1. Introduction
In this paper, we deal with the multiplicity of solutions
$u:\mathbb {R}^{N}\rightarrow \mathbb {C}$ to the following fractional magnetic nonlinear Schrödinger equation:
where
$\operatorname {\varepsilon }>0$ is a small parameter,
$N\geq 3$,
$s\in (0, 1)$ and
$A: \mathbb {R}^{N}\rightarrow \mathbb {R}^{N}$ is a Hölder continuous magnetic potential with exponent
$\alpha \in (0,1]$. Along the paper, we assume that
$V: \mathbb {R}^{N}\rightarrow \mathbb {R}$ is a continuous electric potential satisfying the following del Pino and Felmer [Reference del Pino and Felmer24] type assumptions:
(V 1) there exists
$V_{0}>0$ such that
$V_{0}=\inf _{x\in \mathbb {R}^{N}} V(x)$;(V 2) there exists a bounded open set
$\Lambda \subset \mathbb {R}^{N}$ such that
(1.2)
\begin{equation} V_{0}<\min_{x \in \partial \Lambda} V(x) \quad \mbox{ and } \quad M=\{x\in \Lambda: V(x)=V_{0}\}\neq \emptyset. \end{equation}
Without loss of generality, we may assume that
$0\in M$. Moreover, we suppose that the nonlinearity
$f:\mathbb {R}\rightarrow \mathbb {R}$ is a continuous function fulfilling the following conditions:
(f 1)
$f(t)=0$ for
$t\leq 0$;(f 2) there exists
$q\in (2, 2^{*}_{s})$, where
$2^{*}_{s}= {2N}/({N-2s})$ is the fractional critical exponent, such that
\[ \lim_{t\rightarrow \infty} \displaystyle\frac{f(t)}{t^{({q-2})/{2}}}=0; \](f 3) there exists
$\theta \in (2, q)$ such that
$0<({\theta }/{2}) F(t)\leq t f(t)$ for any
$t>0$, where
$F(t)=\int _{0}^{t} f(\tau )\,\textrm {d}\tau$;(f 4) the function
$t\mapsto f(t)$ is increasing in
$(0, \infty )$.
Here,
$(-\Delta )^{s}_{A}$ is the fractional magnetic Schrödinger operator which is defined for any
$u\in C^{\infty }_{c}(\mathbb {R}^{N}, \mathbb {C})$ as
\begin{align*} (-\Delta)^{s}_{A}u(x)&= C(N,s) \lim_{r\rightarrow 0} \int_{B_{r}^{c}(x)} \frac{u(x)-\textrm{e}^{\imath (x-y)\cdot A(({x+y})/{2})} u(y)}{|x-y|^{N+2s}} \,\textrm{d}y,\nonumber\\ \quad C(N,s)&= s\frac{4^{s}\Gamma\left(({N+2s})/{2}\right)}{\pi^{N/2}\Gamma(1-s)}. \end{align*}
This operator has been recently introduced in [Reference d'Avenia and Squassina21, Reference Ichinose35] and relies essentially on the Lévy–Khintchine formula for the generator of a general Lévy process. We would like to observe that, when
$s=\frac {1}{2}$, the above operator takes inspiration from the definition of a quantized operator corresponding to the classical relativistic Hamiltonian symbol for a relativistic particle of mass
$m\geq 0$, that is
which is the sum of the kinetic energy term involving the magnetic vector potential
$A(x)$ and the potential energy term given by the electric scalar potential
$V(x)$. For the sake of completeness, we emphasize that in the literature other three kinds of quantum relativistic Hamiltonians appear depending on how the kinetic energy term
$\sqrt {(\xi -A(x))^{2}+m^{2}}$ is quantized. As explained in [Reference Ichinose35], these three nonlocal operators are in general different from each other, but coincide when the vector potential
$A$ is assumed to be linear. As
$s\rightarrow 1$ and
$A$ sufficiently smooth,
$(-\Delta )^{s}_{A}$ can be also considered (see [Reference Squassina and Volzone45]) as the fractional analogue of the magnetic Laplacian
which plays a fundamental role in quantum mechanics in the description of the dynamics of the particle in a non-relativistic setting. Indeed, in the three-dimensional case, the magnetic field
$B$ is exactly the curl of
$A$, while for higher dimensions
$N\geq 4$,
$B$ should be thought of as the 2-form given by
$B_{ij} =\partial _{j}A_{k}-\partial _{k}A_{j}$; see [Reference Avron, Herbst and Simon15, Reference Sulem and Sulem46] for more physical background. Motivated by this fact, many authors [Reference Alves and Figueiredo1, Reference Alves, Figueiredo and Furtado2, Reference Arioli and Szulkin14, Reference Chabrowski and Szulkin18, Reference Cingolani and Secchi19, Reference Esteban and Lions28, Reference Kurata37] studied the existence and multiplicity of nontrivial solutions for the following nonlinear magnetic Schrödinger equation:
Equation (1.3) arises when we look for standing wave solutions
$\psi (x, t)=u(x)\textrm {e}^{-\imath ({E}/{\operatorname {\varepsilon }})t}$, with
$E\in \mathbb {R}$, for the following time-dependent Schrödinger equation in the presence of an external magnetic field:
where
$U(x)=V(x)+E$. An important class of solutions of (1.3) are the so-called semi-classical states which concentrate and develop a spike shape around one, or more, particular points in
$\mathbb {R}^{N}$, while vanishing elsewhere as
$\operatorname {\varepsilon }\rightarrow 0$. This interest is related to the fact that the transition from quantum mechanics to classical mechanics can be formally performed by sending
$\operatorname {\varepsilon }\rightarrow 0$.
In the last few years, much attention has been paid to the following fractional magnetic Schrödinger equation:
For instance, d'Avenia and Squassina [Reference d'Avenia and Squassina21] considered a class of minimization problems in the spirit of results due to Esteban and Lions in [Reference Esteban and Lions28]. In [Reference Ambrosio and d'Avenia13] the author and d'Avenia studied the existence and multiplicity of solutions to (1.4) for small
$\operatorname {\varepsilon }>0$ when
$f\in C^{1}$ has a subcritical growth and the potential
$V$ satisfies the following global condition due to Rabinowitz [Reference Rabinowitz43]:
In [Reference Ambrosio7] (see also [Reference Ambrosio12]) the author used a penalization argument to prove the existence and concentration of nontrivial solutions to (1.4) under assumptions
$(V_1)$–
$(V_2)$ and
$(f_1)$–
$(f_4)$. Further interesting results for nonlocal problems involving the operator
$(-\Delta )^{s}_{A}$ can be found in [Reference Ambrosio8–Reference Ambrosio11, Reference Fiscella, Pinamonti and Vecchi33, Reference Mingqi, Rădulescu and Zhang39, Reference Nguyen, Pinamonti, Squassina and Vecchi41].
In the absence of the magnetic vector potential, i.e.
$A\equiv 0$, the operator
$(-\Delta )^{s}_{A}$ reduces to the celebrated fractional Laplacian operator
$(-\Delta )^{s}$ which arises in a quite natural way in many different physical contexts in which one has to consider long range anomalous diffusions and transport in highly heterogeneous medium; see [Reference Bucur and Valdinoci17, Reference Di Nezza, Palatucci and Valdinoci25] for more details on this topic. Then (1.4) boils down to the following fractional Schrödinger equation (see [Reference Laskin38])
for which several existence and multiplicity results under different assumptions on
$V$ and
$f$ have been established via appropriate variational and topological methods; see [Reference Alves and Miyagaki3, Reference Ambrosio5, Reference Ambrosio6, Reference Dávila, del Pino and Wei20, Reference Dipierro, Medina and Valdinoci26, Reference Figueiredo and Siciliano32] and references therein. In particular, Davila et al. [Reference Dávila, del Pino and Wei20] proved that if
$V\in C^{1, \alpha }(\mathbb {R}^{N})\cap L^{\infty }(\mathbb {R}^{N})$ and
$\inf _{x\in \mathbb {R}^{N}} V(x)>0$, then (1.6) has multi-peak solutions by using the Lyapunov–Schmidt reduction method. Fall et al. [Reference Fall, Mahmoudi and Valdinoci29] established necessary and sufficient conditions on the smooth potential
$V$ in order to produce concentration of solutions of (1.6) as
$\operatorname {\varepsilon }\rightarrow 0$. Alves and Miyagaki [Reference Alves and Miyagaki3] (see also [Reference Ambrosio6]) considered the existence and concentration of positive solutions of (1.6) when
$V$ satisfies a local condition and
$f$ has subcritical growth at infinity. In [Reference Ambrosio5] the author combined the generalized Nehari manifold approach introduced in [Reference Szulkin and Weth47] with the Ljusternik–Schnirelman theory to obtain a multiplicity result for (1.6) under assumptions
$(V_1)$–
$(V_2)$.
