Introduction
The United States, Canada, and most countries of the English-speaking Caribbean are not parties to the American Convention on Human Rights (ACHR), the principal human rights instrument of the Organization of American States, the regional body for the Americas. Non-parties to the ACHR, however, are subject to the jurisdiction of the Inter-American Commission on Human Rights (the Commission) under the American Declaration of the Rights and Duties of Man. In fact, the Commission is the only international human rights body to which individuals wishing to file a human rights complaint against the United States may present their petition, given that the United States has not accepted the Optional Protocol to the International Covenant on Civil and Political Rights or the provisions and protocols to any of the core UN human rights treaties that permit individual complaints.
Only parties to the ACHR may elect judges to the Inter-American Court of Human Rights (the Court) and participate in the development of the jurisprudence of the Court, which to date comprises approximately 450 judgments. An unintended consequence of the lack of English-speaking judges on the Court, given the Court's limited resources, is a time lag in the translation of the Court's judgments into English. The Court's press release of October 6, 2021 indicated that, thanks to the assistance of the Konrad Adenauer Foundation, the Court was able to have seven of its judgments translated into English.Footnote 1 The judgment in the case of Paola Guzmán Albarracín et al. v. Ecuador, issued on June 24, 2020, the subject matter of this introductory note, is one of the seven cases recently translated.Footnote 2
The Case Before the Court
The judgment in this case is important because it is the first case to come before the Court dealing with sexual violence against a minor in an educational setting. Paola Guzmán was fourteen years old and struggling with schoolwork in her public school in Guayaquil, Ecuador. The vice principal of the school offered to help her pass into the next grade in exchange for sexual favors. The sexual relationship of the vice principal with Paola was not an exclusive one, and the relationship was known among the staff and students at the school, as were his similar relationships with other students. In time, Paola informed her close friends that she was pregnant, and the vice principal gave her money to pay for an injection that the school doctor could administer to end her pregnancy. The school doctor agreed to end her pregnancy in exchange for sexual favors. The Court was of the view that there was insufficient evidence to determine that Paola had been pregnant. Shortly after her sixteenth birthday, after a dispute with the vice principal, Paola took her own life by ingesting phosphorous pellets and left notes for her mother and the vice principal claiming that he had betrayed her. Paola revealed to the vice principal and school doctor that she had ingested the pellets, and the school authorities did little to assist her other than talk to her and encourage her to pray. When her mother was summoned and arrived, she took Paola to a hospital where she died the next day. Paola's mother and younger sister are the petitioners in the case. The family's attempt to seek redress at the national level was frustrated by the termination of the judicial proceedings because of the statute of limitations.
Ecuador acknowledged responsibility for its failure to adopt measures to prevent sexual violence in Paola's school and its failure to act with due diligence in the processing of the administrative and judicial investigations. The Court, for its part, found Ecuador responsible for violations of the provisions of three human rights treaties with regard to Paola: (1) the right to life, personal integrity, honor and dignity, of the ACHR; (2) the right to an education (the Protocol of San Salvador); and (3) the failure to prevent acts of violence against women (the Convention of Belem do Para). The Court found additional violations of the rights of Paola's mother and sister, as the Court usually does, since it also considers the victim's relatives to be victims.
Significance
Sexual violence is endemic in Ecuador. In 2020, the NGO Human Rights Watch issued a report on sexual violence against children and adolescents in the educational sector in Ecuador, and noted that between 2014 and 2020, Ecuador's Ministry of Education registered 3,607 complaints of sexual violence.Footnote 3 Given the low rate of reporting of incidents of sexual violence in Ecuador, the report suggests that this is only a small proportion of the actual number of cases.
The Commission published a report on the problem of sexual violence in the educational and health sectors throughout the Americas in 2011.Footnote 4 This report noted that the violence that occurs in educational and health care institutions poses a unique set of problems because of the trust and confidentiality inherent in the teacher–student and physician–patient relationships.
Is Rape Torture?
In addition to casting light on the generally hidden problem of sexual violence in the educational and health sectors, this judgment is important for its contribution to the ongoing discussion of the question of whether rape is torture. In cases of domestic violence or the rape of women in detention centers/prisons, where women are at the mercy of a violent spouse or prison guards/police officers, the issue of rape as torture is more easily comprehensible than in the case of the teacher–student relationship in an educational setting. Statutory rape of an adolescent by a teacher in a situation where the relationship of the teacher and student is public knowledge on the part of the staff and the student body is outrageous both for its brazenness and notoriety. But does statutory rape constitute “torture”?
The Commission first addressed the question of whether sexual violence constitutes torture in its 1996 decision in the case of Raquel Martín de MejíaFootnote 5 and again in the 2001 decision in the case of Ana, Beatriz, and Celia González Pérez.Footnote 6 In the case of Raquel Martin de Mejía, the Commission set forth the three elements that constitute torture under the Inter-American Convention to Prevent and Punish Torture (OAS Torture Convention), which defines them as: (1) a public official, or a private individual, at the instigation of a public official (2) commits an intentional act which inflicts physical and mental pain on a person (3) for a purpose. When applied to the facts of the case in which Raquel Mejía was raped by a member of the Peruvian security forces, the Commission concluded that the rape fulfilled the three requirements, which amounted to torture. Similarly, in the case of the González Pérez sisters, the three Indigenous sisters were sexually assaulted as part of an illegal interrogation conducted by military officers in a zone of armed conflict and were accused of collaborating with the EZLN. Here too, the Commission considered the rape of the three sisters by members of the military, who accused them of a specific crime, to constitute torture since the abuses targeted the “physical, mental, and moral integrity” of the three sisters.Footnote 7 The Court in several cases also classified acts of rape as “torture” involving women in detention and others subject to mistreatment by police.Footnote 8
In the case of Paola Guzmán, the representatives of the victim (Paola) argued that the sexual violence in this case constituted torture and fulfilled the requisites set forth in the OAS Torture Convention. The Court does not review the analysis presented by the victim's representatives but conducts its own analysis regarding whether the three requirements have been met and concludes that “the proven facts in the case are not sufficient to allow it to conclude that torture was committed.”Footnote 9 In order to classify an act as “torture,” the Court notes, it is necessary to use the “utmost rigor in determining its nature. Torture constitutes a particularly heinous attack on the dignity of a human being because the perpetrator intentionally inflicts severe pain or suffering on a powerless victim for a specific purpose, or uses methods designed to annul their personality or diminish their physical or mental capacity to achieve a specific purpose.”Footnote 10 It would have been interesting to know exactly what the victim's representatives argued.
The Court recognized that the sexual violence had caused Paola “severe suffering,” which it suggests became evidently “unsustainable” when she committed suicide.Footnote 11 The link between her suicide and the sexual violence, it concluded, could be inferred from the letters she left in which she clearly referred to her relationship with the vice principal, with whom she claimed to be in “love.”Footnote 12 Most importantly, in most cases rape does not end in death; most rape victims are not driven to suicide, but this one was, which underlines the gravity of the suffering. Having embarked on this slippery slope of equating rape with torture and given the power relationships involved in this case, the Court arguably could also have justifiably come out with the alternative solution, but clearly at this point in time it was not ready to do so.
INTER-AMERICAN COURT OF HUMAN RIGHTS
CASE OF GUZMÁN ALBARRACÍN ET AL. V. ECUADOR
JUDGMENT OF JUNE 24, 2020
(Merits, reparations and costs)
In the case of Guzmán Albarracín et al.,
the Inter-American Court of Human Rights (hereinafter “the Inter-American Court” or “the Court”), composed of the following judges:Footnote **
Elizabeth Odio Benito, President
Eduardo Vio Grossi, Judge
Humberto Antonio Sierra Porto, Judge
Eduardo Ferrer Mac-Gregor Poisot, Judge
Eugenio Raúl Zaffaroni, Judge, and
Ricardo Pérez Manrique, Judge,
also present,
Pablo Saavedra Alessandri, Secretary, and
Romina I. Sijniensky, Deputy Secretary,
pursuant to Articles 62(3) and 63(1) of the American Convention on Human Rights (hereinafter “the American Convention” or “the Convention”) and Articles 31, 32, 65 and 67 of the Rules of Procedure of the Court (hereinafter “the Rules of Procedure” or “the Rules”), delivers this judgment which is structured as follows:
TABLE OF CONTENTS
I INTRODUCTION OF THE CASE AND PURPOSE OF THE DISPUTE....................[379]
II PROCEEDINGS BEFORE THE COURT....................[380]
III JURISDICTION…....................[381]
IV ACKNOWLEDGMENT OF RESPONSIBILITY....................[381]
A. The State's Acknowledgment of Responsibility and Observations of the Representatives and the Commission....................[381]
B. Considerations of the Court....................[382]
B.1 Regarding the facts....................[382]
B.2 Regarding the legal claims....................[382]
B.3 Regarding the reparations....................[383]
B.4 Assessment of the State's acquiescence....................[383]
V EVIDENCE....................[383]
A. Admission of the Documentary Evidence....................[383]
B. Admission of the Testimonial and Expert Evidence....................[384]
VI FACTS....................[385]
A. Sexual Violence in Ecuador's Educational Institutions....................[385]
B. The Sexual Violence Suffered by Paola Guzmán and Her Subsequent Suicide....................[386]
C. Investigation and Criminal Proceedings After Paola Guzmán's Death....................[387]
D. Civil Lawsuit for Moral Damages and Administrative Actions....................[389]
VII MERITS....................[389]
VII.1 A CHILD'S RIGHT TO A LIFE FREE FROM SEXUAL VIOLENCE AT SCHOOL....................[389]
A. Arguments of the Parties and the Commission....................[389]
B. Considerations of the Court....................[392]
B.1 The right of girls to a life free from sexual violence at school....................[393]
B.2 Sexual violence suffered by Paola Guzmán Albarracín....................[395]
B.2.1 Exploitation of a relationship of power and a situation of vulnerability....................[395]
B.2.2 The discriminatory nature of the violence suffered by the victim....................[397]
B.2.3 Conclusions on sexual violence....................[398]
B.3 Regarding the alleged torture....................[398]
B.4 The State's responsibility for the violation of the right to life of Paola del Rosario Guzmán Albarracín....................[399]
B.5 Conclusion....................[401]
VII.2 RIGHTS TO JUDICIAL GUARANTEES AND JUDICIAL PROTECTION....................[401]
A. Arguments of the Parties and the Commission....................[401]
B. Considerations of the Court....................[403]
B.1 Reasonable time of the investigation....................[403]
B.2 Use of gender stereotypes....................[404]
B.3 Civil lawsuit for damages....................[406]
B.4 Conclusion....................[406]
VII.3 RIGHT TO PERSONAL INTEGRITY OF THE RELATIVES OF PAOLA GUZMÁN....................[406]
A. Arguments of the Parties and the Commission....................[406]
B. Considerations of the Court....................[407]
VIII REPARATIONS....................[408]
A. Injured Party....................[408]
B. Request for an Investigation into the Facts....................[408]
C. Measures of Rehabilitation....................[409]
D. Measures of Satisfaction....................[410]
E. Guarantees of Non-Repetition....................[411]
F. Other Measures Requested....................[414]
G. Compensation....................[415]
G.1 Pecuniary damage....................[415]
G.2 Non-pecuniary damage....................[415]
H. Costs and Expenses....................[416]
I. Method of Compliance with the Payments Ordered....................[417]
IX OPERATIVE PARAGRAPHS....................[418]
I INTRODUCTION OF THE CASE AND PURPOSE OF THE DISPUTE
1. The case submitted to the Court. On February 7, 2019, the Inter-American Commission on Human Rights (hereinafter “the Inter-American Commission” or “the Commission”) submitted to the jurisdiction of the Court the case of Guzmán Albarracín et al. against the Republic of Ecuador (hereinafter “the State” or “Ecuador”). The Commission indicated that the case concerns the alleged sexual violence suffered by Paola del Rosario Guzmán Albarracín (hereinafter “Paola,” “Paola Guzmán” or “Paola Guzmán Albarracín”) while at school, when she was between 14 and 16 years old, and her subsequent suicide by swallowing “diablillos” (white phosphorus firecracker pellets) on December 12, 2002, which caused her death the following day. The Commission alleged that Paola was the victim of sexual abuse committed by the vice principal of the public school that she attended and also by the school's doctor, and that these events had a causal link with her suicide. The Commission also indicated that criminal proceedings were instituted against the vice principal, who fled prior to his arrest, which was ordered on February 13, 2003, and that on September 18, 2008, the criminal action was declared closed owing to the statute of limitations. The Commission concluded that the State is responsible for the violation of several articles of the American Convention on Human Rights, of the Additional Protocol to the Convention on Economic, Social and Cultural Rights or “Protocol of San Salvador” (hereinafter “San Salvador Protocol”), and of the Inter-American Convention to Prevent, Punish and Eradicate Violence against Women, “Convention of Belém do Pará” (hereinafter “Belém do Pará Convention”).
2. Procedure before the Commission. The procedure before the Commission was as follows:
(a) Petition. On October 2, 2006, the Commission received the initial petition.Footnote 1
(b) Admissibility Report. On October 17, 2008, the Inter-American Commission adopted Admissibility Report No. 76/08 (hereinafter “the Admissibility Report”).
(c) Friendly settlement procedure. Between 2009 and 2014, a friendly settlement procedure took place before the Commission in relation to this case. On December 23, 2013, the petitioners notified the Commission of their irrevocable decision to withdraw from the friendly settlement procedure; therefore, on January 7, 2014, the Commission informed the parties that it would continue to examine the merits of the case.
(d) Merits Report. On October 5, 2018, the Commission adopted Merits Report No. 110/18 (hereinafter “Merits Report”), in which it reached a series of conclusionsFootnote 2 and made several recommendations to the State.
3. Notification to the State. The Merits Report was notified to the State by the Inter- American Commission on November 7, 2018, which granted it two months to provide a report on compliance with the recommendations. According to the Commission, on January 9, 2019, Ecuador presented a report on its compliance with the recommendations; however, with the “corresponding withdrawal of the preliminary objections [in this] regard,” it did not request the suspension of the period contemplated in Article 51(1) of the Convention for the submission of the case before the Court.
4. Submission to the Court. On February 7, 2019, the Commission submitted the case to the Court given “the need to obtain justice and reparation” for the victims.
5. Requests of the Commission. Based on the foregoing, the Inter-American Commission asked the Court to find and declare the international responsibility of the State for the violations contained in the Merits Report and to require the State, as measures of reparation, to implement the recommendations included therein. This Court notes, with concern, that more than twelve years have elapsed between the presentation of the initial application to the Commission and the submission of this case to the Court.
II PROCEEDINGS BEFORE THE COURT
6. Notification to the State and the representatives. The submission of the case was notified to the parties on March 19, 2019.Footnote 3
7. Brief with pleadings, motions and evidence. On May 21, 2019, the representatives submitted their brief with pleadings, motions and evidence (hereinafter “pleadings and motions brief”). They alleged violations of the same provisions as the Commission (supra footnote 2), with the exception of Article 24 of the American Convention. The representatives also held that the State was responsible for acts of torture and for the violation of the rights to personal liberty and freedom of thought and expression, in violation of, respectively, Articles 5(2), 7 and 13(1) of the American Convention. They further alleged that Ecuador violated Articles 1 and 8 of the Inter-American Convention to Prevent and Punish Torture.
8. Answering brief. On September 9, 2019, the State submitted to the Court its brief containing a preliminary objection and its answer to the submission of the case by the Commission, together with observations to the pleadings and motions brief (hereinafter “answering brief”). In this brief the State included an argument described as a “preliminary objection” (infra para. 28), denied its responsibility and contested the appropriateness of the reparations.
9. Observations to the “preliminary objection.” On October 24 and 30, 2019, the Commission and the representatives, respectively, submitted their observations on Ecuador's argument, characterized as a “preliminary objection,” requesting that it be dismissed.
10. Public hearing. On December 10, 2019, the President of the Court at that time issued an order in which he summoned the Commission and the parties to a public hearing.Footnote 4 On December 16, 2019, Ecuador asked the Court to revoke and amend that order. On January 27, 2020, this Court decided to reject the first request by the State, and admit the second.Footnote 5 The public hearing took place on January 28, 2020, at the seat of the Court in San José, Costa Rica, during the 133rd Regular Session.
11. Amici Curiae. The Court received nine amicus curiae briefs from the following organizations: 1) Human Rights Club of the Private Technical University of Loja and the Center for Social Action and Legal Policy;Footnote 6 2) Latin American Consortium against Unsafe Abortion (CLACAI);Footnote 7 3) Fundación Desafío; Footnote 8 4) the Committee of Experts of the Follow- up Mechanism of the Belém do Pará Convention (MESECVI);Footnote 9 5) the Center for the Study of Law, Justice and Society (DeJusticia);Footnote 10 6) ECPAT International;Footnote 11 7) Human Rights Watch; Footnote 12 8) the O'Neill Institute for National and Global Health LawFootnote 13 and 9) the Center for Support and Protection of Human Rights SURKUNA.Footnote 14
12. Final written arguments and observations. On February 28, 2020, the State and the representatives presented their final written arguments, together with the annexes, and the Inter-American Commission submitted its final written observations. On March 23, April 7 and May 25, 2020, the Commission, the representatives and the State, respectively, forwarded their observations to the documents attached to the written arguments of the parties.Footnote 15
13. Evidence requested from the representatives. On May 26, 2020, pursuant to Article 58(2) of the Rules, the Court ordered the representatives to forward a document mentioned in their pleadings and motions brief and available via an internet link, which had not been possible to access. The following day, the representatives forwarded the document requested (infra para. 36 and footnote 25).
14. Deliberation of this case. The Court deliberated this judgment during a virtual session held on June 22–24, 2020.Footnote 16
III JURISDICTION
15. The Court has jurisdiction to hear this case, pursuant to Article 62(3) of the American Convention, because Ecuador has been a State Party to this instrument since December 28, 1977, and accepted the contentious jurisdiction of the Court on July 24, 1984.
IV ACKNOWLEDGMENT OF RESPONSIBILITY
A. Acknowledgement of responsibility by the State and observations of the representatives and the Commission
16. During the public hearing and in its written arguments, the State presented the following considerations as an express “acknowledgement of certain facts”:
1. In the administrative aspect, and in relation to reports of an alleged relationship between the [vice principal of the school attended by Paola del Rosario Guzmán Albarracín,] professor Bolívar [Eduardo] Espín [Zurtía,] and the adolescent Paola Guzmán, at the time of the events and in this specific case, the State did not implement adequate and effective measures to investigate and verify the facts denounced and, if appropriate, punish those responsible. Although administrative proceedings were instituted, and the teacher Bolívar [Eduardo] Espín [Zurtía] was dismissed from the school, the complaint filed by Paola's mother was not resolved.
2. In relation to possible acts of sexual violence at the educational institution in question, at the time of the facts the State did not implement an adequate and effective public policy to prevent such acts from occurring. In this regard, the State recognizes that at that time, there were no mechanisms for reporting, investigating and punishing such acts, or measures for preventing situations of sexual violence within this institution.
3. In relation to the criminal investigation, the State acknowledges that during the judicial proceedings in the domestic courts, it was not possible to determine whether the behavior denounced fitted a specific criminal definition, owing to the lack of diligence of the State authorities in locating and capturing the defendant. This resulted in the prescription of the criminal proceedings that had been suspended at the summons stage, due to the absence of the accused. Therefore, the State recognizes that the prescription of the criminal proceedings is attributable to its officials.
