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Scaling the shape of shoaling and overturning solitary waves

Published online by Cambridge University Press:  27 July 2026

Kanoa Pick*
Affiliation:
Scripps Institution of Oceanography, UCSD, La Jolla, CA 92093-0209, USA
Falk Feddersen
Affiliation:
Scripps Institution of Oceanography, UCSD, La Jolla, CA 92093-0209, USA
*
Corresponding author: Kanoa Pick, kpick@ucsd.edu

Abstract

Content of image described in text.

The shape of depth-limited overturning waves strongly influences turbulence and sediment transport in the surf zone. Bathymetric slope $s$ and initial wave height $H_0/h_0$ are key parameters that govern wave overturning shape, yet their effect has not been quantified. We use a two-dimensional fully nonlinear potential flow model to study shoaling and overturning solitary waves across a range of $s$ and $H_0/h_0$ representing spilling and plunging waves. Near-constant domain volume and energy demonstrate the model’s accuracy. Gentler slopes yield smaller, more inclined overturns with thinner jets, whereas steeper slopes produce larger, more horizontally inclined overturns with thicker jets. Wave breaking and overturning parameters such as breaker depth index, overturn area, jet area, aspect ratio and overturn angle are examined. Non-dimensional overturn and jet areas increase with steeper slopes and smaller $H_0/h_0$. Aspect ratios increase similarly but more slowly, while overturn angles shift from inclined to horizontal. A scaling parameter $s/(H_0/h_0)^{1/4}$ scales these wave breaking and overturning parameters well. During shoaling, front-face wave steepening occurs more rapidly for larger slopes and smaller $H_0/h_0$. Wave overturn shape is linked to wave steepening rate, which also scales with slope and $H_0/h_0$. Empirical expressions for overturning parameters and wave steepening rate are found. The jet potential energy, related to the wave dissipation at jet impact, is a strong function of jet area, linking overturning wave shape to the turbulence that drives sediment suspension and transport.

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JFM Papers
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This is an Open Access article, distributed under the terms of the Creative Commons Attribution licence (https://creativecommons.org/licenses/by/4.0/), which permits unrestricted re-use, distribution and reproduction, provided the original article is properly cited.
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© The Author(s), 2026. Published by Cambridge University Press
Figure 0

Figure 1. Figure 1 long description.The model domain and initial conditions as a function of non-dimensional horizontal x/h0$x/h_0$ and vertical z/h0$z/h_0$ coordinates for (a) a gentler-sloped, large initial wave height case with slope s=1/30$s = 1/30$, H0/h0=0.6$H_0/h_0 = 0.6$ (case (i)), and (b) a steeper-sloped, small initial wave height case with s=1/10$s = 1/10$, H0/h0=0.2$H_0/h_0 = 0.2$ (case (ii)). The dark blue region represents water, and the brown region represents the bathymetry. The horizontal dashed line represents the still-water line at z/h0=0$z/h_0 = 0$. The initial water depth h0$h_0$ is indicated by the vertical yellow line. The deep and shallow flat regions of bathymetry are denoted by Ld/h0$L_d/h_0$ and Ls/h0$L_s/h_0$, respectively. The depth of the shallow flat region is hs/h0$h_s/h_0$. The solitary wave propagates to the right up the sloped bathymetry in both cases. The aspect ratio of the plot is intentionally not set as equal, allowing for a clearer visualisation of variations in the initial wave heights.

Figure 1

Figure 2. Figure 2 long description.Two time sequences of +x$+x$-propagating solitary wave shoaling, breaking and overturning as a function of x/h0$x/h_0$ and z/h0$z/h_0$. The two cases (see figure 1) (i) and (ii) are presented: (a) s=1/30$s = 1/30$ and H0/h0=0.6$H_0/h_0 = 0.6$; (b) s=1/10$s = 1/10$ and H0/h0=0.2$H_0/h_0 = 0.2$. The solid black curve represents the free surface, blue represents water, and the brown region represents the bathymetry. The second wave is the earliest time when the front face is vertical, representing breaking. The leftmost curve (lightest blue) represents shoaling and is at a time Δt~=−1.6$\Delta \tilde {t} = -1.6$ prior to the second wave. The subsequent four waves illustrate wave overturning and are evenly spaced in time for case (i) Δt~=0.329$\Delta \tilde {t} = 0.329$, and case (ii) Δt~=0.188$\Delta \tilde {t} = 0.188$.

