Introduction
William Barclay, the Franco-Scottish jurist whom John Locke once called “that Great Assertor of the Power and Sacredness of Kings” and “the great Champion of Absolute Monarchy,” introduced the term “monarchomach” (or king-killers) into the political lexicon of early modern Europe.Footnote 1 Originally, it was a label of derision used to condemn those writers such as François Hotman and George Buchanan who, in the context of the Wars of Religion,Footnote 2 advocated a program of resistance to and removal of tyrannical kings. But in a reversal of fortune and perhaps even a vindication of their moral convictions, the monarchomachs have come to occupy a place of honor in the history of political thought, leading one eminent scholar to call them the authors of “the most significant chapter in political philosophy.”Footnote 3
Certainly, this glowing appraisal of the monarchomachs must be due in no small measure to the triumph of Whig historicism, which identified monarchomach ideology as one of the principal intellectual sources that nourished the doctrines leading to the seventeenth-century English Revolution and, over the long term, the establishment of constitutional government in the Anglo-American world and beyond.Footnote 4 Indeed, this tradition of scholarship located monarchomach ideology as an essential point in that historical trajectory that the British political theorist, Harold Laski, once described as a uniform discursive pathway “from Constance to 1688.Footnote 5 But to say that the monarchomachs are important because they influenced later thinkers, even if that is true, tells us little about the monarchomachs themselves and even less about the form of their political reasoning. It is the latter which this paper takes as its subject.
Of course, this is not to say that monarchomach thought has been entirely ignored in existing scholarship. Indeed, for much of the twentieth century, the standard interpretation of the monarchomach theorists placed their writings squarely within the context of French radical politics in the Wars of Religion and a Christian theological framework, which highlighted the monarchomachs' shared identity as a persecuted religious minority.Footnote 6 Such an interpretation is certainly reasonable, given the monarchomachs' heavy reliance upon Scripture and especially Calvinist doctrine as chief sources in defense of popular sovereignty.Footnote 7 But the suggestion that the monarchomachs were merely religious writers advocating resistance from an exclusively Christian point of view misses what was perhaps the most interesting feature of their thought, that is, the juridical grammar and framework of Roman law or, as Donald Kelley put it simply, their “incorrigible legal-mindedness.”Footnote 8 It is a major defect in the literature, which the historian Ralph Giesey once considered “the greatest weakness of scholarship on the monarchomachs up to now: an almost total ignoring of the role of Roman law.”Footnote 9
To be sure, Giesey was overreaching in his criticism. The scholarly writing of nineteenth-century political theorists and legal historians, such as Sir Ernest Barker and Otto von Gierke, had long confirmed the supreme importance of Roman law on the development of a self-standing doctrine of popular sovereignty in monarchomach thought by pointing to the Roman lex regia and the transfer of the imperium from populus to princeps.Footnote 10 This mode of argument has had many followers in the past century, foremost among them being Quentin Skinner who has suggested that “the Huguenots began to make a systematic use of radical scholastic and Roman law theories of imperium” to defend a new theory of popular sovereignty.Footnote 11
I do not deny the importance of this conventional interpretive view, which relies on the constitutional public law theory of the Roman lex regia and the transfers of imperium, but I do question whether this is the only and exclusive explanation on how the Roman law might have influenced and shaped the modern doctrine of popular sovereignty. My view is that there is a more oblique, but conceptually rich, relationship between the Roman law and early modern political thought that relies not so much on the Roman public law concept of imperium as on the private law concept of dominium, a term that has close associations with the law of property.
In this article, I want to investigate how this private law theory of property under the Roman law might have been, in fact, a more powerful source for the monarchomach treatise writers than the conventional account based on the imperium. By investigating Roman private law as a source for modern political thought, we will be able to witness, as John Neville Figgis suggested over a century ago in his Birkbeck Lectures at Trinity College, Cambridge, the process of “public right shaping itself out of private rights,” in the language of Roman law.Footnote 12
There is an important reason for revising the conventional thesis in this way. Specifically, the traditional thesis about the lex regia and the alienation of imperium in the work of such writers as Gierke does not compare favorably with one of the key arguments developed in the monarchomach theory. It fails to capture the legalistic and even radical flavor of their writing.Footnote 13 One of the central features of this polemical literature was the claim made by the monarchomachs that the people as a whole, as a rights-holding universitas, or corporation, and not kings, were the “true proprietors” and “lords” of the commonwealth.Footnote 14 The core leitmotif in the resistance theory of this period was that the royal power held by kings and the magistrates constituting royal officialdom was only a temporary and limited grant, a delegation, of power by the people, such that the constituted rulers, in their official capacities, could only administer the state on behalf of the people as a whole, who collectively or corporately “owned” the commonwealth and could take back direct control of their property at their pleasure.Footnote 15 Unlike the classical theory of lex regia, the people, in this alternative monarchomach account, never alienated their sovereignty to kings as a full translatio because they retained their collective title of ownership, just as a landlord who leases a fee to a tenant still retains the rights of ownership. In this way, the monarchomachs' claim of popular sovereignty was articulated in the form and style of a legal proprietary claim of the people's corporate rights of ownership and lordship over the commonwealth or public property, literally, in legal Latin, the res publicae.Footnote 16 However, to underscore the point, this was not a claim of the people's imperium, as we might expect to find under the conventional thesis.
