Patricia Thornton has written of post-Ming Chinese regimes that their moral principles and programs did not merely disguise concrete material or political interests, but shaped and were shaped by practices of governing (Thornton Reference Thornton2007, 2). Turning with this insight to Ming politics means recognizing the Mandate of Heaven ideology as more than a mask of authority hiding brute imperial power. Within the Mandate lay dynamic tensions in institutions, in discourse, and in personal relations that gave many Ming people a small, legitimate voice in politics. Buddhist rather than Confucian institutions and popular religion have been proposed as places where gentry and commoners respectively could assert public roles and engage in vigorous public discussion, contention, and compromise (Brook Reference Brook1993, 320; Katz Reference Katz1995, 6–7). I would like to focus on claims to a political participation even within the confines of Confucian ideology and state-focused institutions. Emperors and upper gentry had the most money and muscle, and shouted the loudest, but others also asserted the right to speak within the Mandate discourse.
Heaven granted its chosen agent, the emperor, immense authority, but always in tension with the idea that to deserve that authority he must be personally virtuous, heed the advice of educated and good men, and ensure the people's livelihood. These longstanding tensions within the ideology became acute in the Ming era. Two murderous early rulers strengthened imperial autocracy, and their successors often violently punished political speech even by high ministers (X. Zhang 2010). At the same time, Ming rulers spoke of heavenly principle and human sentiment as two sides of one coin: winning popular feeling meant holding the Mandate (Jiang 2011, 39). Dynastic law provided few institutional restraints on the emperor, but practices of remonstrance, self-culpatory edicts, and collective ministerial petitions, often referring to the “popular will,” checked some excesses (J. Li Reference Li2011, 84–85; Y. Li Reference Li2011, 22, 27–28; cf. Des Forges and Fang Reference Des Forges and Fang2006). The Ming founder asked for local opinion on magistrates to curb their corruption (Schneewind Reference Schneewind2002). Socioeconomic factors added further tensions to Ming ruler-minister-subject relations. As the economy and neo-Confucian teaching throve, unprecedented numbers of men took exams that certified their knowledge and virtue and earned them gentry status and the ability to compete for state office. They acted by turns as greedy or charitable members of the gentry-landlord class; as cutthroat factionalists and upright remonstrators against court abuses; and as lazy, bribable mandarins and conscientious administrators working hard for the people. Ming prosperity also meant both that wealthy families could oppress their neighbors despite those hardworking officials and that more commoners had a chance at literacy and social mobility.
Scholars have generally pointed out the productive limits to these tensions. No one proposed ending the Ming monarchy (Dardess Reference Dardess2011), even while gentry fought with the inner court over sovereignty, as Harry Miller (Reference Miller2009) has argued. Miller affirms that even gentry who said things like, “When the people's sentiment is lost, the Mandate of Heaven goes with it,” proposed only an alternate authoritarian system in which the “wise advisors” of the ideology, that is, the educated landlord class, set policy for the monarch (Miller Reference Miller2009, 90). Miller disposes of attempts to find incipient democracy in the Ming: “Both imperial power and gentry power claimed to rule the people, and in this dispute, the people could never be the victors; they could only be the prize” (2, 70–73). Not only commoners were silenced: in the bureaucratic monarchy, non-officials—whether gentry, members of military or mercantile or other local elites, or commoners—were “denied a legitimate voice in the decision-making processes in their native places” (Brook Reference Brook, Esherick and Backus Rankin1990, 28). Even officials who did explore popular opinion on local policies considered their own best judgment the true “popular opinion” (Rowe Reference Rowe2001, 69–72, 373–77 for a Qing case).
Yet I argue that amid the swirl of Ming power relations, Mandate discourse—already very old and layered, even saturated (Weller Reference Weller1994) with complex ideas about law, ritual, reciprocal emotion, righteousness outside of office, and the like—made possible a variety of claims to a legitimate political voice, just as Confucian family values enabled some young women to disobey their parents by insisting on lifelong chastity (Lu Reference Lu2008). Bureaucratic consultation with locals as part of the evaluation process fluctuated (Nimick Reference Nimick2008); ballot boxes were few (Fei Reference Fei2010, 48–49); and protests and petitions, while frequent, were fleeting (e.g., Fang Reference Fang2009; Fisher Reference Fisher1984; Kracke Reference Kracke1976). But one more durable form of political participation appears in a ubiquitous local institution: the “living shrine” (sheng ci). Such shrines in celebration of one local official also rebuked others, asserting the rights of the local elite and, at least rhetorically, commoners to judge policies and state personnel. While shrines to living officials dated back to the Han, they may have played new roles under what Des Forges (Reference Des Forges2003) has called the “populist” regime of the Ming, given that the founder himself had mandated locals to report to him personally on their magistrates (Schneewind Reference Schneewind2002). The present case study shows how the dynamic tension around Ming pre-mortem shrines produced arguments and practices legitimating local political participation within Mandate discourse.
Flattery and Sycophancy
Living shrines dotted the Ming landscape. They appear in Ming local gazetteers, the collected works of individuals, stele collections, biographical compilations such as Guochao xianzheng lu, and the Veritable Records of the imperial court. Pre-mortem shrines were normal (contra Goodrich and Fang Reference Goodrich and Fang1976, 775). Song scholar Cheng Dachang ([1123–95] 1991, 5/6–7) had complained:
To establish a shrine to someone who is still alive: this seems meaningless. When a person has already died, he needs a temple established so he can accept and enjoy sacrificial offerings. But in this instance, someone is still alive when a temple is built. Who is going to enjoy [the offerings]?