Figure 2

Figure 3. Figure 3 long description.Three time points of the +x$+x$-propagating solitary wave as a function of x/h0$x/h_0$ and z/h0$z/h_0$ for a case with s=1/15$s=1/15$ and H0/h0=0.6$H_0/h_0=0.6$. The coloured diamonds indicate the maximum surface elevation, and the legend indicates the times. The first solitary wave (left to right) shows the time t~t$\tilde {t}_{{t}}$ (yellow diamond) when the wave peak crosses the toe of the slope. The second wave shows the time of wave breaking t~b$\tilde {t}_{{b}}$ (green diamond) where the front-face slope is vertical. The third wave shows the time of wave impact t~I$\tilde {t}_{{I}}$ (blue diamond) when the overturning jet is about to impact the surface below. The solid black curve represents the free surface, blue represents water, and the brown region represents the bathymetry.

Figure 3

Figure 4. Figure 4 long description.Statistics of solitary wave simulations versus non-dimensional time t~$\tilde {t}$ for case (i) s=1/30$s = 1/30$, H0/h0=0.6$H_0/h_0 = 0.6$, and case (ii) s=1/10$s = 1/10$, H0/h0=0.2$H_0/h_0 = 0.2$: (a) horizontal location of peak water elevation xpk/h0$x_{{pk}}/h_0$; (b) peak water elevation ηpk/h0$\eta _{{pk}}/h_0$; (c) normalised change in energy ΔE/E0$\Delta E/E_0$, and (d) normalised change in volume ΔV/V0$\Delta V/V_0$, where E0$E_0$ is the initial energy, and V0$V_0$ is the initial volume of the solitary wave. The coloured diamonds represent three distinct times defined in figure 3: crossing the toe of the slope t~t$\tilde {t}_t$, wave breaking t~b$\tilde {t}_b$, and jet impact t~I$\tilde {t}_I$, as indicated in the legend.

Figure 4

Figure 5. Figure 5 long description.The moment of jet impact for four solitary waves as a function of x/h0$x/h_0$ and z/h0$z/h_0$ for varying slope s$s$ and initial wave height H0/h0$H_0/h_0$: (a) s=1/15$s = 1/15$, H0/h0=0.2$H_0/h_0 = 0.2$; (b) s=1/30$s = 1/30$, H0/h0=0.2$H_0/h_0 = 0.2$; (c) s=1/15$s = 1/15$, H0/h0=0.6$H_0/h_0 = 0.6$; and (d) s=1/30$s = 1/30$, H0/h0=0.6$H_0/h_0 = 0.6$. Dark blue represents water, the thin black line represents the water surface, brown represents the bathymetry, and the dashed black line marks the still-water level at z/h0=0$z/h_0 = 0$.

Figure 5

Figure 6. (a) The solitary wave at the breaking onset time t~b$\tilde {t}_{{b}}$ (when the wave face first goes vertical) as a function of x/h0$x/h_0$ and z/h0$z/h_0$ for s=1/30$s = 1/30$ and H0/h0=0.6$H_0/h_0 = 0.6$. The non-dimensional wave height at the break point Hb/h0$H_b/h_0$ is designated by the green diamond. (b) The solitary wave overturn at the time of jet impact t~I$\tilde {t}_{{I}}$ as a function of x/h0$x/h_0$ and z/h0$z/h_0$. The non-dimensional wave height at jet impact HI/h0$H_I/h_0$ is indicated by the blue diamond. The red curve denotes the enclosed overturn region. The light blue and grey shaded areas represent the non-dimensional overturn area AO/h02$A_O/h_0^2$ and jet area AJ/h02$A_J/h_0^2$, respectively. The dashed red lines indicate the length LO$L_O$ and width WO$W_O$ of the overturn. The angle of the overturn relative to the horizontal θO$\theta _O$ is also displayed. The horizontal dashed line in (a) and (b) represents the still-water level at z/h0=0$z/h_0 = 0$.