There is a vibrant anti-royalist agenda in this assertion of popular sovereignty in the juristic language of the people's corporate proprietary rights. By locating sovereignty in the people and identifying them, rather than kings, as the proprietors or owners of the commonwealth, these writers effectively stripped kings of their traditional claim of patrimonial right over their kingdoms and ownership of the royal estate, a point of conventional wisdom in medieval political thought.Footnote 17 Instead, because the people were in loco domini and were thought to hold a legal status as the sole corporate proprietors and owners of the commonwealth, all rights accrued completely to them, and never to kings.Footnote 18 Kings, according to the monarchomachs, had no rights in the commonwealth from the beginning. They were the inferiors of the people who alone held sovereignty. For the monarchomachs, the people were not the subjects of royal power, but rather, the sources of royal power and authors of the law.
My goal in this article is to elucidate the connection between the juridical logic of the Roman law of property and the normative logic of popular sovereignty doctrine developed by the monarchomachs. In order to accomplish this, I shall develop my argument in three stages. I begin, in the first section, with an excursus on the concept of dominium in the Roman law of property and highlight, in particular, the juristic distinction between dominium and possession. Having outlined the essentials of the Roman dominium, I investigate how French jurists invoked these concepts from the law of property to conceptualize royal power and sovereignty. The theoretical writings of the royalist school set the background for the critical replies developed in the treatises of the monarchomachs. As I will argue in the third part of the paper, the monarchomachs absorbed the juridical framework of argument from the royalists and inverted the terms of the debate such that all the regal rights and powers traditionally associated with the crown were thought to be rightfully held by the people as a whole. In order to show this, I will focus closely on two treatises that were perhaps most representative of the monarchomach theory during the Wars of Religion: François Hotman's Francogallia (first published 1573) and the pseudonymous Vindiciae Contra Tyrannos (first appeared in 1579 under the name Stephanus Junius Brutus Celta, and generally attributed to Philippe du Plessis Mornay).Footnote 19 What I hope to show is the extent to which substantive legal doctrines deriving from the Roman law of property played a central role in developing the normative theory of sovereignty and resistance. I conclude with two related observations regarding the status of the monarchomachs in the development of a distinctively early modern form of political thought.
Dominium in the Roman Law
The monarchomach doctrine of popular sovereignty was, in its essentials, a Civilian doctrine derived from Civilian sources.Footnote 20 The reason for this is simple. Virtually all of the monarchomachs, such as Hotman, and Mornay, were trained as lawyers.Footnote 21 Given this common legal background, the monarchomachs were, like jurists of the royalist school, members of a professional elite. They participated in a common juridical discourse, which cut across conventional national and linguistic boundaries of Renaissance Europe.Footnote 22
This uniform legal background in the Roman jus civile provided “the makings of a larger framework of social thought” linking private law together with the modern public law theory of state and offered a grammar and language within which it was possible to construct a range of various political doctrines, including some that were anti-royalist.Footnote 23 Like Aristotelian philosophy and patristic theology in the Middle Ages, Roman law in the Renaissance context provided “a common language and methodology for the discussion of critical issues in regard to monarchy.”Footnote 24 Through these categories of the Roman law, then, the monarchomachs were able to develop a doctrine of resistance and popular sovereignty. What made this all possible was one of the central concepts in all of Roman jurisprudence, the concept of dominium.
The Private Law Concept of “Dominium”
The starting point and central organizing idea of the Roman law of property was dominium, which in its juridical meaning indicated a full and absolute ownership or lordship over some subjected thing, or res.Footnote 25 In the premodern mind, the idea of absolute ownership and control over external things, signified by dominium, was an unbridled and exclusive power which implied a relation of mastery and slavery, or lordship and bondage. While it can be variously translated into English as power, lordship, mastership, dominion, or domination, the idea of dominium in its Roman civil context primarily implied ownership of some thing, res [including res publicae, public things] and the powers and rights associated with the civil notion of ownership. Dominium was simply “man's total control over his physical world—his land, his slaves or his money.”Footnote 26 As Buckland states in his classic treatise on Roman law, “dominium is the ultimate right, that which has no right behind it … it is a ‘signoria.’”Footnote 27
What emerged from the concept of civil dominium was a generalized signifier denoting an absolute proprietary power of one over another. This absolutist and totalizing conception of dominium was perhaps one of the central reasons why early modern critics of the reception of Roman law viewed it as a potential source of tyranny.
“Dominium” and Possession
The man who held this dominium, by right, was called the dominus, a term with linguistic association to domus, meaning household or estate. The dominus was the lord, owner, and proprietor of his estate and his servi, which, in theory, were all subject to and fully dependent upon him and his final arbitrary will. Civil dominium was fundamentally a relational concept, linking together an owner with his property. In this way, dominium always implied an asymmetrical relationship of dependence.
But not everyone who held or enjoyed property was necessarily dominus of that property. In fact, property quite often changed hands without dominium ever being transferred. As the Roman jurists taught, it was an elementary but fundamental fallacy to assume that one's possession of property necessarily entailed his dominium over that property.Footnote 28 The reason for this is due to perhaps the most unique feature of the Roman law of property, the classical distinction between the absolutist conception of legal ownership indicated by dominium and the bare fact of possession, or possessio.
Ownership in the civil law was not the same as possession, a category distinction that was absent in English common law and, more generally, in the Germanic customary sources of law.Footnote 29 One's dominium over some thing did not necessarily entail one's immediate possession of it. What this meant was that one could be in factual possession of some property without also being the dominus.Footnote 30 Of course, by right of ownership, a dominus was fully entitled (literally, had title) to the possession of some res, such that a dominus could also, at the same time, be the possessor.