Particularly motivated by [Reference Alves, Figueiredo and Furtado2, Reference Alves and Miyagaki3, Reference Ambrosio5, Reference Ambrosio7, Reference Ambrosio12, Reference Ambrosio and d'Avenia13], in this paper we deal with the multiplicity and concentration phenomenon as
$\operatorname {\varepsilon }\rightarrow 0$ of nontrivial solutions
$u:\mathbb {R}^{N}\rightarrow \mathbb {C}$ to (1.1), under assumptions
$(V_1)$–
$(V_2)$ and
$(f_1)$–
$(f_4)$. More precisely, our main result can be stated as follows:
Theorem 1.1 Assume that
$(V_1)$–
$(V_2)$ and
$(f_1)$–
$(f_4)$ hold. Then, for any
$\delta >0$ such that
there exists
$\operatorname {\varepsilon }_{\delta }>0$ such that, for any
$\operatorname {\varepsilon }\in (0, \operatorname {\varepsilon }_{\delta })$, problem (1.1) has at least
$cat_{M_{\delta }}(M)$ nontrivial solutions. Moreover, if
$u_{\operatorname {\varepsilon }}$ denotes one of these solutions and
$x_{\operatorname {\varepsilon }}$ is a global maximum point of
$|u_{\operatorname {\varepsilon }}|$, then we have
and there exists a constant
$C>0$ such that
The proof of theorem 1.1 will be obtained by combining suitable variational techniques and Ljusternik–Schnirelman theory. As in [Reference Ambrosio7], we adapt the penalization approach in [Reference del Pino and Felmer24] (see also [Reference Alves, Figueiredo and Furtado2]) modifying appropriately the nonlinearity
$f$ outside
$\Lambda$ and by considering an auxiliary problem. The main feature of the corresponding modified energy functional
$J_{\operatorname {\varepsilon }}$ is that it satisfies all the assumptions of the mountain-pass theorem [Reference Ambrosetti and Rabinowitz4]. In order to obtain a multiplicity result for the modified problem, we use a strategy proposed by Benci and Cerami [Reference Benci and Cerami16] which consists in making precise comparisons between the category of some sublevel sets of
$J_{\operatorname {\varepsilon }}$ and the category of the set
$M$. Since the nonlinearity
$f$ is only continuous, the Nehari manifold associated with
$J_{\operatorname {\varepsilon }}$ is not differentiable, so we cannot repeat the same arguments used in [Reference Alves, Figueiredo and Furtado2, Reference Ambrosio and d'Avenia13] for
$C^{1}$-Nehari manifolds [Reference Willem48]. We overcome this obstacle by taking advantage of some abstract critical point theorems from Szulkin and Weth [Reference Szulkin and Weth47]. We recall that a similar approach is also used in [Reference Ambrosio5] where
$A\equiv 0$. However, the presence of the magnetic potential creates several difficulties which do not permit to adapt the techniques used in [Reference Ambrosio5] so that a more accurate analysis will be needed in our situation. Indeed, the regularity assumption on
$A$ and the use of the fractional diamagnetic inequality [Reference d'Avenia and Squassina21] will play a crucial role to obtain some refined estimates. Finally, we need to prove that for
$\operatorname {\varepsilon }>0$ small enough, the solutions
$u_{\operatorname {\varepsilon }}$ of the modified problem are also solutions of the original one. To achieve our purpose, we first prove a Kato's inequality [Reference Kato36] for solutions of fractional magnetic problems, which essentially says that if
$u:\mathbb {R}^{N}\rightarrow \mathbb {C}$ satisfies
$(-\Delta )^{s}_{A}u=f\in L^{1}_{loc}$ in
$\mathbb {R}^{N}$ then
$|u|: \mathbb {R}^{N}\rightarrow \mathbb {R}$ satisfies
$(-\Delta )^{s}|u|\leq \Re (\textrm {sign}(\bar {u})f)$ in the distributional sense. We stress that the proof of this result does not follow the original arguments due to Kato [Reference Kato36] in which some auxiliary regularity lemmas are used and a double passage to the limit was done. Due to the nonlocal character of
$(-\Delta )^{s}_{A}$ and the presence of the magnetic potential, we choose a suitable test function in the weak formulation of the fractional magnetic problem under consideration and we are able to pass to the limit and to obtain the required inequality. In some sense, we generalize the scheme used in [Reference Ambrosio7]. Unfortunately the approach in [Reference Ambrosio7] was based on the boundedness of the solution and it has only been used so far on specific examples (see [Reference Ambrosio8–Reference Ambrosio10]). Thus it is not always clear to distinguish what is the core of the approach and what belongs to the specific problem under study. An important achievement of our paper is the derivation of a general abstract fractional Kato's inequality. Clearly, with respect to the abovementioned studies, the advantage is the simplicity of the presentation and the ‘ready to use’ aspect of the result. In light of this result and applying a comparison argument, we show that
$u_{\operatorname {\varepsilon }}$'s are actually solutions to (1.1) as long as
$\operatorname {\varepsilon }>0$ is small enough. We emphasize that theorem 1.1 completes the study started in [Reference Ambrosio7] because we are now considering the question related to the multiplicity of (1.1). Moreover, theorem 1.1 improves and extends in fractional setting theorem
$1.1$ in [Reference Alves, Figueiredo and Furtado2] in which only
$C^{1}$-nonlinearities were considered. As far as we know, this is the first time that penalization method jointly with Ljusternik–Schnirelman theory is used to obtain multiple solutions for (1.1) under local conditions on
$V$ and the continuity of
$f$. In view of the arguments used along this paper and in [Reference Ambrosio7], it is easy to see that a multiplicity result holds even in the critical and supercritical cases considered in [Reference Ambrosio7], more precisely, when we deal with the following fractional magnetic Schrödinger equation with critical growth:
where
$f$ satisfies the following assumptions:
(h 1)
$f(t)=0$ for
$t\leq 0$;(h 2) there exist
$C_{0}>0$ and
$q, \sigma \in (2, 2^{*}_{s})$ such that
and
\begin{align*} f(t)\geq C_{0} t^{({q-2})/{2}} \mbox{ for all } t\geq 0 \, \mbox{ and } \lim_{t\rightarrow \infty} \frac{f(t)}{t^{({\sigma-2})/{2}}}=0; \end{align*}
$C_{0}>0$ if either
$N\geq 4s$, or
$2s< N<4s$ and
$2^{*}_{s}-2< q<2^{*}_{s}$,
$C_{0}>0$ is sufficiently large if
$2s< N<4s$ and
$2< q\leq 2^{*}_{s}-2$.(h 3) there exists
$\theta \in (2, \sigma )$ such that
$0<({\theta }/{2}) F(t)\leq t f(t)$ for any
$t>0$, where
$F(t)=\int _{0}^{t} f(\tau )\,\textrm {d}\tau$;(h 4) the function
$t\mapsto f(t)$ is increasing in
$(0, \infty )$;
and when we study the following fractional magnetic Schrödinger equation with supercritical growth:
where
$2< q<2^{*}_{s}< r$. The proofs are only a simple adaptation of the techniques used in this paper with minor modifications. For completeness, we state without proofs the following theorems:
Theorem 1.2 Assume that
$(V_1)$–
$(V_2)$ and
$(h_1)$–
$(h_4)$ hold. Then, for any
$\delta >0$ such that
there exists
$\operatorname {\varepsilon }_{\delta }>0$ such that, for any
$\operatorname {\varepsilon }\in (0, \operatorname {\varepsilon }_{\delta })$, problem (1.7) has at least
$cat_{M_{\delta }}(M)$ nontrivial solutions. Moreover, if
$u_{\operatorname {\varepsilon }}$ denotes one of these solutions and
$x_{\operatorname {\varepsilon }}$ is a global maximum point of
$|u_{\operatorname {\varepsilon }}|$, then we have
Theorem 1.3 Assume that
$(V_1)$–
$(V_2)$ hold. Then there exists
$\lambda _{0}>0$ with the following property: for any
$\lambda \in (0, \lambda _{0})$ and for any
$\delta >0$ such that
there exists
$\operatorname {\varepsilon }_{\lambda , \delta }>0$ such that, for any
$\operatorname {\varepsilon }\in (0, \operatorname {\varepsilon }_{\lambda , \delta })$, problem (1.8) has at least
$cat_{M_{\delta }}(M)$ nontrivial solutions. Moreover, if
$u_{\operatorname {\varepsilon }}$ denotes one of these solutions and
$x_{\operatorname {\varepsilon }}$ is a global maximum point of
$|u_{\operatorname {\varepsilon }}|$, then we have
The paper is structured as follows. In § 2 we introduce the notations and we collect some preliminary results for fractional Sobolev spaces. In § 3 we study the modified functional. In § 4 we consider the scalar limiting problem. In § 5 we provide a multiplicity result for the modified problem. Finally, in § 6, we give the proof of theorem 1.1.
2. Preliminaries
Fix
$s\in (0, 1)$ and we denote by
$\mathcal {D}^{s, 2}(\mathbb {R}^{N}, \mathbb {R})$ the completion of
$C^{\infty }_{c}(\mathbb {R}^{N}, \mathbb {R})$ with respect to the Gagliardo seminorm
\[ [u]=[u]_{s}=\sqrt{\iint_{\mathbb{R}^{2N}} \displaystyle\frac{|u(x)-u(y)|^{2}}{|x-y|^{N+2s}} \,\mathrm{d}x\,\mathrm{d}y}. \]
When
$N>2s$, we also know (see theorem
$2.2$ in [Reference Del Pezzo and Quaas23]) that
We denote by
$H^{s}(\mathbb {R}^{N}, \mathbb {R})$ the fractional Sobolev space
It is well-known that the embedding
$H^{s}(\mathbb {R}^{N}, \mathbb {R})\subset L^{q}(\mathbb {R}^{N}, \mathbb {R})$ is continuous for all
$q\in [2, {2^{*}_{s}})$ and locally compact for all
$q\in [1, {2^{*}_{s}})$; see [Reference Di Nezza, Palatucci and Valdinoci25].
Let
$L^{2}(\mathbb {R}^{N}, \mathbb {C})$ be the space of complex-valued functions such that
$\|u\|_{L^{2}(\mathbb {R}^{N})}^{2}=\int _{\mathbb {R}^{N}}|u|^{2}\, \textrm {d}x<\infty$ endowed with the inner product
$\langle u, v\rangle _{L^{2}}=\Re \int _{\mathbb {R}^{N}} u\bar {v}\, \textrm {d}x$, where
$\Re (z)$ denotes the real part of
$z\in \mathbb {C}$ and
$\bar {z}$ is its conjugate. Let us denote the magnetic Gagliardo seminorm by
\[ [u]_{A}=[u]_{s, A}=\sqrt{\iint_{\mathbb{R}^{2N}} \displaystyle\frac{|u(x)-\textrm{e}^{\imath (x-y)\cdot A(\frac{x+y}{2})} u(y)|^{2}}{|x-y|^{3+2s}} \, \mathrm{d}x\,\mathrm{d}y}, \]and consider
Set
$A_{\operatorname {\varepsilon }}(x)=A(\operatorname {\varepsilon } x)$ and
$V_{\operatorname {\varepsilon }}(x)=V(\operatorname {\varepsilon } x)$. Then we define the Hilbert space
endowed with the scalar product
\begin{align*} \langle u , v \rangle_{\operatorname{\varepsilon}}&= \Re\iint_{\mathbb{R}^{2N}} \frac{(u(x)-\textrm{e}^{\imath(x-y)\cdot A_{\operatorname{\varepsilon}}(\frac{x+y}{2})} u(y))\overline{(v(x)-\textrm{e}^{\imath(x-y)\cdot A_{\operatorname{\varepsilon}}(\frac{x+y}{2})}v(y))}}{|x-y|^{N+2s}} \,\mathrm{d}x\, \mathrm{d}y\\ &\quad +\Re \int_{\mathbb{R}^{N}} V_{\operatorname{\varepsilon}}(x) u \bar{v} \,\mathrm{d}x \end{align*}
for all
$u, v\in \mathcal {H}_{\operatorname {\varepsilon }}$, and let
In what follows we list some useful technical lemmas which will be frequently used along the paper; see [Reference Ambrosio and d'Avenia13, Reference d'Avenia and Squassina21] for more details.
Theorem 2.1 [13, 21] The space
$\mathcal {H}_{\operatorname {\varepsilon }}$ is complete and
$C_c^{\infty }(\mathbb {R}^{N},\mathbb {C})$ is dense in
$\mathcal {H}_{\operatorname {\varepsilon }}$.
Lemma 2.2 [21] If
$u\in \mathcal {D}^{s,2}_{A}(\mathbb {R}^{N}, \mathbb {C})$ then
$|u|\in \mathcal {D}^{s, 2}(\mathbb {R}^{N}, \mathbb {R})$ and we have
Theorem 2.3 [21] The space
$\mathcal {H}_{\operatorname {\varepsilon }}$ is continuously embedded in
$L^{r}(\mathbb {R}^{N}, \mathbb {C})$ for all
$r\in [2, 2^{*}_{s}]$, and compactly embedded in
$L^{r}(B_{R}, \mathbb {C})$ for all
$R>0$ and any
$r\in [1, 2^{*}_{s})$.
