The U.S. military has historically and recently been involved in regions characterized by substate political formations, of the type known to anthropologists as tribes and chiefdoms. This article uses the U.S. occupation of the Japanese Mandate islands in the Pacific War as an example of differing outcomes when American political ideas and practices intersect chiefdoms under conditions of war.
Chiefdoms and tribes were widespread in the past in Europe, the Americas, Africa, Asia, and the Middle East; the societies of the Pacific Islands are among the best-known examples. These substate forms were subsumed into colonial, and then national, regimes. Chiefly political systems remain important elements of nation-states in much of the world, requiring national and international actors to understand and engage with these “traditional” leaders. Yet chiefdoms are seldom recognized as sophisticated and complex political forms, rooted in local cultural concepts and social, economic, and political structures, shaped by history and by global forces. Instead, popular European and American understandings of chiefs come from colonial-era descriptions and syntheses by nineteenth-century evolutionary anthropologists who saw chiefdoms as a stage in governance that would disappear as all societies moved toward a Western-style representative democracy. Such views—of chiefs as ahistorically “traditional,” unsophisticated, and bound to wane with modernization—have shaped policy and pragmatic relations with these leaders. This article attempts to delineate more accurately the multifaceted contours of chiefly societies, both in the past and as they continue to function in the contemporary world.
American military encounters with chiefly societies have been studied by historians in the contexts of the Native American/Indian Wars and the Philippines. More recently, military strategists and political scientists analyze chiefly sociopolitics in the Middle East and Central Asia, and anthropological expertise has contributed to understanding these processes.Footnote 1 Less widely known is the half-century of American experience with chiefdoms in Micronesia during and after World War II, as U.S. officials (first military, then civilian) implemented security goals and promoted political change. By highlighting this experience, we intend to give greater historical and anthropological context to U.S. policy in dealing with substate societies under conditions of conflict and occupation.
The Pacific region has long served in anthropology as a classic “laboratory” of social variability. In Micronesia, most of which came under American governance as a result of invasion and conquest during World War II, we can examine a range of indigenous responses to attempts to impose or develop democracy in chiefly societies. This region holds a strategic position between East Asia and North America. As fortified outerworks of the Japanese empire, it was a key battleground of the Pacific War, and these small islands continue to hold geopolitical importance for Asian-American relations. While victory and postwar UN Trusteeship ensured strong links with Americans, relations among the Micronesian nations and with the United States and various East Asian nations are continually negotiated. For the United States, the process of establishing and maintaining ties with indigenous leaders and people in this strategic region developed through policies seeking to achieve often contradictory goals—acknowledging and preserving traditional culture while pressing for democratization and Americanization to ensure long-lasting ties to the American political orbit.Footnote 2
More broadly, the diversity and complexity of this region demonstrates the variable impact of war and occupation on substate political regimes. Despite the storehouse of historical and anthropological knowledge about chiefdoms, political and military actions frequently have not been grounded in any systematic understanding of their characteristics. Indeed, America’s experience in Micronesia during and after the Pacific War seems to have faded from the nation’s historical memory, yet it holds lessons about military conquest, the United States as a colonial administrator, and democratization. During the war years and through the 1950s and 1960s, American military and political personnel endeavored to implant democracy in these chiefly societies. Today, the role of traditional chiefs in these islands ranges from strong participation in democratic institutions, to parallel structures of traditional and imported decision-making, to near-complete replacement of traditional leadership with new leaders unconnected to the old system. What variables shaped these outcomes?
While the U.S. experience in Micronesia may seem long ago and far away to modern policymakers considering “nation-building” activities in the Middle East, Central Asia, or Africa, the historical case is important for three reasons. First, it offers a clear reminder of the role of ethnocentric evolutionist “myth of progress” ideas that may be held by policymakers. We can see in hindsight the impact of these usually unconscious cultural assumptions, added to misinformed or ad hoc policymaking on the ground, contributing to unintended and often counterproductive policies. Second, the region offers a microcosm of diverse responses to the political-change strategy, demonstrating how powerfully local factors reshape overarching policy goals. And, most important, Micronesia offers an example of a U.S. program of political change implemented in the course of war, invasion, and military occupation—an increasingly controversial element of military and international policy. Modern U.S. nation-building efforts follow the same contradictory principles seen in wartime and postwar Micronesia, valuing local leaders for strategic and tactical usefulness while advocating American ideals of individual freedom and democracy.
Background: Micronesia and Its Chiefs
Micronesia comprises more than two thousand islands stretching across the western Pacific Ocean. The peoples share broad linguistic and cultural relatedness, but differences in language, lifeways, colonial experiences, and economic resources shape diverse modern realities. The residents of Micronesia have been enmeshed in global networks for more than two centuries, as a result of trade and colonial rule by Spain, Germany, Japan, and the United States.Footnote 3 Today, economic linkages take the form of military and political payments from the United States, fishing treaties and development aid from several countries, and remittances from emigrants. Even in rural areas and on smaller islands, Micronesians today are widely connected through global communication, travel for education and business, and relatives living abroad.
The geographic, environmental, and cultural diversity of these islands, along with their varied colonial histories, is far more important to an understanding of leadership in the region than are any general ideas about chiefly forms of social organization. The term “chief” carries much historical and conceptual baggage. As noted, chiefs are not a way station along a simple evolutionist transition between “tribal” or “feudal” polities and the nation-state, yet this stereotype still dominates the public consciousness of many Europeans and Americans, including those who deal with traditional local leaders in modern states. Complex histories in which colonial regimes have supported or created chiefs mean that a chief today “stands at the intersection of local, national, and global political cultures.”Footnote 4 Chiefs play active roles in how local and regional populations respond to national and international politics.
Although Polynesian chiefs were well known in anthropological literature and to British and French colonial administration in the Pacific Islands, Micronesian cultures were not familiar to English-speaking audiences, since the Japanese Mandate had been closed to foreign researchers. During the Pacific War, Allied planners had to quickly translate and rely on existing turn-of-the-century German ethnographies. After occupation, U.S. administration and academics conducted descriptive and applied research, rushing to give officials a picture of how island chiefdoms worked; however, the amount of attention paid to those findings was uneven.Footnote 5
In a review of Micronesia’s political forms, Glenn Petersen has described considerable variation in leadership roles, but he has also noted general consistencies. In general, he states, “chiefs preside rather than rule” and he credits this balance between community participation and effective leadership with the continuing salience of chiefs in modern Micronesia; people find the institution “both enormously effective and emotionally satisfying.”Footnote 6 Micronesian chiefs are hereditary leaders, but not through simple baton-passing; a community chooses its leader from a pool of candidates. The highest-ranking descent groups in a locale usually hold rights to chiefly titles, but among their members may be several qualified men (and occasionally women) whose status depends on seniority, charisma, skill, wealth, and factional politics.
