1 Introduction
Given a (uniformly locally finite) metric space X, its uniform Roe algebra
$\mathrm {C}^*_u (X)$
is a
$\mathrm C^*$
-algebra which captures the large-scale geometry of X in
$\mathrm C^*$
-algebraic terms (see Subsection 1.2 for its precise definition). These algebras were introduced by J. Roe in the study of the index theory of elliptic operators on noncompact manifolds ([Reference RoeRoe88, Reference RoeRoe93]) and are of interest to researchers working on the coarse Baum-Connes and Novikov conjectures ([Reference YuYu00]). Recently, mathematical physicists have started using uniform Roe algebras in the study of topological insulators (see [Reference KubotaKub17, Reference Ewert and MeyerEM19, Reference JonesJon21, Reference Ludewig and ThiangLT21, Reference BourneBou22]).
Motivated by mathematical physics, [Reference Braga and ExelBE25] initiated the treatment of flows and KMS states on uniform Roe algebras. In a nutshell, the aforementioned article identified (and analysed) a naturally occurring class of flows on uniform Roe algebras: given a uniformly locally finite metric space
$(X,d)$
and a map
$h\colon X\to \mathbb {R} $
, we can interpret h as a multiplication (unbounded) operator on
$\ell _2(X)$
— the Hilbert space of square-summable functions
$X\to \mathbb {C} $
. Throughout these notes, we use the convention that an operator on a Hilbert space H means a not necessarily bounded operator defined on a vector subspace of H. A multiplication operator induced by such
$h\colon X\to \mathbb {R}$
is clearly self-adjoint and diagonal with respect to the canonical orthonormal basis
$(\delta _x)_{x\in X}$
of
$\ell _2(X)$
. In particular,
$e^{ith}$
is a well-defined unitary operator on
$\ell _2(X)$
which is also diagonal and the formula
for
$t\in \mathbb {R} $
and
$a\in \mathrm {C}^*_u (X)$
, defines a pre-flow (i.e., a not necessarily continuous action)
$\sigma _h$
of
$\mathbb {R} $
on
$\mathrm {C}^*_u (X)$
by automorphisms. Moreover, the large-scale geometric properties of h may be used to characterize when
$\sigma _h$
is strongly continuous, in which case we call it a flow. Recall that a map
$h=(h_x)_{x\in X}\colon X\to \mathbb {R} $
is coarse if, for all
$r>0$
, there is
$s>0$
, such that
for all
$x,z\in X$
.Footnote
1
We then have the following:
Proposition 1.1.2 [Reference Braga and ExelBE25, Proposition 2.1]
Let X be a uniformly locally finite metric space and
$\sigma _h$
be given by a map
$h\colon X\to \mathbb {R} $
as in (1.1.1). Then
$\sigma _h$
is a flow on
$\mathrm {C}^*_u (X)$
if and only if
$h\colon X\to \mathbb {R} $
is coarse.
Flows of this sort are called diagonal flows. The goal of the present paper is to extend the study of flows on uniform Roe algebras outside the class of diagonal flows. For that, we develop a theory of noncommutative coarse maps or, equivalently, of coarse operators, and study cocycle perturbation and cocycle conjugacy for flows on uniform Roe algebras.
One of the main reasons justifying one’s interest in cocycle equivalence for flows is that, when two flows are cocycle conjugate to each other, then the fields of KMS states are isomorphic ([Reference KishimotoKis00, Proposition 2.1]). So, in particular, all of the information about phase transitions may be passed from one flow to the other. Since a lot is now known about KMS states for diagonal flows ([Reference Braga and ExelBE25]), the results herein extend that knowledge to a vastly larger class of flows.
We now describe the main findings of this paper in more detail.
1.2 Uniform Roe algebras
All metric spaces considered herein will be not only discrete but also uniformly locally finite. Recall that a metric space X is uniformly locally finite (abbreviated as u.l.f. from now on) if
where
$|B_r(x)|$
denotes the number of elements of the closed ball in X of radius r centred at x. In this case, X is necessarily countable and the metric topology is discrete.
Given a u.l.f. metric space
$(X,d)$
, we identify
$\ell _\infty (X)$
— the
$\mathrm C^*$
-algebra of bounded, complex valued maps on X — with the algebra of diagonal operators on
$\ell _2(X)$
in the canonical way. The uniform Roe algebra of X is then the
$\mathrm C^*$
-subalgebra of
$\mathcal {B} (\ell _2(X))$
Footnote
2
generated by the partial isometries on
$\ell _2(X)$
given by partial translations of X. Precisely, the notion of a translation function on a vector space is adapted to arbitrary metric spaces as follows: a partial bijection
$f\colon \operatorname {\mathrm {dom}} (f)\subseteq X\to \mathrm {ran}(f)\subseteq X$
is said to be a partial translation of X
if
Any such f induces a sort of partial shift operator
$v_f$
on
$\ell _2(X)$
determined by
We can now make the definition of the uniform Roe algebra of a u.l.f. metric space precise:
Definition 1.2.1. The uniform Roe algebra of a u.l.f. metric space X, denoted
$\mathrm {C}^*_u (X)$
, is the
$\mathrm {C}^*$
-subalgebra of
$\mathcal {B} (\ell _2(X))$
generated by all
$v_f$
, where f is a partial translation of X.
While we will only deal with u.l.f. spaces here, one can define uniform Roe algebras for more general spaces. This is, for instance, done in [Reference Willett and YuWY20, Reference Martínez and VigoloMV24].
If A is any subset of X, observe that the orthogonal projection
$p_A$
from
$\ell _2(X)$
onto
$\ell _2(A)\subseteq \ell _2(X)$
coincides with the operator
$v_f$
, where f is the identity function on
. As the set of all such operators spans a dense linear subspace of
$\ell _\infty (X)$
, we see that
$\ell _\infty (X)\subseteq \mathrm {C}^*_u (X)$
.
Alternatively, the uniform Roe algebra of X can be defined as the norm closure of the set of all bounded operators on
$\ell _2(X)$
with finite propagation, where the propagation of an operator
$a\in \mathcal {B} (\ell _2(X))$
is given by
1.3 Flows on uniform Roe algebras
With the present subsection we begin our detailed study of flows.
Definition 1.3.1. Given a
$\mathrm C^*$
-algebra A, by a pre-flow on A, also known as a one-parameter group of automorphisms of A, we shall mean a group homomorphism
from the additive group of real numbers to the group of
$^*$
-automorphisms of A. If the pre-flow
$\sigma $
is strongly continuous in the sense that
$t\in \mathbb {R} \mapsto \sigma _t(a)\in A$
is continuous for all
$a\in A$
, then
$\sigma $
is called a flow.Footnote
3
We start our study of flows on uniform Roe algebras by showing that every such flow is completely determined by a self-adjoint operator on
$\ell _2(X)$
. Precisely, let H be a Hilbert space and
$h $
be a self-adjoint operator on H. Continuous functional calculus gives us that
$e^{ih}$
is a unitary operator on H. Hence, each such operator induces a pre-flow
$\sigma _h$
on
$\mathcal {B} (H)$
given by
for all
$t\in \mathbb {R} $
, and all
$a\in \mathcal {B} (H)$
. It is well known that any weakly continuous flow on
$\mathcal {B} (H)$
is of this form for some self-adjoint operator h on H (see [Reference Bratteli and RobinsonBR87, Example 3.2.35]). In Subsection 2.2, we employ this result to prove the following:
Proposition 1.3.3. Let H be a separable Hilbert space,
$ A \subseteq \mathcal {B} (H)$
be a
$\mathrm C^*$
-algebra containing all compact operators, and
$\sigma $
be a flow on A. Then there is a self-adjoint operator h on H such that
for all
$t \in \mathbb {R} $
, and all
$a \in A$
.
Proposition 1.3.3 may be well known to experts, but for lack of a precise citing source and since this will play a very important role in our understanding of flows on uniform Roe algebras, we present a detailed proof in Subsection 2.2 below.
Since a uniform Roe algebra always contains the compacts, Proposition 1.3.3 applies to the flows that we are interested in. Therefore it suffices to study flows on uniform Roe algebras arising from self-adjoint operators on
$\ell _2(X)$
via the formula (1.3.2). This problem splits naturally into two parts:
Question 1.3.4. Let h be a self-adjoint operator on
$\ell _2(X)$
.
-
(I) Under which conditions can we guarantee that
$\sigma _{h,t} (\mathrm {C}^*_u (X))= \mathrm {C}^*_u (X)$
for all
$t\in \mathbb {R} $
? -
(II) Assuming that the above holds, when is
$\sigma _{h}$
strongly continuous on
$\mathrm {C}^*_u (X)$
? In other words, when is a pre-flow on
$\mathrm {C}^*_u (X)$
of the form
$\sigma _h$
, an actual flow?
To deal with Question 1.3.4(II), we start with a detailed analysis of coarse maps in Section 3 which culminates in a noncommutative version of coarseness for self-adjoint operators on
$\ell _2(X)$
and a notion of coarseness for flows. Precisely:
Definition 1.3.5. Let X be a u.l.f. metric space and let h be a closed operator on
$\ell _2(X)$
.Footnote
4
We call h a coarse operator if the domain of such h is invariant under partial translations (see Definition 3.1.2), meaning
and the commutatorFootnote
5
of h and
$v_f$
satisfies
for all partial translations f on X.
We should remark that the natural domain of the commutator operator
$[h,v_f]=hv_f-v_fh$
is
$\operatorname {\mathrm {dom}} (h)$
, because
$\operatorname {\mathrm {dom}} (h)$
is invariant under
$v_f$
by hypothesis. Also, the invariance of
$\operatorname {\mathrm {dom}} (h)$
under the
$v_f$
easily implies that
$c_{00}(X)$
Footnote
6
is contained in the domain of h, and in fact
$c_{00}(X)$
will be shown to be a core for h, in the sense that the graph of the restriction of h to
$c_{00}(X)$
is dense in the graph of h. In Theorem 4.1.15, we will show even more, namely that every coarse operator is in fact admissible in the sense of Definition 1.3.8, below, a crucial tool for several of the arguments in our main proofs.
Definition 1.3.6. Let X be a u.l.f. metric space and
$\sigma $
be a flow on
$\mathrm {C}^*_u (X)$
. We call
$\sigma $
a coarse flow if
is differentiable for all partial translations f of X.
A few words are in place here to justify the definitions above. First, as will be seen in Proposition 3.1.5 below, a map
$h\colon X\to \mathbb {R} $
is coarse if and only if its interpretation as a diagonal operator on
$\ell _2(X)$
is a coarse operator. Moreover, any flow on a uniform Roe algebra induced by a map
$h\colon X\to \mathbb {R} $
is automatically a coarse flow (see Proposition 3.1.7). The study of coarse flows and of coarse operators is then a natural generalization of the commutative diagonal scenario.
With the definitions above in hand, we obtain the following noncommutative version of Proposition 1.1.2; which deals with Question 1.3.4(II) above.
Proposition 1.3.7. Let X be a u.l.f. metric space and
$\sigma $
be a pre-flow on
$\mathrm {C}^*_u (X)$
. Then
$\sigma $
is a coarse flow if and only if it is induced by a coarse operator h on
$\ell _2(X)$
.
While, for the case of diagonal flows, there is no reason to worry about Question 1.3.4(I), the treatment of this question is substantially more subtle in the noncommutative case. For starters, we must introduce the unbounded part of
$\mathrm {C}^*_u (X)$
to the picture.
Definition 1.3.8. Let X be a u.l.f. metric space and h be an operator on
$\ell _2(X)$
. We call h admissible if it is closed,
$c_{00}(X)\subseteq \operatorname {\mathrm {dom}} (h)$
, and
for all
$\xi \in \operatorname {\mathrm {dom}} (h)$
. We say that h has finite propagation if it is admissible and
We emphasize here that, whenever we say that an operator has finite propagation, it is assumed that we are speaking of an admissible operator, or else the condition on matrix entries above might not mean much. We note that this definition generalizes the usual concept of finite propagation for bounded operators to the unbounded setting.
We next introduce the unbounded part of
$\mathrm {C}^*_u (X)$
, a concept which will, as the name suggests, involve unbounded operators and, crucially, the difference
$h-h'$
, of two unbounded operators h and
$h'$
. This is a notoriously touchy issue not least because h and
$h'$
may have very different domains. For this reason, except for rare occasions, we shall only dare to speak of
$h-h'$
when there is a common core to h and
$h'$
. Since every admissible operator admits
$c_{00}(X)$
as a core, taking the difference of such operators will not involve any risks.
Definition 1.3.9. Let X be a u.l.f. metric space and h be an admissible operator on
$\ell _2(X)$
. We say that h is in the unbounded part of
$\mathrm {C}^*_u (X)$
if, for all
$\varepsilon>0$
, there is a finite propagation operator
$h'$
on
$\ell _2(X)$
such that
$h-h'$
(defined on its natural domain
$\operatorname {\mathrm {dom}} (h)\cap \operatorname {\mathrm {dom}} (h')$
) is a bounded operator with norm at most
$\varepsilon $
. We denote the set of all such operators by
$\mathrm {C}^*_{u,unb}(X)$
.Footnote
7
Notice that any operator on
$\ell _2(X)$
with finite propagation is in
$\mathrm {C}^*_{u,unb}(X)$
. In particular, any diagonal operator, regardless of being given by a coarse map, is in
$\mathrm {C}^*_{u,unb}(X)$
. On the other hand, the intersection of
$\mathcal {B} (\ell _2(X))$
with
$\mathrm {C}^*_{u,unb}(X)$
is precisely
$\mathrm {C}^*_u (X)$
.
Another way of thinking of
$\mathrm {C}^*_{u,unb}(X)$
is to consider the set
$\mathcal L _{adm}(\ell_2(X)) $
formed by all admissible operators, equipped with the (possibly infinite) metric
Within it one has the subset
$\mathrm {C}^*_{u,unb}[X]$
formed by the operators of finite propagation, and then
$\mathrm {C}^*_{u,unb}(X)$
turns out to be precisely the closure of
$\mathrm {C}^*_{u,unb}[X]$
in
$\mathcal L _{adm}(\ell_2(X)) $
.
With the purpose of keeping this introduction to a minimum, we will now restrict our results to metric spaces with G. Yu’s property A: this is a fairly general geometric property imposed on the u.l.f. metric space X which is often seen as a sort of “geometric amenability” (see Subsection 2.3 for a precise definition), which is equivalent to nuclearity of
$\mathrm {C}^*_u (X)$
. For more general results which do not depend on property A, we simply refer the reader to the appropriate statements in the paper. For the specialists, we would like to say that the use of property A is needed so that the uniform Roe algebra of X equals its quasi-local algebra (see Subsection 2.3 for definitions).
For u.l.f. metric spaces with property A, we completely characterize the self-adjoint operators which give rise to coarse flows on uniform Roe algebras. Precisely, we obtain the following.
Theorem 1.3.10. Let X be a u.l.f. metric space with property A, h be a self-adjoint operator on
$\ell _2(X)$
, and
$\sigma _h$
be the pre-flow on
$\mathcal {B} (\ell _2(X))$
induced by h. The following are equivalent.
-
1.
$\sigma _h$
is a coarse flow on
$\mathrm {C}^*_u (X)$
. -
2. h is a coarse operator and it belongs to
$\mathrm {C}^*_{u,unb}(X)$
. -
3. The map
$E(h)\colon X\to \mathbb {R} $
given by is coarse and, interpreting
$$\begin{align*}E(h)_x=\langle h\delta _x,\delta _x\rangle\ \text { for all } \ x\in X \end{align*}$$
$E(h)$
as a diagonal operator,
$h-E(h)$
is a bounded operator in
$\mathrm {C}^*_u (X)$
.Footnote
8
The main ingredient for the implication (2)
$\Rightarrow $
(1) is Theorem 7.1.3, which shows that for any such h, the bounded operator
$e^{ih}$
is in the quasi-local algebra of X for all
$t\in {\mathbb R}$
. On the other hand, the implication (1)
$\Rightarrow $
(2) of Theorem 1.3.10 is always valid regardless of property A. This is obtained as Theorem 7.1.12 below and its proof uses an adaptation to the unbounded setting of the machinery developed in [Reference Lorentz and WillettLW20] to show that bounded derivations on uniform Roe algebras are always inner.
1.4 Cocycle equivalence of flows
Once Items (I) and (II) of Question 1.3.4 are dealt with, we move to classifying when coarse flows are, in some sense, equivalent:
Question 1.4.1. Let h and k be self-adjoint operators on
$\ell _2(X)$
inducing flows
$\sigma _h$
and
$\sigma _k$
on
$\mathrm {C}^*_u(X)$
.
