1. Introduction
Sally believes that there are ducks. Sally withholds belief that there are an even number of ducks. Sally disbelieves that ducks are mammals. Many epistemologists focus on these three attitudes: belief, withholding belief, and disbelief.
Sally also has a high degree of confidence that there are ducks and a smaller degree of confidence that there are an even number of ducks. She has little to no confidence that ducks are mammals. Many epistemologists focus on degrees of confidence, or what are commonly called “credences.”Footnote 1 Unlike coarse-grained belief attitudes, credences are more fine grained. You can withhold belief that there are an even number of ducks and that my six-sided die will land either 2 or 3, while having a higher credence in the former proposition than the latter.
We assume in this paper that the mundane claims made in the above two paragraphs are true. More explicitly, we assume the following: that people commonly believe (or withhold belief from) propositions, and that people have varying credences (or degrees of confidence) in propositions.Footnote 2 Our aim here is to explore how those two types of mental states relate. Some philosophers deny these assumptions. Eliminativists argue that there are no beliefs or credences (Churchland Reference Churchland1981 and Stich Reference Stich1996). Some only deny beliefs exist but affirm credences exist (Jeffrey Reference Jeffrey and Swain1970) and others only deny credences exist but affirm beliefs exist (Holton Reference Holton, Vargas and Yaffe2014 and Horgan Reference Horgan2017). Some, like Moss (Reference Moss2018), deny that we believe propositions (where “proposition” is defined as the fundamental bearer of truth and falsity)Footnote 3 and think that we only believe sets of probability spaces. Footnote 4 These are all potential ways to resolve the belief-credence debate. However, in light of the above assumptions, this paper is about how one’s believings (and withholdings) in propositions relate to one’s credences in propositions.
Recently, three views on the relationship between belief and credence have emerged.Footnote 5 The first is a “credence-first” view, on which credence is the fundamental attitude. Credence-firsters reduce the categorical attitude of believing p to the degreed attitude of having a high credence in p. Footnote 6 A natural version of the credence-first view is the “threshold view.” This view is described by Mark Kaplan (Reference Kaplan1996, 91) with the helpful analogy of a millionaire. To be a millionaire just is to have a sufficient degree of wealth. Analogously, on the threshold view, having a belief just is having a sufficiently high credence.Footnote 7
The second is “dualism,” on which neither belief nor credence is more fundamental; each attitude is ontologically independent. This view is more complex, but proponents of dualism maintain it can nonetheless better explain our mental lives. On some versions of dualism, belief and credence are distinct epistemic tools that serve different purposes. For example, we use beliefs in low-stakes scenarios when we can assume certain propositions and still reason accurately enough for our aims. It would be natural to just believe that a colleague, Rachel, is in the office because we saw her coat, and rely on this belief if a friend casually asked if she is in today. On the other hand, we use credences in high-stakes cases, where precision and accuracy in reasoning are especially important. Suppose the police are investigating a murder and require a list of everyone in the office that day. Since we only saw her coat, we would fall back on a more precise credence, which we would express by saying that we were pretty confident, but not absolutely certain, that she was there. Thus, when stakes are high, we reason using credences rather than beliefs. Dualism has been growing in popularity, with both philosophical and psychological arguments proposed in its favor.Footnote 8
The third is a “belief-first” view, on which belief is the fundamental attitude and credence is a species of belief. A natural version of this view says that one’s credence that p is directly proportional to the degree of likelihood that p is believed to have. For example, a belief firster might think that a credence of 0.5 that the coin will land heads up reduces to a belief with the content that the probability the coin will land heads up is 0.5.
This third view is the focus of this paper. While the current belief-credence literature contains many interesting defenses of credence-first and dualist views, belief-first approaches are normally discussed only briefly and then quickly dismissed because of objections.Footnote 9 There are few plausible defenses of belief-first approaches in the literature. Our aim is to fill this lacuna.Footnote 10
In section 2, we develop what we take to be the most plausible version of the belief-first view. In section 3, we build a prima facie case for this belief-first view. Finally, in section 4, we address two prominent objections to it.
2. Belief-first explained
2.a The view
Let “M” be a variable ranging over epistemic modal operators such as “very probably,” “it might be that,” and “it’s 0.3 likely that,” and let “X” be a variable ranging over numbers and intervals between 0 and 1 inclusive. We defend the following:
Belief-First: For S to have X degree of credence that p just is for S to believe Mp (where X and M correspond to each other).
This entails:
Biconditional: S has X degree of credence that p if and only if S believes Mp (where X and M correspond to each other).Footnote 11
We use the term “belief-first view” to pick out any view according to which credences just are beliefs of a certain sort. We use the terms “Belief-First” and “Biconditional” as names that pick out the above two views. Belief-First goes beyond Biconditional by making a claim about the nature of credence. Biconditional only makes a claim about what is coextensive across possible worlds.
The correspondence relation between X and M is best grasped by appeal to examples. For Fred to have 0.6 confidence that it will rain is for Fred to believe it is 0.6 likely that it will rain. For Fred to have a high credence that it will rain is for Fred to believe that it is likely that it will rain. And for Fred to have a low credence that it will rain is for Fred to believe that it is unlikely that it will rain. Credences need not be precise. Fred’s high credence that it will rain can be imprecise as long as the high probability that Fred attributes to it will rain is also imprecise.