But this was not a necessary connection in Roman legal theory.Footnote 31 As early as the time of the XII Tables, the earliest formal Roman code, often a dominus would voluntarily elect to make a conditional grant of possessio civilis over some res to another party as temporary possessor, such that dominium and possessio civilis would be decoupled between two separate parties.Footnote 32 In classical Roman law, even if another party held the factual possessio civilis of some thing, the dominus always remained the legal owner and retained a reserve fund of proprietary rights attached to and implied by dominium.
This included the ultimate right to take back the possessio from the temporary possessor by prosecuting his rights through the civil action called vindicatio. Where a dominus can successfully show title and prove his right to the property in question through legal process, then a possessor must yield possession, which then would revert back to the rights-holding dominus. Under civil law, then, possessory claims were, in theory, always inferior to the proprietary claims of ownership asserted by a dominus through the vindicatio, a point of fundamental importance to the monarchomach argument, as we shall see below.Footnote 33 Once title was shown and asserted through proper civil procedure, there were very few civil limitations on a lord's assertions of dominium.Footnote 34
Roman Law and the French Theorists of Royal Power
Taken together, this civilian theory of dominium in the Roman law would become central to the terms of royal and dynastic politics during the French Wars of Religion.Footnote 35 As we shall see, the juristic concept of dominium was one of the principal devices that Renaissance jurists invoked to articulate a theory of royal power and sovereignty. By envisaging the king as a kind of civil dominus, the French royalist jurists subtly put forth the argument that the sovereign powers and regal rights attached to the crown belonged to the king as his own princely property, which could be passed on to his heirs by the ordinary rules of succession.Footnote 36
To be sure, the French royalists were not alone in this appropriation of Roman law. Civilian legists in princely courts throughout Renaissance Europe, especially in the German states, were keenly aware that the Roman law could be programmed to provide the theoretical resources to augment princely power, a lesson that the French jurists of the royalist school mimicked in consolidating the pouvoir royal.Footnote 37 A popular strategy was to situate the king in the position of the Roman emperor, so that jurists could apply those absolutist civilian maxims that were traditionally attached to the Roman emperor.Footnote 38
But these jurists used another strategy. They conceptualized the royal power as a kind of proprietary right. It was, as it turned out, one of the most effective strategies for the jurists of the royalist party.Footnote 39 At this point the royalists turned to the Roman law theory of dominium for elaborating a theory of royal power. Because royal power and regalian right were to be considered objects of property, they were classified legally as incorporeal things, res incorporeales, which belonged to the crown, as dominius, and thought to be fully subject to legal rules governing property ownership and succession.Footnote 40
As one way to protect and secure the king's proprietary interests in regalian rights and prerogatives attached to the royal domain, royalist jurists in Renaissance France commonly produced treatises that enumerated and confirmed those prerogatives and regalia that belonged to the king and to no one else, especially not the princes and seigneurs of the provinces who insisted on local privileges against the encroachment of royal right.Footnote 41
Some of the jurists even took a bolder step in this direction. In order to create a more juridically unified constitutional order centered around the crown, the legists began to argue that, in fact, many of the customary local rights and feudal privileges scattered throughout provincial jurisdictions such as Languedoc, Brittany, and Normandy were, in fact and in origin, the king's property.Footnote 42 Thus, the king would have been within his rights to reclaim and vindicate precisely those local privileges and reabsorb them as prerogatives of the crown, which he did through such legal processes approximating amortization or escheats.Footnote 43
Criticism of the Royalist School
To be sure, not everybody followed the royalists on this analysis of royal property, least of all the monarchomachs. As we shall see, it was this particular application of the juristic theory of dominium advanced by the royalist school to which the monarchomachs, such as Hotman and Mornay, responded in their treatises.
The main point of contention was the royalist suggestion that royal power and regal right could be regarded legally as property subject to a title similar to the dominium in the Roman law. But, the critics argued, royal property was not to be considered just any property. Such property was, rather, of “the royal domain,” which attached not to any particular incumbent of the office of kingship, but to the permanent office of kingship itself, the crown.Footnote 44 Indeed, the critics of royal absolutism insisted that the property of the royal domain could never be regarded the personal property of the king [patrimonium], just as the Roman princeps could not confiscate the fiscus for his personal property and use. Thus, the king could not, like a private dominus, decide arbitrarily the succession to the royal estate according to the law of inheritance or alienate the domain unilaterally by his own personal will.Footnote 45 It was not his to give away in the first place.
While this argument may have been normatively attractive to opponents of absolutism, this denial of dominium over regal rights and powers attached to the domain raised a new theoretical problem for the jurists. This was because critics of royal absolutism simultaneously wanted to deny dominium to the crown, while still clinging to the concept of dominium in their vision of the constitution. As any Roman lawyer would have known, acknowledging dominium would necessitate, in theory, a commitment to the existence of some dominus. But if the royal domain was not to be under the dominium of the king, as the antiroyalists argued, then to whom did it belong as property? Who was the dominus, if not the king?
Roman Law and the Monarchomach Theory
The monarchomachs supplied a radical and potentially subversive answer to the question of dominus. The royal domain, with all the rights and powers attached to it, had to belong to the people. It was a reply that clearly indicated one of the central flaws of the royalist strategy of argument, as it was a strategy available to the opponents of royal absolutism. We must now turn to investigate the monarchomachs' reply to the royalist theory in order to reconstruct the juristic theory of popular sovereignty.