-
(III) What relation must be satisfied between h and k so that the flows
$\sigma _h$
and
$ \sigma _k$
are “morally” the same?
This will be formalized in terms of cocycle equivalence between flows. For this, the notion of cocycle will be essential. Recall that we have the following well-known equivalence relations among flows on
$\mathrm C^*$
-algebras:
Definition 1.4.2. Let A be a unital
$\mathrm C^*$
-algebra,
$\sigma $
be a pre-flow on A, and
$(u_{t})_{t\in \mathbb {R} }$
be a norm continuous family of unitary operators in A.
-
1. We say that
$(u_{t})_{t\in \mathbb {R} }$
is a cocycle for
$\sigma $
if
$$\begin{align*}u_{t+s}=u_t\sigma _t(u_s) \text { for all }\ t,s\in \mathbb{R}. \end{align*}$$
-
2. If
$(u_t)_{t\in \mathbb {R} }$
is a cocycle for
$\sigma $
, then the expression
$\rho _t(a)=u_t\sigma _t(a)u^*_t$
, for
$a\in A$
and
$t\in \mathbb {R} $
, defines a pre-flow
$\rho $
on A. We call
$\rho $
a cocycle perturbation of
$\sigma $
. -
3. If, moreover, there exists a family
$(u_t)_{t\in \mathbb {R} }$
, as above, that is differentiable at
$0$
, then
$\rho $
is called an inner perturbation of
$\sigma $
.Footnote
9
-
4. We say that
$\sigma $
is cocycle conjugate to
$\rho $
if there is an automorphism
$\tau $
of A such that
$\rho $
is a cocycle perturbation of
$\tau \circ \sigma \circ \tau ^{-1}$
, where the later is the pre-flow given by
$t\in \mathbb {R} \mapsto \tau \circ \sigma _t\circ \tau ^{-1}\in \mathrm {Aut}(A)$
.
All these notions define equivalence relations on the set of pre-flows on a given
$\mathrm C^*$
-algebra and relate to each other as in the diagram below. Moreover, if a pre-flow is equivalent under any of these notions to an actual flow, then it must be a flow as well.
For metric spaces with property A, we are capable of showing that every coarse flow is, up to cocycle perturbation, a diagonal flow. Moreover, this is more than an “existence theorem” as the diagonal cocycle perturbation can be actually computed in a fairly natural way. As diagonal flows are much easier to deal with, this can drastically reduce any analysis needed when working with coarse flows. In particular, this allows the machinery developed in [Reference Braga and ExelBE25] for the study of KMS states of diagonal flows to be applied to more general flows. Precisely, we prove the following.
Theorem 1.4.3. Let X be a u.l.f. metric space with property A, and let h be a coarse operator on
$\ell _2(X)$
such that
for all
$t\in {\mathbb R}$
. Then the flow
$\sigma _h$
on
$\mathrm {C}^*_u (X)$
induced by h is a cocycle perturbation of a diagonal flow. Indeed,
$\sigma _h $
is a cocycle perturbation of the flow
$\sigma _{E(h)}$
, where
$E(h)\colon X\to \mathbb {R} $
is the coarse map given by
Besides reducing the problem to the diagonal case, we also characterize when self-adjoint operators on
$\ell _2(X)$
give rise to “equivalent” flows. For the commutative case, no geometric condition on X is needed, and we obtain not only a classification of flows, but also of pre-flows (notice here that the property of being a flow is preserved even under the weakest form of equivalence given by cocycle conjugacy):
Theorem 1.4.4. Let
$(X,d)$
be a u.l.f. metric space, and let h and k be real-valued maps on X. The following are equivalent:
-
1. The maps h and k are close, i.e.,
$\sup _{x\in X} d(h_x,k_x)<\infty $
, -
2. The pre-flows
$\sigma _h$
and
$\sigma _k$
are inner perturbations of each other. -
3. The pre-flows
$\sigma _h$
and
$\sigma _k$
are cocycle perturbations of each other.
Notice that the property in Theorem 1.4.4(1) above is equivalent to the difference operator
$h-k$
, given by the interpretation of the maps
$h,k\colon X\to \mathbb {R} $
as operators on
$\ell _2(X)$
, being a bounded operator.
In order to obtain Theorems 1.4.3 and 1.4.4, we need yet another important ingredient which is interesting on its own:
Theorem 1.4.5. Let X be a u.l.f. metric space with property A, and let h be a self-adjoint operator on
$\ell _2(X)$
such that
$\sigma _h$
induces a flow on
$\mathrm {C}^*_u (X)$
. Then
$e^{ith}\in \mathrm {C}^*_u (X)$
for all
$t\in {\mathbb R}$
.
In fact, as the reader will see in Section 6, this is not a result about flows, but merely about strongly continuous paths of automorphisms. The proof of this result is quite technical and it makes use of three ingredients: (1) basics of K-theory, (2) techniques developed in [Reference White and WillettWW20] for the study of Cartan subalgebras of uniform Roe algebras, and (3) techniques developed for the solution of the rigidity problem of uniform Roe algebras ([Reference Braga and FarahBF21, Reference Baudier, Braga, Farah, Khukhro, Vignati and WillettBBF+22]).
For the general noncommutative case, we must once again restrict ourselves to metric spaces with property A. Our main results are the following.
Theorem 1.4.6. Let X be a u.l.f. metric space with property A, and let h and k be coarse operators on
$\ell _2(X)$
inducing flows
$\sigma _h$
and
$\sigma _k$
on
$\mathrm {C}^*_u (X)$
. If
$h-k$
is bounded on
$c_{00}(X)$
, then the flows
$\sigma _h$
and
$\sigma _k$
on
$\mathrm {C}^*_u (X)$
are cocycle perturbations of each other.
Theorem 1.4.7. Let X be a u.l.f. metric space with property A, and let h and k be coarse, self-adjoint operators on
$\ell _2(X)$
, whose induced flows on
$\mathrm {C}^*_u (X)$
are respectively denoted by
$\sigma _h$
and
$\sigma _k$
. The following are equivalent:
-
1. There is a unitary
$u\in \mathrm {C}^*_u (X)$
such that
$\operatorname {\mathrm {dom}} (h)=\operatorname {\mathrm {dom}} (uku^*)$
, and
$h-uku^*$
is bounded on this common domain. -
2. The flows
$\sigma _h$
and
$\sigma _k$
are cocycle conjugate to each other.
Finally, in Section 9, we show that, without the condition of property A, and working only with pre-flows, the results above do not hold. More precisely, we show that in any expander graph, one can find a natural pre-flow on its uniform Roe algebra which is not a cocycle perturbation of a diagonal flow (see Theorem 9.1.5).
2 Preliminaries
In this section, we recall the basic tools that we will need about unbounded operators, one-parameter unitary groups, flows on algebras of operators, and coarse geometry. For a detailed treatment of these, we refer the reader to [Reference PedersenPed89, Chapter 5], [Reference RudinRud91, Chapter 13] or [Reference Bratteli and RobinsonBR87] for the first topics, and to [Reference RoeRoe03, Reference Nowak and YuNY12] for the last one. Besides setting up terminology, we also refine a well-known result on weakly continuous flows on
$\mathcal {B} (H)$
[Reference Bratteli and RobinsonBR87, Example 3.2.35] to guarantee that any flow on a uniform Roe algebra is determined by an unbounded operator (Proposition 1.3.3).
2.1 Unbounded Operators on Hilbert spaces
Let H be a Hilbert space. From now on, the term operator on H will refer to a (not necessarily bounded) linear function
where
$\operatorname {\mathrm {dom}} (h)$
is a vector subspace of H. The unbounded operators of interest in this paper will be in general self-adjoint. In particular, these operators are automatically closed and densely defined, i.e.,
$\operatorname {\mathrm {dom}} (h)$
is dense in H. Addition, subtraction and multiplication of operators are defined in the obvious ways taking the necessary precautions regarding domains; precisely,
and
The space of all (globally defined) bounded operators on H is denoted by
$\mathcal {B} (H)$
and its ideal of compact operators by
$\mathcal {K} (H)$
.
Given the fundamental role played by the matrix representation of operators on
$\ell _2(X)$
in the study of
$\mathrm {C}^*_u (X)$
, e.g., in the definition of the notion of propagation, it is natural that unbounded operators also be seen from the point of view of matrices. However one cannot expect to make sense out of the matrix entries
of an unbounded operator h on
$\ell _2(X)$
, since such operators are only densely defined, and there is no reason for
$\delta _y$
to lie in its domain. In fact, even if all basis vectors
$\delta _y$
belong to
$\operatorname {\mathrm {dom}} (h)$
, the values of h on these vectors might not necessarily determine h outside
$c_{00}(X)$
. After all, the fact that h is discontinuous, as a rule, renders the density of
$c_{00}(X)$
within
$\ell _2(X)$
useless for the purpose of inferring the value of
$h(\xi )$
, when
$\xi $
is not in
$c_{00}(X)$
.
The operators that will play important roles in this work will therefore all be admissible in the following sense:
Definition 2.1.1 (cf. Definition 1.3.8)
Let X be any set. An operator h on
$\ell _2(X)$
will be called admissible if it is closed,
$c_{00}(X)\subseteq \operatorname {\mathrm {dom}} (h)$
, and
for all
$\xi \in \operatorname {\mathrm {dom}} (h)$
.
Under the above conditions, the coordinates of
$h\xi $
relative to each basis vector
$\delta _x$
are then given by
where
$h_{x, y} = \langle h\delta _y, \delta _x\rangle $
, and
$\xi _y=\langle \xi ,\delta _y\rangle $
. In other words, the matrix representation of h holds, not only for vectors in
$c_{00}(X)$
, but also for every vector
$\xi $
in the domain of definition of h. Furthermore, given any pair
$(\xi , h\xi )$
in the graph of h, we may write
$ \xi =\lim _F \xi _F$
, where
the limit taken for F running in the directed set of all finite subsets
$F\subseteq X$
, and then the fact that h is admissible implies that
$\big (\xi _F,h(\xi _F)\big )$
converges to
$(h\xi ,\xi )$
, which is to say that
$c_{00}(X)$
is a core for h.
Admissibility is a very useful property since it implies that
$c_{00}(X)$
is not only a core, but it is actually a ‘great core’ in the sense that we can choose our approximating sequences in the most natural way. Precisely, firstly recall that a subspace
$D\subseteq \operatorname {\mathrm {dom}} (h)$
is called a core for h
if the graph of
$h\restriction D$
is dense in the graph of h. In other words, if
$\xi \in \operatorname {\mathrm {dom}} (h )$
, then there is a sequence
$(\xi _n)_n$
in D, such that
$\xi =\lim _n\xi _n$
, and
$h\xi =\lim _nh\xi _n$
. Admissibility says that the sequence
$(\xi _n)_n$
can be simply taken to be the truncations of
$\xi $
with respect to the canonical basis of
$\ell _2(X)$
.
We finish this subsection with a useful elementary result.
Proposition 2.1.2. Let X be a u.l.f. metric space and let h and k be admissible operators on
$\ell _2(X)$
. The following holds.
-
(a)
.Footnote
10
-
(b) If
$h-k$
is bounded on
$c_{00}(X)$
, then
$\operatorname {\mathrm {dom}} (h)= \operatorname {\mathrm {dom}} (k)$
.
Proof. The first point is an easy consequence of the fact that
$c_{00}(X)$
is a common core for h and k, so we leave the details for the reader.
As for the second point, let
$\xi \in \operatorname {\mathrm {dom}}(h)$
and let us show that
$\xi \in \operatorname {\mathrm {dom}}(k)$
. For this choose an increasing sequence
$(F_n)_n$
of finite subsets of X, whose union coincides with X, and for each n, let
$\xi _n$
be the projection of
$\xi $
on
$\ell _2(F_n)$
. Then clearly
$\xi _n\to \xi $
and, since h is admissible, also
$h\xi _n\to h\xi $
. Noticing that
$(\xi _n)_n$
is a sequence in
$c_{00}(X)$
, and that
$h-k$
is bounded on this subspace, we have that
$((h-k)\xi _n)_n$
is a Cauchy sequence, hence so is
$(k\xi _n)_n$
. As k is closed, this shows that
$\xi \in \operatorname {\mathrm {dom}}(k)$
. This proves
$\operatorname {\mathrm {dom}}(h)\subseteq \operatorname {\mathrm {dom}}(k)$
and, by symmetry of the hypothesis, the inclusion
$\operatorname {\mathrm {dom}}(k)\subseteq \operatorname {\mathrm {dom}}(h)$
follows analogously.
2.2 Flows and one-parameter groups
Definition 2.2.1. Let H be a Hilbert space and
$(u_t)_{t\in \mathbb {R} }$
be a family of unitary operators in
$\mathcal {B} (H)$
. We call
$(u_t)_{t\in \mathbb {R} }$
a one-parameter unitary group on H
if
If, moreover,
is continuous for all
$\xi \in H$
, we say that
$(u_t)_{t\in \mathbb {R} }$
is strongly continuous.
Given a self-adjoint operator h on a Hilbert space H, the spectral theorem allows us to define
$e^{ih}$
, a bounded operator on H. Moreover,
is a strongly continuous one-parameter unitary group and
for all
$\xi \in \operatorname {\mathrm {dom}} (h)$
. Conversely, if
$\xi \in H$
is such that the limit in (2.2.2) exists, then necessarily
$\xi \in \operatorname {\mathrm {dom}} (h)$
, and the identity in (2.2.2) holds (see [Reference PedersenPed89, Proposition 5.3.13]). Moreover, by Stone’s theorem (see [Reference PedersenPed89, Theorem 5.3.15]), every strongly continuous one-parameter unitary group
$t\in \mathbb {R} \mapsto u_t\in \mathcal {B} (H)$
is of the above form, that is,
$u_t=e^{ith}$
for all
$t\in \mathbb {R} $
, for a unique self-adjoint operator h on H.
We now show that any flow on a uniform Roe algebra is given by conjugating by a one-parameter unitary group; this is a refinement of [Reference Bratteli and RobinsonBR87, Example 3.2.35] for our setting. This will be essential in our study of flows. Parts of the proof of Proposition 1.3.3 below are well known to experts, but we provide details for clarity and for the non-experts’ convenience.
Proof of Proposition 1.3.3
We start by noticing that
$\mathcal {K} (H)$
is invariant under
$\sigma _t$
. For that, observe that
$\mathcal {K} (H)$
is the unique minimal ideal of A. Indeed, if J is another nonzero ideal of A, we have
since
$\mathcal {K} (H)$
is an essential ideal. As
$\mathcal {K} (H)$
is a simple
$\mathrm C^*$
-algebra, it follows that
${J \cap \mathcal {K} (H) = \mathcal {K} (H)}$
, whence
$\mathcal {K} (H) \subseteq J$
. As
$\mathcal {K} (H)$
admits the above characterization in precise algebraic terms, we conclude that
$\mathcal {K} (H)$
is invariant under automorphisms of A; in particular,
$\sigma _t(\mathcal {K} (H)) = \mathcal {K} (H)$
for every
$t \in \mathbb {R} $
.
For each
$t\in \mathbb {R} $
, let
$\tau _t$
be the restriction of
$\sigma _t$
to
$\mathcal {K} (H)$
, so that
$\tau $
becomes a flow on
$\mathcal {K} (H)$
. Observing that
$\mathcal {B} (H)$
is the multiplier algebra of
$\mathcal {K} (H)$
, each
$\tau _t$
extends canonically to an automorphism
$\rho _t$
of
$\mathcal {B} (H)$
, and it is not difficult to show that
$\rho _t\rho _s = \rho _{t+s}$
for all
$t, s\in \mathbb {R} $
, i.e., that
$\rho $
is a pre-flow on
$\mathcal {B} (H)$
. Observe that, for
$t\in \mathbb {R} $
,
$a\in A$
, and
$k\in \mathcal {K} (H)$
, we have
So,
$\rho _t(a) = \sigma _t(a)$
. Hence,
$\rho $
extends
$\sigma $
from A to
$\mathcal {B} (H)$
. Let us now show that
$\rho $
is a weakly continuous flow on
$\mathcal {B} (H)$
. For this, pick any vector
$\xi $
in H, and let
$p_\xi $
be the projection onto the one-dimensional space spanned by
$\xi $
. For every bounded operator b on H we then have that
because both
$p_\xi $
and
$b\rho _{-t}(p_\xi )$
are compact operators, and hence belong to A. Using that
$\sigma $
is a (continuous) flow on A, we see that
$\rho _t(b)\xi $
is continuous as a function of t, meaning that
$\rho $
is strongly continuous, and hence also weakly continuous.
