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A thermodynamic limit constrains complexity and primitive social function

Published online by Cambridge University Press:  13 June 2018

Philip J Gerrish*
Affiliation:
School of Biology, Georgia Tech, 310 Ferst Dr NW, Atlanta, GA 30332, USA Theoretical Biology & Biophysics, Los Alamos National Laboratory, Los Alamos, NM 87545, USA Instituto de Ciencias Biomédicas, Universidad Autónoma de Ciuadad Juarez, 32310 Chihuahua, México
Claudia P Ferreira
Affiliation:
Departamento de Bioestatística, Instituto de Biociências, Universidade Estadual Paulista, 18618-000 Botucatu, São Paulo, Brazil
*
Author for correspondence: Philip J. Gerrish, E-mail: pgerrish@gatech.edu
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Abstract

The evolutionary trend toward increasing complexity and social function is ultimately the result of natural selection's paradoxical tendency to foster cooperation through competition. Cooperating populations ranging from complex societies to somatic tissue are constantly under attack, however, by non-cooperating mutants or transformants, called ‘cheaters’. Structure in these populations promotes the formation of cooperating clusters whose competitive superiority can alone be sufficient to thwart outgrowths of cheaters and thereby maintain cooperation. But we find that when cheaters appear too frequently – exceeding a threshold mutation or transformation rate – their scattered outgrowths infiltrate and break up cooperating clusters, resulting in a cascading loss of social cohesiveness, a switch to net positive selection for cheaters and ultimately in the loss of cooperation. Our findings imply that a critically low mutation rate had to be achieved (perhaps through the advent of proofreading and repair mechanisms) before complex cooperative functions, such as those required for multicellularity and social behaviour, could have evolved and persisted. When mutation rate in our model is also allowed to evolve, the threshold is crossed spontaneously after thousands of generations, at which point cheaters rapidly invade. Probing extrapolations of these findings suggest: (1) in somatic tissue, it is neither social retro-evolution alone nor mutation rate evolution alone but the interplay between these two that ultimately leads to oncogenic transitions; the rate of this coevolution might thereby provide an indicator of lifespan of species, terrestrial or not; (2) the likelihood that extraterrestrial life can be expected to be multicellular and social should be affected by ultraviolet and other mutagenic factors.

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Research Article
Copyright
Copyright © Cambridge University Press 2018 
Figure 0

Fig. 1. Two different network configurations. Green nodes represent ‘social’ individuals; blue nodes represent ‘asocial’ individuals. Focal nodes are indicated by a small blue square; a candidate displacement comes from an immediate neighbour indicated by a small red square. Immediate neighbours of the focal individual are surrounded by a blue line; the focal individual's fitness increases as the number of immediate neighbours increase. Immediate neighbours of the candidate displacing neighbour are surrounded by a red line; the candidate displacing neighbour has a fitness that is also an increasing function of the number of its neighbours who are cooperators. To analytically model the evolution of cooperation through local competition on such networks, we employed the pair-approximation technique (Baalen, 2000; Ellner, 2001) (see SI). (a) a regular lattice network; (b) a regular tree network.

Figure 1

Fig. 2. Equilibrium cooperator frequencies as a function of mutation rate. (a) As determined from simulated populations that were spatially structured on a three-dimensional grid. The population initially consists of all cooperators and cheaters arise by spontaneous mutation. The intrinsic advantage of being a cheater (or cost of being a cooperator) was β = 0.01, the advantage conferred by a cooperating neighbour was ε = 0.05 and total population size was 27 000. (b) As predicted by the analytical equilibrium solution of the ‘pair approximation’ model (solving the equations fp = 0 and fq = 0 for p and q, as defined in the supplementary material and reporting p), using the same parameter values but implicitly assuming an infinite population. The threshold calculated by this model is higher than the threshold observed in simulations because of well-known error in this approximation scheme due to stochastic demographic effects. Nevertheless, the correction factor is constant over a wide range of parameter values and across various network topologies (supplementary material). This analytical curve reveals a sharp transition between the maintenance of cooperation and the complete loss of cooperation; the sharpness of the inflection resembles that of a second-order phase transition (supplementary material).

Figure 2

Fig. 3. Early growth dynamics. (a) Probabilities that cheaters gain a foothold in a structured population as a function of the initial distance between cheaters; ‘foothold probability’ is defined as the probability of a cheater being fixed in a small fraction of the population in the absence of mutation. Here, three cheaters were placed at random on a 10 × 10 grid such that each cheater was initially separated from the other two cheaters by a given distance (horizontal axis). Fixation probabilities (vertical axis) were calculated as the fraction of times cheaters reached fixation in a total of 50 000 simulations. This is not an individual-based fixation probability as typically calculated in population genetics but a collective fixation probability. The dotted line shows the probability of fixation of a neutral mutation; the fact that foothold probabilities are less than this value reflects the fact that in the absence of recurrent mutation, cheaters are not expected to be successful. (b) The average minimum distance between a cheater and its nearest cheating neighbour as a function of mutation rate. These averages were taken over all cheaters during the first 10, 30 and 50 generations of growth. At small mutation rates, rare cheater presence is due mostly to local replication, hence the small distance between cheaters and their nearest neighbours. As mutation rate increases, this distance increases as scattered mutants contribute more and more to the mean; eventually, scattered cheaters permeate the population enough to make this distance begin to decline.

Figure 3

Fig. 4. Understanding the threshold. Solid lines plot the ‘pair approximation’ analytical predictions and dots plot simulation results. Parameters were: ε = 0.1, β = 0.01, α = 2, n = 8 and μ = 0.001 for the low mutation rate (μ <μc, blue lines) and μ = 0.01 for the high mutation rate (μ >μc, red lines). For these parameter values, our theory predicts μc ≈0.008. (a,b) Global (a) and local (b) relative fitnesses for a mutation rate exceeding the critical value. (c,d) Global (c) and local (d) relative fitnesses for a mutation rate below the critical value. (e,f) Cluster size as cheater frequency increases (e). When mutation rate is low (blue line), cheaters exist in larger clusters, on average, with smoother peripheries evidenced by lower perimeter-to-area (PA) ratio (f). Within these clusters, fitness is low because of lack of mutual support; this situation mimics the over-consumption of a common resource and the ‘tragedy of the commons’ that results (West et al., 2006), apparent in panel (d) where local relative fitness dips below one.

Figure 4

Fig. 5. Results of simulations in which both cheaters and mutation rate were allowed to evolve. The initial mutation rate was 10−5 cheater mutations per replication. Parameters values were: ε = 0.05, β = 0.01, α = 2, n = 8. (a) Frequency of cooperators (red) and cheaters (black) as a function of time. The green curve shows the probability that the major cluster is formed by cheaters, alluding to the related concepts of a percolation threshold and phase transition phenomena. (b) Number of clusters (red) and major cluster size (black); the two measures are normalized, respectively, by 40 (maximum) and 2500 (lattice size). Again, the green curve shows the probability that the major cluster is formed by cheaters. (c) Cooperator (red) and cheater (black) average mutation rate. (D) Mean fitness of cooperators and cheaters (red and black). All curves show the means of 100 simulations and lattice size of 50 × 50.

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