“Populus” as “Dominus”
The central claim motivating the monarchomach theory involved an ingenious verbal sleight-of-hand that inverted the juridical relationship between the king and the people. Against royalist assertions of dominium over the whole bundle of regal rights and powers attached to the royal domain, the monarchomachs stated that the people, rather than kings, were in fact the true lords and owners of the commonwealth.
This was, in multiple ways, a novel and startling statement. Not only did it strip and displace the traditional royal rights intrinsic to dominium away from kings as domini over the commonwealth, but the monarchomach theory simultaneously reassigned those same rights to the people as a whole, ut universi, as a unitary corporate agent. As Mornay put it in the Vindiciae, the people “all together as a whole” were to be regarded “lords of the kingdom” and the “true proprietor” over the commonwealth.Footnote 46 Hotman, similarly, denied dominium over the royal rights to the king, by explaining, instead, that “the ownership of that property [i.e., the commonwealth] remains with the people.”Footnote 47 Thus, with one strike, the monarchomachs simultaneously accomplished three tasks that would frame their normative argument for resistance and popular sovereignty: (1) they denied the absolutist doctrine of royal sovereignty implied by royalist theories of dominium while, at the same time, (2) crafting a distinctive corporatist concept of the people, (3) to whom the monarchomachs attributed sovereignty in the form of dominium.
Because the people were thought corporately [universi], though not individually [singuli], to be holders of private rights at civil law, the monarchomach jurists framed the question of the people's rights as if the people were like one private party in civil litigation, or actiones, seeking an appropriate legal remedy against the actions of another private party, in this case the crown.
In the monarchomach theory, this translated into the claim that the “people” was actually a “person”—specifically, a legal person at civil law, capable of being represented by the estates and orders of the kingdom. This was an extraordinarily significant statement because legal persons, like medieval corporations, were capable of effectuating all kinds of legal acts and transactions on behalf of the whole, the most important of which was the acquisition, ownership, and transfer of property and the exercise of those proprietary rights attached to ownership.Footnote 48
The significance of this interpretation would have been clear to any reader trained in the Roman law. The people, according to the monarchomachs, was more than the many-headed hydra described by Horace that antidemocratic writers feared.Footnote 49 In fact, the people could have, by fiction, a unified voice and mind, just as any king could have, by nature, a unified voice and mind. We should thus expect to find in this civilian logic the possibility of a whole people fully capable of acting together as a united corporate person and having the power that the civil law granted to legal persons, including those actions that involve the exercise of rights. The people could acquire property and have dominium over it, just like any private proprietor.Footnote 50
For the monarchomachs, this fundamental law underscored the limited scope of royal power over the commonwealth. A king could not treat his kingdom as if it were his property because ownership, in the sense of dominium, did not belong to the king at all. It belonged to the people. Thus, Hotman argued that “the kingdom of Francogallia was not subject to the law of inheritance as if it were a private patrimony, but was habitually transferred by the votes and decisions of the estates and the people.”Footnote 51
If the people, however, were the dominus and the lords and proprietors of the commonwealth, then what sort of legal status did kings hold, according to the monarchomach theory? The short answer was that kings were anything but lords.Footnote 52
Kings were, in fact, the inferiors of the people, of various sorts.Footnote 53 The monarchomachs invoked various titles to elucidate the nature of the kingly office such as a “trustee,” “pilot,” “servant,” “administrator,” “minister,” “executor,” “guardian,” “curator,” “promissory,” and “tutor.”Footnote 54 But whatever he was, the king could “by no stretch of the imagination be considered proprietary lords [dominus proprietarius] of the fisc, kingdom, or royal patrimony,” which rightly and exclusively belonged to the people as a whole.Footnote 55 Mornay explains that “a true king is a curator of public affairs and an administrator of public resources, not a proprietary owner; and indeed he can no more alienate or squander the royal domain than the kingdom itself.”Footnote 56
The Argument from Possession
Of course, this radical assertion of the people's corporate proprietorship of the commonwealth ran immediately into the problem of its obvious lack of fit with the facts of royal administration in this age of absolutism, the reason of state, and the new science of politics.Footnote 57 In what sense could the people as a corporate whole, as a universitas, actually be said to “own” and be the “lord” over the commonwealth, particularly when government and administration were increasingly being handled by a cadre of professional elites and crown officials in the employ of the royal courts of Europe? How could the monarchomach populist theorists situate the de facto, if not also the de jure, royal power of kings and magistrates against the monarchomachs' argument for popular sovereignty?
To reconcile this gap between de jure theory and de facto practice, the Huguenot jurists invoked the juridical language of proprietary rights in the civil law to theorize the sovereignty of the people against the absolutist claims of kings over their royal domain. The core argument was that kings and the magistrates collectively constituting royal officialdom held nothing more than a temporary possession of the rights and powers attached to the commonwealth. Kings held possession, just as a tenant held nothing more than temporary possession of the lord's fee.
But the main point was that, even though these officers possessed and used these powers, they did not own them and had no rights in them. Only the whole people (populus universus) held the right of dominium over the civil powers of the commonwealth: “The simple ownership of [the royal domain] is that of the body of the people as a whole, or of the commonwealth, while the usufruct is the king's.”Footnote 58 It was the people's property and, thus, under their popular dominium.