Now, [Reference Bratteli and RobinsonBR87, Example 3.2.35] shows that a weakly continuous flow on
$\mathcal {B} (H)$
must be of the desired form, so the result follows.
2.3 Coarse geometry
Although it has already been briefly presented in the introduction, we now properly define the morphisms and equivalences in the coarse category. Given metric spaces
$(X,d_X)$
and
$(Y,d_Y)$
, a map
$f\colon X\to Y$
is called coarse if for all
$r>0$
,
Maps
$f,g\colon X\to Y$
are called close if
If
$f\colon X\to Y$
is coarse and there is a coarse
$g\colon Y\to X$
such that
$g\circ f$
and
$f\circ g$
are close to
$\mathrm {id}_{X}$
and
$\mathrm {id}_Y$
, respectively, then f is called a coarse equivalence.
The uniform Roe algebra has a very natural dense
$^*$
-subalgebra which will be useful for us. Precisely, the algebraic counterpart of
$\mathrm {C}^*_u (X)$
, denoted
$\mathrm {C}^*_u [X]$
, is the
$^*$
-subalgebra of
$\mathcal {B} (\ell _2(X))$
generated by all
$av_f$
, where
$a\in \ell _\infty (X)$
, and f is a partial translation of X. Unless X is finite,
$\mathrm {C}^*_u [X]$
will never be closed.
As already made clear in the introduction, the metric spaces of interest to us will be uniformly locally finite, or u.l.f. for short (see Subsection 1.2 for definition). One of the great advantages of such metric spaces is that an X-by-X matrix of complex numbers with finite propagation induces a bounded operator on
$\ell _2(X)$
if and only if its entries are uniformly bounded. For further reference, we isolate this as a proposition below (see [Reference RoeRoe03, Lemma 4.27]).
Proposition 2.3.1. Let X be a u.l.f. metric space. Then, for all
$r>0$
, if
$A=[a_{x,y}]_{x,y\in X}$
is an X-by-X matrix of complex numbers with
and
$\operatorname {\mathrm {prop}} (A)\leq r$
, then A canonically induces a bounded operator a on
$\ell _2(X)$
, such that
$\langle a\delta _y,\delta _x\rangle =a_{xy}$
for all
$x,y\in X$
. Moreover, there is a positive constant M, depending only on X and r, such that
An important class of metric spaces in coarse geometry is the one of u.l.f. metric spaces with property A, introduced by G. Yu in [Reference YuYu00]. Although the definition of property A will not be used per se, we quickly recall it here since this property will play a major role throughout these notes.
Definition 2.3.2. Let
$(X,d)$
be a u.l.f. metric space. We say that X has property A if, for all
$\varepsilon ,r>0$
, there is a function
$\xi \colon X\to \partial B_{\ell _2(X)}$
Footnote
11
such that
-
1.
$\|\xi _x-\xi _y\|\leq \varepsilon $
for all
$x,y\in X$
with
$d(x,y)\leq r$
, and -
2.
$\sup \{d(x,y)\ :\ \langle \xi _x,\delta _y\rangle \neq 0\}<\infty $
.
It is well known that a u.l.f. metric space X has property A if and only if
$\mathrm {C}^*_u (X)$
is a nuclear
$\mathrm C^*$
-algebra (see [Reference Brown and OzawaBO08, Theorem 5.5.7]).
Besides the uniform Roe algebra of X, the quasi-local algebra of X will play an important role in these notes.
Definition 2.3.3. Let
$(X,d)$
be a u.l.f. metric space. The quasi-local algebra of X
, denoted by
$\mathrm {C}^*_{\textit {ql}} (X)$
, is the
$\mathrm C^*$
-subalgebra of
$\mathcal {B} (\ell _2(X))$
consisting of all operators
$a\in \mathcal {B} (\ell _2(X))$
such that, for all
$\varepsilon>0$
, there is
$r>0$
, such that for all
$A,B\subseteq X$
,
Equivalently,Footnote
12
a bounded operator a lies in
$\mathrm {C}^*_{\textit {ql}} (X)$
, if and only if
While it is immediate that
$\mathrm {C}^*_u (X)\subseteq \mathrm {C}^*_{\textit {ql}} (X)$
for any u.l.f. metric space X, it was an important open problem whether
$\mathrm {C}^*_u (X)$
and
$\mathrm {C}^*_{\textit {ql}} (X)$
coincide. J. Špakula and J. Zhang proved that this is indeed the case for u.l.f. metric spaces with property A (see [Reference Špakula and ZhangŠZ20, Theorem 3.3]). Very recently, N. Ozawa has shown that these algebras are never the same as long as X contains a coarse copy of an expander graph (see [Reference OzawaOza23, Corollary C]).
3 Diagonal flows
The goal of this section is to set the ground needed to define a noncommutative version of coarseness in the next section. More precisely, we characterize coarseness of a real-valued function on a metric space X in terms which allow us to define “coarseness” for an arbitrary self-adjoint operator on
$\ell _2(X)$
(Proposition 3.1.5). We also pin down a property satisfied by flows induced by maps
$X\to \mathbb {R} $
which will be needed in our study of more general flows induced by self-adjoint operators on
$\ell _2(X)$
(Proposition 3.1.7).
Our motivation for wanting to characterize coarseness of maps
$X\to \mathbb {R} $
comes from the fact that coarse maps are precisely the ones which induce flows on
$\mathrm {C}^*_u (X)$
in a canonical way; which in turn was intensively studied in [Reference Braga and ExelBE25]. Let us start by explaining this carefully. An arbitrary function
$h\colon X\to \mathbb {R} $
canonically induces a self-adjoint operator on
$\ell _2(X)$
by multiplication. By abuse of notation, we denote this operator by h as well. Precisely, h is the operator with
$$\begin{align*}\operatorname{\mathrm{dom}} (h)=\left \{\xi \in \ell _2(X)\ :\ \sum _{x\in X}|h_x\xi _x|^2<\infty \right \}, \end{align*}$$
and given by the formula
for all
$\xi \in \operatorname {\mathrm {dom}} (h)$
. Letting
$c_{00}(X)$
denote the subspace of
$\ell _2(X)$
formed by the vectors with finitely many nonzero coordinates, it is clear that
$c_{00}(X)\subseteq \operatorname {\mathrm {dom}} (h)$
, so
$\operatorname {\mathrm {dom}} (h) $
is dense in
$\ell _2(X)$
. See Proposition 3.1.4 below for a proof that h is actually an admissible operator. Moreover, h defines a bounded operator on
$\ell _2(X)$
if and only if
$h\colon X\to \mathbb {R} $
is bounded. Hence, the identification above of functions
$X\to \mathbb {R} $
with possibly unbounded self-adjoint operators on
$\ell _2(X)$
is compatible with the usual identification of
$\ell _\infty (X)$
as the bounded multiplication operators on
$\ell _2(X)$
, i.e., the diagonal operators with respect to the canonical orthonormal basis
$(\delta _x)_{x\in X}$
of
$\ell _2(X)$
.
Convention 3.1.1. In order to avoid any confusion stemming from the abuse of notation of denoting by the same symbol — h usually — both a map
$ X\to \mathbb {R} $
and its interpretation as an unbounded operator on
$\ell _2(X)$
, we write
$h=(h_x)_{x\in X}$
when h is being seen as a function
$h\colon x\in X\mapsto h_x\in \mathbb {R} $
. If h is being interpreted as an operator on
$\ell _2(X)$
, its evaluation at a vector
$\xi \in \ell _2(X)$
is written as
$h\xi $
. Also,
$\operatorname {\mathrm {dom}} (h)$
will always refer to the domain of h as an operator on
$\ell _2(X)$
(the domain of h as a function
$X\to \mathbb {R} $
is simply X and this will not be a point of relevance in these notes).
Suppose that
$(X,d)$
is a u.l.f. metric space and that
$h\colon X\to \mathbb {R} $
is a map. Then,
$e^{ih}$
may be seen as a bounded operator on
$\ell _2(X)$
with propagation zero, so,
$e^{ih}\in \mathrm {C}^*_u (X)$
. In particular,
$e^{ith}ae^{-ith}\in \mathrm {C}^*_u (X)$
for all
$t\in \mathbb {R} $
, and all
$a\in \mathrm {C}^*_u (X)$
, so the map
is an automorphism of
$\mathrm {C}^*_u (X)$
, and it can be easily shown to define a pre-flow
$\sigma _h$
on
$\mathrm {C}^*_u (X)$
. As seen in Proposition 1.1.2,
$\sigma _h$
is a flow if and only if the map
$h\colon X\to \mathbb {R} $
is coarse, in which case we call
$\sigma _h$
a diagonal flow.
Proposition 1.1.2 is one of our hints to finding an appropriate operator version of coarseness. Before that, we must notice that the domain of an operator induced by a coarse map
$X\to \mathbb {R} $
is invariant with respect to the coarse geometry of X. We introduce the following definition.
Definition 3.1.2. Let
$E\subseteq \ell _2(X)$
be a linear subspace. Given a partial translation f of X, we say that E is
f-invariant if
$v_f(E)\subseteq E$
. If E is f-invariant for all partial translations f of X, we say that E is invariant under partial translations.
Remark 3.1.3. Notice that if the domain of a self-adjoint operator h on
$\ell _2(X)$
is invariant under partial translations, then
$\operatorname {\mathrm {dom}} (h)$
automatically contains
$c_{00}(X)$
. Indeed, as h is self-adjoint, its domain is densely defined and, in particular, non-zero. Pick a non-zero
$\xi \in \mathrm {dom}(h)$
and
$x_0\in X$
such that the
$x_0$
-coordinate of
$\xi $
is non-zero. Then, given
$x\in X$
and letting
$f_{x}\colon \{x_0\}\to \{x\}$
be the partial translation taking
$x_0$
to x, we have that
$v_{f_x}\xi $
is in
$\mathrm {dom}(h)$
for all
$x\in X$
. As
$v_{f_x}\xi $
is a non-zero vector supported on x and
$x\in X$
was arbitrary, we conclude that
$\mathrm {dom}(h)$
contains
$c_{00}(X)$
. This will be used throughout these notes without further mention. The fact that
$c_{00}(X)\subseteq \operatorname {\mathrm {dom}} (h)$
does not necessarily mean that h is admissible, although most of the operators in this work will possess this property.
For simplicity, we introduce the following (almost) self-explaining terminology: given a partial translation f of X, and
$r\geq 0$
, we say that f is a partial r-translation if
Proposition 3.1.4. Let X be a u.l.f. metric space and let
$h\colon X\to \mathbb {R} $
be any function. Then, seen as a multiplication operator, h is admissible. Moreover, if h is a coarse function, then
$\operatorname {\mathrm {dom}} (h)$
, the domain of h as an operator on
$\ell _2(X)$
, is invariant under partial translations.
Proof. It is evident that
$\operatorname {\mathrm {dom}} (h)$
contains
$c_{00}(X)$
, and we leave it for the reader to prove the standard fact that h is a closed operator. On the other hand, given
$\xi \in \operatorname {\mathrm {dom}} (h)$
, we have that
so h is admissible. In order to show that
$\operatorname {\mathrm {dom}} (h)$
is invariant under partial translations, suppose that
$h\colon X\to \mathbb {R} $
is coarse and that
$\xi =(\xi _x)_{x\in X}$
is in the domain of h, seen as an operator on
$\ell _2(X)$
. So,
Let f be a partial translation of X. As h is coarse,
Then, by Minkowski’s inequality, we have
$$ \begin{align*} \left (\sum _{x\in \operatorname{\mathrm{dom}} (f) }|h_{f(x)}\xi _x|^2\right )^{1/2}\leq & \left (\sum _{x\in \operatorname{\mathrm{dom}} (f) }|\xi _x|^2\cdot |h_{f(x)}-h_{x}|^2\right )^{1/2}\\ &\quad + \left (\sum _{x\in \operatorname{\mathrm{dom}} (f) }|h_x\xi _x|^2\right )^{1/2}\\ &\leq s\|\xi \|+\| h\xi \|\\ & < \infty. \end{align*} $$
This shows that
$v_f\xi $
is in the domain of h and we are done.
The following result will later motivate our notion of a coarse operator.
Proposition 3.1.5. Let X be u.l.f. metric space and
$h\colon X\to \mathbb {R} $
be a map. The following are equivalent.
-
1. The map
$h\colon X\to \mathbb {R} $
is coarse. -
2. The domain of
$ h$
, seen as an operator on
$\ell _2(X)$
, is invariant under partial translations and, for all
$r>0$
, where the supremum is taken over the set of all partial r-translations f of X.
$$\begin{align*}\sup _f\|[h ,v_f]\|<\infty , \end{align*}$$
-
3. The domain of h is invariant under partial translations and
for all partial translations f of X.
$$\begin{align*}\|[h ,v_f] \|<\infty \end{align*}$$
Proof. (1)
$\Rightarrow $
(2): Assume
$h\colon X\to \mathbb {R} $
is coarse. By Proposition 3.1.4,
$\operatorname {\mathrm {dom}} (h)$
is invariant under partial translations. Fix
$r>0$
. As
$h\colon X\to \mathbb {R} $
is coarse, there is
$s>0$
such that
$|h_x-h_y|\leq s$
for all
$x,y\in X$
with
$d(x,y)\leq r$
. Hence, if f is a partial r-translation of X, then
$|h_{f(x)}-h_x|\leq s$
for all
$x\in \operatorname {\mathrm {dom}} (f)$
. Since
$[h,v_f](\delta _x)=(h_{f(x)}-h_x)\delta _{f(x)}$
for all
$x\in \operatorname {\mathrm {dom}} (f)$
, it follows that
(2)
$\Rightarrow $
(3): This is immediate.
(3)
$\Rightarrow $
(1): Suppose
$h\colon X\to \mathbb {R} $
is not coarse. So, there is
$r>0$
and sequences
$(x_n)_n$
and
$(y_n)_n$
in X such that
$d(x_n,y_n)\leq r$
for all
$n\in \mathbb {N} $
and
As X is u.l.f., going to subsequences if necessary, we can assume that
$(x_n)_n$
and
$(y_n)_n$
are both sequences of distinct elements of X. Therefore, letting
the map
$f\colon A\to B$
given by
$f(x_n)=y_n$
for all
$n\in \mathbb {N} $
defines a partial translation, a partial r-translation to be precise. However, we have
for all
$n\in \mathbb {N} $
. By (3.1.6), the latter goes to infinity. But this contradicts the hypothesis.
Before finishing this subsection, we now pin down an important property satisfied by diagonal flows on uniform Roe algebras.
Proposition 3.1.7. Let
$(X,d)$
be a u.l.f. metric space and let
$h\colon X\to \mathbb {R} $
be a map inducing the flow
$\sigma _h$
on
$\mathrm {C}^*_u (X)$
. For each partial translation f of X, the map
is differentiable at zero with derivative equal to
$i[h,v_f]$
. Therefore the map
is also differentiable at zero for all a in
$\mathrm {C}^*_u [X]$
, with derivative equal to
$i[h,a]$
.
Proof. As
$\sigma _h$
is a flow, h must be coarse (Proposition 1.1.2). Let us first show that the first statement indeed implies the second. Since
$\mathrm {C}^*_u [X]$
is the linear span of
$av_f$
, for
$a\in \ell _\infty (X)$
, and f a partial translation of X, it is enough to notice that the map (3.1.8) is differentiable at zero for elements of the form
$av_f$
. Finally, as
$\sigma _{h,t}(av_f)=a\sigma _{h,t}(v_f)$
, we see that the second statement indeed follows from the first one.
Fix now a partial translation f of X. An elementary calculation shows that
if x is in
$\operatorname {\mathrm {dom}} (f)$
, while
$\sigma _{h,t}(v_f)\delta _x=0$
otherwise. Denoting by
$h\circ f-h$
the function on X given by
$$\begin{align*}(h\circ f-h)(x) = \left \{ \begin{matrix} h(f(x))-h(x), &\ \ \ \ \text {if } x\in \operatorname{\mathrm{dom}} (f), \cr 0, &\text {otherwise, }\hfill \end{matrix}\right. \end{align*}$$
it follows from (3.1.9) that
$\sigma _{h,t}(v_f) = v_fe^{it(h\circ f-h)}$
. Observing that
$h\circ f-h$
is a bounded function, thanks to h being coarse, we deduce that
$\sigma _{h,t}(v_f)$
is differentiable as a function of the variable t, and that its derivative at zero coincides with
$iv_f(h\circ f-h)$
. Another elementary calculation shows that
from where the conclusion follows.