“M” can range over nonprobabilistic modal operators. A modal operator like “possibly” or “might” will correspond with “some nonzero,” and a modal operator like “impossibly” will correspond with “a zero.” Suppose Fred thinks that it might rain. Then Fred has some nonzero credence that it will rain. Or suppose Fred thinks that it’s impossible that it will rain. Then Fred will have a zero credence that it will rain. Suppose Fred has both some nonzero credence that it will rain and a 0.6 credence that it will rain. Then Fred will both believe that it’s possible that it will rain and believe that it is 0.6 likely that it will rain. These examples illustrate the correspondence relation between X and M.
Now that we’ve clarified the basic tenets of the view, it is worth briefly discussing how our paper fits in with existing discussions of belief-first views in the literature. As noted earlier, belief-first views have few sustained defenses and are often mentioned only to be objected to and dismissed (e.g., Christensen Reference Christensen2004; Staffel Reference Staffel2013; Moss Reference Moss2018). Other authors discuss them sympathetically, but don’t defend them at length (e.g., Plantinga Reference Plantinga1993a, chap. 1; Weisberg Reference Weisberg2013; Dogramaci Reference Dogramaci2018). Other authors defend the view that belief is more fundamental than credence, but do not maintain that credences reduce to beliefs about epistemic modals in particular (e.g., Lance Reference Lance1995; Holton Reference Holton2008, Reference Holton, Vargas and Yaffe2014; Harman Reference Harman1986, Reference Harman, Adler and Rips2008; Horgan Reference Horgan2017). Further, some of these philosophers (especially Holton and Horgan) might be better classified as credal eliminativists, as they express skepticism about the existence of credences altogether.
Two recent belief-first views are noteworthy. According to Kauss (Forthcoming), one’s credence in p reduces to one’s tendency to believe p. This view is notably different from ours in several ways. For one, credences don’t reduce to features of the content believed. Further, on Kauss’s view, belief is credence 1; our belief-first view does not have this controversial (and, to some, unwelcome) consequence. Easwaran (Reference Easwaran2016), on the other hand, reduces credences to the overall pattern of an agent’s beliefs (plus the agent’s weighing of the value of true belief and the disvalue of false belief)—an interesting suggestion, but clearly different than our view on which each credence reduces to a specific corresponding modal-belief.Footnote 12
2.b Epistemic modality and some criticisms
We say that “M” ranges over epistemic modal operators. We will clarify what this means, since some critics have said that belief-first views fail because there is no appropriate meaning of “probability” in their formulations. For example, Julia Staffel writes,
No matter how we spell out what we mean by probability—objective probability, evidential probability, frequency, etc.—it is always possible for a subject to have a degree of confidence in some proposition p, yet be uncertain what probability to assign to p, and thus to lack the corresponding outright belief. (2013, 3537)
Our belief-first view helps avoid this criticism by expanding the range of epistemic modals beyond probabilities. For example, one need not be certain about what probability to assign p in order to have a credence in p; as we said above, merely believing that it might rain suffices for having some nonzero credence that it will rain. (Staffel’s objection is addressed in more detail in section 4.c.)
Another criticism comes from Christensen (Reference Christensen2004). He gives the case of someone who has a degree of confidence of 0.4 that Jocko cheated on Friday’s test and suggests some belief-first interpretations of this case. If “probability” is understood as subjective probability, then “probability” will itself pick out a credence. Then the belief-first view would implausibly take credences to be beliefs about credences. Christensen goes on:
On the other hand, if we understand probabilities in some more objective way, we risk attributing to the agent a belief about matters too far removed from the apparent subject matter of her belief. For example, if probabilities are given a frequency interpretation, we will interpret our agent as believing something like: Within a certain specific reference class … cheating took place 4/10 of the cases. (19)
Christensen thinks it is implausible that one must have even an implicit thought about reference classes to have a 0.4 credence that Jocko cheated. He concludes,
these examples serve well enough to show how unnatural it is to identify an agent’s having a certain degree of confidence in a particular proposition with that agent’s having an all-or-nothing belief about some nonbelief-related proposition about objective probabilities. (20)
We agree with Christensen that belief-first views that appeal to subjectivist and frequentist interpretations of probability fail for the reasons he gives.
We use “probable” and “possible” in a way that avoids Christensen’s criticisms. It is the sense that is both often referred to by epistemologists with the terms “epistemic probability” and “epistemic possibility” and also commonly referred to in ordinary English.Footnote 13 Suppose Fred randomly considers the proposition that 567 × 123 = 69,741. Before calculating the equation, he says, “It’s very unlikely, but it’s possible that it’s true”; after calculating it, he says, “It is very likely that 567 × 123 = 69,741.” The sort of probability and possibility expressed in these sentences is how we understand the modality in Biconditional and Belief-First.