We can see that the stereotypic opposition between chiefly and democratic regimes oversimplifies the situation. In practice, Micronesian chiefs frequently must be far more responsive to communal voices than the leaders of European and American democracies. Certainly, Micronesian chiefs are no autocrats; their authority is constrained by the people’s resistance to improper rule, by dependence on the people for support, and by the gods, since chieftainship has a sacred dimension. Importantly, though traditional polities included ways to manage chiefly power, modern chiefs entangled with state bureaucracies set up to mimic European, Japanese, or American forms of governance may be less subject to such controls. In fact, introducing “democracy” into Micronesia has in some cases resulted in making local chiefs into detached leaders of increasingly autocratic regimes.
Post–World War II trajectories of leadership in Micronesia have been shaped by changes imposed by colonial regimes and Islander responses to these changes.Footnote 7 Initial Spanish colonial contact largely destroyed the indigenous leadership of the Marianas and froze competition for rank in Yap and Palau. Germany implemented indirect rule and altered economic and land tenure patterns. Japan governed the region after World War I under a League of Nations mandate, establishing a colonial service that used chiefs for some administrative tasks but also pushed acculturation and an educational meritocracy, along with economic development and large-scale immigration. By the time of the Pacific War, then, chiefs across Japanese Micronesia differed greatly in authority and legitimacy. The pressures of war—starting with increased taxes and labor, escalating to confiscation, military rule, starvation, forced labor, air attack, and invasion—further altered the situation, as leaders found themselves caught between military demands and their community’s needs.Footnote 8
Allied forces conquered the region from east to west, with the Marshall Islands invaded in January and February 1944. Through 1944 and 1945, Ulithi, Saipan, Guam, and Peleliu and Angaur in Palau were taken and turned to U.S. military use; bypassed (blockaded and bombed, but not invaded) areas of the Caroline Islands and Palau, however, remained in Japanese hands until months after the September 1945 surrender. As U.S. forces prevailed, the navy set up civil affairs units (later called Military Government, “MilGov”) to manage civilians. Navy officers had little preparation time; the civil affairs section at CincPac/CinCPOA headquarters was established less than two months before the Marshalls invasion. The transfer of Micronesia to American authority was incorporated into surrender terms, with the islands at first ruled as occupied territory from MilGov headquarters in Guam.Footnote 9
Exhausted by the widespread wartime destruction and oppressive Japanese military rule, Micronesians welcomed the U.S. Navy’s infusion of food, goods, health care, and transportation in the first years of occupation. By 1947, MilGov had restored many services provided by the prewar Japanese government, though the navy was hampered by uncertainty in long-term plans. U.S. insistence on retaining control of the region led to it being declared a “strategic trust” and governed under the UN as the U.S. Trust Territory of the Pacific Islands (TTPI)—first by the navy, then after mid-1951 by the Department of the Interior.
The UN charter obliged the United States to promote “self-government” without specifying its form, but the goal soon became to replicate the American model of elected representatives. This differed not only from traditional Micronesian governance but also from the indirect rule/colonial civil service approach of German and Japanese regimes.Footnote 10 The first step, achieved in 1948, was to form local electoral units (municipalities) throughout the TTPI, based for the most part on traditional boundaries. (This alone ensured that traditional leaders linked with these territories would be relevant, though navy policy did not directly address them.) Over time, elected legislatures were formed in each of six districts, culminating in the formation of the Congress of Micronesia in 1965.
While the U.S. military used a few areas, most of the region was of scant interest to American policymakers. In contrast to postwar spending in Europe and Japan, Micronesia received little in reconstruction funds. Withdrawal of the navy in 1951 reduced transportation; the limited budget, lack of planning, and a mistaken idea that Islanders should return to the simple subsistence lifestyle they were thought to have lived before the war hindered economic development. This changed in 1961, when the Kennedy administration responded to Cold War criticism by dramatically increasing the budget and implementing social and educational programs. Democratization and negotiations over post-trust status then intensified, as a new generation of Micronesian leaders pressed for change. The path to dissolution of the TTPI took many twists, but it eventually resulted in new entities: the U.S. Commonwealth of the Northern Marianas Islands and Compacts of Free Association with the United States for three new nations: the Federated States of Micronesia (1986), the Republic of the Marshall Islands (1986), and the Republic of Palau (1994).Footnote 11
Evaluations of the American trusteeship in Micronesia—both at the time and since—recognized its inherent inconsistency. If the United States needed strategic control of the region, how could it encourage self-government? As late as 1969, political scientist Norman Meller described the “colonial policy vacuum” of the United States—since it did not regard itself as a colonial power, it had no official colonial service or colonial policy, leaving officials without adequate guidance.Footnote 12 Micronesians found themselves “caught in the vise of world politics” under a UN charter on non-self-governing territories that urged both self-government and respect for cultural integrity.Footnote 13 A U.S. congressional committee gave similarly paradoxical advice: “Teach the American way of life but do not disturb native institutions.”Footnote 14 The navy recognized the problem but had neither the policy direction nor the resources to resolve it.Footnote 15 Pragmatism led officials sometimes to favor the convenience of indirect rule by chiefs, at other times to favor capable English-speaking Islanders regardless of their status. The contradictory stance toward issues of governance in Micronesia combined with the infusion of capital from the 1960s led to political outcomes quite different from what the United States planned, envisioned, or may have desired for the region.