Remark 3.1.10. Proposition 3.1.7 can be stated in terms of the infinitesimal generator of the flow
$\sigma $
. Indeed, the infinitesimal generator of a flow
$\sigma $
on a
$\mathrm C^*$
-algebra A is the operator
$\delta $
on A given by
for all
$a\in A$
for which the limit above exists. With this terminology and considering a flow
$\sigma $
on a uniform Roe algebra
$\mathrm {C}^*_u (X)$
, Proposition 3.1.7 says that
$\mathrm {C}^*_u [X]$
is contained in the domain of
$\delta $
, and that
$\delta (a)=i[h,a]$
for all a in
$\mathrm {C}^*_u [X]$
. We refer the reader to [Reference Bratteli and RobinsonBR87, Chapter 3] for more on that.
4 Coarse operators on
$\ell _2(X)$
We will now abstract some of the contents of Section 3 to develop the theory of noncommutative coarse functions or, more precisely, of coarse operators on
$\ell _2(X)$
for a given u.l.f. metric space X. The following is our main definition and it adapts Proposition 3.1.5 to the noncommutative case of self-adjoint operators on
$\ell _2(X)$
.
Definition 4.1.1 (Definition 1.3.5).
Let X be a u.l.f. metric space and h be a closed operator on
$\ell _2(X)$
. We call h a coarse operator if
$\operatorname {\mathrm {dom}} (h)$
is invariant under partial translations, and
for all partial translations f on X.
We should stress that the above definition does not require h to be admissible; however this property will instead be proved later in Theorem 4.1.15.
Example 4.1.2. Bounded operators are obviously coarse operators.
Example 4.1.3. By Proposition 3.1.5, a map
$h\colon X\to \mathbb {R} $
is coarse if and only if its interpretation as an operator on
$\ell _2(X)$
is a coarse operator. For this reason, self-adjoint coarse operators on
$\ell _2(X)$
should be thought of as noncommutative versions of coarse maps
$X\to \mathbb {R} $
.
Just as in Proposition 3.1.5, a more quantitative version of coarseness holds for operators. Precisely:
Proposition 4.1.4. Let X be a u.l.f. metric space and h be a closed operator on
$\ell _2(X)$
, the domain of which is invariant under partial translations. Then h is a coarse operator if and only if, for all
$r>0$
,
where the supremum is taken over the set of all partial r-translations f of X.
Proof. The “if” part being immediate, we move on to the “only if” direction. Assuming that h is a coarse operator we therefore suppose, by way of contradiction, that the supremum in the statement is infinite.
Claim 4.1.5. The supremum in the statement is infinite, even if taken over the set of all partial r-translations f of X, with finite domain.
Proof. To see this, we fix
$M>0$
, and we choose a partial r-translation g (which may or may not have finite domain), such that
$\| [h,v_g]\|>M$
. Since
$[h,v_g]$
is bounded on
$\operatorname {\mathrm {dom}} (h)$
, by hypothesis, and since
$c_{00}(X)$
is dense in
$\operatorname {\mathrm {dom}} (h)$
, we may pick a unit vector
$\xi $
in
$c_{00}(X)$
, such that
Fixing
$\varepsilon>0$
, let C be a finite subset of X such that
Letting f be the restriction of g to
$\operatorname {\mathrm {dom}} (g)\cap C$
, we then have that
$v_{f} = v_gp_C$
. Moreover
So, upon substituting g for f, the right-hand side of (4.1.6) changes by at most
$\varepsilon $
, so the inequality is preserved as long as we choose
$\varepsilon $
sufficiently small.
Slightly changing tack, we now make the following:
Claim 4.1.7. If
$C\subseteq X$
is any finite set, then the supremum in the statement is finite, if taken over the set of all r-partial translations f with
$\operatorname {\mathrm {dom}} (f)\subseteq C$
.
Proof. Indeed, given such an r-partial translation f, we have that
$$ \begin{align*} \| [h,v_f]\| & = \| hv_f-v_fh \| \\ & \leq \| hv_f \| + \| v_fh \| \\ & \leq \| hp_{B_r(C)} \|+ \| p_{C}h \|, \end{align*} $$
the last inequality due to the fact that
$\operatorname {\mathrm {dom}} (f)\subseteq C$
, and hence that
$\operatorname {\mathrm {ran}} (f)\subseteq B_{r}(C)$
, the ball of radius r around C, because r-partial translations are not allowed to move points more than r apart. As h is necessarily bounded on the finite-dimensional space
$\ell _2(B_r(C))$
,
$\| hp_{B_r(C)} \|$
is finite. In order to estimate
$\| p_Ch \|$
, notice that
As before,
$\|hp_C\|$
is finite and, since
$p_Chp_{X\setminus C}=[h,p_{X\setminus C}]p_{X\setminus C}$
, the fact that h is coarse implies that
$\|p_Chp_{X\setminus C}\|$
is also finite. This completes the proof of the claim.
Our next claim is a strengthening of Claim 4.1.7.
Claim 4.1.8. If
$C\subseteq X$
is any finite set, then the supremum in the statement is infinite, even if taken over the set of all partial r-translations f of X, with finite domain, and such that both the domain of f and the range of f (henceforth denoted
$\operatorname {\mathrm {ran}} (f)$
) are contained in
$X\setminus C$
.
Proof. Given
$M>0$
, let N be the supremum referred to in Claim 4.1.7 relative to the finite set
$B_r(C)$
, and, using Claim 4.1.5, choose some r-partial translation g, with finite domain, and such that
$\| [h,v_g]\|>M+N$
. Letting
$g_1$
and
$g_2$
denote the restrictions of g to
$\operatorname {\mathrm {dom}} (g)\cap B_r(C)$
, and
$\operatorname {\mathrm {dom}} (g)\setminus B_r(C)$
, respectively, we see that
$v_g=v_{g_1}+v_{g_2}$
, so
Recalling that
$\operatorname {\mathrm {dom}} (g_2)\subseteq X\setminus B_r(C)$
, we have that
$\operatorname {\mathrm {ran}} (g_2)\subseteq X\setminus C$
, for the same reason observed above that r-partial translations are not allowed to move points more than r apart.
Claim 4.1.9. There is a sequence
$(f_n)_n$
of partial r-translations of X such that the domains of the
$f_n$
are finite and pairwise disjoint, the same holding for their ranges, and such that
$\lim _{n\to \infty }\| [h,v_{f_n}]\| =\infty $
.
Proof. As the proof of this claim is an easy consequence of Claim 4.1.8, we leave it for the reader.
From now on we fix a sequence
$(f_n)_n$
as above.
Claim 4.1.10. For every finite subset
$C\subseteq X$
, one has that
Proof. In order to verify this claim, observe that
$\ell _2(C)$
is a finite dimensional space, hence
$p_Ch$
and
$hp_C$
are bounded operators on the domain of h, say with
Therefore, for every n, we have that
and similarly
$\| p_C[h, v_{f_n}]\| \leq M_{B_r(C)} + M_C$
. Therefore
$$ \begin{align*} \| p_{X\setminus C}[h, v_{f_n}] p_{X\setminus C}\| & = \| (1-p_C)[h, v_{f_n}](1-p_C)\| \\ & \geq \| [h, v_{f_n}]\| - \| [h, v_{f_n}]p_C\| \\ &\quad - \| p_C[h, v_{f_n}]\| - \| p_C[h, v_{f_n}]p_C\| \\ &\geq \| [h, v_{f_n}]\| - 3(M_{B_r(C)} + M_C), \end{align*} $$
from where the claim follows.
Claim 4.1.11. Upon passing to a subsequence of
$(f_n)_n$
, there is a sequence
$(X_n)_n$
of finite and pairwise disjoint subsets of X, such that both
$\operatorname {\mathrm {dom}} (f_n)$
and
$\operatorname {\mathrm {ran}} (f_n)$
are contained in
$X_n$
, and
Proof. The proof of this claim is an easy application of Claim 4.1.10, so we leave it for the reader.
In order to conclude the proof, we let
$(f_n)_n$
be as in Claim 4.1.10, and we consider the r-partial translation defined on
$\bigsqcup _{n\in {\mathbb N}}\operatorname {\mathrm {dom}} (f_n)$
to be a common extension of all of the
$f_n$
.
Observing that, for
$n\neq m$
, one has that
$\operatorname {\mathrm {dom}} (f_m)\subseteq X_m$
, and that
$X_m$
and
$X_n$
are disjoint, it follows that
$v_{f_m}p_{X_n}=0$
, and similarly that
$p_{X_n}v_{f_m}=0$
, so
whence, for every n,
Observing that the right hand side goes to
$\infty $
, as
$n\to \infty $
, by Claim 4.1.11, we get a contradiction with the assumption that
$[h, v_{f}]$
is a bounded operator.
We must now understand what the vital properties satisfied by coarse operators are and, on the other hand, which properties are enough to guarantee coarseness of a given self-adjoint operator on
$\ell _2(X)$
. The next proposition deals with the former. For that, we introduce the conditional expectation for certain unbounded operators on
$\ell _2(X)$
.
Definition 4.1.12. Consider a set X and any operator h on
$\ell _2(X)$
such that
$c_{00}(X)\subseteq \operatorname {\mathrm {dom}} (h)$
. We define a map
$E(h)\colon X\to \mathbb {R} $
by letting
We identify the function
$E(h)$
defined above with an operator on
$\ell _2(X)$
as usual. Under this identification, it is clear that E, when restricted to the bounded operators on
$\ell _2(X)$
, is simply the canonical conditional expectation
$\mathcal {B} (\ell _2(X))\to \ell _\infty (X)$
.
Proposition 4.1.13. Let X be a u.l.f. metric space and h be a coarse operator on
$\ell _2(X)$
. Then:
-
1. The map
$E(h)$
given by Definition 4.1.12 is coarse. -
2. For each
$A\subseteq X$
,
$p_{X\setminus A} hp_A$
is bounded and In particular, as an X-by-X matrix, the coordinates of h off the main diagonal are uniformly bounded.
$$\begin{align*}\sup \{\|p_{X\setminus A} hp_A\|\ :\ A\subseteq X\}<\infty. \end{align*}$$
Proof. (1) Suppose
$E(h)$
is not coarse. Then, there are
$r>0$
, and sequences
$(x_n)_n$
and
$(y_n)_n$
in X such that
and
$d(x_n,y_n)\leq r$
for all
$n\in \mathbb {N} $
. As X is u.l.f., going to subsequences if necessary, we can assume that
$(x_n)_n$
and
$(y_n)_n$
are sequences of distinct elements. Let
$A=\{x_n\ :\ n\in \mathbb {N} \}$
,
$B=\{y_n\ :\ n\in \mathbb {N} \}$
, and
$f\colon A\to B$
be the partial translation given by
$f(x_n)=y_n$
for all
$n\in \mathbb {N} $
. Then,
$$ \begin{align*} \left \|[h,v_f] \right \|&\geq \left \|[h,v_f]\delta _{x_n}\right \|\\ & = \left \|\sum _{z\in X} \langle h\delta _{y_n},\delta _z\rangle \delta _z - \langle v_fh\delta _{x_n},\delta _z\rangle \delta _z\right \| \\ &\geq | \langle h\delta _{y_n},\delta _{y_n}\rangle - \langle h\delta _{x_n},\delta _{x_n}\rangle |\\ &=|E(h)_{y_n}-E(h)_{x_n}| \end{align*} $$
for all
$n\in \mathbb {N} $
. By (4.1.14), this shows that
$ [h,v_f]$
is unbounded on
$\operatorname {\mathrm {dom}} (h)$
, which contradicts the fact that h is a coarse operator.
(2) As h is a coarse operator, Proposition 4.1.4 gives
$s>0$
, such that
for all
$A\subseteq X$
. Since
$p_{X\setminus A}hp_A = [h, p_A]p_A$
, the result follows.
We can now prove that coarse operators are automatically admissible, hence allowing us to understand how these operators act not only on
$c_{00}(X)$
but on all of its domain.
Theorem 4.1.15. Let X be a u.l.f. metric space and h be a coarse operator on
$\ell _2(X)$
. If
$\xi \in \operatorname {\mathrm {dom}} (X)$
, then
Consequently, h is admissible.
Proof. As h is a coarse operator, Proposition 4.1.13(2) implies that
is finite. Suppose towards a contradiction that the theorem fails and let
$\xi \in \operatorname {\mathrm {dom}} (h)$
be an offender. As h is a closed operator, the series in the statement of the theorem not only fails to coincide with
$h\xi $
, but it does not even converge. Consequently that series also fails to satisfy Cauchy’s criterion for the summability of a series, whence, letting
$\xi _F=\sum _{x\in F}\langle \xi ,\delta _x\rangle \delta _x$
for each
$F\subseteq X$
, we can find
$\varepsilon>0$
, and a sequence
$(F(n))_n$
of finite disjoint subsets of X such that
As
$\lim _n\xi _{F(n)}=0$
, going to a subsequence if necessary, we can assume that
$\zeta =\sum _{n\in \mathbb {N} }\xi _{F(n)}$
has norm at most
$\varepsilon /(3M)$
. In particular, (4.1.16) can be improved as follows:
for all
$n\in \mathbb {N} $
. Since h is a coarse operator, its domain is invariant under partial translations and, in particular, invariant under the projections
$p_A$
,
$A\subseteq X$
. So,
$\zeta \in \operatorname {\mathrm {dom}} (h)$
, since
$\zeta $
is the image of
$\xi $
under such projection. However,
$$ \begin{align*} \|p_{F(n)}h\zeta \| & \geq \|p_{F(n)}h\xi _{F(n)}\|-\left \|p_{F(n)}hp_{X\setminus F(n)}\left (\sum _{m\in \mathbb{N} \setminus \{n\}}\xi _{F(m)}\right )\right \|\\ &\geq \frac {\varepsilon }{3} \end{align*} $$
for all
$n\in \mathbb {N} $
. As
$(F(n))_n$
are disjoint sets, this shows that
$h\zeta $
has infinite norm, a contradiction.
Corollary 4.1.17. Let X be a u.l.f. metric space, h and k be coarse operators on
$\ell _2(X)$
. If
$h-k$
is bounded, then
$\operatorname {\mathrm {dom}}(h)=\operatorname {\mathrm {dom}}(k)$
.
We finish this section with a corollary which will be fundamental in many of the forthcoming proofs.
Corollary 4.1.18. Let X be a u.l.f. metric space and h be a coarse operator on
$\ell _2(X)$
. If there is an operator
$h'$
on
$\ell _2(X)$
with finite propagation, and such that
$h-h' $
is bounded, then
$h-E(h)$
is bounded. In particular, if h has finite propagation, then
$h-E(h) $
is bounded.
Proof. Suppose there is an operator
$h'$
on
$\ell _2(X)$
with finite propagation so that
${h-h'}$
is bounded. In particular,
$E(h-h')=E(h)-E(h')$
is also bounded. Recall that, as X is u.l.f., an operator w on
$\ell _2(X)$
with finite propagation is bounded if and only if
$\sup _{x,y\in X}|\langle w\delta _x,\delta _y\rangle |<\infty $
(Proposition 2.3.1). By Proposition 4.1.13(2) above,
so, since
$h-h'$
is bounded, we have
Hence,
As
$h'$
has finite propagation, so has
$h'-E(h')$
. So,
$h'-E(h')$
is bounded. Finally, as the equality
holds on
$c_{00}(X)$
, it follows that
$h-E(h)$
is bounded on
$c_{00}(X)$
. Therefore, since both h and
$E(h)$
are coarse operators (for
$E(h)$
, this is a consequence of Propositions 3.1.5 and 4.1.13(2)), Theorem 4.1.15 implies that
$h-E(h)$
is bounded on all of its domain.
5 Flows given by self-adjoint operators on
$\ell _2(X)$
In this short section, we continue the study of Section 3 and extend it to the case of flows on uniform Roe algebras given by self-adjoint operators using the machinery of Section 4. In view of Proposition 3.1.7, we start by introducing a geometric condition on our flows which will help us to better tame the self-adjoint operators inducing them.
Definition 5.1.1 (Definition 1.3.6)
Let X be a u.l.f. metric space and
$\sigma $
be a flow on
$\mathrm {C}^*_u (X)$
. We call
$\sigma $
a coarse flow if
is differentiable for all partial translations f of X.
Example 5.1.2. By Proposition 3.1.7, every flow on
$\mathrm {C}^*_u (X)$
induced by a (necessarily coarse) map
$X\to \mathbb {R} $
is coarse.