In this way, thus, the populists could certainly acknowledge the de facto civil powers that kings and magistrates exercised ex officio, as a civil possession (possessio civilis). Hotman is even able to declare that the royal rights (regalia or imperia) attached to the royal office may be at the disposal of kings, but they never have ownership over them as a private patrimony: “[Whilst] it is under his government, [it is] not in his domain.”Footnote 59
By denying kings any proprietary dominium over the commonwealth, the populist theorists actually considered such constituted rulers to be the inferiors of the corporate whole, the universitas. In a variation on a medieval conciliarist theme, the populists could now claim, rex maior singulis minor universis.Footnote 60 As Mornay put it in the Vindiciae, kings are merely “seised” and “put in possession of the kingdom, by the estates of the realm … who represent the corporation of the people,” who, as the true proprietors, only delegate and lend temporarily to the king the royal powers over which the people have an exclusive and inalienable dominium.Footnote 61 Moreover, since they are thought to be “seised,” kings can just as easily be “disseised” and removed from power, just as, in the law, a dominus can disseise a tenant from his fee, which is then escheated.Footnote 62
Reducing the royal power in this way to the status of a mere possessio civilis was an effective strategy to contest the royalist hegemony and reassert the traditional local popular rights of seigniorial and lesser jurisdictions, which, the monarchomachs thought, were being usurped by kings claiming an illegal dominium over the whole kingdom. Nevertheless, the monarchomach strategy of argument was still vulnerable to at least one major legal objection from the civil law. That was usucapion.
The Royalist Objection from Usucapion
Classical Roman law provided three principal methods for acquisition and transfer of property and the dominium attached to it among Roman citizens. Two of these methods of conveyance, mancipatio and in iure cession, were formal, even ceremonial and collusive, in nature.Footnote 63 But the third civil method, usucapio, literally translates, “I capture by usage.” Under the method of usucapio, long, uninterrupted, and continuous possession and use of some property would be sufficient to effect the civil transfer of lawful ownership from the civil dominus to the possessor—two years in the case of immovables, and one year for movables.Footnote 64
Of the various arguments available to them, royalists such as Bernard Du Haillan and Etienne Pasquier used this principle of usucapion to argue for the king's title to the kingdom and the royal estate.Footnote 65 Here, grounded in the Roman law, was a potentially fatal objection to the monarchomach argument. Even if kings and magistrates were merely temporary possessors of the people's power, as the monarchomachs insisted, royalists could still yet claim ownership and dominium on historical grounds that they “usucaped” to it by long usage. Taking their cue from Roman law, Royalists could argue that the law of property mandates that long possession activates usucapion and prescription and the rights attached to dominium in favor of the civil possessor—in this case, the crown. On this royalist argument, then, the people had already lost any ancient rights in the commonwealth they might have had in the past.
But as powerful as this argument by usucapion might have been, the monarchomachs still had several strategies left open to them to handle this challenge, all of which drew support from civil remedies and legal exceptions to the rules concerning usucapion in the Roman law.
Reply to Objection: Prescription Runs Not against the People
One argument, articulated in the most complete form in the Vindiciae, developed the principle, “adversus populum non praescriptio” [prescription cannot prejudice the rights of the people].Footnote 66 In a lengthy section in the reply to the third Quaestio, Mornay argued that, even if long possession could transfer rights of ownership in the civil law, such an extraordinary transfer could never be interpreted to prejudice the rights of the people. In part, the argument relied on the medieval juristic theory of corporation as an immortal body which “never dies.”Footnote 67
Usucapion and prescription can operate only when there is a finite space of time in which long possession can be established. But since the people are immortal in this way, perpetual like the water of a flowing river, time and temporality are irrelevant considerations.Footnote 68 The people's collective rights are, like them, immortal, imprescribable, and inalienable.
Reply to Objection: One Cannot Usucape to Stolen Property
A second reply to the royalists' usucapion argument invoked the principle that possessors cannot usucape to stolen property, a basic principle of Roman law which can be traced to the XII Tables.Footnote 69 For usucapion or prescription to be valid, possessors must be bona fides. The basic thought here was that, because tyrannical kings had somehow stolen the regalian rights and powers and had “usurped command by force and deception,” they could not possibly claim to have rightful title or dominium to the commonwealth by way of usucapion.Footnote 70 Such kings were not legitimate rulers and not bona fides but, in fact, “usurpers” of the people's power and “infringers” on their rights.Footnote 71 Mornay simply called them “tyrants without title” and considered them to be “unjust possessors.”Footnote 72
The normative content of this legal argument is thus structurally identical to the kind of historical principles involved in Robert Nozick's entitlement theory of justice in transfers. One cannot have title and right to something that was taken from another unjustly, even with the passage of time. Thus, the prior historical injustice activates a claim of rectification, that is, “the rectification of injustice in holdings.”Footnote 73
Like Nozick's assumption, this was the normative logic of the monarchomach's reply to the Royalists. The people are “entitled” to rectify an injustice perpetrated by tyrannical kings. Tyrants had, in effect, stolen the rights and powers that were the property of the people. Thus, Mornay declares, “If someone should try to infringe this law by force or deceit, we are all obliged to resist him because he violates the society to which he owes everything.”Footnote 74 Even more significantly, “it is lawful for any private person [privatus quislibet] to oust this sort of tyrant, were he to force his way in.”Footnote 75 In this way, resistance was a lawful normative conclusion for the monarchomachs who regarded it as the proper remedy to what they saw as a delict and even a criminal offense against the people.
