Friedrich Nietzsche is widely recognized as one of the most radical critics of modern politics in the history of political philosophy.Footnote 1 And, indeed, in Nietzsche's most famous writings he appears to be nothing less than a revolutionary, calling for the overthrow of just about all that is decent in the modern world, including liberal democratic principles above all (see, e.g., BGE 202–3; GM II.24–25; TSZ “On Old and New Tablets”).Footnote 2 It is this antiliberal, antidemocratic Nietzsche who is often associated with the rise of European fascism, and who has also been identified as the inspiration for a range of radical currents in the American political tradition.Footnote 3Thus Spoke Zarathustra—with its notorious celebration of a world-transformative “superman”—has generally been taken as the landmark expression of Nietzsche's revolutionary project.Footnote 4
This picture of Nietzsche as a political revolutionary has been complicated in recent years by scholars who point out that in the less frequently read writings of his “middle period” Nietzsche was far more sympathetic to the modern world.Footnote 5 Here we find Nietzsche cautioning against attempts to reverse modernity's democratic trajectory (HH 291, 438, 464), endorsing the ability of democratic government to place brakes on potentially tyrannical individual ambition and arbitrary power (WS 275, 281, 289, 292), and defending individual freedom against utopian schemes for resuscitating state power (emanating from both the theocratic right and the socialistic left) (HH 235, 472–75). Nietzsche's political posture in these writings is complemented by the theoretical outlook that he adopted at the same time: insisting on the inherent limits to human knowledge (HH 9, 16–17), and consequently instructing readers to focus their energies on making relatively modest, empirically grounded advances in historical and scientific research (HH Chapters 1–2).Footnote 6 Nietzsche is, then, so far from chasing after a “superhuman” future in these writings that instead he stresses the limits set to all human endeavors. He vividly summed up this entire practical and theoretical outlook in the title of the first work of the middle period: Human, All Too Human. Within the work itself, that outlook is embodied by the character type of the “free spirits,” who are put forward as a model for proper conduct in the modern world.
Nietzsche's writings thus seem to present us with two opposing postures toward politics: the all-too-human outlook of the moderate free spirits versus the superhuman view of the revolutionary Zarathustra. Nietzsche thereby invites us to consider the strengths and weaknesses of both of these figures, exploring what is most appealing and most problematic about each. The purpose of this paper is to show that, in the case of the free spirit, that task can be carried out most fruitfully by scrutinizing the third and final “installment” of Human, All Too Human: a work titled The Wanderer and His Shadow. This is one of the most neglected of all of Nietzsche's writings from the middle period, but here I will argue that it is nevertheless one of the most revealing.
In The Wanderer and His Shadow Nietzsche develops most fully a model of intellectual life that is insulated from the dangers of attempting to lead or guide politics (e.g., partisan dogma, utopian delusion, parochial narrowness), while still actively engaging political questions as a sort of skeptical gadfly. To that end, Nietzsche presents Socrates, the founder of political philosophy, as a prototype for his ideal of the “free spirit.” In this way, Nietzsche goes a great distance towards adopting a model of philosophy that is deeply concerned with politics (and even contributes to it in a critical fashion), but which does not seek to transform it.
The paper proceeds in the following stages. In the first section, I outline how Nietzsche's ideal of the free spirit emerged out of his critical reflections on the extremely ambitious program for political and cultural reform that he had embraced at the outset of his career, as a follower of Richard Wagner. Human, All Too Human is, in effect, a document of that movement in Nietzsche's career (away from the politically committed, “activist” project of Wagner, and toward the politically marginal, skeptical posture of the free spirit). In the next section, I show how that process culminates in The Wanderer and His Shadow, where Nietzsche argues that philosophy's greatest concern should be with all that is most personal to and particular about the individual (what he calls “the closest things”)—and that a free spirit must therefore remain on guard against the attempts of political and social authorities to distract us from those concerns and manipulate them for their own ends. In the following sections I show how recognizing that conflict between the individual and the community leads Nietzsche to embrace Socrates's “gadfly” relationship to politics as the proper model for a free spirit. At the same time, Nietzsche indicates that this posture entails a degree of self-command or self-restraint that is difficult to maintain. The difficulties involved are reflected especially in his discussion of Epicurus, which thereby sheds light on why Nietzsche was moved to turn away from the skeptical posture of the free spirits towards the politically revolutionary project outlined in Thus Spoke Zarathustra. We need to begin, however, by looking at Human, All Too Human, since it is with that work that Nietzsche's first wholesale reassessment of the relationship between philosophy and politics begins.
The Wagnerian Project and the Goal of Cultural Reform
Human, All Too Human is best understood in light of two of Nietzsche's retrospective remarks on the work: one in which he referred to the book as the first in a series of writings designed to “erect a new image and ideal of the free spirit”;Footnote 7 and another in which he characterized the book as “the monument to a crisis” (EH HH 1). These two remarks are connected because Nietzsche constructed the image of the free spirit specifically as a response to the crisis brought about by his disenchantment with the ideal of Wagnerian opera. That shift—away from Wagner and towards the free spirit—revolutionized Nietzsche's philosophic orientation and his political stance at a single stroke. In order to grasp this dual dimension of the “crisis” that culminated in Human, All Too Human, a few words need to be said about Nietzsche's relationship to Wagner.
