal property of fiber product, there exists a unique morphism
$\overline{q}_{T}^{-1}(\overline{S}(10))\cap \overline{v}_{T}^{-1}(\overline{S}(01))\rightarrow \overline{S}(10)\times _{\overline{S}(11)}\overline{S}(01)=\overline{S}(00)$
, which is compatible with
$\overline{q}_{S}$
and
$\overline{v}_{S}$
. We can check that this map is inverse to the inclusion map, by restricting them to the dense open subset
$S^{\operatorname{o}}(00)=T^{\operatorname{o}}(00)$
. This finishes the proof.◻
Lemma 3.2.6. There exists a positive integer
$n_{T}$
such that for any
$n\geqslant n_{T}$
, we have
Proof. We have
$T(00)^{\infty }|_{\overline{S}(00)}=\overline{d}^{\ast }T(11)^{\infty }|_{\overline{S}(00)}=S(00)^{\infty }$
by the minimality of
$S(00)\rightarrow T(00)$
and
$S(00)\rightarrow S(11)\cong T(11)$
. Therefore, in view of Lemmas 3.2.5 and 1.4.2, we finish the proof.◻
For any nonnegative integers
$m$
and
$n$
, define
$T_{m,n}\in (\mathbf{MSm}^{\operatorname{fin}})^{\mathbf{Sq}}$
by
$$\begin{eqnarray}\displaystyle & \displaystyle T_{m,n}(11):=T(11) & \displaystyle \nonumber\\ \displaystyle & \displaystyle T_{m,n}(10):=(\overline{T}(10),T(10)^{\infty }+mD_{10}) & \displaystyle \nonumber\\ \displaystyle & \displaystyle T_{m,n}(01):=(\overline{T}(01),T(01)^{\infty }+nD_{01}) & \displaystyle \nonumber\\ \displaystyle & \displaystyle T_{m,n}(00):=T_{m,n}(10)\times _{T_{m,n}(11)}^{\text{c}}T_{m,n}(01), & \displaystyle \nonumber\end{eqnarray}$$
where
$\times ^{\text{c}}$
denotes the canonical model of fiber product introduced in [Reference Miyazaki9, Definition 2.2.2]. Note that for each
$(ij)\in \mathbf{Sq}-\{(00)\}$
, the open immersion
$\overline{S}(ij)\rightarrow \overline{T}(ij)$
induces an object
$(S(ij)\rightarrow T_{m,n}(ij))\in \mathbf{Comp}(S(ij))$
. Moreover, it is easy to see by the construction of the canonical model of fiber product that the morphism
$S(00)\rightarrow T_{m,n}(00)$
in
$\mathbf{\text{}\underline{M}Sm}$
, which is induced by the universal property of fiber product, is ambient and minimal, and defines an object
$(S(00)\rightarrow T_{m,n}(00))\in \mathbf{Comp}(S(00))$
.
Therefore, we obtain
$(S\rightarrow T_{m,n})\in \mathbf{Comp}(S)$
for any
$m,n$
. Write

Note that
$T_{m,n}$
is Cartesian in
$\mathbf{MSm}$
for any
$m,n$
by construction.
3.3 Cofinality of Cartesian squares
Proposition 3.3.1. Let
$(S\rightarrow T)\in \mathbf{Comp}(S)$
verifying Conditions 3.2.3. Let
$n_{T}$
be as in Lemma 3.2.6, and
$T_{m,n}$
be as constructed above. Then for any integers
$m,n\geqslant n_{T}$
, there exists a morphism
$(S\rightarrow T_{m,n})\rightarrow (S\rightarrow T)$
in
$\mathbf{Comp}(S)$
.
Proof. For
$(ij)\in \mathbf{Sq}-\{(00)\}$
and for any
$m,n$
, there exists a natural morphism
$T_{m,n}(ij)\rightarrow T(ij)$
in
$\mathbf{\text{}\underline{M}Sm}^{\operatorname{fin}}$
by construction.
Our task is to show that the isomorphism
$T_{m,n}(00)^{\operatorname{o}}\rightarrow T(00)^{\operatorname{o}}$
in
$\mathbf{Sm}$
defines a morphism
$T_{m,n}(00)\rightarrow T(00)$
in
$\mathbf{MSm}$
for
$m,n\geqslant n_{T}$
.
Let
$\unicode[STIX]{x1D6E4}$
be the graph of the rational map
$\overline{T}_{m,n}(00){\dashrightarrow}\overline{T}(00)$
, and let
$\unicode[STIX]{x1D6E4}^{N}\rightarrow \unicode[STIX]{x1D6E4}$
be the normalization of
$\unicode[STIX]{x1D6E4}$
. Then we obtain the following commutative diagrams of schemes:

Claim 3.3.2.
$\sup (a^{\ast }\overline{q}_{T_{m,n}}^{\ast }D_{10},a^{\ast }\overline{v}_{T_{m,n}}^{\ast }D_{01})=b^{\ast }D$
.
Proof. We have
$\overline{q}_{T}b=\overline{q}_{T_{m,n}}a$
and
$\overline{v}_{T}b=\overline{v}_{T_{m,n}}a$
by the commutativity of the above diagrams. Therefore,
$$\begin{eqnarray}\displaystyle \sup (a^{\ast }\overline{q}_{T_{m,n}}^{\ast }D_{10},a^{\ast }\overline{v}_{T_{m,n}}^{\ast }D_{01}) & = & \displaystyle \sup (b^{\ast }\overline{q}_{T}^{\ast }D_{10},b^{\ast }\overline{v}_{T}^{\ast }D_{01})\nonumber\\ \displaystyle & = & \displaystyle b^{\ast }\sup (\overline{q}_{T}^{\ast }D_{10},\overline{v}_{T}^{\ast }D_{01})\nonumber\\ \displaystyle & = & \displaystyle b^{\ast }D.\nonumber\end{eqnarray}$$
This finishes the proof. ◻
By the construction of
$T_{m,n}(00)$
, we have
and hence
By the construction of
$T_{m,n}$
and by the choice of
$m,n$
, we have
Combining these with (3.3.1), we have
where the last equality follows from Claim 3.3.2 and
$\overline{d}_{T_{m,n}}a=\overline{d}_{T}b$
. Therefore, in view of Lemma 3.2.6, we have
which shows that the isomorphism
$T_{m,n}(00)^{\operatorname{o}}\rightarrow T(00)^{\operatorname{o}}$
in
$\mathbf{Sm}$
defines a morphism
$T_{m,n}(00)\rightarrow T(00)$
in
$\mathbf{MSm}$
. This finishes the proof of Proposition 3.3.1.◻
Corollary 3.3.3. The subset
is cofinal in
$\mathbf{Comp}(S)$
.◻
3.4 Topological study of a certain diagram
By Corollary 3.3.3, we may and do assume in Theorem 3.1.1 that
$T\in (\mathbf{MSm}^{\operatorname{fin}})^{\mathbf{Sq}}$
and that
$T$
is Cartesian in
$\mathbf{MSm}$
. Since
$T^{\operatorname{o}}$
is an elementary Nisnevich square, the morphism
$\text{OD}(q_{T})^{\operatorname{o}}\rightarrow \text{OD}(p_{T})^{\operatorname{o}}$
is an isomorphism in
$\mathbf{Sm}$
, and it induces an admissible morphism
$\text{OD}(q_{T})\rightarrow \text{OD}(p_{T})$
. Our task is to modify
$T$
in order to make this morphism invertible in
$\mathbf{MSm}$
. In this subsection, we prepare the ground to show that we only need to increase multiplicities of divisors, which will be done in the next subsection.
We take the notation of Section 3.2. Let
$\unicode[STIX]{x1D6E4}$
be the graph of the birational map
$\overline{\text{OD}(q_{T})}{\dashrightarrow}\overline{\text{OD}(p_{T})}$
. Let
$\unicode[STIX]{x1D708}:\unicode[STIX]{x1D6E4}\rightarrow \overline{\text{OD}(p_{T})}$
be the natural map, and let
$s_{i}:\overline{\text{OD}(p_{T})}\rightarrow \overline{T}(01)$
be the natural
$i$
th projection for
$i=1,2$
.