17. During the public hearing, the State “ratified its willingness to provide redress for the human rights violations in this case.” It “offer[ed] Mrs. Petita [Paulina] Albarracín [Albán] and Denisse [Selena] Guzmán [Albarracín],” the mother and sister of Paola, respectively, “a public apology for any actions or omissions by the Ecuadorian State that may have violated the rights of Paola Guzmán [and] for those […] that violated their rights during their search for truth and acknowledgement.” The State admitted that it “ha[d] made mistakes and that those failings ha[d] resulted in the violation, not only of Paola's rights, but also of Mrs. Petita [Paulina Albarracín Albán] and of Denisse [Selena] Guzmán [Albarracín]” (hereinafter, respectively, “Mrs. Albarracín,” “Mrs. Petita,” or “Petita Albarracín,” and “Denisse Guzmán” or “Denisse”). As measures of reparation, Ecuador offered to declare an official day against sexual violence in schools and to award Paola a posthumous high school diploma in the context of a public event.
18. The representatives pointed out that the State's acknowledgement was made “under a confused rationale,” since Ecuador referred to several facts of the case but without clarifying “the legal implications of that acknowledgement.” The Commission also assessed the State's acquiescence; however, given the lack of clarity, it considered it necessary that the Court resolve those matters still in dispute in its judgment. It also considered that the State's comments were not an acknowledgement of responsibility, but rather an acknowledgement of facts.
B. Considerations of the Court
19. Pursuant to Articles 62 and 64 of the Rules, and in exercise of its authority in relation to the international protection of human rights, a matter of international public order, the Court must ensure that such acts are acceptable for the purposes sought by the Inter-American System.Footnote 17 The Court will now proceed to analyze the situation in this specific case.
20. The Court asked the State to specify the scope of the acknowledgement presented in its final written arguments. The State explained that its intention was to acknowledge the facts indicated “for evidentiary purposes” and that the Court, pursuant to Article 62 of the Rules, could confer on those facts the legal effects it deemed pertinent. However, from the foregoing arguments, it appears that the State acknowledged that it committed human rights violations and considered the measures of reparation acceptable. In the Court's view, Ecuador's acknowledgement of responsibility is contradictory, because while it referred to violations of rights during the public hearing, in its final written arguments it affirmed that it only recognized “facts.” Despite the apology presented by the State during the hearing, the State's acquiescence cannot be regarded as an act that, of itself, could offer redress to the relatives of Paola Guzmán. Nevertheless, the Court will proceed to examine its scope.
B.1 Regarding the facts
21. As is apparent from the terms of its acknowledgement, the “facts” acknowledged by Ecuador refer to acts of omission. Indeed, Ecuador recognized that: a) in the administrative sphere, it failed to implement measures to investigate and verify reports of the alleged relationship between Paola Guzmán Albarracín and the teacher Bolívar Eduardo Espín Zurtía, who was vice principal of the school that she attended (hereinafter “Bolívar Espín” or “the vice principal”); b) it failed to adopt an adequate policy to prevent acts of sexual violence in Paola's school; c) there were no “mechanisms to report, investigate and sanction” abuse, or measures to “prevent situations of sexual violence” in that educational institution; d) the domestic courts failed to determine whether the reported behavior was classified as a crime, and e) the State authorities failed to take the necessary action to locate and capture the perpetrator.
22. Furthermore, a dispute persists regarding certain facts that were not accepted by the State, particularly regarding the alleged pregnancy of Paola Guzmán Albarracín and the school doctor's alleged involvement in sexual abuse against her, which Ecuador characterized as “facts not acknowledged” (infra para. 103).
B.2 Regarding the legal claims
23. The State did not expressly acknowledge its violation of any conventional right or obligation. Nevertheless, it accepted its responsibility for: a) failure to adopt general and specific measures to prevent acts of sexual violence in the public school that Paola Guzmán Albarracín attended, and b) lack of due diligence in the administrative and judicial investigations, as well as in the application of the criminal statute of limitations. The Court considers that this acknowledgement is an admission by the State of its failure to ensure the rights to judicial guarantees and judicial protection through a lack of diligent action (Articles 8 and 25 of the Convention) in violation of its obligations under Article 1(1) thereof, as well as an acknowledgement that it failed in its duty to adopt measures to prevent and address acts of sexual violence (Article 7.c of the Belem do Pará Convention).
24. Based on the foregoing, the dispute persists regarding the violation of the following: the rights to life, personal integrity, personal liberty, protection of honor and dignity, freedom of thought and expression, the Rights of the Child, the right to health and the right to education, pursuant to Articles 4(1), 5(1), 5(2), 7, 11, 13, 19 and 26 of the American Convention and 13 of the Protocol of San Salvador; of the obligations established in Article 1(1) of the American Convention in relation to such rights; and of those established in Articles 7(a) and 7(b) of the Belém do Pará Convention and 1 and 8 of the Inter-American Convention to Prevent and Punish Torture.
B.3 Regarding the reparations
25. A dispute also persists regarding the appropriateness of the measures of reparation requested by the Commission and by the representatives. Nevertheless, the State has accepted the duty to provide redress and has proposed two measures for that purpose: a) to declare an official Day against Sexual Violence in Schools, and b) to posthumously award Paola Guzmán Albarracín a high school diploma in the context of a public event.
B.4 Assessment of the State's acquiescence
26. As indicated previously, the State's acquiescence was contradictory (supra para. 20). Nevertheless, it produces legal effects in the terms indicated. The Court will define the scope of such effects when examining the merits of the alleged human rights violations. Although disputes persist regarding these violations, the Court must deliver a judgment in which the facts are determined, based on the evidence gathered during the proceedings before this Court and the acceptance of those facts, as well as their legal consequences.
V EVIDENCE
A. Admission of the documentary evidence
27. The Court received documents presented as evidence by the parties and the Commission together with their main briefs (supra paras. 1, 4, 7 and 8). It also received documents attached to the final written arguments of the representatives and the State. (supra para. 12) In this case, as in others, the Court admits those documents that were presented at the proper procedural opportunity by the parties and the Commission, or that were requested as helpful evidence by the Court or its President, and the admissibility of which was not challenged or disputed.Footnote 18 Also, pursuant to Article 58 (a) of the Rules, the Court includes three documents containing certain domestic regulatory provisions considering them useful and of a public nature.Footnote 19
28. In its answering brief, the State claimed as a “preliminary objection” that its right of defense was impaired by the Commission's “irregular actions.” Subsequently, in its final written arguments, it explained that its claim did not constitute a preliminary objection, since it “[was] not questioning the Court's jurisdiction to hear the case;” rather it “[was] requesting that the Court exclude evidence gathered unlawfully that obligated the Commission.” Specifically, it alleged that the Commission held a hearing without convening the State in a timely manner,Footnote 20 and that it was unable to cross-examine the deponents, namely, the mother of Paola Guzmán Albarracín and the expert witness Ximena Cortés Castillo (hereinafter “Ms. Cortés”). The State also pointed out that the Commission included an expert witness, Dr. José Mario Nájera Ochoa (hereinafter “Dr. Nájera Ochoa” or “the expert Nájera”), who “was not proposed and did not act during the aforementioned hearing.” Therefore, it asked the Court to exclude the evidence “gathered unlawfully.”
29. The Commission considered that Ecuador “has not proven serious impairment of its right to defense.” It argued that the State was duly notified of the hearing and, in any case, that it had an opportunity to present observations on the merits at the hearing (which was of a public nature). The representatives agreed with the Commission's arguments.
30. The Court notes that the State itself has admitted that its argument does not constitute a preliminary objection, and therefore the Court will not analyze it as such. Moreover, the Court does not consider it necessary to determine when Ecuador actually received the summons to that hearing. In this regard, the Court finds that the State had an opportunity, after the hearing, to refer to the statements made during it and to comment on the statement of Dr. Nájera Ochoa. Therefore, the Court does not find that the State's right to defense was seriously impaired and that it would warrant the exclusion of the evidence mentioned, which was produced at the hearing before the Commission. Therefore, the Court rejects Ecuador's request to exclude said evidence.
31. The State also forwarded 11 documents with its final written arguments, five of which were already included in the case file. Regarding five other documents, the representatives argued that these should be declared inadmissible, since they did not answer the questions raised by the Court during the public hearing, adding that the remaining document was submitted extemporaneously. As to the admissibility of these six documents challenged by the representatives, the Court finds that these are related to the questions asked by this Court during the public hearing; therefore, they will be admitted.Footnote 21
32. For their part, the representatives submitted two statements and additional information on costs and expenses with their final written arguments. They explained that these statements “could not be presented in advance for reasons of force majeure and serious impediment.” They also pointed out that the statements of I.I. and E.T. “are useful and relevant to assist the Court in determining what happened,” inasmuch as the deponents were both school friends of Paola at the “Dr. Miguel Martínez Serrano” National Technical High School for Business and Administration (hereinafter “the school” or “the Martínez Serrano High School”) when the events of this case took place.Footnote 22 The Commission considered it pertinent to admit these statements. However, the State argued that the two statements presented by the representatives did not constitute supervening evidence and noted that they did not justify the reasons of “force majeure” or “serious impediment” that prevented those statements from being offered previously, at the proper procedural moment.
33. Regarding the proper procedural opportunity granted to the parties to submit documentary evidence, pursuant to Article 57(2) of the Rules, this must generally be presented together with the pleadings and motions or answering briefs, as appropriate. The Court recalls that any evidence submitted outside the proper procedural opportunities is not admissible, except in the circumstances established in Article 57(2) of the Rules, namely, force majeure, serious impediment or if the evidence concerns an event that occurred after those procedural opportunities.Footnote 23
34. The Court observes that the representatives did not present arguments to justify that, for reasons of serious impediment or force majeure, they were unable to present the two statements at the proper procedural moment. They merely stated that the deponents had “distanced themselves” from Paola's family, and gave no reason to support their inability to locate them in a timely manner.Footnote 24 Therefore, the Court will not admit those statements.
35. As to the evidence on expenses forwarded by the representatives together with their final written arguments, the Court considers it admissible and will take it into account when considering any new costs and expenses incurred by the representatives during the proceedings before this Court, that is, those made after the presentation of the pleadings and motions brief.
36. The Court also admits the documentary evidence requested from the representatives on May 26, 2020 (supra para. 13). The document in question was mentioned in the pleadings and motions brief, with instructions on how to access it via an electronic link.Footnote 25 The State did not make observations on the document requested by the Court from the representatives, pursuant to Article 58 (b) of its Rules, after confirming that the electronic link provided was not useful.
B. Admission of the testimonial and expert evidence
37. The Court finds it pertinent to admit the statements provided during the public hearingFootnote 26 and by affidavit,Footnote 27 insofar as these are in keeping with the purpose defined by the Order that required them (supra para. 10) and the purpose of this case.
38. In its final written arguments, the State alleged that it found “several irregularities” in the expert opinion of Mrs. Lidia Casas, including the fact that the “document cites as true certain facts that are being challenged, such as the alleged pregnancy and abortion” of the victim, and that “she exceeds her remit in her expert opinion.” As to the expert opinion of Mr. Vernor Muñoz Villalobos, Ecuador indicated that his “expert report goes beyond its remit, since he makes judgments as to whether or not Paola's rights were violated” and also “accepts as true certain facts that are disputed.” Regarding the expert opinion of Mrs. Ximena Cortés Castillo, the State questioned her methodology in relation to the number of people interviewed and the time that had elapsed since the event, arguing that this “weakens the precision” of her assessment. The State also argued that there was a “lack of scientific rigor in the psychological autopsy carried out.” With respect to the expert opinion of Mrs. Ximena Gauché Marchetti, Ecuador requested that the Court, “when reviewing the document, analyze exclusively those aspects relevant to the purpose of her expert opinion.” Finally, in relation to the expert opinion of Mrs. Patricia Viseur Sellers, the State argued that “the document assumes as true certain facts that are being disputed” and, furthermore, noted that the expert opinion was presented in English “without meeting the requirements of the Court” and was presented extemporaneously, thereby affecting “the procedural equality of the parties.”
39. Based on prior decisions of a similar nature, this Court decides to admit the expert report of Patricia Viseur Sellers, considering that the translation into Spanish was received within the deadline established by this Court and that the State had ample opportunity to review it.Footnote 28
40. The Court observes that other considerations of the State regarding this and other expert opinions are related to their evidentiary value, not to the admissibility of the evidence. Therefore, this Court decides to admit these expert reports. The concerns expressed by Ecuador will be taken into consideration in the assessment of the evidence.
VI FACTS
41. The facts of this case are related to the sexual violence committed against Paola del Rosario Guzmán Albarracín, when she was between 14 and 16 years old, by members of staff at the public school she attended, the Martínez Serrano High School, and specifically by the vice principal of that institution. They also include her subsequent suicide, two days after her sixteenth birthday, and the judicial and administrative proceedings initiated after her death, which occurred in Guayaquil on December 13, 2002.
42. This section presents the facts described by the Commission and by the representatives regarding the sexual violence to which Paola Guzmán Albarracín was subjected and her subsequent suicide, as well as the facts related to the judicial and administrative proceedings. The Court will then present the relevant legal assessments (infra Chapter VII).
43. In their pleadings and motions brief, the representatives alluded to a contextual situation that is relevant to this case. The Court notes that this background was not mentioned by the Commission in its Merits Report. Nevertheless, the Court finds that some of the representatives’ statements, which are based on reports by governmental institutions or international organizations, are linked to the State's acknowledgement of the lack of policies to address sexual violence in the education system. To that extent, they are useful in assessing the circumstances surrounding the facts sub judice, and therefore will be taken into consideration (infra paras. 44 to 47).Footnote 29 Thus, the Court will consider the following: a) sexual violence in Ecuador's educational institutions; b) facts related to the sexual violence suffered by Paola Guzmán Albarracín and her subsequent suicide; c) investigations and criminal proceedings pursued after the death of Paola Guzmán Albarracín, and d) the civil lawsuit for moral damages and administrative actions related to the facts of this case.
A. Sexual violence in Ecuador's educational institutions
44. At the time of the facts of this case, several reports by national and international organizations described a situation of sexual violence, harassment and abuse in Ecuador's educational institutions. In 1998, the Committee on the Rights of the Child (CRC) expressed “concern” at the “practice” of child abuse in Ecuador, including sexual abuse in schools. It recommended that adequate mechanisms be established to address reports of child abuse and also expressed concern at “the incidence of suicides among young women and insufficient access by adolescents to […] education on reproductive health.”Footnote 30
45. According to the CRC, and to other committees of the United Nations system, such as the Human Rights Committee, the Committee Against Torture, the Committee on Economic, Social and Cultural Rights (hereinafter “ESCR Committee”), and the Committee for the Elimination of Discrimination Against Women (hereinafter, “CEDAW Committee”), situations of ill-treatment and sexual violence, including in schools, as well as a lack of education on reproductive health, have continued to occur more recently (2008, 2010, 2015 and 2017).Footnote 31 According to a study conducted by the World Health Organization, in 1991 – many years prior to the facts of this case – three out of every ten children surveyed said they had suffered sexual abuse when they were aged between 11 and 16 years; and, in 2008, 23.3% of the children surveyed in Guayaquil reported having been victims of some form of sexual abuse. The report considered that these figures would likely increase if no action were taken to address this issue.Footnote 32
46. In addition, according to information produced by the State in 2001, sexual abuse and sexual harassment were “known problems in educational establishments, which [had] not been systematically addressed, nor [had] there been sustained efforts to prevent, report and punish” such behavior. At that time, the National Council for Women (CONAMU) concluded that “sexual harassment and sexual abuse are a reality in the educational setting” and noted that teachers are “typical aggressors.”Footnote 33
47. Thus, as is apparent from the circumstances described below, the facts of this case occurred in a public school where there were no measures in place to prevent sexual violence, and where such behavior was normalized. In the case of Paola Guzmán, the abuse occurred in a sustained manner and over a long period of time.
B. The sexual violence suffered by Paola Guzmán Albarracín and her subsequent suicide
48. Paola del Rosario Guzmán Albarracín was born on December 10, 1986, in the city of Guayaquil. She was the daughter of Petita Paulina Albarracín Albán and Máximo Enrique Guzmán Bustos (hereinafter “Mr. Guzmán Bustos”). From the age of 12 she attended the Dr. Miguel Martínez Serrano National Technical High School for Business and Administration in Guayaquil, a public school for girlsFootnote 34 under the supervision of the Ministry of Education of the Republic of Ecuador. Paola lived with her mother, her grandmother (now deceased) and her younger sister, Denisse Selena Guzmán Albarracín.
49. According to the evidence, in 2001, when she was 14 years old and in her second year at the school, Paola began having difficulties with certain subjects and faced the prospect of having to repeat the year. The vice principal of the school, Bolívar Eduardo Espín Zurtía, offered to help her pass to the next grade, on condition that she would have sexual relations with him.Footnote 35 At a public hearing before the Commission, Mrs. Albarracín mentioned that she noticed a change in Paola around October 2001.Footnote 36 According to a statement given by Paola's “cousin in law” to the Prosecutor's Office, Paola told her that she needed higher scores to move up to the next grade but that “she was going to figure out how to handle it, and not to worry because she had a ‘godfather’ at the school.” The cousin added that she accompanied Mrs. Petita to speak to Mr. Bolívar Espín about this matter and, when Paola arrived, he turned to her and said: “but I already talked with you, right princess?” and took her by the shoulder. She added that Paola told her (the deponent) that the vice principal always treated her that way, “affectionately.”Footnote 37
50. There are also testimonies and indications of sexual acts carried out by the vice principal with Paola,Footnote 38 as well as statements suggesting that the staff at the school knew about the relationship between the two, and that Paola had not been the only student with whom the vice principal had had close contacts of that nature.Footnote 39 Evidence in the case file also shows that the vice principal had sexual relations with Paola, including vaginal intercourse.Footnote 40
51. Based on the abovementioned statements it is clear that a number of people associated with the school, including the principal, knew that the vice principal was having sexual relations with Paola. Also, based on several statements made by Paola's school friends, and even on the anonymous survey carried out among the students (infra footnote 122), it may be inferred that the situation was widely known within the school. Although it is not known whether these facts were denounced by staff members at the school, there are reports of a different nature regarding efforts to protect the vice principal after Paola's death (infra paras. 63, 65 and 137).
52. On December 11, 2002, the inspector for Paola's grade summoned her mother, Mrs. Petita Albarracín, to a meeting at the school the next day.Footnote 41 According to the statement of the inspector, I.M., she had called the mother because the previous week Paola had missed classes, and also because the Inspector General often found the girl in the patio during class-time, without permission.Footnote 42
53. On Thursday December 12, 2002, the same day of the meeting and just two days after her sixteenth birthday, Paola swallowed some pellets containing white phosphorus (known colloquially as “diablillos”) at home, sometime between 10:30 am and 11:00 am (supra para. 1). Then she went to school. On the way she told her classmates what she had done, and when she arrived at school, they took her to the infirmary. Around midday, the Inspector General was informed of the situation and went to the infirmary, where she urged Paola to pray to God. The vice principal and the school doctor also went to the infirmary. According to statements from her classmates, they called Paola's mother, who arrived at the school nearly 30 minutes later, accompanied by two people, and then took Paola away in a taxi (which had been called by the school authorities) to the Hospital Luis Vernaza, where they pumped her stomach. When she did not improve, they took Paola to the Clínica Kennedy.Footnote 43
54. On the morning of December 13, 2002 (infra para. 58), Paola del Rosario Guzmán Albarracín died at the Clínica Kennedy, in the city of Guayaquil, as a result of poisoning caused by voluntary ingestion of white phosphorus.Footnote 44
55. During the public hearing (supra para. 10) Mrs. Albarracín stated that on the day after her daughter's death, the medical examiner called her and showed her Paola's body, naked and opened up, with her organs exposed. According to the statement, the doctor “showed [her] a small fleshy area and said: ‘ma'am, this is your daughter's uterus, there's no pregnancy.’” The State did not dispute these facts.