Our next goal is to prove Proposition 1.3.7, stated in the introduction, characterizing self-adjoint operators defining coarse flows on
$\mathrm {C}^*_u (X)$
.
Proof of Proposition 1.3.7
This proposition is simply an interpretation of [Reference Bratteli and RobinsonBR87, Proposition 3.2.55] to our setting. Precisely, suppose
$\sigma $
is a coarse flow, i.e.,
$\sigma $
is a flow and
is differentiable at zero for all partial translations f on X.Footnote
13
Since flows on
$\mathrm {C}^*_u (X)$
are implemented by self-adjoint operators, we must have
$\sigma =\sigma _h$
for some self-adjoint h on
$\ell _2(X)$
(Proposition 1.3.3). The implication (1)
$\Rightarrow $
(3) of [Reference Bratteli and RobinsonBR87, Proposition 3.2.55] then says that
$\operatorname {\mathrm {dom}} (h)$
is invariant under partial translations and that
$[h,v_f]$
is bounded on
$\operatorname {\mathrm {dom}} (h)$
, i.e., h is a coarse operator. Regarding our usage of [Reference Bratteli and RobinsonBR87, Proposition 3.2.55] here, we point out that this result says that there is a core of h which is invariant by it and in which the restriction of
$[h,v_f]$
to it is bounded. But, as noticed in the first paragraph of the proof of [Reference Bratteli and RobinsonBR87, Proposition 3.2.55], closure arguments imply that one can take the core to be the whole
$\mathrm {dom}(h)$
.
Conversely, suppose that h is a coarse operator and fix a partial translation f of X. Then
$\operatorname {\mathrm {dom}} (h)$
is f-invariant and
$[h,v_f]$
is bounded on
$\operatorname {\mathrm {dom}} (h)$
. We are then in the setting of item (3) of [Reference Bratteli and RobinsonBR87, Proposition 3.2.55] and the implication (3)
$\Rightarrow $
(1) therein says that
is differentiable, and hence continuous at zero. As the
$v_f$
span a dense subset of
$\mathrm {C}^*_u (X)$
, by definition, we deduce that
$\sigma _h$
is a flow, which is coarse by what was said just above.
Remark 5.1.3. Since all elements of
$\mathrm {C}^*_u(X)$
are coarse operators (Example 4.1.2), Proposition 1.3.7 ensures that
$\sigma _h$
is a coarse flow on
$\mathrm {C}^*_u(X)$
for every
$h \in \mathrm {C}^*_u(X)$
. It is worth noting, however, that by choosing h appropriately one may obtain flows that do not leave the algebraic subalgebra
$\mathrm {C}^*_u[X]$
of
$\mathrm {C}^*_u(X)$
invariant. Indeed, if X is infinite and
$x \in X$
, one can choose h such that
$\sigma _{h,1}$
maps the projection onto
$\mathrm {span}\{\delta _x\}$
to the projection onto
$\mathrm {span}\{\xi \}$
for some
$\xi $
with infinite support. Clearly, this latter projection does not belong to
$\mathrm {C}^*_u[X]$
.
We isolate a simple fact below for further reference.
Corollary 5.1.4. Let X be a u.l.f. metric space and h be a self-adjoint operator on
$\ell _2(X)$
such that
$\sigma _h$
is a coarse flow on
$\mathrm {C}^*_u (X)$
. Then, for all partial translations f of X, the derivative of
at zero is
$i[h,v_f]$
.
Proof. As in the proof of Proposition 1.3.7, this is given by [Reference Bratteli and RobinsonBR87, Proposition 3.2.55].
We finish this section showing that one can always find flows which are not coarse (as long as X is infinite).
Proposition 5.1.5. Let X be a u.l.f. metric space with infinitely many points. Then there exists a flow on
$\mathrm {C}^*_u (X)$
which is not coarse.
Proof. Fix
$x_0\in X$
and let
$h(x)=d(x,x_0)$
for all
$x\in X$
. So,
$h\colon X\to \mathbb {R} $
is a coarse map and
$\sigma _h$
is a diagonal flow on
$\mathrm {C}^*_u (X$
) (Proposition 1.1.2). Clearly,
$ \sigma _{uhu*}$
is also a flow on
$\mathrm {C}^*_u (X)$
for all unitaries u in
$\mathrm {C}^*_u (X)$
. Let us show that, if the unitary
$u\in \mathrm {C}^*_u (X)$
is properly chosen, then
$\sigma _{uhu^*}$
is not coarse. For that, notice that, since h is unbounded, we can pick a vector
$\xi \in \ell _2(X)$
with
$\|\xi \|=1$
such that
$\xi \not \in \operatorname {\mathrm {dom}} (h)$
. Moreover, without loss of generality,
$\xi $
can be picked so that
$\|\delta _{x_0}-\xi \|$
is arbitrarily small. Let
$p=p_{x_0}$
and let
$q $
be the rank
$1$
projection onto the span of
$ \xi $
. We can then assume that
$ \|p-q\|$
is smaller than
$1$
, so there is a unitary u in
$\mathrm {C}^*_u (X)$
such that
$uqu^*=p$
. Since
$u\xi $
equals
$\lambda \delta _{x_0}$
for some
$\lambda $
in the unitary circle, replacing u by
$\bar \lambda u$
, we can assume that
$ u\xi =\delta _{x_0}$
. Hence, since
$\xi $
is not in the domain of h, it follows that
$\delta _{x_0}$
is not in the domain of
$h'$
.
We can now conclude the proof. If
$\sigma _{h'}$
were to be coarse, the operator
$h'$
would be a coarse operator (Proposition 1.3.7). However, coarse operators have domains which are invariant under partial translations and, in particular, contain
$c_{00}(X)$
. Since
$\delta _{x_0}$
is not in
$\operatorname {\mathrm {dom}} (h')$
, it follows that
$\sigma _{h'}$
cannot be a coarse flow.
Remark 5.1.6. Notice that, even though Proposition 5.1.5 shows that non-coarse flows exist, the examples constructed therein are still very “tame”. Indeed, they are given by unitary conjugation of a (diagonal) coarse operator h on
$\ell _2(X)$
. In particular, the analysis of such flows, including for instance of their KMS states, reduces to the scenario of coarse (diagonal) operators; which we know how to deal with (see [Reference Braga and ExelBE25]).
6 Automorphisms in the connected component of
$\mathrm {id}_{\mathrm {C}^*_u (X)}$
Section 5 has dealt with Question 1.3.4(II), namely the question of when a pre-flow on a uniform Roe algebra is an actual flow and, for coarse flows, this is completely characterized in terms of the coarseness of the self-adjoint operator h inducing
$\sigma $
(see Proposition 1.3.7). In this section and the following one, we will focus on Question 1.3.4(I), that is, the question of when a self-adjoint operator h on
$\ell _2(X)$
defines a pre-flow on
$\mathrm {C}^*_u (X)$
. For that, we will now take a step back and study not flows per se, but strongly continuous paths of operators on uniform Roe algebras.
Definition 6.1.1. Let X be a u.l.f. metric space and
$\sigma $
be an automorphism of
$\mathrm {C}^*_u (X)$
. We say that
$\sigma $
is in the connected component of the identity on
$\mathrm {C}^*_u (X)$
if there is a path
$(\sigma _t)_{t\in [0,1]}$
of automorphisms of
$\mathrm {C}^*_u (X)$
which is strongly continuous in the sense that
is continuous for all
$a\in \mathrm {C}^*_u (X)$
, and such that
$\sigma _0=\mathrm {id}_{\mathrm {C}^*_u (X)}$
and
$\sigma _1=\sigma $
.
If X is a u.l.f. metric space, any automorphism
$\sigma $
of
$\mathrm {C}^*_u (X)$
is given by a unitary u in
$\mathcal {B} (\ell _2(X))$
by conjugation, i.e.,
$\sigma =\mathrm {Ad}(u)$
(see [Reference Špakula and WillettŠW13, Lemma 3.1]). In this section, we show that, if the automorphism
$\sigma $
is in the connected component of the identity on
$\mathrm {C}^*_u (X)$
, then u belongs to
$\mathrm {C}^*_u (X)$
, as long as X has property A. Precisely, the following is the main result of this section:
Theorem 6.1.2. Let
$ X $
be a u.l.f. metric space with property A, and let
$\sigma $
be an automorphism of
$\mathrm {C}^*_u(X)$
lying in the connected component of the identity on
$\mathrm {C}^*_u(X)$
. If w is any unitary operator on
$\ell _2(X)$
such that
$\sigma = \mathrm {Ad}(w)$
, then
$w \in \mathrm {C}^*_u(X)$
.Footnote
14
Most of our uses of Theorem 6.1.2 will be through Theorem 1.4.5, which we now prove as an immediate corollary of Theorem 6.1.2.
Proof of Theorem 1.4.5
Observing that each
$\sigma _{h,t}$
clearly lies in the connected component of the identity (Definition 6.1.1), and also that
$\sigma _{h,t}=\mathrm {Ad}(e^{ith})$
, it follows from Theorem 6.1.2 that
$e^{ith}\in \mathrm {C}^*_u (X)$
.
Our method to obtain Theorem 6.1.2 heavily depends on techniques developed in [Reference White and WillettWW20]. Precisely, the following is the theorem therein whose proof will be essential for our approach to flows on uniform Roe algebras.
Theorem 6.1.3 [Reference White and WillettWW20, Theorem E]
Let X be a u.l.f. metric space with property A and
$\sigma $
be an automorphism of
$\mathrm {C}^*_u (X)$
. Then there is a unitary
$w\in \mathrm {C}^*_u (X)$
such that
$w^*\sigma (\ell _\infty (X))w=\ell _\infty (X)$
.
We now explain some of the specifics of how Theorem 6.1.3 is obtained in order to isolate a lemma which will guide us in our proof of Theorem 6.1.2. For that, let
$\sigma \colon \mathrm {C}^*_u (X)\to \mathrm {C}^*_u (X)$
be an automorphism and let
$f\colon X\to X$
be a map such that
It is well known in the theory of rigidity of uniform Roe algebras that any map satisfying (6.1.4) must be a coarse equivalence (this was first obtained in [Reference Špakula and WillettŠW13, Proof of Theorem 4.1], for a more citable result, see [Reference Braga and FarahBF21, Theorem 4.12]). Suppose now that there is a bijection
$g\colon X\to X$
which is close to f.Footnote
15
In particular, g is also a coarse equivalence and we can define a unitary
$v_g\colon \ell _2(X)\to \ell _2(X)$
by letting
As shown in [Reference Špakula and WillettŠW13, Lemma 3.1], the automorphism
$\sigma $
is implemented by a unitary on
$\ell _2(X)$
, so fix a unitary
$u\in \mathcal {B} (\ell _2(X))$
such that
$\sigma =\mathrm {Ad}(u)$
. A simple inspection of the proof of Theorem 6.1.3 tells us that, if X has property A, then
(this is detailed in [Reference White and WillettWW20, Page 983]).
We summarize the discussion above in a lemma:
Lemma 6.1.6
[Reference White and WillettWW20, Proof of Theoorem E]. Let X be a u.l.f. metric space with property A,
$\sigma $
be an automorphism of
$\mathrm {C}^*_u (X)$
implemented by a unitary
$u\in \mathcal {B} (\ell _2(X))$
,
$f\colon X\to X$
be a map satisfying (6.1.4), and
$g\colon X\to X$
be a bijection close to f. Then, letting
$v_g^*$
be the unitary given by (6.1.5), the unitary
$w=uv_g$
belongs to
$\mathrm {C}^*_u (X)$
.Footnote
16
We can now clearly state our approach towards Theorem 6.1.2. Precisely, the following is our main technical result.
Theorem 6.1.7. Let X be a u.l.f. metric space and
$\sigma $
be an automorphism of
$\mathrm {C}^*_u (X)$
in the connected component of the identity on
$\mathrm {C}^*_u (X)$
. Then, for all
$t\in \mathbb {R} $
, there is a coarse equivalence
$f_t\colon X\to X$
such that
$f_t$
is close to the identity and
We start the proof of Theorem 6.1.7 with a proposition.
Proposition 6.1.8. Let X be a u.l.f. metric space,
$\sigma $
be an automorphism of
$\mathrm {C}^*_u (X)$
, and
$f\colon X\to X$
be a map such that
Suppose that for all
$A\subseteq X$
, there is a unitary
$u\in \mathrm {C}^*_u (X)$
such that
$\sigma (p_A)=up_Au^*$
. Then f is close to the identity.
Remark 6.1.9. Proposition 6.1.8 can also be derived from [Reference Martínez and VigoloMV24, Theorem 10.2.1]. Given the length and general scope of [Reference Martínez and VigoloMV24], we have chosen to retain our own proof, which may be more accessible to the general reader. We are grateful to the referee for bringing this to our attention.
Before proving Proposition 6.1.8, we must recall the notion of equi-approximable families in
$\mathrm {C}^*_u (X)$
and a criterion for equi-approximability obtained in [Reference Braga and FarahBF21]; this will also play an important role in Section 7.
Definition 6.1.10. Let X be a u.l.f. metric space.
-
1. Given
$\varepsilon ,r>0$
, we say that
$a\in \mathrm {C}^*_u (X)$
is
$\varepsilon $
-r-approximable if there is
$b\in \mathrm {C}^*_u (X)$
, with
$\operatorname {\mathrm {prop}} (b)\leq r$
, such that
$\|a-b\|\leq \varepsilon $
. -
2. A subset
$S\subseteq \mathrm {C}^*_u (X)$
is equi-approximable if for all
$\varepsilon>0$
, there is
$r>0$
, such that every
$a\in S$
is
$\varepsilon $
-r-approximable.
Lemma 6.1.11 [Reference Braga and FarahBF21, Lemma 4.9]
Let X be a u.l.f. metric space and
$(a_n)_n$
be a family of operators such that
$a_M=\mathrm {SOT}\text {-} \sum _{n\in M}a_n\in \mathrm {C}^*_u (X)$
for all
$M\subseteq \mathbb {N} $
. Then the family
$(a_M)_{M\subseteq \mathbb {N} }$
is equi-approximable.
Proof of Proposition 6.1.8
Suppose towards a contradiction that
$f\colon X\to X$
is not close to the identity. Then there is a sequence
$(x_n)_n$
in X such that
Let
$A=\bigcup _{n\in \mathbb {N} }\{x_n\}$
. By hypothesis, there is a unitary
$u\in \mathrm {C}^*_u (X)$
such that
$\sigma (p_A)=up_Au^*$
. As automorphisms of uniform Roe algebras are compact preserving and strongly continuous (see [Reference Špakula and WillettŠW13, Lemma 3.1]), going to a subsequence if necessary, we can assume that
for all distinct
$k,n\in \mathbb {N} $
. Therefore,
$$ \begin{align} \left \|e_{x_nx_n}u^*\sigma (e_{x_nx_n})u\right \|&\geq \left \|e_{x_nx_n}u^*\sigma (p_A)u\right \|- \sum _{k\neq n}\left \|e_{x_nx_n}u^*\sigma (e_{x_kx_k})u\right \| \\ &\geq \left \|e_{x_nx_n}p_A\right \|-\frac {1}{2}\notag \\ &\geq \frac {1}{2}\notag \end{align} $$
for all
$n\in \mathbb {N} $
. Since
$e_{x_nx_n}$
,
$u^*\sigma (e_{x_nx_n})$
and
$e_{f(x_n)f(x_n)}$
have rank
$1$
, we have that
$$ \begin{align*}\left \|e_{x_nx_n}u^*\sigma (e_{x_nx_n})e_{f(x_n)f(x_n)}\right \|&=\left \|e_{x_nx_n}u^*\sigma (e_{x_nx_n})\right \|\left \|u^*\sigma (e_{x_nx_n})e_{f(x_n)f(x_n)}\right \|\\ &=\left \|e_{x_nx_n}u^*\sigma (e_{x_nx_n})u\right \|\left \|\sigma (e_{x_nx_n})e_{f(x_n)f(x_n)}\right \| \end{align*} $$
for all
$n\in \mathbb {N} $
— this is a simple computation and it can be found, for instance, in [Reference Braga, Farah and VignatiBFV21, Lemma 6.5]. Therefore, it follows from (6.1.12) and our choice of f that
for all
$n\in \mathbb {N} $
.
As
$\sigma $
is an automorphism, we know from [Reference Braga and FarahBF21, Theorem 4.4] that there is
$r>0$
such that each
$\sigma (e_{x_nx_n})$
is
$\delta /3$
-r-approximable. Since
$u\in \mathrm {C}^*_u (X)$
, replacing r by a larger number if necessary, we can suppose that each
$u^*\sigma (e_{x_nx_n})$
is
$\delta /3$
-r-approximable. However, since
$\lim _{n\in \mathbb {N} }d(x_n,f(x_n))=\infty $
, this contradicts (6.1.13). So, f must be close to the identity of X.