The example distinguishes our use of the expressions “epistemically possible” and “epistemically probable” from more objective interpretations of probability, such as the frequency interpretation, on which necessary truths such as 567 × 123 = 69,741 always have the highest degree of likelihood. But surely there is a clear sense of “possible” and “unlikely” in ordinary English according to which Fred’s statements are both warranted and true. This is the type of probability with which we are concerned.Footnote 14
Here are some roughshod analyses of epistemic possibility and probability.
Knowledge-Based Analysis: p is possible (or probable) for S if and only if p is consistent with (or well supported by) S’s knowledge.Footnote 15
Evidence-Based Analysis: p is possible (or probable) for S if and only if p is consistent with (or well supported by) S’s total evidence.Footnote 16
Ideal-Agent-Based Analysis: p is possible (or probable) for S if and only if, S would have some nonzero degree of confidence (or a moderately high confidence) that p if S were an ideal epistemic agent in S’s epistemic situation.Footnote 17
Function-Based Analysis: p is possible (or probable) for S if and only if, S would have some nonzero degree of confidence (or a moderately high confidence) that p if S’s cognitive faculties were functioning properly with the aim of producing true belief.Footnote 18
We will not assume the truth of any of these analyses. They, combined with the cases mentioned above, are meant to help readers grasp the concepts of epistemic probability and possibility (combined, epistemic modality) that we employ in our belief-first view.
Now, we are not concerned so much with epistemic possibility and probability themselves, but with a kind of belief about them, which we call “modal-beliefs.” One has a modal-belief that p when one believes Mp, where “M” ranges over epistemic modal operators. In the earlier example, Fred believed that it is likely that 567 × 123 = 69,741. Suppose you are wondering where Sally is and you say, “She’s probably at the mall,” thereby expressing your belief that it’s probable that she is at the mall. Modal-beliefs are common and relatively easy to come by. An unsophisticated, relatively young child could believe that Sally is probably at the mall, might be at home, and could not be at the North Pole.Footnote 19 Note also that even if one of the above analyses is true, it does not follow that one must believe that each of the components in the analysans is instantiated in order to believe the analysandum is instantiated. For example, even if the ideal-agent-based analysis is true, a child could still believe Sally might be home without having the belief that he would have a nonzero credence that Sally is home if he were an ideal epistemic agent.
Let us return to Christensen’s criticism. He says that you have a 0.4 credence that Jocko cheated. Now, there are two possibilities that Christensen might be asking us to imagine. He might merely be asking us to imagine that you have a moderately small degree of confidence that Jocko cheated. Alternatively, he might be asking you to imagine that you have a precisely 0.4 degree of confidence.
Consider the first option. On a natural reading of that case, you will have seen some evidence of Jocko cheating, which makes you suspicious of him. This will explain how you could have a moderately small degree of confidence that Jocko cheated. But on this reading of the case, it will also be natural to think that you believe there’s a moderately small (epistemic) likelihood that Jocko cheated. So, on this first option, there is no clear counterexample to Biconditional.
Consider the second option, on which you have precisely a 0.4 confidence that Jocko cheated. It is hard to think of an ordinary case in which you would have precisely 0.4 confidence. For a normal human’s psychology, the evidence would result in your just having a moderately low confidence that he cheated. Now, we could fill in the case so that it is natural to think that you have 0.4 confidence. Suppose you know that Jocko belongs to some class of humans, you know that precisely 4/10 of that class will cheat, and you know of no other relevant information. In this case, it is plausible that you have a 0.4 confidence that Jocko cheated. But if the case is spelled out this way, you would believe that there is a 0.4 chance that Jocko cheated, which would correspond to your believing that there is a 0.4 epistemic probability that Jocko cheated.Footnote 20 So, on this second option, there’s again no counterexample to Biconditional.
2.c Semantics of epistemic modals: descriptivism and credal expressivism
Recently, a debate has emerged in the semantics of epistemic modals between “descriptivists” and “credal expressivists.” It is natural to think that sentences such as “Fred might be happy” or “Fred is probably happy” express propositions, respectively, the proposition that Fred might be happy and the proposition that Fred is probably happy. Those who hold this view are called “descriptivists.”