Of course, to execute this argument successfully, the monarchomachs would have had the burden of showing that, in fact, kings did usurp and steal those rights and powers which originally belonged to the people, and that the people were the true lords and proprietors of the commonwealth. Legal argument, therefore, had to be supplemented with a substantial degree of constitutional history, as in the work of the monarchomach humanist jurist, François Hotman, who traced the origins and development of the institutions of French kingship and law. In his Francogallia, a work which modern commentators describe as revisionist, “antiquarian,” and a “very angry essay on the constitutional history of France,” Hotman was especially concerned to emphasize the populist character of the ancient constitution of Francogallia.Footnote 76 The argument was clearly strategic and designed to undermine royalist claims to dominium. As Skinner notes, “if one could show that the constitution was originally populist in character, one might be able to insist that the same mechanisms of popular control ought to be maintained in operation at all times.”Footnote 77
Demonstrating this populist character of the ancient constitution of France was the chief purpose of Hotman's essay. Hotman's chief finding in the Francogallia was the elective, rather than hereditary, nature of kingship among the ancient Gauls and the Franks of late antiquity, as well as in the united kingdom of Francogallia. Hotman argued that kings were always elected until the late Middle Ages, a practice which he claimed to have traced back to the first meeting of both the Gauls and Franks to elect Childeric king of a united Francogallia, by a “public council of the twin peoples” [publico gemellae gentis concilio].Footnote 78 Since time immemorial, free peoples established kingdoms not through hereditary succession, but through recurrent elections, where royal powers were “conferred by the people on someone who had a reputation for justice.”Footnote 79
The upshot of this presentation was to suggest that the modern practice of hereditary succession to the French crown as indefeasible right was, in fact, a relatively recent and a constitutionally illegitimate innovation lacking historical precedent in the ancient constitutional system. The real villain, in Hotman's history, was Capet, “who had taken possession of the kingdom without any lawful hereditary claim.”Footnote 80 For Hotman, the Capetians “laid it down that those who acquired [the crown] might retain them with the legal status of a patrimony and transfer them to their children and descendants with the rest of the inheritance,” contrary to the ancient practice of royal election by popular assembly.Footnote 81 Hotman had, thus, located in the Capetian kings the moment of usurpation that, in the monarchomach view, had disqualified any subsequent royalist claim to dominium via usucapion or prescription of royal rights.
In this way, the historical argument of the Francogallia was, in effect, a tacitly subversive criticism of French dynastic politics in the sixteenth century and a call for a restoration of the ancient popular constitution that, Hotman thought, was usurped by kings and now entrenched by lawyers.Footnote 82 By claiming that elective kingship by public councils of the people was the normal pattern of princely rule in Francogallia from antiquity to the late Middle Ages, Hotman contested the legitimacy of the entire foundation of the dynastic rights of the reigning Valois monarchs, whose right to rule was solely based on such principles as “indefeasible right” and suitas.Footnote 83 Although it was the constitutional norm in sixteenth-century France, hereditary succession to the crown was, according to Hotman, the real anomaly, which deviated from centuries of settled customary practice.
Reply to Objection: Guardians May Not Usucape to the Estate of Their Ward
The monarchomachs' third reply to the royalist objection, however, went further and denied categorically that kings even had any rights to usucapion of the commonwealth at all, despite long uninterrupted possession of those rights and powers attached to the commonwealth. This was because, as we have seen earlier, the office of kingship was not dominus of the commonwealth, but rather, the guardian of the commonwealth, or curator Reipublicae.Footnote 84
This argument made very careful use of the civil law governing the important Roman practice of guardianship. In the Roman context, certain classes of property-owners who were sui juris and had dominium were, nevertheless, prohibited from administering their estate directly because they were legally considered “incapable persons,” such as certain classes of minors and women.Footnote 85 These individuals were required to act through the guardian who, as an intermediary, would administer and protect the welfare and property of the ward under their charge.
The civil law placed very strict regulations on the acts of guardians and was designed in such a way as to favor the interests of the ward who, although legally incapable, was still a proprietor with dominium.Footnote 86 The law of delicts, for example, penalized tutores who embezzled from the ward's property.Footnote 87 Later republican legislation, moreover, provided for a formal legal action, the actio tutelae, to hold guardians accountable for losses and damages incurred in the administration of a ward's estate.Footnote 88
Above all, the civil law forbade guardians to claim ownership over their ward's estate by usucapion, even though they technically held possession and, in some cases, for long periods of time. It was a principle which Cicero highlighted in the letters to Atticus, by chiding his friend for forgetting this most basic legal doctrine, that “in the case of legal wards … right of possession [i.e., acquisition by usucapion or prescription] does not count.”Footnote 89
Evidently, the monarchomachs found these restrictions on civil guardianship a particularly useful way of theorizing the office of kingship and undermining the potentially fatal claim that kings could usucape to the kingdom and the domain. Kings, according to the monarchomachs, were nothing more than mere guardians, like tutores and curatores, whose sole charge was to administer and keep watch over the people's property, the commonwealth. In this way, then, duties, rather than rights, were attached to the royal office of kingship in the same way that duties were attached to the Roman office of guardianship. According to the monarchomachs, then, royal claims to dominium on grounds of longi temporis possessio simply misunderstand the nature of kingship itself. At most, kingship is just an elevated type of magistracy that is itself only a limited and temporary office, fully subject to the dominium and “constant surveillance” of the people.Footnote 90 The true office of kingship, as Mornay would call it, was merely “a function or procuratorship” but never “an inheritance or a property or a usufruct.”Footnote 91
This last reply is especially crucial to the monarchomach argument because it provided a legal basis grounded in the civil law to show why kings are to be disqualified from making assertions of dominium over the commonwealth. The argument, of course, looks potentially unattractive by disparaging the independence and dignity of the people as a whole against kings and magistrates. But that would miss the larger normative purpose of the argument, which is not to disparage the status of the people by likening them to minors and other types of legal wards. Rather, the purpose here was to appeal to principles of equity that are grounded in the civil law and to apply those principles to the present case of a people as a whole acting against unlawful kings acting beyond the bounds of right.