The following examples of trajectories of “traditional” and “new” leadership across Micronesia offer an opportunity to evaluate the idea that democracy can be introduced to any society in a programmatic way. The variety of outcomes suggests the need to reassess our assumptions about development and democratization. The democracies of Europe and North America emerged under certain cultural, sociopolitical, historical, and economic conditions; there is nothing ahistoric or evolutionary about their emergence, and in any world area we can expect political change to embody an equal rootedness in long-standing political practices. Micronesian chieftainships have not faded away or been discarded as Islanders have engaged with introduced democratic structures and capitalist economies, but they have reconstituted themselves. Among the changes is the loss of local practices that closely represented communal opinion, as increasingly institutionalized forms replaced highly localized and participatory political practices. Deeply ingrained forms of reciprocity that reinforced the egalitarian ethos of Islanders have been attenuated or lost, giving chiefs in some places more scope for political and economic power than previously possible. In short, the moves from chieftainship to democracy have struggled, due, in large part, to radical misunderstandings by change agents about what chieftainship meant in its varied forms, how it operated, and how it might be altered as various projects to “introduce democracy” proved to be far more complex than originally imagined.
The Chiefs of Micronesia: Six Cases
How, then, did American policies and practices shape the eventual role of chiefs in contemporary Micronesian democracies? Examining military and cultural conditions during invasion and initial administration across the region lets us identify the most significant factors. Note that these examples do not cover the whole of Micronesia but, rather, focus on larger islands and selected cases to demonstrate the range of chiefly roles.
Marshall Islands (Republic of the Marshall Islands, RMI)
Marshallese chiefs held authority over land and labor to the degree that they fulfilled their duty to protect the people and perform sacred duties. German and Japanese rule increased chiefly power by extending their rights in the copra trade and limiting commoners’ ability to constrain or depose them, though Japanese law recognized commoners’ rights in land, established the legal equality of chiefs and commoners, and settled traders, teachers, and police on each atoll. The ideal of reciprocity continued, with chiefs receiving copra income and first fruits and supplying their followers with food, tools, and medical care.Footnote 16
The Marshall Islands were invaded at the start of the Allied counter-offensive in January 1944. At this stage, U.S. forces badly needed local cooperation, including recruiting Marshallese as scouts and laborers, and access to land for military bases. Awed by the ferocity of the battles, Marshallese welcomed the safety offered by U.S. forces. The U.S. military saw Marshallese as pro-American and helpful; early interactions were strongly positive. Nineteenth-century mission schools run by American and Hawaiian Congregationalists had created a small reservoir of English speakers, and Marshallese identified as Christians, creating an immediate bond with Americans as distinct from Japanese.
During the invasions, the U.S. Navy worked largely through chiefs to manage the Marshallese population. Any hesitation about antidemocratic aspects of chiefly power was overcome by the usefulness of chiefs, who assisted MilGov in organizing labor, relocations, schooling, and other activities. Like Germans and Japanese, Americans in the Marshall Islands found chiefly governance too convenient to ignore.Footnote 17 In addition, they were able to call on their own familiar trope of the romance of aristocracy validated by a limited understanding of “native custom” to justify dependence on chiefs to achieve U.S. objectives. U.S. Navy public relations celebrated Marshallese “royalty,” for example, in an official photo of a dinner party at Majuro Air Base celebrating “the recoronation of the Native King and Queen,” in February 1944.Footnote 18
Yet in the first years of U.S. administration, the navy also took steps to modify chiefs’ power. Municipal boundaries were not drawn to match existing chiefly jurisdictions (as they were elsewhere in Micronesia). Officials confirmed the chiefs’ authority over copra production but did not standardize their share of income. When the opportunity offered, traditional leaders were ready to use new avenues to assert their authority: chiefs complained to a 1950 UN Visiting Mission that municipal councils were attempting to “destroy” their rights.Footnote 19
Carucci points out that all of the Marshall Islands’ colonial rulers failed to understand the reciprocal duty of chiefs to their workers. Mistaken ideas that chiefs “‘owned’ the land” empowered chiefs and limited commoners’ ability to resist imposition or compel reciprocity.Footnote 20 In this way, early U.S. interactions with chiefs actually perpetuated the consolidation of chiefly power. Most significantly for the postwar years, official confirmation of chiefs’ economic rights combined with military uses for Kwajalein, Enewetak, and Bikini to privilege chiefs as landowners, with important consequences for their wealth and influence.
From its first meeting in 1950, the Marshall Islands legislature saw heated debate over land rights, with paramount chiefs’ claims “that as of right they owned all the land” set against commoners “stating that land was held in common.” The issue escalated as Marshallese demanded payment from the United States for occupied and damaged land. Chiefs exerted influence by serving, or by selecting members to serve, in both upper (chiefly) and lower houses. Viewing the chiefs as stymieing democracy, the USTT High Commissioner’s office instigated the change to a unicameral congress in 1958, but chiefs continued to hold seats and select candidates.Footnote 21 From this point on, chiefly families dominated political life. A new elite developed —fluent in English, trained in American schools and colleges—yet many were children of the old elite. Despite predictions that the American-educated elite would supersede the hereditary system (e.g., by anthropologist Alexander Spoehr),Footnote 22 in fact the modern Marshallese government is one in which chiefs have considerable economic and political power.
The modern government of the RMI consists of an advisory Council of Irooj (chiefs) and the Nitijela, the thirty-three-member elected legislature. The president is elected from the Nitijela; the first president, elected in 1979, was paramount chief Amata Kabua, reelected in 1983, 1987, 1991, and 1996. Of the six presidents to date, five have held high chiefly titles; their biographies reflect traditional rank as well as education and long records of government service.
Much of the RMI’s wealth comes from the U.S. lease of Kwajalein Missile Base and compensation payments for nuclear testing—payments that originated in the war and postwar era. Colonial-era confirmation of chiefs’ rights in the copra trade has become a multi-million-dollar income stream, as chiefs now claim a share of all income from land under their jurisdiction.Footnote 23 Carucci calls these “bourgeoisified” chiefs—“chiefs who are powerful and distant from commoners as a result of differences in worldly wealth” rather than sacred status.Footnote 24 The postindependence RMI, then, has seen traditional leaders and their allies solidifying and codifying chiefly power, within the framework of a parliamentary democracy and supportive courts. Their very success, though, has altered what it means to be a chief in the Marshall Islands.
Pohnpei (Federated States of Micronesia, FSM)
Pohnpei during early European contact consisted of three, then eventually five, independent chiefdoms, each governed by a hierarchy headed by a paramount chief who distributed land and chiefly titles. Chiefs were supported by food, goods, and services contributed in annual cycles of feasts; in turn, they managed public works, the tribute economy, and sacred activities. Germany recognized local rulers but restricted their authority, especially after the Sokehs Rebellion of 1910–11; chiefs’ rights in land were terminated and landholdings assigned to individuals. The Japanese colonial government further appropriated communal land that had been under chiefly control. Despite colonial constraints, the central role of chiefs in community ceremonial life continued, and public sentiment supported them as leaders.
