Catheter-associated urinary tract infection (CAUTI) is the most common infection in the intensive care unit (ICU).Reference Shuman and Chenoweth1 These infections place a significant burden on the US healthcare system, with an average cost of $13,000 per patient and $3–4 billion per year overall.Reference Tominaga, Dhupa, McAllister, Calara, Peters and Stuck2 CAUTIs increase morbidity and are associated with prostatitis, epididymitis, orchitis in men and with bacteremia as well as an increased risk of death and ICU length of stay.Reference Chant, Smith, Marshall and Friedrich3–Reference Klevens, Edwards and Richards5 ICUs tend to have a higher device utilization rate than non-ICU hospital wards: 0.83 catheter days per patient days compared to 0.21, respectively.Reference Lewis, Knelson, Moehring, Chen, Sexton and Anderson6 The daily rate of developing a CAUTI is 5% per patient regardless of the duration the indwelling catheter is in place.Reference Haque, Sartelli, McKimm and Abu Bakar7 Despite ample evidence of harm associated with indwelling urinary catheters, they often remain in place longer than indicated.Reference Jain, Parada, David and Smith8 There are multiple barriers to removal of catheters, from a lack of “buy-in” by physicians or nurses, to patient or family preferences not to remove the catheter, to providers being unaware that the catheters are still in place.Reference Meddings, Rogers, Macy and Saint9,Reference Krein, Kowalski, Harrod, Forman and Saint10
In October 2008, Centers for Medicare and Medicaid Services stopped payments for 8 different hospital-acquired infections, including CAUTIs.Reference Peasah, McKay, Harman, Al-Amin and Cook11 Hospitals and ICUs have developed different programs to reduce the number of CAUTIs in the ICU, from antiseptic techniquesReference Fasugba, Koerner, Mitchell and Gardner12 to direct observation of catheter insertionReference Galiczewski and Shurpin13 and to urine culture stewardship,Reference Mullin, Kovacs and Fatica14 with varying degrees of success. Many prior studies have focused on education and feedback to reduce the number of CAUTIs in the ICU.Reference Rosenthal, Todi and Alvarez-Moreno15–Reference Knoll, Wright and Ellingson17 A nationwide study funded by the Agency for Healthcare Research and Quality showed a 22.3% decrease in the rates of CAUTIs in non-ICUs and ICUs together with an intervention that focused on both behavior change and catheter insertion technique.Reference Saint, Greene and Krein18 However, no statistically significant change occurred in the ICU setting. The meta-analysis by Meddings et alReference Meddings, Rogers, Macy and Saint9 showed that reminder systems can reduce CAUTIs by half and can reduce the mean duration of catheterization. Rounding checklists are a type of reminder system that present a list of criteria in a methodological manner and helps with memory recall, standardizing practices, and providing verification.Reference Hales and Pronovost19 Checklists are known to improve compliance with best practices in the ICU,Reference Byrnes, Schuerer and Schallom20–Reference Conroy, Elliott and Burrell22 and improve interdisciplinary communication,Reference Centofanti, Duan and Hoad23 a key component of care in ICUs. Surgical checklists in the operating room have been shown to reduce morbidity and mortality,Reference Haynes, Weiser and Berry24 but whether rounding checklists in the ICU setting have a similar impact on outcomes is unclear. One single-center study showed a 64% reduction of overall ICU mortality when physicians were prompted to review a checklist as compared to those who were not prompted,Reference Weiss, Moazed and McEvoy25 although another study in Brazilian ICUs did not find a mortality reduction with the use of a checklist.Reference Cavalcanti, Bozza and Machado26
Although previous studies have considered checklists to reduce central-line infections,Reference Marsteller, Sexton and Hsu27,Reference Pronovost, Needham and Berenholtz28 fewer studies have evaluated the use of ICU rounding checklists to reduce the number of CAUTIs.Reference Menegueti, Ciol and Bellissimo-Rodrigues29,Reference Jain, Miller, Belt, King and Berwick30 In the pediatric ICU population, one study showed a reduction in rates of CAUTIs per 1,000 catheter days from 9.49 to 1.04 with use of a quality-improvement checklist and an educational intervention.Reference Siegel, Figueroa and Stockwell31 The aim of our study was to assess whether the implementation of an ICU rounding checklist reduces the number of CAUTIs in an adult mixed surgical, medical, cardiac ICU.
Methods
Study design
This retrospective before-and-after study was conducted in an academic community hospital ICU between March 2013 and February 2017. The study site ICU was a 16-bed, mixed surgical, cardiac, medical ICU at the Miriam Hospital in Providence, Rhode Island. The ICU rounding checklist was implemented in March 2014 and was maintained through a secure and web-based database tool, Research Electronic Data Capture (REDCap).Reference Harris, Taylor, Thielke, Payne, Gonzalez and Conde32 ICU fellows and attending physicians completed the checklist on daily morning multidisciplinary rounds that included interns and residents from either emergency medicine, internal medicine, or family medicine, as well as the patient’s nurse, an ICU pharmacist, and often a nutritionist. The checklist was expected to be completed on every patient in the ICU during morning rounds. The checklist prompted users to answer questions about multiple aspects of patient care in the ICU, such as restraint use, central lines, prophylaxis for deep vein thrombosis, and mechanical ventilation. However, the questions relevant to this study included whether the patient still had a urinary catheter, whether the catheter was still indicated, whether a catheter order was placed, and whether the patient was ready for a voiding trial (Supplementary Table S1 online).