“Credal expressivists” deny descriptivism. They think that epistemic modals such as “Fred might be happy” and “Fred is probably happy” do not express propositions. Rather, they express some attitude of the speaker toward the proposition that Fred is happy. One common version of credal expressivism includes two components: (i) to assert “Mp” is to express one’s X degree of credence toward p and (ii) one believes Mp if and only if one has X degree of credence that p (i.e., Biconditional).Footnote 21 This is similar to moral expressivism, which affirms that “X is wrong” does not express the proposition that X is wrong and instead expresses some attitude of the speaker toward X. One common version of moral expressivism also includes two components: (i) to assert “X is wrong” is to express one’s negative attitude toward X and (ii) one believes X is wrong if and only if one has a negative attitude toward X. Footnote 22
How is this relevant to our topic? Suppose descriptivism is true. Then, sentences of the form, “S believes that Mp” ascribe to S a belief with the propositional content Mp. Thus, modal-beliefs are beliefs with a certain type of propositional content. Now, according to Belief-First, for S to have X degrees of credence that p just is for S to believe Mp. It is then natural to understand credences to just be beliefs with a certain propositional content. This would be a belief-first view according to which credence is a species of belief, and belief is more fundamental.Footnote 23
This nice story goes amuck if credal expressivism is true. On credal expressivism, for S to believe Mp is not for S to believe a proposition. We can thus no longer say that a credence that p just is a belief that Mp, where the belief that Mp is itself a belief with Mp as its propositional content. Given an assumption of our paper that the contents of beliefs are propositions, it turns out that modal-beliefs are not actually beliefs. On this picture, then, credences do not reduce to propositional, modal-beliefs. So, Belief-First is inconsistent with credal expressivism.Footnote 24
(Interestingly, if we drop the assumption that the objects of beliefs are propositions, then credal expressivism is compatible with Belief-First. Suppose the objects of beliefs were not propositions, but some other sort of thing: R. Suppose also that modal-beliefs were a type of belief [with the objects of modal-beliefs being R]. Then, Belief-First could still be true, where credences would just be these modal-beliefs, which are really beliefs [with contents R]. Hence Belief-First is compatible with credal expressivism if we drop our assumption that beliefs are propositional.)Footnote 25
The debate between credal expressivists and descriptivists is challenging and complex.Footnote 26 In this paper, we will proceed as if descriptivism is true. We think this is permissible for two reasons. First, even those who already affirm descriptivism are not always inclined toward a belief-first view, and many objections to the belief-first view we defend are independent of the expressivist-descriptivist debate. Our aim is to address those concerns. Second, philosophy requires a division of labor; it would be unreasonable to think that the complex descriptivist-expressivist debate must be resolved before writing this paper. However, those who do not like our assumption can just take us to be defending the conditional claim—if descriptivism is true, then Belief-First is true—which is an interesting thesis that moves discussion forward. That said, since many credal expressivists affirm Biconditional, they should still be interested in many of the arguments for Biconditional in section 3, since those arguments are independent of the expressivist-descriptivist debate.Footnote 27
3. A case for Belief-First
Recall our belief-first view:
Belief-First: For S to have X degree of credence that p just is for S to believe Mp (where X and M correspond to each other).
This entails
Biconditional: S has X degree of credence that p if and only if S believes Mp (where X and M correspond to each other).
Although our overall goal is to defend Belief-First, we defend Biconditional alongside it. There are two reasons for this. First, Belief-First is true only if Biconditional is true, and the most common objections to Belief-First are objections to Biconditional. Second, once descriptivism is assumed, Belief-First follows very naturally from Biconditional. Hence, given descriptivism, support for Biconditional is also support for Belief-First.
We motivate Belief-First by showing how it is a simple view that can explain much of the data. First, Belief-First is beautifully simple. It posits only one fundamental doxastic attitude: beliefs. Using this one attitude, Belief-First can account for beliefs (e.g., belief that p), numerically precise credences (e.g., belief that the probability of p is 0.9), imprecise credences (e.g., belief that p is quite likely), and comparative confidences (e.g., belief that p is more likely than q). Although this is not a reason to favor Belief-First over a credence-first view, which likewise posits the existence of just one fundamental doxastic attitude, it is a reason to favor it over a dualist view, which posits the existence of two fundamental doxastic attitudes. All else being equal, if Belief-First can explain what a more complex view explains, one should prefer it.
In the rest of section 3, we argue that Belief-First has great explanatory power. First, in section 3.a, we argue that modal-beliefs and credences have the same functional profile; the work done by credences can be done by beliefs in epistemic modals. Then, in section 3.b, we argue that Belief-First can make sense of particular phenomena in epistemology and philosophy of mind, such as credal degrees of precision, introspective data, why certain sentences seem inconsistent, and how credences can amount to knowledge. Section 3 constitutes a prima facie case for Belief-First. In section 4, we respond to objections, thus providing an ultima facie case for Belief-First.
3.a Same functional profile
Much of the work done by credences can be done by modal-beliefs. Philosophers appeal to degrees of credence when describing someone who is reasoning about statistics; belief in probabilities can play the same role. More generally, we assign a person a credence when she is undergoing probabilistic or Bayesian reasoning, but we could just as well ascribe to that person a belief in a probability. Decision theory traditionally takes credences as inputs, but it could just as well take beliefs about probabilities as inputs.Footnote 28
Some have argued that belief that p involves treating p as true in one’s reasoning. But when the stakes become high, we move to credence reasoning, consider additional possibilities, and no longer treat p as true (recall the example of the office mate and murder from section 1).Footnote 29 Biconditional can capture the spirit of this insight and maintain that, in these high-stakes scenarios, we are also considering and forming beliefs in probabilities or possibilities. For example, in a low-stakes scenario, we might simply believe p, but when the stakes become higher we might instead believe probably p or p is likely. In these sorts of cases, modal-beliefs have the same functional role that credences do.