Set
$H:=\unicode[STIX]{x1D708}^{\ast }s_{1}^{\ast }D_{01}\times _{\unicode[STIX]{x1D6E4}}\unicode[STIX]{x1D708}^{\ast }s_{2}^{\ast }D_{01}$
, let
be the normalized blowup of
$\unicode[STIX]{x1D6E4}$
along
$H$
, and set
$b:=\unicode[STIX]{x1D708}\unicode[STIX]{x1D70B}$
. Then
$b^{\ast }s_{1}^{\ast }D_{01}$
and
$b^{\ast }s_{2}^{\ast }D_{01}$
have a universal supremum (see Definition 3.2.1) by construction. Set
By [Reference Miyazaki9, Proposition 2.2.7(3), Lemma 4.1.4], there are natural open immersions
$j_{q}:\overline{\text{OD}(q_{S})}\rightarrow \overline{\text{OD}(q_{T})}$
and
$j_{p}:\overline{\text{OD}(p_{S})}\rightarrow \overline{\text{OD}(p_{T})}$
. They lift uniquely to open immersions
$j_{q}^{\prime }:\overline{\text{OD}(q_{S})}\rightarrow \unicode[STIX]{x1D6E4}_{1}$
and
$j_{p}^{\prime }:\overline{\text{OD}(p_{S})}\rightarrow \unicode[STIX]{x1D6E4}_{1}$
since
$\overline{\text{OD}(q_{S})}$
and
$\overline{\text{OD}(p_{S})}$
are normal by construction and since
$H\cap j_{p}(\overline{\text{OD}(p_{S})})=H\cap j_{q}(\overline{\text{OD}(q_{S})})=\emptyset$
.
Thus we obtain commutative diagrams of schemes (
$i=1,2$
)

where
$t_{i}$
is the natural
$i$
th projection and
$a$
is the composite
$\unicode[STIX]{x1D6E4}_{1}\rightarrow \unicode[STIX]{x1D6E4}\rightarrow \overline{\text{OD}(q_{T})}$
.
Set
Consider the composite
where the first morphism is the natural inclusion and the second is the structural morphism.
Lemma 3.4.1.
$a^{\ast }\text{OD}(q_{T})^{\infty }|_{U}=b^{\ast }\text{OD}(p_{T})^{\infty }|_{U}=b^{\ast }c^{\ast }T(11)^{\infty }|_{U}$
.
Proof. The natural morphism
$\text{OD}(q_{S})\rightarrow \text{OD}(p_{S})$
is an isomorphism in
$\mathbf{\text{}\underline{M}Sm}^{\operatorname{fin}}$
by [Reference Miyazaki9, Proposition 4.1.5]. Moreover, the morphisms
$\text{OD}(q_{S})\rightarrow \text{OD}(q_{T})$
and
$\text{OD}(p_{S})\rightarrow \text{OD}(p_{T})$
are minimal. Therefore, the first equality follows from the commutativity of (3.4.3). The second assertion follows from the minimality of the natural morphism
$\text{OD}(p_{S})\rightarrow S(10)\times _{S(11)}^{\text{c}}S(01)\rightarrow S(11)\rightarrow T(11)$
. This finishes the proof.◻
Lemma 3.4.2.
$\overline{\text{OD}(q_{T})}-j_{q}(\overline{\text{OD}(q_{S})})=t_{1}^{-1}\overline{v}_{T}^{-1}(|D_{01}|)\cup t_{2}^{-1}\overline{v}_{T}^{-1}(|D_{01}|)$
.
Proof. Set
Then the assertion is equivalent to the equality
The inclusion
$\subset$
follows from the commutativity of (3.4.3). By the universal property of the fiber product, we have a natural morphism
Claim 3.4.3.
$\unicode[STIX]{x1D6FE}(A)\cap \unicode[STIX]{x1D6E5}(\overline{S}(01))=\emptyset$
.
Proof. First, note that
$\overline{\text{OD}(q_{T})}$
is the closure of
by construction (see the proof of [Reference Miyazaki9, Theorem 3.1.3]). Therefore, since
$A\subset \overline{\text{OD}(q_{T})}$
by construction, the open immersion
is also dense. In particular,
$\text{OD}(q_{T}^{\operatorname{o}})$
is dense in
$\unicode[STIX]{x1D6FE}(A)$
.
Since
$\text{OD}(q_{T}^{\operatorname{o}})\cap \unicode[STIX]{x1D6E5}(S(01)^{\operatorname{o}})=\emptyset$
and since
$\unicode[STIX]{x1D6E5}(S(01)^{\operatorname{o}})$
is dense in
$\unicode[STIX]{x1D6E5}(\overline{S}(01))$
, we have
$\text{OD}(q_{T}^{\operatorname{o}})\cap \unicode[STIX]{x1D6E5}(\overline{S}(01))=\emptyset$
. Therefore, since
$\unicode[STIX]{x1D6E5}(\overline{S}(01))$
is closed in
$\overline{S}(01)\times _{\overline{S}(11)}\overline{S}(01)$
, we have
This finishes the proof of Claim 3.4.3. ◻
By Claim 3.4.3, the morphism
$\unicode[STIX]{x1D6FE}$
induces
This map is inverse to the inclusion morphism since their restrictions to the dense interior
$S^{\operatorname{o}}(01)\times _{S^{\operatorname{o}}(11)}S^{\operatorname{o}}(01)$
are the identity. Therefore,
$j_{q}(\overline{\text{OD}(q_{S})})=A$
. This finishes the proof of Lemma 3.4.2.◻
Lemma 3.4.4. We have
$\unicode[STIX]{x1D6E4}_{1}-U=|D^{\prime }|$
(see (3.4.2) and (3.4.4) for the definitions of
$D^{\prime }$
and
$U$
).
Proof. By applying
$a^{-1}$
to both sides of the equality in Lemma 3.4.2, by using the commutativity of the above diagram and by Lemma 1.4.3, we have
where the last equality follows from the construction of
$D^{\prime }$
. This finishes the proof.◻
3.5 Increasing multiplicities
By Lemmas 1.4.2, 3.4.1, and 3.4.4, there exists a positive integer
$n$
such that
Set
where the right-hand side is defined as in Subsection 3.2.
Then there exists a natural morphism
$T^{\prime }\rightarrow T$
in
$(\mathbf{MSm}^{\operatorname{fin}})^{\mathbf{Sq}}$
, and we obtain the commutative diagram

in
$\mathbf{MSm}$
by the functorial property of
$\text{OD}$
(see [Reference Miyazaki9, Theorem 3.1.3]).
Lemma 3.5.1. Diagram (3.5.2) is Cartesian in
$\mathbf{MSm}$
.
Proof. Consider the following commutative diagram:

in
$\mathbf{MSm}$
, where
$\unicode[STIX]{x1D70B}_{p}$
and
$\unicode[STIX]{x1D70B}_{q}$
are the natural projections to the bases of fiber products. Since
$T$
is Cartesian, the right square is Cartesian by [Reference Miyazaki9, Proposition 3.1.4]. Since
$T^{\prime }$
is also Cartesian and since
$T^{\prime }(11)=T(11)$
and
$T^{\prime }(10)=T(10)$
by construction, the large square is Cartesian by [Reference Miyazaki9]. Therefore, a general argument shows that the left square is Cartesian. This finishes the proof.◻
The main point of this subsection is the following.
Proposition 3.5.2. The natural morphism
$\text{OD}(q_{T^{\prime }})\rightarrow \text{OD}(p_{T^{\prime }})$
is an isomorphism in
$\mathbf{MSm}$
.
Proof. We will construct an inverse morphism. By Lemma 3.5.1, it suffices to show that
$\text{OD}(p_{T^{\prime }})\rightarrow \text{OD}(p_{T})$
lifts to a morphism
$\text{OD}(p_{T^{\prime }})\rightarrow \text{OD}(q_{T})$
.
