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Use of surrogate outcomes in cost-effectiveness models: A review of United Kingdom health technology assessment reports1

Published online by Cambridge University Press:  06 January 2009

Julian Elston
Affiliation:
Peninsula Medical School, Universities of Exeter and Plymouth and Devon Primary Care Trust
Rod S. Taylor
Affiliation:
Peninsula Medical School, Universities of Exeter and Plymouth
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Abstract

Objectives: The aim of this study was to explore the use of surrogate outcomes—a substitute outcome that predicts final patient-related outcomes—in cost-effectiveness models (CEM) within health technology assessment (HTA) reports and provide guidance for their future use.

Methods: Our sampling frame was all UK HTA Program monograph series reports published in 2005 and 2006. Reports were included if they addressed a treatment effectiveness/efficacy question and included a CEM based on a surrogate outcome. The two authors independently applied inclusion and exclusion criteria, and the following data was extracted from included reports: source of surrogate outcome, level of evidence for validation of the surrogate outcomes, methods used in report to quantify link between surrogate outcome and final outcome, and consideration of the uncertainty associated with using surrogate outcomes in the results or conclusions of report.

Results: Of 100 HTA reports, 35 complied with the inclusion criteria. Of these, four (11 percent) reports included a CEM based on a surrogate outcome. All four reports sourced treatment-related changes in surrogate outcome through a systematic review of the literature. One provided Level 1 surrogate evidence (randomized controlled trial data showing a strong association between the change in surrogate outcome and change final outcome); two reported Level 2 evidence (observational study data); and one provided Level 3 evidence (disease natural/ history data). The transparency of quantification and exploration of uncertainty of the surrogate and final outcome relationship varied considerably across all four reports.

Conclusions: Recommendations are made for the use of surrogate outcomes in future HTA reports.

Information

Type
General Essays
Copyright
Copyright © Cambridge University Press 2009
Figure 0

Figure 1. Schematic representation of the use of a surrogate outcome in a HTA cost-effectiveness model. Key: “Source” refers to where the surrogate outcome data has been derived (usually by a systematic review/meta-analysis of clinical effectiveness literature in an HTA); “Validation” refers to the evidence provided supporting the relationship between the surrogate and final outcome; “Quantification” refers to how this relationship has been quantified. The two dotted boxes illustrate that the quantification of the surrogate to final outcome may take place either within or outside the cost-effectiveness model per se.

Figure 1

Figure 2. Level of evidence used to validate surrogate outcomes. This hierarchy was developed primarily from the ICH-9 guidelines (6) and US NIH Biomarkers Definitions Working Group framework (1). To fulfill the evidence requirement for Level 1 or 2 necessitates the fulfillment of the requirements of the lower levels of evidence.

Figure 2

Table 1a. JAMA Guide for Surrogate Outcomesa

Figure 3

Table 1b. OMERACT Surrogate Schema Scoring

Figure 4

Figure 3 Selection of reports.

Supplementary material: File

Elston supplementary table

Elston supplementary table

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