Only Cheng worried about the logic of making offerings to a living person, which fits with findings about Chinese religion: the lack of a need for a fully articulated logic of worship (Jordan Reference Jordan1972), the variety of views of life after death (Bokencamp Reference Bokencamp2007), and the fine line between gods and humans (Hansen Reference Hansen1990, 57). In fact, an enshrined Ming ex-magistrate's sore healed when his statue was repaired (Goodrich and Fang Reference Goodrich and Fang1976, 1356). And death turned pre-mortem shrines into post-mortem shrines overnight, so some sources list the two types together without distinction (A. Wang 1506, chap. 27). (That complicates counting, although, as with many phenomena, it appears that there were more living shrines in late Ming than earlier.) Pre- and post-mortem shrines shared a similar layout, offerings, and memorial purpose (Brown Reference Brown2007, 134–37; Neskar Reference Neskar1993, 23, 81–83). Yet the recipient's still being alive did cause a particular kind of unease: political.
The official Ming History treats the best-known living shrines, those to the late-Ming eunuch dictator Wei Zhongxian, with horror and derision (Fryslie Reference Fryslie2005, 104; T. Zhang et al. [1739] 1974, esp. 26/360/7868-70). But it also reports respectable pre-mortem shrines, for instance to early Ming officials Gu Cheng, military governor of Guizhou, and Tao An, a prefect popular for moderating taxes and protecting people from bandits and soldiers (T. Zhang et al. [1739] 1974, 13/144/4073-5, 13/136/3925-6). Wei's being alive in 1626 was not the issue; rather, his shrines shock by their number and extravagance, the crystal-clear sycophancy and abuse of power behind them, Wei's presumptuous position at court, his illiteracy, and possibly his not-quite-male gender. Perhaps taking their cue from this extreme case, many post-imperial historians treat all pre-mortem shrines as exemplifying only sycophancy, vanity, and cronyism: Kung-chuan Hsiao, for instance, argues that local gentry stage-managed living shrines and all other such honors to magistrates (Hsiao Reference Hsiao1960, 436–37).
Some late-imperial sources indeed justify scornful charges of corruption. Late-Ming missionary Matteo Ricci noted that “the cities are full” of shrines housing images of departing officials, built by themselves or their friends, even when they have “no claim to the honor” (Ricci Reference Ricci and Gallagher1953, 71, 243). The opera Peony Pavilion mocks a blowhard prefect awarded a living shrine (Volpp Reference Volpp, Der-wei Wang and Wei2005, 48). The early-Qing institutional thinker Gu Yanwu expressed a complaint that had appeared at least by 1530 when he described pre-mortem shrines as ubiquitous but often short-lived, meant merely to flatter an incumbent (Osabe 1944, 36; Zhao Reference Zhao2006, 128). Flattery meant personal relations leading to nepotism, factionalism, or other official corruption of the kind rulers feared would undermine the service to the people on which the Mandate depended. Historian Zhao Kesheng (Reference Zhao2006) argues that earlier living shrines truly expressed commoners’ gratitude to good officials, especially as tax reforms, local disturbances, and eunuch abuses unsettled the times; but that as later Ming officials began to demand shrines, the now-hollow honor burdened the people.
Early-Ming lawmakers, too, worried that the enshrinement of living men might produce flattery and abuses of power. They therefore outlawed undeserved living shrines, shrines to incumbents, those initiated by the official himself, and those not authorized by the government. Article 141 of the Great Ming Code (1397) reads:
In all cases where incumbent officials who have no governmental achievements erect stele or shrines without authorization, they shall be punished by 100 strokes of beating with the heavy stick. If they send other persons to praise their virtues fraudulently or to petition the throne [for erecting stele or shrines], they shall be punished by 80 strokes of beating with the heavy stick. For those who are sent by them, in each case the penalty shall be reduced one degree. (Jiang [1397] 2005, 97–98)
Shrines had to be both proper and authorized (the Tang already had a procedure [Lei 2004, 34]), so the law also implied the criteria for authorization. Living shrines were legal only for departing (not incumbent) local officials who truly had contributed to their jurisdictions (not those with no achievements), and whom grateful locals wished to honor with steles or shrines (not those who arranged for toadies to make the petition). Ming people knew and cited the law, and saw its loopholes (Zhao Reference Zhao2006, 127–28).
Shrines were legal. And Ming writers read about them in every dynastic history and in the works of famous literati, such as Sima Guang (Brown Reference Brown2007, 135). Yet they knew that the classics did not justify the institution directly; as thinker Zhan Ruoshui (1466–1560) put it, “Living shrines are not ancient” (Zhan [1580] 1997, 18/45-6). They substituted an indirect classical connection by referring to the Gantang tree in the Book of Odes, carefully preserved in memory of the lord who had meted out justice under its boughs:
Young and tender is this sweet pear-tree;
do not lop it or knock it,
for the Lord of Shao took shelter under it. (Mao #16, Waley Reference Waley1996)
By the time a Yuan scholar wrote that “upon reading the Gantang poem I knew why later generations made living shrines,” it had long been a cliché for a reciprocal relationship, local, but extended in time beyond the term of office (Zhao Reference Zhao2006, 126). A typical Ming example:
The commoners also say:
“We respect him like a god.”
The commoners also say:
“We love him like a parent.”
Now he has gone
the commoners cherish a legacy of love.
The spirit of Gantang
passed down for a thousand years.
Collect all His Honor's deeds;
engrave them on a pure stone.
Not that we boast about him!:
as a model for posterity. (Shen [1503] 1990, 660)
In Ming times, therefore, living shrines were common, honorable, and legal so long as the bureaucracy had authorized them as representing popular sentiment about the real contributions of an outgoing local official.