56. Paola left three letters before she died. In one letter, addressed to the vice principal, Paola says that she felt “betrayed” by him, because he “had” many other women, and that she decided to take poison because she could no longer bear “all the things I've suffered.”Footnote 45
C. Investigation and criminal proceedings after the death of Paola Guzmán Albarracín
57. On December 13, 2002, a police report was sent to the District Prosecutor of Guayas, informing him of the official removal of Paola's body from the morgue of the “Clínica Kennedy.”Footnote 46
58. That same day, the duty prosecutor for homicides sent the Provincial Chief of the Civil Registry of Guayaquil the autopsy protocol in order to register the death. Based on the autopsy conducted by forensic doctors of the National Police of Guayas, the death certificate stated that the cause of death was “acute pulmonary edema and hemorrhagic pancreatitis.”Footnote 47 The autopsy performed later that day (December 13) at 14:30, concluded that: “The cadaver is of female sex, mixed race, 16 years of age, 157 cms. tall, and died within the last 4 to 5 hours approximately, victim of: ACUTE PULMONARY EDEMA, which caused her death.”Footnote 48
59. On December 17, 2002, Paola's father filed a complaint against the vice principal before the Office of Prosecutor of Guayas over the death of his daughter, requesting an investigation of his responsibility for that event. In the complaint Mr. Guzmán Bustos stated that “it is public knowledge that [Paola's] decision to swallow the poison in the diablillos […] was in response to a romantic disappointment, since the school's vice principal, Mr. Bolívar [Eduardo] Espín Zurita, had seduced my daughter.” With the complaint, he attached various letters written by Paola to her mother and to Mr. Bolívar Espín.Footnote 49
60. On December 19, 2002, the case was assigned to a Criminal Prosecutor, who asked the Chief of the Judicial Police to appoint an agent to investigate the facts of the case.Footnote 50
61. On January 2, 2003, the vice principal Bolívar Espín appeared before the Criminal Prosecutor and provided a free and voluntary statement, in which he rejected the complaint made against him.Footnote 51
62. On January 3, 7 and 13, 2003, the Criminal Prosecutor received several witness statements. On the first day, he received the statements of the school doctor, the concierge, the school's physical education teacher and the Inspector General. On the second day, the grade inspector made a statement and on the third day a schoolmate of Paola did so.Footnote 52
63. On January 16, 2003, Paola's father asked the Criminal Prosecutor to broaden the investigation into Bolívar Espín to include “intimidation, seduction, deception, false promises and rape.” He also informed the Criminal Prosecutor that some students at the school were being pressured and threatened with expulsion to prevent them from testifying in the criminal proceedings. A similar allegation was made a few days later by one of Paola's classmates (infra, para. 65).Footnote 53 On January 22, 2003, Paola's mother requested that statements be taken from some of the students at the school and that blood tests be conducted on the sample obtained from Paola's body.Footnote 54 During the months of January and February 2003, the mothers of several students at the school presented identical letters addressed to the Criminal Prosecutor stating that he could not take any statements from their daughters.Footnote 55
64. On January 27, 2003, Paola's father requested that a test be conducted on a blood sample taken from his daughter's body to determine whether or not she was pregnant at the time of her death. The Criminal Prosecutor ordered a test the following day and also on February 10, 2003; these tests were subsequently carried out Footnote 56 (infra footnote 144).
65. On January 28 and 31, 2003, the Criminal Prosecutor received various statements: on the first day Paola's mother presented her testimony and the vice principal expanded his previous statement (supra para. 61).Footnote 57 On the second day two of Paola's schoolmatesFootnote 58 made statements before the Criminal Prosecutor, accompanied by their representatives.
66. On February 3 and 4, 2003, the Criminal Prosecutor requested the arrest of the vice principal. Two days later, on February 6, the Third Criminal Judge of Guayas informed the judicial police that he had issued a warrant for the arrest of the vice principal. On February 13, the same judge issued a warrant to search the vice principal's home; however, according to information presented to the Commission, by the time the search was conducted, the suspect had fled.Footnote 59
67. On February 14, March 14 and 20, and September 10, 2003, the Criminal Prosecutor took statements from the school Principal; from another classmate of Paola; from her “cousin in law;” and from the director of Paola's grade.Footnote 60
68. On March 16, 2003, an investigator of the National Office of the National Police presented a report in which he concluded that Paola “poisoned herself to take her own life.” It also stated that the motives were unknown but that “the vice principal Bolívar Espín ha[d] been in a romantic relationship” with Paola.Footnote 61
69. On March 31, 2003, the prosecutor received the results of the analysis of the organ samples taken at the autopsy of Paola's body (infra footnote 144).Footnote 62
70. On June 12, 2003, the Public Prosecutor filed formal charges against Mr. Bolívar Espín for the crime of sexual harassment and on August 22, 2003, he asked the judge of the Twentieth Criminal Court, which had been assigned the case, to order the pretrial detention of the vice principal.Footnote 63 According to the State, this request was denied on September 10, 2003; however, two days later the Prosecutor appealed that decision. The State added that on September 17, the appeal was admitted and a ruling was issued on December 16, 2003 (infra para. 73).
71. On October 13, 2003, Mrs. Albarracín brought a private prosecution against the vice principal for the crimes of sexual harassment, rape and abetting suicide. She alleged that her daughter had swallowed the poison because Mr. Bolívar Espín had exerted psychological pressure on her so that she would have sexual relations with him.Footnote 64 On October 28, the Prosecutor issued an indictment against the vice principal for the crime of sexual harassment.Footnote 65
72. According to the State, on November 10, 2003, Mrs. Albarracín filed a motion of recusal against the judge hearing the case, alleging that an excessive period of time had elapsed without a ruling being issued. The Twentieth Judge then excused himself and, on November 18, the criminal case was assigned to the Fifth Criminal Judge of Guayas (hereinafter “Fifth Judge”).
73. On December 16, 2003, the Superior Court of Justice of Guayaquil (hereinafter “Superior Court”) ordered the pre-trial detention of the vice principal and on January 5, 2004, the Fifth Judge ordered that he be located and captured.Footnote 66
74. On August 23, 2004, the Fifth Judge issued an order to initiate the trial against the vice principal as the alleged perpetrator of sexual harassment.Footnote 67 On September 6, the judge ordered the Judicial Police to arrest the suspect.Footnote 68
75. On September 22, 2004, the vice principal, represented by his lawyer, filed an appeal for the annulment of the summons to a trial.Footnote 69
76. On September 2, 2005, the Superior Court dismissed the appeal filed by the accused, upheld the order to initiate the trial and amended the indictment to aggravated statutory rape. Among the reasons given by the Court for that amendment, the following stands out: “it is self-evident that the elements of the crime alleged [sexual harassment] are not present […] Bolívar Espín did not pursue Paola Guzmán. Rather, she sought favors from him as an educator [because she was failing in a subject]. He […] offered [to help her] in exchange for romantic relations.” This was the “reason for the seduction.” The Superior Court considered that the conduct of the vice principal was consistent with rape, based on the considerations presented below (infra para.190).Footnote 70
77. On October 5, 2005, the Fifth Criminal Judge of Guayas decided to suspend the proceedings until the accused appeared or could be captured.Footnote 71
78. On September 18, 2008, at the request of the defense, the prescription of the criminal action was declared and subsequently all measures against the accused were dropped.Footnote 72
D. Civil lawsuit for moral damages and administrative actions
79. In addition to the aforementioned criminal proceedings, the plaintiffs filed a civil lawsuit and administrative actions. Below is a summary of the main events.
80. Civil proceedings. On October 13, 2003, Mrs. Albarracín filed a civil lawsuit against the vice principal for “moral damages resulting from instigating [Paola's] suicide.”Footnote 73 After several efforts and difficulties in notifying the accused of the proceedings, on April 15, 2004, he filed a response to the lawsuit, through his representatives.Footnote 74 On September 14, 2004 the judge declared Mr. Espín to have confessed (declaró confeso),Footnote 75 for having failed to appear at a hearing to provide a “judicial confession” at the request of the petitioners.
81. On June 7, 2005, the Twenty-third Judge ordered Mr. Bolívar Espín to pay compensation of USD$ 25,000.00 (twenty-five thousand United States dollars) to Mrs. Albarracín for moral damages. On June 9, 2005, she also requested the payment of legal costs, which was denied, prompting her to appeal that decision on May 15, 2006.Footnote 76 The matter was then referred to the Superior Court of Justice of Guayaquil which, on September 1, 2006, annulled the proceedings because an appeal filed by the vice principal on June 10, 2005, had not been resolved.Footnote 77 The Superior Court returned the case to the original court to consider the appeal. On July 16, 2012, the Twenty-third Court declared the proceedings “abandoned” and ordered that the case be archived.Footnote 78
82. Administrative actions. Mrs. Albarracín also sent several letters to the authorities of the Ministry of Education on January 9 and August 19, 2003, and on January 14, 2004, as well as undated communication alleging that the school authorities had failed to provide assistance to Paola and requesting that the vice principal be punished for his behavior toward her.Footnote 79
83. On December 22, 2002, and January 23, 2003, the Provincial Superintendent of Education issued reports after interviewing a number of students at the school, in which he concluded that “the supposed romantic relationship cannot be confirmed” and found that there was no evidence that the vice principal had reciprocated Paola's “infatuation.”Footnote 80 According to the State, on March 30, 2004, a summary administrative proceeding was opened against the vice principal for “alleged unjustified abandonment of his post.” The vice principal was subsequently dismissed from his post on December 30, 2004.Footnote 81
VII MERITS
84. This case concerns the human rights violations perpetrated against the minor, Paola del Rosario Guzmán Albarracín, her younger sister Denisse Selena Guzmán Albarracín and their mother, Petita Paulina Albarracín Albán, based on allegations of sexual violence against the first. It is alleged that these acts of violence, including torture, were committed by public officials against Paola Guzmán, resulting in her death by suicide. All the events described took place at the public school attended by the adolescent. The plaintiffs also argue that the judicial and administrative actions undertaken after Paola Guzmán's death were ineffective and violated the rights to judicial guarantees and judicial protection of her mother and her sister, whose personal integrity was also impaired.
85. The Court will first examine the alleged human rights violations related to the sexual violence suffered by Paola Guzmán, which allegedly impaired her right as a woman and a girl to live a life free from sexual violence at school, including an analysis of the different rights affected as a result. In second place, the Court will analyze the rights to judicial guarantees and judicial protection in connection with the judicial and administrative actions linked to those circumstances. In third place, the Court will consider the arguments regarding the violation of the right to personal integrity to the detriment of the mother and sister of Paola Guzmán Albarracín.Footnote 82
VII.1 A CHILD'S RIGHT TO A LIFE FREE FROM SEXUAL VIOLENCE AT SCHOOLFootnote 83
A. Arguments of the Commission and of the parties
86. The Commission asserted that “there are many elements to conclude that Paola […] was a victim of sexual violence at school.” It emphasized that during the admissibility stage, the State itself had acknowledged that Paola Guzmán was the victim of sexual harassment and statutory rape by the vice principal.Footnote 84 The Commission argued that Paola was the victim “of violence based on her being a woman and a girl, […] reflected […] in a relationship based on sexual harassment which, in addition to being gender-based violence, should be considered as a serious situation of sexual violence.” It held that similar violence was inflicted on her by the school doctor who allegedly “forced [Paola] to have sexual relations with him in exchange for performing an abortion of her possible pregnancy.” The Commission considered that this situation impaired her “rights to health, personal integrity, honor and dignity, equality and non-discrimination, to live a life free from violence and the right to education, all as a result of violence committed against Paola, as a woman and a girl, including sexual violence.”
87. The Commission argued that there were “multiple indications of a causal link” between the situation of violence suffered by Paola and her suicide. It stressed that “the Ecuadorian State did not deny this causal link” (in the procedure before the Commission) and that no alternative hypothesis regarding her death emerged from the domestic investigations. It also argued that the victim's “possible pregnancy [… was] another pointer to a causal link between the violence endured by Paola and her suicide.” The Commission considered that her death “and the circumstances that surrounded it” constituted a violation of Paola's rights to life and personal integrity.
88. The Commission indicated that all these circumstances are attributable to the State for its “failure to comply with its duty to respect [human rights]” and to “abide by its duty to guarantee those rights [prevention component].” It affirmed that both of these obligations “converge” in this case. First, the duty to respect, given that Paola's school was a State institution and the vice principal and the school doctor were public officials who took advantage of their positions of authority; and second, the duty of prevention because: a) the State should have known, or knew, about the situation at the school, since: i. the State education authorities should have been aware of what was happening in a public school, in fulfilment of their duties of supervision and inspection; and ii. it is “accredited” that the State “via other public officials and the school's own authorities, were aware of the situation of violence, including the sexual harassment that Paola was experiencing,” and b) despite this fact, “no steps were taken to prevent or investigate the vice principal's behavior” prior to Paola's death. On this last point, the Commission indicated that the State of Ecuador did not report on any inspections carried out at the school, and had no “preventive or early warning tools” to address such situations.
89. The Commission added that, after learning that Paola had swallowed the white phosphorus pellets, the school authorities failed to take the necessary steps to ensure that she was immediately taken to a hospital. Instead, they waited until Paola's mother arrived to collect her daughter, which delayed her treatment by nearly 30 minutes.
90. In light of these considerations, the Commission concluded that the State is responsible for the violation of Articles 4(1), 5(1), 11, 19, 24 and 26 of the Convention, in conjunction with the obligations established in Article 1(1) thereof; of Article 13 of the Protocol of San Salvador; and of Articles 7.a and 7.b of the Belém do Pará Convention, to the detriment of Paola Guzmán.
91. The representatives indicated that two public officials at Paola's school, namely, the vice principal (“repeatedly”) and the doctor (“within the context of the school's health services”) committed acts of “sexual and gender-based violence in the education and health settings” against Paola, specifically, “harassment, abuse and rape.” They considered that those acts violated Paola's rights to personal integrity, to “honor and private life,” to health, education and “her right as an adolescent girl to a life free from gender-based violence.” Therefore, the State violated Articles 5, 11, 19 and 26 of the American Convention, 7 of the Belém do Pará Convention and 13 of the Protocol of San Salvador.
92. The representatives further argued that the vice principal's relationship with Paola was based on “inequality of power,” because he was both an “an authority figure” to “his student” and because he was “at least five decades” older than her. They stressed that, as a victim, she could not have given her “valid […] consent” to that relationship, in which the vice principal took advantage of Paola's “academic vulnerability.” As to the school doctor, they stated that, first, there was “sexual harassment” because he used his authority and power as an official, a health professional and an adult to request “sexual favors” from Paola in exchange for terminating her pregnancy. In addition, there was “sexual abuse” since the doctor took advantage of his power and of Paola's situation of vulnerability to engage in “activities of a sexual nature with her.”
93. The representatives also alleged that Paola was the victim of rape, considering it proven that the vice principal had sexual intercourse with her, without her valid consent, as did the school doctor.Footnote 85 They considered that “Paola's special situation of vulnerability meant that her consent could not be considered valid and therefore, her sexual encounters” with the vice principal “constituted rape.”Footnote 86
94. They added that “harassment must be analyzed […] not only in terms of gender- based discrimination, but also as a situation of intersectional discrimination; in [that] specific situation […] various factors increased Paola's vulnerability to sexual violence.”Footnote 87
95. The representatives also alleged that the State is responsible for Paola's suicide, both by “action” and by “omission.” In the first case, they noted that her suicide was the “direct consequence” of the harassment she suffered from the vice principal and the doctor, both public officials. In the second case, the vice principal's behavior toward her was “tolerated by the rest of the school community,” and therefore the State “should have taken steps to prevent Paola's suicide, given that the teachers at the school were aware of the harassment she suffered.” The representatives also alleged that the State failed to take “reasonable and diligent” measures to save the adolescent's life after the school authorities found out that she had swallowed “diablillos.” Thus, they considered that the State violated Paola's right to life, pursuant to Article 4 of the Convention.
96. Regarding the victim's right to education, the representatives alleged that this was impaired in two ways: first, because it encompasses the “right to sexual education,” which is “a human right in itself,” and Ecuador breached this right given that the Martínez Serrano High School “did not include sexual and reproductive health education in its curriculum.” In second place, the representatives argued that Paola's right to “an education free from sexual violence” was impaired because “acts of harassment and rape […] constitute[d] a violation of the right to education, recognized in Article 13 of the Protocol of San Salvador, a right that is also protected under Article 26 of the American Convention.”Footnote 88 They emphasized that the “sexual harassment and rape” was committed by public officials, and noted the “tolerance” shown by the school staff. They added that “sexual harassment in a school constitutes a situation of discrimination that impedes access to education.”
97. The representatives further argued that there was “arbitrary interference in [Paola's] decisions on reproductive health,” given that “the vice principal forced [her] to have an abortion with the school doctor.” They affirmed that the adolescent's free choice to terminate her pregnancy “was protected under the State's legal framework,” but that in her case there was no free and informed choice, rather one imposed by Mr. Bolívar Espín “based on a relationship of power within the school environment.” Therefore, they considered that her consent to the medical procedure was invalid.
98. Similarly, they argued that lack of education and information on sexual and reproductive health and interference in that aspect of Paola's health amounted to violations, on the part of Ecuador, of Paola's rights to “personal integrity, progressive autonomy, reproductive freedom [,] to a life free from gender-based violence,” to health and to education, enshrined in Articles 5, 7, 11, 13, 19 and 26 of the American Convention; 13 of the Protocol of San Salvador; and 7 of the Belém do Pará Convention. In their final written arguments they alleged that Article 13 of the American Convention, which recognizes the “right to freedom of thought and expression,” was also violated, through her stigmatization in the media based on the events. They supported their assertion by citing, inter alia, the duty of journalists “to confirm, in a reasonable manner, the facts on which their opinions are based.”
99. The representatives also alleged that Paola suffered torture. They argued that “the constant sexual harassment [she] endured, perpetrated by the vice principal […] qualifies as an act of torture that culminated in the ultimate expression of Paola's suffering: her suicide.” They considered that in this case the “constituent elements” of torture were present, namely: a) an intentional act; b) one that causes severe suffering, and c) committed with a specific aim or purpose. They explained that: a) the acts of harassment perpetrated against Paola were intentional; b) their “severity” “was reflected (1) in the nature of the acts to which she was subjected, (2) [in] the victim's situation of special vulnerability and (3) [in] her suicide as the final expression of suffering to which an adolescent girl, in her situation, was subjected,” and c) the “specific purpose” of the vice principal was to “sexually abuse Paola, taking advantage of the relationship of power that existed between them.” The representatives considered that the State violated her right to personal integrity in relation to the prohibition of torture, in breach of Articles 5(2) of the Convention and 1 of the Inter-American Convention to Prevent and Punish Torture.