Credences are, in many cases, measurable by betting behavior. Modal-beliefs are similarly measurable by betting behavior, and so Biconditional can explain why betting behavior is often a good test for measuring credences. According to the betting-behavior test, if one will pay n dollars for a bet that will give m dollars if p is true and 0 dollars if p is false, then one’s credence that p can be approximately measured by how close to 0 or 1 that n/m is. If one believes that there is a 0.7 degree probability that p, then one will likely bet such odds on p. One’s behavior will reveal the contents of one’s belief and, hence, reveal one’s credence as 0.7. Or if one believes that there is a high probability that p, then one will likely bet high odds on p, and this will further reflect a high credence that p. Since betting behavior often accurately reflects the probabilities that we believe certain propositions to have, it also measures our credences in those propositions.
These reflections show how we can make inferences using the probability calculus. We can assign a number (or an interval between two numbers) between 0 and 1 to represent the degree that we believe a proposition is likely to be true, even when that degree is imprecise. Given Biconditional, that same number (or interval) would represent the credence that the proposition is true. We can then plug those numbers into formulas in the probability calculus to help us infer what our credences should be in other propositions. For instance, I might believe that p is likely and so assign the degree of probability that p the number 0.75. I might believe that q is very likely and so assign the degree of probability that q the number 0.90. A standard formula in probability theory is P(p & q) = P(p) × P(q), when p and q are probabilistically independent. Suppose I know that they are probabilistically independent, and I conclude that P(p & q) = 0.675. Correspondingly, my credence toward p & q can be represented by 0.675; it will be moderately high. So, Biconditional allows for us to use the probability calculus to make inferences.
Furthermore, as Holton (Reference Holton, Vargas and Yaffe2014, 21–5) points out, there is empirical evidence that when we engage in probabilistic reasoning, we reason using full beliefs with probabilistic content, rather than a mental state on which the numerical component is part of the attitude.Footnote 30 It seems that to reason probabilistically, we have to reason about the probabilities and their values, and so the probability has to be in the content (and not, somehow, in the attitude). Belief-first offers a natural explanation of this: in these cases, there are just modal-beliefs, and this is reflected in our reasoning.
Thus, many of the roles for credences, e.g., roles in statistical or probabilistic reasoning, the role of altering the possibility space under consideration (e.g., when stakes change), the role of being measurable by betting behavior, and the role of enabling us to make inferences using the probability calculus, can be played by modal-beliefs. In the next section, we show how Belief-First and Biconditional can explain four phenomena in epistemology and philosophy of mind.
3.b Belief-First’s explanatory power
First, Biconditional explains how our credences can vary in their degrees of precision. If Grace believes that p is very likely, she might not have a belief with a content that attributes a numerically precise probability, just as one might not have a belief with a content that attributes a numerically precise height when one believes that Mike is very tall. In such a case, Grace will just have a high (imprecise) credence that p. Or suppose Grace simply believes that p is possible but forms no specific belief about how probable p is; in this case, we can conclude that Grace has some (imprecise) nonzero credence that p. Now, if Grace flips a coin, the likelihood that Grace believes that the coin will land heads can be represented by the number 0.5.Footnote 31 Then her credence is precise and can also be represented by 0.5. So, it seems that the precision of our credences and the precision of the degree of probability that a proposition is believed to have vary together, and this is exactly what Biconditional predicts.Footnote 32
Second, Belief-First also explains our ability to know our credences. Given Biconditional, one natural way to know our credences is by way of introspection. Now, Frank Ramsey (Reference Ramsey1931,169) famously doubted our ability to introspect our degrees of belief by examining the belief’s “intensity of feeling,” or “feeling of conviction.” He reasoned that “the beliefs which we hold most strongly are often accompanied by practically no feeling at all; no one feels strongly about things he takes for granted.” For the reason Ramsey gave, an intensity of feeling does not accurately measure one’s credence in a proposition.
Fortunately, there are other ways to measure credences by introspection, and Biconditional can help us see how.Footnote 33 First, we sometimes have introspective access to the contents of our beliefs; from this, via the right-to-left conditional of Biconditional, we can quickly infer our credences.Footnote 34 For example, a person could introspect that she believes that p is likely, and then infer that she is confident that p. It seems valid to reason, “I think that it is likely that the Lakers will win; so, I’m confident that the Lakers will win.” Biconditional both explains why such reasoning is valid and also opens up ways to introspect our credences that avoid Ramsey’s objection. Furthermore, cases where I don’t know how confident I am in a proposition will be cases where I don’t know how likely I think some proposition is. Suppose I don’t know how confident I am that the Lakers will win; plausibly, I will also not know how likely I believe it is that the Lakers will win. This is all in accord with Biconditional.
Third, Biconditional can explain why various sentences sound infelicitous. Consider:
#Fred is confident that it will rain, but he doesn’t believe it is likely that it will rain.
#Fred believes it is likely that it will rain, but he’s not confident that it will rain.
The conjuncts of these sentences seem inconsistent or at least in tension. Biconditional can explain why: the sentences are inconsistent! Generally, there are issues with attempting to infer a view directly from a seeming inconsistency or tension between the conjuncts of sentences. We acknowledge that a felt inconsistency might arise from pragmatic or Gricean considerations, not because of an actual inconsistency. However, we are not attempting such an inference. The felt inconsistency is rather a bit of confirming data in favor of Biconditional. If Biconditional were true, then we would expect such sentences to feel inconsistent or in tension. They do, so we have some evidence for Biconditional.