Lemma 2.4 [13] If
$u\in H^{s}(\mathbb {R}^{N}, \mathbb {R})$ and
$u$ has compact support, then
$w=\textrm {e}^{\imath A(0)\cdot x} u \in \mathcal {H}_{\operatorname {\varepsilon }}$.
We also recall a fractional version of Lions lemma.
Lemma 2.5 [30] Let
$s\in (0, 1)$ and
$R>0$. If
$(u_{n})$ is a bounded sequence in
$H^{s}(\mathbb {R}^{N}, \mathbb {R})$ and if
then
$u_{n}\rightarrow 0$ in
$L^{r}(\mathbb {R}^{N}, \mathbb {R})$ for all
$r\in (2, 2^{*}_{s})$.
3. Variational setting and the modified problem
Using the change of variable
$u(x)\mapsto u(\operatorname {\varepsilon } x)$, we see that (1.1) is equivalent to
Fix
$k>1$ and
$a>0$ such that
$f(a)={V_{0}}/{k}$, and we define the function
\[ \tilde{f}(t)= \begin{cases} f(t) & \text{ if } t \leq a, \\ \displaystyle\frac{V_{0}}{k} & \text{ if } t >a.\end{cases}\]
We introduce the penalized nonlinearity
$g: \mathbb {R}^{N}\times \mathbb {R}\rightarrow \mathbb {R}$ given by
where
$\chi _{\Lambda }$ is the characteristic function of
$\Lambda$, and we set
$G(x, t)=\int _{0}^{t} g(x, \tau )\, \mathrm {d}\tau$.
By
$(f_1)$–
$(f_4)$, it follows that
$g$ is a Carathéodory function satisfying the following properties:
(g 1)
$\lim _{t\rightarrow 0} g(x, t)=0$ uniformly in
$x\in \mathbb {R}^{N}$;(g 2)
$g(x, t)\leq f(t)$ for any
$x\in \mathbb {R}^{N}$ and
$t>0$;(g 3)
$(i)$
$0< ({\theta }/{2}) G(x, t)\leq g(x, t)t$ for any
$x\in \Lambda$ and
$t>0$,
$(ii)$
$0\leq G(x, t)\leq g(x, t)t\leq ({V_0}/{k})t$ for any
$x\in \Lambda ^{c}$ and
$t>0$;(g 4) for any
$x\in \Lambda$, the function
$t\mapsto g(x,t)$ is increasing in
$(0, \infty )$, and for any
$x\in \Lambda ^{c}$, the function
$t\mapsto g(x,t)$ is increasing in
$(0, a)$.
We used the notation
$A^{c}=\mathbb {R}^{N}\setminus A$ for
$A\subset \mathbb {R}^{N}$. Set
$g_{\operatorname {\varepsilon }}(x, t)=g(\operatorname {\varepsilon } x, t)$ and we consider the following modified problem
\begin{equation} \begin{cases} (-\Delta)^{s}_{A_{\operatorname{\varepsilon}}} u + V_{\operatorname{\varepsilon}}(x)u = g_{\operatorname{\varepsilon}}(x, |u|^{2})u \quad \mbox{ in } \mathbb{R}^{N}, \\ u\in \mathcal{H}_{\operatorname{\varepsilon}}. \end{cases} \end{equation}
Let us note that if
$u$ is a solution of (3.2) such that
where
$\Lambda _{\operatorname {\varepsilon }}=\{x\in \mathbb {R}^{N}: \operatorname {\varepsilon } x\in \Lambda \}$, then
$u$ is also a solution of (3.1). In order to study weak solutions of (3.2), we look for critical points of the functional
$J_{\operatorname {\varepsilon }}: \mathcal {H}_{\operatorname {\varepsilon }}\rightarrow \mathbb {R}$ defined as
It is easy to check that
$J_{\operatorname {\varepsilon }}\in C^{1}(\mathcal {H}_{\operatorname {\varepsilon }}, \mathbb {R})$ and that its differential is given by
Therefore, weak solutions to (3.2) can be found as critical points of
$J_{\operatorname {\varepsilon }}$. Since we are looking for multiple critical points of the functional
$J_{\operatorname {\varepsilon }}$, we shall consider it constrained to an appropriated subset of
$\mathcal {H}_{\operatorname {\varepsilon }}$. More precisely, we introduce the Nehari manifold associated with
$J_{\operatorname {\varepsilon }}$, namely
From the growth conditions of
$g$ and theorem 2.3, we see that for any fixed
$u\in \mathcal {N}_{\operatorname {\varepsilon }}$ and
$\delta >0$ small enough
\begin{align*} 0=\langle J'_{\operatorname{\varepsilon}}(u), u\rangle&=\|u\|_{\operatorname{\varepsilon}}^{2}-\int_{\mathbb{R}^{N}} g_{\operatorname{\varepsilon}} (x, |u|^{2})|u|^{2}\,\textrm{d}x\\ &\geq \|u\|_{\operatorname{\varepsilon}}^{2}-\delta C_{1} \|u\|_{\operatorname{\varepsilon}}^{2}-C_{\delta}\|u\|_{\operatorname{\varepsilon}}^{{2^{*}_{s}}} \\ &\geq C_{2}\|u\|^{2}_{\operatorname{\varepsilon}}-C_{3}\|u\|_{\operatorname{\varepsilon}}^{{2^{*}_{s}}}, \end{align*}
so there exists
$r>0$ independent of
$u$ such that
Let us consider
Let
$\mathbb {S}_{\operatorname {\varepsilon }}$ be the unit sphere of
$\mathcal {H}_{\operatorname {\varepsilon }}$ and we denote by
$\mathbb {S}_{\operatorname {\varepsilon }}^{+}= \mathbb {S}_{\operatorname {\varepsilon }}\cap \mathcal {H}_{\operatorname {\varepsilon }}^{+}$. We observe that
$\mathcal {H}_{\operatorname {\varepsilon }}^{+}$ is open in
$\mathcal {H}_{\operatorname {\varepsilon }}$. By the definition of
$\mathbb {S}_{\operatorname {\varepsilon }}^{+}$ and the fact that
$\mathcal {H}_{\operatorname {\varepsilon }}^{+}$ is open in
$\mathcal {H}_{\operatorname {\varepsilon }}$, it follows that
$\mathbb {S}_{\operatorname {\varepsilon }}^{+}$ is an incomplete
$C^{1,1}$-manifold of codimension
$1$, modelled on
$\mathcal {H}_{\operatorname {\varepsilon }}$ and contained in the open
$\mathcal {H}_{\operatorname {\varepsilon }}^{+}$; see [Reference Figueiredo and Santos31, Reference Szulkin and Weth47]. Then,
$\mathcal {H}_{\operatorname {\varepsilon }}=T_{u} \mathbb {S}_{\operatorname {\varepsilon }}^{+} \oplus \mathbb {R} u$ for each
$u\in \mathbb {S}_{\operatorname {\varepsilon }}^{+}$, where
Next we prove that
$J_{\operatorname {\varepsilon }}$ possesses a mountain pass geometry [Reference Ambrosetti and Rabinowitz4].
Lemma 3.1 The functional
$J_{\operatorname {\varepsilon }}$ satisfies the following conditions:
(i)
$J_{\varepsilon }(0)=0$;(ii) there exist
$\alpha , \rho >0$ such that
$J_{\varepsilon }(u)\geq \alpha$ for any
$u\in \mathcal {H}_{\operatorname {\varepsilon }}$ such that
$\|u\|_{\varepsilon }=\rho$;(iii) there exists
$e\in \mathcal {H}_{\operatorname {\varepsilon }}$ such that
$\|e\|_{\varepsilon }>\rho$ and
$J_{\varepsilon }(e)<0$.
Proof. Clearly,
$J_{\operatorname {\varepsilon }}(0)=0$. By
$(g_1)$ and
$(g_2)$, for all
$\delta >0$ there exists
$C_{\delta }>0$ such that
This fact combined with theorem 2.3 implies that for all
$u\in \mathcal {H}_{\operatorname {\varepsilon }}$
which implies that (ii) holds true. Concerning (iii), for each
$u\in \mathcal {H}^{+}_{\operatorname {\varepsilon }}$ and
$t>0$, we get
\begin{align*} J_{\operatorname{\varepsilon}}(tu)&\leq \frac{t^{2}}{2} \|u\|^{2}_{\operatorname{\varepsilon}}-\frac{1}{2}\int_{\Lambda_{\operatorname{\varepsilon}}} F(t^{2}|u|^{2})\, \mathrm{d}x \\ &\leq \frac{t^{2}}{2}\|u\|^{2}_{\operatorname{\varepsilon}}-Ct^{\theta} \int_{\Lambda_{\operatorname{\varepsilon}}} |u|^{\theta}\, \mathrm{d}x+C'|\textrm{supp}(|u|)\cap \Lambda_{\operatorname{\varepsilon}}| \end{align*}
where we used
$(g_2)$ and
$(f_3)$. Since
$\theta >2$ we see that
$J_{\operatorname {\varepsilon }}(tu)\rightarrow -\infty$ as
$t\rightarrow \infty$.
Since
$f$ is merely continuous, the next results will be fundamental to overcome the non-differentiability of
$\mathcal {N}_{\operatorname {\varepsilon }}$ and the incompleteness of
$\mathbb {S}_{\operatorname {\varepsilon }}^{+}$.
Lemma 3.2 Assume that
$(V_1)$–
$(V_2)$ and
$(f_1)$–
$(f_4)$ hold. Then,
(i) For each
$u\in \mathcal {H}_{\operatorname {\varepsilon }}^{+}$, let
$h:\mathbb {R}_{+}\rightarrow \mathbb {R}$ be defined by
$h_{u}(t)= J_{\operatorname {\varepsilon }}(tu)$. Then, there is a unique
$t_{u}>0$ such that
\begin{align*} &h'_{u}(t)>0 \mbox{ in } (0, t_{u}),\\ &h'_{u}(t)<0 \mbox{ in } (t_{u}, \infty). \end{align*}(ii) There exists
$\tau >0$ independent of
$u$ such that
$t_{u}\geq \tau$ for any
$u\in \mathbb {S}_{\operatorname {\varepsilon }}^{+}$. Moreover, for each compact set
$\mathbb {K}\subset \mathbb {S}_{\operatorname {\varepsilon }}^{+}$ there is a positive constant
$C_{\mathbb {K}}$ such that
$t_{u}\leq C_{\mathbb {K}}$ for any
$u\in \mathbb {K}$.(iii) The map
$\hat {m}_{\operatorname {\varepsilon }}: \mathcal {H}_{\operatorname {\varepsilon }}^{+}\rightarrow \mathcal {N}_{\operatorname {\varepsilon }}$ given by
$\hat {m}_{\operatorname {\varepsilon }}(u)= t_{u}u$ is continuous and
$m_{\operatorname {\varepsilon }}= \hat {m}_{\operatorname {\varepsilon }}|_{\mathbb {S}_{\operatorname {\varepsilon }}^{+}}$ is a homeomorphism between
$\mathbb {S}_{\operatorname {\varepsilon }}^{+}$ and
$\mathcal {N}_{\operatorname {\varepsilon }}$. Moreover,
$m_{\operatorname {\varepsilon }}^{-1}(u)={u}/{\|u\|_{\operatorname {\varepsilon }}}$.(iv) If there is a sequence
$(u_{n})\subset \mathbb {S}_{\operatorname {\varepsilon }}^{+}$ such that
$\textrm {dist}(u_{n}, \partial \mathbb {S}_{\operatorname {\varepsilon }}^{+})\rightarrow 0$, then
$\|m_{\operatorname {\varepsilon }}(u_{n})\|_{\operatorname {\varepsilon }}\rightarrow \infty$ and
$J_{\operatorname {\varepsilon }}(m_{\operatorname {\varepsilon }}(u_{n}))\rightarrow \infty$.
