1. Introduction
The purpose of the present article is to focus on psycholinguistic work on attraction, understood as the aberrant outcome of an agreement process (Bock et al. Reference Bock, Eberhard, Cutting, Meyer and Schriefers2001: 85–86). Attraction occurs when competition between two or more NPs inside a larger complex NP (i.e. an NP which consists of two or more constituent NPs) causes agreement mistakes of the kind *the key to the cabinets are in the kitchen. The structure of this paper is as follows. First, in this introduction, I present basic facts of the grammar and the processing of agreement with a view to arguing that psycholinguistic research on this topic is changing the way we approach it and enriching our knowledge of it. Section 2 reviews the most relevant findings in the psycholinguistic literature on attraction. This implies coming to terms with two basic families of rival models: the formal and the notional. In Section 3 I focus on the two most recent instantiations of these models, Marking and Morphing (Bock et al. Reference Bock, Eberhard, Cutting, Meyer and Schriefers2001; Eberhard, Cooper Cutting & Bock Reference Eberhard, Cutting and Bock2005) and Maximal Input (Vigliocco, Butterworth & Semenza Reference Vigliocco, Butterworth and Semenza1995; Vigliocco, Butterworth & Garret Reference Vigliocco, Butterworth and Garrett1996a; Vigliocco & Franck Reference Vigliocco and Franck2001; Vigliocco & Hartsuiker Reference Vigliocco and Hartsuiker2002). Finally, in Section 4, entitled ‘Morphology and architectural opportunism in attraction’, I try to show that no existing model of attraction can account either for the latest findings in the psycholinguistic literature or for the classic mixture of formal encapsulation and semantic interference that characterises the grammar and the processing of agreement. In essence, it will be argued that agreement cannot be properly understood unless models incorporate an adequate measurement of the role and size of the morphological component of every language studied, as agreement operations are continuously sensitive to this. The general idea, which I extend from Berg (Reference Berg1998), Lorimor et al. (Reference Lorimor, Bock, Zalkind, Sheyman and Beard2008), Acuña-Fariña (Reference Acuña-Fariña2009), and Foote & Bock (Reference Foote and Bockin press), is that a strong morphosyntactic component blocks (rather than facilitates) semantic interference in agreement operations, and that languages opportunistically use semantics in establishing agreement ties depending not only on morphological richness but also on the direction of encoding (production vs. comprehension).
Agreement has become a major challenge for both linguistic theory and psycholinguistics. As Corbett (Reference Corbett2006: 116) has noted, it has moved from a peripheral position in grammatical studies to the centre stage. With the only exception of Cognitive Grammar (CG), most theories of language recognise something equivalent to an agreement phase or operation in the creation of sentential messages. Disputes often arise as to how to embed agreement computations inside a larger context containing other computations, but the autonomy of agreement per se is now generally acknowledged. As to the reason why CG has not shown any great interest in agreement, this appears to be informed by the Romance languages, in which typically alliterative, redundant agreement co-indexings are seen as ‘a clear case of the victory of the indexical aspect of language over its iconic aspect’ (Haiman Reference Haiman1985: 162). This view forces cognitive grammarians to accept the existence of form without meaning. Taylor (Reference Taylor2002: 332ff.) has referred to agreement pairings as ‘dysfunctional … manifestations of humans’ delight in … form-focused activities', adding that ‘[t]o the extent that they lack a symbolic-conceptual content, agreement patterns are an example of “pure phonology”’ [emphasis added – JCAF].Footnote 2
We have had to become reconciled to the importance of agreement because it is a very wide-spread phenomenon. First, it occurs in one form or another in over 70% of the world's languages (Mallinson & Blake Reference Mallinson and Blake1981), and even in the languages where it is not so conspicuous, like English, its operations are central to the structure and the creation of predications (English speakers actually confront the requirements of number agreement at least once every 16 words or so, or once every five seconds; Eberhard et al. Reference Eberhard, Cutting and Bock2005: 532–533). Furthermore, as Bock, Nicol & Cooper Cutting (Reference Bock, Nicol and Cooper Cutting1999: 331) note, even four-year-olds acquiring English use correctly agreeing verbs over 94% of the time in spontaneous speech (Keeney & Wolfe Reference Keeney and Wolfe1972): ‘This makes it all the more plausible to view agreement, in its typical manifestations, as one of the automatic mechanisms of normal language production rather than a nicety of carefully prepared speech’ (Bock et al. Reference Bock, Nicol and Cooper Cutting1999: 331). Agreement is also important because, of linguistic phenomena, it presents perhaps the greatest challenge to both linguists and psychologists. It spans domains (the NP, the clause, the sentence, the discourse) which usually impose constraints that should cause objects inhabiting those domains to be fairly different from one another (compare gender agreement in Spanish Determiner–Noun combinations (e.g. la (fem) rosa (fem) ‘the rose’) to gender agreement in long-distance pronominal anaphora (e.g. the girl … she …). It involves different features (such as person, number and gender) in different languages, and features interact with domains in such a way that there may be different features involved depending on the domain even within the same language (as in Spanish, where gender is marked on determiners and adjectives but not on verbs). Although some believe that all forms of agreement have a nominal origin (Lehmann 1982), so that agreement should always be seen as an operation where features migrate from a nominal controller to a target, the well-established view of the structure of the clause as starting in some kind of inflection phrase created around the verb challenges that idea, especially in pro-drop languages, where directionality might well be seen as going from the verb to the optional subject pronoun instead (Ferguson & Barlow Reference Ferguson, Barlow, Barlow and Ferguson1988: 12). Directionality is in any case not contemplated in unification-based accounts (like Head-driven Phrase Structure Grammar (HPSG) or Lexical Functional Grammar (LFG)), where agreement is seen simply as a declarative checking of features, that is, a side-effect of the fact that different elements of the sentence can encode information about a single formal entity, provided that that information is consistent (Weschler 2008). This view contemplates agreement as a ‘long component’, a ‘discontinuous morpheme’ or a matter of ‘morpheme harmony’ (Ferguson & Barlow Reference Ferguson, Barlow, Barlow and Ferguson1988: 13).Footnote 3 The greatest puzzle is no doubt the basic, fundamental nature of agreement: is it a syntactic operation proceeding on encapsulated rails (Gazdar et al. Reference Gazdar, Klein, Pullum and Sag1985; Shieber Reference Shieber1986; van Riemsdijk & Williams Reference van Riemsdijk and Williams1986: 302; Bock & Cutting Reference Bock and Cooper Cutting1992; Bock & Eberhard Reference Bock and Eberhard1993; Chomsky Reference Chomsky1995: Chapter 2; Bock, Nicol & Cutting Reference Bock, Nicol and Cooper Cutting1999; Bock et al. Reference Bock, Eberhard, Cutting, Meyer and Schriefers2001; den Dikken 2001)? Or is it, conversely, a semantic one (Dowty & Jacobson Reference Dowty, Jacobson, Powers and Jong1989; Barlow Reference Barlow1992; Pollard & Sag Reference Pollard, Sag, Brentari, Larson and McLeod1988; Vigliocco et al. Reference Vigliocco, Butterworth and Semenza1995; Reference Vigliocco, Butterworth and Garrett1996a, Reference Vigliocco, Hartsuiker, Jarema and Kolkb; Haskell & MacDonald Reference Haskell and Macdonald2003; Wechsler & Zlatić Reference Wechsler and Zlatić2003)? It may be both things at the same time:
[T]here are at least two different levels at which agreement must work, calling on two different kinds of information. Speakers begin with messages, which embody the conceptual relationships they intend to communicate. The specific embodiments of concepts within messages are collectively called notions, comprising intended referents, ideas, states of affairs, and relationships among them. These notional components of messages carry features of the concepts that they instantiate, but in order to be communicated, they have to undergo linguistic coding as words standing in particular structural relationships to one another. Agreement may involve the notional features of messages, or the linguistic features of words and structures, or more likely both. (Bock et al. Reference Bock, Eberhard, Cutting, Meyer and Schriefers2001: 84)
Corbett (Reference Corbett2006: 3) and Eberhard et al. (Reference Eberhard, Cutting and Bock2005) view agreement as the major interface problem between morphology and syntax and therefore difficult to understand if viewed only from ‘the heartland of either component’ (Corbett Reference Corbett2006: 3). This explains the current debate in Minimalism about whether agreement morphemes are implemented at the post-syntactic level of Morphological Structure or, instead, in the narrow syntax (the AGREE operation is, by contrast, a central component of narrow syntax in most accounts that make use of an Agree architecture (Chomsky Reference Chomsky2001); see below). On the former view, there is something ‘PF-ish’ about agreement (Bobaljik Reference Bobaljik2002a; Fuß Reference Fuß2005; Putnam Reference Putnam2007) in that its full implementation is dealt with via the ‘late-insertion’ of ‘dissociated’ morphemes, a stage at which vocabulary items that best match the roots and features contained in terminal nodes are drawn from the Vocabulary for insertion (Halle & Marantz Reference Halle, Marantz, Keyser and Hale1993; see Section 4 below). In sum, agreement may be ‘disarmingly simple in appearance’ but also a ‘morass for linguistic and psycholinguistic theories’ because, in fact, it ‘is not only syntactic, not only semantic, and not only pragmatic, but all of these things at once’ (Eberhard et al. Reference Eberhard, Cutting and Bock2005: 531).