But the recognized possibility of abuse required combating skepticism about each particular living shrine's propriety. Steles surrounding shrines, presumably drawing on the petitions to the state, therefore present (retuned by the author) a number of voices: not only of the authorities, but also the local gentry, other local leaders, and commoners. Thornton (Reference Thornton2007) argues that it is precisely when trying to extend control that the state must explicitly articulate the basis of its authority. Similarly, justifying the propriety of a questionable institution may mean the open expression, even the evolution, of ideological claims. Steles for pre-mortem shrines speak of central autocracy delegating authority through bureaucracy, scholar-officials’ autonomous moral authority, and the legitimacy of local approval and disapproval of government.
Chu Bao's Living Shrine
In 1544, outside the north gate of the yamen of Linqu County, Shandong, locals built a shrine to former magistrate Chu Bao (js. 1529, Fengtai native). The case is fairly typical of shrines everywhere, and the gazetteer compiled eight years later contains sufficient records to make some explication possible, so a close look will illuminate some of the dynamics in pre-mortem shrines across the Ming empire. Chu's shrine stood near the Shrine to Eminent Officials that Chu himself had built during his tenure as magistrate from 1530 to 1534 (cf. Carlitz Reference Carlitz1997). Chu did not earn a tablet in every home in Linqu, as did one magistrate elsewhere (Sheng 1873), but neither, unlike the sub-prefect in “Mr. Lu's Living Shrine,” did he merely share the porch of a Daoist temple (A. Wang 1506, 28/13). Chu had, for some decades, his own independent shrine.
Perhaps it looked like this one:
a hall of 3 bays, topped with a tile roof, in the middle an image of His Honor. From far and wide they came to see it. . . . What was not quite like [the enshrinee] they told the craftsman to change; and when the likeness was achieved, they happily knelt around it. (R. Chen [c. 1544] Reference Zhenman and Hesheng2003)
A late-Ming pamphlet diagrams just such a shrine: a roofed gate in front with a horizontal plaque reading “Mr. Gong's Living Shrine”; beside the gate a stele engraved with an account of his deeds in office and a lament at his departure (a qusi bei); two buildings of one bay each, facing the courtyard and with a tree in front of each; a main building of three bays, set on a platform raised three or four steps; an offering table visible through the central doorway; and two horizontal plaques over this door, referring to his virtuous legacy (T. Zhang 1621–27). When Chu's shrine was built, the record for his academy and his qusi bei were probably placed by the gate.
Such records were typical honors for a typical high-Ming activist magistrate (Schneewind Reference Schneewind2006, chap. 4). Chu had renovated and built government shrines, the county school, community schools, and an academy; had migrants open up uncultivated land; promulgated the law; enforced mutual responsibility units and community compacts; opened or revived twin pavilions to display goodness and warn the wicked; destroyed “improper shrines” and attacked Buddhism and Daoism; and effectively prayed to bring rain and expel locusts (cf. Sutton Reference Sutton2004). But for all that, a pre-mortem shrine was by no means certain; in fact, the gazetteer records part of a debate over a shrine to Lei Qidong, magistrate of Linqu in 1511–12. First comes an account of Lei's tenure by Instructor Yan Yi, who drafted the gazetteer before being promoted out of the county. Then comes a comment by second-generation degree holder Feng Weimin (1511–90), who finished the draft, which misquotes the pre-Han Discourses of the States (Guoyu), saying that those who have been able, for the people, to prevent great disasters deserve sacrifice. The original does not include “for the people” (cf. Yu Reference Yu2005, 43–44). Magistrate Lei made great contributions and deserves placement in the ritual statutes, but this has not been done. “I really don't know what public opinion (gong yi) in Linqu is based on!” Feng exclaims indignantly. Magistrate Wang Shijia, who oversaw the compilation of the gazetteer, responds in the next line:
I have been governing this county for four years. When I looked into [this issue], everyone said that he had [indeed] made contributions. Several requests were submitted to select him for worship as an “Eminent Official,” but the application was rejected several times by Surveillance Commissioner Liu. The county's public opinion regards this as very unfair.
The conversation records not only the voices of Yan, Feng, and Wang, but of an old text remade, of “everyone,” of “public opinion,” and of the surveillance commissioner; such multi-vocality, echoing real debates, reappears in the steles the gazetteer incorporates.
As the flattery model would suggest, relations with gentry helped get Chu his shrine. The stele records were written by degree holders who had studied under Chu: Chi Fengxiang and Zhang Bangchan, both from official families. By the time the gazetteer was compiled, Zhang and Chi had arches honoring them as the latest metropolitan degree holders. The flattery may have gone two ways: the timing is unclear, but Chu may have been the one who enshrined Bangchan's grandfather, Yi, in the Shrine to Local Worthies.
Yet recognizing these personal connections leaves a puzzle. Many pre-mortem shrines came at departure. A common formulation is “on the day he left, the crowd/the people set up a shrine to make offerings to him (qu zhi ri zhong/min li ci si zhi)” (e.g., three examples in Jin 1684, 32/13-14). By contrast, Chu's shrine came a decade after he left town. A relationship with a bureaucrat moving up might have been useful, but Chu had merely become a director (rank 5a) in the Ministry of Justice, and he retired with the same title and rank in the Ministry of War. His most notable action the year the shrine was built was setting up a county granary (H. Li 1871, 35/15b). No advantage lay in reforging a tie with him at that moment. Why was the shrine built? Let us turn to the records.