Nietzsche's earliest writings had been presented as tributes to Wagner, but at the same time they were deeply influenced by Arthur Schopenhauer—the philosopher whom both Wagner and the young Nietzsche idolized. Schopenhauer had argued that music enables human beings to see beyond the corporeal world, and pierce through to the transcendent spiritual heart of things (see BT 16). On the basis of that Schopenhauerian claim, Nietzsche was encouraged to hope that Wagner's operas could act as an instrument for transforming the collective consciousness of the German nation, revolutionizing the broader course of human history in the process by ushering in a post-Christian, neoclassical Germanic civilization (BT 24; RWB 4).Footnote 8 As a consequence, although Nietzsche's early writings summarily dismiss any concern for the German politics of the time (SE 4), their extensive tributes to Wagner still imply a deep concern with the condition of the contemporary world—for it was Wagner's operas that he hoped might transform that condition more thoroughly than any ordinary process of political reform ever could.Footnote 9 Nietzsche's early plans for cultural reform therefore had two related goals in mind: on the one hand, a revolution in the existing political landscape; on the other hand, the production of transformative philosophic insights into the very nature of existence. Both of those ambitions were abandoned with the “crisis” of Human, All Too Human, where Nietzsche turns against the old Wagnerian ideal, and towards the new ideal of the free spirit.
The proximate cause for Nietzsche's break with Wagner was the inauguration of Wagner's Bayreuth festival. In Bayreuth, Wagner had constructed an opera house specifically for the premiere for his titanic Ring cycle—a mythological operatic epic that defies simple summary (the entire cycle requires about fifteen hours to perform). However, in order to grasp Nietzsche's reaction to the festival, it needs to be stressed that Wagner was not attempting to produce mere operas at Bayreuth. His ambition was something far more comprehensive, which he called Gesamtkunstwerk (total work of art). At an artistic level, Wagner saw himself as the successor of (and superior to) not only Beethoven, but also Aeschylus and Shakespeare (i.e., not merely as a great musician, but as a sort of honorary poet laureate of a whole culture); at a philosophic level, his work was designed as a vehicle for the philosophy of Schopenhauer; and on that basis, it also presented a new, quasi-religious mythology that would give meaning to, and help to shape, human existence.Footnote 10 It was with those ambitions in view that Wagner had been able to enlist the support of a substantial section of Germany's cultural and political elite for the establishment of Bayreuth (the building of the festival house, and production of the operas, were both enormously expensive, requiring generous funding). As already noted, Nietzsche had substantially supported all of those ambitions in his earliest writings. Seeing them finally in action at rehearsals in Bayreuth, however, he turned passionately against them, and fled from the festival into the Bavarian forests, where he worked on the notebooks that became Human, All Too Human.
The confluence of factors that turned Nietzsche against the whole Wagnerian project at Bayreuth is complex, and Nietzsche certainly found a great deal there to criticize (everything from the design of the sets for the operas to the character of the audience).Footnote 11 Behind all of this, however, lay a rejection of the entire Wagnerian enterprise of revivifying cultural-political life on a self-consciously mythological basis. By the time of Bayreuth, Nietzsche's sympathies (as evidenced by unpublished notes from the period) had already begun to shift in the direction of science and Enlightenment; being confronted with the full spectacle of Wagner's attempt to construct a new Romantic mythology repulsed him. Nietzsche's commitment was now to pursuing the truth (even harsh and unpalatable truths), not to constructing myths (no matter how comforting they might be).Footnote 12Human, All Too Human thereby amounts to Nietzsche's attempt to work through the “crisis” that he experienced at Bayreuth, giving a full account (both to himself and the world at large) of what had led him to reject Wagner's project for cultural-political reform.
That fundamental rejection of the Wagnerian project in Human, All Too Human is indicated by the distinctive character type that he champions in the work: the free spirits. The free sprits differ from the ideal of Richard Wagner (or just about any other sort of ideal) most essentially in this respect: the task of the free spirits is negative and destructive, rather than positive and constructive. It might be most accurate to describe the free spirits as Nietzsche's model for how to criticize existing ideals, without aiming to refurbish or replace them. To be sure, Nietzsche continues to consider the question of what forces ought to be responsible for shaping and sustaining a healthy culture (art, science, religion)—and, as noted above, he does so with a newfound sympathy for modern principles of Enlightenment, science, and liberal democracy.Footnote 13 But he no longer takes up these questions in the hope of transforming politics and philosophy through culture. To the contrary: what Nietzsche stresses here is the need to securely separate the realm of culture from the realm of politics (HH 235, 438).Footnote 14 This concern is at the core of the case for “limited government” that Nietzsche adopts in this work, where his aim is to cultivate a class of free spirits who have a broad range of opportunities for engaging the modern world experimentally (in the realm of culture), without having to commit themselves too strongly to any given aspect of it (as tends to be demanded in the realm of politics). Thus, the free spirit's quest for knowledge makes no special demands of politics, resists any dependence on it (HH 291), and entails a degree of skepticism which makes it ill-suited to politics (HH 230).
This is not to say that Nietzsche is counseling the free spirits to be “apolitical.” It is not so much the case that the free spirits are meant to be hostile to politics, as that Nietzsche thinks that because the modern world is a relatively new creation, and therefore still very much a work in progress (cf. WS 275, 350), that the free spirits—if they are to retain the ability to explore and experiment with the modern world most freely and fully—will have to remain unaffiliated when it comes to any particular conglomeration of social forces (such as a political party or ideology) (HH 579; AOM 301, 305, 318; WS 82, 293).Footnote 15 Where Wagner aimed to be a cultural founder (providing an original mythic-religious basis for unifying and directing German civilization), Nietzsche's free spirits aim to be something closer to cultural critics (appraising the dominant culture at some distance from it).
That being said, over the course of writing the three installments of Human, All Too Human, Nietzsche acquired a deeper understanding of the obstacles involved in retaining a critical distance from any project of cultural or political reform. We cannot, then, understand the free spirits, or the practical-political posture that Nietzsche recommends for them, without understanding the evolution of that ideal in his thought.