Let
$\unicode[STIX]{x1D6E4}_{2}$
be the graph of the rational map
$\overline{\text{OD}(p_{T^{\prime }})}{\dashrightarrow}\unicode[STIX]{x1D6E4}_{1}$
. Then we obtain the following commutative diagrams (
$i=1,2$
),

where
$s_{i}^{\prime }$
are natural projections and
$c^{\prime }:=\overline{p}_{T^{\prime }}s_{1}^{\prime }=\overline{p}_{T^{\prime }}s_{2}^{\prime }$
.
By (3.5.1),
The commutativity of the above diagram shows
By (3.4.2),
Combining these, we get
By the admissibility of
$p_{T}:T(01)\rightarrow T(11)$
, and noting that
$p_{T}=p_{T^{\prime }}$
by construction, we have
for each
$i=1,2$
.
Therefore, we have
Recall that
$T^{\prime }(01)^{\infty }=T(01)^{\infty }+nD_{01}$
by the definition of
$T^{\prime }=T_{0,n}$
. Moreover, by the construction of
$\text{OD}$
, we have
$\text{OD}(p_{T^{\prime }})^{\infty }=\sup _{i=1,2}((s_{i}^{\prime })^{\ast }T^{\prime }(01)^{\infty })$
(see the proof of [Reference Miyazaki9, Theorem 3.1.3]). Therefore, we have
$$\begin{eqnarray}\displaystyle \sup _{i=1,2}((a^{\prime })^{\ast }(s_{i}^{\prime })^{\ast }(T(01)^{\infty }+nD_{01})) & = & \displaystyle \sup _{i=1,2}((a^{\prime })^{\ast }(s_{i}^{\prime })^{\ast }T^{\prime }(01)^{\infty })\nonumber\\ \displaystyle & = & \displaystyle (a^{\prime })^{\ast }\sup _{i=1,2}((s_{i}^{\prime })^{\ast }T^{\prime }(01)^{\infty })\nonumber\\ \displaystyle & = & \displaystyle (a^{\prime })^{\ast }\text{OD}(p_{T^{\prime }})^{\infty }.\nonumber\end{eqnarray}$$
Combined with (3.5.3), this implies
Let
$\unicode[STIX]{x1D6E4}_{3}$
be the graph of the rational map
$\overline{\text{OD}(p_{T^{\prime }})}{\dashrightarrow}\overline{\text{OD}(q_{T})}$
, and let
$\unicode[STIX]{x1D6E4}_{3}^{N}\rightarrow \unicode[STIX]{x1D6E4}_{3}$
be the normalization of
$\unicode[STIX]{x1D6E4}_{3}$
. Recalling that
$\unicode[STIX]{x1D6E4}_{2}$
is the graph of the rational map
$\overline{\text{OD}(p_{T^{\prime }})}{\dashrightarrow}\unicode[STIX]{x1D6E4}_{1}$
, we have a natural birational morphism
$\unicode[STIX]{x1D6E4}_{2}\rightarrow \unicode[STIX]{x1D6E4}_{3}$
. Thus, we have the following commutative diagram:

where
$\unicode[STIX]{x1D709}$
is induced from the morphism
$\unicode[STIX]{x1D6E4}_{2}\rightarrow \unicode[STIX]{x1D6E4}_{3}$
by the universal property of normalization.
By (3.5.4), and by the commutativity of the above diagram, we have
Since
$\unicode[STIX]{x1D709}$
is proper birational by construction, Lemma 1.4.1 and (3.5.4) imply
which shows that
$\text{OD}(p_{T^{\prime }})\rightarrow \text{OD}(q_{T})$
is defined in
$\mathbf{MSm}$
. This concludes the proof of Proposition 3.5.2.◻
3.6 End of proof of Theorem 3.1.1
We now assume that
$S$
is partially compact. Then
$T^{\prime }$
satisfies Condition (2) in Definition 1.3.2. Since
$T^{\prime }$
is Cartesian in
$\mathbf{MSm}$
, it also satisfies Condition (1). Moreover, it satisfies Condition (3) by Proposition 3.5.2. Therefore,
$T^{\prime }$
is an
$\operatorname{MV}$
-square, and hence
$T^{\prime }\in \mathbf{Comp}^{\operatorname{MV}}(S)$
. This finishes the proof.
4 Cofinality of
$\operatorname{MV}$
-squares: the general case
In this section, we complete the proof of Theorem 1.5.6.
4.1 Preparatory lemmas
Lemma 4.1.1. Let
$S$
be a
$\operatorname{MV̲fin}$
-square, and let
$S\rightarrow S^{\prime }$
be a partial compactification. Let
$F$
be a closed subscheme of
$\overline{S}^{\prime }(11)$
such that
$F\cap S^{\prime }(11)^{\operatorname{o}}=\emptyset$
, and set
$F_{ij}:=F\times _{\overline{S}^{\prime }(11)}\overline{S}^{\prime }(ij)\subset \overline{S}^{\prime }(ij)$
for
$(ij)\in \mathbf{Sq}$
. Note that
$F_{11}=F$
by definition.
Let
be the blowup of
$S^{\prime }(ij)$
along
$F_{ij}$
(see Definition 2.5.2). Note that for any morphism
$(ij)\rightarrow (kl)$
in
$\mathbf{Sq}$
, the structure morphism
$S^{\prime }(ij)\rightarrow S^{\prime }(kl)$
lifts to a morphism
$S_{F}^{\prime }(ij)\rightarrow S_{F}^{\prime }(kl)$
in
$\mathbf{\text{}\underline{M}Sm}^{\operatorname{fin}}$
by the universal property of blowing up.
Then the resulting square
$S_{F}^{\prime }$
is an
$\operatorname{MV̲fin}$
-square. Moreover, the morphism
$S\rightarrow S^{\prime }$
lifts uniquely to a morphism
$S\rightarrow S_{F}^{\prime }$
in
$(\mathbf{\text{}\underline{M}Sm}^{\operatorname{fin}})^{\mathbf{Sq}}$
, and it is a partial compactification of
$S$
.
Proof. Since
$\overline{S}(ij)\rightarrow \overline{S}(11)$
are étale (hence flat), we have
Therefore, the resulting square
$\overline{S}_{F}^{\prime }$
is an elementary Nisnevich square as base change. Since
$S_{F}^{\prime }(ij)^{\infty }$
are the pullback of
$S_{F}^{\prime }(11)^{\infty }$
by construction, we obtain an
$\operatorname{MV̲fin}$
-square
$S_{F}^{\prime }$
.
By Lemma 2.5.3, the object
$(S(11)\rightarrow S^{\prime }(11))\in \mathbf{Comp}(S(11))$
lifts uniquely to
$(S(11)\rightarrow S_{F}^{\prime }(11))\in \mathbf{Comp}(S(11))$
. Similarly, for
$(ij)\in \mathbf{Sq}-\{(11)\}$
, the open immersion
$\overline{S}(ij)\rightarrow \overline{S}^{\prime }(ij)$
lifts uniquely to an open immersion
$\overline{S}(ij)\rightarrow \overline{S}_{F}^{\prime }(ij)$
since
$F_{ij}\cap \overline{S}(ij)$
is an effective Cartier divisor by assumption. Therefore, we obtain a morphism
$S\rightarrow S_{F}^{\prime }$
in
$\mathbf{\text{}\underline{M}Sm}^{\operatorname{fin}}$
.