Over the past few years, psycholinguistic research on agreement has come into its own. In a previous piece of research (Acuña-Fariña Reference Acuña-Fariña2009), I tried to show that such work is relevant to linguistic theory in a very direct way. Indeed, the central question of whether a certain linguistic phenomenon is more of a syntactic object than a semantic one in linguistic computations (the ‘isolability issue’ in Eberhard et al. Reference Eberhard, Cutting and Bock2005) can be addressed (also) in the laboratory by examining, say, different patterns of brain waves or, in reading studies, different optical signatures. If, based perhaps on such theoretical constructs as Pesetsky's (Reference Pesetsky1995) Earliness Principle and Chomsky's (Reference Chomsky, Roberts, Michaels and Uriagereka1999, Reference Chomsky2001) Phase Impenetrability theory, agreement is seen as a distinct phase in a serial, cyclic chain, then semantic manipulations should not affect any early measure of processing in experiments. After all, the spirit of such theoretical proposals is to rein in the domain of application of syntactic operations like uninterpretable feature deletion, and obvious processing constraints seem to lie behind them (admittedly or not). In the current minimalist theory, it is generally assumed that nominal categories access the derivation with all their phi-features present and that all the features are ‘checked’ in the same way. A prominent idea is that subject–verb (S–V) agreement creates a specific syntactic projection of a functional kind, AgrS, where the morphological specifications are determined at a precise stage of the derivational cycle (Franck et al. Reference Franck, Lassi, Frauenfelder and Rizzi2006). There are a series of phases in this process: first MERGE fuses the thematic core of the predication (the verb and its complements), and then further MERGE operations fuse that thematic core with the funtional structure (which contains specifications of mood, tense, etc.). At this stage, the functional node AgrS enters into an Agree relation with the vP-internal thematic subject. Since the person and number features of AgrS need to be valued in English and the subject possesses such features, these are ‘copied’ onto AgrS. This copying must respect locality and c-command: AgrS, the ‘probe’ of the AGREE operation, looks for a ‘goal’ inside its c-command domain. Once feature copying is finalised, the V moves to AgrS to receive its morphological specification and, at an even later stage, the thematic subject moves to the specifier of AgrS leaving a trace behind (though this movement does not occur in all languages: English does not have V-to-T raising, except in auxiliaries).Footnote 4 As can be seen, AGREE is at the core of the construction of sentence structure. In particular, AGREE is motivated by the need to erase uninterpretable features (Chomsky Reference Chomsky, Roberts, Michaels and Uriagereka1999: 4) in the sense that it is the presence of these features on a constituent that makes it ‘active’ and makes it look for a matching ‘goal’ within the relevant c-command domain. In this framework, phases are very easily seen as processing units (Miyagawa Reference Miyagawa2009: Chapter 2). Take, for instance, Chomsky's (Reference Chomsky2001: 13) idea that probe–goal computations (e.g. controllers and targets in agreement) must be local ‘in order to minimise search’, or the belief that in order to reduce the ‘computational burden’ (Chomsky Reference Chomsky, Roberts, Michaels and Uriagereka1999: 9) derivations should be phase-bound, and that ‘phases must be as small as possible, to minimise memory’ (Chomsky Reference Chomsky2001: 14).Footnote 5 The Fodorian logic is that, once syntactic phases are completed, the phonological and semantic operations can start, and the previous syntactic computations are no longer available. The basic insight is that the language faculty can only process limited amounts of structure at one time, so locality and phases ensure that everything proceeds step by step without long searches in memory. In short, most minimalist models assume that PF and LF are separate from one another and that they do not communicate and/or intersect with one another at any stage of the computation. The view opposite to that entails that the mind is much more capable, and that, fitted with the powers of parallel computation and massive interactivity, it is not constrained by serial determinism.
As can be seen, agreement is a tempting scenario in this encapsulation vs. interaction controversy. This is the reason why linguists and psycholinguists have joined hands to issue explicit pleas to join linguistic theory and experimental practice precisely with the facts of agreement in mind:
Under the assumption of a tight connection between grammar and processor (an assumption which is rarely made ever since the pioneering days of the derivational theory of complexity, but which seems to us to be the null hypothesis), the different derivational steps assumed in linguistics should be traceable in linguistic performance, and for our concerns here, in the way speakers err when producing agreement. (Franck et al. Reference Franck, Lassi, Frauenfelder and Rizzi2006: 179)
In fact, Franck et al. (Reference Franck, Lassi, Frauenfelder and Rizzi2006) use evidence from three experiments of elicited spoken production in French and Italian to modify the way AGREE and MOVE relate to each other in Minimalism. To illustrate, they argue that the robustness of agreement in S–V structures (as opposed to V–S structures) is due to the fact that features are checked twice in that configuration: (i) via AGREE (as we have just seen and as is standard since Chomsky Reference Chomsky1995), and (ii) in the local Spec–Head configuration, after movement of the subject. In V–S structures, by contrast, only one check is conducted (AGREE), explaining perhaps why agreement to the right of the verb is generally less consistently coded (compare some men are at the door and there's some men at the door; see Guasti & Rizzi Reference Guasti, Rizzi and Cinque2001). Carminati (Reference Carminati2005) has examined the disambiguating potential of the features in Greenberg's (Reference Greenberg1963) Feature Hierarchy (Person>Number>Gender) and argued for a Feature Strength Hypothesis. In her view, there is a correlation between the cognitive strength of a feature and its disambiguating power: the more cognitively important a feature is (say, person) the better it is at disambiguating the pronoun that carries it. According to some (Ritter Reference Ritter1993), whether there is a NumP in the tree or not is dependent on that. Theorising about agreement is also informed by work on agrammatism. Thus, for instance, studies showing tense to be affected in aphasia but agreement in person, gender and number unaffected are interpreted to mean that the higher nodes in the tree have been pruned from the speaker's mind (Friedmann & Grodzinsky Reference Friedmann and Grodzinsky1997, Reference Friedmann, Grodzinsky, Friedemann and Rizzi2000; Friedmann Reference Friedmann2002, Reference Friedmann2005). Such behavioural evidence would presumably indicate that agrammatic aphasics fail to project the tree up to its highest node, a fact that would lend support to the theory of Split Inflection (Pollock Reference Pollock1989), and particularly to the view that subject agreement is checked below the node in which tense is checked. If subject–verb agreement recovers before tense does, then such a view gains further credence (see Schütze & Wexler's (Reference Schütze, Wexler, Stringfellow, Cahan-Amitay, Hughes and Zukowski1996) and Wexler's (Reference Wexler1998) AGR/T Omission Model (ATOM) for a related view from the acquisition standpoint). Finally, drawing on a specific example to illustrate, in principle the distinction between tag pronouns and reflexive pronouns, and how they agree with their antecedents, is conspicuous enough to merit a separate syntactic analysis (Chomsky Reference Chomsky1981), yet experimental work by Bock et al. (Reference Bock, Nicol and Cooper Cutting1999: 340, 342) has shown that at least on some measures of processing the mind treats both kinds of antecedent–pronoun co-indexings in the same way.
Here I intend to focus on another type of evidence that comes from the world of psycholinguistics: the by now large body of studies on attraction. Attraction is ‘the aberrant outcome of a normal resolution process’, ‘a kind of spurious resolution between conflicting number specifications’ (Bock et al. Reference Bock, Eberhard, Cutting, Meyer and Schriefers2001: 85–86; see also Corbett Reference Corbett1983). As already noted, it occurs when two or more NPs inside a larger, complex NP appear to compete to project the entire noun phrase, causing agreement mistakes of the kind *the key to the cabinets are in the kitchen.Footnote 6 The first noun is the head and its modifier – a spurious controller – is usually called the local noun or intervener. This phenomenon is well-known in traditional and descriptive grammars, where it is usually labeled proximity concord (Jespersen Reference Jespersen1924; Kimball & Aissen Reference Kimball and Aissen1971; Quirk et al. Reference Quirk, Greenbaum, Leech and Svartvik1985; Francis Reference Francis1986; den Dikken Reference den Dikken2001; Payne & Huddleston Reference Payne, Huddleston, Huddleston and Pullum2002: 500ff.; see Bock & Miller Reference Bock and Miller1991 for review). As Wagers, Lau & Phillips (Reference Wagers, Lau and Phillips2009) note, it can be seen even in well-edited texts like The New York Times. Payne & Huddleston (Reference Payne, Huddleston, Huddleston and Pullum2002: 500–501) quote the following example as occurring in ‘a textbook by an eminent linguist’:
(1) ?It's part of one's linguistic competence to be able to control and interpret variations of word-order and grammatical structure of the kind that are exemplified in the sentences cited above. [acceptability judgement in the original]
The following are a few other real and perhaps clearer cases from spoken English (examples (2)–(5) are from Bock & Miller (Reference Bock and Miller1991: 46); the example in (5) is cited in Corbett (Reference Corbett2006: 223)):
(2) *The time for fun and games are over.
(3) *The readiness of our conventional forces are at an all-time low.
(4) *I don't think it much matters where the final reinterment of these men are.
(5) *The illiteracy level of our children are appalling. (George Bush, Washington, 23 January 2004)
According to Eberhard et al. (Reference Eberhard, Cutting and Bock2005), when the complex NP contains a singular head and a plural NP modifier (as in the key to the cabinets), there are as many as 13% of agreement mistakes on the verb in English in experiments. This points to an architecturally-driven propensity, not to the classic chance performance mistake that occurs once every million words or so. That is precisely the reason why attraction has received so much attention in the literature. Obviously, being architecturally-driven, these facts of behaviour may interest linguists who are eager to relate their theories to them. In Section 4, I will briefly refer to two as yet unresolved debates within the Minimalist Program which might benefit from knowledge of attraction mistakes. The first debate concerns the relationship between a rich morphology and the Agree architecture (Chomsky Reference Chomsky, Roberts, Michaels and Uriagereka1999, Reference Chomsky2001). This in turn has to do with two things: whether the same architecture is valid for different kinds of languages with very different morphosyntax, say Spanish and English, or Icelandic and Danish (Bobaljik & Thráinsson Reference Bobaljik and Thráinsson1998; Bobaljik Reference Bobaljik, Ackema and Neeleman2002b); and whether AGREE is superior to a Spec–Head configuration (with cross-linguistic diversity in mind; see Koopman & Sportiche Reference Koopman and Sportiche1991; Koopman Reference Koopman and Griffin2003, Reference Koopman and Boeckx2006). The second debate concerns the late vs. early (lexicalist) insertion mechanism that is envisaged to accommodate morphology in cyclic derivations. Proponents of Distributed Morphology (Halle & Marantz Reference Halle, Marantz, Keyser and Hale1993; Embick & Noyer Reference Embick, Noyer, Ramchand and Reiss2007) assume that syntax concatenates abstract morphemes and that these are subsequently provided with phonological exponents via post-syntactic vocabulary insertion or morpheme realisation rules. Conversely, proponents of lexicalist insertion insist that morphologised words drive the syntax from the very beginning (Jelinek Reference Jelinek1984; Vikner Reference Vikner and Haegeman1997; Ackema Reference Ackema2001). Since attraction mistakes are sentitive to morphology, it is interesting to see how such mistakes may be interpreted in relation to such fundamental issues having to do with the basic design of the language faculty.