Finally, Belief-First can explain how credences can be knowledge. Recently, Sarah Moss has drawn attention to the relationship between credences and knowledge.Footnote 35 Epistemology is the study of knowledge. Credences are a popular topic among epistemologists, especially formal epistemologists. But how do credences and knowledge fit together? Traditionally, it has been assumed that belief, not credence, is the doxastic attitude that is a component of knowledge. But then it seems like the term “formal epistemology” is a misnomer since the study of (rational) credence is divorced from the study of knowledge (Moss Reference Moss2013, 1).
Belief-First explains how credences and knowledge fit together, even while belief is a component of knowledge. According to Belief-First, credences just are beliefs (specifically, modal-beliefs). A high credence in p can be knowledge, namely, knowledge that probably p. A credence of 0.5 that the coin will land heads can be knowledge: knowledge that the probability of the coin’s landing heads is 0.5. Insofar as beliefs can be Gettiered, factive, safe, sensitive, and warranted, modal-beliefs (and, hence, credences) can as well. Thus, Belief-First explains how credences can be knowledge.Footnote 36
4. Objections to Belief-First
There have been a few objections to belief-first views in the literature.Footnote 37 Here, we focus on two of the most prominent and challenging; the first we address in two parts.
4.a The oversophistication objection, pt. 1: children and animals
Keith Frankish argues that one can have a credence without a modal-belief. He writes (2009, 77):
Now it is true that we do sometimes form flat-out beliefs about probabilities … but it is implausible to identify our degrees of confidence … with such beliefs. For we attribute degrees of confidence … to individuals who lack the conceptual sophistication required for forming beliefs of this kind. We speak of children and animals having more or less confidence in something … even though they do not possess the concepts of probability.
So, Frankish thinks that children and animals have credences without beliefs in probabilities.
In response, we first note that the possession of modal-beliefs does not require a sophisticated intellectual ability—as mentioned above, a relatively young child could believe that Sally is probably at the mall and couldn’t be at the North Pole. Why would Frankish think that young children couldn’t have these beliefs? Most likely, it is because he only considers difficult statistical probabilities. Like Christensen, he does not consider ordinary epistemic probabilities or even simpler epistemic modals.
On the beliefs of (nonhuman) animals, there has been considerably more disagreement over whether they have beliefs than whether humans do.Footnote 38 Aristotle, Aquinas, Leibniz, and Kant all denied beliefs to animals. More recently, Davidson (Reference Davidson1982) has argued that animals do not have beliefs because language is a requirement for belief, and animals do not have language.Footnote 39 Despite such skepticism, we will assume for the sake of argument a generally nonskeptical approach to animal beliefs, taking our pretheoretic intuitions as providing at least prima facie justification for thinking that animals have beliefs.
Given that animals do have beliefs, it is not obvious that animals cannot form modal-beliefs. Seth Yalcin (Reference Yalcin, Egan and Weatherson2011) uses the example where his dog approaches him, and Yalcin says to his friend, “Fido thinks I might give him a bone.” Intuitively, in such a case, Fido has a modal-belief. Yalcin writes, “Unless you have a particular theory of epistemic modals, I doubt you would flinch at this remark” (2011, 308). So, Frankish’s cases are not clear counterexamples to Biconditional.
One might object that our assumption of descriptivism—that modal-beliefs are beliefs with semantic values of modal operators contributing to the contents of those beliefs—prevents us from using Yalcin’s Fido example. In fact, Yalcin uses this example to argue against descriptivism. He thinks that if descriptivism is true, then “Fido thinks I might give him a bone,” implies that, “Fido believes that it is left open by what he knows that I will give him a bone” (2011, 308). Yalcin thinks it is implausible that Fido has such second-order states of awareness. So, even if it is intuitive that Fido has a modal-belief, the case may undermine our assumption of descriptivism.Footnote 40
Our reply to this objection distinguishes between two versions of descriptivism and shows that Yalcin’s Fido case only threatens one version. Consider:
Complex Descriptivism: Descriptivism is true, and S believes that Mp only if S has the concept of M, where having the concept of M requires having other second-order epistemic concepts.
The Fido case is a problem for complex descriptivism. It seems that Fido can believe that I might receive a bone without believing that it is compatible with what I know that I will receive a bone (and without having the concepts required to believe such a complex proposition).
Now consider:
Simple Descriptivism: Descriptivism is true, and S believes that Mp only if S has the concept of M, where having the concept of M does not require having second-order epistemic concepts.
Simple descriptivism requires that Fido have the simple concept of might in order to believe he might receive a bone. And while it is plausible that Fido does not believe it is compatible with what I know that I will receive a bone, it is not so clear that Fido does not believe I might receive a bone (where we understand this as a simple descriptivist would). At least, it would be the sort of thing that would require further argument. So, the Fido case is only a problem for the less plausible complex descriptivism; it is not a problem for the more plausible simple descriptivism.