The last thing to check is Condition (c) of Definition 2.1.1. Since
$S\rightarrow S^{\prime }$
is a partial compactification, the natural morphism
is an isomorphism. Combining this with (4.1.1) as above, for each
$(ij)\in \mathbf{Sq}$
, we have
$$\begin{eqnarray}\displaystyle \overline{S}_{F}^{\prime }(ij)\times _{\overline{S}_{F}^{\prime }(11)}\overline{S}(11) & \cong & \displaystyle \overline{S}^{\prime }(ij)\times _{\overline{S}^{\prime }(11)}\overline{S}_{F}^{\prime }(11)\times _{\overline{S}_{F}^{\prime }(11)}\overline{S}(11)\nonumber\\ \displaystyle & \cong & \displaystyle \overline{S}^{\prime }(ij)\times _{\overline{S}^{\prime }(11)}\overline{S}(11)\nonumber\\ \displaystyle & \cong & \displaystyle \overline{S}(ij).\nonumber\end{eqnarray}$$
This finishes the proof of Lemma 4.1.1. ◻
Lemma 4.1.2. Let
$f:M\rightarrow N$
be a morphism in
$\mathbf{\text{}\underline{M}Sm}$
with
$N\in \mathbf{MSm}$
. Assume that
$f$
is ambient and minimal, and that
$f^{\operatorname{o}}:M^{\operatorname{o}}\rightarrow N^{\operatorname{o}}$
is an isomorphism. Then there exists an isomorphism
$N\xrightarrow[{}]{{\sim}}N^{\prime }$
in
$\mathbf{MSm}$
such that the composite
$M\rightarrow N\xrightarrow[{}]{{\sim}}N^{\prime }$
belongs to
$\mathbf{Comp}(M)$
.
Proof. Take any compactification
$j:\overline{M}\rightarrow X$
, and let
$\unicode[STIX]{x1D6E4}_{1}$
be the graph of the birational map
$g:X{\dashrightarrow}\overline{N}$
. Since the composite
$gj=\overline{f}$
is a morphism of schemes, the open immersion
$j$
lifts uniquely to an open immersion
$j_{1}:\overline{M}\rightarrow \unicode[STIX]{x1D6E4}_{1}$
. Let
be the blowup of
$\unicode[STIX]{x1D6E4}_{1}$
along the closed subscheme
$(\unicode[STIX]{x1D6E4}_{1}-j_{1}(\overline{M}))_{\operatorname{red}}$
. Then
$j_{1}$
lifts to an open immersion
$j_{2}:\overline{M}\rightarrow \unicode[STIX]{x1D6E4}_{2}$
since
$\unicode[STIX]{x1D70B}$
is an isomorphism over
$j_{1}(\overline{M})$
. Thus we obtain the following commutative diagram:

Note that
$\overline{f}=p\unicode[STIX]{x1D70B}j_{2}$
by construction. Set
Then we have
$j_{2}^{\ast }(N^{\prime })^{\infty }=j_{2}^{\ast }\unicode[STIX]{x1D70B}^{\ast }p^{\ast }N^{\infty }=\overline{f}^{\ast }N^{\infty }=M^{\infty }$
, where the last equality follows from the minimality of
$f$
. Therefore,
$j_{2}$
induces a minimal morphism
$J:M\rightarrow N^{\prime }$
. Moreover, denoting by
$E$
the exceptional divisor of the blowup
$\unicode[STIX]{x1D70B}$
, we have
$E\leqslant (N^{\prime })^{\infty }$
by construction. Thus, we obtain a decomposition
$(N^{\prime })^{\infty }=((N^{\prime })^{\infty }-E)+E$
as a sum of two effective Cartier divisors. Therefore, we have
$(J:M\rightarrow N^{\prime })\in \mathbf{Comp}(M)$
.
By construction,
$p\unicode[STIX]{x1D70B}$
induces a minimal morphism
$h:N^{\prime }\rightarrow N$
. Moreover, it induces an isomorphism
$h^{\operatorname{o}}:(N^{\prime })^{\operatorname{o}}\xrightarrow[{}]{{\sim}}N^{\operatorname{o}}$
. Therefore,
$h$
is an isomorphism in
$\mathbf{MSm}$
. The commutativity of the above diagram shows
$hJ=f$
; hence
$h^{-1}f=J\in \mathbf{Comp}(M)$
. This finishes the proof.◻
4.2 A key proposition
Proposition 4.2.1. Let
$S$
be an
$\operatorname{MV̲fin}$
-square, and let
$(S\rightarrow T)\in \mathbf{Comp}(S)$
be any object. Then there exists a partial compactification
$S\rightarrow S^{\prime }$
, an object
$(S^{\prime }\rightarrow T^{\prime })\in \mathbf{Comp}(S^{\prime })$
, and a morphism
$T^{\prime }\rightarrow T$
in
$\mathbf{MSm}^{\operatorname{fin}}$
such that the diagram

commutes. If
$S$
is normal, we can choose
$S^{\prime }$
to be normal.
Proof. The first step of the proof is to find a partial compactification
$S\rightarrow S^{\prime }$
such that the morphism
$S\rightarrow T$
extends to a morphism
$S^{\prime }\rightarrow T$
in
$(\mathbf{\text{}\underline{M}Sm}^{\operatorname{fin}})^{\mathbf{Sq}}$
.
By Theorem 2.1.4, take a partial compactification
$S\rightarrow S_{1}^{\prime }$
such that
$(S(11)\rightarrow S_{1}^{\prime }(11))$
dominates
$(S(11)\rightarrow T(11))$
in
$\mathbf{Comp}(S(11))$
and
$S_{1}^{\prime }(11)\rightarrow T(11)$
is minimal. For all
$(ij)\in \mathbf{Sq}$
, let
$\unicode[STIX]{x1D6E4}_{ij}$
denote the graph of the rational map
$\overline{S}_{1}^{\prime }(ij){\dashrightarrow}\overline{T}(ij)$
. Note that the projection
$\unicode[STIX]{x1D6E4}_{ij}\rightarrow \overline{S}_{1}^{\prime }(ij)$
is a proper birational morphism, which is an isomorphism over
$\overline{S}(ij)=\overline{S}_{1}^{\prime }(ij)\times _{\overline{S}_{1}^{\prime }(11)}\overline{S}(11)$
. Consider the étale morphism
By Lemma 1.4.4, we can find a closed subscheme
$F$
of
$\overline{S}_{1}^{\prime }(11)$
, which is supported on
$|S_{1}^{\prime }(11)^{\infty }|$
and such that the base change of
$f$
along the blowup
$\mathbf{Bl}_{F_{1}}\overline{S}_{1}^{\prime }(11)\rightarrow \overline{S}_{1}^{\prime }(11)$
factors through
$\sqcup _{i,j}\unicode[STIX]{x1D6E4}_{ij}$
.
Set
$S_{2}^{\prime }:=(S_{1}^{\prime })_{F}$
, where the right-hand side is defined as in Lemma 4.1.1. Then
$S_{2}^{\prime }$
is an
$\operatorname{MV̲fin}$
-square, and the morphism
$S\rightarrow S_{1}^{\prime }$
lifts uniquely to a partial compactification
$S\rightarrow S_{2}^{\prime }$
. Moreover, we have a morphism
$\overline{S}_{2}^{\prime }\rightarrow \overline{T}$
in
$\mathbf{Sch}^{\mathbf{Sq}}$
by construction.
Since
$(S(11)\rightarrow S_{2}^{\prime }(11))\in \mathbf{Comp}(S(11))$
, there exists an effective Cartier divisor
$D_{11}$
on
$\overline{S}_{2}^{\prime }(11)$
such that
$|D_{11}|=\overline{S}_{2}^{\prime }(11)-\overline{S}(11)$
. Since
$\overline{S}(ij)=\overline{S}_{2}^{\prime }(ij)\times _{\overline{S}_{2}^{\prime }(11)}\overline{S}(11)$
by the definition of a partial compactification, if we set
$D_{ij}:=D_{11}\times _{\overline{S}_{2}^{\prime }(11)}\overline{S}_{2}^{\prime }(ij)$
, we have
$|D_{ij}|=\overline{S}_{2}^{\prime }(ij)-\overline{S}(ij)$
. By Lemma 1.4.2, there exists a positive integer
$n$
such that the morphism
$\overline{S}_{2}^{\prime }(ij)\rightarrow \overline{T}(ij)$
induces an admissible morphism
for each
$(ij)\in \mathbf{Sq}$
, and they induce minimal morphisms
$S(ij)\rightarrow S_{3}^{\prime }(ij)$
. Since
$\overline{S}_{3}^{\prime }(ij)=\overline{S}_{2}^{\prime }(ij)$
and since
$S_{3}^{\prime }(ij)^{\infty }\cap \overline{S}(ij)=S(ij)^{\infty }$
for each
$(ij)\in \mathbf{Sq}$
by construction, the morphism
$S\rightarrow S_{2}^{\prime }$
lifts uniquely to a partial compactification
$S\rightarrow S_{3}^{\prime }$
.