Proof of Theorem 6.1.7
Fix
$t\in \mathbb {R} $
. By [Reference Baudier, Braga, Farah, Khukhro, Vignati and WillettBBF+22, Corollary 3.3], there is a map
$f_t\colon X\to X$
such that
As
$\sigma $
is in the connected component of the identity, there is a continuous path of projections in
$\mathrm {C}^*_u(X)$
starting in
$p_A$
and ending in
$\sigma (p_A)$
. Therefore, it follows from [Reference MurphyMur90, Lemma 7.5.4] that
$\sigma $
satisfies the hypothesis of Proposition 6.1.8. The result is now an immediate consequence of Proposition 6.1.8.
Proof of Theorem 6.1.2
By Theorem 6.1.7, there is a coarse equivalence
$f\colon X\to X$
satisfying (6.1.4) which is close to the identity on X. Since the identity
$X\to X$
is a bijection, applying Lemma 6.1.6 to
$g=\mathrm {id}_X$
, we obtain that the unitary u implementing
$\sigma $
must belong to
$\mathrm {C}^*_u (X)$
as desired.
7 The unbounded part of
$\mathrm {C}^*_u (X)$
If a flow on
$\mathrm {C}^*_u (X)$
is given by a self-adjoint operator h on
$\ell _2(X)$
, then
$e^{ith}\in \mathrm {C}^*_u (X)$
for all
$t\in \mathbb {R} $
, by Theorem 1.4.5. It is then important to understand which self-adjoint operators on
$\ell _2(X)$
have this property. For that, we introduce the unbounded part of
$\mathrm {C}^*_u (X)$
.
Definition 7.1.1 (Definition 1.3.9)
Let X be a u.l.f. metric space and h be an admissible operator on
$\ell _2(X)$
. We say that h is in the unbounded part of
$\mathrm {C}^*_u (X)$
if, for all
$\varepsilon>0$
, there is an operator
$h'$
on
$\ell _2(X)$
with finite propagation and such that
$h-h'$
is a bounded operator with norm at most
$\varepsilon $
. We denote the set of all such operators by
$\mathrm {C}^*_{u,unb}(X)$
.
Example 7.1.2. Clearly
$\mathrm {C}^*_u (X)=\mathcal {B} (\ell _2(X))\cap \mathrm {C}_{u,unb}^*(X)$
. Moreover, if h is an operator on
$\ell _2(X)$
with finite propagation, it is immediate that
$h\in \mathrm {C}_{u,unb}^*(X)$
. In particular, if
$h\colon X\to \mathbb {R} $
is any map, then its interpretation as a diagonal operator on
$\ell _2(X)$
is in
$\mathrm {C}_{u,unb}^*(X)$
.
Theorem 7.1.3. Let X be a u.l.f. metric space and
$h $
be a self-adjoint operator in
$\mathrm {C}^*_{u,unb}(X)$
such that
Then
$e^{ih}\in \mathrm {C}^*_{\textit {ql}} (X)$
. In particular, if h is coarse, then
$e^{ih}\in \mathrm {C}^*_{\textit {ql}} (X)$
.
The proof of Theorem 7.1.3 is based on a test to guarantee an operator to be in
$\mathrm {C}^*_{\textit {ql}} (X)$
based on Higson functions which was developed in [Reference Špakula and ZhangŠZ20]. We recall this concept now.
Definition 7.1.5. Let X be a u.l.f. metric space and
$f\colon X\to \mathbb {C} $
be a function. We say that f is Higson if, for all
$\varepsilon>0$
and all
$r>0$
, there is a finite set
$F\subseteq X$
such that, for all
$x,y\in X\setminus F$
,
Proof of Theorem 7.1.3
By [Reference Špakula and ZhangŠZ20, Theorem 3.3], an operator
$a\in \mathcal {B} (\ell _2(X))$
is in
$\mathrm {C}^*_{\textit {ql}} (X)$
if and only if
$[a,f]$
is compact for all Higson functions
$f\colon X\to \mathbb {C} $
. Fix such f and let us show that
$[e^{ih},f]$
is compact. This is equivalent to showing that
$e^{ih}fe^{-ih}-f$
is compact, so, if
$\pi \colon \mathrm {C}^*_u (X)\to \mathrm {C}^*_u (X)/\mathcal {K} (\ell _2(X))$
is the canonical quotient map, we must show that
$\pi (e^{ih}fe^{-ih})=\pi (f)$
. For that, we prove that the map
is constant. Since this map equals
$\pi (f)$
for
$t=0$
, the result will follow.
Claim 7.1.7. If
$h'$
is an operator on
$\ell _2(X)$
with finite propagation and such that
$h-h'$
is bounded, then
$[h',f]$
is bounded and compact.
Proof. As
$h-h'$
is bounded on
$c_{00}(X)$
and h satisfies (7.1.4), this implies that
As
$h'$
has finite propagation and
for all
$x,y\in X$
, the X-by-X matrix representation of
$[h',f]$
has finite propagation and its coordinates are uniformly bounded. Since X is u.l.f., Proposition 2.3.1 implies that the X-by-X matrix
$\big [\langle [h',f]\delta _y,\delta _x\rangle \big ]_{x,y\in X}$
canonically induces a bounded operator on
$\ell _2(X)$
. Being a finite propagation operator,
$h'$
is also assumed to be admissible. Based on the fact that f is a diagonal operator, one can easily prove that
$c_{00}(X)$
is a core for
$[h',f]$
. Therefore, since
$[h',f]$
and the bounded operator induced by its matrix in the canonical basis of
$\ell _2(X)$
clearly coincide on
$c_{00}(X)$
, it follows that
$[h',f]$
is itself bounded.
In order to show that
$[h',f]$
is compact, it is enough to notice that
(here we use again that
$[h',f]$
has finite propagation). But this follows immediately from (7.1.8) since f is Higson and
$\operatorname {\mathrm {prop}} (h')<\infty $
.
Claim 7.1.9.
$[h,f]$
is bounded and compact.
Proof. By hypothesis, for every
$\varepsilon>0$
, there is an operator
$h'$
with finite propagation such that
$h-h'$
is bounded and
$\|h-h'\|<e$
. Since the equality
holds on
$c_{00}(X)$
, we have that
where by
$\|\cdot \|_0$
we mean the norm of the restriction of the relevant operator to
$c_{00}(X)$
. Again, since f is diagonal,
$c_{00}(X)$
is a core for
$[h,f]$
, so the above inequality implies that
$[h,f]$
is bounded on its whole domain, as required. In addition,
which means that
$[h,f]$
may be approximated arbitrarily closely by compact operators, therefore itself being compact.
By Claim 7.1.9,
$[h,f]$
is bounded. Therefore, [Reference Bratteli and RobinsonBR87, Proposition 3.2.55] implies that the map
is differentiable at zero and its derivative equals
$i[h,f]$
. Moreover, since
$\sigma _h$
is a group action, this implies that (7.1.11) is differentiable at all
$t\in \mathbb {R} $
with derivative
$\sigma _{h,t}(i[h,f])$
. As
$[h,f]$
is compact (Claim 7.1.9) and as the canonical quotient map
$\pi \colon \mathrm {C}^*_u(X)\to \mathrm {C}^*_u(X)/\mathcal {K}(\ell _2(X))$
is linear, we conclude that (7.1.6) is differentiable at all
$t\in \mathbb {R} $
with derivative
$0$
, hence a constant function. Consequently
whence
$[e^{ih}, f]$
is compact, proving the required criterion for
$e^{ih}$
to belong to
$\mathrm {C}^*_{\textit {ql}} (X)$
.
For the last statement, notice that, by Proposition 4.1.13, any coarse operator satisfies (7.1.4).
Theorem 7.1.12. Let X be a u.l.f. metric space and let h be a coarse operator inducing a pre-flow on
$\mathrm {C}^*_u(X)$
, i.e.,
for all
$t\in {\mathbb R}$
. Then
$h\in \mathrm {C}^*_{u,unb}(X)$
. In particular, for E as in Definition 4.1.12,
$h-E(h)$
is bounded.
The proof of Theorem 7.1.12 is based on averaging operators over amenable groups and it closely follows ideas in [Reference Lorentz and WillettLW20]. Before presenting its proof, we start by setting up the territory to use the methods therein. Given a set X, consider the group
$G=\{-1,1\}^X$
, where the multiplication on G is given by multiplication coordinate-wise. Although G is often equipped with the product topology, we shall view it as a discrete group. Being a group, G has a canonical action on
$\ell _\infty (G)$
by left-multiplication given by letting
for all
$a=(a_g)_{g\in G}\in \ell _\infty (G)$
and all
$g,h\in G$
. As G is abelian, it is also amenable and we can fix an invariant state
$\varphi \colon \ell _\infty (G)\to \mathbb {C} $
, meaning that
for all
$a\in \ell _\infty (G)$
, and all
$g\in G$
, where
$g\cdot a$
refers to the natural action of G on
$\ell ^\infty (G)$
. Any given state on
$\ell ^\infty (G)$
may be described as the integral against a certain finitely additive measure on G, but our use of this theory will be limited to adopting their notation
to mean nothing more than
$\varphi (a)$
, for
$a=(a_g)_{g\in G}$
in
$\ell _\infty (G)$
. By definition, the underlying set of G, namely
$\{-1,1\}^X$
, consists of all functions from X to
$\{-1,1\}$
, and hence G is, technically speaking, a subset of
$\ell ^\infty (X)$
. Moreover, the inclusion map turns out to be a unitary representation of G in
$\ell ^\infty (X)$
, and hence also in
$\mathrm {C}^*_u (X)$
. We denote it by
The next lemma is well-known and its proof is a straightforward computation, so we omit the details.
Lemma 7.1.14. Let X be a set and E be as in Definition 4.1.12. Let h be an operator on
$\ell _2(X)$
such that
$c_{00}(X)\subseteq \operatorname {\mathrm {dom}} (h)$
. Then
for all
$x,y\in X$
.
Given a set X,
$\mathcal {L} _1(\ell _2(X))$
denotes the trace-class operators on
$\ell _2(X)$
and
$\mathrm {Tr}\colon \mathcal {L} _1(\ell _2(X))\to \mathbb {C} $
denotes the canonical trace on
$\mathcal {L} _1(\ell _2(X))$
. We identify
$\mathcal {B} (\ell _2(X))$
with the dual of
$\mathcal {L} _1(\ell _2(X))$
in the canonical way, i.e., the duality is given by
for all
$a\in \mathcal {B} (\ell _2(X))$
, and all
$b\in \mathcal {L} _1(\ell _2(X))$
. For each
$a=(a_g)_{g\in G}\in \ell _\infty (G, \mathcal {B} (\ell _2(X)))$
,Footnote
17
we can define a functional
Under the isometric identification above of
$\mathcal {B} (\ell _2(X))$
with the dual of
$\mathcal {L} _1(\ell _2(X))$
, we consider each
$\psi _a$
as an element in
$\mathcal {B} (\ell _2(X))$
. We can then define the operator
As
$\varphi $
is contractive, it is clear that
$\Psi $
is also contractive. Inasmuch as
$\varphi \big ((a_g)_g\big )$
may be thought of as an average of the bounded family of scalars
$a_g$
, one may think of
$\Psi \big ((a_g)_g\big )$
as an average of the bounded family of operators
$a_g$
. The following lemma will be important below.
Lemma 7.1.17 [Reference Lorentz and WillettLW20, Lemma 3.3].
Let X be a u.l.f. metric space,
$G=\{-1,1\}^X$
, and
be as in (7.1.16). If
$r>0$
, and
$(a_{\varepsilon })_{{\varepsilon }\in G}\in \ell _\infty (G, \mathrm {C}^*_u (X))$
is such that
$\operatorname {\mathrm {prop}} (a_{\varepsilon })\leq r$
for all
$\varepsilon \in G$
, then,
$\Psi ((a_{\varepsilon })_{{\varepsilon }\in G})$
has propagation at most
$ r$
.
Proof of Theorem 7.1.12
Let
$\sigma _h$
be the pre-flow defined by h, which is actually a coarse flow thanks to Proposition 1.3.7. By Proposition 4.1.4, there is
$s>0$
such that
for all
$A\subseteq X$
. Hence, letting
$\pi $
be the inclusion of
$G=\{-1,1\}^X$
into
$\ell _\infty (X)$
(see (7.1.13)), it follows that the family
$([h,\pi (\varepsilon )])_{\varepsilon \in G}$
is uniformly bounded. Moreover,
$[h,\pi (\varepsilon )]$
lies in
$\mathrm {C}^*_u (X)$
, for every
$\varepsilon $
in G. To see this, recall that each
$[h,\pi (\varepsilon )]$
is given by the derivative of
$\sigma _h$
:
(see Corollary 5.1.4). So,
Notice that this family is also equi-approximable. For that, observe that
for all
$A\subseteq X$
. Lemma 6.1.11 then implies that
$([h,\pi (\varepsilon )])_{\varepsilon \in G}$
is equi-approximable.
Fix an arbitrary
$\theta>0$
, and let us show that there is an operator
$h'$
on
$\ell _2(X)$
, with finite propagation, and such that
$h-h'$
is a bounded operator with norm at most
$\theta $
. For that, using the equi-approximability of the family
$([h,\pi (\varepsilon )])_{\varepsilon \in G}$
, pick
$r>0$
, such that
$[h,\pi (\varepsilon )]$
is
$\theta $
-r-approximable for all
$\varepsilon \in G$
. Since each
$\pi (\varepsilon )$
has propagation zero,
$\pi (\varepsilon )^*[h,\pi (\varepsilon )]$
is also
$\theta $
-r-approximable for all
$\varepsilon \in G$
. For each
$\varepsilon \in G$
, pick
$b_{\varepsilon }\in \mathrm {C}^*_u (X)$
with propagation at most r and such that
has norm at most
$\theta $
. By (7.1.18),
$([h,\pi (\varepsilon )])_{\varepsilon \in G}$
is bounded, so
$(b_{\varepsilon })_{\varepsilon \in G}$
is bounded as well. Then, letting
$\Psi $
be as in (7.1.16), we can define
Since each
$b_{\varepsilon }$
has propagation at most r, Lemma 7.1.17 gives that the same holds for b. As each
$c_{\varepsilon }$
has norm at most
$\theta $
, so has c. Also, since we have (7.1.19) for all
$\varepsilon \in \{-1,1\}^X$
, it follows that
Claim 7.1.21. The operator
$w+h$
has propagation zero.
Proof. First notice that, as w is bounded and h is a coarse operator,
$w+h$
is also a coarse operator. Let now
$x,y\in X$
be distinct and let us compute
$\langle w\delta _y,\delta _x\rangle $
. Letting
$e_{y,x}$
be the partial isometry of rank
$1$
such that
$e_{y,x}\delta _x=\delta _y$
, we have
where the last equality is given by (7.1.15). Therefore, by the formula of
$\Psi $
,
$\varphi $
, and using the duality relation in (7.1.15) again, we have
$$ \begin{align*} \langle w\delta _y,\delta _x\rangle &=\Psi ((\pi (\varepsilon )^*[h,\pi (\varepsilon )])_{\varepsilon \in G})(e_{y,x}) \\ &=\int _{\{-1,1\}^X} \mathrm {Tr}(\pi (\varepsilon )^*[h,\pi (\varepsilon )]e_{y,x}) d\varphi (\varepsilon ). \end{align*} $$
Notice that, even though h may not be bounded, the fact that
$c_{00}(X)\subseteq \operatorname {\mathrm {dom}} (h)$
implies that
$he_{y,x}$
is well defined and bounded. Therefore, we can write
and it follows that
$$ \begin{align*} \langle w\delta _y,\delta _x\rangle &=\int _{\{-1,1\}^X} \mathrm {Tr}(\pi (\varepsilon )^*h\pi (\varepsilon )e_{y,x})-\mathrm {Tr}(he_{y,x} )d\varphi (\varepsilon )\\ &=\int _{\{-1,1\}^X} \langle \pi (\varepsilon )^*h\pi (\varepsilon )\delta _y,\delta _x\rangle d\varphi (\varepsilon )-\langle h\delta _y,\delta _x\rangle. \end{align*} $$
Since x and y are distinct and
$\langle E(h)\delta _y,\delta _x\rangle =0$
, Lemma 7.1.14 implies that the first term in the right-hand side above is zero. This shows that
$\langle w\delta _y,\delta _x\rangle =-\langle h\delta _y,\delta _x\rangle $
and we conclude that
Since
$x,y\in X$
were arbitrary distinct elements of X, this shows that
$w+h$
has propagation zero as desired.