2. Attraction
In typical studies on attraction, participants are presented with preambles which contain complex noun phrases such as (6) below, and they are simply required to repeat them and then complete them forming a sentence by adding a verb or a verb and a predicate. Agreement mistakes often arise.
- (6)
(a) The key to the cabinets … (IS LARGE)
(b) The keys to the cabinet … (*ARE LARGE)
Seminal work led by Kathryn Bock in the early 1990s set this experimental agenda in motion (Bopk & Miller Reference Bock and Miller1991; Bock & Cutting Reference Bock and Cooper Cutting1992; Bock & Eberhard Reference Bock and Eberhard1993). The driving force from the very beginning was to see whether semantics interfered with the agreement process or, conversely, whether this process was blindly driven by morphosyntactic information. This pioneering work (especially Bock & Miller Reference Bock and Miller1991) established a number of important findings. First, in English, there was a strong mismatch effect in the sense that mistakes were much more numerous when the two NPs mismatched in number than when they did not (e.g. the key to the cabinets vs. the key to the cabinet). Secondly, the mismatch effect was solely confined to the [singular NP1+plural NP2] configuration, not to the opposite setup (so the key to the cabinets was more disruptive than the keys to the cabinet). Thirdly, when single-token preambles like the bridge to the islands or the key to the cabinets were compared to multiple-token preambles like the label on the bottles (underlyingly, one bridge or key versus many labels), no differences arose. That is, the underlying semantic distinction (Fiengo & Higginbotham Reference Fiengo and Higginbotham1981; also Kurtzman & MacDonald Reference Kurtzman and MacDonald1993) did not produce more mistakes in the case where inherent numerosity was more obvious. In the fourth place, experimenters wanted to ensure that memory was taken care of, so half of the preambles included prepositional phrase post-modifiers, and half included clausal (both subject- and object-relative) postmodifiers. It turned out that attraction was stronger with the phrasal modifiers. In line with the view that the basic unit of encoding is the clause, they reasoned that phrasal attraction was stronger because it involves nouns in the same encoding cycle (Bock & Cutting Reference Bock and Cooper Cutting1992; see also Nicol Reference Nicol1995, and, for neuropsychological evidence, Nicol, Jakubowicz & Goldblum Reference Nicol, Jakubowicz and Goldblum1996). In the fifth place, the experimenters systematically varied the amount of material separating the head and the local noun, so there was a short-postmodifier version of each preamble, as well as a long-postmodifier version. This was intended to test memory further; no effect was recorded. Finally, since they studied subject–verb agreement ties and since subjects are known to be sensitive to animacy and topicality, they manipulated the ‘palpability’ of the referent of the local noun. The idea was that ‘the number of a relatively concrete local noun may hold more sway over the judged number of an abstract subject (as in the speech of the authors) than a relatively abstract local noun does over the judged number of a concrete subject (as in the mountain of the nomads)’ (Bock & Miller Reference Bock and Miller1991: 66). Again, no such semantic effects could be found. These results led to an inflectional view of agreement (as opposed to a semantic view), which was further substantiated by another set of findings: (i) pseudo-plurals did not affect attraction rates (so the player on the course did not attract (despite the local noun looking like a plural) but the player on the courts did); (ii) regulars (boys) and irregulars (men) attracted in approximately the same way; and (iii) collectives like army or fleet did not attract whereas ordinarily-inflected nouns like soldiers or ships did (Bock & Eberhard Reference Bock and Eberhard1993). All this paved the way for links with the linguistics literature on such notions as directionality, feature inheritance and/or feature copying and feature percolation (Chomsky Reference Chomsky1981; Gazdar et al. Reference Gazdar, Klein, Pullum and Sag1985). In general, the inflectional account of agreement became also a copying account whereby a controller which possesses inherent features passes them on to a target to establish an agreement relation. This is done in a formally encapsulated manner that is strongly reminiscent of cyclic phases in linguistics.
Importantly, the conclusions regarding the null effects of semantic manipulations (the distributivity issue) had to be modified soon. First, Vigliocco et al. (Reference Vigliocco, Butterworth and Semenza1995) showed that Italian attraction patterns were sensitive to the distributivity of the preambles. Then, Vigliocco et al. (Reference Vigliocco, Butterworth and Garrett1996a) compared English to Spanish and found that Spanish behaved like Italian, while English remained unaffected by semantics. This cross-linguistic disparity launched another research hypothesis with linguistics underpinnings: a unification view of agreement seemed to be fit at least for languages where predicates contain rich morphological information, allowing even the dropping of controllers altogether. The idea is that, with rich morphology, the two constituents that participate in an agreement relation may specify only partial information about a single linguistic object (Kay Reference Kay, Dowty, Karttunen and Zwicky1985; Pollard & Sag Reference Pollard, Sag, Brentari, Larson and McLeod1988; Barlow Reference Barlow1992). Unification, then occurs when compatible featural information on two sites becomes merged (Shieber Reference Shieber1986; De Smedt Reference De Smedt, Dale, Mellish and Zock1990). On this view, features are not copied or moved, but simply shared. The basic insight is that, unlike English, Spanish and Italian have verbs which contain such partial information directly and can therefore directly connect to conceptual structure without any kind of mediation or control. Hence the semantic (distributivity) effects.Footnote 7Vigliocco et al. (Reference Vigliocco, Hartsuiker, Jarema and Kolk1996b) obtained the same pattern of results in French and Dutch, also two richly-inflected languages. Soon, however, Eberhard (Reference Eberhard1997) proved that the Bock & Cutting (Reference Bock and Cooper Cutting1992) and Bock & Eberhard (Reference Bock and Eberhard1993) series of null findings for English was due to the fact that the materials in those pioneering experiments were hard to ‘imagine’. With a better control of the imageability of her own materials, Eberhard obtained distributivity effects even in English. In fact, distributive construals also occur when a collective noun occurs in head position and refers mostly to the individual members of a group rather than the group itself. Thus, Humphreys & Bock (Reference Humphreys and Bock2005) found that plural verbs are used more frequently after subject NPs such as the gang on the motorcycles than after others, such as the gang near the motorcycles. This is because the former puts gang members into a one-to-one relationship with motorcycles, thereby emphasising their multiplicity.
Eberhard's research undermined the cross-linguistic explanation, but the two rival views of agreement operations (copying vs. unification) have nevertheless survived untill the present day (with important modifications; see below). One thing remained clear, though: contrary to initial expectations, agreement operations were sensitive to at least some semantic manipulations in all the languages studied. It soon became evident that also some of the formal constraints uncovered by the work of Bock and colleagues had to be modulated or refined. Franck, Vigliocco & Nicol (Reference Franck, Vigliocco and Nicol2002) compared attraction patterns in NPs containing three nouns, as in (7)–(8).
(7) *The computer with the programs of the experiment are broken.
(8) *The computer with the program of the experiments are broken.
These authors found that, when the three nouns are part of the same clause (the same unit of encoding), the more interfering one is the one closer to the head and farther away from the agreeing verbal site (programs in (7)). This indicates that attraction is not driven by linear proximity (as traditional and descriptive grammar would have us believe), but rather by syntactic depth (but see Gillespie & Pearlmutter Reference Gillespie and Pearlmutter2011 for potential counterevidence). Vigliocco & Nicol (Reference Vigliocco and Nicol1998) obtained the same attraction data for English declaratives and interrogatives, illustrated in (9)–(10).
(9) *Are the helicopter for the flights safe?
(10) *The helicopter for the flights are safe.
Such findings suggest that attraction is computed on a hierarchical structure rather than on the final surface order. That is, they suggest that it occurs in a grammatical encoding phase before words are linearised (Franck et al. Reference Franck, Vigliocco and Nicol2002, Reference Franck, Lassi, Frauenfelder and Rizzi2006, Reference Franck, Soare, Frauenfelder and Rizzi2010). This basically accords with Bock & Miller's (Reference Bock and Miller1991) findings (the encapsulated, formal, inflectional account) and reinforces the connections with those theories of grammar where agreement is seen as a phase, or part of a phase. However, attraction has also been attested for phrases situated outside the subject NP. For instance, Hartsuiker, Antón-Méndez & Van Zee (Reference Hartsuiker, Antón-Méndez and Zee2001) found it in object pronouns intervening between subject NPs and their predicates in Dutch (see also Fayol, Largy & Lemaire 1994 and Franck et al. Reference Franck, Lassi, Frauenfelder and Rizzi2006, Reference Franck, Soare, Frauenfelder and Rizzi2010 for French; and Hemforth & Konieczny Reference Hemforth, Konieczny, Alterman and Kirsh2003 and Pfau Reference Pfau and Griffin2003 for German). It must be conceded that attraction rates have nevertheless generally been stronger for within-subject modifiers than for these other phrases (Franck et al. Reference Franck, Vigliocco and Nicol2002; but see Franck et al. Reference Franck, Lassi, Frauenfelder and Rizzi2006, Reference Franck, Soare, Frauenfelder and Rizzi2010), but, together with the distributivity data, and the fact that pronouns are also sensitive to attraction, all this points to the fact that strict, formal feature copying/percolation cannot be the sole mechanism implementing agreement (Bock et al. Reference Bock, Eberhard, Cutting, Meyer and Schriefers2001; Eberhard et al. Reference Eberhard, Cutting and Bock2005; Wagers et al. Reference Wagers, Lau and Phillips2009).