We set
$S^{\prime }:=S_{3}^{\prime }$
. Then
$(S\rightarrow S^{\prime })\in \mathbf{Comp}(S)$
and the morphism
$S\rightarrow T$
lifts to a morphism
$S^{\prime }\rightarrow T$
in
$\mathbf{\text{}\underline{M}Sm}^{\operatorname{fin}}$
by construction, as required. If
$S$
is normal, we replace
$S^{\prime }$
by its normalization as in Corollary 2.6.2.
Take now any
$(S^{\prime }\rightarrow T_{1}^{\prime })\in \mathbf{Comp}(S^{\prime })$
. Then the graph trick shows that there exists
$(S\rightarrow T_{2}^{\prime })\in \mathbf{Comp}(S^{\prime })$
, which dominates
$S\rightarrow T_{1}^{\prime }$
, and the composite maps
are morphisms of schemes.
For each
$(ij)\in \mathbf{Sq}$
, let
$F_{ij}$
be an effective Cartier divisor on
$\overline{T}^{\prime }(ij)$
such that
$|F_{ij}|=\overline{T}^{\prime }(ij)-\overline{S}^{\prime }(ij)$
, which exists by the definition of
$\mathbf{Comp}$
. By Lemma 1.4.2, noting that
$\overline{h}_{ij}^{\ast }T^{\infty }(ij)\cap \overline{S}^{\prime }(ij)\leqslant S^{\prime \infty }(ij)=T^{\prime \infty }(ij)\cap \overline{S}^{\prime }(ij)$
, there exist positive integers
$m_{ij}$
such that we have
for all
$i,j\in \{0,1\}$
. Define
Clearly, by choosing
$\mathbf{m}=(m_{ij})_{i,j\in \{0,1\}}$
appropriately, we obtain admissible morphisms
$T_{m_{ij}}^{\prime }\rightarrow T_{m_{i^{\prime }j^{\prime }}}^{\prime }$
for any morphism
$(i,j)\rightarrow (i^{\prime },j^{\prime })$
in the diagram category
$\mathbf{Sq}$
. Therefore, we obtain a diagram

which belongs to
$\mathbf{Comp}(S^{\prime })$
, and its image in
$\mathbf{Comp}(S)$
dominates
$T$
. This finishes the proof.◻
4.3 End of proof of Theorem 1.5.6
Let
$S$
be a normal
$\operatorname{MV̲fin}$
-square, and let
$(j:S\rightarrow T)\in \mathbf{Comp}(S)$
be a compactification. Apply Proposition 4.2.1. By Theorem 3.1.1, there exists
$(j_{1}^{\prime }:S^{\prime }\rightarrow T_{1}^{\prime })\in \mathbf{Comp}^{\operatorname{MV}}(S^{\prime })$
, which dominates
$S^{\prime }\rightarrow T^{\prime }$
. Thus we have the following commutative diagram in
$\mathbf{\text{}\underline{M}Sm}$
:

Note that
$j_{1}^{\prime }f$
is ambient and minimal, and it induces an isomorphism
$S^{\operatorname{o}}\xrightarrow[{}]{{\sim}}(T_{1}^{\prime })^{\operatorname{o}}$
by assumption. Therefore, by Lemma 4.1.2, there exists an isomorphism
$g:T_{1}^{\prime }\xrightarrow[{}]{{\sim}}T_{2}^{\prime }$
in
$\mathbf{MSm}$
such that
$(gj_{1}^{\prime }f:S\rightarrow T_{2}^{\prime })\in \mathbf{Comp}(S)$
. Since
$T_{1}^{\prime }$
is an
$\operatorname{MV}$
-square by construction, so is
$T_{2}^{\prime }$
. Moreover,
$S\rightarrow T_{2}^{\prime }$
dominates
$S\rightarrow T$
in
$\mathbf{Comp}(S)$
by construction. This finishes the proof.
5 Continuity and cocontinuity
In this section, we prove Theorem 1.
5.1 Continuity
Note that
$\unicode[STIX]{x1D70F}_{s}$
,
$\text{}\underline{\unicode[STIX]{x1D714}}_{s}$
, and
$\unicode[STIX]{x1D714}_{s}$
all preserve fiber products, as required in Proposition A.1.2(1). The continuity of
$\text{}\underline{\unicode[STIX]{x1D714}}_{s}$
and
$\unicode[STIX]{x1D706}_{s}$
is obvious by Lemma A.2.1(a) since they send distinguished squares to distinguished squares. This implies the cocontinuity of
$\unicode[STIX]{x1D706}_{s}$
, by Proposition A.1.3(2). In the case of
$\unicode[STIX]{x1D70F}_{s}$
, by the same lemma, we must show that
$\{\unicode[STIX]{x1D70F}_{s}T(01),\unicode[STIX]{x1D70F}_{s}T(10)\}$
is an
$\operatorname{MV̲}$
-cover of
$\unicode[STIX]{x1D70F}_{s}T(11)$
for any
$\operatorname{MV}$
-square
$T=(T(ij))$
. By [Reference Artin, Grothendieck and VerdierSGA4, Exposé II, Theorem 4.4], this is the case if and only if, for any sheaf of sets
$F$
on
$\mathbf{\text{}\underline{M}Sm}$
, the map
is injective. By Condition (2) of Definition 1.3.2, there is an
$\operatorname{MV̲}$
-square
$S$
mapping to
$\unicode[STIX]{x1D70F}_{s}T$
and such that
$S(11)\xrightarrow[{}]{{\sim}}\unicode[STIX]{x1D70F}_{s}T(11)$
, and hence the conclusion. But Condition (2) of Definition 1.3.2 says that this morphism is dominated by a morphism
$S(01)\sqcup S(10)\rightarrow \unicode[STIX]{x1D70F}_{s}(T(11))$
for some
$\operatorname{MV̲}$
-square
$S$
such that
$S(11)\xrightarrow[{}]{{\sim}}\unicode[STIX]{x1D70F}_{s}(T(11))$
, hence the conclusion. Finally,
$\unicode[STIX]{x1D714}_{s}$
is continuous as a composition of continuous functors.
5.2 Cocontinuity
It suffices to check the conditions of Lemma A.2.1 for
$\text{}\underline{\unicode[STIX]{x1D714}}_{s}$
and
$\unicode[STIX]{x1D714}_{s}$
. The Nisnevich cd-structure on
$\mathbf{Sm}$
is complete [Reference Voevodsky15, Theorem 2.2]. Therefore, Condition (1) holds for
$\text{}\underline{\unicode[STIX]{x1D714}}_{s}$
and
$\unicode[STIX]{x1D714}_{s}$
. We now check that they both satisfy Condition (2).
Take any
$M\in \mathbf{\text{}\underline{M}Sm}$
and take any elementary Nisnevich square
$S$
in
$\mathbf{Sm}$
such that
$\text{}\underline{\unicode[STIX]{x1D714}}_{s}(M)\cong S(11)$
. Take any
$M_{c}\in \mathbf{Comp}(M)$
. Then, regarding
$S$
as a square in
$\mathbf{\text{}\underline{M}Sm}$
, Corollary 2.6.2 implies that there exists a partial compactification
$S\rightarrow S^{\prime }$
such that
$S^{\prime }$
is normal,
$S^{\prime }(11)\in \mathbf{Comp}(S(11))=\mathbf{Comp}(M^{\operatorname{o}})$
dominates
$M_{c}\in \mathbf{Comp}(M)\subset \mathbf{Comp}(M^{\operatorname{o}})$
, and the morphism
$S^{\prime }(11)\rightarrow M_{c}$
is minimal. In particular,
$S^{\prime }(11)\rightarrow M_{c}$
is an isomorphism in
$\mathbf{MSm}$
.