Proof.
(i) We note that
$h_{u}\in C^{1}(\mathbb {R}_{+}, \mathbb {R})$, and arguing as in the proof of lemma 3.1 it is easy to verify that
$h_{u}(0)=0$,
$h_{u}(t)>0$ for
$t>0$ small enough and
$h_{u}(t)<0$ for
$t>0$ sufficiently large. Therefore,
$\max _{t\geq 0} h_{u}(t)$ is achieved at some
$t_{u}>0$ verifying
$h'_{u}(t_{u})=0$ and
$t_{u}u\in \mathcal {N}_{\operatorname {\varepsilon }}$. Next we claim the uniqueness of such a
$t_{u}$. Let
$t_{1}>t_{2}>0$ be such that
$h'_{u}(t_{i})=0$ for
$i=1, 2$, that is
$\|u\|^{2}_{\operatorname {\varepsilon }}=\int _{\mathbb {R}^{N}} g_{\operatorname {\varepsilon }}(x, |t_{i}u|^{2})|u|^{2}\, \mathrm {d}x$ for
$i=1, 2$. By using the definition of
$g$,
$(f_4)$,
$(g_4)$ and
$u\in \mathcal {H}^{+}_{\operatorname {\varepsilon }}$, we see that
which gives a contradiction.
\begin{align*} 0&= \int_{\mathbb{R}^{N}} \left[g_{\operatorname{\varepsilon}}(x, |t_{1}u|^{2})|u|^{2}-g_{\operatorname{\varepsilon}}(x, |t_{2}u|^{2})|u|^{2}\right] \mathrm{d}x\\ &= \int_{\Lambda^{c}_{\operatorname{\varepsilon}}} \left[g_{\operatorname{\varepsilon}}(x, |t_{1}u|^{2})|u|^{2}-g_{\operatorname{\varepsilon}}(x, |t_{2}u|^{2})|u|^{2}\right] \mathrm{d}x\\ &\quad +\int_{\Lambda_{\operatorname{\varepsilon}}} \left[f(|t_{1}u|^{2})|u|^{2}-f(|t_{2}u|^{2})|u|^{2}\right] \mathrm{d}x \\ &>\int_{\Lambda^{c}_{\operatorname{\varepsilon}}\cap \{ |t_{2}u|^{2}\leq a<|t_{1}u|^{2} \}}\left[\frac{V_{0}}{k}|u|^{2}- f(|t_{2}u|^{2})|u|^{2}\right] \mathrm{d}x\\ &\quad +\int_{\Lambda^{c}_{\operatorname{\varepsilon}}\cap\{|t_{1}u|^{2}\leq a\}} \left[f(|t_{1}u|^{2})|u|^{2}-f(|t_{2}u|^{2})|u|^{2}\right] \mathrm{d}x\geq 0 \end{align*}(ii) Let
$u\in \mathbb {S}_{\operatorname {\varepsilon }}^{+}$. By
$(i)$ there exists
$t_{u}>0$ such that
$h_{u}'(t_{u})=0$, or equivalently
By assumptions
\[ t_{u}= \int_{\mathbb{R}^{N}} g_{\operatorname{\varepsilon}}(x, |t_{u}u|^{2}) t_{u}|u|^{2} \,\mathrm{d}x. \]
$(g_{1})$ and
$(g_{2})$, given
$\xi >0$ there exists a positive constant
$C_{\xi }$ such that
(3.5)Thus (3.5) and theorem 2.3 yield
\begin{equation} |g_{\operatorname{\varepsilon}}(x, t)|\leq \xi + C_{\xi} |t|^{({{2^{*}_{s}}-2})/{2}}, \quad \mbox{ for every } (x, t)\in \mathbb{R}^{N}\times \mathbb{R}. \end{equation}Taking
\begin{align*} t_{u}\leq \xi t_{u}C_{1} + C_{\xi} C_{2} t^{{2^{*}_{s}}-1}_{u}. \end{align*}
$\xi >0$ sufficiently small, we obtain that there exists
$\tau >0$, independent of
$u$, such that
$t_{u}\geq \tau$. Now, let
$\mathbb {K}\subset \mathbb {S}_{\operatorname {\varepsilon }}^{+}$ be a compact set and we show that
$t_{u}$ can be estimated from above by a constant depending on
$\mathbb {K}$. Assume by contradiction that there exists a sequence
$(u_{n})\subset \mathbb {K}$ such that
$t_{n}=t_{u_{n}}\rightarrow \infty$. Therefore, there exists
$u\in \mathbb {K}$ such that
$u_{n}\rightarrow u$ in
$\mathcal {H}_{\operatorname {\varepsilon }}$. From (iii) in lemma 3.1 we get
(3.6)Fix
\begin{equation} J_{\operatorname{\varepsilon}}(t_{n}u_{n})\rightarrow -\infty. \end{equation}
$v\in \mathcal {N}_{\operatorname {\varepsilon }}$. Then, using the fact that
$\langle J_{\operatorname {\varepsilon }}'(v), v \rangle =0$, and assumption
$(g_{3})$, we can infer
(3.7)Taking into account that
\begin{align} J_{\operatorname{\varepsilon}}(v)&= J_{\operatorname{\varepsilon}}(v)- \frac{1}{\theta} \langle J_{\operatorname{\varepsilon}}'(v), v \rangle \nonumber\\ &=\left(\frac{1}{2}-\frac{1}{\theta}\right) \|v\|_{\operatorname{\varepsilon}}^{2}+ \int_{\mathbb{R}^{N}} \frac{1}{\theta} g_{\operatorname{\varepsilon}}(x, |v|^{2})|v|^{2}- \frac{1}{2} G_{\operatorname{\varepsilon}}(x, |v|^{2})]\, \mathrm{d}x \nonumber\\ &\geq \left(\frac{1}{2}-\frac{1}{\theta}\right) \|v\|_{\operatorname{\varepsilon}}^{2}+ \frac{1}{\theta}\int_{\Lambda_{\operatorname{\varepsilon}}^{c}} [g_{\operatorname{\varepsilon}}(x, |v|^{2})|v|^{2}- \frac{\theta}{2} G_{\operatorname{\varepsilon}}(x, |v|^{2})]\, \mathrm{d}x \nonumber\\ &\geq \left(\frac{\theta-2}{2\theta}\right)\|v\|_{\operatorname{\varepsilon}}^{2} -\left(\frac{\theta-2}{2\theta}\right) \frac{1}{k}\int_{\Lambda^{c}_{\operatorname{\varepsilon}}} V(\operatorname{\varepsilon} x) |v|^{2}\,\mathrm{d}x \nonumber\\ & \geq \left(\frac{\theta-2}{2\theta}\right) \left(1- \frac{1}{k}\right) \|v\|_{\operatorname{\varepsilon}}^{2}. \end{align}
$(t_{u_{n}}u_{n})\subset \mathcal {N}_{\operatorname {\varepsilon }}$ and
$\|t_{u_{n}}u_{n}\|_{\operatorname {\varepsilon }}=t_{u_{n}}\rightarrow \infty$, from (3.7) we deduce that (3.6) does not hold.(iii) First, we note that
$\hat {m}_{\operatorname {\varepsilon }}$,
$m_{\operatorname {\varepsilon }}$ and
$m_{\operatorname {\varepsilon }}^{-1}$ are well defined. Indeed, by (i), for each
$u\in \mathcal {H}_{\operatorname {\varepsilon }}^{+}$ there exists a unique
$m_{\operatorname {\varepsilon }}(u)\in \mathcal {N}_{\operatorname {\varepsilon }}$. On the other hand, if
$u\in \mathcal {N}_{\operatorname {\varepsilon }}$ then
$u\in \mathcal {H}_{\operatorname {\varepsilon }}^{+}$. Otherwise, if
$u\notin \mathcal {H}_{\operatorname {\varepsilon }}^{+}$, we have
which together with
\[ |\textrm{supp} (|u|) \cap \Lambda_{\operatorname{\varepsilon}}|=0, \]
$(g_3)$-(ii) gives
(3.8)Using (3.8) we get
\begin{align} 0<\|u\|_{\operatorname{\varepsilon}}^{2}&= \int_{\mathbb{R}^{N}} g_{\operatorname{\varepsilon}}(x, |u|^{2}) |u|^{2} \, \mathrm{d}x \nonumber\\ &= \int_{\Lambda_{\operatorname{\varepsilon}}} g_{\operatorname{\varepsilon}}(x, |u|^{2}) |u|^{2} \, \mathrm{d}x + \int_{\Lambda^{c}_{\operatorname{\varepsilon}}} g_{\operatorname{\varepsilon}}(x, |u|^{2}) |u|^{2} \, \mathrm{d}x \nonumber\\ &= \int_{\Lambda^{c}_{\operatorname{\varepsilon}}} g_{\operatorname{\varepsilon}}(x, |u|^{2}) |u|^{2} \, \mathrm{d}x \nonumber\\ &\leq \frac{1}{k} \int_{\Lambda^{c}_{\operatorname{\varepsilon}}} V_{\operatorname{\varepsilon}}(x) |u|^{2} \,\mathrm{d}x \leq \frac{1}{k} \|u\|_{\operatorname{\varepsilon}}^{2}. \end{align}and this leads to a contradiction because
\begin{align*} 0<\|u\|_{\operatorname{\varepsilon}}^{2} \leq \frac{1}{k} \|u\|_{\operatorname{\varepsilon}}^{2} \end{align*}
$k>1$. Consequently,
$m_{\operatorname {\varepsilon }}^{-1}(u)= {u}/{\|u\|_{\operatorname {\varepsilon }}}\in \mathbb {S}_{\operatorname {\varepsilon }}^{+}$,
$m_{\operatorname {\varepsilon }}^{-1}$ is well defined and continuous.