Note that the overall distributivity of the phrase (semantics) counts, but the collectivity of local nouns (semantics) does not (as collectives do not attract). Note also that inflectional morphology counts (soldiers vs. army), but so does supra-phrasal attraction (and even supra-clausal, as attraction also affects NP–pronoun co-indexings; Bock et al. Reference Bock, Nicol and Cooper Cutting1999). As can be seen, experimental data soon showed what linguistic theory had long found out on its own, namely, that agreement is particularly sensitive to both semantic and formal regulation simultaneously. Hence its established position in the literature as an interface problem (Berg Reference Berg1998; Corbett Reference Corbett2006; Acuña-Fariña Reference Acuña-Fariña2009; recall the late vs. early insertion debate in Minimalism; see introduction and Section 4). For instance, collectives often show grammaticalised semantic agreement especially in British English (the staff want to stay out of that; Bock et al. Reference Bock, Butterfield, Cutler, Cooper Cutting, Eberhard and Humphreys2006), but they show formal agreement inside the NP (*these staff want to stay out). This conforms nicely with Corbett's Agreement Hierarchy, whereby semantic interference becomes more probable the more (structural) distance intervenes between controllers and targets (Corbett Reference Corbett2006: 206ff.; see also Sauerland & Elbourne Reference Sauerland and Elbourne2002: 289–291, and, for clarifications, see Wechsler (Reference Wechsler2011) ).Footnote 8 This mixture of notional interference and formal regulation (via domains) is in fact the main characteristic of agreement. Moreover, so-called number transparent nouns like number or series (Payne & Huddleston Reference Payne, Huddleston, Huddleston and Pullum2002: 501ff.; see also Berg Reference Berg1998) tend to opt for a semantic override in English (a number of issues arise/*arises), like so many measure terms (five pounds is a ridiculous amount), and coordinated constructions (eggs and bacon is my favourite meal). In Spanish, a rich-inflection language, the feature of person allows semantic overrides at times: los chicos somos unos idiotas ‘the boys-3sg we-are-1pl idiots’ (meaning ‘we boys are idiots’). But in more than one person comes/*come usually, for some reason only the featural specification of the head noun (which contradicts the overall specification of the phrase) prevails, against all logic. And in the French sentence in (11), despite distance providing an obvious opportunity to refer to a male referent (the king) using a semantically congruent masculine pronoun, form continuity prevails again: the king (referred to via arbitrary gender with the NP votre majesté) is co-indexed by feminine elle (Grevisse Reference Grevisse1964: 405–406; see also Corbett Reference Corbett2006: 227ff.):
(11) Votre Majesté (fem) partira quand elle (fem) voudra.‘Your majesty will leave whenever she wants.’
What, then, is the explanation of this constant, apparently arbitrary tug-of-war between semantics and form routinisation in agreement (see Corbett Reference Corbett2006 for extensive evidence)? Can over 70% of the world's languages really be at the mercy of such whimsical architectures? If, as Ouhalla (Reference Ouhalla2005: 667, 683) claims (surely rightly), agreement is about making ‘roots’ visible to the computational system, the ‘transient linguistic glue that grammars and speakers can use to hold important pieces of utterances together’ (Eberhard et al. Reference Eberhard, Cutting and Bock2005: 26), then a very central part of linguistic computations is involved. It is therefore unlikely that that part is left unregulated. Note that the existence of mismatches is not the problem: to understand them one merely needs to recognise that conceptualisation and form have certain levels of autonomy, so the same form, say committee or staff, may be conceptualised as singular, or plural, or maybe even as both things at the same time, even as the form remains constant. Resolution – via agreement – is therefore a given: the problem is, rather, not to be able to discern a principled pattern of resolution of mismatches in the world's languages in an area that is at the core of most of them (Corbett Reference Corbett2006: 238ff.). It seems profoundly counterintuitive that there should not be such a pattern.
3. Marking and morphing versus maximal input
In the early 2010s, there are two main psycholinguistic theories that deal with the complexities of agreement. They have evolved from the inflectional and unification accounts. The heir to the inflectional, formal account is the Marking and Morphing model and has been developed by Bock and collaborators (Bock et al. Reference Bock, Eberhard, Cutting, Meyer and Schriefers2001; Eberhard et al. Reference Eberhard, Cutting and Bock2005; Bock et al. Reference Bock, Butterfield, Cutler, Cooper Cutting, Eberhard and Humphreys2006). The heir to the unification, semanticist view is Maximal Input, developed by Vigliocco and collaborators (Vigliocco & Franck Reference Vigliocco and Franck2001; Vigliocco & Hartsuiker Reference Vigliocco and Hartsuiker2002). Let us review them in turn.Footnote 9
With production in mind, according to Marking and Morphing (Bock et al. Reference Bock, Eberhard, Cutting, Meyer and Schriefers2001), agreement starts at a marking stage whereby the conceptualisation of the message directly assigns a number feature to referential subject NPs. The idea that NPs may be notionally controlled directly comes from the distributivity facts: NPs may trigger plural agreement, despite having singular heads, when they encode a highly accessible distributive construal (Vigliocco et al. Reference Vigliocco, Butterworth and Semenza1995; Vigliocco et al. Reference Vigliocco, Butterworth and Garrett1996a, Reference Vigliocco, Hartsuiker, Jarema and Kolkb; Eberhard Reference Eberhard1997; Humphreys & Bock Reference Humphreys and Bock2005. To this experimental fact one may add the actual grammatical (i.e. not erroneous) facts – the many cases of semantic overrides that English is famous for: number transparent nouns, measure terms, coordinations ad sensum, etc. (see Berg Reference Berg1998; Payne & Huddleston Reference Payne, Huddleston, Huddleston and Pullum2002: 499ff.; Acuña-Fariña Reference Acuña-Fariña2009). Note that this message-based number marking is supposed to affect the subject, not the verb, at least in English. The reason for this is that the English verbal system is so improverished that verbs are deemed unlikely to bear number indices themselves (see also Bock et al. Reference Bock, Nicol and Cooper Cutting1999: 341).Footnote 10 This means that they come by their number specifications via number morphing:
Expanding on a proposal by Lapointe and Dell (Reference Lapointe, Dell, Carlson and Tanenhaus1989), we assume that in English the number marking of the subject function controls the number features of the subject noun phrase. The subject noun phrase itself is assembled when the morphological representations of words and inflections are bound to specific positions within the phrase (during constituent assembly…), analogous to Garrett's (1988) positional level. At this point, the specifications of number in the lexicon are morphologically instantiated and, if necessary, reconciled with the number features on the subject. This, along with the implementation of agreement operations, constitutes number morphing. (Bock et al. Reference Bock, Eberhard, Cutting, Meyer and Schriefers2001: 91)
Reconciliation is needed because sometimes the morphological number specifications of constituent nouns may mismatch the number of the whole noun phrase assigned – previously – during marking (as in collectives, for instance). Such conflicts are resolved by adjusting the number specification of the whole phrase (and, as a JL referee notes, always in favor of the morphological specifications and away from the notionally driven marking). This ‘adjustment (sometimes called percolation in formal linguistics; see Vigliocco & Nicol 1998) is the compromise component of number morphing, and it aligns morphological number and phrase number’ (Bock et al. Reference Bock, Eberhard, Cutting, Meyer and Schriefers2001: 91). According to Bock et al. (Reference Bock, Eberhard, Cutting, Meyer and Schriefers2001), given the asymmetry in attraction (plurals attract but singulars do not), in English, an important feature of morphing is that only specified number matters (Eberhard Reference Eberhard1997). Number morphing has a second stage, termed control, which occurs when the number specification of the subject phrase is finally transmitted to the verb. Importantly, according to Bock et al. (Reference Bock, Eberhard, Cutting, Meyer and Schriefers2001: 92), when distributive construals (e.g. the label on the bottles) result in incorrect plural agreement on the verb, the ‘plural verbs are not products of attraction, … but of notional plurality in the message’. If I understand this point correctly, *the label on the bottles are can result from either attraction or notional agreement or both, whereas *the baby on the blankets are is likely to be attraction only.
As can be seen, such a hybrid model can account for many different findings: semantic overrides are the direct consequence of marking, and inflectional and structural effects are dictated by morphing. The model is constrained, though, in that there are both negative and positive predictions that follow from it: for instance, attraction should not occur when local notional plurals are not also grammatically plural (collectives). Conversely, it should occur for grammatical plurals that are not strongly notionally plural (summation plurals like scissors or binoculars). This is what Bock and colleagues found in their experiments. Note that these restrictions seem to hinge on a structural dimension: semantics does not intervene if it is housed in the local noun alone, although it does intervene if the head noun is collective or the entire phrase is marked as notionally plural (Franck et al. Reference Franck, Vigliocco, Antón-Méndez, Collina and Frauenfelder2008). In the local noun position, therefore, only blind inflectional processes are allowed. Additional evidence for this inflectional view of morphing/attraction comes from the fact that not all plural forms cause the same rate of attraction mistakes. Regardless of their underlying notional plurality, nouns like suds (notionally plural) and scissors (notionally singular, or more singular-like) create attraction due to their plural morph; however, these invariant plurals attract less than ordinary plurals which have a singular counterpart (e.g. car, cars). This role of contrastiveness (Eberhard et al. Reference Eberhard, Cutting and Bock2005) suggests that plurals are marked (in the typical linguistics sense) and therefore sensitive to some kind of activation boost. That would explain the erroneous feature percolation relative to plural+singular combinations. Additionally, the model also predicts that verb number and anaphoric pronoun number should pattern in the same way with respect to attraction whenever the pronoun's antecedent is active in memory, and this has been corroborated in experiments (Bock et al. Reference Bock, Nicol and Cooper Cutting1999).