100. Regarding the alleged sexual violence perpetrated against Paola, the State argued that it could not “offer a legal definition” of the relationship between her and the vice principal; therefore it could not accept or deny that their relationship was “improper” or constituted sexual harassment, or harassment of another type.Footnote 89
101. Nevertheless, the State acknowledged that, at the time of the facts of this case, it had “not implemented an adequate and effective public policy” to prevent sexual abuse “at the school in question.” It also recognized “the absence of mechanisms for reporting, investigating and punishing [such behavior], and the lack of measures to prevent situations of sexual violence within [that] institution” (supra para. 16).
102. The State also argued that it could not be held responsible for Paola's suicide. First, it considered that it could not be held accountable for causing her suicide because “suicides do not have a single cause [,] but are the result of a sequence of events.” It added that “it is the individual who takes the decision and acts to cause his own physical death.” Therefore, “it cannot be affirmed that the girl's suicide was solely the result of the alleged sexual aggression suffered at the school.” Furthermore, the State insisted that: a) it fulfilled its duty of “protection” since it has a regulatory system that protects the right to life, and b) it fulfilled its duty of “care” because Paola “received emergency medical assistance approximately four hours after she swallowed the white phosphorus, and less than an hour after the school authorities were made aware of the fact.” Regarding the latter, Ecuador emphasized that: i.- “owing to the amount of white phosphorus swallowed, there was a high probability of a fatal outcome, even if [Paola] had received immediate medical care after swallowing the poison,” and ii.- “the duty of care of an educational institution cannot be equated with the duty of care of a health institution.” Consequently, Ecuador denied its responsibility for the violation of the right to life established in Article 4 of the Convention.
103. As to the representatives’ arguments regarding the supposed effects on the victim's reproductive health, Ecuador denied the factual grounds for assuming that Paola had been coerced into terminating her pregnancy, given that, according to the relevant documentary evidence, “it is not possible to establish or determine the existence of [her] pregnancy.” The State also held that it had fulfilled its duty to be transparent in providing information on sexual and reproductive health, and therefore did not violate the right of access to information.
104. With respect to the arguments related to health and education, the State argued that it did not violate Article 26 of the Convention. It considered that the “controllable condition” of said article by the Court is the obligation of progressive development and the consequent duty of non-retrogression. In that regard, in its answering brief it mentioned various policies implemented in relation to rights of the child, health and education.Footnote 90
105. Ecuador further argued that is not responsible for acts of torture. It pointed out that the facts to which the case refers (which have been investigated by the domestic system) refer to “alleged sexual harassment,” not to the “alleged crime of rape.” It argued that, although sexual harassment is an act of violence against women, it is not a “serious human rights violation.” It argued that the CEDAW Committee “has indicated that sexual violence may constitute torture or cruel, inhuman or degrading treatment, particularly in cases of rape, domestic violence or harmful traditional practices,” circumstances that did not occur in this case. Therefore, the State held that it did not violate Article 5(2) of the Convention.
B. Considerations of the Court
106. The Court has already heard several cases related to acts of violence perpetrated against womenFootnote 91 and children in different situations, including those deprived of their liberty,Footnote 92 armed conflicts, Footnote 93operations by security forcesFootnote 94 and in the context of human migration.Footnote 95 It has also had an opportunity to consider cases of sexual violence against girls.Footnote 96 However, this is the first time that the Court addresses a case of sexual violence specifically against a girl in an educational setting.
107. Furthermore, the Court finds that this case presents a number of circumstances that are connected with each other. The various human rights violations alleged are interrelated; thus, in part, each of the violations was caused by another or is the result of it. In other words, there is a close link between the different human rights violations implied in acts of sexual violence and the correlative obligations to ensure a woman's right to a life free from violence and those related to the protection of children and the right to education.
108. Bearing this in mind, the Court will proceed as follows: first, it will enumerate the various rights and obligations relevant to this situation; second, it will address the sexual violence suffered by Paola del Rosario Guzmán Albarracín; third, it will consider the representatives’ arguments regarding the definition of the acts committed against Paola as ‘torture’; fourth, it will examine arguments related to the violation of the right to life. Finally, the Court will present its conclusion.
B.1 The right of girls to a life free from sexual violence at school
109. The rights to personal integrity and to private life, recognized in Articles 5 and 11 of the American Convention, entail certain freedoms, including sexual freedom and control over one's own body. These rights may be exercised by adolescents in the measure that they develop the capacity and maturity to do so.Footnote 97
110. In addition, Article 3 of the Belém do Pará Convention establishes the right of every woman to a life free from violence.
111. In this regard, the Court finds it necessary to stress that the concept of “violence” used to examine the State's responsibility in this case is not limited to physical violence, but also includes “any act or conduct, based on gender, which causes death or physical, sexual or psychological harm or suffering to women, whether in the public or the private sphere,” pursuant to Article 1 of the Belém do Pará Convention. Article 6 of the same treaty establishes that the right of every woman to be free from violence includes her right to “be free from all forms of discrimination” and to “be valued and educated free of stereotyped patterns of behavior and social and cultural practices based on concepts of inferiority or subordination.” Similarly, Article 2 of that international instrument specifically mentions sexual harassment in educational institutions as a form of violence against women.Footnote 98
112. Article 7 of the Belém do Pará Convention also imposes specific obligations on States to pursue policies to prevent violence “by all appropriate means and without delay,” and to “refrain from engaging in any act or practice of violence against women” and “ensure that their authorities [and] officials” act in conformity with this obligation. They must also “apply due diligence to prevent, investigate and impose penalties” for such conduct, and take all appropriate measures, including legislative and administrative or other measures to “prevent, punish and eradicate violence against women.”
113. Bearing in mind these provisions, the Court has considered that “violence directed against a woman for being a woman or violence that disproportionately affects women, is a form of discrimination against women,”Footnote 99 associated with the “manifestation of the historically unequal relations of power between women and men.”Footnote 100 The duties set forth in the Belém do Pará Convention complement and reinforce the obligations established in the American Convention to ensure the rights established in this treaty. In this regard, the Court has indicated that “the States should adopt comprehensive measures to comply with due diligence in cases of violence against women,” which includes having “an appropriate legal framework for protection that is enforced effectively, and prevention policies and practices that allow effective measures to be taken in response to the respective complaints.”Footnote 101 The “comprehensive” nature of the prevention strategy should prevent the risk factors and, at the same time, strengthen the institutions that can provide an effective response in cases of violence against women.”Footnote 102
114. In the instant case, the Court also finds it relevant to consider the Convention on the Rights of the Child as part of a “very comprehensive international corpus iuris for the protection of children and adolescents,” since it is important to “establish the content and scope” of Article 19 of the American Convention that requires States to adopt “measures of protection” for children.Footnote 103 Article 19 of the Convention on the Rights of the Child requires States Parties to take all appropriate measures to “protect the child from all forms of physical or mental violence, injury or abuse, neglect or negligent treatment, maltreatment or exploitation, including sexual abuse, while in the care of parent(s), legal guardian(s) or any other person who has the care of the child.”
115. The Committee on the Rights of the Child has understood that the term “violence” encompasses “all forms of damage to children enumerated in Article 19, paragraph 1” of the Convention on the Rights of the Child. It has explained that, while “in common parlance the term violence is often understood to mean only physical harm and/or intentional harm,” the Committee's use of the word “violence” should not be interpreted as a way to “minimize the impact of, and need to address, non-physical and/or non- intentional forms of harm (such as, inter alia, neglect and psychological maltreatment).”Footnote 104 Similarly, the independent expert for the United Nations Study on Violence against Children adopts the concept of “violence” against children contained in Article 19 of the Convention on the Rights of the Child, also drawing on the “definition provided in the ‘World Report on Violence and Health’ (2002): the intentional use of physical force or power, threatened or actual, against a child, by an individual or group, that either results in or has a high likelihood of resulting in actual or potential harm to the child's health, survival, development or dignity.”Footnote 105
116. In addition to the above, and as mentioned previously (supra para. 114), Article 19 of the American Convention requires States to adopt “measures of protection” for children.Footnote 106 Accordingly, the Court has indicated that States,
[…] are required to promote special measures of protection based on the principle of the best interests of the child, assuming their role as guarantor with greater diligence and responsibility in consideration of a child's special situation of vulnerability. The Court has established that children have special rights derived from their condition, and that these are accompanied by specific duties of the family, society, and the State. Also, their condition requires special protection that must be understood as a right that is additional and complementary to other rights recognized by the Convention to every individual. Likewise, the State has the duty to adopt positive measures to fully ensure the effective exercise of the rights of the child.Footnote 107
117. The Court has indicated that “the right to education, which contributes to the possibility of enjoying a dignified life and preventing unfavorable situations for the minor and for society itself, stands out among the special measures of protection for children and among the rights recognized for them in Article 19 of the American Convention.”Footnote 108 It has also explained that this right, in respect of children, is derived from the aforementioned provision interpreted in accordance with the Convention on the Rights of the Child, Article 26 of the American Convention and the Protocol of San Salvador.Footnote 109 The latter recognizes the right to education in Article 13, a matter upon which the Court can exercise its jurisdiction;Footnote 110 thus, in the instant case, the Court does not consider it necessary to rule on the alleged violation of the right to education based on Article 26 of the Convention. Moreover, the right to education is recognized in Article 28 of the Convention on the Rights of the Child.
118. That said, an education imparted in a manner that breaches human rights does not achieve the stated objectives, is wholly contrary to these and, consequently, violates the right to education. States must therefore take appropriate steps to prevent human rights violations in the course of a child's educational process.Footnote 111 To comply with these duties, States must take into consideration the serious nature and specific features of gender-based violence, sexual violence and violence against women, all which are a form of discrimination.Footnote 112 Thus, children have the right to a safe school environment and to an education free from sexual violence. Furthermore, as the ESCR Committee has indicated, education must be “accessible” to everyone, “especially the most vulnerable groups, in law and fact, without discrimination on any of the prohibited grounds.” The Committee has also emphasized that the prohibition against discrimination in education “applies fully and immediately to all aspects of education and encompasses all internationally prohibited grounds for discrimination.”Footnote 113
119. Consequently, States must “take the necessary measures to prevent and prohibit all forms of violence and abuse, including sexual abuse […] by school personnel,”Footnote 114 who are in a position of authority and trust in relation to students and even their parents. In this regard, it should be borne in mind that girls and adolescents are in a particular situation of vulnerability, Footnote 115 since they “are often vulnerable to sexual abuse by […] older men.”Footnote 116 In this regard, the Committee on the Rights of the Child has indicated that States have the “strict obligation” to take all appropriate measures to address violence against children. This obligation “refers to the broad range of measures cutting across all sectors of Government, which must be used and be effective in order to prevent and respond to all forms of violence,” including effective and appropriate sanctions against perpetrators.Footnote 117
120. Based on all the foregoing considerations, it is clear that the duties to prevent, eradicate and punish violence against women and to adopt measures of protection for children, together with the right to education, imply the obligation to protect girls and adolescents against sexual violence at school and, of course, not to allow the exercise of such violence in that environment. In that regard, it should be borne in mind that adolescents, and girls in particular, are more likely to suffer acts of violence, coercion and discrimination.Footnote 118 States must therefore take steps to detect or monitor the problem of sexual violence in educational institutions and develop policies to prevent it.Footnote 119 Simple, accessible and safe mechanisms must also be provided so that incidents can be reported, investigated and punished.Footnote 120
121. The Court will now examine the facts of this case based on the aforementioned guidelines.
B.2 Sexual violence suffered by Paola Guzmán Albarracín
122. According to the facts of the case, for more than one year, Paola del Rosario Guzmán Albarracín had a sexual relationship with the vice principal of her school when she was between 14 and 16 years old.
123. In order to assess the elements that suggest that this relationship involved Paola's subjection to repeated and continued acts of sexual violence, it is essential to establish four important aspects that help to characterize the facts.
124. First, based on the guidelines outlined in the preceding section (supra paras. 110, 111 and 113 to 115), under international law, specifically the Belém do Pará Convention and the Convention on the Rights of the Child, sexual violence against women or girls should not be understood solely as acts of a sexual nature carried out through physical violence, but also those committed by other means, which are equally detrimental to their rights or cause them harm or suffering. Nevertheless, sexual violence against women or girls may involve different degrees of abuse, depending on the circumstances of each case and various factors, including the characteristics of the acts committed, their reiteration or continuity and the preexisting personal connection between the victim and her aggressor, or her subordination based on a relationship of power. Another relevant factor, depending on each case, is the victim's personal situation, i.e. being a girl; and, although children and adolescents have progressive autonomy in the exercise of their rights, that does not deprive them of their right to measures of protection.
125. In second place, there is evidence that in this case vaginal copulation occurred. Thus, based on the guidelines for the assessment evidence established in its case law,Footnote 121 the Court understands that because of the nature of the acts involved, the existence of documentary evidence or direct testimonies cannot be expected. In the instant case it is not possible to obtain Paola's statement; however, this cannot prevent the Court from ruling appropriately. Therefore, the fact that clear evidence exists in this caseFootnote 122 should be considered sufficient to prove such acts in order to determine the State's responsibility, especially because the State's lack of diligence in investigating the case – which Ecuador has already acknowledged – has allowed this crime to go unpunished.
126. Third, it should be noted that under domestic law, the conduct of an adult person who engages in sexual acts with a minor under 18 years of age – as in Paola's case – is defined as a crime. In particular, Ecuadorian law at the time of the events contemplated the crime of “statutory rape” in cases involving different elements specified in the legal definition, and allowed for the criminal prosecution of anyone who, without physical violence, engages in such conduct. The definition of this crime, under the legislation in force at the time of the facts, was based on stereotyped gender guidelines that were discriminatory, an aspect that is examined in the section below (infra Chapter VII.2). However, it is important to stress that the characterization of the acts committed against Paola as ‘unlawful acts of serious sexual violence’ is based both on the provisions of domestic law in force in Ecuador at the time of the events, and on international law.
127. Fourth, as explained below, in this case the abuse occurred in the context of a relationship of power and trust, committed by someone who had a duty of care within a school,Footnote 123 toward a person in a vulnerable situation, which allowed the consummation of acts of sexual violence.Footnote 124
128. The Court will consider the foregoing points and will then refer to the discriminatory nature of the violence. Finally, it will present its conclusion.
B.2.1 Exploitation of a relationship of power and a situation of vulnerability
129. As a first element, it is important to stress that from the circumstances of this case it is clear that Paola's subjection to a sexual relationship with the vice principal occurred within the context of his position and role at the school. This implies that he acted as a public official, which compromises the State's responsibility.Footnote 125
130. The vice principal was not only an adult man who had sexual relations with a girl under 18, with whom he had an age difference of nearly 40 years; he also had a role of power and a duty of care in relation to her. Obviously, this aspect is central to the case because, as an academic authority at Paola's school, he was required not only to respect the girl's rights, but also, in his role as educator, he should have offered her guidance and education in a manner consistent with her rights and ensured that these were protected.Footnote 126 Their sexual liaison also took place in the context of a clearly unequal relationship, in which the vice principal, as an academic authority, enjoyed a situation of superiority vis-à-vis a female student.
131. Thus, the vice principle obtained a sexual relationship by taking advantage of his position of power and trust. This is obvious, in concrete terms, because the evidence indicates that the sexual acts between the vice principal and Paola began as a condition for him to help her so that she would pass the school year.Footnote 127 In that situation, and in the context of harmful gender stereotypes that tend to blame the victim, the principal was able to exercise power and take advantage of a relationship of trust in order to normalize acts that were improper and injurious to the adolescent's rights.Footnote 128
132. In this regard, the expert witness Casas indicated that the promise to help Paola move up to the next grade or “pass the year”
operates as a form of “grooming,” a certain preparation […] to create conditions for an emotional and affective closeness, in which the public official – the teacher – has clear superiority not only because of his position, but also because of his age. Paola [was] his target, identified as such not only by her age and vulnerability as an adolescent girl but specifically because she had a poor (academic) performance. [… T]hese promises can turn into blackmail, “you give me something, I give you something,” in a context of sexual harassment by deception.
133. In its amicus curiae brief, the Committee of Experts of the Follow-up Mechanism to the Belém do Pará Convention (MESECVI), explained that sexual harassment may involve a single act or several acts, the latter being more frequent. It added that “when sexual violence implies a series of acts,” it is common to “make the violence invisible” and to blame the victims – the women or girls – for what happens (“because of the way they behave, dress, or act; because a superior-subordinate relationship exists from which they may obtain a personal benefit [,] or for any other subjective reason”).
134. Indeed, the facts of this case and the concepts mentioned previously indicate that not only was there prior sexual harassment and abuse, but also sexual intercourse and that this behavior occurred over a period of time (supra para. 122), involving the continuity or reiteration of serious acts of sexual violence.Footnote 129
135. Furthermore, these acts occurred in a context in which Paola's vulnerability as an adolescent girl was heightened by a situation, which was not exceptional, of a lack of effective actions to prevent sexual violence in schools and address institutional tolerance.
136. It has already been noted that sexual harassment and abuse in schools was a “known problem” and yet, at the time of the facts, no effective measures were taken to prevent and punish this behavior (supra paras. 44 to 47). The State also admitted that, at that time, there were no adequate public policies for preventing such behavior or for reporting, investigating and punishing acts of sexual violence in educational institutions (supra paras. 16, 21, 23).Footnote 130
137. The Court notes that the expert witness Ximena Cortés Castillo considered that Paola belonged to a “vulnerable school community” because of her social situation and the conditions at her school.Footnote 131 Moreover, this “school community” tolerated the behavior of the vice principal who victimized Paola. Consistent with the situation described above (supra paras. 135 and 136), the Court also notes that various witnesses indicated that the abuse suffered by Paola was not isolated, since other similar cases had occurred at the school, and that the school's staff, including the principal, knew about Paola's relationship with the vice principal, or of its possible existence (supra paras. 50 and 51). However, there is no evidence to suggest that any action was taken to report that situation or to prevent its continuation or the consummation of acts injurious to the girl's rights. This, despite the fact that the vice principal's conduct would constitute an unlawful act as defined by the State's legislation (supra para. 126). To the contrary, there are indications of initial attempts by the school to conceal what was happening and even to blame and stigmatize Paola for it, saying that she was provoking the relationship with the vice principal. Also, after her death, there were even efforts to ensure his impunity.Footnote 132 According to a statement by one of Paola's classmates, the students at the school were “pressured by the president of the Teachers’ Association” to “support” the vice principal (supra paras. 63 and 65). This tolerance implied a failure to comply with the obligation to respect the human rights of Paola Guzmán Albarracín.
138. For their part, the representatives have affirmed that “the education received by Paola Guzmán did not include concepts related to her reproductive health or her right to autonomy and informed consent.” The State did not comment specifically on this point, but mentioned various policies it had implemented in this regard. For the most part, these were introduced after the facts of the case, and there is insufficient information on previous actions. Footnote 133 Therefore it cannot be ascertained that Paola received education or information on sexual or reproductive rights at school.
139. In this regard, the expert Muñoz Villalobos has emphasized the importance of sexual education and has indicated that, under current international standards, this may be considered as a human right in itself and an essential means to strengthen education in general. He added that several United Nations bodies have recognized the human right to a comprehensive sexual education and consider that it should be a mandatory component of schooling.Footnote 134 Thus, the right to education encompasses education on sexual and reproductive rights. According to the ESCR Committee, it “entails a right to education on sexuality and reproduction that is comprehensive, non-discriminatory, evidence-based, scientifically accurate and age appropriate.” Also, in relation to this right, States have an obligation to provide “comprehensive education and information,” taking into account “the evolving capacities of children and adolescents.”Footnote 135 This education must ensure that children have an adequate understanding of the implications of sexual and emotional relationships, particularly in terms of their consent to such relationships, so that they can freely exercise their sexual and reproductive rights.Footnote 136
140. In the instant case, Paola did not receive the education that would have enabled her to understand the sexual violence inherent in the acts to which she was subjected and did not have access to an institutional system that would have supported her in coping with or reporting that situation. To the contrary, this violence was validated, normalized and tolerated by the institution.