Let
$u\in \mathbb {S}_{\operatorname {\varepsilon }}^{+}$. Then,
from which
\begin{align*} m_{\operatorname{\varepsilon}}^{{-}1}(m_{\operatorname{\varepsilon}}(u))= m_{\operatorname{\varepsilon}}^{{-}1}(t_{u}u)= \frac{t_{u}u}{\|t_{u}u\|_{\operatorname{\varepsilon}}}= \frac{u}{\|u\|_{\operatorname{\varepsilon}}}=u \end{align*}
$m_{\operatorname {\varepsilon }}$ is a bijection. Now, our aim is to prove that
$\hat {m}_{\operatorname {\varepsilon }}$ is a continuous function. Let
$(u_{n})\subset \mathcal {H}_{\operatorname {\varepsilon }}^{+}$ and
$u\in \mathcal {H}_{\operatorname {\varepsilon }}^{+}$ such that
$u_{n}\rightarrow u$ in
$\mathcal {H}_{\operatorname {\varepsilon }}^{+}$. Hence,
Set
\[ \frac{u_{n}}{\|u_{n}\|_{\operatorname{\varepsilon}}}\rightarrow \frac{u}{\|u\|_{\operatorname{\varepsilon}}} \quad \mbox{ in } \mathcal{H}_{\operatorname{\varepsilon}}. \]
$v_{n}= {u_{n}}/{\|u_{n}\|_{\operatorname {\varepsilon }}}$ and
$t_{n}=t_{v_{n}}$. By (ii) there exists
$t_{0}>0$ such that
$t_{n}\rightarrow t_{0}$. Since
$t_{n}v_{n}\in \mathcal {N}_{\operatorname {\varepsilon }}$ and
$\|v_{n}\|_{\operatorname {\varepsilon }}=1$, we have
Passing to the limit as
\[ t^{2}_{n}= \int_{\mathbb{R}^{N}} g_{\operatorname{\varepsilon}}(x, |t_{n}v_{n}|^{2}) |t_{n}v_{n}|^{2} \, \mathrm{d}x. \]
$n\rightarrow \infty$ we obtain
where
\[ t^{2}_{0}= \int_{\mathbb{R}^{N}} g_{\operatorname{\varepsilon}}(x, |t_{0}v|^{2}) |t_{0} v|^{2}\, \mathrm{d}x, \]
$v= {u}/{\|u\|_{\operatorname {\varepsilon }}}$, which implies that
$t_{0}v\in \mathcal {N}_{\operatorname {\varepsilon }}$. By (i) we deduce that
$t_{v}= t_{0}$, and this shows that
Therefore,
\[ \hat{m}_{\operatorname{\varepsilon}}(u_{n})= \hat{m}_{\operatorname{\varepsilon}}\left(\frac{u_{n}}{\|u_{n}\|_{\operatorname{\varepsilon}}}\right)\rightarrow \hat{m}_{\operatorname{\varepsilon}}\left(\frac{u}{\|u\|_{\operatorname{\varepsilon}}}\right)=\hat{m}_{\operatorname{\varepsilon}}(u) \quad \mbox{ in } \mathcal{H}_{\operatorname{\varepsilon}}. \]
$\hat {m}_{\operatorname {\varepsilon }}$ and
$m_{\operatorname {\varepsilon }}$ are continuous functions.(iv) Let
$(u_{n})\subset \mathbb {S}_{\operatorname {\varepsilon }}^{+}$ be such that
$\textrm {dist}(u_{n}, \partial \mathbb {S}_{\operatorname {\varepsilon }}^{+})\rightarrow 0$. Observe that, by the Sobolev inequality and
$(V_1)$–
$(V_2)$, for each
$p\in [2, 2^{*}_{s}]$ there exists
$\kappa _{p}>0$ such that it holds
Then, by the above inequality,
\begin{align*} \|u_{n}\|^{p}_{L^{p}(\Lambda_{\operatorname{\varepsilon}})} &\leq \inf_{v\in \partial \mathbb{S}_{\operatorname{\varepsilon}}^{+}} \|u_{n}- v\|^{p}_{L^{p}(\Lambda_{\operatorname{\varepsilon}})}\\ &\leq \kappa_{p} \inf_{v\in \partial \mathbb{S}_{\operatorname{\varepsilon}}^{+}} \|u_{n}- v\|^{p}_{\operatorname{\varepsilon}} \\ &\leq \kappa_{p} \, \textrm{dist}(u_{n}, \partial \mathbb{S}_{\operatorname{\varepsilon}}^{+})^{p}, \quad \mbox{ for all } n\in \mathbb{N}. \end{align*}
$(g_{1})$,
$(g_{2})$ and
$(g_{3})$-(ii), we can infer that, for all
$t>0$,
from which
\begin{align*} &\frac{1}{2}\int_{\mathbb{R}^{N}} G_{\operatorname{\varepsilon}}(x, |tu_{n}|^{2})\, \mathrm{d}x\\ &\quad = \frac{1}{2}\int_{\Lambda^{c}_{\operatorname{\varepsilon}}} G_{\operatorname{\varepsilon}}(x, |tu_{n}|^{2})\, \textrm{d}x + \frac{1}{2}\int_{\Lambda_{\operatorname{\varepsilon}}} G_{\operatorname{\varepsilon}}(x, |tu_{n}|^{2})\, \mathrm{d}x\\ &\quad \leq \frac{t^{2}}{2k} \int_{\Lambda^{c}_{\operatorname{\varepsilon}}} V(\operatorname{\varepsilon} x) |u_{n}|^{2} \,\textrm{d}x+ \int_{\Lambda_{\operatorname{\varepsilon}}} \frac{1}{2}F(|tu_{n}|^{2})\, \mathrm{d}x\\ &\quad \leq \frac{t^{2}}{2k} \|u_{n}\|_{\operatorname{\varepsilon}}^{2} + C_{1}t^{2} \int_{\Lambda_{\operatorname{\varepsilon}}} |u_{n}|^{2} \,\textrm{d}x+ C_{2} t^{{2^{*}_{s}}} \int_{\Lambda_{\operatorname{\varepsilon}}} |u_{n}|^{{2^{*}_{s}}} \,\mathrm{d}x\\ &\quad \leq \frac{t^{2}}{2k}+ C_{1}\kappa_{2} t^{2} \textrm{dist}(u_{n}, \partial \mathbb{S}_{\operatorname{\varepsilon}}^{+})^{2} + C_{2}\kappa_{{2^{*}_{s}}} t^{{2^{*}_{s}}} \textrm{dist}(u_{n}, \partial \mathbb{S}_{\operatorname{\varepsilon}}^{+})^{{2^{*}_{s}}} \end{align*}(3.9)Bearing in mind the definition of
\begin{equation} \frac{1}{2}\limsup_{n\rightarrow \infty} \int_{\mathbb{R}^{N}} G_{\operatorname{\varepsilon}}(x, |tu_{n}|^{2})\, \mathrm{d}x \leq \frac{t^{2}}{2k} \quad \mbox{ for all } t>0. \end{equation}
$m_{\operatorname {\varepsilon }}(u_{n})$, and by using (3.9), we have
Recalling that
\begin{align*} \liminf_{n\rightarrow \infty} J_{\operatorname{\varepsilon}}(m_{\operatorname{\varepsilon}}(u_{n}))&\geq \liminf_{n\rightarrow \infty} J_{\operatorname{\varepsilon}}(tu_{n})\\ &= \liminf_{n\rightarrow \infty} \left[ \frac{1}{2} \|tu_{n}\|_{\operatorname{\varepsilon}}^{2} - \frac{1}{2}\int_{\mathbb{R}^{N}} G_{\operatorname{\varepsilon}}(x, |tu_{n}|^{2})\, \textrm{d}x\right]\\ &\geq \left(\frac{1}{2} - \frac{1}{2k} \right)t^{2} \quad \mbox{ for all } t>0. \end{align*}
$k>1$ we get
Moreover, by the definition of
\[ \lim_{n\rightarrow \infty} J_{\operatorname{\varepsilon}}(m_{\operatorname{\varepsilon}}(u_{n}))= \infty. \]
$J_{\operatorname {\varepsilon }}$, we see that
This completes the proof of the lemma.
\[ \liminf_{n\rightarrow \infty} \frac{1}{2}\|m_{\operatorname{\varepsilon}}(u_{n})\|^{2}_{\operatorname{\varepsilon}}\geq \liminf_{n\rightarrow \infty} J_{\operatorname{\varepsilon}}(m_{\operatorname{\varepsilon}}(u_{n}))=\infty. \]
Let us consider the maps
by setting
$\hat {\psi }_{\operatorname {\varepsilon }}(u)= J_{\operatorname {\varepsilon }}(\hat {m}_{\operatorname {\varepsilon }}(u))$ and
$\psi _{\operatorname {\varepsilon }}=\hat {\psi }_{\operatorname {\varepsilon }}|_{\mathbb {S}_{\operatorname {\varepsilon }}^{+}}$.
The next result is a direct consequence of lemma 3.2 and corollary
$10$ in [Reference Szulkin and Weth47].
Proposition 3.3 Assume that
$(V_{1})$–
$(V_{2})$ and
$(f_{1})$–
$(f_{4})$ hold. Then,
(a)
$\hat {\psi }_{\operatorname {\varepsilon }} \in C^{1}(\mathcal {H}_{\operatorname {\varepsilon }}^{+}, \mathbb {R})$ and
for every
\[ \langle \hat{\psi}_{\operatorname{\varepsilon}}'(u), v\rangle = \frac{\|\hat{m}_{\operatorname{\varepsilon}}(u)\|_{\operatorname{\varepsilon}}}{\|u\|_{\operatorname{\varepsilon}}} \langle J_{\operatorname{\varepsilon}}'(\hat{m}_{\operatorname{\varepsilon}}(u)), v\rangle, \]
$u\in \mathcal {H}_{\operatorname {\varepsilon }}^{+}$ and
$v\in \mathcal {H}_{\operatorname {\varepsilon }}$.(b)
$\psi _{\operatorname {\varepsilon }} \in C^{1}(\mathbb {S}_{\operatorname {\varepsilon }}^{+}, \mathbb {R})$ and
for every
\[ \langle \psi_{\operatorname{\varepsilon}}'(u), v \rangle = \|m_{\operatorname{\varepsilon}}(u)\|_{\operatorname{\varepsilon}} \langle J_{\operatorname{\varepsilon}}'(m_{\operatorname{\varepsilon}}(u)), v\rangle, \]
$v\in T_{u}\mathbb {S}_{\operatorname {\varepsilon }}^{+}$.(c) If
$(u_{n})$ is a Palais–Smale sequence for
$\psi _{\operatorname {\varepsilon }}$, then
$(m_{\operatorname {\varepsilon }}(u_{n}))$ is a Palais–Smale sequence for
$J_{\operatorname {\varepsilon }}$. If
$(u_{n})\subset \mathcal {N}_{\operatorname {\varepsilon }}$ is a bounded Palais–Smale sequence for
$J_{\operatorname {\varepsilon }}$, then
$(m_{\operatorname {\varepsilon }}^{-1}(u_{n}))$ is a Palais–Smale sequence for
$\psi _{\operatorname {\varepsilon }}$.(d)
$u$ is a critical point of
$\psi _{\operatorname {\varepsilon }}$ if and only if
$m_{\operatorname {\varepsilon }}(u)$ is a nontrivial critical point for
$J_{\operatorname {\varepsilon }}$. Moreover, the corresponding critical values coincide and
\[ \inf_{u\in \mathbb{S}_{\operatorname{\varepsilon}}^{+}} \psi_{\operatorname{\varepsilon}}(u)= \inf_{u\in \mathcal{N}_{\operatorname{\varepsilon}}} J_{\operatorname{\varepsilon}}(u). \]
Remark 3.4 As in [Reference Szulkin and Weth47], we have the following variational characterization of the infimum of
$J_{\operatorname {\varepsilon }}$ over
$\mathcal {N}_{\operatorname {\varepsilon }}$:
Moreover, if
\begin{align*} &c'_{\operatorname{\varepsilon}}=\inf_{\gamma\in \Gamma_{\operatorname{\varepsilon}}} \max_{t\in [0, 1]} J_{\operatorname{\varepsilon}}(\gamma(t)), \, \mbox{ where } \\ & \Gamma_{\operatorname{\varepsilon}}=\{\gamma\in C([0, 1], \mathcal{H}_{\operatorname{\varepsilon}}): \gamma(0)=0 \mbox{ and } J_{\operatorname{\varepsilon}}(\gamma(1))<0\}, \end{align*}
then we can argue as in [Reference del Pino and Felmer24, Reference Rabinowitz43, Reference Willem48] to verify that
$c_{\operatorname {\varepsilon }}=c'_{\operatorname {\varepsilon }}$.
