1. Introduction
Let
$S_g$
be the closed connected orientable surface of genus
$g \ge 1$
, and let
$\mathrm{Mod}(S_g)$
be the mapping class group of
$S_g$
. Understanding the finite-index subgroups of
$\mathrm{Mod}(S_g)$
and their homology groups is a natural pursuit (see [
Reference Margalit19
, sections 2 and 6]). A special class of finite-index subgroups of
$\mathrm{Mod}(S_g)$
arise as the liftable mapping class groups of finite-sheeted covers. The study of the liftable mapping class groups can be traced back to the seminal works of Birman–Hilden [
Reference Birman and Hilden5
–
Reference Birman and Hilden7
] in the 1970s. In the past decade, there has also been some renewed interest [
Reference Ghaswala and McLeay12
–
Reference Ghaswala and Winarski14
] on the study of these groups. The problem of liftability of periodic mapping classes under finite cyclic branched covers is tackled combinatorially in [
Reference Rajeevsarathy and Sanghi24
] using the theories of orbifolds and automorphisms of compact Riemann surfaces. For
$k \ge 1$
and
$g_k := k(g-1)+1$
, let
$p_k\, :\, S_{g_k} \to S_g$
be the standard regular k-sheeted cover of
$S_g$
induced by a
$\mathbb{Z}_k$
-action on
$S_{g_k}$
, as shown in Figure 1 below (for
$k = 4$
). Let
$\mathrm{LMod}_{p}(X)$
denote the liftable mapping class group of a finite-sheeted branched cover
$p\,:\,S \to X$
. Recently, in [
Reference N. Agarwal, Dhanwani and Rajeevsarathy1
], a symplectic characterisation of elements in
$\mathrm{LMod}_{p_k}(S_g)$
was derived. Furthermore, it was shown that for
$g \geq 2$
,
$\mathrm{LMod}_{p_k}(S_g)$
is a generalisation of the congruence subgroup
$\Gamma_0(k) (= \mathrm{LMod}_{p_k}(S_1))$
of
$\mathrm{SL}(2,\mathbb{Z})$
which appears frequently in the theory of modular forms [
Reference Aoki2
,
Reference Ibukiyama and Onodera15
,
Reference Miyake22
,
Reference Roberts and Schmidt25
]. In this paper, we show that for
$k \geq 2$
,
$\mathrm{LMod}_{p_k}(S_g)$
is a self-normalising subgroup of
$\mathrm{Mod}(S_g)$
which is maximal when k is prime. Furthermore, we derive an explicit finite generating set for
$\mathrm{LMod}_{p_k}(S_g)$
for
$k \geq 2$
and
$g \geq 3$
, and also for the case when
$(g,k) = (2,2)$
.
A free regular cover
$p_4\,:\,S_{g_4} \to S_g$
induced by a
$\mathbb{Z}_4$
-action on
$S_{g_{4}}.$

For k prime, it was shown in [
Reference N. Agarwal, Dhanwani and Rajeevsarathy1
] that
$[\mathrm{Mod}(S_g):\mathrm{LMod}_{p_k}(S_g)] = \sum_{i=0}^{2g-1} k^i$
and that
$\mathrm{LMod}_{p_k}(S_g)$
is not a maximal subgroup of
$\mathrm{Mod}(S_g)$
when k is composite. Moreover, using the main result of [
Reference Berrick, Gebhardt and Paris4
], it can be shown that
$\mathrm{LMod}_{p_2}(S_g)$
is a maximal subgroup of
$\mathrm{Mod}(S_g)$
. Thus, a natural question that arises in this context is whether
$\mathrm{LMod}_{p_k}(S_g)$
is maximal when k is prime. In Section 2, using the symplectic criterion derived in [
Reference N. Agarwal, Dhanwani and Rajeevsarathy1
] we show the following.
Theorem 1.
For
$g \geq 2$
and
$k \geq 2$
, we have:
-
(i)
$\mathrm{LMod}_{p_k}(S_g)$
is self-normalising in
$\mathrm{Mod}(S_g)$
, and
-
(ii) when k is prime,
$\mathrm{LMod}_{p_k}(S_g)$
is maximal in
$\mathrm{Mod}(S_g)$
.
Let
$\Psi\,:\, \mathrm{Mod}(S_g) \to \mathrm{Sp}(2g, \mathbb{Z})$
be the symplectic representation induced by the action of
$\mathrm{Mod}(S_g)$
on
$H_1(S_g, \mathbb{Z})$
, that preserves the algebraic intersection number
$\hat{i}(\alpha,\beta)$
between any two classes
$\alpha, \beta \in H_1(S_g, \mathbb{Z})$
. Let
$\Psi_k$
denote the composition of the map
$\Psi$
with the modulo k reduction map
$\mathrm{Sp}(2g, \mathbb{Z}) \to \mathrm{Sp}(2g, \mathbb{Z}_k)$
, and let
$\mathrm{Mod}(S_g)[k] := \ker(\Psi_k)$
(also known as the level-k subgroup of
$\mathrm{Mod}(S_g)$
). Let
$\{a_1,b_1, \ldots,a_g,b_g \}$
be the standard generators of
$H_1(S_g,\mathbb{Z}) (\cong \mathbb{Z}^{2g})$
represented by the oriented curves in Figure 1 and the standard unit vectors
$e_1, \ldots, e_{2g}$
in
$\mathbb{Z}^{2g}$
, respectively.
Note that
$p_{k}$
induces an injective map
$(p_{k})_*\,:\,\pi_1(S_{g_k}) \to \pi_1(S_g)$
. In fact
$(p_k)_*(\pi_1(S_{g_k}))$
is a normal subgroup of
$\pi_1(S_g)$
, which is the kernel of the map
$\phi:\pi_1(S_g)\to \mathbb{Z}_k$
defined by
, where c on the right refers to the class it represents in
$H_1(S_g, \mathbb{Z})$
. Let
$(p_k)_{\#}: H_1(S_{g_k},\mathbb{Z}) \to H_1(S_g,\mathbb{Z})$
be the induced map on homology. By identifying
$\pi_1(S_{g_k})$
with
$\ker \, \phi \unicode{x003C} \pi_1(S_g)$
, we obtain
$(p_k)_{\#} (H_1(S_{g_k},\mathbb{Z})) = \langle a_1,b_1^k, a_2,b_2,\ldots,a_g,b_g\rangle$
. Let
$\mathrm{Mod}_{p_k}(S_g,e_1) := \mathrm{Stab}_{\mathrm{Mod}(S_g)}(e_1)$
, where
$e_1 = (1, 0,\ldots,0) \in H_1(S_g,\mathbb{Z}_k)$
.
In [
Reference N. Agarwal, Dhanwani and Rajeevsarathy1
], it was shown that for
$g \geq 2$
, there exists a normal series in
$\mathrm{Sp}(2g,\mathbb{Z})$
given by
that generalises a well known [
Reference Miyake22
, §4.2] normal series of congruence subgroups in
$\mathrm{SL}(2,\mathbb{Z})$
. Moreover, it was shown that the normal series (*) pulls back under
$\Psi$
to an analogous series in
$\mathrm{Mod}(S_g)$
with
$[\mathrm{LMod}_{p_k}(S_g):\mathrm{Mod}_{p_k}(S_g,e_1)] = \phi(k)$
, where
$\phi$
is the Euler’s totient function. Furthermore, a set of coset representatives of
$\mathrm{LMod}_{p_k}(S_g)/\mathrm{Mod}_{p_k}(S_g, e_1)$
are given by
Thus, our approach in this paper involves the derivation of a finite generating set for
$\mathrm{Mod}_{p_k}(S_g,e_1)$
. Again, from [
Reference N. Agarwal, Dhanwani and Rajeevsarathy1
], we know that
$\mathrm{Mod}_{p_k}(S_1,e_1)$
is the congruence subgroup
$\Gamma_1(k) \unicode{x003C} \mathrm{SL}(2,\mathbb{Z})$
, where
Let
$T_c$
denote the left-handed Dehn twist about a simple closed curve c in
$S_g$
. Given any finite generating set
$\mathbb{S}_k$
for
$\Gamma_1(k)$
(see [
Reference Diamantis, Knopp, Mason and O’Sullivan9
, lemma 12] and [
Reference Stein26
, proposition 1·17]) expressed as a product of the matrices
$\Psi(T_{a_1})$
and
$\Psi(T_{b_1})$
, consider a collection
$\tilde{\mathbb{S}}_k$
of words (mapping classes) in
$\mathrm{Mod}(S_1)$
in
$\{T_{a_1},T_{b_1}\}$
such that
$\Psi(\tilde{\mathbb{S}}_k) =\mathbb{S}_k$
and
$|\mathbb{S}_k| = |\tilde{\mathbb{S}}_k|$
. Our main result can be stated as follows.