Praise
The first inscription written for Chu Bao's living shrine, by then provincial graduate Zhang Bangchan, opens with a pedantic explanation of the Gantang cliché, but then uses it to turn the tardiness of enshrinement into a greater compliment:
The commentators say that the poem praises Duke Shao; that Duke Shao's teachings were manifested in the southern state; and that the people of the state missed him, so they made the poem. So, thinking about it, at that time it was after the days of Duke Shao's governing, yet the people of the southern land still missed him for a long time and did not forget him, and moreover their feelings extend to this object. If it were not cherishment so deep that it has soaked into the very flesh and bones, how could this be? (B. Zhang [1544, 1552] 1990)
The exchange of loving governance for long, loving remembrance does not exhaust the Gantang tree's meaning. Zhang relates it to three other themes in the Mandate of Heaven ideology:
From the time of the establishment of the Way of Heaven, Earth, and Man, those sought out and praised for being good at leading the people have certainly “used the highest virtue to mightily transform” and “treated the people like their own children.”
Zhang first raises the parental metaphor: Zhou officials “looked after the common men and women of within the seas even beyond their own bones and flesh, fathers and sons.” Secondly, Zhang relates good officials to a center good enough to select them; as the court honors such men, local praise for them honors the court. Third, a good official does not just control, but transforms, his subjects: it is presumably this moral transformation that enables them to feel and express appropriate gratitude.
The positive tone continues as Zhang moves from generalities to Chu himself: dynastic leadership and the magistrate's transformation of the people appear again in the specifics:
Our former Magistrate of Linqu Mr. Chu Fengtai was posted here in 1530. He was absolutely determined to respectfully aid the dynasty's supreme intention in setting up officials: to protect the people. And further he had the strength to restore abandoned and neglected [institutions], and he especially prioritized and worked at ritual, teaching, and educational affairs. Because of this, the common people were improved; diligence and honesty prevailed in customs; city and countryside both flourished.
Good all around: good dynasty, good official, good community.
Blame
But the tone quickly shifts as Zhang explains why the shrine is being established now:
In a short time, an edict invited him to become Director in the Ministry of Justice and he left. Now it has already been about ten years, but the gentry and commoners of the county (yi zhi shishen zhi min) anxiously miss him more every day. His virtue, his teaching: how can we bear to forget him? His earnestness about the basics and knowledge of his work have proven difficult to continue!
Whatever Zhang's personal relation to Chu, the stele he wrote at the request of his townsmen signals a different purpose to the shrine. Incompetent successors have made Linqu people miss Chu. More praise, and hope, follow; but they camouflage complaint:
Some of the buildings he repaired are overgrown and decrepit, so everyone all-the-more painfully recollects and reflects. What a sight! Still, in earlier times [i.e., before Chu came], it was rare for gentlemen to study diligently; today, they are elegantly flourishing, so that we say, “How beautiful, the group of eminent men!” What turned the situation around? If it was not our Mr. Chu, then who laid the foundation? Seeing that school buildings have some damage, they say: “Won't it be easy to fix them, now that they're already begun?” His Honor's legacy means that things are already several-fold better than in the past.
And when locals see students studying, Zhang continues, they think of Chu, to whom the gazetteer attributes Linqu's educational accomplishments (J. Wang [1552] 1990; Y. Yao 1884): with justice, as he oversaw not only Zhang and Chu but four brothers Feng who earned degrees. (Not yet having earned his last degree, Zhang Bangchan will not say that Chu's educational accomplishments have ended.)
But the next paragraph complains more sharply:
When there is cruelty among the authorities, then [Linqu people] say, “When His Honor was ruling, he would not have tolerated this.” When they are additionally troubled because of avarice and corruption, then they say “How can we get a Magistrate like His Honor, with his ability to steam and shape, pacifying the clerks into orderliness?” There are too many examples like this to list.
Now we know why Linqu built Chu's shrine late. The three magistrates succeeding him were mere National University students, without the clout to get much done. Then in 1544 came Jia Dongshan of Puzhou, a provincial graduate. Linqu people had an opportunity to influence a magistrate with career prospects enough to care about administration (Nimick Reference Nimick1993, 71). They expressed resentment of recent bad government and nostalgia for Chu precisely to send Magistrate Jia a message.
Thus a shrine ostensibly in praise of one official blamed others and instructed yet another. Similarly, a post-mortem stele for a former prefect elsewhere explicitly criticizes his four successors, saying “the people only feared that they would not leave office soon enough.” The stele, put up just in time to greet a new incumbent, concludes pointedly: “Because I am writing the stele record for His Honor, I ought also to inquire into the later men who have acted as ‘father and mother to the people’” (Zheng [1491] Reference Zhenman and Hesheng1995). A second stele by the same author proclaims that its purpose is to “warn” those who take up the post (Zheng [1498] Reference Zhenman and Hesheng1995). Locals praised and blamed earlier officials to influence their successors.
The Rhetoric of Popular Initiative
Zhang Bangchan now recounts how Linqu decided to grant Chu a shrine. First, “elderly commoners” (qimin) gathered as a group. Recalling how Chu had cherished them, so that people still remembered him after a decade, they asked and answered themselves:
But by what means can we express our judgment of him (gu an suo kao qi cheng ye)? [Kaocheng is also the term for a bureaucratic evaluation.] Engrave a stone to proclaim him, and draw an image to enshrine him, in order to satisfy popular feeling (yu xin), and so that those who come after will for a long time know about him.
The second stele I will discuss was requested by “local elders” (xiangqi). Probably these were roughly the same people as the “elderly commoners” of Zhang's stele. Who were they? The referent of the term “elders” has been debated (Hansen Reference Hansen1990, 96), though not as extensively as have the limits of the “gentry” (e.g., Heijdra Reference Heijdra1995, 329ff.; Miller Reference Miller2009). In this gazetteer, elders are distinguished from gentry. “Local elders” appear frequently as spokesmen requesting recognition of worthy locals, such as chaste widows, but even when their names are given, there are no titles, the men are not listed as degree holders, nor did they leave poems. The gazetteer entitles even marginal gentry men holding only the first degree: for instance, the chaste widow reports came from an old gazetteer owned by government student Li Sihui (J. Wang [1552] 1990, 3/16b). If the “elderly commoners” or “local elders” had been members of Linqu's sparse gentry, the steles and gazetteer would have surely named them as they name other gentry. And the gazetteer frequently—but not here—uses the term “gentry”: Magistrate Wang's preface, for instance, explains that the draft was “discussed and corrected by the great gentry of the county (yi zhi dashifu)” (J. Wang [1552] 1990).