B.2.2 The discriminatory nature of the violence suffered by the victim
141. The violence to which Paola was subjected also entailed a form of discrimination. As mentioned previously, gender-based violence and violence against women are a form of discrimination (supra para. 113) prohibited by Article 1(1) of the American Convention. Sexual violence against girls not only reflects a prohibited form of discrimination based on gender, but can also be discriminatory based on age. Although that aspect is not explicitly contemplated in Article 1(1) of the American Convention, the provision prohibits discrimination based on “other social conditions” different from those listed which, in general, affect groups that are especially vulnerable. This applies to children,Footnote 137 who may be disproportionately and more severely affected by acts of discrimination and gender-based violence.Footnote 138In this regard, the Committee on the Rights of the Child considers that discrimination on the basis of any grounds, including “gender,” “whether overt or hidden, offends the human dignity of the child,” and is “capable of undermining or even destroying the capacity of the child to benefit from educational opportunities.”Footnote 139 For its part, the Court has indicated that “in the case of child victims of sexual violence, the impact can be exacerbated and they may suffer an emotional trauma that differs from that suffered by an adult, with extremely profound effects, in particular when the victim's relationship with the perpetrator is based on trust and authority.”Footnote 140
142. That said, by virtue of the obligation of non-discrimination, States are “obliged […] to adopt positive measures to revert or change discriminatory situations that exist in their societies which affect a specific group of persons.”Footnote 141 Consequently, “States need to invest in proactive measures to promote the empowerment of girls, challenge patriarchal and other harmful gender norms and stereotyping and promote legal reforms to address direct and indirect discrimination against girls.”Footnote 142 This duty is linked to Articles 19 of the American Convention and 7.c of the Belém do Pará Convention. Despite this obligation, prior to December 2002, there is no evidence that the State implemented policies aimed at having a positive impact on Paola's school environment and preventing or reverting gender-based violence against girls in an educational setting. Therefore, in Paola's case, the harassment and sexual abuse not only constituted acts of violence and discrimination in themselves, but also included many factors of vulnerability and risk of discrimination that intersected and were associated with her condition as a minor and a female. Moreover, these acts of violence and discrimination took place in a structural contextFootnote 143 in which sexual violence was a known problem in schools, yet the State failed to adopt effective measures to address it (supra para. 135). Therefore, as regards the human rights affected by the sexual violence suffered by Paola, the State failed to meet its obligations to respect and guarantee these without discrimination (supra paras. 109, 110, 111, and 117, and infra paras. 157 and 165).
B.2.3 Conclusion on sexual violence
143. Based on the facts examined so far, the Court concludes that Paola del Rosario Guzmán Albarracín was subjected, for more than one year, to sexual harassment, abuse and sexual intercourse by the vice principal of her school. This was a situation in which serious acts of sexual violence were committed against her in an educational establishment, by a public official who took advantage of his position of power and authority and of the victim's vulnerability, violating her right, as an adolescent woman, to live a life free from violence as well as her right to education. The violence Paola suffered was not an isolated incident; rather, it occurred within a structural context in which various factors of discrimination intersected, namely, the gender and age of the victim. Furthermore, this situation was tolerated by the State authorities, who failed to take adequate measures to address sexual violence in schools and to provide her with education on her sexual and reproductive rights, thereby increasing her situation of vulnerability.
144. The above situation implies, on the one hand, a direct violation of Paola's rights owing to the sexual violence committed against her and, on other, the tolerance of such violence by the State authorities. In both cases, this conduct shows that the State failed in its obligation to respect Paola's rights. Furthermore, as the State partially admitted, it did not fulfill its duty to ensure those rights because it failed to adopt measures to prevent and address sexual violence.
145. Finally, it should be noted that the representatives and the Commission have presented arguments related to Paola's supposed pregnancy and the alleged coercion to force her to have an abortion. While the medical evidence rejects the notion that she was pregnant, certain facts and expert opinions suggest that there was negligence in performing those tests. Consequently, there is not sufficient evidence to prove that she was pregnant.Footnote 144 In conclusion, the Court finds that evidence of the alleged pregnancy is insufficient, and therefore does not consider it proven.
146. Consequently, since it is not possible to ascertain whether or not Paola was pregnant, the Court cannot consider any circumstance or argument related to the termination of the pregnancy. Therefore, it will not examine arguments on alleged human rights violations related to that aspect.
B.3 Regarding the alleged torture
147. The Court will now examine arguments concerning Articles 5(2) of the American Convention and 1 of the Inter-American Convention to Prevent and Punish Torture, presented by the representatives, who affirmed that the sexual violence committed against Paola Guzmán violated those provisions since it entailed acts of torture.
148. While Article 5(1) of the American Convention establishes, in general terms, the right to personal integrity - physical, psychological and moral - Article 5(2) specifically prohibits torture or other cruel, inhuman or degrading treatment or punishment. Any violation of Article 5(2) entails a violation of Article 5(1).Footnote 145 According to the Court's case law,
the violation of a person's right to physical and psychological integrity is a category of violation that has different connotations of degree and ranges from torture to other types of humiliation or cruel, inhuman or degrading treatment, the physical and psychological aftereffects of which vary in intensity based on factors that are endogenous and exogenous to the individual (such as duration of the treatment, age, sex, health, context and vulnerability) that must be analyzed in each specific situation.Footnote 146
Based on Article 5(2) of the American Convention, “torture” should be understood as any act of abuse that: i) is intentional; ii) causes severe physical or mental suffering, and iii) is committed with any objective or purpose.Footnote 147 Furthermore, Article 1 of the Inter- American Convention to Prevent and Punish Torture reinforces the absolute prohibition of torture and the obligation of States to prevent and punish any act of torture or any attempt to commit torture or other cruel, inhuman and degrading treatment within their jurisdiction.Footnote 148
149. The Court has indicated that, in certain cases, some forms of sexual violence may constitute torture. However, to make this determination, it is first necessary to examine the specific circumstances of the case, such as the intentionality, the severity of the suffering and the purpose of the act.Footnote 149
150. The Court also considers that any analysis of ill-treatmentFootnote 150 should include a gender perspective, as this helps to analyze more precisely its nature, gravity and implications and, depending on the case, to determine whether it is based on discriminatory stereotypes.Footnote 151 In that regard, acts of sexual violence may be gender-specific, committed against women and girls.Footnote 152 When determining the suffering inflicted by ill-treatment, “gender is a fundamental factor,” along with the age of the victim. The Committee against Torture has stated that “the female condition, combined with other distinctive characteristics or conditions of the person, such as [, inter alia,] age […], determine the ways in which women and girls suffer or risk suffering torture or mistreatment, and its consequences.”Footnote 153 For its part, the Committee on the Rights of the Child considers that the concepts of “torture and cruel, inhuman or degrading treatment” include serious acts of violence against children committed by “persons who have authority over the child […] the brutality of such acts often results in life-long physical and psychological harm and social stress.”Footnote 154 Thus, States have an obligation to take steps to prevent ill-treatment in schools and “institutions engaged in the care of children.”Footnote 155
151. In this case, it is clear that the sexual violence caused Paola severe suffering. In that regard, sexual violence has very serious implications for children. As mentioned below (infra para. 157), Paola's suffering became more evident after her suicide, showing the extent to which her psychological suffering had become unsustainable. The link between her suicide and the sexual violence inflicted on her is inferred from the letters Paola left, in which she clearly referred to her relationship with the vice principal, saying that she could no longer bear her suffering and for that reason swallowed poison. This is supported by the statements of the expert witness Ximena Cortés Castillo, who affirmed that the suicide in this case was linked to sexual violence and should be understood as “an impact [thereof]: Paola took her life under the pressure of guilt,” since what she was experiencing was “unbearable and unprecedented for her psychological capacity.”Footnote 156
152. Despite the foregoing, in order to classify an act as “torture” it is necessary to use the utmost rigor in determining its nature. Torture constitutes a particularly heinous attack on the dignity of a human being because the perpetrator intentionally inflicts severe pain or suffering on a powerless victim for a specific purpose, or uses methods designed to annul their personality or diminish their physical or mental capacity to achieve a specific purpose.Footnote 157 In the Court's view, the proven facts in this case are not sufficient to allow it to conclude that torture was committed in this case.
B.4 The State's responsibility for the violation of the right to life of Paola del Rosario Guzmán Albarracín
153. The Court will now consider whether the State may be held internationally responsible for violating the right to life of Paola del Rosario Guzmán Albarracín.
154. As the Court has already stated,
[…] the right to life plays a fundamental role in the American Convention, because it is essential for the exercise of the other rights. Compliance with Article 4, related to Article 1(1) of the American Convention, supposes not only that no one may be arbitrarily deprived of their life (negative obligation), but also requires States to take all appropriate steps to protect and preserve the right to life (positive obligation), in keeping with the obligation to ensure the full and free exercise of the rights of all persons subject to their jurisdiction. Consequently, States have the obligation to create the required conditions to ensure that no violations of this inalienable right occur and, in particular, the duty to prevent their agents from violating it.Footnote 158
155. Accordingly, it should be noted that owing to the essential nature of the right to life, restrictive approaches to it are inadmissible. This Court has indicated on several occasionsFootnote 159 that the fundamental right to life includes, not only the right of every human being not to be deprived of his life arbitrarily, but also the right that he will not be prevented from having access to the conditions that guarantee a dignified existence.”Footnote 160 For its part, the Human Rights Committee has stated that “[t]he right to life is a right which should not be interpreted narrowly. It concerns the entitlement of individuals to be free from acts and omissions that are intended, or may be expected, to cause their unnatural or premature death, as well as to enjoy a life with dignity.”Footnote 161
156. The effects of violence on children may be extremely serious. Violence against a child has numerous effects including, “psychological and emotional consequences (such as feelings of rejection and abandonment, impaired attachment, trauma, fear, anxiety, insecurity and shattered self-esteem),”Footnote 162 which can even lead to suicide or attempts at suicide. In that regard, the Committee on the Rights of the Child has stated that it is “very concerned about the high rate of suicide among [adolescents]”, and that “these may be related to, inter alia, violence, ill-treatment, abuse and neglect, including sexual abuse.”Footnote 163 The relationships between adolescents with significant adults in their life are crucial for if these are improper, depending on the seriousness of the case, they may lead, directly or indirectly, to suicide.Footnote 164 The Human Rights Committee has stated that the “duty to protect life requires the States parties to take special measures of protection toward persons in situations of vulnerability” who are at “particular risk” because of “preexisting patterns of violence,” such as persons who are victims of “gender-based violence” which may “also include children.”Footnote 165 In relation to the right to life, the States must take “adequate measures” to “prevent suicide, especially among individuals in particularly vulnerable situations.”Footnote 166The obligation to protect children against violence encompasses “self-harm,” which includes “self-inflicted injuries, suicidal thoughts, suicide attempts and suicide.”Footnote 167
157. In the instant case, it is clear that the State not only failed to take action to protect Paola, but also failed to respect her rights, both directly through acts of sexual violence, but also through tolerance of this conduct by the school she attended. As a girl in a particularly vulnerable situation, Paola was subjected for more than one year of continued institutional abuse and violence of a discriminatory nature. It is clear that the sexual abuse inflicted great suffering on Paola which, as indicated previously (supra para. 151), became evident after her suicide. This took place on the very same day that her mother was summoned to a meeting at the school. Her suicidal behavior reflected the severity of her psychological suffering. The direct violation of the girl's rights and the institutional tolerance thereof clearly produced harmful consequences in her. Thus, the situation of violence, which was closely linked to her suicide, violated the right of Paola Guzmán Albarracín to a life with dignity.
158. Furthermore, when the school authorities became aware of the imminent risk to Paola's life after she had swallowed poison, the State failed to act diligently to try to save her life.
159. From the facts of this case it is clear that when Paola was at the school and the authorities found out that she had swallowed “diablillos,” they did not act with the required swiftness. Although Paola was taken to the infirmary, she did not receive any treatment and the school's Inspector General only urged her to ask God for forgiveness. Paola's schoolmates were the ones who called her mother, who arrived at the school nearly 30 minutes later and took her daughter to a hospital and then to the Clínica Kennedy, where she died the following day (supra paras. 53 and 54).
160. The aforementioned conduct by the State was not diligent, a conclusion that is distinct from the lack of medical care provided at the school. As the State has indicated, the “duty of care” demanded of a school in terms of health care cannot be compared to that expected of a hospital. However, the fact that the school authorities did not immediately transfer Paola to a health facility that could provide her with treatment, implies that they failed in their duty to assist someone whose rights they had an obligation to protect. Not only was Paola not provided with any medical care or treatment for almost 30 minutes, but no steps were taken to do so, despite her being in the State's custody and the authorities being aware that her physical integrity and her life were at risk. In this case, it is the latter situation, and not the lack of medical treatment at the school, which results in the State's responsibility in this case.Footnote 168
161. The State has claimed that, even if prompt action had been taken, Paola would probably have died because of the amount of poison she had swallowed. However, since this cannot be confirmed, the Court cannot consider that argument. The medical experts proposed by the State, doctors Barragán and Moya, explained that given the circumstances of this case, the most appropriate course of action would have been to immediately transfer the poisoned patient to a hospital. They added that if prompt and adequate care had been provided, there was a possibility that the patient's life could have been saved.
162. Based on the foregoing, it is clear that the State did not act with due diligence to ensure Paola's right to life. Also, the Court considers that although Paola experienced suffering while she remained at the school without proper medical care, the State's conduct in this regard was no different from that required to try to save her life. Therefore, it is not necessary to examine this point separately in relation to the right to personal integrity.
163. The Court notes that lack of due diligence in providing medical care to Paola when she arrived at the clinic has not been alleged or proven. Therefore, the lack of prompt treatment was related to the delay in transferring her to the health facility. Thus, the Court understands that this situation is directly connected with the duty to guarantee the adolescent's right to life. Although the unlawful conduct occurred in a State or public school, the respective actions were directly related to the protection of her right to life, and do not need to be examined in relation to other rights, such as the right to education.
164. Based on the foregoing considerations, the Court concludes that the State did not respect Paola's right to a dignified life and did not guarantee her right to life upon learning that she risked death, which was finally consummated with her suicide.
165. Accordingly, the Court concludes that Ecuador violated the right to life enshrined in Article 4(1) of the American Convention on Human Rights, in relation to the obligations established in Article 1(1) thereof, to the detriment of Paola del Rosario Guzmán Albarracín.
B.5 Conclusion
166. The sexual violence committed against Paola del Rosario Guzmán Albarracín, an adolescent girl, affected her right to a life free from violence, was discriminatory and deprived her of the possibility of independently deciding on her relationship with other persons and exercising her sexuality. It also violated her right to education which, as indicated, includes the observance of human rights in the context of the educational process. Likewise, it caused her severe suffering and influenced her decision to take her own life. Furthermore, the State failed to provide the necessary assistance to try to prevent her death.
167. Consequently, Paola's rights to life, personal integrity, private life and to education were impaired. The State failed in its duty to respect and guarantee these rights as a result of the sexual violence committed against her. Likewise, Ecuador failed in its duty to provide Paola, a young girl, with measures of protection, to prevent any violent act or practice against women and to ensure that its authorities, officials, employees, agents and institutions acted in accordance with this obligation. The State also failed to act with due diligence to prevent such violence and did not take the necessary measures to do so. The State's failure to fulfil its obligations to respect and guarantee rights implied a failure to fulfil its duty of non-discrimination.
168. Therefore, Ecuador violated Articles 4(1), 5(1) and 11 of the American Convention; Article 13 of the Protocol of San Salvador, in relation to Articles 1(1) and 19 thereof; and Articles 7.a, 7.b and 7.c of the Belém do Pará Convention, to the detriment of Paola del Rosario Guzmán Albarracín.
169. It has not been proven that Paola Guzmán Albarracín was subjected to torture; therefore, the State is not responsible for the violations alleged by the representatives of Article 5(2) of the American Convention on Human Rights and Article 1 of the Inter-American Convention to Prevent and Punish Torture. As to Paola's rights to health and personal liberty, the representatives alleged that these were impaired in relation to her supposed pregnancy, which has not been proven. Other arguments regarding those rights are included in the examination of the human rights violations declared. Consequently, the Court will not examine the arguments concerning possible violations of the rights to health and personal liberty. Furthermore, the arguments related to the violation of the right to equality before the law are included in the discrimination that has been determined, based on Article 1(1) of the American Convention.
170. Finally, the Court notes that the representatives have alleged the violation of the right to freedom of expression, established in Article 13 of the Convention, arguing, essentially, that Paola Guzmán lacked access to information on her sexual and reproductive rights. The representatives themselves made this point, linking it to her right to education, not to an autonomous or independent request for information. Thus, in the circumstances of this case, the Court considers that this matter is included in the arguments on the right to education, and does not need to be addressed separately. The representatives also alleged the violation of Article 13 related to the actions of some journalists. This argument was presented in the final written arguments, and is therefore time-barred and cannot be examined. Ecuador, therefore, is not responsible for the violation of Article 13 of the American Convention on Human Rights
VII.2 RIGHTS TO JUDICIAL GUARANTEES AND JUDICIAL PROTECTIONFootnote 169
171. In this chapter, the Court will refer to the alleged violations of the rights to judicial guarantees and judicial protection to the detriment of the relatives of Paola del Rosario Guzmán Albarracín. In Chapter IV, the Court indicated the scope of the State's acknowledgement of responsibility regarding the lack of due diligence of its judicial and administrative authorities. The Court understands that this acquiescence includes an acknowledgement of the violation of the rights to judicial guarantees and judicial protection though lack of diligent action. The Court will analyze other arguments related to those rights.
A. Arguments of the Commission and the parties
172. With regard to the judicial and administrative actions, the Commission argued that the State violated, to the detriment of Paola Guzmán's relatives, the rights to judicial guarantees and judicial protection, as well as the right to equality, in relation to the duty to investigate acts of violence against a woman, in breach of Articles 8(1) and 25(1) of the Convention and Article 24, as well as Article 1(1) thereof, and of Article 7.b of the Belem do Pará Convention. It argued that the authorities issued “several stigmatizing and stereotypical rulings” during the criminal proceedings, underscoring a failure in their “duty to investigate from a gender perspective and free from stereotypes and discriminatory prejudices.” It further indicated that the administrative and civil proceedings were not conducted with a gender perspective, in violation of the principle of equality and non-discrimination in access to justice.
173. The representatives agreed with the Commission's observations and argued that the State had also violated the principle of reasonable time, given the duration of the investigations and judicial proceedings related to the sexual abuse and death of Paola Guzmán. In addition, they considered that it violated Article 8 of the Inter-American Convention to Prevent and Punish Torture. They added that the compensation ordered in the context of the civil lawsuit was not implemented because “the judgment did not acquire the authority of res judicata, given that […] owing to irregularities by the court [,] in failing to settle the appeal lodged by the defendant [,] the proceeding was annulled. The representatives’ arguments regarding the civil proceedings are presented below (infra para. 197).