Theorem 2.
For
$k \geq 2$
and
$g \geq 3$
,
where
$\mathbb{S}_{g,k} = \{F_1,\ldots,F_{g-2}\}$
is a collection of bounding pair maps in the Torelli group
$\mathcal{I}(S_g)$
such that for each i,
$F_i$
corresponds to a bounding pair of genus i (see Figure
2 below) that intersects the curve
$a_1$
nontrivially. Consequently,
Each curve in the figure along with its image under the hyperelliptic involution
$\iota$
forms a bounding pair that determines a map of type
$F_i$
.

The component groups of (
$\ast$
) (which are the congruence subgroups of the paramodular group
$\mathrm{Sp}(2g,\mathbb{Z})$
) are of great importance in the theory of Siegel modular forms [
Reference Aoki2
,
Reference Ibukiyama and Onodera15
,
Reference Roberts and Schmidt25
]. Thus, it may be noted that the proof of our main result (see Section 3) also yields generating sets for the groups
$\Psi(\mathrm{LMod}_{p_k}(S_g))$
and
$\Psi(\mathrm{Mod}_{p_k}(S_g,e_1))$
, for
$g,k \geq 2$
. Let
$R_{g,k} \in \mathrm{Mod}(S_{g_k})$
be represented by the free
$2\pi/k$
rotation of
$S_{g_k}$
that induces the cover
$p_k$
. As an immediate application of Theorem 2 we derive an explicit generating set for the centraliser of
$R_{g,2}$
in
$\mathrm{Mod}(S_{2g-1})$
for
$g \geq 3$
(see Corollary 3·10).
In the past decade, there has been a growing interest around mapping class groups of surfaces of infinite type, also known as big mapping class groups (see [
3
] and the references therein). Since infinite-type surfaces are inverse limits of finite-type surfaces, big mapping class groups are used to analyse the asymptotic and stable properties of mapping class groups of finite-type surfaces. In Section 4, we consider the covering map
$q_g\, :\, \mathcal{L} \to S_g$
induced by
$\langle h^{g-1} \rangle$
where h is the standard handle shift on the infinite ladder surface
$\mathcal{L}$
(see Figure 6). We show that this cover satisfies the Birman–Hilden property [
Reference Margalit and Winarski20
], and establish the following.
Theorem 3.
For
$g \geq 2$
, let
$\displaystyle \mathrm{UMod}(S_g) := \bigcap_{k \geq 2} \mathrm{LMod}_{p_k}(S_g)$
and let
$\mathrm{Mod}(S_g,e_1)$
be the stabiliser subgroup of
$\mathrm{Mod}(S_g)$
with respect to the vector
$e_1 \in H_1(S_g,\mathbb{Z})$
. Then:
-
(i)
$\mathrm{UMod}(S_g) = \mathrm{LMod}_{q_g}(S_g)$
, and consequently for
$g \geq 3$
, we have
\begin{equation*} \mathrm{UMod}(S_g) = \langle \mathbb{S}_{g,k} \cup \{\iota, T_{a_1},T_{a_2},T_{b_2}, \ldots,T_{a_g},T_{b_g},T_{c_1},\ldots,T_{c_{g-1}}\} \rangle;\end{equation*}
-
(ii) there exists a normal series of
$\mathrm{UMod}(S_g)$
in
$\mathrm{Mod}(S_g)$
given by where the two distinct cosets of
\begin{equation*} 1 \lhd \mathcal{I}(S_g) \lhd \mathrm{Mod}(S_g,e_1) \lhd \mathrm{UMod}(S_g),\end{equation*}
$\mathrm{UMod}(S_g)/\mathrm{Mod}(S_g,e_1)$
are represented by the elements in
$\langle \iota \rangle$
.
Let
$S_{g,n}$
denote the surface of genus g with n marked points. Let
$\delta \,: \,S_g \to S_{0,2g+2}$
be the branched cover induced by the action of
$\langle \iota \rangle$
on
$S_g$
, and let
$C_{\mathrm{Mod}(S_g)}(\iota)$
be the centraliser of
$\{\iota\}$
in
$\mathrm{Mod}(S_g)$
. The group
$C_{\mathrm{Mod}(S_g)}(\iota)$
which is commonly known as the hyperelliptic mapping class group (and formerly known as the symmetric mapping class group [
Reference Birman and Hilden5
–
Reference Birman and Hilden7
]) has been widely studied [
Reference Cohen8
,
Reference Kawazumi17
]. The techniques used in the proof of Theorem 2 do not work for the case
$g = 2$
since
$\mathcal{I}(S_2)$
is not finitely generated [
Reference McCullough and Miller21
]. In Section 5, we use the well-known [
Reference Birman and Hilden7
] epimorphism
$\hat{\delta} : C_{\mathrm{Mod}(S_g)}(\iota) \to \mathrm{Mod}(S_{0,2g+2})$
induced by
$\delta$
to show the following.
Theorem 4.
For
$g \geq 2$
, we have:
-
(i)
$\mathrm{LMod}_{p_2}(S_g) \cap C_{\mathrm{Mod}(S_g)}(\iota) = \langle \iota, T_{a_1},T_{a_g}, T_{b_1}^2, T_{b_2}. \ldots T_{b_g}, T_{c_1}, \ldots, T_{c_{g-1}}\rangle$
and
-
(ii)
$\mathrm{LMod}_{p_2}(S_2) = \langle T_{a_1}, T_{b_1}^2, T_{c_1}, T_{a_2}, T_{b_2} \rangle$
.
2. Algebraic significance of
$\mathrm{LMod}_{p_k}(S_g)$
in
$\mathrm{Mod}(S_g)$
Let
$\Psi: \mathrm{Mod}(S_g) \to \mathrm{Sp}(2g, \mathbb{Z})$
be the symplectic representation induced by the action of
$\mathrm{Mod}(S_g)$
on
$H_1(S_g, \mathbb{Z})$
, and let
$\Psi_k$
denote the composition of the map
$\Psi$
with the modulo k reduction map
$\mathrm{Sp}(2g, \mathbb{Z}) \to \mathrm{Sp}(2g, \mathbb{Z}_k)$
. Let
$\mathcal{I}(S_g)$
denote the Torelli group, which is the kernel of
$\Psi$
. Restricting
$\Psi$
to
$\mathrm{Mod}_{p_k}(S_g,e_1) = \mathrm{Stab}_{\mathrm{Mod}(S_g)}(e_1)$
, where
$e_1 = (1, 0,\ldots,0) \in H_1(S_g,\mathbb{Z}_k)$
, we have a short exact sequence
In [
Reference N. Agarwal, Dhanwani and Rajeevsarathy1
], the following symplectic criteria for liftability of mapping classes under
$p_k$
have been deduced, which we will use in this section.
Theorem 2·1
([
Reference N. Agarwal, Dhanwani and Rajeevsarathy1
, theorem 2·2]). Given an
$f \in \mathrm{Mod}(S_g)$
, the following statements are equivalent.
-
(i)
$f \in \mathrm{LMod}_{p_k}(S_g)$
.
-
(ii)
$\Psi(f) = (d_{ij})_{2g \times 2g}$
, where
$k|d_{2i}$
, for
$1\leq i\leq 2g$
and
$i \neq 2$
, and
$\gcd(d_{22},k)=1$
.
-
(iii)
$\Psi_k(f) = (e_{ij})_{2g \times 2g}$
, where
$e_{2i}=0$
, for
$1\leq i\leq 2g$
and
$i \neq 2$
, and
$e_{22} \in \mathbb{Z}_k^{\times}$
.
-
(iv)
$f \in \mathrm{Stab}_{\mathrm{Mod}(S_g)}(\{\ell e_1:\ell \in \mathbb{Z}_k^{\times}\})$
.
We will also require the following result which combines theorem 3·1 and Corollary 3·3 from [ Reference N. Agarwal, Dhanwani and Rajeevsarathy1 ].
Theorem 2·2.
For
$g \ge 1$
and
$k \geq 2$
, there exists a normal series of
$\mathrm{LMod}_{p_k}(S_g)$
given by
Moreover, the distinct cosets of
$\mathrm{LMod}_{p_k}(S_g)/\mathrm{Mod}_{p_k}(S_g, e_1)$
are represented by the elements in
2·1. Maximality of
$\mathrm{LMod}_{p_k}(S_g)$
In this subsection, we discuss the maximality of
$\mathrm{LMod}_{p_k}(S_g)$
in
$\mathrm{Mod}(S_g)$
when k is prime. In the process, we also give a set of coset representatives of
$\mathrm{LMod}_{p_k}(S_g)$
in
$\mathrm{Mod}(S_g)$
. Let G be a group and
$H\subset G$
be a finite-index subgroup of G. Suppose
$[G:H]=n$
, and
$\{x_i : 1\leq i\leq n\}$
be the left coset representatives. Let
$H_i$
denote the left coset of
$G/H$
given by
$x_iH$
. Without loss of generality, we assume that
$x_1=1$
and
$H_1=H$
. We will require the following elementary group-theoretic lemma.