During World War II, Pohnpei was not invaded but was blockaded and bombed for eighteen months as the front shifted from the Marshall Islands to the Western Pacific. The U.S. Navy accepted the surrender of Pohnpei’s Japanese garrison only in mid-September 1945. This timing had important consequences. First, since occupation took place after the war ended, the U.S. military had little need for land, labor, or cooperation (beyond that for basic services). Second, once the Japanese were removed, Pohnpeians had adequate food and did not need extensive assistance, so they did not see the overwhelming U.S. generosity experienced in the Marshall Islands. Also, though Pohnpeians had suffered hardships, scarcity, and forced labor during the war, local communities and family leaders functioned well once Japanese military control was lifted; U.S. MilGov assigned only a small detachment to the island.
As in the Marshall Islands, the U.S. Navy on Pohnpei expressed respect for local customs, meeting with paramount chiefs and inviting them to ceremonies, but unlike in the Marshalls, the Navy did not use chiefs in administration. Anthropologist John Fischer, who served on Pohnpei from 1949 to 1953, described American attitudes as “ambiguous,” poised between allowing Pohnpeians to exercise custom freely and opposing chiefs as undemocratic; the result was that “the American government has officially ignored the traditional chiefs, but has given them considerable informal recognition from time to time.”Footnote 25 In addition, very few people on Pohnpei spoke English. The result was mutual disengagement. Americans respected “local custom” and left chiefs alone, pursuing minimal official goals by working with helpful Islanders regardless of rank; chiefs focused on the traditional political system.
Young Pohnpeian leaders who emerged in the 1960s and 1970s as the first generations to come of age under American rule were not usually part of the old nobility but were selected for English fluency, education, and experience with the administration.Footnote 26 Democracy multiplied new roles, and salaries and businesses gave the new leaders financial resources well beyond those of traditional chiefs.Footnote 27 Yet even while the new elite gained strength, chiefs retained and even expanded their influence at the local level through the feasting and title system, which had been constrained under German and Japanese rule but was not limited in the American era. At first this difference had little impact, but when the Kennedy administration dramatically increased economic aid, the ceremonial economy boomed. Writing in 1974, Fischer reported that “nearly all adult Ponapeans hold some kind of traditional title”—and holding a title means hosting and attending numerous feasts honoring chiefs. Chiefs also innovated, creating new titles and bestowing them on prominent people, a mutual benefit to the new elite (who gained prestige) and the chiefs (who gained additional feast income as well as some influence over the new leaders).Footnote 28
Over time, Pohnpei has developed a dual system in which elected officeholders and traditional nobility operate in separate spheres, but they are linked through the title/feast system. Yet the first attempt at an elective body on Pohnpei returned mainly traditional leaders, which American officials thought showed the need for separate houses for chiefs and commoners. The bicameral Pohnpei Island Congress was established in 1951, and high-ranking chiefs attended the House of Nobles from 1951 to 1958. However, within a decade, chiefs removed themselves from national and state politics to focus on nonelective influence. Meller describes how high-titled chiefs initially controlled the Congress, but withdrew as they no longer saw it as a threat to their status. In fact, chiefs themselves took the initiative to abolish the upper house in favor of a unicameral legislature. The 1958 charter for the new district legislature does not mention chiefs, and only a minority of high-titled people were subsequently elected.Footnote 29 Even after the creation of the Federated States of Micronesia, Pohnpei State’s constitution includes no body for chiefs, though the five paramounts meet as a council in the governor’s office.Footnote 30 The absence of an official role for chiefs may actually strengthen their position as symbols of cultural continuity and community spokesmen.Footnote 31 In short, Pohnpei’s chiefs withdrew from modern democratic forms of government, but they embraced their authority and status as community leaders.
Kosrae (Federated States of Micronesia)
Kosrae’s precontact leadership was similar to that of Pohnpei: a set of ranked chiefs in a single chiefdom. Depopulation by disease and intensive Christian missionary activity ended the traditional political system, substituting a church organization in which religious leaders took the role previously held by titled chiefs. When almost all of Kosrae had converted by the 1870s, the church itself selected the paramount chief. The position of “king” survived only because the German authorities required it, but the church controlled Kosrae.Footnote 32 Church leaders retained power while economic development and colonial services expanded (with German and then Japanese Protestants replacing American missionaries). During the war, the Japanese military restricted church activities, as the island suffered from occupation, forced labor, and food shortages, but church-based leadership survived.
After the war, Kosraeans welcomed American rule. Like Pohnpei, Kosrae was not occupied until after the war ended, and the U.S. military had no need for large areas of land or for intensive administration, allowing the island to reestablish its prewar governing system of extended families and church organization. Missionary work by American Congregationalists, including half a century of hosting the regional mission training school, gave Kosraeans a strong sense of affiliation with Americans and some familiarity with English. The navy’s Civil Affairs Handbook named “numerous” Kosraeans as “trustworthy” or “pro-American.” As in the Marshall Islands, Kosraeans saw shared religion as a link with Americans.
Here, American officials did not face questions of how to deal with chiefs. Aside from region-wide problems of reconstruction and economic hardship, the main issue on Kosrae was church control of almost every aspect of life. Americans introduced a new concept of “freedom” and opened avenues for bringing issues to magistrates or U.S. officials, rather than solely to church leaders.Footnote 33 The melding of community with church leadership shifted into the American-imposed electoral system in a distinctive way. New elective offices (magistrate, municipal council, state legislature, and FSM Congress) expanded leadership roles beyond the church, yet the church still plays an important role on Kosrae and most political leaders have held church offices. While ranked clans no longer exist, several extended families are considered more important and supply most of the elected officeholders.Footnote 34
Kosraean government officials consciously speak of the loss of the title system, and that absence itself is part of modern politics. Kosrae’s state constitution includes only a single statement concerning the protection of tradition, but the absence of chiefs does not deny Kosrae a role in discussions about traditional leaders in the modern state. In fact, Kosrae’s lack of traditional chiefs gave it a distinct voice in the 1990 FSM Constitutional Convention, when its delegation argued against including a provision for a national Chamber of Chiefs.Footnote 35 When political meetings or events call for representation by “traditional leaders,” Kosrae participates, with an asterisk—as it were—sending church leaders or government officials, thus continually problematizing that concept.Footnote 36
Chuuk (Federated States of Micronesia)
Chuuk’s traditional leaders had the most limited scope of authority in Micronesia, with some researchers preferring not to classify them as “chiefs” at all (though the term is widely used). Matrilineage leaders planned subsistence activities and warfare but had little power beyond the lineage. Lineages within villages cooperated and competed with one another, but no higher-level authority existed to resolve disputes or organize public works. Colonial rule established broader authorities. First the German, then Japanese, administration created “flag” chiefs to govern islands in the lagoon, the latter often bypassing lineage leaders to appoint younger, Japanese-educated men. During the war, when Chuuk served as headquarters of the Japanese Combined Fleet, those appointed chiefs served as intermediaries with the military.