Figure 6

Figure 7. Figure 7 long description.Breaker depth index γb$\gamma _b$ from (1.1) versus (a) the solitary wave surf similarity parameter S0=1.521s/(H0/h0)1/2$S_0 = 1.521s/(H_0/h_0)^{1/2}$ in (3.3), and (b) an alternate scaling parameter ψ0=s/(H0/h0)1/4$\psi _0 = s/(H_0/h_0)^{1/4}$ in (3.5). Experimental and numerical modelling data points for spilling and plunging waves from tables 1 and 2 of Grilli et al. (1997) are denoted by magenta squares and diamonds, respectively. Model results from this study are circles coloured by slope s$s$. Only cases with the break point located on the slope are included. The black curves in (a) and (b) represent the empirical fits (3.4) and (3.6), respectively.

Figure 7

Figure 8. Figure 8 long description.Non-dimensional overturn area AO/HI2$A_O/H_I^2$ versus (a) the solitary wave surf similarity parameter S0=1.521s/(H0/h0)1/2$S_0 = 1.521s/(H_0/h_0)^{1/2}$ in (3.3), and (b) the scaling parameter ψ0=s/(H0/h0)1/4$\psi _0 = s/(H_0/h_0)^{1/4}$ in (3.5). Data points are coloured by slope s$s$. The black line in (b) represents the empirical fit (3.7).

Figure 8

Figure 9. Figure 9 long description.Overturning parameters at the time of jet impact (t~I$\tilde {t}_{{I}}$) as a function of the scaling parameter ψ0=s/(H0/h0)1/4$\psi _0 = s/(H_0/h_0)^{1/4}$ in (3.5): (a) non-dimensional jet area AJ/HI2$A_J/H_I^2$; (b) wave overturn aspect ratio WO/LO$W_O/L_O$; and (c) wave overturn angle θO$\theta _O$. Data points are coloured by slope s$s$. Only cases with symmetric overturns are fit to the LH82 parametric form and shown in (b) and (c).

Figure 9

Figure 10. Two snapshots of a +x$+x$-propagating and shoaling solitary wave as a function of x/h0$x/h_0$ and z/h0$z/h_0$, showing the evolution of the steepening wave front for the s=1/15, H0/h0=0.6$s = 1/15,\ H_0/h_0 = 0.6$ case. The first profile is at the non-dimensional time t~s$\tilde {t}_{{s}}$ when |min(∂η/∂x)|=0.5$|\mathrm{min}(\partial \eta / \partial x)|=0.5$, and the second profile is at the non-dimensional break point time t~b$\tilde {t}_{{b}}$. The dashed red lines highlight the local slope of the front face at t~s$\tilde {t}_{{s}}$ and t~b$\tilde {t}_{{b}}$.

Figure 10

Figure 11. Figure 11 long description.Magnitude of the front-face minimum wave slope |min(∂η/∂x)|$|\mathrm{min}(\partial \eta / \partial x)|$ versus non-dimensional time t~$\tilde {t}$ for (a) s=1/15$s = 1/15$ and (b) s=1/50$s = 1/50$. The red and blue curves represent H0/h0=0.2$H_0/h_0 = 0.2$ and H0/h0=0.6$H_0/h_0 = 0.6$, respectively. Coloured diamonds mark key times in the wave evolution: crossing the toe of the slope (t~t$\tilde {t}_{{t}}$), front-face wave slope |min(∂η/∂x)|=0.5$|\mathrm{min}(\partial \eta / \partial x)| = 0.5$ (t~s$\tilde {t}_{{s}}$), and wave breaking (t~b$\tilde {t}_{{b}}$), as indicated in the legend.

Figure 11

Figure 12. Non-dimensional wave steepening rate ∂t~|min(∂η/∂x)|$\partial _{\tilde {t}}|{\min(\partial \eta / \partial x)}|$ versus the shoaling scaling parameter ψ1=s/(H0/h0)3/2$\psi _1 = s/(H_0/h_0)^{3/2}$ in (3.11). Data points are coloured by bathymetric slope s$s$. The solid line is the fit (3.12).

Figure 12

Figure 13. Non-dimensional jet potential energy PE~J${\widetilde{\textit{PE}}}_J$ in (4.1) versus non-dimensional jet area multiplied by impact wave height squared, AJHI2/h04$A_J H_I^2/h_0^4$. Data points are coloured by slope s$s$.