5.2.1 Case of
$\text{}\underline{\unicode[STIX]{x1D714}}_{s}$
Define a square
$S_{1}$
in
$\mathbf{\text{}\underline{M}Sm}$
as follows: for any
$(ij)\in \mathbf{Sq}$
, set
$$\begin{eqnarray}\displaystyle & \displaystyle \overline{S}_{1}(ij)=\overline{S}^{\prime }(ij)\times _{\overline{M}_{c}}\overline{M}, & \displaystyle \nonumber\\ \displaystyle & \displaystyle S_{1}^{\infty }(ij)=S^{\prime \infty }(ij)\times _{\overline{M}_{c}}\overline{M}, & \displaystyle \nonumber\\ \displaystyle & \displaystyle S_{1}(ij)=(\overline{S}_{1}(ij),S_{1}^{\infty }(ij)). & \displaystyle \nonumber\end{eqnarray}$$
Then
$S_{1}$
is an
$\operatorname{MV̲fin}$
-square (hence an
$\operatorname{MV̲}$
-square). Moreover, the natural morphism
$S_{1}(11)\rightarrow M$
is an isomorphism in
$\mathbf{\text{}\underline{M}Sm}$
since it is minimal,
$\overline{S}_{1}(11)\rightarrow \overline{M}$
is proper surjective, and
$S_{1}^{\operatorname{o}}(11)=S^{\operatorname{o}}(11)=M^{\operatorname{o}}$
. Therefore, the square
$S_{1}^{\prime }$
obtained by replacing
$S_{1}(11)$
in
$S_{1}$
with
$M$
is also an
$\operatorname{MV̲}$
-square, and we have
$\text{}\underline{\unicode[STIX]{x1D714}}_{s}(S_{1}^{\prime })=S$
. Thus, Condition (2) of Lemma A.2.1 holds for
$\text{}\underline{\unicode[STIX]{x1D714}}_{s}$
, and therefore
$\text{}\underline{\unicode[STIX]{x1D714}}_{s}$
is cocontinuous.
5.2.2 Case of
$\unicode[STIX]{x1D714}_{s}$
Here we take
$M\in \mathbf{MSm}$
; hence
$M=M_{c}$
. By Theorem 1.5.6, the category
$\mathbf{Comp}^{\operatorname{MV}}(S^{\prime })$
is cofinal in
$\mathbf{Comp}(S^{\prime })$
. In particular, it is nonempty. Take any object
$T\in \mathbf{Comp}^{\operatorname{MV}}(S^{\prime })$
. Then
$T$
is by definition an
$\operatorname{MV}$
-square such that
$T(11)=S^{\prime }(11)\cong M$
. Therefore, the square
$T^{\prime }$
obtained by replacing
$T(11)$
in
$T$
with
$M$
is also an
$\operatorname{MV}$
-square, and we have
$\unicode[STIX]{x1D714}_{s}(T^{\prime })=S$
. Thus,
$\unicode[STIX]{x1D714}_{s}$
satisfies Condition (2) in Lemma A.2.1.
This finishes the proof of Theorem 1.
Remark 5.2.1. The functor
$\unicode[STIX]{x1D70F}_{s}$
is not cocontinuous: take
$M\in \mathbf{MSm}$
of dimension
$1$
. Cover
$\unicode[STIX]{x1D70F}_{s}M$
by two affine opens
$S(01),S(10)$
(with the minimal modulus structure). Let
$f:N\rightarrow M$
be a morphism in
$\mathbf{MSm}$
. If
$\unicode[STIX]{x1D70F}_{s}f$
factors through
$S(01)$
or
$S(10)$
, then its image is finite since
$\overline{N}$
is proper. But any term of a cover of
$N$
is surjective on the ambient spaces, which is a contradiction.
Appendix A. Continuous and cocontinuous functors
A.1 Review of the notions
We write
$\hat{{\mathcal{C}}}$
for the category of presheaves of sets on a category
${\mathcal{C}}$
. If
${\mathcal{C}}$
is a site, we write
$\tilde{{\mathcal{C}}}\subset \hat{{\mathcal{C}}}$
for the full subcategory of sheaves of sets,
$i_{{\mathcal{C}}}$
for this inclusion, and
$a_{{\mathcal{C}}}$
for its left adjoint (sheafification).
In this subsection, we recall some facts from [Reference Artin, Grothendieck and VerdierSGA4, Exposé III], where all sites are assumed to be “
$U$
-sites” in the sense of [Reference Artin, Grothendieck and VerdierSGA4, II.3.0.2]. We implicitly make this assumption below; it is automatic for sites defined by a cd-structure.
Definition A.1.1. [Reference Artin, Grothendieck and VerdierSGA4, III.1.1 and III.2.2]
Let
${\mathcal{C}}$
and
${\mathcal{D}}$
be sites, and let
$u:{\mathcal{C}}\rightarrow {\mathcal{D}}$
be a functor. We say that
$u$
is continuous (resp. cocontinuous) if the functor
$u^{\ast }:\hat{{\mathcal{D}}}\rightarrow \hat{{\mathcal{C}}}$
(resp.
$u_{\ast }:\hat{{\mathcal{C}}}\rightarrow \hat{{\mathcal{D}}}$
) carries sheaves to sheaves.
Proposition A.1.2.
-
(1) [Reference Artin, Grothendieck and VerdierSGA4, III.1.6]. Suppose that
$u$
preserves the fiber products involved in base changes under morphisms coming from covering families of
${\mathcal{C}}$
. Then
$u$
is continuous if and only if, for any cover
$\{U_{i}\rightarrow X\}$
in
${\mathcal{C}}$
,
$\{u(U_{i})\rightarrow u(X)\}$
is a cover in
${\mathcal{D}}$
. -
(2) The functor
$u$
is cocontinuous if and only if, for any
$X\in {\mathcal{C}}$
and any cover
$\{V_{i}\rightarrow u(X)\}$
in
${\mathcal{D}}$
, there is a cover
$\{U_{j}\rightarrow X\}$
in
${\mathcal{C}}$
such that
$\{u(U_{j})\rightarrow u(X)\}$
refines
$\{V_{i}\rightarrow u(X)\}$
(i.e., for each
$j$
,
$u(U_{j})\rightarrow u(X)$
factors through
$V_{i}$
for some
$i$
).
Proof of (2).
By [Reference Artin, Grothendieck and VerdierSGA4, III, 2.1 and 2.2],
$u$
is cocontinuous if and only if, for any
$Y\in {\mathcal{C}}$
and any covering sieve
$R$
of
$u(Y)$
, the sieve of
$Y$
generated by the arrows
$Z\rightarrow Y$
such that
$u(Z)\rightarrow u(Y)$
factors through
$R$
is a covering sieve. This condition is clearly equivalent to that stated in (2).◻
Proposition A.1.3.
-
(1) [Reference Artin, Grothendieck and VerdierSGA4, III.1.3] If
$u$
is continuous, the functor
$u^{t}:\tilde{{\mathcal{D}}}\rightarrow \tilde{{\mathcal{C}}}$
given by Definition A.1.1 has a left adjoint
$u_{t}$
, given by the formula
$u_{t}=a_{{\mathcal{C}}}u_{!}i_{{\mathcal{D}}}$
. -
(2) [Reference Artin, Grothendieck and VerdierSGA4, III.2.5] Let
$v$
be left adjoint to
$u$
. Then
$u$
is continuous if and only if
$v$
is cocontinuous.
A.2 The case of cd-structures
Lemma A.2.1. Let
${\mathcal{C}}$
and
${\mathcal{D}}$
be sites, and let
$u:{\mathcal{C}}\rightarrow {\mathcal{D}}$
be a functor. Assume that the topologies on
${\mathcal{C}}$
and
${\mathcal{D}}$
are generated by cd-structures
$P_{{\mathcal{C}}}$
and
$P_{{\mathcal{D}}}$
, respectively.