So the “elderly commoners” were probably men of some local wealth and power; but all such people, whether or not they had dirt under their fingernails, were legally commoners with no official voice in government. Indeed, local gentry themselves had no such voice, being legally “non-enfranchis[ed]” at home (Brook Reference Brook, Esherick and Backus Rankin1990, 28). Yet here not only gentry man Zhang but also “elderly commoners” set in stone their judgments on the officials set above them.
Steles for living shrines often distinguish action by “commoners.” For instance, when one Prefect Jiang was promoted, “the gentry and commoners of the prefecture missed his virtue and did not put it aside, and arranged to enshrine His Honor” (G. Li Reference Zhenman and Hesheng1573–1619). Elsewhere, the common people came in such numbers with their hoes and spades to work on the shrine that their feet ground against one another (Yao [c. 1585, 1596] 1925, 9/16–7). Pre-mortem shrines mentioned briefly in gazetteers and biographies are established often by “the people” (ren) or “commoners” (min), and sometimes by “everyone” (zhong) (e.g., Jin 1684, 32/13–14). The early-Ming Yuan History records that the policies of one official “followed the yearnings of everyone (zhong),” so “the common people (baixing) of the place built him a living shrine” (Song [1370] 1983, 13/168/3942, 3944). Good officials dealt with commoners sincerely, and they responded sincerely: that was the basis for a proper pre-mortem shrine (cf. Sutton Reference Sutton2004, 39–40).
Post-mortem shrines, by contrast, did not require popular support. A stele for a shrine to Zhu Xi speaks only of gentry supporters and visits, of students and Confucian learning, of “this culture of ours”; the common people do not appear (Z. Chen [1389] Reference Zhenman and Hesheng2003). Again, one Fujian writer commemorated without objection a post-mortem shrine to a local man, initiated by gentry and supported by officials (Huang [1577] Reference Zhenman and Hesheng2003). Yet when gentry requested a record for a pre-mortem shrine for an important official, he objected: “to have provincial degree holders and gentry praising this jurisdiction's [former] big chief: is this not merely flattery (yu)?” He changed his mind when some “literate elders” (wenxue qilao) spoke at length about the official's specific contributions (Huang [1592] Reference Zhenman and Hesheng2003). Their evidence, and their non-gentry status, made the shrine proper.
If gentry indeed, as Hsiao put it, “stage-managed” pre-mortem shrines, commoners were among their prominent actors. Steles for pre-mortem shrines commonly report conversations among commoners, as Zhang Bangchan does. For instance:
On the day [Magistrate Tang] left [Nan'an], the gentlemen (junzi) entertained him as a send-off just outside the wall, and the little people put food in baskets to send with him from the fields, and the children crowded around his carriage before and behind. Those who went furthest went 100 li; the old and weak who couldn't go 100 li at least went 20 or 30. Turning back, they rested on Pan hill, and looked at each other, saying: “From the time this official arrived at his post, there were no confusing, changing orders; there was no more disorderly government; there were no confusing, repeated levies; there were no clerks chasing and yelling; no jails clogged with the oppressed. Such pure, virtuous love has never before been seen in this office. And everyone replied. “That's so!” And they also all looked at each other and said, “This official has already left—there's no way to keep him. But how can we forget his grace to us people? We'll build a shrine and made an image to make offerings to (si) him, so that morning and evening, whenever someone sees it, he can respond to grace and cherishment and make longlived the people's missing him. . . .” And they all said, “Good.” (R. Chen [c. 1544] Reference Zhenman and Hesheng2003)
The conversation among the local “little people,” carefully placed in a concrete landscape, may be entirely imaginary, reported verbatim, or somewhere in between. The tension between real honor and flattery, acute because the official was still alive to distort governance through nepotism and corruption, produced the requirement that commoners initiate shrines.
Were popular words or intent merely invented to prevent accusations of impropriety? Maybe not. Shrines with detailed steles represent only a fraction of those whose creation is tersely recorded. The stone at a commemorative pavilion set up by locals led by a named elder read only “Mr. Zhang Loved the People Like a Parent”; without gentry participation even Zhang's full name was not recorded, until a gentry man from his home county happened along six decades later (Fu [1540] Reference Zhenman and Hesheng2003). The pre-mortem shrine to former prefect Yang Jizong (js. 1457) was proposed by students upset by villagers’ “sacrilegiously” worshipping him in the open fields (Fan [1564, 1596] 1925, 9/4a). The historical record may overemphasize the role of high-elite men. Moreover, to demand even the invention of specific popular views is a long step from seeing, for instance, popular ditties only as a kind of obscure omen that requires interpretation, as would a palace fire, a double melon, or an eclipse (Birrell Reference Birrell1993, 100ff.). In fact, popular participation in these political Ming shrines could be more deeply theorized.
Theorizing Popular Participation
Zhang Bangchan's stele continues with a discussion, real or invented (but would he have put words in the mouths of his neighbors and betters?) that sets out four modes legitimating popular judgment of officials:
All the county gentry and teachers said: “That by which the people cherish and thus miss someone is emotion (qing). That by which they approve and thus transmit him is the law (fa). Their cooperating to initiate something is righteous voluntary action (yi). That by which they make their approval known for a long time is ritual (li).”