The evolution of the free spirit ideal is reflected most obviously in the fact that Nietzsche initially wrote and published Human, All Too Human in three separate installments over the course of three years: Human, All Too Human (1878); Assorted Opinions and Maxims (1879); The Wanderer and His Shadow (1880). (The three installments were collected in a single volume, under a single title, in 1886.) When Nietzsche published the first of these installments, he knew that it would alienate him from Wagner, but sought to minimize that fact: initially by attempting to publish it under a pseudonym (a plan scuttled by his publisher), and ultimately by toning down language that indicted Wagner too directly.Footnote 16 In other words: when he wrote Human, All Too Human, Nietzsche shied away from living with the practical consequence of his new (anti-Wagnerian) theoretical commitments. The Wanderer and His Shadow, by contrast, was written at a time when Nietzsche had been forced to live with those consequences—consequences that included a process of professional and personal isolation, compounded by crippling ill health that brought him close to death (EH Wise 1 and HH 4).Footnote 17 Thus, what began for Nietzsche in Human, All Too Human as a somewhat tentative or experimental turn toward the ideal of the free spirit had become a gravely serious matter by the time of The Wanderer and His Shadow—and the book is, accordingly, Nietzsche's fullest digest of, and his most thorough reflection on, what living according to the free spirit ideal would entail.Footnote 18
In sum: The Wanderer completes the project that Nietzsche set out on with Human, All Too Human, while also adding new dimensions to that project. I will elaborate this point in what follows, first by outlining where the two works overlap, and then by looking at how The Wanderer goes beyond its predecessor.
The Free Spirit Project and the Turn to “the Closest Things”
Human, All Too Human is, as its subtitle says, a book for free spirits. Nietzsche's earliest definition of a free spirit was stated plainly enough:
He is called a free spirit who thinks differently from what, on the basis of his origin, environment, his class and profession, or on the basis of the dominant views of the age, would have been expected of him. He is the exception. (HH 225)
Nietzsche held to this basic definition of the character of a “free spirit” for the rest of his career. What was not so immediately clear to him was what exactly would be required for the free spirits to attain and maintain their exceptional perspective; that becomes clear only through The Wanderer and His Shadow.
Nietzsche had opened the first installment of the All Too Human trilogy with a chapter titled “Of First and Last Things”: that is to say, with a debunking treatment of “metaphysical philosophy,” which purported to investigate realms of knowledge that transcended the all-too-human temporal world, and an endorsement of “historical philosophy” in its place (HH 1–2, 26– 27). Nietzsche then went on to show in detail how “historical philosophy” could furnish the one tool required to craft oneself into a free spirit, enabling its holders to separate themselves from “the dominant views of the age” by uncovering the extent to which modern objects of admiration had been infected by the residue of discreditable ideals inherited from metaphysical philosophy and theology. Nietzsche exemplifies just such a critical perspective by engaging in an extended exposé of the popular phenomenon of Wagnerian opera, critically dissecting its appeal as the decayed vestige of bygone Christian grandeur, offering a form of escapist entertainment to an unrefined public (HH 150, 212, 215, 217, 219, 221; AOM 134, 171, 172; WS 149, 156, 165, 170). Indeed, the All Too Human trilogy as a whole shows Nietzsche constantly debunking the potentially intoxicating ideals of modern culture, seeking to inspire in their place an appreciation of seemingly ordinary or prosaic “unpretentious truths” that have been overlooked or despised for a great many ages (HH 3; cf. 6, 609, AOM 25; WS 16).
The Wanderer and His Shadow opens with a sequence of aphorisms covering much of the same ground.Footnote 19 Here again Nietzsche makes his target the traditional notion that the subject of philosophy is something called “metaphysics,” and that, moreover, it responds to some “metaphysical need” that human beings have—a desire to know “first and last things” beyond the human sensory world (WS 16). Philosophy in this sense is typically viewed as either laying the groundwork for a properly religious teaching (as Nietzsche understood Plato to have done), or acting as a latter-day substitute for a decaying religion (as Nietzsche had encountered it in Schopenhauer). In view of that tendency, Nietzsche hammers away that as religious belief continues to decline, its aspirations and exalted status must not be projected back onto philosophy. In particular, he emphasizes that philosophy must not be thought of as a means for justifying or satisfying many of the most pervasive human longings, but instead is only a tool for showing why those longings are unjustifiable and insatiable: not showing human beings to be “the goal and purpose of the existence of the whole universe,” but instead showing how little of it we can even know (WS 1, 2, 14, 16).
In all of these respects, the two volumes echo one another. But, on closer examination, The Wanderer and His Shadow pushes the argument into new territory. It does so by clarifying that the difficulty of consistently appreciating the all too human is not merely a historical problem (viz., the obstacle of an accumulated tradition whose residual power the diligent scholar must deconstruct via “historical philosophy”); it is a problem rooted more fundamentally in permanently problematic facts about human psychology and the relationship between individuals and their communities.
For, as Nietzsche now stresses, the delusions that have lent philosophy (and, through it, human self-understanding more generally) a grandiose but unwarranted sense of self-importance have their source in demands emerging out of social and political life, which manipulate and distort individuals' particular understanding for their own, larger ends (WS 5–6, 9–13). It is easy to become preoccupied with the mysteries of the universe when social authorities claim to have special insight into them; but if we reject those authorities, we will be content to leave the mysteries of the universe alone, and turn our attention towards the needs and nature of our individual selves (WS 2, 5–6). But this point is not primarily to be discovered through the academic task of historical research laid out in Human, All Too Human. In fact, historical philosophy is scarcely even mentioned here. In the opening sequence of aphorisms in WS (which corresponds to the first chapter of HH), the need for “a history of the ethical and religious sensations” is only broached at the very end (WS 16)—and there it is presented as in the service of a deeper concern, one that preoccupies Nietzsche throughout the work, and which is original to it.