Lemma 2·3. Under the notations above, we have:
-
(i)
$\langle H, x_iH\rangle=\langle H,y\rangle$
for any
$y\in x_iH$
, and
-
(ii) if there exists some
$y\in G$
such that
$y\notin H\cup H_i$
but
$y \in \langle H, H_i\rangle$
, then
$\langle H, H_j \rangle \subset \langle H, H_i \rangle$
, where
$y \in H_j$
.
We fix the following notation. Let
$I_{2g}$
denote the identity matrix of order 2g, and E(i,j) denote the
$2g \times 2g$
matrix whose (i,j)th entry is 1 and all other entries are 0. Let
$P_{2i}=\Psi_k(T_{b_i}^{-1})=I_{2g}+E(2i,2i-1), \text{ and }$
,
$P_{2i+1}=\Psi_k(T_{c_i}^{-1}T_{a_i}T_{a_{i+1}})=I_{2g}+E(2i+1,2i)+E(2i-1,2i+2),$
and let
$\mathcal{L}_g= \{T_{a_1},T_{b_1}, \ldots,T_{a_g},T_{b_g},T_{c_1},\ldots,T_{c_{g-1}}\},$
be the Lickorish generating set [
Reference Lickorish18
] for
$\mathrm{Mod}(S_g)$
(where the curves are as indicated in Figure 1).
Theorem 2·4
For k prime and
$g \geq 1$
,
$\mathrm{LMod}_{p_k}(S_g)$
is a maximal subgroup of
$\mathrm{Mod}(S_g)$
.
Proof. Since
$\mathrm{Mod}(S_g)[k] \unicode{x003C} \mathrm{LMod}_{p_k}(S_g)$
, it suffices to show that
$\Psi_k(\mathrm{LMod}_{p_k}(S_g))$
is maximal in
$\mathrm{Sp}(2g;\mathbb{Z}_k)$
. From Theorem 2·1, the distinct cosets of
$\Psi_k(\mathrm{LMod}_{p_k}(S_g))$
in
$\mathrm{Sp}(2g,\mathbb{Z}_k)$
are in bijective correspondence with the set
Moreover, each coset is represented by a matrix that maps the vector
$e_1 \in H_1(S_g,\mathbb{Z}_k)$
to some vector
$\ell v$
, where
$\ell \in \mathbb{Z}_k^{\times}$
. The distinct coset representatives are listed in Table 1 below.
The coset representatives of
$\Psi_k(\mathrm{LMod}_{p_k}(S_g))$
in
$\mathrm{Sp}(2g,\mathbb{Z}_k)$

For
$ 1\leq i \leq 2g$
, let
$g_{i,j}$
(for
$1 \leq j \leq k^{2g-i}$
) denote the distinct coset representatives of type i with
$g_{1,1}$
being the identity matrix. Let
$H:=\Psi_k(\mathrm{LMod}_{p_k}(S_g))$
and let
$H_{i,j} = \langle H, g_{i,j} \rangle$
. In the view of Lemma 2·3, it suffices to show that
$\langle H, g_{i,j}\rangle = \mathrm{Sp}(2g,\mathbb{Z}_k)$
whenever
$(i,j) \neq (1,1)$
. Since
$\Psi_k(h) \in H$
, for each
$h \in \mathcal{L}_g \setminus \{T_{b_1}\}$
, this amounts to showing that
$\Psi_k(T_{b_1})\in H_{i,j}$
for all
$(i,j)\neq (1,1)$
.
First, we consider the case when
$i = 2$
. It is apparent that
$H_{2,j}=\langle H, \Psi_k(T_{b_1}T_{a_1}T_{b_1})^{-1}\rangle,$
for each j. By the braid relation and fact that
$\Psi(T_{a_1})\in H$
, we have
$\Psi({T_{b_1}})\in \langle H, g_{2,j}\rangle$
for each j.
Now we consider the case
$i\geq 3$
. It follows immediately that
for each j, where
$\ell=\lfloor {i+1}/{2}\rfloor$
. Since
$\Psi(T_{a_1}T_{b_1}T_{c_1}T_{b_2}T_{c_2}\cdots T_{c_{\ell-1}}T_{b_\ell}T_{a_\ell})^{2}\in H_{i,j}$
, the commutativity relation between Dehn twists (about disjoint curves), would imply that
$\Psi(T_{b_1}T_{c_1}T_{a_1}T_{b_1})\in H_{i,j}$
. Thus, we have
\begin{eqnarray*}\Psi((T_{b_1}T_{c_1}T_{a_1}T_{b_1})^{-1}T_{b_2}(T_{b_1}T_{c_1}T_{a_1}T_{b_1})) & = & \Psi(T_{b_1}^{-1}T_{c_1}^{-1}T_{b_2}T_{c_1}T_{b_1}) \\& = & \Psi(T_{b_1}^{-1}T_{b_2}T_{c_1}T_{b_2}^{-1}T_{b_1}) \\& = & \Psi(T_{b_2}T_{c_1}T_{b_1}T_{c_1}^{-1}T_{b_2}^{-1}),\end{eqnarray*}
where the first equality follows from the commutativity (of Dehn twists about disjoint curves) and the last two follow from the braid relation between Dehn twists about curves (that intersect once). Hence,
$\Psi({T_{b_1}})\in H_{i,j}$
for each
$i \geq 3$
.
Finally, we consider the case
$i = 1$
. In order to show that
$\Psi(T_{b_1}) \in H_{1,j}$
(for
$j\neq 1$
), we will show that
$H_{1,j}$
will contain an element of
$g_{i,j^{\prime}}H$
for some
$i\geq 2$
. Suppose that
$g_{1,j}$
corresponds to the primitive vector
$(1,y_2,y_3,\cdots,y_{2g})$
. Choose a minimum n such that
$y_n\neq 0$
. If
${\bar{y}}_n y_n\equiv 1 \pmod k$
, then the matrix
$M=I_{2g}+({\bar{y}}_n-1)E(1,1)+(y_n-1)E(2,2) \in H$
. Now setting
$Q_2 = \Psi(T_{a_1})$
, consider the following matrices for
$1 \le i \le g-1$
:
\begin{eqnarray*} {}Q_{2i+2} & = & \Psi(T_{d_i} T_{a_1}^{-1} T_{a_{i+1}}^{-1})^{-1} \\ & = & I_{2g} + E(2i+1, 2) + E(1, 2i+2) \text{ and } \\ Q_{2i+1} & = & \Psi(T_{a_{i+1}} T_{b_{i+1}} T_{a_{i+1}}) ~ Q_{2i+2} ~ \Psi(T_{a_{i+1}} T_{b_{i+1}} T_{a_{i+1}})^{-1} \\ {} & = & I_{2g} - E(2i+2, 2) + E(1, 2i+1), {}\end{eqnarray*}
where the
$d_i$
are as shown in Figure 3. Then
$\tilde{g}_{1,j}=Q_n^{-\bar{y}_n}g_{1,j}M \in \langle H, g_{n,j^{\prime}}\rangle$
. Thus, our assertion now follows from Lemma 2·3.
The curves
$d_i$
in
$S_g$
.

2·2.
$\mathrm{LMod}_{p_k}(S_g)$
is self-normalising.
A subgroup H of a group G is said to be self-normalising if the normaliser
$N_G(H) = H$
. In other words, this means that if
$H \trianglelefteq K \le G$
then
$H=K$
. In this subsection, we show that
$\mathrm{LMod}_{p_k}(S_g)$
satisfies this property.
Theorem 2·5.
For
$g \geq 2$
and
$k \geq 2$
,
$\mathrm{LMod}_{p_k}(S_g)$
is self-normalising in
$\mathrm{Mod}(S_g)$
.
Proof. Let us assume on the contrary that there exists a proper subgroup
$H \unicode{x003C} \mathrm{Mod}(S_g)$
in which
$\mathrm{LMod}_{p_k}(S_g) \lhd H$
. Now choose an
$h \in H \setminus \mathrm{LMod}_{p_k}(S_g)$
. Then by our assumption
$h^{-1} f h \in \mathrm{LMod}_{p_k}(S_g)$
for any
$f \in \mathrm{LMod}_{p_k}(S_g)$
. By Theorem 2·1, this is equivalent to requiring that
$(h^{-1} f h)_{\#} (e_1) = \ell e_1$
, for some
$\ell \in \mathbb{Z}_k^{\times}$
. In other words,
$(fh)_{\#}(e_1) = \ell (h_{\#}(e_1))$
. Denoting
$h_{\#}(e_1) = v$
, we have
$f_{\#}(v) = \ell \, v$
, for some
$\ell \in \mathbb{Z}_k^{\times}$
. Thus, it suffices to show that for any primitive vector
$v \in H_1(S_g,\mathbb{Z}_k)$
such that
$v \notin \{\ell e_1 : \ell \in \mathbb{Z}_k^\times\}$
, there exists an
$f \in \mathrm{LMod}_{p_k}(S_g)$
such that
$f_{\#}(v) \neq \ell v$
, for any
$\ell \in \mathbb{Z}_k^{\times}$
.