First, to label the feelings of local people for their magistrate “qing” was to update gratitude and align it with the highly valorized stress on deep feeling in personal relations that characterized some sixteenth-century discussions of human relations and of the basis for “moral autonomy” (Y. Cheng Reference Cheng2009, 46). Beginning with Wang Yangming's insight that good sprang from innate moral knowledge, a movement valorizing human feeling over elite learning spread dramatically down the social scale with Wang Gen's teachings that “the streets are full of sages” from about 1519, gathered strength with enormous “discussion and study” revival meetings through the 1550s, and finally petered out politically about 1580 (Dardess Reference Dardess2011, 90–93), relegated to validating the passions. The stele dates to 1544, when the egalitarian moral movement was in full swing; qing labels the people's response to Chu authentic and meaningful.
Second, this popular feeling did not lead to disorder. It was expressed and transmitted in fa. This could mean that people set up Chu as a model or standard for later magistrates. But even if it meant only that the shrine was legal, Ming law did not merely control subjects, but aligned the human world with cosmic principles, guiding adherence to heaven-sent principles of reciprocal human relations (Jiang 2011). Taizu had promulgated this vision of law, cosmos, and society in more public texts than any ruler before Mao Zedong (Dardess Reference Dardess2011, 29; Farmer Reference Farmer1995). The invocation of law aligns the shrine's expression of the popular will with the national constitution.
Thirdly, the stele calls commoners’ establishing the shrine “righteous” (yi). “Righteous” could label founders of charitable community institutions, bridge builders, or grain donors; in the late Ming, yi developed into benevolent associations, often gentry-led, but through which non-gentry with little wealth could also “wield moral authority to win cooperation from their community for worthy goals” (Smith 2009, 10). Righteousness enabled non-officials to take the realm as their personal responsibility (cf. Dardess Reference Dardess2011, 76, 80), whatever their social standing. Smith calls yi “slippery”: it may label merely filial deeds, for instance (Smith 2009, 7). But the Linqu gazetteer lists as “filially righteous” two exemplars precisely not recognized by the state; a recognized yi donor appears separately (J. Wang [1552] 1990, 3/15b). Yi asserted the right of the community itself to adjudge virtue.
Finally, this legal and righteous joint action springing from popular emotion is institutionalized in a ritual space (li). The stele renders proper non-gentry judgment of officials by pointing to its ritual correctness in a way reminiscent of anthropologist Catherine Bell's concept of “ritualization” as a process. Bell presents ritualization as an effective way to negotiate power relations when, first, the relationships of power are based not on “direct claims” like superior force or wealth but on “indirect claims of power conferred,” for example by divine will; and second, “the hegemonic order being experienced must be rendered socially redemptive in order to be personally redemptive.” In other words, each individual's sense of empowerment must fit into a vision that also reinforces the community's moral order as a whole (Bell [1992] Reference Bell2009, 116). Both conditions apply here. First, the state explicitly claimed authority by Heaven's approval. Secondly, building a living shrine, unlike rioting or even petitioning, empowered local people to judge and warn their rulers precisely by confirming that community interests were shared and that the community was properly ordered and in harmony with the government. Celebrating the personal virtue of a magistrate, as practiced on local people (thereby morally transforming them), ritualized relations between magistrates (past, present, and future) and locals (gentry and commoners), in a sacred space where the community placed texts of praise and an image, and made ritual offerings.
The steles themselves contributed to ritualization (cf. Chau Reference Chau2006, chap. 4). The Gantang trope, for instance, raised yet camouflaged contradictions in and struggles over power and values, for it evoked other Odes. The Odes were in Sima Qian's words “the expression of the anger of the sages” (Campbell Reference Campbell2010, 47), and many, such as “High-Crested Hills” (Waley Reference Waley1996, 165-7), criticized both local and central rulers. Quoting an Ode also evoked the long tradition of rulers collecting ditties to learn commoners’ political views (Nylan Reference Nylan2001, 80–82, 292–93). Yet the Gantang ode itself only celebrated gratitude for a past good ruler. Ritualization enabled shrines to challenge and then reaffirm ruler-subject harmony.
The four terms thus fairly completely theorize commoners’ legitimate political participation through living shrines. A positive view of commoners was not the only rhetorical stance available, of course. Linqu gazetteerist Yan Yi wrote a stele for a temple to a Tang prefect that laments how “stupid husbands and stupid goodwives” pray for blessings despite their bad behavior (Yan [c. 1445, 1552] 1990). Once Chu was enshrined, commoners may well have worshipped in ways the gentry scorned; indeed, that is one reason Song commoners were excluded from shrines to local worthies (Neskar Reference Neskar1993, 34; cf. Katz Reference Katz1995, 3–4). But that is a topic for another paper.
Challenging and Reconfirming Hierarchy
To properly establish a living shrine required treating commoners’ voices respectfully. But the stele recorded other voices as well. In Bell's model, a ritualized process may question but then reaffirms social hierarchy. Here, commoners initiated the action, gentry approved it, and now the magistrate has his say:
Then they reported it to the county magistrate. The county magistrate said:
“Among the instructions of the former wise men is one that says ‘The gentleman's task is to choose the [right] man [for the job].’ I am really happy to hear about what the former magistrate [thought] good and not good. What he thought good, I will carry out. What he thought not good, I will alter.”
The response of the newly arrived incumbent reflects his awkward position: he is immediately bullied by those he must govern. Quoting a line from Han scholar Liu Xiang that suggests Chu was indeed the right man for the job, or perhaps that he himself is, Magistrate Jia protests that he will gladly be guided by the reports of Chu's policies. And perhaps he was: the gazetteer praises him (J. Wang [1552] 1990, 2/50). But for now he reasserts his authority:
All of you (ru zhong) should also think carefully about your own obedience and disobedience. Don't be perverse about this!