The primary subject of philosophy as The Wanderer conceives of it turns out to be, not history, but “the closest things”: for instance, “eating, housing, clothing, social intercourse” are now proposed as “the object of constant impartial and general reflection and reform” (WS 5–6; also see the second half of aphorism 16). This basic insight would remain one of Nietzsche's central concerns until the end of his career (see EH Clever 1–2). Thus, as Adrian del Caro remarks: “There is every reason to believe that Nietzsche regarded his discovery and advocacy of the closest things as one of his principal philosophical teachings.”Footnote 20The Wanderer and His Shadow therefore constitutes a decisive turning point in Nietzsche's thought, for it is specifically in this work that his turn to “the closest things” occurs—and, in this way, the free spirit's concern with historical philosophy is supplemented, and to some degree overshadowed, by a deeper emphasis on psychology (i.e., the way in which our minds divert and delude themselves, becoming occupied with everything apart from those concerns which are naturally closest).Footnote 21
Nietzsche draws the reader's attention to the evolution of his thought in this regard via the title of The Wanderer and His Shadow, which refers us to the two characters who appear in short dialogues presented at the work's opening and closing. These characters are not identified until the closing dialogue, which indicates that the wanderer is the author of the book, Nietzsche himself, in conversation with his shadow. A central theme of both dialogues is to reveal that the shadow represents what the wanderer (i.e., Nietzsche) typically neglects about himself, and even what he simply fails to understand about himself. Accordingly, the dialogue between the two at the outset of the book reveals that although the wanderer's shadow is ever-present, the two hardly ever speak. This is so much the case that the wanderer initially does not recognize the shadow's voice as his own; that is to say, he does not initially understand that the shadow's existence is a part of his own. Nevertheless, despite the wanderer's initial surprise at encountering the shadow, the two proceed to affirm that they do not exist in opposition to one another; in fact, they presuppose one another. And the wanderer concludes their first exchange by declaring that their conversation will be a quest to find what they can agree on. That point of agreement is revealed in the exchange between the wanderer and his shadow at the book's end, which the shadow opens by observing:
Of all the things you have said [i.e., of all the things that Nietzsche has written in the book's three hundred and fifty aphorisms] nothing has pleased me more than the promise you have made: you want again to become a good neighbor to the things closest to you. This will benefit us poor shadows too.
In this way, Nietzsche shows the reader that his turn to “the closest things” is unique to this book—and to this moment in his life.Footnote 22
In an autobiographical preface that Nietzsche added to the 1886 reissue of the All Too Human trilogy he stated this last point more directly, and in a way that also made it emblematic or prescriptive for other, prospective free spirits. Having described how the notion of a free spirit first formed in his mind, Nietzsche goes on to explain how a would-be free spirit would in fact form himself: beginning with a radical break from his youthful loyalties (i.e., Wagner and Schopenhauer), persevering through the consequent isolation from his contemporaries (i.e., of the sort that Nietzsche experienced after publishing the first installment of Human, All Too Human), maturing into a rigorous regimen of self-discipline, which in turn enables him to maintain a cool distance from all ordinary concerns, until
it again grows warmer around him. … It seems to him as if his eyes are only now open to what is close at hand. He is astonished and sits silent: where had he been? These close and closest things: how changed they seem! What bloom they have acquired!Footnote 23
These retrospective remarks make clear that Nietzsche's free-spirited outlook evolved over the course of composing the All Too Human trilogy, and reach their climax in the turn to “the closest things” that emerges only in The Wanderer.
Having recognized that The Wanderer and His Shadow supplements Human, All Too Human in this way, a potential misunderstanding of the practical consequence of that fact needs to be addressed. It would be tempting to take Nietzsche's turn to the “closest things” in a roughly “Rousseauian” vein, as if he were suggesting that once “historical philosophy” has succeeded in unshackling us from various pathologies introduced into human nature over the course of many ages, we are then free to tend to those closest things that constitute our most elemental and enduring needs, and that can be enjoyed most securely in a tranquil retreat away from society via immersion in an uncorrupted natural environment (à la Emile or the Solitary Walker—Rousseau's exemplars of the healthiest ways of life possible in the modern world). And, indeed, at several places in The Wanderer Nietzsche seems close to such a prototypically Rousseauian vision (WS 192, 200, 295, 338). Nevertheless, the Rousseauian path is not the primary practical consequence that Nietzsche draws from his renewed appreciation of the goods of ordinary life. Very much the opposite: the turn to the “closest things” leads Nietzsche to call for a more direct confrontation between the free spirits and social or political authority. In order to see how this works, we need to now consider the two classical models that Nietzsche introduces for the free spirits in The Wanderer and His Shadow, both of whom are presented in order to exemplify the proper orientation towards those closest things whose importance Nietzsche has impressed on the reader.
The Free Spirits' Socratic Predecessor
Nietzsche's first model for the free spirit is Socrates (WS 6). This appeal to Socrates might surprise the reader, since Nietzsche is well known for his sharp, and sometimes vituperative, criticism of the ancient Athenian.Footnote 24The Wanderer and His Shadow presents what is, in many ways, almost a mirror image of Nietzsche's better-known position on Socrates. Nietzsche's first book, The Birth of Tragedy, had blamed Socrates for setting in motion the destruction of classical Greek civilization. The Wanderer and His Shadow presents a surprising variation on that theme: Socrates is once again presented as an opponent of Greek civilization—only now in a manner that redounds very much to his credit, inspiring Nietzsche's praise rather than blame.