Although Marking and Morphing differs from earlier formal models in that it includes an account of fast access to meaning through marking, the model also contains the classic encapsulation that is characteristic of Fodorian views of language in general (see especially the discussion of ‘isolability’ in the closing paragraphs of Eberhard et al. Reference Eberhard, Cutting and Bock2005). In contrast to this, the Maximal Input model (Vigliocco & Franck Reference Vigliocco and Franck2001; Vigliocco & Hartsuiker Reference Vigliocco and Hartsuiker2002) aligns itself with proposals that have been put forward to account for the influence of extrasyntactic factors in processing, such as constraint satisfaction models (e.g. MacDonald, Pearlmutter & Seidenberg Reference MacDonald, Pearlmutter and Seidenberg1994; Tanenhaus et al. Reference Tanenhaus, Spivey-Knowlton, Eberhard and Sedivy1995) and the competition model (e.g. McWhinney & Bates 1989). These models share the view that a level of processing is not completely isolated from interference from neighbouring levels, so grammatical encoding (the second level) may be affected by the previous conceptualisation stage and even by the subsequent phonological encoding stage if circumstances make that advantageous for processing (models differ in how much interference they allow). In general, a strong emphasis is placed on the idea that the grammatical encoder takes all of the information available from conceptual structures. Vigliocco & Franck (Reference Vigliocco and Franck2001: 370–371) in particular make the following careful observation that not all processing is subject to interference in an unconstrained way, since there are home domains for specific processes:
[Subject–verb agreement] is computed during grammatical encoding, a stage in which the unfolding representation is syntactic in nature, as suggested by slips of the tongue and other types of evidence. For example, Garrett (Reference Garrett and Butterworth1980) observed that errors occurring during this process, that is, word exchanges that cross phrasal and clausal boundaries [as in examples [12] and [13] below], do not show semantic/conceptual constraints. Instead, they show a strong grammatical class constraint:Footnote 11
(12) I have to fill up the gas with car.
(13) Older men choose to tend younger wives.
However, by making a distinction between primary and secondary sources of information, Vigliocco & Franck incorporate into their model the notion of interference that allows some flexibility needed to account for the notoriously complex facts of agreement. Taking advantage of the existence of both arbitrary gender and semantic gender in French and Italian, they have contrasted two hypotheses: Minimal Input and Maximal Input. Minimal Input means that agreement between a subject NP and a predicative adjective in gender is ‘a purely syntactic operation, irrespective of whether the gender of the noun is conceptually motivated or just a formal property of the noun (and therefore … oblivious to the conceptual information)’ (Vigliocco & Franck Reference Vigliocco and Franck2001: 369). This proposal is really parsimonious in that it assumes that the same processes apply for both nouns with and without conceptual gender. It also assumes that, in cases of mismatch, agreement is grammatical rather than notional. By contrast, Maximal Input means that ‘accuracy is achieved by taking advantage of information from other levels when available’ (Vigliocco & Franck Reference Vigliocco and Franck2001: 370). Such information is ‘additional’ but nevertheless beneficial since it protects against information loss. On this view, when semantic information is congruent with grammatical information, agreement should be more accurate. Vigliocco & Franck (Reference Vigliocco and Franck1999) found significantly fewer errors in the agreement of gender between the subject and the predicate when gender was semantic than when it was merely arbitrary. Another prediction stems from this hypothesis, namely that when the conceptual and morphosyntactic information mismatch, the two types of information may interfere and compete with each other, rendering encoding more difficult. This was ingeniously tested using epicene nouns like Italian vittima ‘victim’ in their subsequent study (Vigliocco & Franck Reference Vigliocco and Franck2001). Epicenes have arbitrary grammatical gender but can refer to both male and female referents. Thus, for instance, vittima is femenine but may refer to a man. In the first two experiments (in Italian and French) speakers were presented with a sentential context as in (14):
(14) Un camion ha investito Fabio/Fabiola che correva in bicicletta ascoltando musica.a truck has hit Fabio/Fabiola who was.riding a bike listening.to music‘A truck hit Fabio/Fabiola while s/he was riding a bike and listening to music’
Then they were given a sentence preamble such as (15):
(15) la vittima dello scontrothe.fem victim.fem of.the.masc crash.masc‘the crash victim’
Finally, speakers were required to choose one of the two forms (masculine or feminine) of an adjective in order to complete the preamble. Each head noun was used with two different local nouns, one with matching gender and one with mismatching gender. Note that, in contrast to previous studies (Vigliocco & Franck Reference Vigliocco and Franck1999; Vigliocco & Zilli Reference Vigliocco and Zilli1999), the conceptual information was a property of the discourse model, not of the noun itself. Mistakes were significantly more common when the conceptual information was incongruent with the syntactic information than when the two types of information were congruent, indicating that the conceptual information available was taken into account.Footnote 12,Footnote 13
4. Morphology, direction of encoding and architectural opportunism in attraction
4.1 Problems with existing accounts
As can be seen, the two major psycholinguistic theories of attraction outlined in the preceding section have evolved to meet the interface facts of agreement by becoming very much more nuanced, and also by de facto becoming not too dissimilar. Marking and Morphing captures inescapable semantic interference by allowing semantics to sanction referents at the initial marking phase as either singular or plural at the phrase level, even before the phrase is assembled. Encapsulation is taken to prevail during the assembly phase itself. Maximal Input captures morphological effects by recognising that S–V agreement operations unfold primarily in the home domain of grammatical encoding, after conceptual inputs and before phonological spell-out. Semantic effects at this stage are explained by simply relaxing the level of encapsulation of each phase, allowing conceptual influences from the previous encoding cycle if beneficial and penalising them if detrimental (Berg Reference Berg1998). However, there are a number of problems with both accounts. In the first place, Marking and Morphing, being a formal account in origin at least, is easier to falsify since formal accounts have typically neater predictions. Two sets of data in particular are hard to reconcile with this model. The first set of data concerns the fact that attraction has been found to exist when object NPs (both clitics and full NPs) intervene between subject NPs and their agreeing verbs (Fayol et al. Reference Fayol, Largy and Lemaire1994; Hartsuiker et al. Reference Hartsuiker, Antón-Méndez and Zee2001; Hemforth & Konieczny Reference Hemforth, Konieczny, Alterman and Kirsh2003; Franck et al. Reference Franck, Lassi, Frauenfelder and Rizzi2006, Reference Franck, Soare, Frauenfelder and Rizzi2010). Since marking affects the entire referential phrase and the object NP is another referential phrase, the percolation path envisaged to account for such effects would actually be tantamount to a relaxation of the notion of fully encapsulated cycles (making Marking and Morphing even more similar to Maximal Input).Footnote 14 The second set of data concerns the fact that, the encapsulation part of Marking and Morphing rests on two series of findings: of semantic effects if these reside in the head noun or the entire NP, and of morphological effects if these reside in the local noun. However, Hupet, Fayol & Schelstraete (Reference Hupet, Fayol and Schelstraete1998) and Thornton & MacDonald (Reference Thornton and MacDonald2003) have found semantic effects by manipulating the plausibility of the verb relative to the two nouns in the complex NP. For instance, in an experiment where both nouns could be plausible passive subjects (e.g. the album by the classical composers... BE praised) or only the head noun could be so (the album by the classical composers... BE played), there were more agreement errors when both nouns were plausible subjects than when only the head noun was plausible (Thornton & MacDonald Reference Thornton and MacDonald2003).Footnote 15 There are two problems with this finding: firstly, it indicates that the local noun can exercise semantic influence (perhaps simultaneous with the morphing process for which Marking and Morphing has provided convincing evidence); secondly, and maybe more importantly, effects are obtained by manipulating a position (the verb) where, in Marking and Morphing terms, all kinds of agreement decisions (reconciliation) are supposed to have been left behind and the verb's agreeing form is supposed to be merely inhereted via control (Wagers et al. Reference Wagers, Lau and Phillips2009). In fact, this attested role of the verb is consonant with two other facts of grammar: (i) inheritance (or percolation or copying) is problematic in the case of absent controllers (see footnote 5 above); and (ii) often the mereology feature of a subject NP (like a collective) cannot be determined until the verb is chosen, as in, for example, the committee is old vs. the committee are old (in the second case, for instance, the committee may be newly composed of people who happen to be old; see Sauerland & Elbourne Reference Sauerland and Elbourne2002). In such cases, even truth conditions are affected.
4.2 Production and comprehension
Models of attraction developed with production in mind, as research in comprehension has only barely begun. There is in fact no theory of attraction in comprehension yet. However it is evident that in reversing the direction of encoding the interference dynamics may change accordingly: in production, message features may spill into form (this constituting a whole research agenda); in comprehension this is less likely (Berg Reference Berg1998; Acuña-Fariña Reference Acuña-Fariña2009). A positive aspect about the new, comprehension studies is the fact that they make it possible to study attraction in grammatical sentences (Wagers et al. Reference Wagers, Lau and Phillips2009; Acuña-Fariña, Carreiras & Meseguer Reference Acuña-Fariña, Carreiras and Meseguer2011). One of the first studies of this kind was conducted by Nicol, Forster & Veres (Reference Nicol, Forster and Veres1997) . By using a maze task (a timed, incremental sentence-construction task) and a whole-sentence grammaticality judgement task, they showed that a mismatching plural local noun interfered with the agreement process in the form of increased processing time on the verb. The authors suggested that a plural feature percolates from the local noun to the head noun in comprehension just as it is supposed to do in production. However, there are obvious limitations to the methodology employed. A tighter control of methodological issues was provided by Pearlmutter, Garnsey & Bock (Reference Pearlmutter, Garnsey and Bock1999), with two self-paced reading studies and one eye-tracking study in which they replicated the mismatch effect. Interestingly, eye-tracking revealed no effects for first pass reading times, but significantly more regressions from the verb region for mismatching local nouns. Additionally, Thornton & MacDonald (Reference Thornton and MacDonald2003) also replicated the plausibility effects of their production study (recall the album by the classical composer was praised/played mentioned above) in an accompanying self-paced reading experiment in which they obtained longer reaction times (RTs) at the verb when both nouns were plausible subjects than when only the head noun was plausible. The mechanism suggested for adapting these congruent data from comprehension to the much more established data from production is a ‘head overwriting’ operation whereby the feature on the legal head noun is ‘overwritten’ by the feature of the attractor (Pearlmutter et al. Reference Pearlmutter, Garnsey and Bock1999; Wagers et al. Reference Wagers, Lau and Phillips2009).