The main feature of
$J_{\operatorname {\varepsilon }}$ is that it satisfies the following compactness property:
Lemma 3.5 The functional
$J_{\operatorname {\varepsilon }}$ satisfies the
$(PS)_{c}$ condition at any level
$c\in \mathbb {R}$.
Proof. Let
$(u_{n})\subset \mathcal {H}_{\operatorname {\varepsilon }}$ be a Palais–Smale sequence for
$J_{\operatorname {\varepsilon }}$ at the level
$c$, that is, as
$n\rightarrow \infty$
First, we show that
$(u_{n})$ is bounded in
$\mathcal {H}_{\operatorname {\varepsilon }}$. Indeed, using
$(g_3)$, we get
\begin{align*} C(1+\|u_{n}\|_{\operatorname{\varepsilon}})&\geq J_{\operatorname{\varepsilon}}(u_{n})-\frac{1}{\theta}\langle J'_{\operatorname{\varepsilon}}(u_{n}), u_{n}\rangle \\ &= \left(\frac{1}{2}-\frac{1}{\theta}\right)\|u_{n}\|^{2}_{\operatorname{\varepsilon}}+\frac{1}{\theta}\int_{\mathbb{R}^{N}} \left[g_{\operatorname{\varepsilon}}(x, |u_{n}|^{2})|u_{n}|^{2}-\frac{\theta}{2} G_{\operatorname{\varepsilon}}(x, |u_{n}|^{2})\right] \mathrm{d}x\\ &\geq \left(\frac{1}{2}-\frac{1}{\theta}\right)\|u_{n}\|^{2}_{\operatorname{\varepsilon}} -\left(\frac{1}{2}-\frac{1}{\theta}\right)\int_{\Lambda^{c}_{\operatorname{\varepsilon}}} G_{\operatorname{\varepsilon}}(x, |u_{n}|^{2})\, \mathrm{d}x \\ &\geq \left(\frac{1}{2}-\frac{1}{\theta}\right)\|u_{n}\|^{2}_{\operatorname{\varepsilon}}-\left(\frac{1}{2}-\frac{1}{\theta}\right)\frac{1}{k}\int_{\Lambda^{c}_{\operatorname{\varepsilon}}} V_{\operatorname{\varepsilon}} (x) |u_{n}|^{2}\, \mathrm{d}x \\ &\geq \left(\frac{\theta-2}{2\theta}\right)\left( 1-\frac{1}{k} \right)\|u_{n}\|^{2}_{\operatorname{\varepsilon}}, \end{align*}
and recalling that
$k>1$ and
$\theta >2$, we deduce that
$(u_{n})$ is bounded in
$\mathcal {H}_{\operatorname {\varepsilon }}$. Since
$\mathcal {H}_{\operatorname {\varepsilon }}$ is a reflexive space, we can find a subsequence, still denoted by
$(u_{n})$, and
$u\in \mathcal {H}_{\operatorname {\varepsilon }}$ such that
\begin{align} \begin{array}{ll} u_{n}\rightharpoonup u \quad & \mbox{ in } \mathcal{H}_{\operatorname{\varepsilon}} \mbox{ as } n\rightarrow \infty, \\ u_{n}\rightarrow u \quad & \mbox{ in } L^{q}_{loc}(\mathbb{R}^{N}, \mathbb{C}) \mbox{ for all } q\in [1, {2^{*}_{s}}) \mbox{ as } n\rightarrow \infty, \\ |u_{n}|\rightarrow |u| \quad & \mbox{ a.e. in } \mathbb{R}^{N} \mbox{ as } n\rightarrow \infty. \end{array} \end{align}
Using
$(g_1)$ and
$(g_2)$, we see that
Taking into account (3.10), (3.11) and theorem 2.1, we deduce that
that is
$u$ is a critical point for
$J_{\operatorname {\varepsilon }}$. In particular,
$\langle J_{\operatorname {\varepsilon }}'(u), u \rangle =0$, or equivalently
where
$\mathcal {C}(x, t)=V(x)t-g(x, t)t$. Note that, by
$(g_3)$-(ii), it holds
Recalling that
$\langle J_{\operatorname {\varepsilon }}'(u_{n}), u_{n}\rangle =o_{n}(1)$, we also know that
Since
$\Lambda _{\operatorname {\varepsilon }}$ is bounded, it follows from the local compact embeddings in theorem 2.3 that
and
Putting together (3.12), (3.14), (3.15) and (3.16), we deduce that
\begin{align*} \limsup_{n\rightarrow \infty} &\left([u_{n}]^{2}_{A_{\operatorname{\varepsilon}}} + \int_{\Lambda^{c}_{\operatorname{\varepsilon}}} \mathcal{C}(\operatorname{\varepsilon} x, |u_{n}|^{2})\, \mathrm{d}x \right)=[u]^{2}_{A_{\operatorname{\varepsilon}}} + \int_{\Lambda^{c}_{\operatorname{\varepsilon}}} \mathcal{C}(\operatorname{\varepsilon} x, |u|^{2})\, \mathrm{d}x. \end{align*}Now, by (3.13) and Fatou's lemma, we get
\begin{align*} \liminf_{n\rightarrow \infty} &\left([u_{n}]^{2}_{A_{\operatorname{\varepsilon}}} + \int_{\Lambda^{c}_{\operatorname{\varepsilon}}} \mathcal{C}(\operatorname{\varepsilon} x, |u_{n}|^{2})\, \mathrm{d}x \right)\geq [u]^{2}_{A_{\operatorname{\varepsilon}}} + \int_{\Lambda^{c}_{\operatorname{\varepsilon}}} \mathcal{C}(\operatorname{\varepsilon} x, |u|^{2})\, \mathrm{d}x. \end{align*}Hence,
and
The last limit, Fatou's lemma and (3.13) lead to
\begin{align*} \int_{\Lambda^{c}_{\operatorname{\varepsilon}}} V_{\operatorname{\varepsilon}}(x) |u|^{2}\, \mathrm{d}x &\leq \liminf_{n\rightarrow \infty}\int_{\Lambda^{c}_{\operatorname{\varepsilon}}} V_{\operatorname{\varepsilon}}(x) |u_{n}|^{2}\, \mathrm{d}x \\ &\leq \limsup_{n\rightarrow \infty}\int_{\Lambda^{c}_{\operatorname{\varepsilon}}} V_{\operatorname{\varepsilon}}(x) |u_{n}|^{2}\, \mathrm{d}x \\ &\leq \left(\frac{k}{k-1}\right) \limsup_{n\rightarrow \infty} \int_{\Lambda^{c}_{\operatorname{\varepsilon}}} \mathcal{C}(\operatorname{\varepsilon} x, |u_{n}|^{2})\, \mathrm{d}x \\ &=\left(\frac{k}{k-1}\right)\int_{\Lambda^{c}_{\operatorname{\varepsilon}}} \mathcal{C}(\operatorname{\varepsilon} x, |u|^{2})\, \mathrm{d}x\\ & \leq \left(\frac{k}{k-1}\right) \int_{\Lambda^{c}_{\operatorname{\varepsilon}}} V_{\operatorname{\varepsilon}}(x) |u|^{2}\, \mathrm{d}x \quad \mbox{ for all } k>1, \end{align*}
and by sending
$k\rightarrow \infty$ we find
which combined with (3.16) gives
Putting together (3.17) and (3.18), we obtain that
Since
$\mathcal {H}_{\operatorname {\varepsilon }}$ is a Hilbert space and
$u_{n}\rightharpoonup u$ in
$\mathcal {H}_{\operatorname {\varepsilon }}$ as
$n\rightarrow \infty$, we conclude that
$u_{n}\rightarrow u$ in
$\mathcal {H}_{\operatorname {\varepsilon }}$ as
$n\rightarrow \infty$.
Corollary 3.6 The functional
$\psi _{\operatorname {\varepsilon }}$ satisfies the
$(PS)_{c}$ condition on
$\mathbb {S}_{\operatorname {\varepsilon }}^{+}$ at any level
$c\in \mathbb {R}$.
Proof. Let
$(u_{n})\subset \mathbb {S}_{\operatorname {\varepsilon }}^{+}$ be a Palais–Smale sequence for
$\psi _{\operatorname {\varepsilon }}$ at the level
$c$. Then,
where
$\|\cdot \|_{*}$ denotes the norm in the dual space
$(T_{u_{n}} \mathbb {S}_{\operatorname {\varepsilon }}^{+})^{*}$. It follows from proposition 3.3-(c) that
$(m_{\operatorname {\varepsilon }}(u_{n}))\subset \mathcal {H}_{\operatorname {\varepsilon }}$ is a Palais–Smale sequence for
$J_{\operatorname {\varepsilon }}$ at the level
$c$. Then, using lemma 3.5, there exists
$u\in \mathbb {S}_{\operatorname {\varepsilon }}^{+}$ such that, up to a subsequence,
Applying lemma 3.2-(iii) we can infer that
$u_{n}\rightarrow u$ in
$\mathbb {S}_{\operatorname {\varepsilon }}^{+}$.
We end this section by showing the following existence result for (3.2).
Theorem 3.7 Assume that
$(V_1)$–
$(V_2)$ and
$(f_1)$–
$(f_4)$ hold. Then, for all
$\operatorname {\varepsilon }>0$, there exists a ground state solution to (3.2).