Magistrate Jia accepts the proposed shrine, but for his own reasons:
I will follow [the proposal] in order to encourage and warn you thereby: thus this project is a way to realize the Way and distinguish the good. Moreover, it will assure that his clew is forever visible and never lost. Permit no delay! Permit no delay!
Under pressure from gentry and commoners, Jia acquiesces. He presents the shrine as an admonition to Linqu people, knowing perfectly well that they mean it to admonish him. To drive the point home, Zhang writes that the stele will be seen by all subsequent officials:
Thereupon, all enjoined me to write this matter on stone to record that our county's people are well-acquainted with His Honor [Chu Bao]'s traces and have received his teaching and cherishing, and to strike the eyes with the Linqu people's considering His Honor virtuous.
The final result of the ritualization of local discontent with the interim magistrates is a stone record for all to see of what Chu did right and they did wrong, along with an equivocal but implied admission by another official of locals’ right to judge.
Topping off the reaffirmation of hierarchy, Zhang concludes by explicitly connecting local good governance and its popular recognition with the Ming's Heavenly Mandate, denigrating other dynasties along the way: the Han had some good officials, the Tang and Song fewer, and the “cruel, insatiable” invading dynasties fewer still. Zhang exaggerates:
Thus since the way of embodying father-and-mother to renew the people [began], there has been no-one serving as magistrate to match [Chu] in being thought of as Duke Shao was. How could he not suffice to display our Sagely Dynasty's ability to attract good men as abundant as the growth of thorny oak, far and away surpassing previous dynasties?
Zhang then outlines Chu's career and character, dwelling on his own personal experience of Chu's teaching. Finally, he returns to Magistrate Jia:
Now, as for this matter [of the shrine and stele]: the newly posted Linqu Magistrate Mr. Jia of Puban, when he first took up his post, heard the request of the Linqu gentry and elders, and happily sighed with admiration and approved it. He is really a person who is willing to continue the teaching Duke Shao illuminated in the south and promulgate it.
Jia's tone had not been happy, so this last compliment rings hollow. But praising Jia was hardly the point. The shrine and stele had other tasks. Indeed, it flatters the Ming's delegate Chu, but even that was secondary: Chu was gone, and had little to offer the community or Zhang, even as the stele publicized Zhang's personal connection with him (cf. Takacs Reference Takacs2003) and his own erudition. But more importantly, the shrine stele points to general public dissatisfaction with Chu's successors, mentions specific ways in which they failed, and admonishes the new incumbent. To avert charges of mere flattery, it validates the shrine with genuine, popular gratitude, and goes beyond the implied justification of locals, including commoners, passing judgment on those set above them to theorize that legitimate participation through a number of moral modes.
A Second Shrine Stele
Chi Fengxiang earned his provincial degree later than Zhang (1543) and his metropolitan degree earlier, in 1544. When that very year the shrine was completed, local elders (xiangqi) traveled to Beijing to ask Chi for a stele record. Since Zhang Bangchan had already written one—indeed, the elders came bearing a pile of earlier records—what, Chi asked them, was the use of his writing another, apart from his duty as a gentleman to honor his teacher, of course. The elders replied:
“In governing, there are great principles: the principles are collections of specifics. There are many specifics (zhong mu): the specifics are subdivisions of the principles. His Honor's governance was broad and great because both principles and specifics were all attended to. The various gentlemen's writings have made known the principles. Could you, sir, not make known the specifics within those principles?” (Chi [1544, 1552] 1990)
Thus urged to make completely clear what it was that locals wanted later magistrates to do, Chi acquiesced and gave a detailed account of Chu's work in Linqu.
The shrine, Chi wrote, would help people preserve not only Chu's reputation, but the blessings (fu) he had bestowed on the county. Having hinted that Zhang's choice of Duke Shao as an illustration was a bit too southern for Linqu, Chi injected a defensive note of local pride:
When His Honor was in office, the people saw him as a parent; when he left, the people missed him. Missing him, they further wanted a shrine; having enshrined him, they wanted a record. Who says the ways of Qi [i.e., Shandong] lack good people?
Southerners may have had Duke Shao, but the Duke of Zhou himself once ruled Linqu, and his transformative influence has lasted under the most discouraging circumstances. For like Zhang, Chi sees few good officials from the Han onwards, and he asks, “How could there have been such worthies and yet their records and transmission have been lost?” Despite Zhang's Ming boosterism, “One cannot get many such ‘good officials.’” Chi lists five good ones: three from the Jin and Yuan dynasties enshrined earlier, and two from the Ming enshrined by Chu himself. Chi writes that Chu far surpassed these men, who had only two or three good qualities: it is right to celebrate him.
Chi then explicitly enumerates the purposes of his own record, and by extension the shrine that will house it. First and second, he reverses his earlier excessive flattery of Chu and implied reservations about the dynasty whose highest examination honor he had just won: “This record is not only to praise His Honor; it really is to display our Sagely Dynasty's flourishing ability to attract [talented] men as thick as brambles.” Third, the record ensured that later magistrates would have a “complete model”:
Examining His Honor's governance they can say: “Such and such aspect of governance is in ruins—I will repair it; such and such aspect of governance has fallen down—I will raise it up.
Again, the point is less to praise the former magistrate than to guide future ones. And what was the special characteristic of Chu's governance? It was that he accorded with local views and customs. That is the legacy Chi commends to Chu's successors, lest “the men chosen [as magistrates] follow their own usages.” If the shrine meant only that Linqu people commemorated Chu, Chi explains, that would run contrary to Chu's intentions (in governing) and to his (in writing).