Our preintervention period was defined as March 2013, when tracking of CAUTIs by the infection control team started, to February 2014. Our postintervention period was defined as March 2014 to February 2017. We compared the preintervention period to the entire 3-year postintervention period as well as to each 12-month, March–February period in the postintervention period: postintervention I was defined as March 2014–February 2015; postintervention II was defined as March 2015–February 2016; and postintervention III was defined as March 2016–February 2017.
CAUTIs were defined based on the Centers for Disease Control and Prevention (CDC) definition as a urinary tract infection from an indwelling urinary catheter in place for >2 days.4 The catheter utilization ratio was defined as the number of urinary catheter days divided by patient days and CAUTI rates were defined as the number of CAUTIs per 1,000 indwelling urinary catheter days, as defined by the CDC.4
Participant selection, data collection, and analysis
Participants were all adult patients admitted to the mixed ICU between March 2013 and February 2017 with and without indwelling urinary catheters. Information regarding the timing of catheter placement was not available. Data were abstracted from the ICU rounding checklist. This study was reviewed and approved by the Institutional Review Board of Rhode Island Hospital (IRB no. 1451147). Analyses were performed using SAS software. The code and data analysis for this paper was generated using SAS version 9.3 software (SAS Institute, Cary, NC). A means procedure and t test were performed for descriptive and bivariate analyses to compare before-and-after end points.
Results
During the entire study period, from March 2013 to February 2017, 19 CAUTIs and 9,288 urinary catheter days were recorded (2.04 CAUTIs per 1,000 catheter days) (Table 1). Overall, 15,886 patient days were recorded across the entire study period, and 23.8% of these occurred during the preintervention period. Compared to the catheter utilization ratio prior to the intervention, the catheter utilization ratio increased in postintervention period I (0.67 in postintervention period I vs 0.60 in the preintervention period; P = .0079). The catheter utilization ratio decreased in postintervention period II (0.53 vs 0.60; P = .0992) and decreased in postintervention period III as well (0.53 vs 0.60; P = .0224) (Fig. 1). The checklist completion rate, defined as the number of checklists completed per number of ICU patient days, was 33.6%.
Characteristics and Outcomes During the Preintervention Period, Compared to the 3 Postintervention Periodsa

Note. CAUTI, catheter-associated urinary tract infection; ICU, intensive care unit.
a Preintervention period: March 2013–February 2014; postintervention period I: March 2014–February 2015; postintervention period II: March 2015–February 2016; and postintervention period III: March 2016–February 2017.
Catheter-associated urinary tract infection (CAUTI) rates (gray line, primary x-axis) and catheter utilization ratios (black line, secondary x-axis) based on the different study periods (y-axis) with the timeline of the main CAUTI-related interventions in the intensive care unit (ICU) (vertical lines 1–4). 1. Roll out of the ICU rounding checklist. 2. Implementation of weekly maintenance bundle audits, with peer feedback of noncompliant elements. 3. Mandatory CAUTI competency session to review urinary catheter technique with nurses. 4. Addition of competency to new nursing orientation on monthly basis and the requirement that all insertions be done by 2 registered nurses. *P < .05; **P < .01. Preintervention period: March 2013–February 2014; postintervention period I: March 2014–February 2015; postintervention period II: March 2015–February 2016; and postintervention period III: March 2016–February 2017.

The rate of CAUTI, measured as number of CAUTIs per 1,000 catheter days, decreased after the implementation of the rounding checklist in the ICU. Compared to the preintervention period, the CAUTI rate decreased in postintervention period I (2.12 in postintervention period I vs 4.62 in the preintervention period; P = .2104). The CAUTI rate decreased in postintervention period II (0.45 vs 4.62; P = .0275) and decreased in postintervention period III also (0.96 vs 4.62; P = .0532) (Fig. 1).
The timing of different interventions in the ICU that may have impacted CAUTI rates in relation to when the ICU rounding checklist was implemented are shown in Fig. 1: (1) weekly maintenance bundle audits, with peer feedback of noncompliant elements; (2) mandatory CAUTI competency session to review urinary catheter technique with nurses; (3) the addition of competency to new nursing orientation on a monthly basis; and (4) the requirement that all insertions be done by 2 registered nurses.