Chuuk, a stronghold for the Japanese military, experienced eighteen months of bombing and near-isolation from blockade by Allied forces. Islanders suffered from the destruction of aerial attacks, oppressive Japanese military labor demands, and increasing food scarcity, amounting to famine by late 1944. Though Chuuk’s garrison surrendered on September 2, 1945, U.S. forces did not occupy Chuuk Lagoon until November, leaving the Japanese military in control. The end of war negated Chuuk’s military importance, and the U.S. Navy’s reduced budget, combined with lack of language and cultural knowledge, made the widely dispersed islands of Chuuk costly and difficult to manage. By December 1945 only about thirty officers and 150 enlisted men were based in Chuuk, cut to fifty-five men in 1946–47. The tiny American presence, where thousands of Japanese civilians and military had earlier lived and worked, left Chuukese facing an economic and political vacuum.Footnote 37
American attempts to identify chiefs were frustrated by the decentralized Chuukese polity—where was the “local custom” American officials were enjoined to respect? In initial elections, the majority of magistrates chosen were lineage heads. Above that level, though, navy administrators faced organizational difficulties, since there was no customary political structure beyond the village and lineage level. They addressed the problem by using the Japanese model of appointed chiefs, creating a bureaucracy that became unwieldy, including weekly meetings between the U.S. military governor and fifty to sixty chiefs. Because Chuuk’s traditional leaders did not constitute an organized hierarchy, response to U.S. initiatives was varied and personal. Those individuals who could access incoming resources did so quickly, using personal contacts and proximity to the new navy base on the island of Weno. Anthropologists criticized the outcome, as these early appointees took advantage of the inflow of U.S. supplies and funds to benefit themselves, and the lack of shared language meant that other Chuukese could not complain to navy officials, nor could the Americans independently check up on those they appointed.Footnote 38 The few English speakers, especially, got an early edge: “They were, in effect, at the top of the native administrative hierarchy. . . .They were the ones who were told to get things done, and they got them done, rapidly and effectively, acquiring in the process considerable personal property and a great deal of power.”Footnote 39 The unintended consequence was that certain families, localities, and individuals got a leg up in the bureaucracy, influence that persisted for decades. As in Japanese times, some of those holding leadership positions were from prominent local families and were well regarded for their character and ability.
Because traditional leadership was decentralized, access to district-wide power depended on individual qualities rather than inherited position. When in the 1950s the United States organized democratic representation, the shift to representative democracy on Chuuk was complete, with no protected role for chiefs. Meller writes that Chuuk showed both how “the American administering personnel helped perpetuate an ‘invented’ chiefly structure and how that structure disappeared from the legislative scene with the chartering of a congress for the district.”Footnote 40 U.S. officials formed a council of atoll chiefs and later the Truk Magistrates Conference, but these bodies had little power. When Chuuk’s elected legislature was established, “it was relatively easy for a group of younger leaders to come to the fore.” Traditional lineage leaders had little influence on the legislature, and few were chosen for new legislative positions.Footnote 41
When, after FSM independence, Chuuk State wrote its state constitution, a proposal for a body of traditional leaders was voted down in a public referendum. While many holding elective office claimed to be traditional chiefs, other Chuukese disputed such claims, even denying the continued existence of chiefs.Footnote 42 Unlike the rest of the FSM, the Marshalls, or Palau, modern Chuukese politicians cannot draw on customary authority in governing. Personal achievement and negotiating skills—not appeal to higher authority—is the only way to get things done, and the idea of public interest is limited to the lineage or village. In fact, observers have concluded that the lack of a traditional hierarchy is one explanation for problems Chuuk faces today, most significantly its fragmented and chaotic political scene.Footnote 43 Ironically, the locale where traditional leaders had the least influence, finds its current political system the least workable.
Yap (Federated States of Micronesia)
In Yap, landholdings, villages, and municipalities (and the people born in them) are ranked in a complex blend of kinship and land rights. The land-tenure system meant that the colonial practice of issuing individual deeds did not threaten chiefs’ authority so directly as elsewhere in Micronesia.Footnote 44 Yap’s colonial experience was long but not intensive. Spanish rule had little impact beyond Catholic missionaries and trade. German control in 1899 pacified Yap and set up administrative units. Japan intensified health care, education, and an import/export economy while severely constraining customs and religious activities, working through appointed Japanese-speaking village headmen rather than traditional leaders. Yap was unusual in that the Japanese did not acculturate an indigenous elite; instead, Chamorro immigrants filled that role. As a result, few Yapese cultivated ties with Japanese settlers or officials.