We can finally define
$h'$
by letting
First notice that, as b is bounded, and
$w+h$
is a coarse operator,
$h'$
is also a coarse operator. Moreover, since
$w+h$
and b actually have finite propagation, so does
$h'$
. By (7.1.20), we have that
$h-h'=-c$
. So,
$h-h'$
is a bounded operator with norm at most
$\theta $
. As
$\theta>0$
was arbitrary, this shows that
$h\in \mathrm {C}^*_{u,unb}(X)$
.
For the second statement, notice that the first part of the theorem implies that h satisfies the hypothesis of Corollary 4.1.18. The result is then a consequence of this proposition.
Proof of Theorem 1.3.10
(2)
$\Rightarrow $
(1): By [Reference Špakula and ZhangŠZ20, Theorem 3.3], since X has property A, we have
$\mathrm {C}^*_u (X)=\mathrm {C}^*_{\textit {ql}} (X)$
. Hence, Theorem 7.1.3 gives that
$\sigma _{h,t}(a)\in \mathrm {C}^*_u (X)$
for all
$a\in \mathrm {C}^*_u (X)$
and, by Proposition 1.3.7,
$\sigma _h$
is indeed a coarse flow.
(1)
$\Rightarrow $
(2): By Proposition 1.3.7, h is a coarse operator and, by Theorem 7.1.12,
$h\in \mathrm C^*_{u,unb}(X)$
.
(1)
$\Rightarrow $
(3): By Theorem 7.1.12, h is in
$\mathrm C^*_{u,unb}(X)$
and
$h-E(h)$
is bounded. As h is in
$\mathrm C^*_{u,unb}(X)$
, for each
$\varepsilon>0$
, there is an operator
$h'$
with finite propagation such that
$h-h'$
has norm at most
$\varepsilon $
. As h is a coarse operator (Proposition 1.3.7), the supremum of the off-diagonal coordinates of h is finite, hence the same is valid for
$h'$
. In particular, as
$h'-E(h')$
has finite propagation, it follows that
$h'-E(h')$
is bounded (Proposition 2.3.1). Since
and
$\varepsilon>0$
was arbitrary, this shows that
$h-E(h)$
is in
$\mathrm {C}^*_u (X)$
. As h is a coarse operator, it follows from Proposition 4.1.13 that
$E(h)\colon X\to \mathbb {R} $
is a coarse map.
(3)
$\Rightarrow $
(2): As
$h=h-E(h)+E(h)$
and
$h-E(h)$
is assumed to be a bounded operator, the domain of h is the one of
$E(h)$
. Hence, as we are also assuming here that
$E(h)\colon X\to \mathbb {R}$
is a coarse map, it follows that the domain of h is invariant under partial translations (see Proposition 3.1.4). Moreover, since
$h-E(h)$
is bounded and
$E(h)$
is coarse, it follows from Proposition 3.1.5 that
is bounded for all partial translations f of X. So, h is a coarse operator. Moreover, as
$h-E(h)$
is not only bounded but belongs to
$\mathrm {C}^*_u (X)$
, it is immediate that h is in
$\mathrm C^*_{u,unb}(X)$
.
8 Cocycle perturbation and equivalence of flows on uniform Roe algebras
There are natural equivalence relations on the set of flows on a given
$\mathrm C^*$
-algebra: inner perturbation, cocycle perturbation, and cocycle conjugacy (see Definition 1.4.2 above). In this section, we investigate these notions in the context of uniform Roe algebras. More precisely, given a u.l.f. metric space X, we aim to better understand the relationship between self-adjoint operators h and k on
$\ell _2(X)$
which originate “equivalent” flows
$\sigma _h$
and
$\sigma _k$
and vice versa. In case of diagonal flows, this is completely described in Theorem 1.4.4. For more general coarse operators h on
$\ell _2(X)$
generating coarse flows on
$\mathrm {C}^*_u (X)$
, we obtain that
$\sigma _h$
is always a cocycle perturbation of a diagonal flow as long as X has property A (Theorem 1.4.3). Finally, Theorem 1.4.7 characterizes when coarse operators give rise to cocycle conjugate flows for spaces with property A; in other words, this is a noncommutative version of Theorem 1.4.4 under the presence of property A.
We begin with a general fact about self-adjoint operators and the unitary groups they generate.
Lemma 8.1.1. Let H be a separable Hilbert space, let h and k be self-adjoint operators on H, and consider the map
Then, regarding the following statements, each one implies the next:
-
(a)
$w_{h, k}$
is differentiable at zero in the norm topology of
$\mathcal {B} (H)$
. -
(b)
$w_{h, k}$
is strongly differentiable at zeroFootnote
18
. -
(c)
$\operatorname {\mathrm {dom}} (h)=\operatorname {\mathrm {dom}} (k)$
, and
$h-k$
is bounded on that common domain. -
(d) H contains a dense subspace D, such that
$D\subseteq \operatorname {\mathrm {dom}} (h)\cap \operatorname {\mathrm {dom}} (k)$
,
$h-k$
is bounded on D, and D is invariant under
$e^{itk}$
for all t in
${\mathbb R}$
. -
(e)
$w_{h, k}$
is Lipschitz continuous.
Proof. (a)
$\Rightarrow $
(b). Obvious
(b)
$\Rightarrow $
(c). By hypothesis, the formula
provides a well defined linear operator on H. Moreover, as the operators
are bounded for all
$t>0$
, and
$(\Delta _{1/n})_n$
converges pointwise to
$\Delta $
, the Banach–Steinhauss Theorem implies that
$\Delta $
is a bounded operator. In addition, given
$\xi \in \operatorname {\mathrm {dom}} (k)$
, we have for all
$t\in {\mathbb R}$
that
Since
$(e^{ith})_t$
are uniformly bounded in norm and since
$e^{ith}\xi \to \xi $
, as
$t\to 0$
, for all
$\xi \in H$
, we have that
$$ \begin{align*} e^{ith}\frac{(\xi -e^{-itk}\xi )}{t}=e^{ith}ik\xi-e^{ith}\left(\frac{e^{-itk}\xi -\xi}{t}+itk\right)\underset{t\to 0}{\to} ik\xi. \end{align*} $$
So, dividing (8.1.2) by t throughout, and taking the limit of the above as
$t\to 0$
, we get
Based on [Reference PedersenPed89, Proposition 5.3.13], the conclusions are twofold: firstly, the existence of the derivative in the left-hand side implies that
$\xi \in \operatorname {\mathrm {dom}} (h)$
, whence
$\operatorname {\mathrm {dom}} (k)\subseteq \operatorname {\mathrm {dom}} (h)$
, and, secondly, we deduce that
Since the hypothesis is symmetric relative to h and k, we see that
$\operatorname {\mathrm {dom}} (k)=\operatorname {\mathrm {dom}} (h)$
, and moreover
$h-k=i^{-1}\Delta $
, on that common domain, proving that
$h-k$
is bounded.
(c)
$\Rightarrow $
(d). It suffices to take
$D=\operatorname {\mathrm {dom}} (k)$
.
(d)
$\Rightarrow $
(e). Given
$t_0, s\in {\mathbb R}$
, observe that
$$ \begin{align*} e^{i(t_0+s) h}e^{-i(t_0+s) k} - e^{it_0 h}e^{-it_0 k} & = e^{it_0 h}\big ( e^{is h} e^{-is k} - 1 \big )e^{-it_0 k} \\ & = e^{it_0 h}\Big ( e^{is h}\big ( e^{-is k} - 1\big ) + e^{is h} - 1 \Big )e^{-it_0 k}. \end{align*} $$
Dividing by s throughout, and taking the limit as
$s\to 0$
, we get,
$$\begin{align*}\frac {de^{ith}e^{-itk}\xi }{dt}\Big |_{t=t_0} = ie^{it_0 h}(h-k)e^{-it_0 k}\xi , \end{align*}$$
for any
$ \xi \in D. $
Incidentally, it might be worth observing that D is invariant under
$e^{-it_0 k}$
, by hypothesis, or else the above expression might not make sense.
Letting M be the norm of the restriction of
$h-k$
to D, we deduce from the intermediate value theorem that
for every t and s in
${\mathbb R}$
. As D is dense in H, we see that the above in fact holds for every
$\xi $
in H, from where the conclusion follows.
The following result will be the basis for the proofs of Theorems 1.4.3, 1.4.4 and 1.4.6. Recall, a
$\mathrm {C}^*$
-algebra A represented in some
$\mathcal {B}(H)$
is irreducible if
$\{0\}$
and H are the only subspaces of H which are invariant with respect to all elements in A.
Proposition 8.1.3. Let H be a separable Hilbert space and let
$A\subseteq \mathcal {B} (H)$
be a unital
$\mathrm C^*$
-algebra. Given self-adjoint operators h and k on H, suppose that
for all
$t\in {\mathbb R}$
, and denote by
$\sigma _h$
and
$\sigma _k $
the associated pre-flows on A defined by h and k, respectively. Also consider the map
Then the following statements hold:
-
(a) If A is irreducible and
$\sigma _h$
is a cocycle perturbation of
$\sigma _k$
, then
$w_{h,k}$
is norm continuous. -
(b) If A is irreducible and
$\sigma _h$
is an inner perturbation of
$\sigma _k$
, then
$\operatorname {\mathrm {dom}} (h)=\operatorname {\mathrm {dom}} (k)$
and
$h-k$
is bounded, provided there is at least one nonzero vectorFootnote
19
belonging to both
$\operatorname {\mathrm {dom}} (h)$
and
$\operatorname {\mathrm {dom}} (k)$
.
Assuming that
$w_{h,k}(t)$
lies in A for all t in
$\mathbb {R} $
, we also have the following:
-
(c) If
$w_{h,k}$
is norm continuous, then
$\sigma _k $
is a cocycle perturbation of
$\sigma _h$
. -
(d) If
$w_{h,k}$
is differentiable at zero, then
$\sigma _k $
is an inner perturbation of
$\sigma _h$
. -
(e) If H contains a dense subspace D, as in Lemma 8.1.1(d), in particular such that
$h-k$
is bounded on D, then
$\sigma _k $
is a cocycle perturbation of
$\sigma _h$
. -
(f) If
$\operatorname {\mathrm {dom}} (h)=\operatorname {\mathrm {dom}} (k)$
, and
$h-k$
is bounded on this common domain, then
$\sigma _k $
is a cocycle perturbation of
$\sigma _h$
. -
(g) If h and k strongly commuteFootnote 20 , and H contains a dense subspace
$D\subseteq \operatorname {\mathrm {dom}} (h)\cap \operatorname {\mathrm {dom}} (k)$
such that
$h-k$
is bounded on D, then
$\sigma _k $
is an inner perturbation of
$\sigma _h$
.
Proof. (a) Let
$(u_{t})_{t\in \mathbb {R} }$
be a cocycle for
$\sigma _k$
such that
for all
$t\in \mathbb {R} $
. Unfolding definitions, this says that
for all
$a\in A$
, and all
$t\in \mathbb {R} $
. Rewriting the above as
we see that
lies in the commutant of A. Since A is irreducible, we have that
$A'=\mathbb {C} \cdot \mathrm {id}_H$
, so
$\lambda _t$
is a scalar multiple of the identity operator, clearly with absolute value one. As the right-hand side of (8.1.4) is strongly continuous,
$(\lambda _t)_{t\in \mathbb {R} }$
is continuous. In addition, since
for all
$t\in \mathbb {R} $
, and since
$(u_t)_{t\in \mathbb {R} }$
is norm continuous, we conclude that
$w_{h, k}$
is norm continuous as desired.
(b) Let
$u_t$
be a cocycle as in (a), which we may now assume to be differentiable at zero.
We first observe that
$u_0=1$
, a fact that can easily be checked by plugging in
$t=s=0$
in the cocycle condition in Definition 1.4.2(1).
As we are under a special case of (a), we may re-run the argument given there up to (8.1.4) and then, picking any nonzero vector
$\xi \in \operatorname {\mathrm {dom}} (h)\cap \operatorname {\mathrm {dom}} (k)$
, we have that
$$ \begin{align} \frac {d\lambda _t\xi }{dt}{\Big |_{t=0}} & = \lim _{t\to 0}\frac {e^{-ith}u_te^{itk}\xi -\xi }{t} \\ &=\lim _{t\to 0}\Big ( e^{-ith}u_t\frac {e^{itk}\xi -\xi }{t} +e^{-ith}\frac {u_t\xi -\xi }{t} +\frac {e^{-ith}\xi -\xi }{t} \Big ) \notag \\ & ={\frac {du_t\xi }{dt}}{\Big |_{t=0}} +i(k-h)\xi , \notag \end{align} $$
from where we deduce that the map
$t\in \mathbb {R} \mapsto \lambda _t\in \mathbb {C} $
is differentiable at zero. Since
as already observed, this shows that
$w_{h, k}$
is differentiable at zero. So the conclusion follows from the implication (a)
$\Rightarrow $
(c) of Lemma 8.1.1.
(c) For each
$t\in \mathbb {R} $
, let
$u_t=w_{h, k}(t)^*= e^{itk}e^{-i th}$
. Then
$u_t\in A$
, for all
$t\in \mathbb {R} $
, and
$$ \begin{align*} u_t\sigma _{h,t}(u_s)&=e^{itk}e^{-i th}e^{ith}e^{isk}e^{-i sh}e^{-i th}\\ &=e^{itk} e^{isk}e^{-i sh}e^{-i th}\\ &=e^{i(t+s)k} e^{-i (t+s)h}\\ &=u_{t+s}. \end{align*} $$
Since
$(u_t)_{t\in \mathbb {R} }$
is norm continuous, it is a cocycle for
$\sigma _h$
. Hence, as
$\sigma _{k,t}=u_t\sigma _{h,t}u^*_t$
, for all
$t\in \mathbb {R} $
,
$\sigma _k$
is a cocycle perturbation of
$\sigma _h$
.
(d) Follows immediately, as above, under the extra assumption of differentiability of
$w_{h, k}$
at zero.
(e) Thanks to the implication (d)
$\Rightarrow $
(e) of Lemma 8.1.1, we have that
$w_{g,h}$
is continuous, so the conclusion follows from (c), above.
(f) This follows immediately from (e) upon taking
$D=\operatorname {\mathrm {dom}} (h)=\operatorname {\mathrm {dom}} (k)$
.
(g) Choose any real number
$M>\|(h-k){\restriction }_D\|$
, and let
$\Omega $
, P, f and g be as in Footnote 21. We then claim that
$f-g$
is essentially bounded by M, in the sense that
$P\big (\big \{\omega \in \Omega : |f(\omega )-g(\omega )|\geq M\big \}\big )=0$
. Assuming by contradiction that this is not so, and using the
$\sigma $
-additivity of P, we can find
$N>0$
, such that
$P(U)\neq 0$
, where
Choosing any unit vector in the range of
$P(U)$
, and taking a sequence of unit vectors
$(\xi _n)_n$
in D converging to
$\xi $
, we get
where we have used that
$P_Uh$
and
$P_Uk$
are bounded operators (with norm at most N) in order to bring the above limit into play. This is a contradiction, hence proving that
$f-g$
is essentially bounded. So
$h-k$
is a bounded operator on its whole domain of definition and, since
we deduce that
$w_{h,k}$
is differentiable everywhere, so the conclusion finally follows from (d).
Aiming at a proof of Theorem 1.4.7, let us now move to a slightly different situation, assuming, for the remainder of this section, that we are given a separable Hilbert space H and a unital
$\mathrm C^*$
-algebra
$A\subseteq \mathcal {B} (H)$
containing the compacts. Also let h be a self-adjoint operator on H such that
for all
$t\in {\mathbb R}$
, and denote by
$\sigma _h$
the associated pre-flow on A. Unlike in the previous situation, we will now assume that
$\sigma _h$
is actually strongly continuous, that is, a flow on A.
We shall denote by
$\delta _h$
the associated infinitesimal generator of
$\sigma _h$
, given by
whose domain of course consists of those elements a in A for which the derivative exists.
Our next result shows that membership to
$\operatorname {\mathrm {dom}} (\delta _h)$
is closely related to membership to
$\operatorname {\mathrm {dom}} (h)$
.