Discussion
Intensive care units have deployed different interventions to reduce CAUTIs.Reference Shuman and Chenoweth1,Reference Rosenthal, Todi and Alvarez-Moreno15,Reference Menegueti, Ciol and Bellissimo-Rodrigues29,Reference Sampathkumar33,Reference Patel, Gupta, Vaughn, Mann, Ameling and Meddings34 Our study builds on this extensive literature to suggest a relatively low-resource intervention to reduce CAUTIs in the ICU. Following the implementation of the ICU rounding checklist, the CAUTI rate decreased, with a statistically significant decrease between the preintervention period and 1 year in the postintervention period. We detected an initial increase in the catheter utilization ratio during preintervention period I, followed by a decrease in the following 2 postintervention periods. It is unclear why the catheter utilization ratio initially increased; however, the subsequent decrease may be a result of a lag between the implementation of the checklist and a change in practice patterns.
Our checklist completion rate was lower than that reported in prior studies that included checklist completion rates.Reference Carlos, Patel, Vannostrand, Gupta, Cucci and Bosslet21,Reference Centofanti, Duan and Hoad23,Reference Siegel, Figueroa and Stockwell31 This finding may reflect differences in the resources allocated to completing the checklist or lack of buy-in with different provider teams that rotate on a weekly or monthly basis with periods of low checklist uptake impacting the overall completion rate. Another explanation for the relatively low checklist completion rate may be a consequence of high patient turnover in the ICU. The checklist was designed to be completed on the patients in the ICU during morning rounds, and therefore would miss patients admitted during the day because only new patients admitted overnight were typically presented during morning rounds. The checklist would also miss patients discharged before morning rounds either as deceased or to floor level of care. Whether a higher checklist completion rate would lead to more dramatic decreases in the catheter utilization ratio or the CAUTI rate remains unknown. Despite the low completion rate, we were able to show decreases in the catheter utilization ratio and CAUTI rate. Part of the success of an ICU rounding checklist may be the way in which it addresses part of the 4 key steps to removing a urinary catheter as outlined by Meddings et alReference Meddings, Rogers, Macy and Saint9: (1) recognition by the physician that the urinary catheter is in place, (2) recognition by the physician that the urinary catheter is not needed, (3) physician writing an order to discontinue the urinary catheter, and (4) a nurse removing the urinary catheter.
Prior studies report a rate of ~3–8 CAUTIs per 1,000 catheter days in the ICU, which is consistent with our preintervention rate.Reference Shuman and Chenoweth1,Reference Mullin, Kovacs and Fatica14 Our results are similar to the results reported by Jain et al,Reference Jain, Miller, Belt, King and Berwick30 who used a bundle checklist to reduce CAUTIs. They reported 3.8 CAUTIs per 1,000 urinary catheter days in the preintervention period and 2.4 CAUTIs per 1,000 urinary catheter days in the postintervention period (P = .170).Reference Jain, Miller, Belt, King and Berwick30 Menegueti et alReference Menegueti, Ciol and Bellissimo-Rodrigues29 used a multifaceted intervention that included biannual training of all clinical staff and a checklist with a designated infection control nurse who reviewed cases 3 times per week, yielding a reduction in CAUTIs in the ICU.
This study has several limitations. We used a small sample size and a before-and-after study design, which is susceptible to unmeasured confounding variables. Other potential confounders in our results are the simultaneous hospital-wide educational initiatives to reduce CAUTIs during the same period that were primarily focused on nursing training, including peer feedback, which focused on nursing interventions for noncompliant elements of maintenance bundle audits rather than specific feedback from the checklist. In the future, specific feedback related to the checklist could be formally included. In 2016, all urinary catheter insertions required either 2 nurses or, if a physician was placing the urinary catheter, then a nurse present to assist. Another limitation of our study design was the use of patient days and catheter days without specific individual patient characteristics that may have predisposed patients to developing a CAUTI. One important patient characteristic may be the distinction between chronic indwelling urinary catheter and hospital-acquired indwelling urinary catheter. We focused on hospital-acquired CAUTIs. Patients with chronic indwelling urinary catheters may also have been included in the study, although we believe that these patients comprised only a small percentage of the overall ICU patients during the study period.
Our study also has several strengths. Our intervention required few resources to implement and was easily incorporated into busy daily ICU rounds. Whereas other studies have utilized a dedicated staff member to provide feedback and intervene in CAUTIs, our rounding checklist can be incorporated by the existing clinical team without additional personnel.Reference Knoll, Wright and Ellingson17
Our results suggest that utilization of a daily rounding checklist is associated with a decrease in the average number of CAUTIs in ICU patients. Incorporating a rounding checklist is feasible in the ICU and can likely be used to improve other line-related infections. Further research is warranted to understand the effects of rounding checklist on outcomes such as mortality.
Acknowledgments
We thank all the critical care staff at The Miriam Hospital ICU for their assistance in implementing the rounding checklist.
Financial support
This work was supported by the Brown Division of Pulmonary and Critical Care Medicine and received no external funding.
Conflicts of interest
All authors report no conflicts of interest relevant to this article.
Supplementary material
To view supplementary material for this article, please visit https://doi.org/10.1017/ice.2020.43