Nietzsche's praise of Socrates initially occurs early in The Wanderer's first discussion of “the closest things.” The immediate context is Nietzsche's condemnation of social authorities who “hammer even into children that what matters is” not “the requirements of the individual” but instead “the salvation of the soul, the service of the state, the advancement of science, or the accumulation of reputation and possessions, all as the means of doing service to mankind as a whole.” In response, Nietzsche insists that all such claims (whether derived from politics, religion, or science) are illegitimate because they distract our attention from those things closest to us, which ought to matter most. On that basis, The Wanderer counsels free spirits to refrain from involvement in any larger social project, any greater good that does not serve their individual good (WS 6).
The great difficulty with following this injunction, Nietzsche stresses, is that the various mechanisms of society have been constructed to confuse us about what in fact serves our individual interests:
Already in ancient Greece Socrates was defending himself with all his might against this arrogant neglect of the human for the benefit of the human race, and loved to indicate the true compass and content of all reflection and concern with an expression of Homer's: it comprises, he said, nothing other than “that which I encounter of good and ill in my own house.” (WS 6)Footnote 25
With this remark The Wanderer introduces Socrates in a sharp light: as a representative of the individual and individual interests against attempts to sacrifice those interests to a greater communal project, especially by confusing the individual about what his or her interests actually are. Socrates's example serves as a severe reminder of the fact that we must struggle to keep those things that are naturally closest to us constantly at the forefront of our concerns, if our individual interests and self-concern are to retain primacy throughout our lives, and not be subsumed within the interests and demands of the larger communities in which we find ourselves.Footnote 26 Subsequently, Nietzsche will indicate (through a discussion of Epicurus) that this means that we ought to limit ourselves, as far as possible, to pursuing goods which can be attained and enjoyed without falling into dependence on others.
For present purposes, however, we can observe that later in the text Nietzsche sharpens his depiction of Socrates as representing one pole in a larger struggle between the individual and the community. Aphorisms 72–86 of The Wanderer and His Shadow comprise a subsection dealing with religion.Footnote 27 The first and last aphorisms in this sequence happen to be about Socrates. In a way, this should not be surprising. After all, in Platonic dialogues such as the Republic and the Phaedo Socrates promulgates theological or quasi-theological teachings that Nietzsche famously blamed for spawning Christianity (BGE Preface). On the other hand, we have just noted that The Wanderer's presentation of Socrates is unique in Nietzsche's corpus, and, accordingly, Socrates's religious significance in the book also differs from how he presents it elsewhere. Here Nietzsche has Socrates bookend his discussion of religion in order to stress that Socrates was not and could not have been the founder of any dogma, and was in fact a consistent critic of popular belief.Footnote 28 Moreover, through these two aphorisms Nietzsche proposes that Socrates furnishes a model of how such criticism ought to be undertaken: not via a peaceful retreat from society, but, rather, through a combative contest with it.Footnote 29
Nietzsche illustrates the Socratic spirit through an interpretation of Socrates's famous “divine mission.” The divine mission is mentioned in Plato's Apology of Socrates, where Socrates defends himself against the charge of impiety by insisting that the dialectical interrogations to which he habitually subjected his fellow Athenians were part of a quest to determine whether the Delphic oracle had been correct to claim that he was the wisest man alive; on this basis, Socrates characterizes his dialectical cross-examinations as part of a “divine mission.” Nietzsche, however, suggests that this story hardly proves that Socrates was especially devoted to the Greek god; on Nietzsche's view, the divine mission is much better understood as Socrates's playful or ironic manner of accommodating himself to popular devotionFootnote 30—that is, a disingenuous way of claiming a divine imprimatur for his rather upsetting practice of interrogating popular beliefs.Footnote 31
For Nietzsche, then, Socrates's “divine mission” was the means through which he “put the god to the test in a hundred ways,” that is, critically scrutinized its claims rather than accepting or rejecting them outright. Nietzsche concludes by calling this “one of the subtlest compromises between piety and freedom of spirit ever devised,” and thereby suggests that Socrates in fact is the model of a certain sort of free spirit—a prudential free spirit who maintains an intellectual and spiritual independence from society without feeling compelled to launch a direct assault against it.Footnote 32
This notion of Socrates as a model of free-spiritedness is underscored by Nietzsche's final reference to him, in aphorism 86 at the end of the subsection on religion, which remarks:
If all goes well, the time will come when one will take up the Memorabilia of Socrates rather than the Bible as a guide to morals and reason. … The pathways of the most various philosophical modes of life lead back to him.
Nietzsche's own return to and reconsideration of the problem of Socrates in The Wanderer and His Shadow indicates that the Athenian philosopher persuaded him that the essential task of a free spirit could not be simply that of correcting the problems bequeathed to the contemporary world by a decaying (Platonic-Christian) tradition; instead, the primary task had to be one of recovering and reaffirming the inherent disjunction between individual and communal interests—a tension first revealed by Socrates in terms that hold true for the modern world. In this way, Nietzsche's reading of the Delphic Oracle story works to suggest that Socrates's example can still serve to inspire and guide free spirits today, furnishing them with a model of how to critically engage and interrogate the broader society in which they happen to be situated, seeking out and contesting its most authoritative claims in order to enrich their own self-understanding (cf. Plato, Apology of Socrates 37e–38a)—all without thereby seeking to lead a movement to overthrow those authorities or transform popular opinion.