Now given a
$v \in H_1(S_g,\mathbb{Z}_k)$
, consider a
$\bar{v} \in H_1(S_g,\mathbb{Z})$
such that
$v = \bar{v} \pmod k$
. Let
$\bar{v} = \sum_{i=1}^g \alpha_i a_i + \sum_{i=1}^g \beta_i b_i$
. We break our argument into the following two cases.
Case 1:
At least one among
$\{\alpha_2, \beta_2, \ldots, \alpha_g, \beta_g\}$
is nonzero. Without loss of generality, let us assume that
$\alpha_2 \neq 0$
. Then
$\bar{v} = \alpha_1a_1 + \beta_1b_1 + mw,$
where
$m \in \mathbb{Z}$
and
$w \in \langle a_2,b_2, \ldots, a_g,b_g\rangle$
is primitive. Let c be an oriented simple closed curve in
$S_g$
that represents the class of w. Note that c can be chosen to be disjoint from both
$a_1$
and
$b_1$
. Let
$f \in \mathrm{Mod}(S_g)$
such that
$f(a_1) = a_1$
,
$f(c) = b_2$
, and f is represented by a homeomorphism that restricts to the identity in a closed regular neighbourhood of
$a_1 \cup b_1$
. (Such a choice of f is possible from the change of coordinates principle.) Then
$f_{\#}(\bar{v}) = \alpha_1 a_1 +\beta_1b_1 + mb_2$
, from which it is apparent that
$f_{\#}(\bar{v}) \neq \ell \bar{v}$
, for any
$\ell \in \mathbb{Z}_k^{\times}$
. The argument for any other
$\alpha_i$
or
$\beta_j$
would be similar.
Case 2:
$\alpha_i = \beta_i = 0$
, for
$2 \leq i \leq g$
. We may further assume that
$\beta_1 \neq 0$
, for this would otherwise imply that
$h \in \mathrm{LMod}_{p_k}(S_g)$
. In this case, we can see that
$(T_{c_1})_{\#}(v) =\alpha_1a_1+\beta_1 (b_1+a_1-a_2) \neq \ell v$
, for any
$\ell \in \mathbb{Z}_k^{\times}$
. Thus, our assertion follows.
3. Generating
$\mathrm{LMod}_{p_k}(S_g)$
A crucial tool which we will use comes from the work of Johnson in [
Reference Johnson16
]. We begin by deriving a generating set for
$\Psi(\mathrm{Mod}_{p_k}(S_g,e_1))$
using the symplectic criteria for liftability and employing a few number-theoretic arguments.
3·1. Generating
$\Psi(\mathrm{Mod}_{p_k}(S_g,e_1))$
We establish the following theorem in this subsection.
Theorem 3·1.
$\Psi(\mathrm{Mod}_{p_k}(S_g,e_1))$
is generated by
where
$\eta_g$
is the canonical embedding
$\eta_g : \mathrm{SL}(2,\mathbb{Z}) \to \mathrm{Sp}(2g,\mathbb{Z})$
defined by
where
$O_{m,n}$
is the
$m \times n$
zero block and
$I_{2g-2}$
is the
$(2g-2) \times (2g-2)$
identity block.
The proof of Theorem 3·1 will require the following technical number-theoretic lemmas.
Lemma 3·2.
Let
$\mathcal{A}$
be a tuple
$(a_{11}, \ldots, a_{(2g)1}) \in \mathbb{Z}^{2g}$
such that
$\gcd(a_{11}, \ldots, a_{(2g)1})=1$
. Then there exists
$\mathcal{B} = (\lambda_1, \ldots, \lambda_{2g}) \in \mathbb{Z}^{2g}$
such that
$\gcd(\lambda_1, \lambda_2)=1$
and
$\mathcal{A}\cdot \mathcal{B} = 1$
. Further, if
$a_{11} \equiv 1 \pmod k$
and
$a_{j1} \equiv 0 \pmod k$
for all
$2 \le j \le 2g$
, then
$\lambda_1 \equiv 1 \pmod k$
.
Proof. Consider
$\delta = \gcd (a_{21}, a_{31}, \ldots, a_{(2g)1})$
. Since
$\gcd (a_{11}, \delta) = 1$
, we have integers
$t_1, t_2$
such that
$t_1 a_{11} + t_2 \delta = 1$
. We define
$\gamma = \gcd (a_{31}, \ldots, a_{(2g)1})$
. So we have integers
$t_3, \ldots, t_{2g}$
such that
$t_3 a_{31} + \ldots + t_{2g} a_{(2g)1} = \gamma$
. As
$\delta = \gcd(a_{21}, \gamma)$
, we can choose integers
$r_1, r_2$
such that
$r_1 a_{21} + r_2 \gamma = \delta$
. This equation can be rewritten as
By Dirichlet prime number theorem, there exists a natural number N such that
$r_1 + N {\gamma}/{\delta}$
is a prime number bigger than
$t_1$
. Denoting
$\beta_1 = r_1 + N {\gamma}/{\delta}$
and
$\beta_2 = r_2 - N {a_{21}}/{\delta}$
, we have:
From the equations above, we deduce that
$t_1 a_{11} + t_2 (\beta_1 a_{21} + \beta_2 \gamma) = 1$
, which implies that
Denoting
$\lambda_1 = t_1, \lambda_2 = t_2 \beta_1, \lambda_i = t_2 \beta_2 t_i$
, for
$3 \le i \le 2g$
, we further assume that
$a_{11} \equiv 1 \pmod k$
and
$a_{j1} \equiv 0 \pmod k$
, for
$2 \le j \le 2g$
. Thus, Equation (3·1·1) takes the form
$\lambda_1 a_{11} + \lambda_2 a_{21} + \ldots + \lambda_{2g} a_{(2g)1} = 1$
, from which it follows that
$\lambda_1 \equiv 1 \pmod k$
.
Lemma 3·3.
Let
$\lambda_1, \lambda_2$
be two coprime integers and
$\lambda_1 \equiv 1 \pmod k$
. Then there exist
$\alpha_1, \alpha_2 \in \mathbb{Z}$
with
$\alpha_2 \equiv 0 \pmod k$
, such that
$\alpha_1 \lambda_1 + \alpha_2 \lambda_2 = 1.$
Proof. Since
$\gcd(\lambda_1, \lambda_2) = 1$
, there exist
$\alpha_1, \alpha_2 \in \mathbb{Z}$
such that
$\alpha_1 \lambda_1 + \alpha_2 \lambda_2 = 1.$
Now let us assume that
$\lambda_1 \equiv 1 \pmod k$
. Consider the set
$\{ \lambda_2 k i ~ | ~ 0 \le i \le \lambda_1 - 1 \}$
.
We first establish that
$\lambda_1$
divides
$(\lambda_2 k i + 1)$
, for some i. Suppose we assume on the contrary. Then by pigeonhole principle, there exist
$0 \le i \ne j \le \lambda_1 - 1$
such that
$\lambda_2 k i + 1 \equiv \lambda_2 k j + 1 \pmod {\lambda_1}$
, and hence
$\lambda_2 k i \equiv \lambda_2 k j \pmod {\lambda_1}$
. Since both
$\lambda_2$
and k are coprime with
$\lambda_1$
, we have
$i \equiv j \pmod {\lambda_1}$
, which is a contradiction.
Hence, there exists
$i_0$
such that
$\lambda_1$
divides
$(\lambda_2 k i_0 + 1)$
. Finally, by choosing
$\alpha_1 = (\lambda_2 k i_0 + 1) / \lambda_1$
and
$\alpha_2 = - k i_0$
, our assertion follows.
Let
$\mathrm{Stab}_{\mathrm{Mod}(S_g)}(\overrightarrow{a_1})$
denote the subgroup of
$\mathrm{Mod}(S_g)$
which preserves the curve
$a_1$
with a chosen orientation. Let
$\mathrm{PMod}(S)$
denote the pure mapping class group of S. We need the following lemma, which follows from [
Reference Benson and Margalit10
, chapter 4].
Lemma 3·4.