However, Wagers et al. (Reference Wagers, Lau and Phillips2009) have reasoned that there is in fact no attraction in comprehension and that the effects obtained in recent research are spurious: they are not syntactic but morphological, a side-effect of the fact that plurals are harder to process than singulars, on their own. In their view, the added difficulty of the plural ‘is particularly problematic for on-line experiments in which the attractor region is immediately adjacent to the verb, as the strongest effects of plural processing complexity would likely be felt here’ (Wagers et al. Reference Wagers, Lau and Phillips2009: 210). The theoretical significance of this methodological issue is important: in percolation/copying terms, attraction unfolds independently of the verb due to architectural requirements affecting the way referential NPs are projected. If attraction is due to the faulty representation of subject number, then not registering it in grammatical sentences would mean that it is the to-be-produced verb that causes it in the production studies. Wagers et al. point out that this is the case and that it suggests that attraction is due to a faulty access to the NP's features at the moment of reactivating them at the verb (not to automatic percolation in a step-by-step syntactic derivation of the NP part of structure). Partly aware of that, Acuña-Fariña et al. (Reference Acuña-Fariña, Carreiras and Meseguer2011) conducted an eye-tracking experiment in Spanish in which they manipulated both number and gender. By using eye-tracking (and eliminating certain limitations of Pearlmutter et al.'s 1999 study), they hoped to provide the best possible record of the reading data. By adding a gender manipulation, two other positive things were made possible: (i) since gender belongs with the stem of the noun in Spanish (it is ‘intrinsic’, see Eberhard et al. Reference Eberhard, Cutting and Bock2005: 23), it should not induce any extra level of difficulty relative to any base form (as is the case, hypothetically, of plurals vs. singulars in English); and (ii) since gender appears on adjectives but not on verbs, the co-indexation site occurs after the verb (a copula), with some distance between the attractor and that site, a fact that is likely to dissolve any local morphological effect (e.g. el nombre del niñ oera extrañ o ‘the name of the child was strange’). What they found was the following: (i) disruption, as in production, in cases of mismatch; (ii) no asymmetry, as effects were obtained for mismatching singulars as well (albeit less strong); (iii) the fastest possible reaction times for number (not only total reading time and regressions into the region but even first pass regressions, and first fixation duration), in contrast to the data from English, where only regression measures yielded differential results (Pearlmutter et al. Reference Pearlmutter, Garnsey and Bock1999); (iv) also surprisingly fast RTs for gender registered at the verb, that is, at a location prior to the actual co-indexation site (not only cumulative reading time but also first pass regressions out, a tendency which was preserved when the verb and the predicate were analysed together as a region); and (v) no semantic, distributivity effects, using the same materials with which Vigliocco et al. (Reference Vigliocco, Butterworth and Garrett1996a, Reference Vigliocco, Hartsuiker, Jarema and Kolkb) obtained such effects in production for the same language.
This pattern of results is difficult to accommodate by any existing model.Footnote 16 In the first place, it casts doubt on the markedness theory of attraction, a theory taken almost for granted nowadays (Bock & Eberhard Reference Bock and Eberhard1993; Vigliocco et al. Reference Vigliocco, Butterworth and Semenza1995; Vigliocco et al. Reference Vigliocco, Butterworth and Garrett1996a, Reference Vigliocco, Hartsuiker, Jarema and Kolkb; Eberhard Reference Eberhard1997; Antón-Méndez, Nicol & Garrett Reference Antón-Méndez, Nicol and Garrett2002; Eberhard et al. Reference Eberhard, Cutting and Bock2005; Wagers et al. Reference Wagers, Lau and Phillips2009; Haskell, Thornton & MacDonald Reference Haskell, Thornton and MacDonald2010).Footnote 17 Note, however, that the little known data from the Romance languages are consistent with the view that the role of markedness should be re-evaluated: Vigliocco et al. (Reference Vigliocco, Butterworth and Semenza1995) and Franck et al. (Reference Franck, Lassi, Frauenfelder and Rizzi2006) did not find strong asymmetry in Italian either, and Franck et al. (Reference Franck, Vigliocco and Nicol2002) could not find it in French. It is interesting that Vigliocco et al. (Reference Vigliocco, Butterworth and Garrett1996a) did find a robust effect in Spanish in their production experiment with the same materials. Why should a plural vs. singular contrast matter less in a comprehension experiment in Spanish than in all the experiments on production in English? One likely reason is that in a language fraught with morphological specifications of all kinds of features (person, gender and number being marked on determinatives, adjectives, participles, nouns and verbs), the singular vs. plural contrast is not the same kind of conspicuous event that it is in English.Footnote 18 A short phrase such as nosotros los ricos altos y guapos ‘us tall and handsome rich guys’ contains a variety of eleven morphological features in Spanish, but only two – of number – in English. Additionally, when it comes to gender, for most nouns there is no base form that is gender-less in Spanish, where a gender specification must be part of the lemma for each word (see Lorimor et al. Reference Lorimor, Bock, Zalkind, Sheyman and Beard2008 and Acuña-Fariña Reference Acuña-Fariña2009 for differences between gender and number in processing). Another likely reason for the absence of a plural markedness effect may be the fact that, unlike Vigliocco et al.'s (Reference Vigliocco, Butterworth and Garrett1996a) experiment with the same materials, this was a comprehension experiment, where form precedes meaning. We will return to this. Finally, a third potential reason is that, to make morphology matter even more, Spanish NPs house highly informative determiners: el (sg, masc), la (sg, fem), los (pl, masc), las (pl, fem), all meaning ‘the’. This paves the way for our next point.
4.3 Probabilistic agreement
A problem with existing linguistic theories of agreement is that they tend to be too rigid. However, the facts of agreement are typically probabilistic. In a number completion study in English and German, Berg (Reference Berg1998) obtained consistent differences between the two languages. Thus, for instance, ‘number transparent’ nouns (series, number, lot, etc.) tended to establish semantic agreement in English (e.g. a series of reports were issued) but formal agreement with the head in German (eine Reihe von Berichten wurde erstellt ‘a series of reports was issued’). However, results were tendencies, never absolute or near-absolute laws. There were plenty of cases where the statistical pattern met with exceptions. Acuña-Fariña (Reference Acuña-Fariña2009) did a small-scale pilot study involving a comparison of Spanish and English, and replicated its findings with Spanish siding with German, and Riveiro-Outeiral & Acuña-Fariña (Reference Riveiro-Outeiral and Acuña-Fariña2012) further corroborated them. Some of the outliers in these three studies had to do with differing levels of bleaching (loss of lexical content as a result of grammaticalisation). Thus, bleaching seems to account for the behaviour of nouns like series, number, or lot, but not for nouns like bouquet or bunch in expressions like a bouquet/bunch of (roses), where the NP1 position retains a strong lexical meaning. These latter cases are usually conceptualised as units (a bouquet of roses is a gift) and therefore trigger agreement with the head noun even in English (Brems Reference Brems2003; Keizer Reference Keizer2007: 151; see also Langacker Reference Langacker1991a: 89).
The fact that agreement systems are much more nuanced than usually believed (even inside one language, that is, disregarding the obvious complexity revealed by typology, see Corbett Reference Corbett2006) is evident in the attraction data involving determiners. The Franck et al. (Reference Franck, Vigliocco, Antón-Méndez, Collina and Frauenfelder2008) data referred from above are particularly informative. Franck et al. wanted to manipulate the morphophonology of both the noun and the article in complex NPs, as this differs across languages in its transparency/cue reliability. They compared Italian, Spanish, and French. Thus, for instance, Italian nouns tend to be highly reliable as the o/a distinction that codes masculine vs. feminine can be observed in 80% of the nouns in that language. By contrast, determiners are less reliable since when the noun starts with a vowel, the article is contracted independently of the noun's gender (e.g. l'armadio ‘the wardrobe-masc’; l'aria ‘the air-fem’). In such cases, (about 25%), the article is ambiguous with respect to gender in its morphophonology. In Spanish, with many nouns like animal ‘animal-masc’, adolescente ‘adolescent-masc/fem’), or felicidad ‘happiness-fem’, the o/a contrast is informative in only some 68% of the nouns. Then there are a few nouns like mano ‘hand’, which end in -o but are feminine and even nouns which end in -a but tend to be masculine (e.g. agua ‘water’). By contrast, determiners are to be trusted almost without exception, e.g. l aman o ‘the hand-fem’, está suci a ‘the hand is dirty-fem’. What Franck et al. found was a picture of almost perfect opportunism: encoders tended to trust the noun preferentially in the three languages, but that preference was neatly modulated by its reliability: they were sensitive to the nouns alone in Italian, both to the nouns and the articles in Spanish, an they were particularly observant of the articles in French (as nominal endings have largely eroded in this language). That attraction is so opportunistic adds another dimension to the fixity of the semantics vs. syntax debate in agreement by making this classic tug-of-war only part of the story.Footnote 19
4.4 The fast track of agreement in Romance
We now turn to the Acuña-Fariña et al.'s (Reference Acuña-Fariña, Carreiras and Meseguer2011) comprehension findings in Spanish mentioned briefly in Section 4.2. A relevant aspect of that work was the sheer co-indexation speed. Recall that the existing data from comprehension in English (Pearlmutter et al. Reference Pearlmutter, Garnsey and Bock1999) revealed the classic mismatch effect, but only in relatively late measures (that is, in either regressions or post critical regions). Acuña-Fariña (Reference Acuña-Fariña2009) searched for cross-linguistic differences in the processing of agreement in the psycholinguistic literature (reviewing especially eye-tracking and event-related potential (ERP) studies) and concluded that fast, shallow, non-strategic co-indexations were highly prominent in Spanish and Italian, but less so in English. For instance, evidence from the processing of epicene nouns in Italian (Cacciari, Carreiras & Cionini Reference Cacciari, Carreiras and Cionini1997) showed that they preferentially bond with (Garrod & Terras Reference Garrod and Terras2000) pronouns of the same morphological gender, even in contexts strongly biassed pragmatically to favour the other gender (e.g. the noun vittima ‘victim-fem’ preferred a feminine pronoun to a masculine one even in the context of a certain boy having a car crash).Footnote 20 He observed that sometimes blind obedience to alliterative form (form continuity, as in l acas ablanc ay suci a ‘the white dirty house’) even led readers to garden path in Spanish because sometimes form continuity crosses a phrasal boundary and illegally binds non-constituents together). The Acuña-Fariña (2011) attraction study in comprehension confirms the following general pattern: in richly inflected languages, form clues are privileged by parsers, which must deal with them at a rate of about ten per second. This happens – let us not forget – precisely in comprehension, that is, a domain where such form clues reach minds before anything else (like meaning) does. Such speed makes unification theories less appealing, as it is difficult to see how the posterior check that unifies independently assigned featural marks can be conducted within such a short time window. The gender data are particularly revealing, since effects are registered as if in advance, that is, at a region before the co-indexation site (the morphology of the adjective) appears on the scene. The same can be said about the idea that attraction (and agreement in general) is a matter of reactivating a previously encountered referent only at the point where a consistent cue instructs language users to do so (a cue-retrieval (memory) process, as in Solomon & Pearlmutter Reference Solomon and Pearlmutter2004; Badecker & Lewis Reference Badecker and Lewis2007; Wagers et al. Reference Wagers, Lau and Phillips2009). If anything, the speed revealed here and elsewhere (Acuña-Fariña Reference Acuña-Fariña2009) in Spanish comprehension is reminiscent of pro-active strategies in the gap-filling literature (Stowe Reference Stowe1986; Tanenhaus et al. Reference Tanenhaus, Boland, Garnsey and Carlson1989; Boland, Tanenhaus & Garnsey Reference Boland, Tanenhaus and Garnsey1990; see also Betancort, Carreiras & Acuña-Fariña Reference Betancort, Carreiras and Acuña-Fariña2006). Is Marking and Morphing (Eberhard et al. Reference Eberhard, Cutting and Bock2005; Bock et al. Reference Bock, Eberhard, Cutting, Meyer and Schriefers2001, Reference Bock, Butterfield, Cutler, Cooper Cutting, Eberhard and Humphreys2006) the solution then? Ignoring the significance of objects interfering in S–V attraction the problem with this theory is that, since gender tends to be arbitrary in Spanish, it is difficult to see how such rapid gender effects may arise in a system (designed on the basis of the semantically grounded and formally conspicuous English-style number feature) where morphing interacts with a previous marking stage based on the conceptual features of the message. The feminine in mesa ‘table’ cannot be grounded in marking/meaning. In sum, only blind copying operations of the kind that have recently been discarded in the attraction literature (Bock et al. Reference Bock, Eberhard, Cutting, Meyer and Schriefers2001; Eberhard et al. Reference Eberhard, Cutting and Bock2005) offer any scope for accommodating fast (indeed pro-active) gender co-indexation bindings in the Romance languages in comprehension (Hawkins Reference Hawkins1994, Reference Hawkins2004). This takes us back to two factors that interact opportunistically: morphology (the Romance languages) and the direction of encoding (comprehension vs. production).