The Socratic turn that Nietzsche recommends to the free spirits is then a political turn insofar it entails a new recognition of the importance of political questions for structuring the life and thought of even the freest spirit—but it is a turn that is ultimately made in the service of understanding and protecting those things that remain closest to the free spirit, not for the purpose of remaking politics in accord with the free spirit's own ideas (or ideology).
The Sources of The Wanderer's Socratism
Although Nietzsche's allusions to Socrates in The Wanderer and His Shadow are brief, they are of special importance, because they represent the culmination of a reevaluation of the old Athenian that Nietzsche began around the same time that he broke with Wagner.
A few scholars have noted that Nietzsche's estimation of Socrates changes dramatically in Human, All Too Human—although Alexnader Nehamas remarks that this change is “strange and difficult to explain.”Footnote 33 But in The Wanderer Nietzsche provides an essential clue to explaining that change. For, as we saw above, when he holds up Socrates as a model of the philosophic life in this work, he singles out “the Memorabilia of Socrates” as the authoritative source for that claim. In other words, Nietzsche directs prospective free spirits to Xenophon's Socrates, rather than to the more famous dialogues of Plato.Footnote 34 This endorsement of Xenophon's Memorabilia is no accident. Its significance is confirmed and clarified by several remarks found in Nietzsche's notebooks and letters from the second half of the 1870s (i.e., during the period that Nietzsche broke with Wagner and wrote the All Too Human trilogy).
When, as a young philology professor, Nietzsche had issued his first assessment of Socrates in The Birth of Tragedy, he shared the common judgment of his profession according to which Xenophon's portrait of Socrates amounted to prosaic history, not bearing on the heart of Socratic philosophy.Footnote 35 Around 1875, however, Nietzsche acquired an intense interest in Xenophon's Memorabilia, evidenced by a number of unpublished remarks.Footnote 36 These remarks all have the same gist: other classical scholars have wrongly judged the work to be “boring”; to the contrary, Nietzsche judges it to be a more accurate and compelling representation of Socrates than that found in Plato; moreover, he takes the Xenophontic Socrates as a “model” to be imitated in the modern world. This last suggestion is given a special resonance by the fact that, in one instance, Nietzsche describes himself as “haunted” by the Xenophontic Socrates's judgment that those who teach for pay forfeit their independence in the process;Footnote 37 Nietzsche left the academic profession in 1879. In view of that fact, we can conclude that, when Nietzsche expressed in print his hope that the Socrates of the Memorabilia would replace the Bible as a guide to the proper conduct of life, he was actually in the process of following that injunction himself.
These details add weight to The Wanderer's various exhortations to a simple way of life, one unencumbered by external needs or personal dependencies. Those exhortations, we can now conclude, appeal (at least in part) to a way of life whose “model” Nietzsche had found in Xenophon's Socrates, who took such pride in the independence that he gained from his bare-bones existence.Footnote 38 And, with regard to that point, it is relevant to add that, while the Xenophontic Socrates places great emphasis on his freedom from material needs, he also stresses that that freedom is not acquired through his fixation on an incandescent supersensible world or a perfect harmony of his soul's desires (as Plato's portrait of Socrates sometimes suggests), but instead through a rigorous program of self-discipline, imposed even in the teeth of his natural desires.Footnote 39 Xenophon's Socrates thereby offers an outstanding example of the self-sufficiency that characterizes a philosophic lifeFootnote 40—while also making readily apparent the formidable challenge (emanating from one's own more ornery inclinations) involved in acquiring and maintaining such an austere independence.
In The Wanderer and His Shadow, Nietzsche makes this last point thematic in the following way. Immediately after introducing Socrates as his first model of how to pursue “the closest things,” Nietzsche provides a second classical example of how best to care for those things: Epicurus (WS 7). The Epicurean model turns out to supplement the Socratic one in a crucial way, because it shows that the division between individual and communal interests results not only from social engineering and propaganda (which the Socratic gadfly model is designed to combat), but also from a division in the free spirit's individual soul: that is to say, on the one hand, a free spirit will experience a natural, powerful drive to acquire the independence and critical perspective associated with Socrates; on the other hand, free spirits will retain a persistent desire to partake of the goods of social and political life. The great puzzle for the free spirit is to determine how these two natural yet competing tendencies can be fit together. Nietzsche's turn to Epicurus addresses the difficulty by emphasizing the exceptional self- discipline that is required to sustain the free spirits' way of life. But, as we shall see, by stressing that the free spirits will have to continually discipline or master themselves in this way (as opposed to attaining a perfect harmony of soul), Nietzsche suggests that it might not be possible to leave entirely behind the whole set of aspirations that had once drawn him to Wagner and the Wagnerian project, including the desire to partake of and contribute to communal goods (such as are found in music, religion, or politics) that are denied to the free spirits.