$\mathrm{Stab}_{\mathrm{Mod}(S_g)}(\overrightarrow{a_1}) = \langle T_{a_1}, T_{c_1}, \ldots, T_{c_{g-1}}, T_{a_2},T_{b_2}, \ldots, T_{a_g},T_{b_g} \rangle$
.
Proof. Let
$S_g - a_1$
denote the surface obtained from
$\overline{S_g \ \backslash \ a_1}$
after capping its boundary components with marked disks. We have the following short exact sequence
Since
$\mathrm{PMod}(S_g - a_1) = \langle S \rangle$
, where
if follows from the sequence (3·1·2) that
$\mathrm{Stab}_{\mathrm{Mod}(S_g)}(\overrightarrow{a_1}) = \langle S, T_{a_1}\rangle$
.
We are now in a position to prove Theorem 3·1.
Proof (of Theorem 3·1). Given an
$A = (a_{ij}) \in \Psi(\mathrm{Mod}_{p_k}(S_g,e_1))$
, we wish to express A as a product of elements in the generating set
To this end, we iteratively multiply A with matrices from
$\mathbb{S}^{(g)}$
so that the end product is the identity matrix
$I_{2g}$
. For this purpose let us consider the curves
$d_1, d_2, \ldots, d_{g-1}$
as shown in Figure 3. By Lemma 3·4,
$\Psi(T_{d_i}) \in \langle \mathbb{S}^{(g)} \rangle$
, for all i.
To begin with, we consider the first column
$A(1) = (a_{11}, a_{21}, \ldots, a_{(2g)1})$
of A. Lemma 3·2 provides us a
$B = (\lambda_1, \lambda_2,\ldots,\lambda_{2g}) \in \mathbb{Z}^{2g}$
such that
$\gcd(\lambda_1, \lambda_2)=1$
and
$A(1)\cdot B = 1$
. By Lemma 3·3, we have
$\alpha_1, \alpha_2 \in \mathbb{Z}$
, such that
$\alpha_1 \equiv 0 \pmod k$
and
$\lambda_1\alpha_2 + \lambda_2\alpha_1 = 1.$
Let
$I_{2g}$
denote the identity matrix of order 2g, and E(i,j) denote the
$2g \times 2g$
matrix whose (i,j)th entry is 1 and all other entries are 0. Consider the following matrices, for
$1 \le i \le g-1$
:
\begin{eqnarray*} {}M_1 & = &\eta_g \left( \begin{bmatrix} {} {}\kern-2pt\lambda_1&\lambda_2 \\ {} {}\kern-2pt -\kern-1.5pt\alpha_1&\alpha_2 {}\end{bmatrix} \right),\\ {}M_{2i+1} & = & \Psi(T_{d_i} T_{a_1}^{-1} T_{a_{i+1}}^{-1})^{-1} \\ & = & I_{2g} + E(2i+1, 2) + E(1, 2i+2), \text{ and } \\ M_{2i+2} & = & \Psi(T_{a_{i+1}} T_{b_{i+1}} T_{a_{i+1}}) ~ M_{2i+1} ~ \Psi(T_{a_{i+1}} T_{b_{i+1}} T_{a_{i+1}})^{-1} \\ {} & = & I_{2g} - E(2i+2, 2) + E(1, 2i+1). {}\end{eqnarray*}
Note that
$M_1, \Psi(T_{a_1}), \Psi(T_{b_1})^k \in \eta_g(\Gamma_1(k))$
. We consider the element
Then the
$(1,1){th}$
entry in
$A_1$
, which we denote as
$A_1(1,1)$
, equals 1. Now we consider the following matrices, for
$1 \le i \le g-1$
:
\begin{eqnarray*}N_{2i+1} & = & \Psi(T_{b_1}^{-k} T_{a_{i+1}}^{-k}) M_{2i+1} \Psi(T_{b_1})^k M_{2i+1}^{-1} \\ {} & = & I_{2g} - k.E(2i+1, 1) + k.E(2, 2i+2) \text{ and} \\N_{2i+2} & = & \Psi(T_{a_{i+1}} T_{b_{i+1}} T_{a_{i+1}}) ~ N_{2i+1} ~ \Psi(T_{a_{i+1}} T_{b_{i+1}} T_{a_{i+1}})^{-1} \\ {} & = & I_{2g} + k.E(2i+2, 1) + k.E(2, 2i+1).\end{eqnarray*}
Next, we consider
\begin{eqnarray*}A_2 & = & N_{2g}^{(-1)^{2g-1} \frac{A_1(2g,1)}{k}} N_{2g-1}^{(-1)^{2g-2} \frac{A_1(2g-1,1)}{k}} \ldots N_4^{(-1)^3 \frac{A_1(4,1)}{k}} N_3^{(-1)^2 \frac{A_1(3,1)}{k}} A_1 \text{ and}\\A_3 & = &\Psi(T_{b_1})^{A_2(2,1)} A_2.\end{eqnarray*}
We note that the first column of
$A_3$
is
$(1,0,\ldots, 0)$
, and as
$A_3 \in \mathrm{Sp}(2g, \mathbb{Z})$
, the second row of
$A_3$
is
$(0,1,0,\ldots,0)$
.
Finally, we consider
\begin{eqnarray*}A_4 & = & M_{2g}^{(-1)^{2g} A_3(2g,2)} M_{2g-1}^{(-1)^{2g-1} A_3(2g-1,2)} \ldots M_4^{(-1)^4 A_3(4,2)} M_3^{(-1)^3 A_3(3,2)} A_3 \text{ and} \\A_5 & = & {\Psi(T_{a_1})}^{-A_4(1,2)}A_4.\end{eqnarray*}
We see that
$A_5$
has the form
$\begin{bmatrix} {}I_2 & O_{2 \times 2g-2}\\ {}O_{2g-2 \times 2} & M,\end{bmatrix},$
where
$M \in \mathrm{Sp}(2g-2, \mathbb{Z})$
, and
$A_5$
is a product of elements from
Hence, the theorem follows.
3·2. Generating the kernel of
$\, \Psi\vert_{\mathrm{Mod}_{p_k}(S_g,e_1)}$
We begin this subsection by recalling some relevant definitions and tools from [ Reference Johnson16 ].
Definition 3·5
For
$n \geq 2$
, a chain in
$S_g$
is an ordered collection
$(\gamma_1, \gamma_2, \ldots, \gamma_n)$
of oriented simple closed curves such that:
-
(i) for each
$1 \le i \le n-1$
, the geometric intersection number
$i(\gamma_i, \gamma_{i+1}) = 1$
and the algebraic intersection number
$\hat i (\gamma_i, \gamma_{i+1}) = +1$
,
-
(ii)
$i(\gamma_i, \gamma_j) = 0$
if
$|i-j| \unicode{x003E} 1$
, and
-
(iii) the homology classes of the
$\gamma_i$
’s are linearly independent.
The integer n is called the length of the above chain
$(\gamma_1, \gamma_2, \ldots, \gamma_n)$
.
Given a chain
$C = (\gamma_1, \ldots, \gamma_{2k+1})$
of odd length in
$S_g$
, there exists a unique pair of curves that constitutes the boundary of a closed regular neighbourhood of C. We call this pair B as the bounding pair associated with the chain C. Moreover, the unique bounding pair map in
$\mathcal{I}(S_g)$
associated with such a B is given by the product of opposite twists about the two boundary curves in B with the positive twist being taken about the curve lying to the left of
$\gamma_1, \gamma_2, \ldots, \gamma_{2k+1}$
. This is called the bounding pair map associated with C, and is denoted by
$ch(\gamma_1, \ldots, \gamma_{2k+1})$
.
We further extend this definition in the following manner. By an ordered subcollection of C, we mean a subtuple
$(\gamma_{i_1}, \gamma_{i_2}, \ldots, \gamma_{i_{\ell}})$
of C such that
$\ell$
is even. Given an ordered subcollection
$(\gamma_{i_1}, \gamma_{i_2}, \ldots, \gamma_{i_{\ell}})$
of C, let
$\theta_j$
denote the free homotopy class of the curve
$\tilde{\gamma}_{i_j}*\tilde{\gamma}_{i_j+1}*\ldots *\tilde{\gamma}_{i_{(j+1)}-1}$
, where
$\tilde{\gamma}_m$
denotes the representative of
$\gamma_m$
in
$(\pi_1(S_g),*)$
. We define
to be the bounding pair map associated with the subcollection
$(\gamma_{i_1}, \gamma_{i_2}, \ldots, \gamma_{i_\ell})$
and
$(\theta_1,\ldots,\theta_{\ell-1})$
will be called the chain induced by
$(\gamma_{i_1}, \gamma_{i_2}, \ldots, \gamma_{i_{\ell}})$
. For further details, we refer the reader to [
Reference Johnson16
, section 2].