Lemma 8.1.6. For every nonzero vector
$\xi $
in H, a necessary and sufficient condition for
$\xi $
to belong to
$\operatorname {\mathrm {dom}} (h)$
is that the orthogonal projection onto the one-dimensional space spanned by
$\xi $
, henceforth denoted
$p_\xi $
, lies in
$\operatorname {\mathrm {dom}} (\delta _h)$
.
Proof. By [Reference Bratteli and RobinsonBR87, Proposition 3.2.55], we have that
$p_\xi $
belongs to
$\operatorname {\mathrm {dom}} (\delta _h)$
if and only if there exists a core D for h, such that
$p_\xi (D)\subseteq D$
, and
$[h,p_\xi ]$
is a bounded operator on D.
Thus, assuming that
$p_\xi \in \operatorname {\mathrm {dom}} (\delta _h)$
, and choosing a core D, as above, observe that D cannot be contained in the kernel of
$p_\xi $
because D is dense in H. So
$p_\xi (D)$
is a nontrivial vector space contained in D, whence
$\xi \in D\subseteq \operatorname {\mathrm {dom}} (h)$
. Conversely, assuming that
$\xi $
lies in
$\operatorname {\mathrm {dom}} (h)$
, and taking the largest possible core
$D=\operatorname {\mathrm {dom}} (h)$
, it is evident that D is invariant under
$p_\xi $
, while, for every
$\eta $
in D, we have that
which is evidently a bounded operator on D as a function of the variable
$\eta $
. So
$p_\xi $
lies in
$\operatorname {\mathrm {dom}} (\delta _h)$
by the first paragraph in this proof.
Lemma 8.1.7. Let H be a separable Hilbert space and let
$A\subseteq \mathcal {B} (H)$
be a unital
$\mathrm C^*$
-algebra containing the compacts. Also let h and k be self-adjoint operators on H inducing flows
$\sigma _h$
and
$\sigma _k$
on A, as above. If
$\sigma _k$
is an inner-perturbation of
$\sigma _h$
, then
$\operatorname {\mathrm {dom}} (h)=\operatorname {\mathrm {dom}} (k)$
.
Proof. By definition there exists a cocycle
$(u_t)_{t\in {\mathbb R}}$
for
$\sigma _h$
, which is differentiable at zero, and such that
for every
$t\in {\mathbb R}$
, and every
$a\in A$
. Letting
$\delta _h$
and
$\delta _k$
be the corresponding infinitesimal generators, the fact that
$u_t$
is differentiable at zero clearly implies that
$\operatorname {\mathrm {dom}} (\delta _h)\subseteq \operatorname {\mathrm {dom}} (\delta _k)$
, so Lemma 8.1.6 implies that
$\operatorname {\mathrm {dom}} (h)\subseteq \operatorname {\mathrm {dom}} (k)$
. Multiplying the equation displayed above by
$u_t^*$
on the left, and by
$u_t$
on the right, and applying a similar reasoning, then gives the reverse inclusion
$\operatorname {\mathrm {dom}} (h)\supseteq \operatorname {\mathrm {dom}} (k)$
.
8.2 Applications
We now apply the machinery developed above to prove our main results, already stated in the introduction, classifying coarse flows on uniform Roe algebras of u.l.f metric spaces with property A. Our results are twofold: (1) we show that all coarse flows are cocycle perturbations of diagonal flows (Theorem 1.4.3) and (2) we characterize when two given flows are cocycle equivalent to each other in terms of the coarse operators generating them (Theorem 1.4.7). For diagonal flows, we also characterize both inner and cocycle perturbation (Theorem 1.4.4).
Proof of Theorem 1.4.6
Since
$\sigma _h$
and
$\sigma _k$
are flows, Theorem 6.1.2 guarantees that
$e^{ith}$
and
$e^{itk}$
lie in
$\mathrm {C}^*_u (X)$
for all
$t\in \mathbb {R} $
, so
for all
$t\in {\mathbb R}$
. As both h and k are coarse operators and
$h-k$
is bounded, Corollary 4.1.17 implies that
$\operatorname {\mathrm {dom}}(h)=\operatorname {\mathrm {dom}}(k)$
. Therefore, Proposition 8.1.3(f) implies that
$\sigma _h$
and
$\sigma _k$
are cocycle perturbations of each other.
We can now prove Theorem 1.4.4, which summarizes our results for the commutative case, i.e., for diagonal flows on uniform Roe algebras.
Proof of Theorem 1.4.4
(1)
$\Rightarrow $
(2): It is immediate that the diagonal operators h and k, naturally associated to the given functions h and k, strongly commute. Moreover, given that the functions h and k are close, the difference operator
$h-k$
is clearly bounded on
$c_{00}(X)$
. In order to be able to apply Proposition 8.1.3(g), and hence to finish the proof, we need to prove that
$w_{h,k}(t)$
lies in
$\mathrm {C}^*_u (X)$
, for every
$t\in {\mathbb R}$
, but this is obvious once we observe that the bounded operators
$e^{ith}$
and
$e^{itk}$
have propagation zero.
The implication (2)
$\Rightarrow $
(3) is obvious. For (3)
$\Rightarrow $
(1) notice that, since
$\sigma _h$
and
$\sigma _k$
are cocycle perturbations of each other, then Proposition 8.1.3(a) implies that
$w_{h, k}$
is norm continuous, and as we are in the commutative case, we have that
In addition, by [Reference RudinRud91, Theorem 13.36], a unitary group is norm continuous if and only if its generator, presently
$h-k$
, is a bounded operator, which clearly means that h and k are close as maps from X to
$\mathbb {R} $
.
Proof of Theorem 1.4.3
The conclusion will be reached upon applying Proposition 8.1.3(e) to h and
$E(h)$
, but first we must provide a dense subspace D as required there. For this we observe that
$D:= c_{00}(X)$
is contained in the domain of h, because h is coarse, and hence admissible by Theorem 4.1.15. D is clearly also contained in the domain of the diagonal operator
$E(h)$
, and it is easy to see that the one-parameter unitary group generated by this operator leaves D invariant.
Finally, observing that
$h-E(h)$
is bounded on D by Theorem 7.1.12, we see that we are under the hypothesis of Proposition 8.1.3(e), from where the conclusion follows.
Proof of Theorem 1.4.7
(1)
$\Rightarrow $
(2): Suppose that
$v\in \mathrm {C}^*_u (X)$
is a unitary element satisfying the conditions in Theorem 1.4.7(1). Letting
$k'=vk v^*$
, it is easy to see that
so
$\sigma _{k'}$
is clearly also a flow on
$\mathrm {C}^*_u (X)$
. By Theorem 1.4.5, we then deduce that
for all
$t\in {\mathbb R}$
. So Proposition 8.1.3(f) implies that
$\sigma _{k'}$
is a cocycle perturbation of
$\sigma _h$
, whence
$\sigma _{k}$
is cocycle conjugate to
$\sigma _h$
.
(2)
$\Rightarrow $
(1): Suppose that
$\sigma _h$
and
$\sigma _k$
are cocycle conjugate to each other. By [Reference KishimotoKis00, Lemma 1.1 and Corollary 1.3], this is equivalent to the existence of a unitary
$v\in \mathrm {C}^*_u (X)$
, and a family
$(u_t)_{t\in \mathbb {R} }$
of unitaries in
$\mathrm {C}^*_u (X)$
such that
-
1.
$t\in \mathbb {R} \mapsto u_t\in \mathrm {C}^*_u (X)$
is differentiable everywhere, -
2.
$(u_t)_{t\in \mathbb {R} }$
is a cocycle for
$\mathrm {Ad}(v)\circ \sigma _{k}\circ \mathrm {Ad}(v^*)$
, and -
3.
$\sigma _{h,t}(a)=u_t v\sigma _{k,t} (v^*av)v^*u_t^*$
for all
$t\in \mathbb {R} $
and all
$a\in \mathrm {C}^*_u (X)$
.
Since the spectral theorem for self-adjoint operators gives
item (3) can be replaced by
-
3’.
$\sigma _{h,t}(a)=u_t \sigma _{vkv^*,t}(a)u_t^*$
for all
$t\in \mathbb {R} $
and all
$a\in \mathrm {C}^*_u (X)$
.
In other words,
$\sigma _{h}$
is an inner perturbation of
$\sigma _{vkv^*}$
. As
$\mathrm {C}^*_u (X)$
contains the compacts, we may employ Lemma 8.1.7 to conclude that
$\operatorname {\mathrm {dom}} (h)=\operatorname {\mathrm {dom}} (vkv^*)$
, so the conclusion follows from Proposition 8.1.3(b).
9 Pre-flows given by SOT-summable projections
In this subsection, we identify a class of naturally occurring pre-flows on uniform Roe algebras which generalizes the diagonal pre-flows given by functions
$X\to \mathbb {R} $
(Proposition 9.1.3). Our main result here provides an example of a pre-flow which is not a cocycle perturbation of a diagonal flow (Theorem 9.1.5), which goes in the opposite direction of Theorem 1.4.3.
Assumption 9.1.1. Let X be a u.l.f. metric space,
$w\colon \mathbb {N} \to \mathbb {R} $
be a map, and
$(p_n)_{n}$
be orthogonal projections on
$\ell _2(X)$
such that
for all
$M\subseteq \mathbb {N} $
. Let then, for each
$n\in \mathbb {N} $
,
So, h is a self-adjoint operator on
$\ell _2(X)$
.
Example 9.1.2. Any pre-flow
$\sigma $
given by a map
$X\to \mathbb {R} $
is of the form
$\sigma _h$
for some self-adjoint operator on
$\ell _2(X)$
defined as above. Indeed, consider an arbitrary function
$h\colon X\to \mathbb {R} $
. For each
$x\in X$
, let
$p_x=p_{\{x\}}$
and
$h^{\prime }_x=h(x)p_x$
. It is clear that
for all
$M\subseteq X$
. Then, letting
it is immediate that, as self-adjoint operators on
$\ell _2(X)$
,
$h=h'$
. So,
$\sigma _h=\sigma _h'$
as desired.
The previous example shows that a self-adjoint operator as in Assumption 9.1.1 can be seen as a sort of generalized function
$X\to \mathbb {R} $
. In the beginning of Section 3, we emphasize the (trivial) fact that if
$h\colon X\to \mathbb {R} $
is an arbitrary map, then
$\sigma _h$
is a pre-flow. The next proposition shows that the same holds for arbitrary self-adjoint operators h as in Assumption 9.1.1.
Proposition 9.1.3. In the setting of Assumption 9.1.1,
$\sigma _h$
defines a pre-flow on
$\mathrm {C}^*_u (X)$
.
Proof. This is a simple consequence of the orthogonality of the sequence of projections
$(p_n)_n$
. Indeed, this implies
Moreover, since each
$h_n$
is a bounded operator, their exponentials can be easily computed and we have
$$ \begin{align} e^{ith_n}p_n=\sum _{k=0}^\infty \frac {i^kt^kh_n^k}{k!}p_n=\sum _{k=0}^\infty \frac {i^kt^kw(n)^kp_n^k}{k!}p_n=p_n+(e^{itw(n)}-1)p_n \end{align} $$
for all
$n\in \mathbb {N} $
and all
$t\in \mathbb {R} $
. It then follows that
for all
$t\in \mathbb {R} $
and the hypothesis on the strong convergence of sums of
$(p_n)_n$
implies that
$e^{ith}\in \mathrm {C}^*_u (X)$
for all
$t\in \mathbb {R} $
. We conclude that
$\sigma _{h,t}(\mathrm {C}^*_u (X))\subseteq \mathrm {C}^*_u (X)$
for all
$t\in \mathbb {R} $
, i.e.,
$\sigma _h$
is a pre-flow on
$\mathrm {C}^*_u (X)$
.
The next result deals with expander graphs. We refer the reader to [Reference Nowak and YuNY12, Chapter 5.6] for precise definitions. In here, we simply say that if
$(X_n)_n$
is a sequence of expander graphs and
$X=\bigsqcup _nX_n$
is the coarse disjoint union of them, then
for all
$M\subseteq \mathbb {N}$
, where for each
$n\in \mathbb {N}$
,
$p_n$
is the rank-one projection of
$\ell _2(X)$
onto the vector subspace of
$\ell _2(X_n)\subseteq \ell _2(X)$
of vectors with constant coordinates; i.e.,
$$\begin{align*}p_n=\begin{bmatrix} \frac{1}{|X_n|}& \cdots& \frac{1}{|X_n|}\\ \vdots&\ddots&\vdots\\ \frac{1}{|X_n|}&\cdots & \frac{1}{|X_n|} \end{bmatrix}.\end{align*}$$
Theorem 9.1.5. Let
$X=\bigsqcup _n{X_n}$
be the coarse disjoint union of expander graphs and
$w\colon \mathbb {N} \to \mathbb {R} $
be a map. For each
$n\in \mathbb {N} $
, let
$p_n$
be the averaging projection on
$\mathcal {B} (\ell _2(X_n))$
. Let
$h_n=w(n)p_n$
for all
$n\in \mathbb {N} $
and
$h=\mathrm {SOT}\text {-} \sum _nh_n$
. The following holds.
-
1.
$\sigma _h$
is a pre-flow on
$\mathrm {C}^*_u (X)$
. -
2. If w is unbounded,
$\sigma _h$
is not a flow. -
3. If w is unbounded, the pre-flow
$\sigma _h$
is not a cocycle perturbation of any diagonal pre-flow on
$\mathrm {C}^*_u (X)$
.
Proof. (1) Since
$X=\bigsqcup _nX_n$
is the coarse disjoint union of expander graphs, we know that
$\sum _{n\in M}p_n$
is in
$\mathrm {C}^*_u (X)$
for all
$M\subseteq \mathbb {N} $
(see [Reference Higson, Lafforgue and SkandalisHLS02]). So, Proposition 9.1.3 guarantees that
$\sigma _h$
is a pre-flow on
$\mathrm {C}^*_u (X)$
.
(2) Suppose now that w is unbounded and let us notice that
$\sigma _h$
is not strongly continuous. For each
$n\in \mathbb {N} $
, pick
$A_n\subseteq X_n$
such that
$|A_n|=|X_n|/2$
.Footnote
21
Then, letting
$A=\bigsqcup _n A_n$
, we have
$$ \begin{align*}\left \|e^{ith}p_Ae^{-ith}-p_A\right \|&=\sup _n\left \|e^{ith_n}p_{A_n}e^{-ith_n}-p_{A_n}\right \|\\ &=\sup _n\left \|e^{ith_n}p_{A_n}-p_{A_n}e^{ith_n}\right \| \end{align*} $$
for all
$t\in \mathbb {R} $
. Since, for each
$n\in \mathbb {N} $
,
(cf. (9.1.4)), it follows that
for all
$n\in \mathbb {N} $
and all
$t\in \mathbb {R} $
. In order to estimate the above, let
denote the
$|A_n|$
-by-
$|X_n{\setminus }A_n|$
matrix with
$1$
’s in all its entries; so,
is the
$|{X_n}{\setminus } A_n|$
-by-
$|A_n|$
matrix with
$1$
’s in all its entries. Hence, writing each
$X_n$
in an order starting with elements in
$A_n$
and later in
$X_n{\setminus }A_n $
, we can write

As the operator above has norm
$1/2$
, this shows that
for all
$n\in \mathbb {N} $
and all
$t\in \mathbb {R} $
.
The conclusion of the previous paragraph is that
for all
$t\in \mathbb {R} $
. As w is unbounded, regardless of how small
$\delta>0$
is, there is always
$t\in \mathbb {R} $
with
$|t|\leq \delta $
such that
$|e^{itw(n)}-1|=2$
. This shows that
is not continuous; so,
$\sigma _h$
is not a flow.
(3) By Proposition 8.1.3(a) it is enough to show that if
$k\colon X\to \mathbb {R} $
is a map, then
$(e^{ith}e^{-itk})_{t\in \mathbb {R} }$
is not norm continuous. Fix such k and for each
$n\in \mathbb {N} $
let
$k_n=k\restriction X_n$
. Then, letting
$(A_n)_n$
and
be as above, we have

for all
$n\in \mathbb {N} $
and all
$t\in \mathbb {R} $
. Since,
and w is unbounded, this shows that
$(e^{ith}e^{-itk})_{t\in \mathbb {R} }$
does not converge to
$\mathrm {id}_{\ell _2(X)}$
in norm as
$t\to 0$
.
Acknowledgements
We would like to express our thanks to Stuart White for some very inspiring and visionary conversations during a visit of the third-named author to Oxford, when some conjectures we attempted to solve here were first sketched.
Competing interests
The authors declare none.
Data availability statement
No new data were created or analysed in this study; data sharing is not applicable.

