-
(a) Assume that
$P_{{\mathcal{C}}}$
is complete and that
$u$
verifies the condition of Proposition A.1.2. Then
$u$
is continuous if and only if it sends elementary covers to covers. -
(b) Assume the following:
-
(1)
$P_{{\mathcal{D}}}$
is complete. -
(2) For any
$X^{\prime }\in {\mathcal{C}}$
and for any distinguished square
$Q\in P_{{\mathcal{D}}}$
such that
$Q(11)=u(X^{\prime })$
, there exists
$Q^{\prime }\in P_{{\mathcal{C}}}$
such that
$u(Q^{\prime })=Q$
and
$Q^{\prime }(11)=X^{\prime }$
.
-
Then
$u$
is cocontinuous.
Proof. (a) Necessity is obvious. Sufficiency: since
$P_{{\mathcal{C}}}$
is complete, any cover can be refined by a simple cover as in [Reference Voevodsky14, Definition 2.2] (this is the definition of complete; see [Reference Voevodsky14, Definition 2.3]). Therefore, it suffices to show that
$u$
sends simple covers to covers. For any simple cover
${\mathcal{V}}=\{V_{l}\rightarrow X\}_{l\in L}$
of an object
$X\in {\mathcal{C}}$
, define
$n_{{\mathcal{V}}}:=|L|$
(note that
$n_{{\mathcal{V}}}$
is finite). We prove the assertion by induction on
$n_{{\mathcal{V}}}\geqslant 1$
.
If
$n_{{\mathcal{V}}}=1$
, then
${\mathcal{V}}$
consists of an isomorphism since if a simple cover is obtained by composing an elementary cover at least once, then the cardinality of the indexing set must be
${>}1$
. Therefore the statement is trivial.
Assume that
$n_{{\mathcal{V}}}>1$
and take a distinguished square
$Q\in P_{{\mathcal{C}}}$
of the form

and simple covers
${\mathcal{Y}}=\{p_{s}:Y_{s}\rightarrow Y\}_{s\in S}$
and
${\mathcal{A}}=\{q_{t}:A_{t}\rightarrow A\}_{t\in T}$
such that
${\mathcal{V}}=\{p\circ p_{s},e\circ q_{t}\}_{s\in S,t\in T}$
. Then obviously, we have
$n_{{\mathcal{Y}}}<n_{{\mathcal{V}}}$
and
$n_{{\mathcal{A}}}<n_{{\mathcal{V}}}$
, and we are done by induction.
(b) Take any
$X^{\prime }\in {\mathcal{C}}$
. By the same argument as in (a), it suffices to show the following assertion: for any simple cover
${\mathcal{V}}=\{V_{j}\rightarrow X\}_{j\in J}$
, there exists a cover
${\mathcal{U}}=\{U_{i}\rightarrow X^{\prime }\}_{i\in I}$
such that
$u({\mathcal{U}})$
refines
${\mathcal{V}}$
. We proceed by induction on
$n_{{\mathcal{V}}}\geqslant 1$
, the case
$n_{{\mathcal{V}}}=1$
being trivial as above.
Assume that
$n_{{\mathcal{V}}}>1$
. With the same notation as in (a), but with
$Q\in P_{{\mathcal{D}}}$
, by (2), there exists
$Q^{\prime }\in P_{{\mathcal{C}}}$
of the form

such that
$u(Q^{\prime })=Q$
. In particular, we have
$u(Y^{\prime })=Y$
and
$u(A^{\prime })=A$
. By the induction hypothesis, there exist covers
${\mathcal{Y}}^{\prime }=\{p_{s^{\prime }}^{\prime }:Y_{s^{\prime }}^{\prime }\rightarrow Y^{\prime }\}_{s^{\prime }\in S^{\prime }}$
and
${\mathcal{A}}^{\prime }=\{q_{t^{\prime }}^{\prime }:A_{t^{\prime }}^{\prime }\rightarrow A^{\prime }\}_{t^{\prime }\in T^{\prime }}$
such that
$u({\mathcal{Y}}^{\prime })$
and
$u({\mathcal{A}}^{\prime })$
refine
${\mathcal{Y}}$
and
${\mathcal{A}}$
, respectively. Then we obtain a cover
${\mathcal{U}}=\{p^{\prime }\circ p_{s^{\prime }}^{\prime },e^{\prime }\circ q_{t^{\prime }}^{\prime }\}_{s^{\prime }\in S^{\prime },t^{\prime }\in T^{\prime }}$
of
$X^{\prime }$
such that
$u({\mathcal{U}})=\{p\circ u(p_{s^{\prime }}^{\prime }),e\circ u(q_{t^{\prime }}^{\prime })\}_{s^{\prime }\in S^{\prime },t^{\prime }\in T^{\prime }}$
refines
${\mathcal{V}}$
by construction. This finishes the proof.◻
Appendix B. A criterion for an open immersion
In this appendix, we state an important result that we found in [12, Tag:081M]Footnote 2 (see also [Reference Lazard7, Corollary 2.2] and [Reference Oda10, Theorem 2.7] in the affine case). We include its proof for completeness.
Theorem B.1.1. Let
$f:X\rightarrow S$
be a morphism of schemes with
$X$
Noetherian, and let
$U\subset S$
be an open subset. Assume the following conditions hold:
-
(i)
$f$
is separated, locally of finite presentation, and flat. -
(ii)
$f^{-1}(U):=U\times _{S}X\rightarrow U$
is an isomorphism. -
(iii) The inclusion
$U\rightarrow S$
is quasicompact and scheme-theoretically dense.
Then,
$f$
is an open immersion.
Proof. First, consider the case that
$f$
is finite. Then, the proof is easy. Indeed, since
$f$
is finite flat of finite presentation, it is finite locally free. Since
$f$
is an isomorphism over a dense open subset, its degree is equal to
$1$
. Hence it is an isomorphism everywhere.
Next, we treat the general case. Since
$f$
is flat of finite type, the image
$f(X)\subset S$
is open. Therefore, we may assume that
$f$
is surjective. We want to prove that
$f$
is an isomorphism. By the above argument, it suffices to prove that
$f$
is finite.
Claim B.1.2.
$f$
is quasifinite.
Proof. Since the problem is local on
$S$
, we may assume that
$S$
is affine. Then, since
$X$
is quasicompact by assumption, the morphism
$f$
is quasicompact. Moreover,
$f$
is of relative dimension
$0$
since
$f$
is flat and birational. Therefore,
$f$
is quasicompact and locally quasifinite and hence quasifinite.◻
We need the following propositions from [Reference Bosch, Lütkebohmert and Raynaud1, Section 2.3 Proposition 8(a), Section 2.5 Proposition 2].
Proposition B.1.3. (Étale localization of quasifinite morphisms)
Let
$f:X\rightarrow Y$
be locally of finite type. Let
$x$
be a point of
$X$
, and set
$y:=f(x)$
.
If
$f$
is quasifinite at
$x$
, then there exists an étale neighborhood
$Y^{\prime }\rightarrow Y$
of
$y$
such that the morphism
$f^{\prime }:X^{\prime }\rightarrow Y^{\prime }$
, obtained from
$f$
by the base change
$Y^{\prime }\rightarrow Y$
, induces a finite morphism
$f^{\prime }|_{U^{\prime }}:U^{\prime }\rightarrow Y^{\prime }$
, where
$U^{\prime }$
is an open neighborhood of the fiber of
$X^{\prime }\rightarrow X$
above
$x$
. In addition, if
$f$
is separated,
$U^{\prime }$
is a connected component of
$X^{\prime }$
.◻
Proposition B.1.4. (Compatibility between schematic images and flat base changes)
Let
$f:X\rightarrow Y$
be an
$S$
-morphism, which is quasicompact and quasiseparated. Let
$g:S^{\prime }\rightarrow S$
be a flat morphism, and denote by
$f^{\prime }:X^{\prime }\rightarrow Y^{\prime }$
the
$S^{\prime }$
-morphism obtained from
$f$
by base change. Let
$Z$
(resp.
$Z^{\prime }$
) be the schematic image of
$f$
(resp.