The Self-Disciplined Heart of the Free Spirit Project
Nietzsche places the theme of self-discipline at the core of his discussion of Epicurus by reminding us that Epicurus's philosophy of pleasure (his hedonism) was not directed at sources of pleasure indiscriminately (as contemporary usage of the term “hedonist” tends to imply), but, rather, specifically at those that lay closest to him and, to the maximum extent possible, those things only. Epicurus's great insight was therefore to appreciate that a consistent and thus truly satisfying hedonism must limit itself to those pleasures that are closest at hand (that is to say, those that can be acquired and enjoyed using one's own, individual powers, rather than relying on others) because only they provide a reliable and secure source of pleasure.Footnote 41
To that end, Epicurus had to restrain himself from indulging many of the pleasures (or prospective pleasures) that so ubiquitously attract human beings: pleasures which draw one out of one's individual self and thereby into a potential dependence on other people, or that rely on our capacity for hopefulness and thereby lead us into painful disappointments. Any sort of ambition (but especially any political ambition, and hopes for fame or influence more generally) would have to count prominently among such pleasures to be resisted. Thus, Nietzsche stresses that the Epicurean way of life allows for little more than a retired, anonymous, and simple existence (WS 192, 227, 295).Footnote 42
Moreover, the illusory pleasures which Nietzsche's Epicurean model warns against are not limited to the desire to stretch out one's individual influence in the world. They also include a warning against the desires associated with the quest for knowledge—the hope to know more than one's modest powers naturally make possible. To that end, Nietzsche stresses that the Epicurean model demands that one “quiet the heart,” that is, refrain from concerning oneself with matters that one cannot satisfactorily resolve, such as the existence of a supernatural realm, or its possible concern for the natural world (WS 7). Now, to speak of quieting the heart in this context implies that the heart has a natural inclination to reach out beyond what it can naturally know, or that we have natural longings that we cannot naturally satisfy. And this, I would like to suggest, is how Nietzsche is encouraging us to understand traditional philosophic metaphysics: as a desire, which can be indulged or resisted just as a desire for sensuous pleasure might be.
The distinct posture towards one's individual desires or longings that is implied here can be recognized more clearly by considering the posture towards music that Nietzsche recommends to the free spirits. The transfiguring or revolutionary potential that seems to be contained within music is a theme that runs from Nietzsche's earliest writings through to his latest.Footnote 43 But in his Book for Free Spirits Nietzsche turns sharply against music as part of his broader effort to invest himself in satisfying only a certain, narrowly circumscribed set of desires, and conducting his whole life so as to dampen down or quarantine more expansive inclinations. Nietzsche formulates what is at issue with great eloquence as follows:
How strong the metaphysical need is, and how hard nature makes it to bid it a final farewell, can be seen from the fact that when the free spirit has divested himself of everything metaphysical, the highest effects of art can easily set the metaphysical strings, which have long been silent or indeed snapped apart, vibrating in sympathy; so it can happen, for example, that a passage in Beethoven's Ninth Symphony will make him feel he is hovering above the earth in a dome of stars with the dream of immortality in his heart: all the stars seem to glitter around him and the earth seems to sink farther and farther away.—If he becomes aware of being in this condition he feels a profound stab in the heart and sighs for the man who will lead him back to his lost love, whether she be called religion or metaphysics. It is in such moments that his intellectual probity is put to the test. (HH 153)Footnote 44
If we read this passage in light of the Epicurean exhortation to “quiet the heart,” we can conclude that the free-spirited model of philosophy which Nietzsche endorses here does not so much involve a straightforward return to blissful nature (in the manner of the Rousseauian ideal) as it requires a self-disciplined attempt to counteract naturally wayward human nature.Footnote 45
In fact, Nietzsche stressed just this point when, several years after his “middle period,” he issued a newly detailed analysis of the character of the free spirits, and highlighted the rigorous program of self-discipline that characterized their way of life:
Tethered heart, free spirit.—If one tethers one's heart severely and imprisons it, one can give one's spirit many liberties: I have said that once before. But one does not believe me, unless one already knows it. (BGE 87)Footnote 46
An aphorism toward the end of The Wanderer and His Shadow makes the same point:
The most needful gymnastic.—A lack of self-mastery in small things brings about a crumbling of the capacity for it in great ones. Every day is ill employed, and a danger for the next day, in which one has not denied oneself one small thing at least once: this gymnastic is indispensable if one wants to preserve in oneself the joy of being one's own master. (WS 305; cf. 318)
In other words: the return to “the closest things” to which Nietzsche exhorts philosophy requires an intense self-discipline because Nietzsche sees the philosophic “metaphysics” which lead away from them as the product of natural human inclinations (we might think of this as the heart's natural inclination to draw the mind outside of nature).
As this suggests, then, Nietzsche's turn away from the promise that Schopenhauer and Wagner had once held out to him might be best understood, not as result of his having become simply or thoroughly “disenchanted” with them, but, rather, as part of a broader attempt to conscientiously counteract a persistently simmering set of desires woven into his nature. From this observation we can also gather why the turn towards “historical philosophy” alone would not have been sufficient to sustain the critical perspective of the free spirit: for debunking a popular or intoxicating phenomenon (such as Wagnerian opera) simply on the grounds that its origins were more “human, all too human” than previously supposed could not, by itself, extinguish the desires that made one susceptible to such a delusion in the first place (consider GS 59 and BGE 229–30). Thus, The Wanderer and His Shadow shows that when Nietzsche exhorts philosophy away from “metaphysical” concerns and towards “the closest things,” it will not be enough to limit oneself to clearing away old cobwebs of tradition and the machinations of social authority. It is also a matter of maintaining an appropriate internal disposition, placing a restraint on the heart that liberates the spirit and frees the mind.
Conclusion
Taken together, then, we can conclude that Nietzsche's Socratic and Epicurean models recommend the following way of life to prospective free spirits: on the one hand, a continual process of engaging and challenging the world around them; on the other hand, constantly refraining from any attempt to guide or transform that same world. Given the depth of the free spirits' natural attachments to the broader world, this twofold posture can only be sustained with the aid of a rigorous regimen of self-restraint. Nietzsche's own project during this period exemplifies the proper outlook: for throughout Human, All Too Human he goes about attacking and critically scrutinizing the phenomenon of Wagnerian opera, without thereby seeking out, or attempting to create, any alternative to it—despite how deeply the attraction to all that it represented continued to run within him.