Now we consider the ordered collection
$C_g = (a_1,b_1,c_1,b_2,c_2,b_3,\ldots,c_{g-1},b_g,a_g)$
of length
$2g+1$
, where the curves
$a_i$
,
$b_i$
, and
$c_i$
are as shown in Figure 4. For simplicity, we rename these curves and fix the notation
$C_g := (\alpha_1,\ldots,\alpha_{2g+1})$
. Also consider the curve
$\beta$
as shown in Figure 4.
The Johnson chain of curves.

We now state the main result from [ Reference Johnson16 ] that is relevant to our context.
Theorem 3·6 (Johnson). For
$g \ge 3$
, the bounding pair maps associated with the ordered subcollections of
$C_g$
and
$(\beta, \alpha_5, \alpha_6, \ldots, \alpha_{2g+1})$
generate
$\mathcal{I}(S_g)$
.
Let the genus of a bounding pair map associated with a chain C of length
$2k+1$
is k. Following the notation from Section 1, we now establish the main result in this subsection.
Theorem 3·7.
For
$k \geq 2$
and
$g \geq 3$
,
where
$\mathbb{S}_{g,k} = \{F_1,\ldots,F_{g-2}\}$
is a collection of bounding pair maps such that for each i,
$F_i$
is a bounding pair map associated with an ordered subcollection of
$C_g$
of genus i that intersect
$a_1$
nontrivially (as shown in Figure
2
).
Proof. By construction, a bounding pair map F associated with any ordered subcollection of
$(\beta, \alpha_5, \ldots, \alpha_{2g+1})$
or an ordered subcollection of
$C_g$
that is disjoint from
$a_1$
(as stated in Theorem 3·6), will preserve
$a_1$
with orientation. Thus, by Lemma 3·4, it follows that
$F \in \langle T_{a_1}, T_{c_1}, \ldots, T_{c_{g-1}}, T_{a_2}, T_{b_2}, \ldots, T_{a_g},T_{b_g}\rangle$
.
For
$i = 1,2$
, let
$P_i = (\alpha_{i1},\ldots,\alpha_{i\ell})$
be an ordered subcollection of
$C_g$
that intersects
$a_1$
. Then there exists a
$G \in \mathrm{Stab}_{\mathrm{Mod}(S_g)}(\overrightarrow{a_1})$
that maps the chain induced by the ordered subcollection
$(\alpha_{11},\ldots,\alpha_{1\ell})$
to the chain induced by the ordered subcollection
$(\alpha_{21},\ldots,\alpha_{2\ell})$
. Consequently,
$\widehat{ch}(P_1)$
is conjugate to
$\widehat{ch}(P_2)$
via G.
Hence, it follows that any two bounding pair maps associated with ordered subcollections of
$C_g$
of the same length which intersect
$a_1$
are conjugate by an element in
and our assertion follows.
3·3. Generating
$\mathrm{LMod}_{p_k}(S_g)$
Following the notation from Section 1, we obtain the next result as a direct consequence of Theorems 3·1 and 3·7.
Corollary 3·8.
For
$k \geq 2$
and
$g \geq 3$
,
Furthermore, from Theorem 2·2 and Corollary 3·8, we obtain our main result.
Theorem 3·9 (Main theorem). For
$k \geq 2$
and
$g \geq 3$
,
3·4. Generating
$\mathrm{SMod}_{p_k}(S_{g_k})$
Recalling the notation from Section 1, let
$R_{g,k} \in \mathrm{Mod}(S_{g_k})$
be represented by the free
$2\pi/k$
rotation of
$S_{g_k}$
that induces the cover
$p_k$
. Let
$\mathrm{SMod}_{p_k}(S_{g_k})$
be the symmetric mapping class group of
$p_k$
, which is the normaliser of
$\langle R_{g,k} \rangle$
in
$\mathrm{Mod}(S_{g_k})$
. By Birman–Hilden theory, we have the following short exact sequence for
$g \geq 2$
:
By pulling back the generators of
$\mathrm{LMod}_{p_k}(S_g)$
in Theorem 3·9, we obtain an explicit generating set
$G_{g,k}$
for the normaliser
$N_{\mathrm{Mod}(S_{g_k})}(\langle R_{g,k} \rangle)$
of
$\langle R_{g,k} \rangle$
in
$\mathrm{Mod}(S_{g_k})$
. Moreover, as the centraliser
$C_{\mathrm{Mod}(S_{g_k})}(R_{g,k})$
of
$R_{g,k}$
is a finite-index subgroup of
$N_{\mathrm{Mod}(S_{g_k})}(\langle R_{g,k} \rangle)$
, one can derive a finite generating set for
$C_{\mathrm{Mod}(S_{g_k})}(R_{g,k})$
using
$G_{g,k}$
, which is in general cumbersome. In this subsection, we derive an explicit finite generating set for the centraliser
$C_{\mathrm{Mod}(S_{g_k})}(\langle R_{g,k} \rangle)$
of
$\langle R_{g,k} \rangle$
in
$\mathrm{Mod}(S_{g_k})$
when
$k=2$
.
Corollary 3·10.
For
$g \geq 3$
, consider the two-sheeted regular cover
$p_2 : S_{2g-1} \to S_g$
. Then:
-
(i)
$\mathrm{LMod}_{p_2}(S_g) = \langle \{ T_{a_1}, T_{b_1}^2, T_{a_2},T_{b_2}, \ldots,T_{a_g},T_{b_g},T_{c_1},\ldots,T_{c_{g-1}}\}\rangle$
and
-
(ii)
$\mathrm{SMod}_{p_2}(S_{2g-1}) = C_{\mathrm{Mod}(S_{2g-1})}(\langle R_{g,2}\rangle)=\langle \{R_{g,2}, T_{a_{1,1}}T_{a_{2,1}}, T_{b_{1,1}}, T_{a_{1,2}}T_{a_{2,2}}, \\ T_{b_{1,2}}T_{b_{2,2}}, \ldots,T_{a_{1,g}}T_{a_{2,g}}, T_{b_{1,g}}T_{b_{2,g}}, T_{c_{1,1}}T_{c_{2,1}}, \ldots, T_{c_{1,g-1}}T_{c_{2,g-1}} \}\rangle,$
where the Dehn twists are about the curves shown in Figure
5 below.
Fig. 5.A rotation of
$S_{2g-1}$
that induces the cover
$p_2$
.
Proof. For the case
$g \geq 3$
and
$k=2$
, Theorem 3·9 would imply that
$\mathrm{LMod}_{p_2}(S_g)=\mathrm{Mod}_{p_2}(S_g,e_1)$
. So, we have
We will now follow the notation from Sections 1 and 3. It is a well known fact that
$\mathbb{S}_2=\langle \Psi(T_{a_1}), \Psi(T_{b_1}^2) \rangle$
(see [
Reference Stein26
]). Thus, we have
$\tilde{\mathbb{S}}_2=\langle T_{a_1}, T_{b_1}^2 \rangle$
. By applying the chain relations in
$\mathrm{Mod}(S_g)$
, we see that
$F_i \in \mathbb{S}_{g,2}$
has the form
$F_i= T_{d_{i1}}T_{d_{i2}}^{-1}$
, where
Since
$T_{d_{i2}}$
is conjugate to
$T_{b_1}$
by an element in
$\mathrm{Stab}_{\mathrm{Mod}(S_g)}(\overrightarrow{a_1})$
, the assertion in (i) follows.
To show (ii), we first observe that
$\mathrm{SMod}_{p_2}(S_{2g-1}) = C_{\mathrm{Mod}(S_{2g-1})}(\langle R_{g,2}\rangle)$
. Moreover, the collection of curves
$\{a_1,a_2,b_2, \ldots, a_g,b_g,c_1,\ldots,c_{g-1}\}$
in
$S_g$
(shown in Figure 1) pulls back under
$p_2$
to the collection
$\mathcal{C} \setminus \{b_{1,1}\}$
, where
$\mathcal{C}$
is the collection of curves in
$S_{2g-1}$
shown in Figure 5. Thus, by pulling back the generators of
$\mathrm{LMod}_{p_2}(S_g)$
under the epimorphism
$\mathrm{SMod}_{p_2}(S_{2g-1}) \to \mathrm{LMod}_{p_2}(S_g)$
, the assertion follows.