Yap was not invaded by American forces, but it was blockaded and bombed, like Pohnpei, Kosrae, and Chuuk, until its Japanese garrison surrendered in September 1945. The U.S. Navy quickly established headquarters in Colonia but had only a light presence beyond the city. With almost no Yapese English speakers, officials had only limited access to information about what was happening beyond Colonia Town. Chamorros dominated MilGov jobs until the navy relocated them to the Marianas in 1948.Footnote 45
One story of the initial U.S.-Yap encounter is telling: members of the occupying force found themselves frustrated as they sought the “chief” or “King of Yap”—an impossible expectation, since Yap had never been governed by a single leader. “Having become somewhat accustomed to this sort of request, a couple of the more astute elders framed it so that one would say he was chief of all Yap and have the other men confirm this fact for the Americans.”Footnote 46 This might be seen as the Yapese preserving chiefs’ roles in the face of American ignorance of local culture, yet we can also see in this story the navy’s desire to find an authoritative leader to help govern Yap. MilGov at first worked through the existing Japanese-appointed headmen; when the 1946 election voted in traditional high-ranking chiefs, the navy governed through them. The limited U.S. presence and stated respect for “local custom” allowed chiefs significant latitude, and they resumed customary activities banned or discouraged under Japanese rule. They complied with American orders when they easily could, and negotiated or delayed action on difficult policies, a strategy that proved effective for two decades.Footnote 47 However, not all Yapese agreed with the postwar expansion of chiefly power; younger and lower-status Yapese protested that the hands-off U.S. policy let conservative leaders regain control, restricting their own opportunities.Footnote 48
The high-ranking chiefs comprising the Council of Magistrates (renamed the Yap Islands Council in 1955) formed an effective unit in the 1950s and early 1960s, but the scope of chiefly authority later declined in the face of democratic structures. Yap’s charter prohibited magistrates from standing for Congress, leaving the chiefs’ role separate from the legislature.Footnote 49 Younger, English-speaking men also took on the new leadership positions in police, courts, public works, business, and education. The elected Congress of Yap, with the assistance of American advisers, transformed Yap’s politics into a representative system, fostering a new elite at the district-wide and (later) national levels.Footnote 50
Lingenfelter argued that the American model barring chiefs from the legislature conflicted with the reality of their role as culturally legitimate and effective leaders.Footnote 51 When Yap achieved political autonomy as part of the Federated States of Micronesia, it returned chiefs to an important role. Of all the FSM states, Yap has gone farthest in integrating traditional leadership into its legal structure. Yap’s state constitution includes two Councils of Traditional Leaders (one for chiefs of Yap proper, one for its Outer Islands) as a fourth branch of government, responsible for “tradition and custom.” Despite this vague wording, chiefs wield considerable power at the village and municipal levels; for example, they approve land projects, and “have veto power over any legislation proposed in the Yap state legislature that they, the councils themselves, decides falls within the realm of authority over tradition.” And the “widely held” idea on Yap is that the traditional chiefs control who runs for elective office.Footnote 52 In sum, while Yap’s chiefs expanded their power in the first years of U.S. administration, their focus shifted to local affairs as district-wide and national democratic structures emerged. Their role in Yap’s modern political life continues to evolve.
Belau (Republic of Palau)
Palau’s basic political unit was the village, governed by a council of high-ranking clans and led by the highest-ranking clan leader. Ranked villages formed districts and ranked districts formed confederations. Palauan social organization was nested and hierarchical, but it was also a complex network of balanced pairs, competition and reciprocity; this network, and the role of councils, circumscribed any single leader’s powers.Footnote 53 Spanish pacification and colonial rule crystallized the rankings, freezing Koror and Melekeok paramount chiefs (Ibedul and Reklai) at the highest rank, a position they still hold today. Spanish Catholic missions eliminated religious leaders, removing another force constraining chiefly power. However, under German and Japanese regimes, paramount chiefs became both more functional—expected to carry out colonial orders, replaced when they resisted—and increasingly dependent on foreign support.Footnote 54 Japanese constraints on traditional currency and other customs dramatically reduced chiefly power by the late 1930s. As capital of Japan’s South Seas Mandate, Palau became a Japanese-dominated society in which a generation of acculturated youth gained status as the chiefs’ authority waned.
War abruptly altered this scenario. Palauans at first supported the Empire’s war effort, but after Japan abandoned defense of Palau, Palauans were largely ignored by the Japanese. They turned to chiefs and to Modekngei, a traditionalist religious movement that had resisted Japanese colonialism, making Modekngei leaders significant players at the time Americans arrived. U.S. forces invaded Peleliu and Angaur in September 1944. The rest of Palau was isolated and bombed, occupied by U.S. forces only months after the end of war.
The United States had no military need for Palau and did not build bases or install a large occupation force. In a significant change from its status under Japanese rule, Palau was no longer an administrative center, as the United States established Trust Territory headquarters elsewhere. Koror struggled with its demotion from a cosmopolitan Japanese urban center to a backwater of the new American territory. The fact that there were only a handful of English speakers in Palau in the 1940s points not to a lack of education or to isolation but to strong cultural and economic links with the Japanese Empire.
U.S. MilGov arrived with a familiar inquiry: “The first question put to the Palau people by the American naval administrator was, ‘who is the chief?’”Footnote 55 But with the authority of Palau’s chiefs sapped by thirty years of Japanese policies, acculturated lower-status young men and Modekgnei leaders joined the competition for postwar influence. In the end, as in Yap, Palau’s chiefs regained power after the war, as Americans gave them scope to renew traditional cultural practices and as Modekngei’s influence dwindled.Footnote 56 While Japan had sought to constrain caste and raise up a meritocratic group of young leaders, the U.S. approach meant that over time many positions, both elected and appointed, were dominated by high-status Palauans, including the High Court and the Palau Congress. While this brought effective leaders into new roles, it also allowed for personal aggrandizement and complaints from ambitious lower-rank men who saw themselves losing power despite American claims of freedom and equality.
But while the hands-off approach allowed chiefs to gain authority, American officials had little interest in their political potential at the district level. They saw the widespread election of commoners in the first municipal elections as a sign that the power of chiefs was lessening. Robert McKnight, who became district anthropologist in 1958, saw it instead as revealing how chiefs and the U.S. administration ignored one another, as officials failed to include chiefs in political decisions, and chiefs declined to get involved with elections for “lowly” positions—though they vetted the nominees.Footnote 57 By favoring a unicameral legislature for Palau, the United States in fact created a structure that effectively—but not officially—put chiefs in control. Shut out of the new system, chiefs had no way to express their opinions formally, yet they retained significant cultural legitimacy, creating political stalemate.