That being said, as I noted at the outset of this paper, Nietzsche's later works have often been taken as attempts to succeed where his early infatuation with Wagner had failed. Thus Spoke Zarathustra, in particular, has been seen as a poetic (and, thus, quasi-musical) attempt to transform European culture, and, through it, global politics.Footnote 47
But, I would now like to suggest, although the turn towards Zarathustra takes Nietzsche's thought some distance from the posture that he adopted in The Wanderer and His Shadow, that turn can still be explained on grounds that are outlined in The Wanderer. For, as we have seen, Nietzsche is quite clear that the posture of the free spirits is maintained through a self- command or self-restraint that is designed to counteract aspects of his nature that are less skeptical, less easily distanced from the hopes or dreams that he had once invested in Wagner. Nietzsche's remarks on the free spirit's posture towards music illustrate this point most clearly: he admits that music will continue to be attractive to a free spirit—and, precisely as a result of having learned from his experience with Wagner just how powerfully intoxicating music can be (not—in the best and most dangerous cases—being a mere aesthetic pleasure, but, rather, using its power to inspire and augment religious feeling, or a sense of broader human community and moral elevation), Nietzsche warns against indulging in music and the pleasures associated with it. But the very fact that he is compelled to issue such a warning implies a less restrained, less self-disciplined, course of action remains a temptation and a possibility.
This is not to say that Nietzsche ever returned to a position anything like that of the Wagnerian he had once been: the critical, anti-Romantic, antimetaphysical perspective that he had acquired as a free spirit made such a return impossible. At the same time, Nietzsche would later present the critical detachment of the free spirits as a kind of ground-clearing exercise necessary to prepare the way for “philosophers of the future” (BGE 44)—a project that would engage the zeal for world engagement and world transformation that he had encountered with Wagner, only now harnessing it in the service of a worthier goal, one purged (thanks to the free sprit) of Wagner's specific errors. It would therefore be most accurate to say that while his encounter with the free spirit helped Nietzsche to see why Wagner's program for cultural reform was both unrealistic and undesirable, that encounter also led him to discover the potential for a radically new project of cultural creation. We can therefore conclude that, from quite early on, Nietzsche had an acute awareness of a sharp and persistent tension that existed within his thought, or his nature, between a more detached, critical-contemplative “gadfly” ideal, and a more active, world-transformative goal. Thus The Wanderer and His Shadow, as we have seen, shows Nietzsche constructing the gadfly ideal most rigorously at the same time as he indicates what is less than wholly satisfying about that ideal. Thus Spoke Zarathustra might then be taken as, in part, Nietzsche's attempt to explore in greater depth the less skeptical, more politically active perspective that he denied to the free spirits.
Living, as we do now, in a skeptical age (cf. BGE 208), it is easy to think that Nietzsche gave too little credit to the detached viewpoint of Human, All Too Human, and eventually went altogether too far in the opposite direction. But, then, Nietzsche's own example—investing his whole life and thought so determinedly into the ideal of the free spirit, and yet continuing to confront the stubborn appeal of alternatives to it—might serve to remind us of the power which can still be held out by promises to remake the world, and how the dangers or risks associated with those promises can persist, even when we believe ourselves to have become most thoroughly disenchanted. The possibility of a new, revolutionary process of world transformation is today often presumed to be both impossible and undesirable (we live at the “end of history”); Nietzsche eventually came to see that conviction as no less misguided than the new mythology that Wagner had attempted to establish.Footnote 48
Indeed, in a remarkable reflection near the end of The Wanderer, Nietzsche sketches how a period of detached contemplation of the world might give way to a renewed attempt at actively changing it:
At Noon.—He who has been granted an active and storm-filled morning of life is overcome at the noontide of life by a strange longing for repose that can last for months or years. It grows still around him, voices recede into the distance; the sun shines down upon him from high overhead. Upon a concealed woodland meadow he sees great Pan sleeping; all things of nature have fallen asleep with him, an expression of eternity on their face—that is how it seems to him. He wants nothing, he is troubled by nothing, his heart stands still, only his eyes are alive—it is a death with open eyes. Then the man sees many things he never saw before, and for as far as he can see everything is enmeshed in a net of light and as it were buried in it. He feels happy as he gazes, but it is a heavy, heavy happiness.—Then at length the wind rises in the trees, noon has gone by, life again draws him to it, life with unseeing eyes, its train of followers sweeping along behind it: desire, deception, forgetfulness, pleasure, destruction, transience. And thus evening rises up, more active and more storm-filled even than the morning.—To truly active men the more long enduring states of knowledge seem almost uncanny and morbid, but not unpleasant. (WS 308)
If the argument of this paper has been sound, then I believe that we can take Nietzsche's Wagnerian beginnings as the “active and storm-filled morning of his life,” and Human, All Too Human as the noon in which voices begin to recede into the distance for Nietzsche, leading to The Wanderer and His Shadow as the moment of isolated rediscovery, granting him a new clarity near death, along with the “heavy happiness” (schweres Glück) that attends such a hard-won awareness. At the same time, the aphorism suggests that this moment—the moment of The Wanderer and His Shadow—is only midday, that is to say, it only represents one moment in time, and points to an existence beyond itself (even and especially one characterized by “desire, deception, forgetfulness, pleasure, destruction, transience”).Footnote 49
This movement of thought and of life itself—alternating between periods of inward- looking solitary reflection and transformative worldly engagement—lies at the core of Nietzsche's mature thought about the nature of life itself.Footnote 50 But it is an understanding of life, and of his own place within it, that is first discovered and revealed through The Wanderer and His Shadow.