4.5 Opportunistic interactions
The role of morphology and the direction of encoding are also evident in the third conspicuous aspect of the Acuña-Fariña et al. (Reference Acuña-Fariña, Carreiras and Meseguer2011) findings – the absence of a distributivity effect. At first sight, this is surprising given that using the same materials and the same language Vigliocco et al. (Reference Vigliocco, Butterworth and Garrett1996a) did find such effects. Recall that even English showed those effects once materials were carefully controlled (Eberhard Reference Eberhard1997). This invalidates the thesis that distributivity is to be expected more in the Romance languages than in English because the rich morphology of the former provides more opportunities to consult meaning representations activated by the frequent cues via (distributed) unification (Vigliocco et al. Reference Vigliocco, Butterworth and Semenza1995, Reference Vigliocco, Butterworth and Garrett1996a, Reference Vigliocco, Hartsuiker, Jarema and Kolkb). In fact, given our current understanding, the very opposite idea makes perfect sense, namely, that the richer the morphology the stronger the encapsulation of agreement operations from the interference of conceptual properties of the message.Footnote 21 To the best of my knowledge this idea has its origins in the Berg (Reference Berg1998) study mentioned above (Section 4.3). As noted earlier, Berg carried out a completion study in English and German in which he showed that English grammaticalises interference far more than German does in agreement operations (e.g. a series.sg of odd events.pl were.pl the result of that). The reason for this, he suggested, is that the strong morphosyntactic component of German grammar keeps semantics at bay. Lately, Marking and Morphing theoreticians (Lorimor et al. Reference Lorimor, Bock, Zalkind, Sheyman and Beard2008; Foote & Bock Reference Foote and Bockin press; see below) have further explored this idea in an attempt to test how their model works and to refine it, specifically in the reconciliation process, where morphology acts as a counterweight to meaning: the more morphological specifications there are, the smaller the effect of marking (the contribution from notional number). There are two factors to consider. One is the direction of encoding, since whatever is to be kept at bay must be activated before morphosyntactic operations may be affected by it. In production, what is activated first is meaning. Hence the Vigliocco et al. (Reference Vigliocco, Butterworth and Garrett1996a) findings of distributivity effects in Spanish in a production study and the absence of such effects in the Acuña-Fariña et al. study in comprehension (same materials, same language). The second factor is the semantic blocking component (‘morphological filtering’ in Foote & Bock Reference Foote and Bockin press), i.e. the rich morphology:
Given the competitive nature of the system, one major factor determining the strength of the semantic force at the syntactic stage is the strength of the syntactic force in its home domain. If the syntactic influence is relatively weak, it may be overridden by the semantic influence. … [T]his appears to be a fair description of the English system. What, then, weakens the syntactic factor in this language? Agreement presupposes a morphology to express the relationship between target and controller. As is well known, the inflectional morphology of English is highly impoverished … Thus there is hardly any opportunity for (syntactically based) agreement processes to operate in English. It is a general cognitive principle that frequency impacts upon the strength of a phenomenon. The less frequently it occurs, the weaker it is. As a consequence, the limited opportunity that the language provides for expressing syntactically based agreement relationships involves a weakening of the syntactic force. … The situation is quite different in German. (Berg Reference Berg1998: 60)
Acuña-Fariña (Reference Acuña-Fariña2009) showed this logic to be correct in a comparison of English and Spanish with materials similar to those in Berg (Reference Berg1998) . The same conclusion can be applied to the findings of a production study by Lorimor et al. (Reference Lorimor, Bock, Zalkind, Sheyman and Beard2008) on attraction in Russian, another richly-inflected language. This language was less, rather than more, affected by semantic interference than English:Footnote 22
Compared with English in particular, which lies near the other end of the spectrum of morphological richness among the world's languages, the incidence of attraction in Russian is roughly one-third the English rate. For notional agreement, Russian is also roughly one-third as likely to express notional number agreement as English or Dutch, and about half as likely to express notional number agreement as two of the Romance languages in our sample, Spanish and Italian. (Lorimor et al. Reference Lorimor, Bock, Zalkind, Sheyman and Beard2008: 788)
Haskell et al. (Reference Haskell, Thornton and MacDonald2010) examined English corpora and concluded that English does tend to grammaticalise semantic interference. They point out that a process similar to structural priming contributes to the error asymmetry of English attraction data via speakers' past experiences with related agreement constructions which contain singular phrases that agree in plural with predicates (like Berg's (Reference Berg1998) category 3 construction, e.g. a series of/a bunch of+PLURAL, mentioned in Section 4.3 above).Footnote 23 Given the role of morphology and the direction of encoding, the absence of notional effects in the Acuña-Fariña et al. (Reference Acuña-Fariña, Carreiras and Meseguer2011) study is in fact doubly right: first, Spanish must be less affected by notional interference due to its strong, well-oiled morphosyntactic component; and secondly, in a task which starts with redundant form continuity (comprehension), the conceptual properties of the sentential message cannot be active before the form comes, but must be necessarily made possible by that pre-existing form. Hence, meaning has fewer opportunities to interfere.
The last piece of evidence for this view of attraction and agreement (involving morphology, direction of encoding and architectural opportunism) comes from a recent production attraction study by Foote & Bock (Reference Foote and Bockin press), in which they contrasted two varieties of South-American Spanish – Mexican and Dominican – with English, which acted as the baseline for comparison. It turns out that whereas Mexican Spanish has preserved the rich morphology of European Spanish, Dominican Spanish is losing it (like French or Brazilian Portuguese). For instance, syllable-final -s is now reduced or weakened (or simply elided), and this can eliminate distinctions between the second and third person singular forms in almost all tenses and moods. Furthermore, syllable-final -n can also be weakened or elided, making it difficult to distinguish between third person singular and plural forms (see Lunn Reference Lunn, Lee, Geeslin and Clements2002). The morphology of number on determiners and adjectives is also being lost (Holm, Lorenzino & De Mello Reference Holm, Lorenzino, Mello and Ortiz López1999; Pérez-Leroux Reference Pérez-Leroux and Ortiz López1999; Toribio Reference Toribio2000). In their first experiment Foote & Bock (Reference Foote and Bockin press) observed larger distributivity effects in English and in the Spanish variety with poorer morphology (Dominican). In the second, when participants produced sentences with null subjects (and therefore did not repeat the morphologised preambles), there were large notional effects in the two varieties of Spanish, suggesting that it is the morphological realisation on subject NPs in particular, and not general language type, that drives agreement computations. This suggests a far more nuanced account of agreement operations than has been contemplated by any existing model or theory. It also suggests a much more opportunistic and therefore effective and realistic account in that probabilistic results are inescapable even inside the same language. This line of work brings hope that, by adequately measuring the role of the morphological component in agreement, very precise cross-linguistic and even cross-construction predictions may be possible.