4. Lifting mapping classes to the infinite ladder surface
Let
$\mathcal{L}$
be the infinite ladder surface, that is, the surface of infinite type with two ends accumulated by genus. In this section, we examine the liftable mapping classes of the regular infinite-sheeted cyclic cover
$q_g : \mathcal{L} \to S_g$
induced by an
$\langle h^{g-1} \rangle$
-action on
$\mathcal{L}$
, where h is the standard handle shift map on
$\mathcal{L}$
. The covering map
$q_g$
is illustrated in Figure 6 below (where the ‘
$\approx$
’ symbol means ‘homeomorphic to’). As in finite-sheeted case,
$(q_g)_*(\pi_1(\mathcal{L})) \lhd \pi_1(S_g)$
and is identified with the kernel of the map
$\phi:\pi_1(S_g)\to \mathbb{Z}$
given by
. Consider the induced homomorphism
$(q_g)_{\#} : H_1(\mathcal{L},\mathbb{Z}) \to H_1(S_g, \mathbb{Z})$
given by

where for any
$z,r \in \mathbb{Z}$
,
$r \ge 1$
,
$(z)_r$
denotes the unique integer in
$\{0,1,\ldots, r-1\}$
such that
$(z)_r \equiv z \pmod{r}$
.
Note that for
$k \geq 2$
, we have
$p_k \circ q_{g_k} = q_g$
. This is illustrated for the case when
$g=2$
and
$k=3$
in Figure 7.
The homomorphism induced
$q_g$
.

An illustration of
$p_3 \circ q_{4} = q_2$
.

We will use ‘
$\sim$
’ to denote ‘isotopic to’ and id to denote the identity map. We will now show that the cover
$q_g$
satisfies the Birman–Hilden property [
Reference Margalit and Winarski20
].
Lemma 4·1.
Suppose that a homeomorphism
$\tilde{f} : \mathcal{L} \to \mathcal{L}$
is a lift of a homeomorphism
$f:S_g\to S_g$
under
$q_g$
. If
$\tilde{f} \sim id$
, then
$f \sim id$
.
Proof. The cover
$q_g$
maps the chain of curves
$(\tilde{\alpha}_3, \ldots,\tilde{\alpha}_{2g+1})$
in
$\mathcal{L}$
to the chain
$({\alpha}_3, \ldots,{\alpha}_{2g+1})$
in
$S_g$
as shown in Figure 8. Let
$\tilde{f} \in \mathrm{Homeo}^+(\mathcal{L})$
such that
$\tilde{f} \sim id$
. Then for
$3 \leq i \leq 2g+1$
, we have
$\tilde{f}(\tilde{\alpha}_i) \sim \tilde{\alpha}_i$
, and so it follows that
$f(\alpha_i) \sim \alpha_i$
. Since the complement of an open regular neighbourhood of the chain
$({\alpha}_3, \ldots,{\alpha}_{2g+1})$
in
$S_g$
is an annulus containing
$\alpha_1$
, we have that
$f \sim T_{\alpha_1}^k$
, for some
$k \in \mathbb{Z}$
. Consequently, we have
\begin{equation*} \tilde{f} \ \sim \ h^m\prod_{\substack{i \in \mathbb{Z} \\ i \equiv 0\, (\text{mod}\,{g-1})}} T_{s_i}^k,\end{equation*}
for some
$m \in \mathbb{Z}$
. Since
$\tilde{f} \sim id$
, we have that
$m=0$
and
$k=0$
. Thus, it follows that
$f \sim id$
, as required.
The image of the chain
$(\tilde{\alpha}_3, \ldots,\tilde{\alpha}_{2g+1})$
under
$q_g$
.

The following is now an immediate consequence of Lemma 4·1.
Corollary 4·2
For
$g \geq 2$
, there exists a short exact sequence
Let
$\displaystyle \mathrm{UMod}(S_g) := \bigcap_{k \geq 2} \mathrm{LMod}_{p_k}(S_g).$
In [
Reference N. Agarwal, Dhanwani and Rajeevsarathy1
], the following result was derived as an immediate consequence of Theorem 2·1.
Corollary 4·3 ([
Reference N. Agarwal, Dhanwani and Rajeevsarathy1
, corollary 2·5]). Let
$f \in \mathrm{Mod}(S_g)$
, and let
$\Psi(f) = (d_{ij})_{2g \times 2g}$
. Then,
$f \in \mathrm{UMod}(S_g)$
if and only if
$d_{2i} = 0$
, for
$1\leq i\leq 2g$
and
$i \neq 2$
, and
$d_{22}= \pm 1$
.
Using this criterion, we will now establish the following.
Proposition 4·4.
For
$g \geq 2$
,
$\mathrm{UMod}(S_g) = \mathrm{LMod}_{q_g}(S_g)$
.
Proof. From the definition of
$(q_g)_{\#}$
in Equation 4·0·1, we have
It suffices to show that
$\mathrm{Stab}_{\mathrm{Mod}(S_g)}(V_g) = \mathrm{UMod}(S_g)$
, which is equivalent to showing that
since
$\ker \Psi = \mathcal{I}(S_g) \unicode{x003C} \mathrm{UMod}(S_g)$
. But it follows immediately from Corollary 4·3 that
$\Psi(\mathrm{UMod}(S_g)) \unicode{x003C} \mathrm{Stab}_{\mathrm{Sp}(2g,\mathbb{Z})}(V_g)$
. Now our assertion follows from the fact that an
$A \in \mathrm{Stab}_{\mathrm{Sp}(2g,\mathbb{Z})}(V_g)$
has to be of the form described in Corollary 4·3.
Thus, by applying Theorem 3·1, Proposition 4·4, and [ Reference N. Agarwal, Dhanwani and Rajeevsarathy1 , corollary 3·8] we have the following corollary.
Corollary 4·5.
For
$g \geq 3$
,
The following corollary [ Reference N. Agarwal, Dhanwani and Rajeevsarathy1 , corollary 2], which draws inspiration from [ Reference Ghaswala11 , theorem 5·2·2], is an immediate consequence of Theorem 2·1.
Corollary 4·6
For
$g \geq 1$
and
$k,\ell \geq 2$
, we have
where
$d = \text{lcm}(k,\ell)$
.
By Theorem 2·2 and Corollary 4·6, it follows that both
$\{\mathrm{LMod}_{p_k}(S_g): k \in \mathbb{N}\}$
and
$\{\mathrm{Mod}_{p_k}(S_g,e_1): k \in \mathbb{N}\}$
form directed systems of groups. Furthermore, by Corollary 4·3, it follows that
$\varinjlim \mathrm{LMod}_{p_k}(S_g) = \mathrm{UMod}(S_g)$
and it follows by definition that
$\varinjlim \mathrm{Mod}_{p_{k}}(S_g,e_1)$
is the stabiliser in
$\mathrm{Mod}(S_g)$
of the vector
$e_1 \in H_1(S_g,\mathbb{Z})$
, which we denote by
$\mathrm{Mod}(S_g,e_1)$
. Thus, by considering the fact that
$\iota \in \mathrm{UMod}(S_g) \setminus \mathrm{Mod}(S_g,e_1)$
, we obtain the following normal series.
Corollary 4·7.
For
$g \geq 2$
, there exists a normal series of
$\mathrm{UMod}(S_g)$
in
$\mathrm{Mod}(S_g)$
given by
where the two distinct cosets of
$\mathrm{UMod}(S_g)/\mathrm{Mod}(S_g,e_1)$
are represented by the elements in
$\langle \iota \rangle$
.
5. Generating
$\mathrm{LMod}_{p_2}(S_2)$
Let
$S_{g,n}$
denote the surface of genus g with n punctures (or marked points). The techniques used in Section 3 do not apply to
$\mathrm{LMod}_{p_k}(S_2)$
since it is known [
Reference McCullough and Miller21
] that
$\mathcal{I}(S_2)$
is not finitely generated. Let
$\delta : S_g \to S_{0,2g+2}$
be the branched cover induced by the action of
$\langle \iota \rangle$
on
$S_g$
. Let
$\bar{\delta} : S_{g,2g+2} \to S_{0,2g+2}$
be the covering map obtained from
$\delta$
by removing the branch points and their preimages under
$\delta$
, as shown in Figure 9 (for
$g = 2$
).
The hyperelliptic cover
$\bar{\delta}\,:\,S_{2,6} \to S_{0,6}$
.

We label the marked (branched) points of
$S_{0,2g+2}$
with the numbers
$1,2,\ldots,2g+2$
. Let
$\bar{\delta}_{\#}: H_1(S_{g,2g+2}, \mathbb{Z}_2) \to H_1(S_{0,2g+2},\mathbb{Z}_2)$
be the induced map on homology. For
$1 \leq i \leq 2g+2$
, let
$\beta_i \in H_1(S_{0,2g+2},\mathbb{Z}_2)$
be represented by the curve (oriented counterclockwise) enclosing the marked point i in
$S_{0,2g+2}$
. We will employ an alternative approach to derive a finite generating set for
$\mathrm{LMod}_{p_2}(S_2)$
using the following classical result from Birman–Hilden theory [
Reference Birman and Hilden7
].
Theorem 5·1.