“Vindicatio” and the People's Right of Resistance
The use of proprietary language in this manner provided a very useful analogy to model the structure of power and to activate the development of a populist political theory. But one final, and crucial, element of the law of property provided the mechanism for the radical core that made the monarchomach doctrine a fully revolutionary ideology, and not simply abstract political or legal speculation. This was the ancient action of recovery, the vindicatio.
To recall, Roman proprietors with dominium occasionally delegated possession through a limited grant conditionally to possessors, while retaining for themselves the full and undivided right to take back possession through the formal action of vindicatio. Through vindicatio, a proprietor could dispossess another man of his holdings and regain direct possessory control over the property in question for himself by asserting his ultimate right of ownership. In proprietary actions, the use of vindicatio was really an extraordinary and radical act, one of the most dramatic displays of the one-sided civil power of dominium over others.Footnote 92
If the people can be said to have dominium, as the monarchomach jurists argued, then one should similarly expect the people as a whole, or ut universi, also to have the right to execute the vindicatio against those, such as kings and magistrates, who held in trust, like tutors, the temporary civil possession of the people's power and their commonwealth. As the dominus, the people would permanently retain the reserve rights of civil lordship and ownership and could recall and revoke, by an action approximating the ancient vindicatio, the powers of those who acted on the authority granted by the people. In this way, the people could assert, or vindicate, their rights and, by lawful force, dispossess and disseise kings of those powers that rightfully belonged to the people as a whole.
For the monarchomach jurists, the action of vindicatio, forcing dispossession to allow recovery, had special significance because it provided the foundation for an authoritative legal and normative argument on the absolute rights of masters to take back their property, what was owed to them and was suus. Politically, this meant that people could corporately lay a claim [vindicant] to their rights against tyrannical kings, as judices et vindices [judges and defenders] just as a dominus at civil law could disseise his tenant and repossess or recover his property through an act of vindication in the law-courts.Footnote 93 Recovery of property was, thus, the private law model used by the monarchomachs to elucidate the mechanics of constitutional change and resistance.
In the language of vindication, as a show of ultimate right, the monarchomachs expressed the notion of resistance, revolution, and popular sovereignty. Mornay was, of course, the outstanding exemplar of this mode of argument, displayed directly in the title of his treatise. In the most radical sections of the third Quaestio of the Vindiciae, Mornay stressed that the whole people are, in principle, to “vindicate the whole kingdom from tyranny.”Footnote 94 But he was not alone in invoking the model of vindication as a design for the assertion of rights. Hotman similarly recognized the necessity of constitutional offices as “a general refuge and protection to vindicate and preserve liberty from the supreme authorities.”Footnote 95 The vocabulary invoked in these carefully crafted texts suggests an action that was civilian in origin. But most importantly, as Skinner has observed, the Roman law theory offered “a theory of absolute popular control, not a mere theory about the possibility of restraining a king in extremis.”Footnote 96
To be sure, the monarchomach appropriation of the vindicatio was by no means a justification of mob violence. Nor was it a general justification of private acts of resistance and disobedience.Footnote 97 Consistent with Pauline doctrine, the monarchomachs were careful to condemn such acts, precisely because they regarded them as criminal acts of private individuals [privati or singuli], not as legitimate constitutional acts of the people [universi].
Vindication, in a monarchomach view, was an action of the whole people and, thus, had to take place through those procedures which represented and expressed the corporate will of the whole people, not simply one individual or a part of the people. For the people to act legally, such as in a vindicatio, it must be done through properly constituted representatives, just as a private corporation had to act through its properly constituted representative, or procurator. Monarchomachs, as civilian jurists, never suggested that the assertion and vindication of popular rights was to be done on the basis of first principles. There was no need to do so. In their view, the principles were laid bare in the texts of Justinian.
To be sure, the monarchomachs' appeal to Roman procedure was not meant to be taken literally. As with other borrowings from the Roman private law, there was no presumption that Roman procedures were to be revived in toto so that the people could prosecute the rei vindicatio as if in front of a Roman magistrate. That was not the point. Rather, the jurists viewed this action as a classical model of the active prosecution and defense of the people's rights through the law by appealing to more general principles of equity grounded in reason.Footnote 98 Roman law was an attractive and widely respected “language” in which to articulate a theory of popular sovereignty and resistance because it was presumably neutral yet provided the authority to appeal to a broad audience that extended beyond the small community of French Huguenots who were already motivated toward radicalism by their sectarian ideology treating resistance as a religious duty.Footnote 99
Popular resistance and revolution, thus, were thought to be fully backed by the legal and moral authority of the classical law books. This was not a case of godless sedition, as the Politiques Royalists may have argued,Footnote 100 but an act of a people, reclaiming rights due to them collectively as the true masters, the popular dominus, over their commonwealth.