Both Roland Force and Norman Meller, writing in the 1960s, predicted that the Palauan chiefs’ power would decline as a new American-educated elite emerged, but events turned out differently.Footnote 58 In the 1970s, high-ranking chiefs played a visible role in the Compact of Free Association negotiations, and met with the U.S. Ambassador and the UN Visiting Mission.Footnote 59 When Palau voted for independence and wrote its own national constitution, it gave chiefly authority legal standing. Today, councils of chiefs exist at national, state (formerly municipality), and village levels, totaling several hundred positions. The 1994 constitution gives traditional authority equal weight with constitutional law. The national legislature consults with the Council of Chiefs; chiefs comment formally on government actions; chiefs control public lands, sometimes drawing charges that they profit personally from leases for foreign investments. Legal arguments about the scope of traditional chiefly power often rise to Palau’s Supreme Court. What is most interesting in Palau is not that holders of chiefly titles are elected to legislative and executive offices (though they often are), but that the two forms of governance are engaged in an ongoing dialogue and contest in managing Palau’s political life. Their influence is also transnational; Palau’s chiefs initiated the Micronesian Traditional Leaders Conference.
Identifying Key Variables
When Americans occupied Micronesia after World War II, chiefly authority and legitimacy varied, depending on local culture, colonial histories, and the conditions of war. U.S. Navy officers and men, civilian administrators, and hired experts dealt with the chiefs they encountered, and sometimes invented, according to their own preconceptions of the autocratic or romantic character of hereditary leaders. While Americans saw Marshallese chiefs as legitimate, helpful, and authoritative, they viewed chiefs further west—where they were strategically less relevant, less familiar with English, less Protestant, and structurally weakened by German and Japanese colonial policy—as obstructionist and backward-looking. Yet where no military need existed, U.S. officials could accept the luxury of “respecting custom” without recognizing how their contradictory policy goals would resonate through the local social order. In reviewing outcomes across the region, five questions help identify the significant variables.
(1) What political and economic role did chiefs play, shaped by precolonial and colonial conditions? This question begins with long-standing rights and duties of chiefs, and the extent to which these were recognized as legitimate after colonial-era changes. Meller emphasized the importance of land in shaping the outcome for traditional leaders in democratic systems; simply, loss of land rights reduced their power.Footnote 60 Yet even where colonial rule ended chiefs’ control of land, chiefly systems persisted. Inheritance practices adapted to colonial law; new skills were needed in colonial and postcolonial contexts, and individuals with these skills were chosen as chiefs.Footnote 61 Thus, where land was removed as a basis for chiefly power, we must ask what other sources of influence remained, or were added, to sustain leadership roles.
(2) How did local conditions intersect the military situation and American strategic interests? The Allied Pacific offensive’s chronology of war produced markedly altered outcomes for different regions, with the greatest contrast between those on islands invaded and occupied by American troops, compared with those whose homes were blockaded and bombed but not invaded. As the front shifted, American needs for local cooperation varied. One goal of the invasion of the Marshall Islands in early 1944 was to gain bases to prosecute the war, so the U.S. Navy sought cooperation from chiefs to secure land and labor. When bypassed islands in the Carolines surrendered, the war was over, and the U.S. military’s tasks and needs were different. Even after Japan’s surrender in September 1945, some islands remained in Japanese army hands until months later. By the time the U.S. Navy occupied these areas, new territory was no longer of immediate strategic value and the navy’s civil affairs program was well organized, so there was less need for chiefs’ powers of organization and persuasion.
(3) How familiar was the local population with the English language and American culture at the time of U.S. takeover? Local leaders’ ability to access this information determined how they could interact with, and affect, the new regime. Here again we see an east-west contrast, with the Marshall Islands showing the greatest familiarity. Farther west, islands had less American Protestant mission influence and little or no recent experience with Americans. Military briefing materials list only five English speakers in Chuuk, four in Yap, and five in Palau. In invasions and initial occupations, the U.S. Navy relied on its Japanese translators, but as these were demobilized, few channels of communication remained. Also important was the role of “native assistants”—translators, clerks, and other aides. Since these new positions lay outside the traditional leadership structure, Americans affected the relative balance of power by choosing assistants from traditional elite families or by opening the positions to other groups and insisting on meritocratic hiring. American policy also affected generational balance, as they preferred to recruit and train a new generation of English-speaking Micronesians. Older adults’ hard-learned fluency in Japanese or prewar experience often proved a drawback in the new regime, creating tensions and power shifts within families and communities.Footnote 62
(4) What were American ideas about chiefs, and how did those ideas match the local reality? While the United States entered Micronesia seeing itself as liberating the islands from Japanese oppression, a more complicated contrast soon emerged between the policy of respecting local culture and the desire to promote democracy. In Pohnpei, for example, Fischer commented that some Americans thought they had liberated Pohnpeians to let them resume traditional customs, while others thought they should liberate Pohnpeians from the undemocratic chiefly system by “Americanizing” them.Footnote 63 In initial contacts, U.S. forces lacked the linguistic and cultural competence to know who the traditional leaders were or to grasp the scope of their authority. It sounds like a joke, but in several places the first encounters included the question, “Where is your chief?” More significant in the long run were economic and political decisions. Reading through these early MilGov actions, it seems that the Americans envisioned Islanders as having lived in a culturally pristine condition until the Japanese intervened, and, therefore, the American approach would be to avoid interference with “local custom.” This primitivist view of “local custom” was to have serious consequences throughout Micronesia, as it led U.S. officials to ignore decades of local economic development and culture change that preceded the war years.
Lack of information about local culture and colonial history left American officials relying on their own stereotypes about chiefs and on vague official guidelines.Footnote 64 As a result, some early policies restored chiefs’ authority (which German and Japanese administrations had gradually restricted), and frequently even expanded it by failing to allow traditional restraints on the power of chiefs. Tension between traditional and introduced governance was palpable, as the navy both supported chiefs and promoted democratic elections; unlike previous colonial regimes, the preferred American outcome remained unclear to both sides. In most areas, Americans wanted to include traditional leaders in new legislative bodies in some way. They saw chiefs as primarily symbolic and expected that their participation would enhance the prestige of legislatures, raise the level of debate, provide a voice for traditionalism, and free voters from feeling obliged to elect chiefs to open seats.Footnote 65
The view of chiefs as symbolic, rather than as functioning leaders, reveals the underlying evolutionist assumption of the experts planning Micronesia’s new political structures in the 1950s–1970s. McKnight criticized their limited ability to envision anything other than the U.S. model of democracy, seeing any variation as a “compromise” or “setback” rather than a response to local needs. The initial policy of respect for traditional custom, with an underlying belief that chiefs were remnants of an outmoded political form that needed to be replaced with democracy, created a situation in which both old and new elites had to negotiate the future without clear goals for the outcome.Footnote 66
(5) What were local responses to initial American actions and policies? Powerful U.S. military forces occupying islands devastated by years of war initially made an indelible impression. This impression was most vivid on invaded islands, which saw massive shows of military might and plentiful postinvasion supplies. Americans saw themselves as liberators, and even Islanders who had prospered in the Japanese colonial era saw the new rulers as legitimate (by right of conquest) and generous.Footnote 67 This impression was less vivid in the uninvaded western islands, where the American presence dropped precipitously once the war ended. The initial impression of wealth and power suffered everywhere when the postwar budget was slashed. By 1947, American prestige was low, as imports and cash dried up and the subsistence-only economic policy dimmed Micronesians’ hopes for a prosperous future, a situation that remained until the Kennedy-era shift brought a new flood of money and resources.