Proof. In view of lemmas 3.1 and 3.5, we can apply the mountain pass theorem [Reference Ambrosetti and Rabinowitz4] to see that for all
$\operatorname {\varepsilon }>0$ there exists a nontrivial critical point
$u_{\operatorname {\varepsilon }}\in \mathcal {H}_{\operatorname {\varepsilon }}$ of
$J_{\operatorname {\varepsilon }}$. By remark 3.4, we deduce the thesis.
4. The limiting scalar problem
In this section, we focus our attention on the limiting scalar problem associated to (3.2), namely
\begin{equation} \begin{cases} (-\Delta)^{s} u + V_{0} u= f(u^{2})u \mbox{ in } \mathbb{R}^{N}, \\ u\in H^{s}(\mathbb{R}^{N}, \mathbb{R}). \end{cases}\end{equation}
The corresponding energy functional
$I_{0}: \mathcal {H}_{0}\rightarrow \mathbb {R}$ is given by
where
$\mathcal {H}_{0}$ stands for the fractional Sobolev space
$H^{s}(\mathbb {R}^{N}, \mathbb {R})$ endowed with the norm
For any
$u, v\in \mathcal {H}_{0}$, we set
Let
be the Nehari manifold associated with
$I_{0}$. Let us consider
Let
$\mathbb {S}_{0}$ be the unit sphere of
$\mathcal {H}_{0}$ and we denote by
$\mathbb {S}_{0}^{+}= \mathbb {S}_{\operatorname {\varepsilon }}\cap \mathcal {H}_{0}^{+}$. We observe that
$\mathbb {S}_{0}^{+}$ is an incomplete
$C^{1,1}$-manifold of codimension
$1$, modelled on
$\mathcal {H}_{0}$ and contained in the open
$\mathcal {H}_{0}^{+}$. Then,
$\mathcal {H}_{0}=T_{u} \mathbb {S}_{0}^{+} \oplus \mathbb {R} u$ for each
$u\in \mathbb {S}_{0}^{+}$, where
Arguing as in the proof of lemma 3.2 (see also [Reference Ambrosio5]) we have the following result.
Lemma 4.1 Assume that
$(f_1)$–
$(f_4)$ hold. Then,
(i) For each
$u\in \mathcal {H}_{0}^{+}$, let
$h:\mathbb {R}_{+}\rightarrow \mathbb {R}$ be defined by
$h_{u}(t)= I_{0}(tu)$. Then, there is a unique
$t_{u}>0$ such that
\begin{align*} &h'_{u}(t)>0 \mbox{ in } (0, t_{u}),\\ &h'_{u}(t)<0 \mbox{ in } (t_{u}, \infty). \end{align*}(ii) There exists
$\tau >0$ independent of
$u$ such that
$t_{u}\geq \tau$ for any
$u\in \mathbb {S}_{0}^{+}$. Moreover, for each compact set
$\mathbb {K}\subset \mathbb {S}_{0}^{+}$ there is a positive constant
$C_{\mathbb {K}}$ such that
$t_{u}\leq C_{\mathbb {K}}$ for any
$u\in \mathbb {K}$.(iii) The map
$\hat {m}_{0}: \mathcal {H}_{0}^{+}\rightarrow \mathcal {M}_{0}$ given by
$\hat {m}_{0}(u)= t_{u}u$ is continuous and
$m_{0}= \hat {m}_{0}|_{\mathbb {S}_{0}^{+}}$ is a homeomorphism between
$\mathbb {S}_{0}^{+}$ and
$\mathcal {M}_{0}$. Moreover,
$m_{0}^{-1}(u)={u}/{\|u\|_{0}}$.(iv) If there is a sequence
$(u_{n})\subset \mathbb {S}_{0}^{+}$ such that
$\textrm {dist}(u_{n}, \partial \mathbb {S}_{0}^{+})\rightarrow 0$ then
$\|m_{0}(u_{n})\|_{0}\rightarrow \infty$ and
$I_{0}(m_{0}(u_{n}))\rightarrow \infty$.
Let us define the maps
by
$\hat {\psi }_{0}(u)= I_{0}(\hat {m}_{0}(u))$ and
$\psi _{0}=\hat {\psi }_{0}|_{\mathbb {S}_{0}^{+}}$.
The next result is a direct consequence of lemma 4.1 and corollary
$10$ in [Reference Szulkin and Weth47].
Proposition 4.2 Assume that
$(f_{1})$–
$(f_{4})$ hold. Then,
1.
$\hat {\psi }_{0} \in C^{1}(\mathcal {H}_{0}^{+}, \mathbb {R})$ and
for every
\[ \langle \hat{\psi}_{0}'(u), v\rangle = \frac{\|\hat{m}_{0}(u)\|_{0}}{\|u\|_{0}} \langle I_{0}'(\hat{m}_{0}(u)), v\rangle, \]
$u\in \mathcal {H}_{0}^{+}$ and
$v\in \mathcal {H}_{0}$.2.
$\psi _{0} \in C^{1}(\mathbb {S}_{0}^{+}, \mathbb {R})$ and
for every
\[ \langle \psi_{0}'(u), v \rangle = \|m_{0}(u)\|_{0} \langle I_{0}'(m_{0}(u)), v\rangle, \]
$v\in T_{u}\mathbb {S}_{0}^{+}$.3. If
$(u_{n})$ is a Palais–Smale sequence for
$\psi _{0}$, then
$(m_{0}(u_{n}))$ is a Palais–Smale sequence for
$I_{0}$. If
$(u_{n})\subset \mathcal {M}_{0}$ is a bounded Palais–Smale sequence for
$I_{0}$, then
$(m_{0}^{-1}(u_{n}))$ is a Palais–Smale sequence for
$\psi _{0}$.4.
$u$ is a critical point of
$\psi _{0}$ if and only if
$m_{0}(u)$ is a nontrivial critical point for
$I_{0}$. Moreover, the corresponding critical values coincide and
\[ \inf_{u\in \mathbb{S}_{0}^{+}} \psi_{0}(u)= \inf_{u\in \mathcal{M}_{0}} I_{0}(u). \]
Remark 4.3 As in [Reference Szulkin and Weth47], we have the following variational characterization of the infimum of
$I_{0}$ over
$\mathcal {M}_{0}$:
The next lemma allows us to assume that the weak limit of a Palais–Smale sequence is nontrivial.
Lemma 4.4 Let
$(u_{n})\subset \mathcal {H}_{0}$ be a Palais–Smale sequence for
$I_{0}$ at the level
$d_{0}$. Then, one and only one of the following alternatives holds:
(i)
$u_{n}\rightarrow 0$ in
$\mathcal {H}_{0}$,(ii) there exist a sequence
$(y_{n})\subset \mathbb {R}^{N}$ and constants
$R, \beta >0$ such that
\[ \liminf_{n\rightarrow \infty} \int_{B_{R}(y_{n})} |u_{n}|^{2}\textrm{d}x\geq \beta>0. \]
Proof. Assume that
$(ii)$ does not occur. Arguing as in the proof of lemma 3.5 we see that
$(u_{n})$ is bounded in
$\mathcal {H}_{0}$. Then we use lemma 2.5 to deduce that
$u_{n}\rightarrow 0$ in
$L^{r}(\mathbb {R}^{N}, \mathbb {R})$ for all
$r\in (2, {2^{*}_{s}})$. In view of
$(f_1)$–
$(f_2)$, we get
$\int _{\mathbb {R}^{N}} f(u^{2}_{n})u^{2}_{n}\textrm {d}x=o_{n}(1)$. This fact combined with
$\langle I'_{0}(u_{n}), u_{n}\rangle =o_{n}(1)$ yields
$\|u_{n}\|^{2}_{0}=o_{n}(1)$.
Remark 4.5 As it has been mentioned, if
$u$ is the weak limit of a Palais–Smale sequence
$(u_{n})\subset \mathcal {H}_{0}$ of
$I_{0}$ at the level
$d_{0}$, then we can assume that
$u\neq 0$. Otherwise, we would have
$u_{n}\rightharpoonup 0$ in
$\mathcal {H}_{0}$ and, if
$u_{n}\nrightarrow 0$ in
$\mathcal {H}_{0}$, we deduce from lemma 4.4 that there are
$(y_{n})\subset \mathbb {R}^{N}$ and
$R, \beta >0$ such that
Set
$v_{n}(x)=u_{n}(x+y_{n})$. Then we see that
$(v_{n})$ is a Palais–Smale sequence for
$I_{0}$ at the level
$d_{0}$,
$(v_{n})$ is bounded in
$\mathcal {H}_{0}$ and there exists
$v\in \mathcal {H}_{0}$ such that
$v_{n}\rightharpoonup v$ in
$\mathcal {H}_{0}$ with
$v\neq 0$.
Next we prove an existence result for the scalar autonomous problem (4.1).
Theorem 4.6 Let
$(u_{n})\subset \mathcal {H}_{0}$ be a Palais–Smale sequence of
$I_{0}$ at the level
$d_{0}$. Then there exists
$u\in \mathcal {H}_{0}\setminus \{0\}$, with
$u\geq 0$, such that, up to a subsequence, we have
$u_{n}\rightarrow u$ in
$\mathcal {H}_{0}$. Moreover,
$u$ is a positive ground state for (4.1).
Proof. Arguing as in the proof of lemma 3.5, we can see that
$(u_{n})$ is bounded in
$\mathcal {H}_{0}$. Therefore, up to going a subsequence, we may assume that
$u_{n}\rightharpoonup u$ in
$\mathcal {H}_{0}$. Standard arguments show that
$u$ is a critical point of
$I_{0}$. In light of remark 4.5, we may assume that
$u$ is not trivial. Hence,
$u\in \mathcal {M}_{0}$. Now we prove that
$I_{0}(u)=d_{0}$. Indeed, by
$u\in \mathcal {M}_{0}$,
$(f_3)$ and Fatou's lemma, we have
\begin{align*} d_{0}&\leq I_{0}(u)-\frac{1}{\theta}\langle I'_{0}(u), u\rangle\\ &\leq \liminf_{n\rightarrow \infty} \left[\left(\frac{1}{2}-\frac{1}{\theta}\right)\|u_{n}\|_{0}^{2}+\int_{\mathbb{R}^{N}} \frac{1}{\theta} f(u^{2}_{n})u^{2}_{n}- \frac{1}{2} F(u^{2}_{n}) \,\textrm{d}x\right] \\ &=\liminf_{n\rightarrow \infty} \left[I_{0}(u_{n})-\frac{1}{\theta}\langle I'_{0}(u_{n}), u_{n}\rangle\right] \\ &=d_{0}. \end{align*}
Since
$\langle I'_{0}(u), u^{-}\rangle =0$, where
$u^{-}=\min \{u, 0\}$, and using
$(f_1)$, we can see that
$u\geq 0$ in
$\mathbb {R}^{N}$. Performing a standard Moser iteration argument (see proposition
$5.1.1$ in [Reference Dipierro, Medina and Valdinoci26]) we see that
$u\in L^{\infty }(\mathbb {R}^{N}, \mathbb {R})$ and applying proposition
$2.9$ in [Reference Silvestre44] we infer that
$u\in C^{0, \alpha }(\mathbb {R}^{N}, \mathbb {R})$ for some
$\alpha \in (0, 1)$. By the strong maximum principle (see theorem
$1.4$ in [Reference Del Pezzo and Quaas22]), we deduce that
$u>0$ in
$\mathbb {R}^{N}$.