Conclusion
Ralph Giesey once warned that, “To ignore or dismiss the Huguenot writers' use of Roman law is to affront their intelligence or their integrity.”Footnote 101 I hope that this article would have been received with some satisfaction by Giesey and others who recognized the centrality of civilian jurisprudence for expressing substantive doctrines of political theory, and this not only for the monarchomachs but for their royalist opponents as well. Indeed, it is not, I think, an overstatement to say that the monarchomach theory of popular sovereignty and resistance could not have assumed its specific shape without the background of Roman law that supplied the basic conceptual material. The bottom line is that, without Roman law, there could not have been a monarchomach theory.
Having investigated the civilian background of the monarchomach theory and, in particular, its use of proprietary concepts associated with the dominium, I want to conclude this essay by making two related observations on the legacy of the monarchomachs and, in particular, the uniquely juristic manner in which they expressed their doctrine of popular sovereignty. The first general observation concerns the extent to which the French monarchomach theory was appropriated by later thinkers to advance political causes which were, in some cases, far removed from the immediate ideological context of the French Wars of Religion and the Huguenot struggle against the Gallican writers and the royalist Politiques.Footnote 102 The historical literature has supplied us with numerous studies charting the various intellectual influences of monarchomach thought in anti-royalist struggles across Europe including the Dutch Revolt, the deposition of Queen Mary in Scotland, and, in the seventeenth century, the English Revolution and resulting settlement.Footnote 103
The ideas of Hotman, Mornay, and Beza found a particularly warm welcome in the German States of the Empire, which, due to its complicated constitutional form, were unable to integrate French theories of sovereignty into its own local circumstances.Footnote 104 Among the German heirs of this tradition outside the French context were theorists of the reformed tradition in the German States of the Empire, such as the celebrated Syndic of Emden, Johannes Althusius, perhaps the most important political thinker on the Continent at the beginning of the seventeenth century. Although he certainly cannot be described as one in sympathy with resistance theory, Althusius's pluralistic theory of consociationes and symbiotica in the Politica Methodice Digesta (1603) shares in common with the French jurists the suggestion that the ultimate right of sovereignty in the commonwealth resides exclusively in the highest corporation of the people, the consociatio universalis, as if it were like common property. Taking seriously the idea of popular sovereignty, Althusius invokes the law of persons to conceptualize the people to be “like a ward or minor” who is under the protection and guardianship of magistrates, but never the power of kings. Here, Althusius's strategy was just the same as the monarchomach strategy of Hotman and Mornay, to reduce the status of kings to that of a guardian, like a tutor or a curator in the Roman law, as one who was commissioned and entrusted with the duty to protect the people. In all this, the constitutional supremacy of the people over kings, above all, remains sacrosanct in Althusius's principle that the constituter is always greater than the one constituted [nam constituens major est constituto].Footnote 105
But perhaps most remarkable was the direct appropriation of the monarchomach doctrine by Catholics who, in facing the possibility of a Huguenot king through the accession of Henry of Navarre at the extinction of the Valois line, defended the doctrine of the papal deposition of heretical kings. Like the Huguenot monarchomachs, these “ultramontane” theorists of the so-called Catholic League, which included writers such as Jean Boucher and William Rossaeus, developed theoretical defenses of resistance largely mirroring the same sort of arguments found in the monarchomach treatises.Footnote 106 In the case of Boucher's De Justa Abdicatione Henrici Tertii and Rosseaus's De Justa Reipublicae Christianae Potestate, the argument was taken almost verbatim from the Vindiciae to defend the notion of resistance against the prospect of a heretical non-Catholic sovereign.Footnote 107
That such a set of doctrines as those articulated by Huguenot monarchomachs would eventually find its way into the hands of Catholic Leaguers testifies to the versatility as well as the ideological ambiguity of popular sovereignty doctrine in this period of the Wars of Religion and constitutional crisis. The reason for this must be sought in the very idea of sovereignty itself, as articulated in these juristic theories. It is here that I wish to make a second and final observation.
To say that sovereignty, even popular sovereignty, is a form of dominium, as the jurists of this period did, is to reduce notions of political power to a manifestly nonpolitical legal and proprietary relationship.Footnote 108 But this is positively dangerous for a political theory of the state and law. Not only does it threaten to remove the concept of the political entirely from concepts of the state and sovereignty, but it attributes to the state a totalizing power that can be just as despotic in the hands of the people as it is in the hands of kings. It is a warning that modern political theorists such as Hannah Arendt renewed and sharpened amid a world in which the modern democratic state reigned supreme.Footnote 109 While political theorists may, rightly, continue to celebrate the monarchomachs for their contributions to the rise of popular sovereignty and a distinctly modern form of political reasoning, we must exercise caution in considering the merits of their view of popular rule in the modern world.
Above all, we must resist, or at least scrutinize most carefully, the Whig historicist suggestion that the monarchomachs are to be regarded as one of the progenitors of modern constitutionalism. The reason for this is simple. Constitutionalism is a theory that defines, limits, and bridles the source of power. But the monarchomach theories do no such thing. The popular dominium is, in theory, as arbitrary and absolute as royal dominium. The purpose of a theory of popular sovereignty is not to contain or tame the public power; it only relocates it into the hands of the people, united as one body. Perhaps one solution may be to deny the theory of sovereignty as ownership altogether. But this is not the argument that we find in the monarchomach theory.
What we have inherited from the monarchomach jurists is a notion of the people holding a sovereign power over their state. It is a theory of power that masks itself in the discourse of legitimacy and, for better or ill, has become a sine qua non of our intellectual heritage and understanding of modern state-centered politics. Whether we should reflectively endorse this doctrine of popular sovereignty, of course, is an entirely different matter.