This stele, too, does a number of tasks. It boasts about Chi's hometown; draws attention to his success; and distinguishes his essay from that of his classmate Zhang, now a giant step behind him on the ladder of success. In 1565, Chu was moved into a group shrine with five other earlier and later magistrates, including Lei Qidong. The stele record for the Shrine to Six Magistrates of Three Dynasties was written by none other than Chi Fengxiang, living modestly in retirement back in Linqu after a successful career (Y. Yao 1884, 14/29a). He also, perhaps later, wrote a song about the six men. While he praises the others for saving refugees, for fair judgments, for succoring the starving, and for keeping out locusts and bandits, Chi praises Chu for contributing to gentry education: he fixed up the school and personally marked practice essays, so that “the linked fragrance of the examination lists was all due to his own greatness” (Zhou 1935, 5/15). Perhaps it was, after all, Chi's gratitude for his degree that led him to write for Chu in 1544.
But whatever his personal motivation, his 1544 original essay repeats key points throughout: that good administrators are few and far between; that Chu outshone the earlier good magistrates and feudal rulers already enshrined in Linqu; that his accomplishments have already been recorded, so that there must be another purpose in writing again; and that that purpose is precisely to guide future Linqu magistrates. And like Zhang, Chi also reports a conversation with non-gentry elders, whose requests legitimate his writing and the shrine itself.
In setting up a shrine to former magistrate Chu while he was still alive, the people of Linqu followed a national custom. In fact, a couple of Linqu gentry received them themselves elsewhere. The people of Chongxin County made one for a contemporary of Chi Fengxiang, Nie Xiang (Y. Yao 1884, 14/32a), and gazetteerist Feng Weimin's brother had his image modeled for worship by Jiangxi people grateful for his efficient management of the production of sacrificial porcelain vessels (Y. Yao 1884, 14/24-6). Chu's living shrine, as a normal Ming institution but one that needed justification in terms of popular sentiment to deserve government authorization, has shown some of the ways in which Ming people could articulate aspects of Mandate discourse to make political claims, ritualizing those claims to further domesticate and safeguard them.
Conclusion
Living shrines may rarely have given a real voice to commoners, but they certainly permitted local people to criticize and guide the administrators set over them by the throne. Pre-mortem shrines were political. Sometimes they addressed even regional policies and central politics. In 1451, when tax reformer Zhou Chen (1381–1453) left Jiangnan after twenty years, his policies were reversed, and famine set in anew. People set up living shrines to Zhou everywhere (A. Wang 1506, 42/52b; T. Zhang et al. [1739] 1974, 14/153/4217). In 1601, when the emperor threw Feng Yingjing (1555–1606) in jail for protesting tax abuses in Huguang, his portrait was distributed for private veneration throughout the province, Ricci reports:
Several public temples were built in his honor, in which his statue was placed on an altar, with candles and incense perpetually burning before it. And all this was done with a general manifestation of praise and devotion. (Ricci Reference Ricci and Gallagher1953, 205; see also T. Zhang et al. [1739] 1974, 20/137/6176)
Ming subjects, officially “non-enfranchised” with respect to government policy and personnel decisions, exploited the dynamic tensions of Mandate ideology rather neatly in this institution. Living shrines required commoner sponsors precisely to quell suspicions of the kind of gentry networking that could feed official corruption and undermine imperial power. Yet that required sponsorship gave locals—from commoners to non-gentry elite to gentry—a potential claim on legitimate political participation. The claim was made within Mandate ideology. The Mandate, by taking omens, including popular songs, as signs of heavenly judgment, and by stressing the people's livelihood and security as the measure of a good ruler, almost logically gave commoners the right to pass judgment on the bureaucrats set above them by the throne, the source of all authority. And living shrines and other honors for incumbents and departing officials almost demanded that right.
One Song prefect worried: if we permit the people to build living shrines to praise their magistrate, may they not change their minds, and riot, and throw bricks at him? (McKnight and Liu Reference McKnight and Liu1999, 78). But most of the time, the danger of making such a claim explicit could be side-stepped. Living shrines and steles legitimated local political participation through a ritualized practice that expressed conflicts and then reaffirmed harmony and hierarchy. The many voices recorded in steles for living shrines echo the multi-vocality of Ming Mandate discourse itself.
Acknowledgments
I would like to thank Bruce Tindall, Ye Baomin, Kang Xiaofei, the many colleagues who have attended my talks, and the anonymous reviewers.
Glossary
baixing 百姓
Chu Bao 褚 寶
fa 法
Feng Weimin 馮 惟 敏
Feng Yingjing 馮 應 京
fu 福
Gantang 甘棠
gong yi 公義
gu an suo kao qi cheng ye 顧 安 所 考 其 成 也
Gu Cheng 顧成
Gu Yanwu 顧 炎武
Jia Dongshan 賈東山
junzi 君子
Linqu 臨胞
li 禮
min 民
Nie Xiang 聶相
qimin 耆民
qing 情
qu zhi ri zhong/min li ci si zhi 去 之 日眾/民 立 祠 祀 之
qusi bei 去思碑
ren 人
ru zhong 汝 衆
sheng ci 生祠
Tao An 陶 安
Wei Zhongxian 魏忠賢
wenxue qilao 文學耆老
xiangqi 鄉 耆
Yan Yi 嚴 怡
Yang Jizong 楊繼宗
yi 義
yi zhi dashifu 邑 之大夫士
yi zhi shishen zhi min 邑 之士紳之民
yu 諛
yu xin 輿 心
Zhang Yi 張 繹
zhong mu 衆目
zhong 衆
Zhou Chen 周 忱