Note that our appeal to simple descriptivism is compatible with a second-order, knowledge-based analysis of epistemic modals. For example, the concept of knowledge might be analyzed in terms of unGettiered (or nonaccidental) justified, true belief. Clearly, however, one would not need to have all of these concepts in order to have a concept of knowledge. Similarly, might might be analyzed in terms of compatible with what I know (second-order, epistemic concepts). It does not follow that Fido must have the latter concepts in order to have the former.Footnote 41
In summary, it is plausible that young children and some animals can possess the concepts needed in order to form modal-beliefs.Footnote 42 Furthermore, our assumption of descriptivism does not prevent us from using Yalcin’s Fido example in support of this claim.
4.b The oversophistication objection, pt. 2: extremely simple creatures
Frankish could insist that a sufficiently young child or simple animal is unable to form modal-beliefs. Peter Carruthers (Reference Carruthers2006, 65–83) has argued on the basis of empirical research that bees are guided by simple belief and desire combinations. Perhaps they have beliefs with contents such as that the nectar is over there or the hive is that way. Supposing he is right, it seems unlikely that they have modal-beliefs; they do not believe that the nectar is probably over there. And even if bees do not have beliefs, there is plausibly some animal, A, that is sophisticated enough to believe that X is over there but not sophisticated enough to believe that X might be over there or X is probably over there. Footnote 43
However, once we imagine a creature that is so simple that it is only guided by very basic belief–desire combinations, then it is no longer clear that it has credences. The doxastic attitudes it uses to guide its behaviors would just be on–off belief states, not mental states that come in degrees, like credences.
In response, Frankish might appeal to empirical evidence that some simple creatures behave probabilistically.Footnote 44 Consider a revision of Yalcin’s case above. Suppose Fido is more likely to go to Fred for food than Wilma, but will go to Wilma if Fred is not around. (We can imagine that Fred has given Fido food about twice as often as Wilma has.) It seems that this behavior is explained by Fido’s having a higher credence that Fred will give him food than that Wilma will, even though he doesn’t believe that Fred is more likely to give him food because he doesn’t have the concept of probability.
Or, consider a version of the case of the bees above. Suppose there are two locations that sometimes have nectar: one that almost always has nectar (let’s say, roughly 9/10 times) and another that sometimes has nectar (let’s say, roughly 5/10 times). The bees might exhibit the following sort of probabilistic behavior: always check for nectar at the first location, and then, if nectar isn’t available, check the second location.Footnote 45 This behavior might suggest the bees have credences even though they don’t have the concept of probability.
Our response involves the common distinction between behaviors caused by beliefs or credences of a person and behaviors caused by subpersonal representations of the person. If I unknowingly lean my hand against a hot stove, my body will immediately react and pull it away. I didn’t initially know (or believe or have confidence) that my hand was touching a hot and damaging object until I looked, even if my central nervous system, activated by nerves in my hand, in some sense had the content the hand is touching a hot and damaging object. The behavior was caused by subpersonal representations and not by my believing or being confident that my hand had touched a hot stove. This paper is about how beliefs and credences of persons (or believers or subjects) relate to each other, not how subpersonal representations in bodies—e.g., one’s brain or nervous system—relate to each other.Footnote 46 (Note also, as Lyons [2016, 250] points out, that a belief (or credence) being unconscious does not imply it is subpersonal. I still unconsciously believe and am confident of things, such as what my name is, even when I am dreamlessly asleep.)
With that in mind, we suggest two interpretations of the creatures’ probabilistic behavior. First, some creatures (like bees or other insects, for instance) might have only subpersonal (or subanimal) mechanisms that cause them to check the place that almost always has nectar first, and then go to the place that only sometimes has nectar. True, it doesn’t seem correct to say that the bee believes that one location is more likely to have honey than another location. However, it also doesn’t seem correct to say that the bee is more confident, or has more confidence, that the honey is in one location than the other.Footnote 47 The bee has neither a modal-belief nor a credence, and this is because its behavior is best explained by subpersonal (or subanimal) mechanisms. In other cases, such as the Fido case, the creatures may actually have probabilistic concepts. It seems correct that Fido thinks that Fred is more likely to give him food than Wilma.Footnote 48 But in these cases, it also seems that the creature has varying degrees of confidence.
Now, we do not want to take a stand on which creatures (e.g., Fido or the bees) do have probabilistic concepts; that would require a more careful empirical argument. Rather, our thought is this. Insofar as we are inclined to say that a creature has some degree of confidence, we are also inclined to say that they also have simple probabilistic concepts (and modal-beliefs). And insofar as we are inclined to say that the creature’s cognitive mechanisms are so unsophisticated that it doesn’t even have simple probabilistic concepts, we are also inclined by that lack of sophistication to think that the creature’s behaviors are explained by subpersonal mechanisms. We make these claims about what seems metaphysically tied to what without committing to any empirical claims about dogs or bees.
To summarize our response to the oversophistication objection, in the previous section, we argued that children and sophisticated animals who clearly exhibit varying degrees of confidence also seem to have modal-beliefs—such beings pose no problem for Belief-First. In this section, we argued that extremely simple creatures exhibit behaviors that fall under two categories: (a) their behaviors are explained by basic belief–desire pairs, or (b) their behaviors are explained by probabilistic subpersonal mechanisms. In neither case do we posit a credence without a modal-belief, and so there is no clear counterexample.