For
$g \geq 2$
, let
$\iota \in \mathrm{Mod}(S_g)$
denote the hyperelliptic involution. Then following sequence is exact:
where
$\hat{\delta}$
is induced by the hyerelliptic cover
$\delta : S_g \to S_{0,2g+2}$
. In particular, when
$g = 2$
, this sequence takes the form
Note that for
$1 \leq i \leq 2g+1$
, we have
$\hat{\delta}(T_{\alpha_i}) = \sigma_i$
, where
$\sigma_i$
is the (left-handed) half-twist about the arc connecting the point i with
$i+1$
and the
$\alpha_i$
are the chain curves shown in Figure 8.
Remark 5·2.
Let
$I_{2g} \in \mathrm{Sp}(2g,\mathbb{Z}_k)$
be the identity matrix. Since
$\Psi_k(\iota) = -I_{2g}$
, it follows by definition of
$\mathrm{Mod}_{p_k}(S_g, e_1)$
that
$\iota \in \mathrm{Mod}_{p_k}(S_g, e_1)$
if and only if
$k=2$
. Hence, for
$k \geq 3$
, we have
$C_{\mathrm{Mod}(S_g)}(\iota) \cap \mathrm{Mod}_{p_k}(S_g, e_1){ \overset{\hat{\delta}}\hookrightarrow} \mathrm{Mod}(S_{0,2g+2}).$
Observing from Figure 9 that
$\bar{\delta}_{\#}(\overline{a_1}) = \beta_1 + \beta_2$
, we make the following claim.
Proposition 5·3.
For
$g \geq 2$
, we have:
-
(i)
$\hat{\delta}(\mathrm{LMod}_{p_2}(S_g) \cap C_{\mathrm{Mod}(S_g)}(\iota)) = \mathrm{Stab}_{\mathrm{Mod}(S_{0,2g+2})}(\beta_1+\beta_2),$
and
-
(ii)
$\mathrm{LMod}_{\delta\circ p_2}(S_{0,2g+2}) = \hat{\delta}(\mathrm{LMod}_{p_2}(S_g) \cap C_{\mathrm{Mod}(S_g)}(\iota))$
.
Proof. For
$ 1\leq i \leq 2g+2$
, let
$x_i \in H_1(S_{g,2g+2}, \mathbb{Z}_2)$
be represented by a loop (oriented counterclockwise) going around the lift of the point
$i \in S_{0,2g+2}$
under
$\bar{\delta}$
so that
$\bar{\delta}_{\#}(x_i) = 2\beta_i = 0$
. Now consider homomorphism
$j_{\#}:H_1(S_{g,2g+2},\mathbb{Z}_2)\rightarrow H_1(S_{g},\mathbb{Z}_2)$
induced by the inclusion map
$j : S_{g,2g+2} \to S_g$
. Then it is apparent that
Let
$\phi \in \mathrm{Mod}_{p_2}(S_g,e_1) \cap C_{\mathrm{Mod}(S_g)}(\iota)$
, and let f be a fiber-preserving representative of
$\phi$
. Consider the surjective homomorphism
$Forget: \mathrm{Mod}(S_{g,2g+2}) \to \mathrm{Mod}(S_g)$
that forgets the
$2g+2$
marked points, induced by the inclusion
$j: S_{g,2g+2} \to S_g$
, and let
$Forget(\bar{\phi})=\phi$
. Choose a representative
$\bar{f}$
for
$\bar{\phi}$
such that
$j\circ \bar{f}=f\circ j$
.
Since
$f_{\#}(a_1)=a_1$
, we have
$\bar{f}_{\#}(\overline{a_1})=\overline{a_1}+x$
, where
$x\in \ker(j_{\#})$
and
$j_{\#}(\overline{a_1}) = a_1$
(see Figure 9). Thus,
$\bar{\delta} \circ \bar{f}=\hat{\delta}(f)\circ \bar{\delta}$
, which would imply that
and so it follows that
The converse is just a matter of reversing this argument. This concludes the argument for (i).
For (ii), it suffices to show that
$\mathrm{LMod}_{\delta\circ p_2}(S_{0,2g+2}) \subset \hat{\delta}(\mathrm{LMod}_{p_2}(S_g) \cap C_{\mathrm{Mod}(S_g)}(\iota))$
, for the other inclusion follows easily by definition. Let
$f \in \mathrm{LMod}_{\delta\circ p_2}(S_{0,2g+2})$
lift to an
$\tilde{f} \in N_{\mathrm{Mod}(S_{g_2})}(\langle \iota, R \rangle)$
, where R is represented by the free rotation r of
$S_{g_2}$
by
$\pi$
inducing the cover
$p_2$
. Then
$\tilde{f}^{-1} \circ R \circ \tilde{f} \in \langle \iota, R \rangle$
, and so
$\tilde{f}^{-1} \circ R \circ \tilde{f}$
is represented by a
$\varphi \in \mathrm{Homeo}^{+}(S_{g_2})$
that has no fixed points. Thus,
$\varphi = r$
, and so we have
$\tilde{f} \in C_{\mathrm{Mod}(S_{g_2})}(R)$
, from which our assertion follows.
Theorem 5·4.
For
$g \geq 2$
,
Proof. Let
$\delta : S_g \to S_{0,2g+2}$
be the branched cover induced by the action of
$\langle \iota \rangle$
on
$S_g$
, and let
be the induced map on homology. For
$1 \leq i \leq 2g+2$
, let
$\beta_i \in H_1(S_{0,2g+2},\mathbb{Z}_2)$
be represented by the curve (oriented counterclockwise) enclosing the marked point i in
$S_{0,2g+2}$
. Then
$\bar{\delta}_{\#}(\overline{a_1}) = \beta_1 + \beta_2$
, and by Proposition 5·3, we have
Consider the natural epimorphism
$\rho: \mathrm{Mod}(S_{0,2g+2}) \to \Sigma_{2g+2}$
, where
$\Sigma_{2g+2}$
denotes the group of permutations of the points
$\{1,\ldots,2g+2\}$
. It is apparent that
where
$(i,j) \in \Sigma_{2g+2}$
denotes the transposition of the points i and j. Consequently, we have
Moreover, it is well known that
where
$\tau_{ij} = (\sigma_{j-1}\ldots \sigma_{i+1})\sigma_i^2(\sigma_{j-1}\ldots \sigma_{i+1})^{-1}$
. So, we have that
whenever
$\tau_{ij}$
does not contain the subword
$\tau_{13} = \sigma_2\sigma_1^2 \sigma_2^{-1}$
. But by repeated application of the braid relation, we can see that:
and so it follows that
$\tau_{13} \in \langle \{\sigma_1,\sigma_2^2\} \cup \{\sigma_3,\sigma_4, \ldots, \sigma_{2g+1}\}\rangle.$
Since
$\hat{\delta}(T_{\alpha_i}) = \sigma_i$
and
$\mathbb{S}_2^{\prime\prime} = \{1\}$
, our assertion follows from Remark 5·2.
Corollary 5·5.
$\mathrm{LMod}_{p_2}(S_2) = \langle T_{a_1}, T_{b_1}^2, T_{c_1}, T_{a_2}, T_{b_2} \rangle$
.
Proof. In view of Theorems 5·1 and 5·4, it suffices to show that
$\iota \in \langle T_{a_1}, T_{b_1}^2, T_{c_1}, T_{a_2}, T_{b_2} \rangle$
. It is known [
Reference Nakamura and Nakanishi23
, lemma 3·1] that
$\iota \in \mathrm{Mod}(S_2)$
has a representation of the form
$(T_{a_1}T_{b_1})^{3}(T_{a_2}T_{b_2})^{-3}$
. By the braid relation, we see that
\begin{eqnarray*}\iota & = & (T_{a_1}T_{b_1}(T_{a_1}T_{b_1}T_{a_1})T_{b_1})(T_{a_2}T_{b_2})^{-3} \\ & = & (T_{a_1}T_{b_1}(T_{b_1}T_{a_1}T_{b_1})T_{b_1})(T_{a_2}T_{b_2})^{-3} \\ & = & (T_{a_1}T_{b_1}^{2})^{2}(T_{a_2}T_{b_2})^{-3} \in \langle T_{a_1}, T_{b_1}^2, T_{c_1}, T_{a_2}, T_{b_2} \rangle, \end{eqnarray*}
from which our assertion follows.
Corollary 5·6.
For
$g \geq 2$
, we have
Acknowledgments
The authors would like to thank Prof. Dan Margalit for motivating the results in this paper and also providing some of the key ideas behind the results in Section 5. The second author was supported by the NBHM Postdoctoral Fellowship and the fourth author is supported by the SERB MATRICS grant of the Govt. of India.















