174. The State acknowledged its partial responsibility for the judicial and administrative actions, in the terms indicated previously (supra paras. 16, 21 and 23). As to the civil lawsuit for damages, it explained that the case was declared “abandoned” owing to the parties’ procedural inactivity after the annulment of the case, following the appeal against a judgment requiring the vice principal to pay USD$ 25,000.00 (twenty-five thousand United States dollars) in damages to Mrs. Albarracín. According to Ecuador, after the declaration of annulment, the case was returned to the judge of first instance to “consider the appeal filed by the accused.” It was at this point that the inactivity occurred; thus, it should be understood that the abandonment of the case implied the “withdrawal of the appeal filed” and that “the appealed ruling was final”. This meant that it was up to Mrs. Albarracín “to engage in procedural activity to secure execution of the judgment,” but that she did not do so, a situation that cannot be attributed to the State. It added that Mrs. Albarracín could have appealed the judicial decision that declared the case “abandoned.” The State also explained that under domestic law, the civil suit for moral damages is separate from any criminal action, and is not subject to any ruling in the latter case.
175. Ecuador also denied discrimination or the violation of the principle of equality before the law in the context of the judicial or administrative proceedings. It affirmed that there was “no discriminatory treatment based on a gender biasFootnote 170 [and that] the applicable legislation […] did not contain discriminatory provisions [and that] even the Constitution in force at the time took into account the need to apply a gender perspective and [considerations] in favor of adolescents.” It added that “there were no obstacles to prevent [Paola's] relatives from initiating domestic proceedings in the criminal, civil and administrative courts.” It therefore rejected allegations that it had violated Articles 24 and 1(1) of the Convention.
B. Considerations of the Court
176. This Court has established that, pursuant to the American Convention, the States Parties are obliged to provide effective judicial remedies to the victims of human rights violations (Article 25). Such remedies must be substantiated in accordance with the rules of due process of law (Article 8(1)), all in keeping with the general obligation of the States to ensure the free and full exercise of the rights recognized by the Convention to every person subject to their jurisdiction (Article 1.1).Footnote 171 The Court has also indicated that the right of access to justice must ensure, within a reasonable time, the right of the alleged victims or their next of kin to do everything necessary to know the truth of what happened and to investigate, prosecute and punish, as appropriate, those eventually found responsible.Footnote 172
177. In cases of violence against women, the general obligations established in Articles 8 and 25 of the American Convention are supplemented and enhanced for those States that are party to the Convention of Belém do Pará by the obligations derived from this specific inter-American treaty. Article 7.b of this Convention specifically requires the States parties to apply due diligence to prevent, punish and eradicate violence against women.Footnote 173 Thus, when an act of violence is committed against a woman, it is particularly important that the authorities in charge of the investigation conduct it with determination and efficacy, taking into account their duty to society to reject violence against women and the State's obligation to eradicate it and ensure that victims have confidence in the institutions established by the State for their protection.Footnote 174
178. The Court has indicated that the obligation to investigate and the corresponding right of the alleged victim or of his relatives does not derive solely from the conventional norms of international law that must be observed by the States Parties, but also from their domestic legislation that makes reference to the duty to investigate certain unlawful acts, and from the norms that allow the victims or their family members to report or file complaints, evidence or petitions or undertake any other action for the purpose of participating in criminal proceedings in order to establish the truth of the events.Footnote 175
179. The Court will analyze the arguments of the parties and of the Commission in the following order: a) reasonable time of the investigation, b) the use of gender stereotypes, c) the civil lawsuit for damages; and d) conclusions.
B.1 Reasonable time of the investigation
180. The Court has indicated that the right of access to justice entails an effective investigation of the facts and the determination of the corresponding criminal responsibilities, as appropriate, within a reasonable time, since a prolonged delay may, in itself, constitute a violation of judicial guarantees.Footnote 176
181. Although it is true that, in order to assess the reasonable time of an investigation and a trial, the Court must generally consider the overall duration of the proceedings until the final judgment is handed down,Footnote 177 in certain special situations it may be pertinent to make a specific assessment of the different stages.Footnote 178 This Court has established that four elements must be taken into account in determining whether the guarantee of reasonable time is met, namely: a) the complexity of the matter, b) the procedural activity of the interested party, c) the conduct of the judicial authorities, and d) the adverse effect of the duration of the proceedings on the legal situation of the person involved.Footnote 179
182. First, regarding the complexity of the case, it should be noted that an investigation into sexual violence has elements of complexity when the victim cannot provide a statement. The Court also notes that this case concerns a single victim and that the State learned of the facts soon after they occurred, which facilitated the gathering of useful medical evidence and of various relevant testimonies. Therefore, the Court finds that a moderate level of complexity exists in this case given that, despite the difficulty indicated, there were no major obstacles to an effective investigation of the facts.
183. Regarding the procedural activity of the interested parties, the Court finds no evidence that Paola's relatives acted in a manner that would have complicated the progress of the investigations. To the contrary, as is evident from the proven facts, they filed the complaint and actively promoted the proceedings, pointing out various possible elements of evidence. Even the motion of recusal filed by Paola's mother on November 10, 2003 (supra para. 72) cannot be construed as an act that could delay the proceedings; to the contrary, it was filed precisely because Mrs. Petita Albarracín considered that unjustified delays were occurring.
184. As to the conduct of the judicial authorities, based on the State's acknowledgement, it has been determined that the State did not follow the principles of due diligence in several respects. The Court also notes that there were delays in the investigations owing to the inactivity of the authorities. The investigation began in December 2002, and the statute of limitations of the criminal action was declared on September 18, 2008 (supra para. 78). Of the nearly five years and nine months that the criminal proceedings lasted, there was no activity between October 5, 2005, when the proceedings were suspended (supra para. 77), and September 18, 2008, when the statute of limitations was declared in this case. Although the suspension of the proceedings implies, precisely, the cessation of actions, in this case the State has recognized that the defendant was a fugitive from justice and that the authorities took no steps to find him, which prompted the prescription of the criminal action (supra paras. 16, 21 and 23). In this respect, the Court finds that the State did not act with due diligence to locate the vice principal and bring him to trial, and therefore finds it pertinent to consider the time elapsed since the suspension of the proceedings. Moreover, prior to that, the final act carried out by the State authorities was on September 22, 2004, when they ordered an increase in the amount of the surety for the defendant (supra footnote 69).Footnote 180
185. Regarding the effect of the duration of the proceedings on the legal situation of the person involved, this Court has established that if the passage of time has a significant impact on the judicial situation of the individual, the proceedings must be carried out more promptly so that the case is decided as soon as possible.Footnote 181
186. In this case, which involved a girl who was the victim of sexual violence, the judicial authorities should have acted with the utmost diligence during the investigations and legal proceedings. The speed of their actions was essential to achieve the primary objective of the judicial proceedings: to investigate and punish the person responsible – a public official - for the sexual violence suffered by Paola, and enable her family to learn the truth of what happened to her and put an end to the humiliation, stigma and prejudice they continued to suffer as a result of the caseFootnote 182 (infra para. 189). This objective was not achieved and, with the passage of time, resulted in the prescription of the criminal action and the consequent impunity of the acts. Bearing this in mind, the Court finds that there is sufficient evidence that the prolongation of the investigations and the proceedings in this case significantly affected the legal situation of Paola Guzmán's relatives, since the delay in settling the case affected their daily lives and their possibilities of knowing the truth of what happened.
187. Accordingly, and considering the State's acknowledgement of its lack of diligence in arresting the vice principal and admitting that no substantive investigations were conducted after September 22, 2004 (supra para. 184), it is clear that the State authorities are responsible for the procedural inactivity during at least four of the nearly six years that the proceedings lasted. This is sufficient for the Court to consider that the proceedings exceeded a reasonable time.
B.2 Use of gender stereotypes
188. The Court reiterates that gender stereotyping refers to:
“a preconception of attributes, behaviors or characteristics possessed by, or roles that are or should be played by, men and women, respectively, and it is possible to associate the subordination of women to practices based on socially dominant and persistent gender-based stereotypes. In this regard, their creation and use becomes one of the causes and consequences of gender-based violence against women, a situation that is exacerbated when they are reflected, implicitly and explicitly, in policies and practices, particularly in the thinking and language of the State authorities.”Footnote 183
189. Based on these considerations, it is clear that Ecuador's criminal justice system assessed Paola's death and the sexual violence committed against her in the context of a legal system that was discriminatory with regard to gender, and did not consider her special situation of vulnerability as a girl subjected to violence by a teacher. These stereotypes and prejudices influenced the outcome of the process, inasmuch as the decisions did not take into account a gender perspective, based on the principles of the Belém do Pará Convention. Stereotyping “compromises the impartiality and integrity of the justice system, which can, in turn, lead to miscarriages of justice,” and may result in the denial of justice, including the revictimization of complainants.Footnote 184
190. In this case, the Superior Court of Justice of Guayaquil (supra para. 76), in its ruling of September 2, 2005, found that no crime of sexual harassment was committed because the vice principal “did not pursue Paola Guzmán. Rather, she was the one who sought favors from him as an educator,” this being the “reason for the seduction.” In this same ruling, the court understood that the vice principal's conduct amounted to “rape,” explaining that in this crime the seduction is aimed at “achieving consent and carnal intercourse with an honest woman.” It based its affirmations citing specialized doctrine, which explains that “[a]n essential element [of the crime] is the `maidenhood´ of the rape victim, a ‘maiden’ being understood as […] a young woman of virtuous life prior to the fact, regardless of whether she has conserved her virginity.” The judicial ruling made reference to the criminal definition of “rape” which, under the laws in force at the time of the facts, required the victim to be an “honest woman” in order to configure that crime (supra footnote 70).
191. The Court considers that this decision clearly reflects a biased analysis based on gender preconceptions. First, because it dismisses a crime based on a judgment of the victim's alleged conduct, making her responsible under the notion of “seduction.” This shows that the ruling understood that the fact of seeking “academic favors” implied, per se, that the victim engaged in acts of “seduction,” implicitly attributing to her, at least partially, responsibility for what finally occurred. This view of women – or, in this case, a girl - as “provocative” permits sexual violence and discrimination exercised through harassment, absolving the perpetrator of responsibility for it. Regarding the latter, it should be noted that, although the ruling attributes a crime to the vice principal, it dismisses the crime of sexual harassment. Thus, the decision implicitly validated sexual harassment against a girl, since it did not consider that this conduct includes “grooming” for subsequent abuse, in which the perpetrator takes advantage of a relationship of power, as noted previously (supra paras. 130 to 132).
192. Furthermore, in defining the perpetrator's conduct as “rape,” the Superior Court of Justice of Guayaquil referred to the requirements of “honesty” and “maidenhood,” which imply an assessment of the victim's previous conduct. In other words, it amounts to a conceptual judgment of the victim prior to the evaluation of the aggressor's actions. Thus, the crime is configured in the measure that the affected woman meets certain standards of behavior based on gender preconceptions or biases regarding the conduct supposedly expected of a woman merely because she is a woman.
193. In this regard, the Court recalls that a difference in treatment is discriminatory when it has no objective or reasonable justification; in other words, when it does not pursue a legitimate purpose and there is no proportionality between the means used and the objective pursued. Thus, the burden of proof falls on the State, which must demonstrate that the difference in treatment between the victim of a crime who meets the requirement of “honesty” and “maidenhood,” and another who does not, is justified, without basing its decision on stereotypes.Footnote 185
194. Notwithstanding the foregoing, and recognizing that Ecuador's current legislation has suppressed discriminatory concepts regarding rape, the Inter-American Court considers that the decision of the domestic court had a negative impact on the proceedings by preventing a proper assessment of the harassment attributable to the vice principal. It did so, also, based on domestic legislation that was contrary to the Convention, as reflected in the concepts of gender described (supra paras. 188 to 193). Therefore, the harm caused by the domestic proceedings was related to a failure to observe the duty to adapt domestic law to the American Convention, pursuant to Article 2 thereof, and to ensure equal protection before the law, as established in Article 24 of the treaty, which “also prohibits discrimination derived from any inequality resulting from domestic laws or their application.”Footnote 186
195. The Court considers that the above conclusion is sufficient to demonstrate that certain decisions taken in the criminal proceedings influenced the outcome, skewed by the aforementioned gender biases (supra footnote 128 and paras. 188 to 190). Consequently, it concludes that those actions were not executed with a gender perspective, and therefore failed to comply with the duties mandated by the Belem do Pará Convention. The Court does not consider it necessary to examine further arguments by the Commission and the representatives in this regard.
B.3 Civil lawsuit for damages
196. The Court notes that on June 7, 2005, following the civil lawsuit filed by Mrs. Petita Albarracín against the vice principal, the latter was ordered to pay compensation to the plaintiff. After numerous legal actions and appeals, the case was declared abandoned on July 16, 2012. (supra para. 81).
197. The representatives have argued that the Twenty-third Court's declaration of abandonment of the case created an obstacle to providing reparation to Paola's mother. They alleged that the ruling ordering compensation was not executed because it did “not acquire the authority of res judicata” and, in turn, emphasized that institutional obstacles brought Mrs. Albarracín to “breaking point,” which prevented her from continuing with the “eternal litigation.” The State affirmed that, despite the court's declaration of abandonment, the ruling granting Mrs. Albarracín compensation was final and did not prevent her from pursuing the relevant legal actions to secure its implementation.
198. The Court notes, in the first place, that the representatives’ arguments are not clear because, on the one hand, they seem to argue that it was legally impossible to execute the judgment (since it did not acquire authority of res judicata) and, on the other, they state that this was due to circumstantial reasons.Footnote 187
199. In addition to the lack of clarity in the arguments of the representatives, the Court notes the State's argument that the “declaration of abandonment” of the case did allow for the execution of the judgment. Thus, there appears to be a dispute between the parties as to whether or not it was legally possible to execute the judgment, a dispute that concerns aspects of domestic law. No evidentiary elements or arguments have been presented to this Court to suggest that such aspects violated the right of access to justice.
200. In conclusion, the Court does not have sufficient elements to determine that the civil lawsuit filed to seek compensation for moral damages implied the violation of rights recognized by the applicable provisions of international law.
B.4 Conclusion
201. Bearing in mind the aspects acknowledged by the State, this Court finds that in this case the right of access to justice of the relatives of Paola Guzmán Albarracín was impaired, resulting in impunity. This was due to the prescription of the criminal proceedings, which was attributable to the State's inaction, especially its lack of diligence in arresting the fugitive defendant. Moreover, the unpunished acts were committed by a public official, directly implicating the State's international responsibility for human rights violations, including the right to live a life free from violence. For those reasons, the State should have acted with strict diligence in the investigation in order to remedy the internationally unlawful act through the application of legally established consequences.
202. Therefore, based on the foregoing reasons, the Court concludes that the State violated the rights to judicial guarantees and judicial protection recognized in Articles 8(1) and 25(1) of the American Convention on Human Rights, in connection with the right to equal protection under the law, pursuant to Article 24, and with the duty to fulfil the obligations established in Article 1(1) thereof without discrimination, as well as the obligation to adopt provisions of domestic law established in Article 2 of the Convention; in addition, the State violated Article 7.b of the Convention of Belém do Pará, all to the detriment of Petita Paulina Albarracín Albán and Denisse Selena Guzmán Albarracín.Footnote 188
203. The Court does not find that Paola Guzmán Albarracín was subjected to torture, and therefore will not analyze the State's duty to investigate this matter based on the Inter-American Convention to Prevent and Punish Torture. Therefore, Ecuador is not responsible for the violation of Article 8 of this treaty.
VII.3 RIGHT TO PERSONAL INTEGRITY OF THE RELATIVES OF PAOLA GUZMÁN ALBARRACIN
A. Arguments of the Commission and of the parties
204. The Commission established that “Paola's death constitutes, in itself, a source of suffering for her relatives, as does the fact that Mrs. Petita was shown her daughter's opened body, during the autopsy.” It added that her suffering as a mother was aggravated by the lack of diligence in the judicial actions. Consequently, it considered that her right to personal integrity was impaired, specifically her “mental and moral integrity.” Thus, it considered that the State violated Article 5(1) of the Convention in relation to Article 1(1) of that instrument.
205. The representatives emphasized that, “both [Mrs.] Petita and Denisse have endured psychological and moral suffering [after] the loss of a daughter and a sister, respectively, resulting from the constant harassment that Paola suffered at school.” They added that Mrs. Petita's physical and mental health was seriously affected, along with her life project and her relationship with her daughter Denisse. In the case of Denisse, they indicated “that Paola's death affected [her] very much” and that “her childhood was changed, it was not normal.”
206. The State denied its responsibility for affecting the right to personal integrity of Paola's family members and, therefore, for the alleged violation of Article 5(1) of the Convention. It considered “understandable the suffering caused by the death of a loved one;” however, based on its previous arguments (supra para. 102), it denied responsibility for her death. It also denied that “the State's lack of action [had] aggravated” their situation, arguing that it had provided an “immediate response” and that Paola's family “had all available remedies to resolve their specific legal situation.” It emphasized that “a reasonable and effective official investigation” was carried out and that her relatives had participated “not only in the criminal and administrative proceedings, but also in civil court by filing an ordinary lawsuit for moral damages.”
B. Considerations of the Court
207. The Court has repeatedly affirmed that the family members of victims of human rights violations may, in turn, be victims.Footnote 189 In this regard, the Court has indicated that it can declare a violation of the right to physical and moral integrity of the direct next of kin of victims of certain human rights violations by applying a iuris tantum presumption with regard to mothers and fathers, sons and daughters, husbands and wives, and permanent domestic partners, as well as brothers and sisters,Footnote 190 provided that this corresponds to the particular circumstances of the case. Regarding those direct relatives, it is for the State to rebut that presumption.Footnote 191 On this matter, the Court has considered that the right to mental and moral integrity of the victims’ next of kin has been violated because of the additional anguish they have suffered as a result of the particular circumstances of the violations perpetrated against their loved ones and because of the subsequent acts or omissions of State authorities with regard to the facts.Footnote 192
208. The Court also points out that the State accepted that the rights of Paola Guzmán's family members may have been impaired (supra para. 17). Although the State denied responsibility in this regard, it did so assuming that its conduct was appropriate; however, in the preceding chapters it has been demonstrated that the State violated Paola's rights, as well as those of her relatives, through its judicial and administrative actions.
209. The Court finds that, according to the evidence in the case file and information presented at the public hearing, Paola's relatives not only suffered as a result of her death and because of the human rights violations she endured previously, but also because their personal integrity was harmed by one or several of the following circumstances: i) the lack of assistance provided by the school after Paola swallowed white phosphorus, which forced Mrs. Petita to transfer her daughter, by her own means, to the nearest health center (supra paras. 158 to 160); and ii) the duration of the legal proceedings (supra para. 187) and the continued impunity of those responsible for the facts after nearly 18 years. Footnote 193
210. Also noteworthy is the inappropriate action of the forensic examiner in presenting Paola's opened body to her mother during the autopsy (supra para. 55). Such conduct must have been highly shocking to Mrs. Albarracín and caused her intense suffering. During the public hearing, she recalled that the doctor, “with no concern for the pain I felt, made me go into [the place] where I saw my daughter lying naked on a table with her body opened up, with all her organs there and he showed me a small fleshy area and said: ‘ma'am, here's your daughter's uterus, there's no pregnancy.’”