$f^{\prime }$
). Then,
$Z\times _{S}S^{\prime }$
is canonically isomorphic to
$Z^{\prime }$
.◻
Since the finiteness of
$f$
is Zariski local on
$S$
, it suffices to check it over an open neighborhood of a fixed point
$s\in S$
. Take a point
$x\in X$
above
$s$
. Take an étale neighborhood
$g:S^{\prime }\rightarrow S$
of
$s$
as in Proposition B.1.3, and set
$X^{\prime }:=X\times _{S}S^{\prime }$
. Denote by
$f^{\prime }$
the induced morphism
$X^{\prime }\rightarrow S^{\prime }$
. Since
$f$
is separated, quasifinite, and locally of finite type, there exists a connected component
$V^{\prime }\subset X^{\prime }$
such that
is finite, and
$V^{\prime }$
is an open neighborhood of the fiber of
$x$
. Since
$f$
is flat, so is
$f^{\prime }$
; hence the image
$f^{\prime }(V^{\prime })\subset S^{\prime }$
is an open subset. By shrinking
$S^{\prime }$
, we may assume that
$V^{\prime }\rightarrow S^{\prime }$
is surjective. Since
$f$
is an isomorphism over
$U\subset S$
,
$f^{\prime }$
is an isomorphism over
$g^{-1}(U)\subset S^{\prime }$
. Therefore, combining with the surjectivity of
$f^{\prime }|_{V^{\prime }}$
, we have
On the other hand, since the map
$g\circ f^{\prime }$
is a flat morphism, Proposition B.1.4 implies that the open subset
is schematically dense, where
$X_{1}^{\prime }$
is an open and closed subset of
$X^{\prime }$
. Therefore, (1.1) shows that
$X_{1}^{\prime }=\emptyset$
and
$X^{\prime }=V^{\prime }$
. Therefore, we have
$f^{\prime }=f^{\prime }|_{V^{\prime }}$
; hence
$f^{\prime }$
is finite.
By replacing
$S$
with the image of
$S^{\prime }\rightarrow S$
, we may assume that
$S^{\prime }\rightarrow S$
is an fpqc-cover. Since finiteness is an fpqc-local property, we conclude that
$f$
is finite. This finishes the proof of Theorem B.1.1.◻
Appendix C. Cofilteredness for diagrams
Let
$u:{\mathcal{C}}\rightarrow {\mathcal{D}}$
have a pro-left adjoint
$v:{\mathcal{D}}\rightarrow \text{pro}_{}\text{-}{\mathcal{C}}$
. We give ourselves a system of subcategories
$(I(d)\subset d\downarrow u)_{d\in {\mathcal{D}}}$
representing
$v$
. Thus each
$I(d)$
is ordered and cofiltered, and
for any
$d$
.
Lemma C.1.1. Let
$\unicode[STIX]{x1D6E5}$
be a finite category without loops: the collections of objects and morphisms of
$\unicode[STIX]{x1D6E5}$
are finite and the only endomorphisms of objects are the identities. For
$d\in {\mathcal{D}}$
, define a subcategory
$I(\text{}\underline{d})$
of
$\text{}\underline{d}\downarrow u^{\unicode[STIX]{x1D6E5}}$
as follows: an object
$X$
(resp. morphism
$f$
) of
$\text{}\underline{d}\downarrow u^{\unicode[STIX]{x1D6E5}}$
is in
$I(\text{}\underline{d})$
if and only if
$X(\unicode[STIX]{x1D6FF})$
(resp.
$f(\unicode[STIX]{x1D6FF})$
) is in
$I(d(\unicode[STIX]{x1D6FF}))$
for all
$\unicode[STIX]{x1D6FF}\in \unicode[STIX]{x1D6E5}$
. Then the category
$I(\text{}\underline{d})$
is ordered and cofiltered for all
$\text{}\underline{d}\in {\mathcal{D}}^{\unicode[STIX]{x1D6E5}}$
.
Proof. The assertion ‘ordered’ is obvious. For ‘cofiltered’, we proceed by induction on
$\#Ob(\unicode[STIX]{x1D6E5})$
. We may assume
$\unicode[STIX]{x1D6E5}$
nonempty. The finiteness and “no loop” hypotheses imply that
$\unicode[STIX]{x1D6E5}$
has an object
$\unicode[STIX]{x1D6FF}_{0}$
such that no arrow leads to
$\unicode[STIX]{x1D6FF}_{0}$
. Let
$\unicode[STIX]{x1D6E5}^{\prime }$
be the subcategory of
$\unicode[STIX]{x1D6E5}$
obtained by removing
$\unicode[STIX]{x1D6FF}_{0}$
and all the arrows leaving from
$\unicode[STIX]{x1D6FF}_{0}$
. Let
$X_{1}:\text{}\underline{d}\rightarrow u^{\unicode[STIX]{x1D6E5}}(\text{}\underline{c_{1}})$
,
$X_{2}:\text{}\underline{d}\rightarrow u^{\unicode[STIX]{x1D6E5}}(\text{}\underline{c_{2}})$
be two objects of
$I(\text{}\underline{d})$
. By induction, we may find
$Y_{3}:\text{}\underline{d}\mid \unicode[STIX]{x1D6E5}^{\prime }\rightarrow u^{\unicode[STIX]{x1D6E5}^{\prime }}(\text{}\underline{c_{3}}^{\prime })\in I(\text{}\underline{d}\mid \unicode[STIX]{x1D6E5}^{\prime })$
sitting above
$X_{1}\mid \unicode[STIX]{x1D6E5}^{\prime }$
and
$X_{2}\mid \unicode[STIX]{x1D6E5}^{\prime }$
. Let
$f:\unicode[STIX]{x1D6FF}_{0}\rightarrow \unicode[STIX]{x1D6FF}$
be an arrow, with
$\unicode[STIX]{x1D6FF}\in \unicode[STIX]{x1D6E5}^{\prime }$
: by the functoriality of
$v$
, there exists a commutative diagram in
${\mathcal{D}}$

with
$\unicode[STIX]{x1D711}(f)\in I(d(\unicode[STIX]{x1D6FF}_{0}))$
. Since
$I(d(\unicode[STIX]{x1D6FF}))$
is cofiltered, we may find an object
$d(\unicode[STIX]{x1D6FF}_{0})\xrightarrow[{}]{g}u(c)\in I(d(\unicode[STIX]{x1D6FF}))$
sitting above all
$\unicode[STIX]{x1D711}(f)$
’s as well as
$X_{1}(\unicode[STIX]{x1D6FF}_{0})$
and
$X_{2}(\unicode[STIX]{x1D6FF}_{0})$
. Then, together with
$Y_{3}$
,
$X_{3}(\unicode[STIX]{x1D6FF}_{0})=:g$
completes the construction of
$X_{3}$
dominating
$X_{1}$
and
$X_{2}$
.◻
Acknowledgments. The idea of this paper originated in [Reference Kahn, Saito and Yamazaki5, 4.3].Footnote 3 Many techniques were invented when the second author was staying at IMJ-PRG at Jussieu as a postdoctoral researcher in 2018. The second author appreciates the FSMP program, which offered him the nice opportunity to work there. This produced the preprint [Reference Kahn and Miyazaki2], which is the direct ancestor to the present paper.
We made many important observations during the first author’s stay at RIKEN iTHEMS in September 2019, which enabled us to considerably simplify the arguments of [Reference Kahn and Miyazaki2] using the off-diagonal functor introduced in [Reference Miyazaki9]. We are very grateful for iTHEMS’s hospitality and excellent working conditions.
We thank Shuji Saito for encouraging us to finish this revision by explaining that the techniques of [Reference Kahn and Miyazaki2] should be a key ingredient to the theory of modulus sheaves with transfers on proper modulus pairs [Reference Kahn, Miyazaki, Saito and Yamazaki4]. We also thank Takao Yamazaki for noticing that our results had to do with (co)continuity, which gave us great insight into what we had been doing in [Reference Kahn and Miyazaki2].