Sociologist John Useem (who spent three years in MilGov) concluded that Islanders saw opportunities in the removal of Japanese settlers, in the new governance programs, in American technology and ideals of equality and freedom. They also found Americans mysterious, unpredictable, cross-culturally awkward, unclear about their goals in the islands, and prone to racism.Footnote 68 Because of Islanders’ cautious self-protectiveness and the lack of shared language, American officials knew little about Micronesian concerns. The two paradoxes described above shaped the context of this entire era: the contradiction, repeatedly pointed out by observers, between the intent to promote democracy and the reality of strategically obligatory colonial rule; and the incompatibility of the stated desires to preserve native culture and to Americanize Micronesians.
Chiefs Since Independence
We see from the above examples, briefly summarizing complex local histories, that regional variations in chiefdoms and colonial and wartime changes in chiefly roles produced dramatically different political outcomes. How have these different outcomes played out through the end of the twentieth century and the beginning of the twenty-first, as the TTPI dissolved and the islands reconfigured their political status?Footnote 69
In 1974, anthropologists Daniel Hughes and Sherwood Lingenfelter published Political Development in Micronesia, evaluating U.S. efforts to establish democracy. Contributors criticized the evolutionist model used by American policymakers (not only in Micronesia), with its assumptions that traditional political systems were ineffective and traditional leaders were an impediment to progress and needed to be replaced. Introducing novel political roles (legislator, magistrate) led to what Force described as “duplicating systems of authority”: traditional leaders held authority and customary sanctions, but could no longer guarantee their effectiveness; the new elite could call on foreign sanctions, but could not count on their fellows to obey, creating frustration for both sets of leaders.Footnote 70 Failure to recognize the unique adaptive qualities of chiefdoms or envision other forms of democracy hampered efforts to create effective governance structures. More flexibility might have put the experience and authority of chiefs to good use, possibly allowing Americans to achieve their goals while allowing Micronesians to develop their own.
With independence, however, the new nations have themselves instituted alternative political models. All the new Micronesian nations include respect for “custom” or “tradition” in their constitutions. Traditional leaders take part in national and regional activities. Courts engage continually with questions about the intersection of traditional culture and modern legal systems. The Republic of Palau has embedded chiefs into the political system at every level. In addition to their national role, Marshallese chiefs are involved in negotiations with the United States. In the FSM, Pinsker describes a “discourse of legitimation” about the role of chiefs that contributes to the emerging sense of national identity as citizens from different states discuss and compare chiefs.Footnote 71
A political economy perspective illuminates another, less positive, aspect of modern chiefs: that new elites have emerged based on their ability not to reciprocate. These elites gain and retain political power through their access to money based in part on their position as chiefs: for example, by claiming rents or a share of income from land, as in the Marshall Islands, or by claiming some form of tribute, as on Pohnpei, or by benefiting from their institutionalized positions in state and national governments.Footnote 72
Chiefdoms that remain effective in the modern context are not relics of the past but are systems that local people—as well as chiefly elites—find relevant and useful. This is not to say that melding tradition and modern governance is easy. Traditional authority today in the Pacific as elsewhere must engage with issues of human rights, voter equality, and women’s rights.Footnote 73 While the chiefly ideal emphasizes generosity and redistribution, the reality has changed. Transparency, nepotism, and corruption pose unique challenges when improprieties can be claimed as traditional rights.Footnote 74 Yet Micronesia’s chiefs have also used their authority in the service of the community by influencing public opinion and government policy.Footnote 75
The Micronesian example also directs attention to how American culture intersects with local political orders under its influence. Pervasive tropes of romanticism and evolutionism quickly come into play when American officials encounter aristocracies or think about politics and leadership. These ideas shape policy, often without conscious awareness. In postwar Micronesia, by positioning chiefs as icons of “custom” resistant to new ideas about freedom and democracy, the chiefly imaginary of the United States allowed tradition to be opposed to the modern. Yet, like earlier colonizers, Americans often found that they had to rely on chiefs for immediate governance—though such pragmatism often had downstream consequences that countered long-term policy goals. By using chiefs, the United States not only reified their positions, but often transformed them into even more powerful intermediaries who could rechannel foreign resources without being subject to traditional constraints or expectations of reciprocity. In other cases, young American-educated elites became the intermediaries, often reaping the benefits of outside aid with a similar lack of attention to the obligation to redistribute to the community. In neither case was the complex and nuanced reality of traditional political organization fully recognized or admitted into policymaking.
Using Micronesia as a microcosm through which to view the operation of substate sociopolitical organization, we make the argument that policymakers must entertain more nuanced ideas about chiefs (and, indeed, about tribal leaders and traditional kings) wherever they are found around the world. Rather than assuming that these long-surviving forms can be replaced wholesale with democratic institutions, it is necessary to look carefully at the functions they serve and the system of checks and balances they embody. By saying that change agents must always consider the local forms of chieftainship, we remind ourselves that “all politics is local” in a profound way. The local form of chieftainship will vary a good deal from any stereotype, and even from a diversified set of prototypes. Evolutionist and stereotypic ideas creep easily into plans for development and democratization: “nation-building” often includes a good dose of nineteenth-century visions of “progress.” Yet the persistence of Micronesian chiefs through centuries of ethnocentric pressure from several colonial powers serves as an important lesson in acknowledging that “traditional” forms of governance are not the enemy of “modern” ones.
Chiefly leadership is complex, locally specific, and worthy of study and consideration as a political system in its own right. National and international efforts to engage with chiefs must take into account the distinctive qualities of this sociopolitical form.