4.6 Competence and performace
In sum, the varying cross-linguistic levels of semantic affectedness/encapsulation cannot be predicted by any theory (linguistic or psycholinguistic) which does not incorporate the role and size of morphology and the direction of encoding as essential parameters. The filtering of meaning effects by an exuberant morphology (measured, for instance, as the magnitude of distributivity effects) is congruent with the fact that morphological transparency (on whatever constituent this resides the most) boosts the signal and so promotes accuracy. It also automatises the creation of phrasal packages even at the risk of garden paths. Since agreement is not the only form of clause-building, languages which have less of it must compensate for their attrition by making use of more direct conceptual influence. There is nothing counterintuitive in that, given that the whole purpose of language is the conveyance of concepts from one mind to another to start with, so occasions to bypass form are desirable as long as there is no information loss. Lately, a consensus seems to be forming around the idea that ‘semantic agreement appears when grammatical agreement fails’ (Baker Reference Baker2008: 24; see also Wechsler & Zlatić Reference Wechsler and Zlatić2003; Wechsler Reference Wechsler2011; Wechsler & Hahm Reference Wechsler and Hahm2011). Since having a rich or a poor morphology is a matter of degree, the perennial tug-of-war between semantics and encapsulation in agreement – with its typical cross-linguistic specificities – is naturally accounted for. Both processing and the grammaticisation of processing routines must necessarily be conveniently opportunistic. This logic applies both cross-linguistically and intra-linguistically (as it also depends on the direction of encoding). A clear general prediction is that notional effects should be stronger in English-style languages than in Spanish-style ones. Another is that they should be less strong in comprehension than in production even in the same language. I have used the word ‘opportunism’ throughout, but this is simply to emphasise the latitude each language has in shaping its biases and its grammar within a system/menu that is assumed to be the same for all languages (Foote & Bock Reference Foote and Bockin press).
These conclusions are intended to be of relevance to any linguist interested in the grammar of agreement in particular and in the grand design of the language faculty in general. They have to do with basic dynamics, such as the direction of encoding and the relationship between meaning and form, and they show ways of incorporating the new research on attraction in comprehension into a debate dominated by the facts of production. However, in the introduction we made it clear that lately various theoretical linguists working under the aegis of the Minimalist Program have boldly targeted experimental work on agreement (including attraction) as a propitious ground for testing their specific linguistic theories. It is well-known that competence and performance work in their own mysterious ways (Phillips, Wagers & Lau Reference Phillips, Wagers, Lau and Runner2011); however, some connections of the findings reported here with specific linguistic theories are too tempting to ignore. I cautiously proceed to that now finally, noting that this work is not primarily meant to be a contribution to minimalist grammar.
The three main conclusions reached in this paper are as follows:
i. Notional effects should be stronger in English-style languages than in Spanish-style ones (as morphology cannot ‘contain’ semantic interfacing).
ii. They should be less strong in comprehension than in production even in the same language (as form, not meaning, is the initial processing cycle, and alliterative form is given even more processing advantage in the rich morphology languages).
iii. Given the varying degrees of ‘morphologisation’ in the world's languages, the perennial tug-of-war between form and meaning (and the many idiosyncratic systems) in agreement is thus naturally accounted for.
Given these conclusions and generative ideas about encapsulation of syntactic operations (cycles; Chomsky Reference Chomsky, Roberts, Michaels and Uriagereka1999, Reference Chomsky2001; Miyagawa Reference Miyagawa2009: Chapter 2), the parametrisation reported here sits well with models of agreement which are not rigid. For instance, Bobaljik (Reference Bobaljik, Ackema and Neeleman2002b: 16–17) argues that Pollock's (Reference Pollock1989) proposal to split the traditionally doubly-headed inflection phrase IP into a series of functional projections, giving agreement and tense separate status as heads, and requiring that each projects to a full maximal category, as in (16b) below, is appropriate for rich-inflection languages like Icelandic. For languages with a poor morphosyntactic component, like English or Danish, he proposes the tree in (16a) instead.
- (16)
(a) English
(b) Icelandic
The basic idea behind this flexibility is that the inventory of functional projections in the IP domain is subject to cross-linguistic variation. This idea, originated in Johnson (Reference Johnson1990), and pursued also in Thráinsson (Reference Thráinsson, Abraham, Epstein, Thráinsson and Jan-Wouter Zwart1996) and Bobaljik & Thráinsson (Reference Bobaljik and Thráinsson1998), among others, constitutes what is known as the Split Infl Parameter. Although it is meant to explain inflection–movement correlations in Germanic, it may be recruited here to argue that a rich tree with abundant functional projections such as (16b) would stave off semantic interference (which we have attested) more than a poorer tree (with less arborecence) because there is specifically a head labeled Agr in it. The information contained in this node is predictable/routinisable, as are all the verb endings in Romance. In languages like Galician/Portuguese, inflected infinitives dissociate agreement and tense rather clearly too. Conversely, in English, for instance, the past tense is not compatible with agreement in the third person (*walked-s) nor with auxiliary verbs (*he may goes), so in this language Infl can only house one element, either the past tense or the third person suffix, but nothing more elaborate. The less dense tree in (16a) captures that. Another reason why semantic interfacing might be more costly in a configuration like (16b) is that percolation pathways would be more firmly canalised in such finely-articulated trees. They might even require more cognitive resources to deploy, making interference less advantageous. A tree menu like (16a–b) assumes an Agree architecture (Chomsky Reference Chomsky, Roberts, Michaels and Uriagereka1999, Reference Chomsky2001), not a Spec–Head one (Koopman & Sportiche Reference Koopman and Sportiche1991; Koopman Reference Koopman and Griffin2003, Reference Koopman and Boeckx2006). In the context of the current debate among minimalist theoreticians as to whether one framework is superior to the other, the present findings would appear to be more consistent with the former model.Footnote 24
Another reason why an Agree model may be more realistic than a Spec–Head one has to do with the geometrical dynamics it affords. Under Agree, the probe c-commands the entire NP while this is inside the vP. Normally, it would target the first noun in it (the head) based on locality (Chomsky Reference Chomsky2001), but if the process goes wrong for some reason, the second noun would still be related to the probe via c-command. However, in a Spec–Head system, the second noun would not be in any c-command relation with T.Footnote 25 Now, this would be a perfect system because it would prohibit attraction mistakes, but the actual fact is that attraction mistakes do occur and are in fact very frequent. As noted in the introduction, and as Eberhard et al. (Reference Eberhard, Cutting and Bock2005) point out, attraction occurs in a stunning 13% of the materials in experiments. Intuition suggests that normal everyday use follows suit (see Pfau Reference Pfau and Griffin2003). So the Agree architecture could actually explain these frequent mishaps better than an error-free Spec–Head set-up. Naturally, these considerations only make sense if we assume a close connection between our parsing system and grammar.Footnote 26
Finally, there is another dimension where the results reported here might relate to research in Minimalism, and it has to do with another current debate central to this framework, namely, the role played by morphology in grammar. Basically, there are two positions on this. Proponents of Distributed Morphology (Halle & Marantz Reference Halle, Marantz, Keyser and Hale1993; Embick & Noyer Reference Embick, Noyer, Ramchand and Reiss2007) assume that the presence of Agr nodes is subject to post-syntactic language specific well-formedness conditions, rather than being licensed in the narrow syntax. That is, on this view, agreement is a ‘PF-ish’ phenomenon (Bobaljik Reference Bobaljik2002a; Putnam Reference Putnam2007) implemented via the ‘late-insertion’ of ‘dissociated’ morphemes. The idea is that syntax concatenates abstract morphemes and these are subsequently provided with phonological exponents (vocabulary items) via post-syntactic vocabulary insertion or morpheme realisation rules. In Bobaljik (Reference Bobaljik, Ackema and Neeleman2002b: 25) words, ‘[s]yntax puts abstract morphemes together, morphology spells them out’. The opposite view is a lexicalist account that favours early insertion of morphemes (Jelinek Reference Jelinek1984; Vikner Reference Vikner and Haegeman1997; Ackema Reference Ackema2001; see also Chomsky Reference Chomsky1995 and Levelt Reference Levelt1989). In an early insertion model of minimalist derivations, words would be morphologised relatively long before the attraction effects can be perceived, therefore making the whole phenomenon of attraction much less probable. By contrast, in a late-insertion model, the plural suffix would enter the scene right before the verb is given morphological form, thereby creating more opportunities for mistakes. Again, given actual rates of attraction errors, and the morphing (formal) processes uncovered by the Marking and Morphing model, late insertion would appear to be a more realistic approach (see Pfau Reference Pfau and Griffin2003 for a similar conlusion based on a corpus of German errors). This is being highlighted by Marking and Morphing researchers in their most recent work (e.g. Lorimor et al. Reference Lorimor, Bock, Zalkind, Sheyman and Beard2008: 773). Note that, as is well-known, late insertion is independently very compatible with the well-known fact that in stranding mistakes (Garrett Reference Garrett and Bower1975), the stems of words exchange while their affixes remain in place (She's already trunked two packs, when She's already packed two trunks was intended). This suggests ‘a point in production when the structural components of words (stems and affixes) are linked to positions in a phrasal frame’, and also ‘that stranded morphemes occupy their syntactically expected positions, unlike their host stems … In I roasted a cook, the past tense -ed is where it should be’ (Eberhard et al. Reference Eberhard, Cutting and Bock2005: 9). It is interesting to note that, as Humphreys (Reference Humphreys1998) has shown, stranded morphemes are much more likely to be inflectional than derivational. Equally interesting is the fact that, contrary to the behaviour of inflections in nouns and verbs, personal pronouns do not seem to leave their grammatical properties behind when they are involved in exchanges, but take their agreement properties with them (e.g. Most cities are true of that when That is true of most cities is intended; see Eberhard et al. Reference Eberhard, Cutting and Bock2005: 10–11, and referentes therein). A dissociated architecture of stem+suffix is, therefore, appealing for nouns and verbs, making an undissociated one the logical choice for pronouns.
5. Summary
As is obvious from this study, agreement is far from being ‘meaningless’, ‘superfluous’ or ‘cumbersome’, as has often been claimed (Jespersen Reference Jespersen1922: 352; Haiman Reference Haiman1985: 162; Taylor Reference Taylor2002: 332ff.). Rather, it is a core feature of most of the world's languages and has become the quintessential interface problem in grammar because specific languages make use of it in unique doses. Agreement is at the heart of grammatical systems in toto precisely because it helps explain how the two most basic components of grammar, namely meaning and form, interact with each other in predictable ways. Studying such interactions is likely to be of interest to both linguists and psycholinguists alike. Here we have seen that: (i) agreement cannot be properly understood unless models incorporate an adequate measurement of the size of the morphological component of every language studied, since agreement computations are continuously sensitive to this; (ii) a strong morphosyntactic component blocks semantic interfacing; and (iii) languages opportunistically utilise more or less semantics in establishing agreement ties depending not only on how rich their morphology is but also on the direction of processing (comprehension vs. production).