211. Consequently, the Court confirms that: i) Mrs. Petita Albarracín suffered psychological anguish as a result of her revictimization after her daughter's medical autopsy;Footnote 194 ii) Mrs. Petita Albarracín suffered deep emotional effects from her daughter's death, as did Denisse Guzmán from the death of her sister;Footnote 195 and, iii) both suffered from the “social misrepresentation of Paola's image and because her memory became the target of a wide variety of offensive and derogatory stigmas and prejudices.”
212. Specifically, Mrs. Petita Albarracín said that the vice principal's actions “destroy[ed] the life of [her] daughter, [her own life] and that of [her] family.” She added that, after those events, her “life fell apart” and that she suffered “so much humiliation”Footnote 196 during the judicial and administrative proceedings. Finally, she indicated that “it was terrible […] because it was such a tough fight, so great that [[…]she] no longer wish[ed] to continue.” It should also be noted that, according to Ximena Cortés Castillo's expert opinion, Paola's mother and sister both “suffer from chronic unresolved grief,” a process of loss that has not ended, despite the time elapsed.Footnote 197
213. For her part, Denisse Guzmán Albarracín said she noticed that her mother was “different, sad and despondent.” She added that Mrs. Petita Albarracín “became ill, she changed completely, she became a cold person, less expressive in her affection,” which affected Denisse Guzmán's childhood and adolescence. After her sister's death and without the comfort of her mother, Denisse said she endured the pain “practically alone and in silence.”Footnote 198 Denisse said she felt “very lonely” after Paola's death, which “affected [her] a lot.” She added that she felt “very distressed” when she saw her sister in the coffin with her face still “opened […] sewn up” after the autopsy. She said that her mother became “over-protective because she [was] afraid that the same would happen to [her] as happened to [her] sister.” Denisse added that she had difficulties in trusting people, especially men. “I had a lot of mistrust and fear of the teachers [and] school friends.” Finally, she emphasized that her pain “is very deep.”
214. Based on the foregoing, this Court concludes that the State is responsible for the violation of the right to personal integrity, recognized in Article 5(1) of the Convention, in relation to Article 1(1) of that instrument, to the detriment of Petita Paulina Albarracín Albán and Denisse Selena Guzmán Albarracín.
VIII REPARATIONS
215. Based on the provisions of Article 63(1) of the American Convention, the Court has indicated that any violation of an international obligation that has produced harm entails the obligation to provide adequate reparation, and that this provision reflects a customary rule that constitutes one of the fundamental principles of contemporary international law on State responsibility.Footnote 199 This Court has also established that reparations should have a causal nexus with the facts of the case, the violations declared, the harm proved, and the measures requested to redress the respective harm. Therefore, the Court must observe the concurrence of these factors to rule appropriately and according to the law.Footnote 200 In the instant case the Court considers that the reparations must include an analysis that considers not only the right of victims to obtain redress, but also one that incorporates a gender perspective and a child-oriented approach, both in its formulation and in its implementation.
216. Consequently, based on its considerations on the merits and the violations of the Convention declared in this judgment, the Court will proceed to examine the claims presented by the Commission and the victims’ representatives, together with the corresponding observations of the State, in light of the criteria established in its case law on the nature and scope of the obligation to make reparation, in order to establish measures to redress the harm caused to the victims.Footnote 201
A. Injured party
217. Under the terms of Article 63(1) of the Convention, this Court considers as injured party anyone who has been declared a victim of the violation of any right recognized therein. Therefore, the Court considers Paola del Rosario Guzmán Albarracín, her mother Petita Paulina Albarracín Albán and her sister, Denisse Selena Guzmán Albarracín, as the “injured parties.”
B. Request for an investigation of the facts
218. The Commission asked the Court to order the State to conduct the pertinent investigations and criminal proceedings, with due diligence and within a reasonable time, in order to individualize, identify, prosecute and, as appropriate, punish those responsible for the facts. It also considered that the State should not cite the guarantee of ne bis in idem to justify a failure to comply with the recommendation to investigate, given that the statute of limitations declared in the criminal proceedings resulted from a criminal investigation and proceedings that were incompatible with the American Convention. It also asked that the corresponding administrative, disciplinary or criminal sanctions be applied for the actions or omissions of the State officials who contributed to the denial of justice and to the impunity of the actions in this case.
219. The representatives requested an investigation to determine criminal, administrative and any other responsibilities arising from the acts of harassment and sexual abuse committed against Paola, the arbitrary interference in her private life and the “torture” that they alleged had occurred, as well as her death, all within a reasonable time. They asked that the investigation be carried out by officials trained in assisting victims of gender-based discrimination and violence. In agreement with the Commission, the representatives requested that, given “the prevailing impunity” and that Paola was a “victim of acts of torture, sexual harassment, abuse and rape,” the Court decide in this case that “the prescription of the criminal action should not apply.” Consequently, they asked the Court to order the State to take the necessary steps to ensure that Paola's death and the sexual violence she suffered “does not remain unpunished […] and to fully restore the victims’ rights of access to justice and to the truth.”
220. Alternatively, if the Court should decide not to admit their petition, the representatives requested, in their final written arguments, that the Court order the State of Ecuador, as a measure of satisfaction, to create an independent interdisciplinary commission to analyze the facts of this case and, through a public report, make an official assessment of the events from a gender perspective, considering Paola Guzmán Albarracín as a child victim of sexual harassment, abuse and rape in the school context, and ensuring that “her image and memory be cleansed of all those gender stereotypes that blamed her for the facts, accusing her of `seducing’ the vice principal, and describing her as being ‘in love with him.” Likewise, they requested that this report take into account the context of sexual abuse, harassment and rape that prevailed at the Martínez Serrano High School, in which there were additional victims.
221. The State objected to the measure requested. It argued that it is not appropriate to alter domestic legal rulings since the Inter-American Court, as an international body, is not competent to reverse legal decisions issued by the domestic courts because it does not operate as a fourth instance. Therefore, it considered that that request to change legal decisions taken in “strict adherence to the domestic legal system is not appropriate.”
222. The Court considers that a future reopening of the criminal proceedings or of other proceedings of an administrative nature is not appropriate, despite the suffering caused by the impunity resulting from the violation of judicial guarantees and judicial protection declared in this case. In particular, the Court notes the absence of the most elemental rules of due diligence in the search, localization and prosecution of the accused, an aspect that is duly considered in the section on compensation.
223. The Court also notes that the representatives requested that Ecuador prepare a public report concerning events that occurred in the case of Paola Guzmán Albarracín, as a way of “cleansing her image and memory” (supra para. 220). The Court does not consider it appropriate to admit this request, since it was submitted extemporaneously. Nevertheless, it urges the State to consider this proposal, in common agreement with the victims and/or their representatives. The Court will not monitor implementation of this action.
C. Measures of rehabilitation
224. The Commission requested that the State provide, immediately and free of charge, psychological, psychosocial or psychiatric treatment, as appropriate, to the relatives of Paola del Rosario Guzmán Albarracín, if they so wish and in consultation with them. The representatives requested that this treatment include any medications required by Paola's relatives, taking into consideration the suffering of each one after an individual evaluation, and that it also include a comprehensive assessment of their physical health. The representatives also requested that the psychological therapy be provided by a psychologist specializing in gender issues and belonging to civil society, whom they named specifically.
225. The State pointed out that Mrs. Albarracín's rights to social security and medical treatment are adequately guaranteed and protected under the Constitution; therefore, there is no need for the Court to order measures of medical care. It added that “Mrs. Albarracín has access to social security” without discrimination.
226. The Court considers that the facts of this case affected the personal integrity of Mrs. Petita Albarracín and Denisse Guzmán Albarracín, causing them emotional and psychological distress (supra para. 214). Therefore, this Court orders the State to provide Petita Paulina Albarracín Albán and Denisse Selena Guzmán Albarracín with psychological and/or psychiatric treatment, free of charge, in a differentiated manner and for as long as necessary. This must include the provision of any required medication free of charge, and, if applicable, transportation and any other related and necessary expenses. The psychological and/or psychiatric treatment should also take into account the victims’ particular circumstances and needs, as agreed with them and following an individual evaluation.Footnote 202
227. The beneficiaries of this measure have six months from notification of this judgment to confirm to the State their willingness to receive psychiatric and/or psychological care. The State, in turn, has three months from the receipt of that request to provide the psychological and/or psychiatric care requested.Footnote 203
228. Finally, the Court notes that the State indicated that Mrs. Petita Albarracín has access to social security. In this regard, this Court points out that the State may provide the treatment required by the victims through the social security system, or through any type of State health service, provided that this complies with the measures ordered.
D. Measures of satisfaction
229. The Commission requested comprehensive reparation for the human rights violations declared, both in the material and moral aspects, including measures of satisfaction. The representatives requested various measures of satisfaction (infra para. 248), including the following: a) that the State publish “within six months of notification of this judgment, in an appropriate and legible font, the official summary of this judgment prepared by the Court in the Official Gazette, in a newspaper with wide national circulation, and on the web sites of the Attorney General's Office, the Ministry of Education, the National Secretariat of Justice and Human Rights [and] the Ministry of Public Health;” and b) hold a public act of acknowledgement of international responsibility and apology.
230. The State did not refer to these requests. However, as measures of reparation it offered to declare an official “National Day Against Sexual Violence in Schools” and to award a posthumous high school diploma to Paola Guzmán in the context of a public event (supra para. 17).
231. As it has done in other cases,Footnote 204 the Court decides that the State must publish, within six months of notification of this judgment, in an appropriate and legible font: a) the official summary of this judgment prepared by the Court, once, in the Official Gazette; b) the official summary of this judgment prepared by the Court, once, in a newspaper with widespread national circulation, and c) this judgment in its entirety, available for one year, on an official website of the Ministry of Education. The State must advise this Court immediately when it has issued each of the publications ordered, regardless of the one-year time frame for presentation of its first report, as established in the thirteenth operative paragraph of this judgment.
232. Also, as reparation for the harm caused to the victims and to prevent a repetition of the facts of this case, the Court considers it necessary to order the State to carry out, within a reasonable time, a public act of acknowledgement of international responsibility for the facts of this case, making reference to the human rights violations declared in this judgment. This public ceremony should take place in the presence of high-ranking State officials and with Mrs. Petita Paulina Albarracín Albán and her daughter Denisse Selena Guzmán Albarracín and/or their representatives. Furthermore, having regard to the State's proposal, during that public act or in another ceremony, the State shall award a posthumous high school diploma to Paola del Rosario Guzmán Albarracín, subject to a previous agreement with Mrs. Petita Paulina Albarracín Albán and/or her representatives. This event must take place within six months of notification of this judgment.
233. The State and the victims, and/or their representatives, must reach agreement on the manner in which this public act is to be executed, as well as details such as the time and place.Footnote 205 Also, as it has done in other cases,Footnote 206 the Court orders the State to publicize this event as widely as possible in the media, including by radio, television and in the social networks.
234. Regarding Ecuador's proposal to declare an official “National Day Against Sexual Violence in Schools,” the Court orders the State to implement that measure within a reasonable time, using a title that explicitly mentions the phenomenon of sexual violence against children in the educational context.
E. Guarantees of non-repetition
235. The Commission requested the following measures as guarantees of non-repetition:
(a) “Establish regulations and appropriate mechanisms for training, early detection, inspection, supervision and accountability in public and private educational institutions, in order to effectively prevent and respond to acts of sexual harassment in those institutions, including violence exercised through their health care services;
(b) Design protocols for the education and health sectors to facilitate “whistleblowing,” confidentiality and support for students who are victims or witnesses of acts of sexual violence;
(c) Include appropriate and timely information in mandatory teaching materials, suited to children's level of maturity and designed to provide them with tools for preventing and reporting cases of sexual violence;
(d) Implement educational and awareness-raising campaigns in public and private schools to address social and cultural patterns that normalize or trivialize sexual violence in schools.
236. The representatives requested that the State adopt the following measures of non-repetition:
(a) Training for public officials. i. Implementation, within one year, of permanent education and training programs for all professionals working in preschool, primary and secondary educational institutions, on topics of sexual violence, pregnancy, gender, human rights and prevention of acts of sexual harassment, particularly those based on relationships of power. This training should include references to this judgment. ii. Implementation of training based on a gender perspective for the detection, reporting and investigation of acts of sexual harassment. The representatives also requested that any standards established in this judgment be included in the continuous education and training programs or courses directed at individuals in charge of their criminal prosecution and judicialization.
(b) Design of a care strategy for victims of sexual violence in schools. Development of appropriate regulations and mechanisms for training, early detection, inspection, supervision and accountability in public and private schools, in order to effectively prevent and respond to situations of sexual harassment within those institutions.Footnote 207
(c) Inclusion of courses on sexual and reproductive rights in the curricula of all schools in Ecuador, in order to inform and educate children on their rights.
(d) Actions to ensure the availability of information on sexual violence in Ecuadorian schools. The representatives requested that the State take the necessary steps to produce annual official statistics to monitor the implementation of existing public policies on gender-based violence and on criminal, administrative and disciplinary complaints filed for sexual crimes committed against children and adolescents.
237. In its answering brief, the State considered that the measures requested by the representatives were unnecessary, given that the Ecuadorian authorities have already implemented domestic regulations and protocols in the area of sexual and reproductive rights. During the public hearing (supra para. 10), the State indicated that it has already developed tools to eradicate violence, based on preventive, reactive and corrective approaches. In its final written arguments it also described the actions taken to prevent and eradicate sexual violence within the Ecuadorian education system.
238. In its arguments, the State specified the actions it has carried out, grouping these as follows:
(a) Comprehensive care: i. Through Executive Decree N° 620 of November 2007, the eradication of gender-based violence was declared a State policy, and an interinstitutional Technical Committee was formed to draft the National Plan for the Eradication of Gender-based and Domestic Violence. ii. The Ecuadorian authorities have issued the following policies and ministerial agreements to guarantee the right to sexual and reproductive health: 1) Interinstitutional Cooperation Agreement 2017-2018 on comprehensive health care for child and adolescent victims of gender- based violence, prioritizing cases detected or committed within the national education system; 2) Sexual and Reproductive Health Plan 2017-2021, ensuring comprehensive and quality health care;Footnote 208 and 3) Intersectoral Policy for the Prevention of Pregnancy in Girls and Adolescents 2018-2025, implemented jointly by the Ministries of Public Health (MSP), Education, Economic and Social Inclusion and the Secretariat of Human Rights, aimed at ensuring universal access to information, comprehensive sex education and sexual and reproductive health services in order to promote free, responsible and health-based decision-making.Footnote 209
(b) Assistance for victims of sexual violence, Ministry of Public Health: I. In 2015, the Ministry of Public Health issued the Technical Standards on Comprehensive Care for Gender-based Violence (NTAIVG, for its Spanish acronym)Footnote 210 ii. In 2018 it issued regulations for the implementation of the Primary Assistance Service to strengthen the care provided to victims of violence based on the parameters of quality, warmth and particularly confidentiality. These regulations included the Mandatory Notification Form for Alleged Cases of Gender-based Violence and Serious Human Rights Violations which facilitates victims’ access to the National Justice System; iii. Two manuals have been produced since 2017 to ensure comprehensive assistance and sexual and reproductive health counselling.Footnote 211
(c) Protocol to address situations of violence detected or committed in the education system: i. In 2013 the State issued the Action Protocol to Address Situations of Violence Detected or Committed in the Education System, to be implemented by all personnel within the education system.Footnote 212 In 2017, the second version of the protocol was disseminated, which included conflict resolution strategies to tackle violence in schools, but excluded cases of sexual violence.Footnote 213 ii. In 2017, efforts to prevent sexual violence were coordinated through the Plan for Harmonious Coexistence and Culture of Peace.Footnote 214 iii. An Intervention Plan was implemented in 2017 as a “precautionary and temporary measure” to “resolve institutional conflicts and ensure institutional monitoring by the national education authorities.” iii. In February 2018 the Support and Restitution Plan was created to address situations of violence committed or detected in schools of the national education system, in order to effectively manage the Ministry of Education's efforts to guarantee support for children and adolescents affected by sexual violence.Footnote 215
(d) Training for public officials: i. A total of 59,129 teachers have received training on preventing and addressing sexual violence in schoolsFootnote 216. ii. Various “awareness- raising workshops” have been implemented with health professionals and public officials.Footnote 217 iii. Between April and July of 2019, 12 national workshops were held with professionals of the country's Student Counseling Departments to prevent and address violence in schools.
(e) Disseminating information on sexual and reproductive health and gender-based violence: i. Implementation of “sexual and reproductive health counseling services” and information campaigns to prevent sexual violence.Footnote 218 ii. The Ministry of Education organized “participatory workshops” for the prevention of gender-based violence, sexual violence and adolescent pregnancies. iii. Creation of the “Educando en familia” program that includes a module on preventing sexual violence in the family, by reviewing patterns, customs and parenting guidelines in homes that foster situations of sexual violence against children and adolescents. This program is being implemented in schools. iv. A campaign entitled “más unidos más protegidos” was implemented jointly by the Ministry of Education and the Ministry of Public Health in 2017, and disseminated at national level through 2,641 public events, with a total of 1,379,161 attendees.Footnote 219 v. Numerous information campaigns have been implemented with the aim of reducing levels of sexual violence in schools and informing students about how to exercise their sexual and reproductive rights. vi. Current study plans include two hours of teaching on topics such as self-esteem, conflict management and decision-making. In addition, schools have developed “coexistence codes” as tools to create environments that promote learning in a violence-free environment.
239. Ecuador also indicated that it has implemented the following actions: a) a computerized system to record cases of sexual violence reported in schools – REDEVI;Footnote 220 b) updated rules on the obligation to protect children and punish sexual offenses committed in educational establishments;Footnote 221 c) the Ministry of Education has adopted several plans, protocols and rules aimed at preventing and eradicating sexual violence in Ecuador's schools, such as the Comprehensive National Plan to eradicate sex offenses in the education system and others;Footnote 222 and d) different public policies for the prevention of sexual violence in schools. In that context, other actions include teacher training, prevention and support measures, dissemination of information, design of protocols and implementation of public policies and institutional coordination for effective detection and comprehensive protection.Footnote 223
240. In addition to the foregoing, the expert witnesses Cobos Velazco and Bustamante Torres stated that in 2006 the Ministry of Education began to implement various measures to prevent sexual violence in schools, such as the National Education Program on Sexuality and Love (PRONESA) and, based on ministerial decisions, the national plan for the eradication of sexual offenses in schools and the institutionalization of sexual education in national school curriculum; also, since 2012, teachers have received training on the prevention and eradication of sexual abuse in schools. The experts added that action protocols were introduced in 2013 to address violence in schools and tackle “all forms of violence that could affect any child or adolescent.” In that context, they mentioned a protocol adopted in 2017 to address sexual violence detected or committed in schools, including various actions for reporting cases to prosecutors’ offices and to the administrative authorities when the perpetrator is a “teacher or an authority.” This protocol also includes “accompaniment to the victim” as well as “psychosocial support” and “guarantees compliance with measures of protection and collaboration with investigation processes.” That same year, the Ministry of Education issued an “Action Guide” for the “care of children and adolescent victims of sexual violence committed or detected in schools of the National Education System.”
241. The recently appointed expert witnesses considered that “[t]hese regulatory instruments contribute significantly to processes of prevention, assistance and support for victims of sexual violence.” However, they indicated that the “plans, programs and projects” implemented in 2019 “do not include a statistical survey,” and that a report by the “Comptroller General regarding the National Plan to eradicate sexual offenses within the education system concluded that the Ministry of Education did not carry out continuous monitoring to ensure the implementation of this Plan.”