We close by making explicit some of the fruits of this discussion. We have drawn out implications of Belief-First that make clear what it would take for there to be a successful counterexample. It would require showing either that an animal like Fido doesn’t have simple concepts like might (and not just that Fido doesn’t have second-order concepts), or that some of these extremely simple animals’ probabilistic behaviors are explained by mental states of the animal, not the subpersonal (or subanimal) mechanisms. Given that we have shown that there’s a lot to say in favor of Belief-First in the previous sections, we do not take accepting the relevant implications to be a hard bullet to bite (e.g., that bees’ probabilistic behavior is explained by subpersonal mechanisms). However, we believe that further research should be aimed at exploring these cases.
4.c Belief in multiple probabilities
In this section, we discuss two potential counterexamples, motivated by Staffel’s (2013, 3537) earlier objection, quoted at the beginning of section 2.b (see also Easwaran [2015, 659]). The first has an obvious reply, but it sets the stage for a more challenging one. Suppose Fred believes that Goldbach’s conjecture—that every integer greater than two is the sum of two primes—has a probability of either 1 or 0. It seems possible that Fred could have a 0.5 credence that Goldbach’s conjecture even though Fred does not believe the probability is 0.5; he thinks it’s either 1 or 0. Hence, we have a counterexample to Biconditional.
This proposed counterexample fails. Fred thinks the objective probability is either 1 or 0 (since it’s either metaphysically necessary or impossible). But it’s also natural to think that Fred will think that, given his evidence, the conjecture is as likely to be true as it is to be false. Hence, he believes the epistemic probability is 0.5, which corresponds to his 0.5 confidence.
Here’s a more challenging counterexample.Footnote 49 Suppose Sally is unsure of whether her evidence supports p. After some reflection, she comes to think that either p is very probable on her evidence or very improbable on her evidence, but she isn’t sure which; her evidence is very complicated. (Perhaps a trustworthy genie told Sally that her complicated evidence either strongly confirms p or strongly disconfirms p.) In this case, Sally believes the probability of p is either very low or very high; more importantly, she doesn’t believe that the probability, given her evidence, is 0.5. Furthermore, her belief is about epistemic probability. Earlier, we argued that belief in an epistemic probability does not entail beliefs about one’s evidence (entertaining an analysandum does not entail entertaining each analysans), but surely one could form a belief about an epistemic probability on the basis of one’s belief about the evidence. But it seems possible that Sally has a middling credence (~0.5) in p. Hence, Biconditional is false.
In response, on a natural reading of the case, what Sally is unsure about is what her first-order evidence supports. Her second-order evidence about what her first-order evidence supports, because the first-order evidence is so complicated, leads her to think that it either very strongly supports p or very strongly supports ~p. But then it seems that her overall evidence, including both first-order and second-order evidence, equally supports believing p as it does believing ~p. But then Sally will naturally think that the epistemic probability of p, given her total evidence, is about 0.5. And this is what her credence is.
An alternative reading of the case is that Sally actually does not have a middling credence in p. However, because her evidence is so complicated, Sally accepts—assumes for the sake of action—that the probability of p is 0.5; she can’t treat it as both high and low at the same time. However, acting as if the probability of p is 0.5 doesn’t mean that her credence is 0.5—she is acting as if the probability is 0.5 for practical reasons. On either reading, the counterexample fails.Footnote 50
5. Conclusion
We’ve argued for a belief-first view of the relationship between belief and credence. First, we explained and developed a plausible belief-first view. Then, we gave a number of arguments for it. Finally, we responded to two objections to it. We conclude that the belief-first view is more plausible than many have previously supposed.
Acknowledgments
Both authors regard each other as equal collaborators and cowriters of this paper. Moon's name appears first since he actually believes the view, and it is a central part of his research agenda. Jackson has written a number of papers defending dualism and has other works in progress attacking belief-first views. Perhaps Moon will help Jackson cowrite one or two of those papers, but don't count on it! But, if so, Jackson's name will come first in those papers. We would like to thank Sinan Dogramaci, Ben Lennertz, Peter Markie, Matthew McGrath, Andrew Melnyk, Paul Weirich, and an anonymous referee from this journal for helpful comments on earlier drafts. Thanks also to the Notre Dame epistemology reading group (2016–2017), the audience at the 2018 “What Are Degrees of Belief” conference in Leeds, especially Ed Elliott, for helpful comments and feedback.
Andrew Moon’s areas of interest are in epistemology, philosophy of mind, and philosophy of religion. He has recently written on the natures of belief and confidence, religious epistemology, memory, the internalism/externalism debate, and evolutionary debunking arguments. He is currently an assistant professor at Virginia Commonwealth University.
Liz Jackson is a research fellow at Australian National University and an assistant professor at Ryerson University. She has published work on the belief-credence connection, epistemic permissivism, and pragmatic/moral encroachment. Her research interests also include social epistemology, decision theory, and philosophy of religion. She completed her PhD at Notre Dame.