242. The Court notes that the Commission and the representatives have requested actions related to: a) training of public officials; b) prevention of acts of sexual violence in schools; c) care for victims of sexual violence in schools; d) teaching of sex education; e) education and awareness campaigns, and f) preparation and availability of information on sexual violence in schools.
243. In this regard, this Court appreciates the information presented by the State, which reflects a varied range of actions and regulations on this issue. The Court also notes that various measures mentioned by Ecuador are related to the requests of the Commission or the representatives, for example: a) in relation to training, the State organized various workshops and courses between 2018 and 2020 on violence in the education system; b) in relation to prevention of sexual violence, Ecuador has developed the Action Protocol to address violence detected or committed in the education system; c) regarding support for victims, in 2018 the State established the Support and Restitution Plan, and d) regarding education and awareness campaigns, it organized several workshops.
244. However, with regard to the provision and dissemination of information, although Ecuador mentioned that it has implemented a computerized system (REDEVI) to record cases of sexual violence, the expert report provided by the State also reveals a lack of statistical information on various pertinent plans, projects and programs. Also, as indicated in that same report, no “follow-up” actions have been carried out to ensure the implementation of the National Plan to eradicate sexual offenses in the educational system.Footnote 224
245. For the aforementioned reasons, this Court orders the State, within one year of notification of this judgment, to identify measures additional to those already under way, in order to correct and remedy any weaknesses detected in relation to: a) providing continuously updated statistical information on school-related sexual violence against children; b) detecting and reporting cases of sexual violence against children in schools, c) personnel training in the education sector to prevent and address sexual violence, and d) providing guidance, assistance and support to victims of sexual violence in schools and/or to their families. If considered appropriate, the State could seek the support of organizations such as the Inter-American Commission of Women or the Committee of Experts of the Follow-up Mechanism of the Belém do Pará Convention, to provide counseling or assistance that could be useful to comply with this measure. Also, based on the recommendations of the Committee on the Rights of the Child, the Court emphasizes the importance of children's involvement in the formulation of public policies of prevention.Footnote 225
246. The State shall inform the Court, within one year of notification of this judgment, of any measures it deems necessary to adopt. That information will be made available to the representatives, who may present their observations. Ecuador must begin to implement these measures, at the latest, within six months after submitting information on these to the Court, without prejudice to any other measures that this Court may order in the course of monitoring compliance with this judgment, based on the information and any observations submitted. The State must also adopt the regulatory, institutional and budgetary measures required to fully implement these provisions. The Court will ensure that that the measures ordered, in the terms indicated, are executed effectively.
F. Other measures requested
247. The Commission asked the Court to order the State to “ensure that the judiciary, the Public Prosecutor's Office and the national police responsible for conducting criminal investigations and proceedings on violence against women and girls, including sexual violence committed in schools and in health care services provided in educational institutions, receive appropriate training and institutional strengthening to investigate these matters with a gender perspective and with due diligence.”
248. The representatives requested the following additional measures for the “social rehabilitation” of Paola's mother and sister: 1) provide Denisse with a scholarship for university or post graduate studies of her choice, covering her enrolment, monthly fees, course materials and travel expenses, plus attendance at additional conferences and courses, if available, through the Ecuadorian Institute of Educational Credit and Scholarships (hereinafter, “IECE”), at the public or private educational institution of her choice, according to her personal interests, and for the entire duration of the course; 2) guarantee Mrs. Petita Albarracín's access to social security, with retroactive effect from 2002 and, in particular, ensure coverage of her retirement pension and funeral services; 3) offer Denisse a permanent job in one of the State institutions, appropriate to her professional profile (business administration), and preferably in the National Secretariat of Human Rights in Guayaquil;Footnote 226 4) ensure that the victims have access to housing of their choice, in an area of Guayaquil agreed with them, with suitable living conditions of quality, safety and hygiene; 5) rename the Reception Room for victims of sexual violence at the Martha Roldós Health Center in Area No. 9 of Guayaquil, using the name “Paola Guzmán Albarracín;” the wording of the plaque must be previously agreed with the petitioners, and the State must include an acknowledgement of its responsibility for the violations committed against Paola and her family, a commitment to prevent a repetition of the facts and mention the work of organizations that fight for women's rights, specifically naming CEPAM and CDR; and 6) erect a monument or public tribute in memory of the victims of sexual violence, in the Plaza de San Francisco or Plaza de la Independencia. In their final written arguments, the representatives specified that the monument should make reference to Paola Guzmán Albarracín. Also, as a guarantee of non-repetition, the representatives asked the Court to order Ecuador to strengthen the Judicial Police and its mechanisms for the location and capture of fugitive defendants, in order to improve the efficiency of intelligence work through interinstitutional coordination, making use of various State resources to minimize cases of prescription of criminal actions owing to the absence of the accused.
249. With regard to the requests for a scholarship, housing and a job for Denisse Guzmán Albarracín, the State considered that these measures do not serve the purpose of restoring the victim to the original situation before the unlawful acts were committed.
250. The Court does not consider it appropriate to order the measures requested by the Commission and the representatives to “strengthen” the institutional capacities of the police, the Judiciary or the Public Prosecutor's Office. This Court does not consider it proven that the facts of this case can be attributed to a lack of resources or training in those institutions. Furthermore, it considers that the measures of satisfaction and rehabilitation already ordered are sufficient. Therefore, it is not pertinent to order the additional “social rehabilitation” measures requested by the representatives (supra para. 248).
G. Compensation
G.1 Pecuniary damage
251. The Commission requested comprehensive reparation for the human rights violations committed, both in the material and the moral aspect, including measures of financial compensation.
252. The representatives asked the Court to order the State to pay the following amounts, in equity, for pecuniary damage arising from the death of Paola del Rosario Guzmán Albarracín: a) for consequential damage, the sum of USD$ 200,000.00 (two hundred thousand United States dollars) in favor of her family,Footnote 227 and b) for loss of profits, USD$ 56,502.00 (fifty-six thousand, five hundred and two United States dollars) in favor of Paola Guzmán's family, taking into account her life expectancy and the minimum wage in Ecuador at the time of her death.Footnote 228
253. The representatives also requested that the State guarantee compliance with the compensation for civil damages ordered in the domestic courts and ensure that this is paid by the vice principal to Paola's family.
254. The State considered that the representatives did not prove a direct causal link between the actions or omissions of its officials and Paola Guzman's death. Therefore, it argued that the Court should dismiss their request for compensation for expenses incurred as a result of her death, such as funeral expenses. With respect to loss of profits, the State requested that, if the Court should order this measure, the amount be calculated based on the period of employment, and not from the date of her death.Footnote 229 As to the ruling on compensation arising from the civil lawsuit against the vice principal, Ecuador held that the representatives’ claim would result in “double compensation,” since they were also asking the State to pay the total of the damages claimed.
255. In its case law, the Court has indicated that pecuniary damage involves the loss of or detriment to the victims’ income, the expenses incurred as a result of the facts, and the monetary consequences that have a causal nexus with the facts of the case.Footnote 230
256. This Court has determined that Ecuador violated the right to life of Paola del Rosario Guzmán Albarracín. Therefore, it must pay compensation for pecuniary damage arising from her death. In relation to consequential expenses, the representatives have not justified the amount claimed. However, it is reasonable to assume that expenses were incurred after Paola's death and in the efforts to obtain justice. Therefore, the Court considers their claim reasonable and establishes, in equity, compensation of USD$ 20,000.00 (twenty thousand United States dollars) for consequential damages. With respect to loss of profits, based on the information provided by the representatives on the amount of the minimum wage and life expectancy in Ecuador, which was not challenged by the State, and considering the period of time that Paola would have worked, the Court decides to set in equity, the sum of USD$ 50,000.00 (fifty thousand United States dollars) as compensation. Therefore, the State must pay the total sum of USD$ 70.000 (seventy thousand United States dollars). Said amount must be distributed, in equal parts, between Mrs. Petita Paulina Albarracín Albán and Denisse Selena Guzmán Albarracín.
257. On the other hand, the Court does not find that Ecuador is responsible for human rights violations specifically related to the civil lawsuit for damages pursued in the domestic courts. Therefore, it is not appropriate to order any measure or compensation in that regard.
G.2 Non-pecuniary damage
258. As indicated previously (supra para. 251), the Commission requested compensation for moral damages.
259. The representatives specified that the damages owed to the victims may be assessed under two headings: a) those related to the sexual harassment and abuse, torture and death of Paola Guzmán and b) those corresponding to the direct and prolonged suffering endured by Paola's relatives as a consequence of the impunity surrounding the facts and the loss of Paola.
260. With respect to the first component, the representatives requested that the Court order compensation for non-pecuniary damage of USD$ 80,000.00 (eighty thousand United States dollars), to be distributed in equal parts between Mrs. Petita Albarracín and Denisse Guzmán. As to the second component mentioned, the representatives requested that compensation be set at USD$ 30,000.00 (thirty thousand United States dollars) for each of the surviving victims.
261. The State indicated that the facts in this case do not constitute acts of torture, and that there is no causal link between the actions or omissions of the State agents and Paula's death. Therefore, it concluded that the State's responsibility in relation to the girl's death has not been proven and, consequently, this must be taken into account in assessing the non-pecuniary damage. The State also asked the Court to dismiss the unproven factual allegations in its assessment of the non-pecuniary damage, considering that it could hardly grant compensation for damages allegedly caused by an event of which it had no knowledge.
262. In its case law, the Court has developed the concept of non-pecuniary damage, and has established that this may include both the suffering and distress caused to the direct victim and his family, and the impairment of values that are highly significant to the individual, as well as alterations of a non-pecuniary nature that affect the living conditions of the victim or his family.Footnote 231
263. This Court considers that in this case, in which Paola del Rosario Guzmán Albarracín suffered serious acts of sexual violence that led to her suicide, it is evident that she experienced a high degree of suffering. It has also been established how these events affected Mrs. Petita Paulina Albarracín Albán and Denisse Selena Guzmán Albarracín, including the impunity surrounding this case, and their re-victimization through actions such as showing Mrs. Albarracín her daughter's body during the autopsy (supra para. 210). Therefore, the Court deems it pertinent to establish in equity, the sum of USD$ 110,000.00 (one hundred and ten thousand United States dollars) for non-pecuniary damage in favor of Paola del Rosario Guzmán Albarracín; the sum of USD$ 55,000.00 (fifty-five thousand United States dollars) in favor of Petita Paulina Albarracín Albán; and the sum of USD$ 45,000.00 (forty-five thousand United States dollars) in favor of Denisse Selena Guzmán Albarracín. The amount ordered in favor of Paola del Rosario Guzmán Albarracín shall be distributed, in equal parts, between Mrs. Petita Paulina Albarracín Albán and Denisse Selena Guzmán Albarracín.
H. Costs and Expenses
264. In their pleadings and motions brief, the representatives requested that the Court order payment totaling USD$ 96,593.49 (ninety-six thousand, five hundred and ninety-three United States dollars and forty-nine cents) for costs and expenses,Footnote 232 and provided supporting documentation for the expenses incurred. In their final written arguments, the representatives also presented details of the expenses incurred since the submission of their pleadings and motions brief and up until the public hearing, for a total of USD$ 15,637.31 (fifteen thousand, six hundred and thirty-seven United States dollars and thirty-one cents).Footnote 233 The representatives also requested that “future expenses” be taken into account, pointing out that the expenses indicated so far do not include all those that might be incurred during the remainder of the proceedings before this Court.
265. The State asked the Court to reject any receipts that are not duly justified, or those corresponding to expenses that were not strictly necessary to obtain justice.Footnote 234 It also argued that it should not have to pay expenses for personnel associated with the Center for Reproductive Rights, for whom no work contracts were attached and no justification was provided for their work. It added that CEPAM had attached receipts for a medical appointment (angiology) and medications for Mrs. Petita Albarracín, even though it could not identify a causal link between those expenses and the harm resulting from this case. The State further argued that the amount claimed by the representatives is excessive and has not been justified. It called for a detailed breakdown of the expenses and asked the Court to set a reasonable amount of between USD$ 5,000.00 (five thousand United States dollars) and USD$ 10,000.00 (ten thousand United States dollars).
266. The Court reiterates that, based on its case law, costs and expenses form part of the concept of reparation, because the efforts made by the victims to obtain justice, both at national and international level, entail disbursements that must be compensated when the State's international responsibility has been declared in a condemnatory judgment. Regarding the reimbursement of costs and expenses, it is for the Court to prudently assess their scope, which includes expenses incurred before the authorities of the domestic courts and those generated during the proceedings before the Inter-American system, taking into account the circumstances of the specific case and the nature of the international jurisdiction for the protection of human rights. This assessment may be based on the principle of equity, taking into account the expenses indicated by the parties, provided that their quantum is reasonable.Footnote 235
267. This Court has indicated that,
the claims of the victims or their representatives with regard to costs and expenses, and the evidence to support them, must be submitted to the Court at the first procedural opportunity granted to them; that is, in the pleadings and motions brief, without prejudice to these claims being updated subsequently, in keeping with the new costs and expenses incurred during the proceedings before this Court.Footnote 236
268. The Court also reiterates that it is not sufficient merely to forward probative documents; rather, the parties are required to include arguments that relate the evidence to the fact that it is considered to represent and, in the case of alleged financial disbursements, ensure that the items and their justification are clearly described.Footnote 237 The representatives provided receipts for expenses totaling USD$ 58,500.00 (fifty-eight thousand, five hundred United States dollars) from the Center for Reproductive Rights, and USD$ 8,618.00 (eight thousand, six hundred and eighteen United States dollars) from the organization CEPAM. However, the link between these expenses and the present litigation has not been proven in all cases.Footnote 238
269. Taking into account the amounts requested by each of these organizations and the receipts submitted for expenses, the Court sets, in equity, the total sum of USD$ 57,300.00 (fifty-seven thousand, three hundred United States dollars), which shall be distributed as follows: USD$ 50,000.00 (fifty thousand United States dollars) for the Center for Reproductive Rights and USD$ 7,300.00 (seven thousand, three hundred United States dollars) for CEPAM. These amounts shall be delivered directly to the named organizations. The Court notes that the representatives requested payment for costs and expenses directly to the victims, given that they were assisted by private attorneys “during the domestic proceedings” between 2002 and 2005 (supra footnote 232). However, the expenses related to their search for justice have already been considered as part of the pecuniary damages awarded, as requested by the representatives. Therefore, it is not appropriate to order the payment of costs and expenses in favor of the victims in this case. At the stage of monitoring compliance with this judgment, the Court may order the State to reimburse the victims or their representatives for any reasonable expenses incurred during that procedural stage.Footnote 239
I. Method of compliance with the payments ordered
270. The State shall make the payments for compensation of pecuniary and non-pecuniary damage, as established in this judgment, directly to the persons indicated herein, within one year of notification of this judgment, or it may bring forward the full payment, pursuant to the following paragraphs.
271. If the beneficiaries are deceased or die before they receive the respective compensation, this shall be delivered directly to their heirs, in accordance with the applicable domestic law.
272. The State shall comply with its monetary obligations through payment in United States dollars.
273. If, for reasons that can be attributed to the beneficiaries of the compensation or their heirs, it is not possible to pay the amounts established within the time frame indicated, the State shall deposit these amounts in an account or certificate of deposit in their favor in a solvent Ecuadorian financial institution, in United States dollars, and on the most favorable financial terms permitted by the State's law and banking practice. If the corresponding compensation is not claimed after ten years, the amounts shall be returned to the State with the interest accrued.
274. The amounts allocated in this judgment as compensation for pecuniary and non- pecuniary damage, and to reimburse costs and expenses, shall be delivered in full to the persons and organizations indicated, as established in this judgment, without any deductions arising from possible taxes or charges.
275. If the State should fall into arrears, it shall pay interest on the amount owed, corresponding to banking interest on arrears in Ecuador.
IX OPERATIVE PARAGRAPHS
276. Therefore,
THE COURT DECLARES,
Unanimously, that:
1. The State is responsible for the violation of the rights to life, personal integrity, the protection of honor and dignity and education, recognized in Articles 4(1), 5(1) and 11 of the American Convention and Article 13 of the Protocol of San Salvador, in relation to Articles 1(1) and 19 of the American Convention on Human Rights, and for failure to comply with the obligations to prevent and refrain from acts of violence against women, pursuant to Articles 7.a, 7.b and 7.c of the Belém do Pará Convention, to the detriment of Paola del Rosario Guzmán Albarracín, as established in paragraphs 109 to 144 and 153 to 168 of this judgment.
2. The State is responsible for the violation of the rights to judicial guarantees and judicial protection recognized in Articles 8(1) and 25(1) of the American Convention on Human Rights, in relation to the right to equality before the law, recognized in Article 24 thereof, and of the obligations recognized in Articles 1(1) and 2 of the Convention and Article 7.b of the Belem do Pará Convention, pursuant to paragraphs 171, 176 to 195, 201 and 202 of this judgment.
3. The State is responsible for the violation of the right to personal integrity, recognized in Article 5(1) of the American Convention on Human Rights, in relation to Article 1(1) of this instrument, to the detriment of Petita Paulina Albarracín Albán and Denisse Selena Guzmán Albarracín, pursuant to paragraphs 207 to 214 of this judgment.
4. The State is not responsible for the violation of the right not to be subjected to torture recognized in Article 5(2) and the right to freedom of thought and expression recognized in Article 13 of the American Convention on Human Rights, or for the violation of the obligations contained in Articles 1 and 8 of the Inter-American Convention to Prevent and Punish Torture, pursuant to paragraphs 147 to 152, 169, 170 and 203 of this judgment.
AND ORDERS:
Unanimously, that:
5. This judgment constitutes, per se, a form of reparation.
6. The State shall provide, free of charge and immediately, appropriate, timely and effective, psychological and/or psychiatric treatment to Petita Paulina Albarracín Albán and Denisse Selena Guzmán Albarracín, pursuant to paragraphs 226 to 229 of this judgment.
7. The State shall issue the publications indicated in paragraph 231 of this judgment.
8. The State shall hold a public act to acknowledge its international responsibility, in the terms indicated in paragraphs 232 and 233 of this judgment.
9. The State, in agreement with the victims, shall award a posthumous high school diploma to Paola del Rosario Guzmán Albarracín, if this is accepted by Mrs. Petita Paulina Albarracín Albán, pursuant to paragraph 231 of this judgment.
10. The State shall declare an official Day Against Sexual Violence in Schools, pursuant to paragraph 234 of this judgment.
11. The State shall identify and adopt measures to address sexual violence in schools, in accordance with the provisions of paragraphs 245 and 246 of this judgment.
12. The State shall pay the amounts established in paragraphs 256, 263 and 269 of this judgment as compensation for pecuniary and non-pecuniary damage, and to reimburse costs and expenses, pursuant to paragraphs 270 to 275 of this judgment.
13. The State, within one year of notification of this judgment, shall provide the Court with a report on the measures adopted to comply with it, notwithstanding the provisions of paragraph 231 of this judgment.
14. The Court will monitor full compliance with this judgment, in exercise of its authority and in fulfilment of its duties under the American Convention on Human Rights, and will close this case when the State has complied fully with all its provisions.
DONE, at San José, Costa Rica, on June 24, 2020, in the Spanish language
I/A Court HR. Case of Guzmán Albarracín et al. v. Ecuador. Merits, reparations and costs. Judgment of June 24, 2020.