The next lemma is a compactness result for the autonomous problem which will be used later.
Lemma 4.7 Let
$(u_{n})\subset \mathcal {M}_{0}$ be a sequence such that
$I_{0}(u_{n})\rightarrow d_{0}$. Then
$(u_{n})$ has a convergent subsequence in
$\mathcal {H}_{0}$.
Proof. Since
$(u_{n})\subset \mathcal {M}_{0}$ and
$I_{0}(u_{n})\rightarrow d_{0}$, we can apply lemma 4.1-(iii), proposition 4.2-(d) and the definition of
$d_{0}$ to infer that
and
Let us introduce the following map
$\mathcal {F}: \overline {\mathbb {S}}_{0}^{+}\rightarrow \mathbb {R}\cup \{\infty \}$ defined by setting
\[ \mathcal{F}(u)= \begin{cases} \psi_{0}(u)& \text{ if } u\in \mathbb{S}_{0}^{+}, \\ \infty & \text{ if } u\in \partial \mathbb{S}_{0}^{+}.\end{cases} \]We note that
•
$(\overline {\mathbb {S}}_{0}^{+}, \delta _{0})$, where
$\delta _{0}(u, v)=\|u-v\|_{0}$, is a complete metric space;•
$\mathcal {F}\in C(\overline {\mathbb {S}}_{0}^{+}, \mathbb {R}\cup \{\infty \})$, by lemma 4.1-(iv);•
$\mathcal {F}$ is bounded below, by proposition 4.2-(d).
By applying Ekeland's variational principle [Reference Ekeland27], we can find a Palais–Smale sequence
$(\hat {v}_{n})\subset \mathbb {S}_{0}^{+}$ for
$\psi _{0}$ at the level
$d_{0}$ and such that
$\|\hat {v}_{n}-\nu _{n}\|_{0}=o_{n}(1)$. Now the remainder of the proof follows from proposition 4.2, theorem 4.6 and arguing as in the proof of corollary 3.6.
Finally, we prove the following interesting relation between
$c_{\operatorname {\varepsilon }}$ and
$d_{0}$.
Lemma 4.8 The numbers
$c_{\operatorname {\varepsilon }}$ and
$d_{0}$ satisfy the following inequality:
Proof. Let
$w\in H^{s}(\mathbb {R}^{N}, \mathbb {R})$ be a positive ground state to (4.1), so that
$I'_{0}(w)=0$ and
$I_{0}(w)=d_{0}$, and let
$\eta \in C^{\infty }_{c}(\mathbb {R}^{N}, [0,1])$ be a cut-off function such that
$\eta =1$ in
$B_{{\delta }/{2}}$ and
$\operatorname {supp}(\eta )\subset B_{\delta }\subset \Lambda$ for some
$\delta >0$. We recall that the existence of
$w$ is guaranteed by theorem 4.6. Moreover, from theorem
$1.5$ in [Reference Felmer, Quaas and Tan30], we know that
$w$ satisfies the following power-type decay estimate:
Let us define
$w_{\operatorname {\varepsilon }}(x)=\eta _{\operatorname {\varepsilon }}(x)w(x) \textrm {e}^{\imath A(0)\cdot x}$, with
$\eta _{\operatorname {\varepsilon }}(x)=\eta (\operatorname {\varepsilon } x)$ for
$\operatorname {\varepsilon }>0$, and we observe that
$|w_{\operatorname {\varepsilon }}|=\eta _{\operatorname {\varepsilon }}w$ and
$w_{\operatorname {\varepsilon }}\in \mathcal {H}_{\operatorname {\varepsilon }}$ in light of lemma 2.4. Next we claim that
Clearly,
$\int _{\mathbb {R}^{N}} V_{\operatorname {\varepsilon }}(x)|w_{\operatorname {\varepsilon }}|^{2}\textrm {d}x\rightarrow \int _{\mathbb {R}^{N}} V_{0} |w|^{2}\textrm {d}x$. Then, it remains to show that
Using lemma
$5$ in [Reference Palatucci and Pisante42], we know that
On the other hand
\begin{align*} [w_{\operatorname{\varepsilon}}]_{A_{\operatorname{\varepsilon}}}^{2} &=\iint_{\mathbb{R}^{2N}} \frac{|\textrm{e}^{\imath A(0)\cdot x}\eta_{\operatorname{\varepsilon}}(x)w(x)-\textrm{e}^{\imath A_{\operatorname{\varepsilon}}(\frac{x+y}{2})\cdot (x-y)}\textrm{e}^{\imath A(0)\cdot y} \eta_{\operatorname{\varepsilon}}(y)w(y)|^{2}}{|x-y|^{N+2s}} \mathrm{d}x\,\mathrm{d}y \nonumber \\ &=[\eta_{\operatorname{\varepsilon}} w]^{2} +\iint_{\mathbb{R}^{2N}} \frac{\eta_{\operatorname{\varepsilon}}^{2}(y)w^{2}(y) |\textrm{e}^{\imath [A_{\operatorname{\varepsilon}}(\frac{x+y}{2})-A(0)]\cdot (x-y)}-1|^{2}}{|x-y|^{N+2s}} \,\mathrm{d}x \,\mathrm{d}y+2\Re \iint_{\mathbb{R}^{2N}}\\ &\quad\times \frac{(\eta_{\operatorname{\varepsilon}}(x)w(x)-\eta_{\operatorname{\varepsilon}}(y)w(y))\eta_{\operatorname{\varepsilon}}(y)w(y)(1-\textrm{e}^{-\imath [A_{\operatorname{\varepsilon}}(\frac{x+y}{2})-A(0)]\cdot (x-y)})}{|x-y|^{N+2s}} \,\mathrm{d}x\,\mathrm{ d}y \\ &= [\eta_{\operatorname{\varepsilon}} w]^{2}+X_{\operatorname{\varepsilon}}+2Y_{\operatorname{\varepsilon}}. \end{align*}
Then, in view of
$|Y_{\operatorname {\varepsilon }}|\leq [\eta _{\operatorname {\varepsilon }} w] \sqrt {X_{\operatorname {\varepsilon }}}$ and (4.5), it is suffices to prove that
$X_{\operatorname {\varepsilon }}\rightarrow 0$ as
$\operatorname {\varepsilon }\rightarrow 0$ to deduce that (4.4) is satisfied. Let us note that for
$0<\beta <\alpha /({1+\alpha -s})$,
\begin{equation} \begin{split} X_{\operatorname{\varepsilon}} & \leq \int_{\mathbb{R}^{N}} w^{2}(y) \textrm{d}y \int_{|x-y|\geq\operatorname{\varepsilon}^{-\beta}} \frac{|\textrm{e}^{\imath [A_{\operatorname{\varepsilon}}(\frac{x+y}{2})-A(0)]\cdot (x-y)}-1|^{2}}{|x-y|^{N+2s}} \mathrm{d}x\\ & \quad +\int_{\mathbb{R}^{N}} w^{2}(y) \textrm{d}y \int_{|x-y|<\operatorname{\varepsilon}^{-\beta}} \frac{|\textrm{e}^{\imath [A_{\operatorname{\varepsilon}}(\frac{x+y}{2})-A(0)]\cdot (x-y)}-1|^{2}}{|x-y|^{N+2s}} \mathrm{d}x\\ & =X^{1}_{\operatorname{\varepsilon}}+X^{2}_{\operatorname{\varepsilon}}. \end{split} \end{equation}
Using
$|\textrm {e}^{\imath t}-1|^{2}\leq 4$ and
$w\in H^{s}(\mathbb {R}^{N}, \mathbb {R})$, we get
Since
$|\textrm {e}^{\imath t}-1|^{2}\leq t^{2}$ for all
$t\in \mathbb {R}$,
$A\in C^{0,\alpha }(\mathbb {R}^{N},\mathbb {R}^{N})$ with
$\alpha \in (0,1]$, and
$|x+y|^{2}\leq 2(|x-y|^{2}+4|y|^{2})$, we have
\begin{equation} \begin{split} X^{2}_{\operatorname{\varepsilon}} & \leq \int_{\mathbb{R}^{N}} w^{2}(y)\, \mathrm{d}y \int_{|x-y|<\operatorname{\varepsilon}^{-\beta}} \frac{|A_{\operatorname{\varepsilon}}\left(\frac{x+y}{2}\right)-A(0)|^{2} }{|x-y|^{N+2s-2}} \mathrm{d}x \\ & \leq C\operatorname{\varepsilon}^{2\alpha} \int_{\mathbb{R}^{N}} w^{2}(y)\, \mathrm{d}y \int_{|x-y|<\operatorname{\varepsilon}^{-\beta}} \frac{|x+y|^{2\alpha} }{|x-y|^{N+2s-2}} \mathrm{d}x \\ & \leq C\operatorname{\varepsilon}^{2\alpha} \left(\int_{\mathbb{R}^{N}} w^{2}(y)\, \mathrm{d}y \int_{|x-y|<\operatorname{\varepsilon}^{-\beta}} \frac{1 }{|x-y|^{N+2s-2-2\alpha}} \textrm{d}x\right.\\ & \qquad \qquad+ \left. \int_{\mathbb{R}^{N}} |y|^{2\alpha} w^{2}(y)\, \mathrm{d}y \int_{|x-y|<\operatorname{\varepsilon}^{-\beta}} \frac{1}{|x-y|^{N+2s-2}} \textrm{d}x\right) \\ & = C\operatorname{\varepsilon}^{2\alpha} (X^{2, 1}_{\operatorname{\varepsilon}}+X^{2, 2}_{\operatorname{\varepsilon}}).\end{split} \end{equation}Then
\begin{equation} X^{2, 1}_{\operatorname{\varepsilon}} = C \int_{\mathbb{R}^{N}} w^{2}(y)\, \mathrm{d}y \int_0^{\operatorname{\varepsilon}^{-\beta}} \rho^{1+2\alpha-2s}\, \mathrm{d}\rho \leq C\operatorname{\varepsilon}^{{-}2\beta(1+\alpha-s)}. \end{equation}On the other hand, using (4.2), we infer that
\begin{equation} \begin{split} X^{2, 2}_{\operatorname{\varepsilon}} & \leq C \int_{\mathbb{R}^{N}} |y|^{2\alpha} w^{2}(y)\, \mathrm{d}y \int_0^{\operatorname{\varepsilon}^{-\beta}}\rho^{1-2s} \, \mathrm{d}\rho \\ & \leq C \operatorname{\varepsilon}^{{-}2\beta(1-s)} \left[\int_{B_1} w^{2}(y) \, \mathrm{d}y + \int_{\mathbb{R}^{N}\setminus B_{1}} \frac{1}{|y|^{2(N+2s)-2\alpha}} \, \mathrm{d}y \right] \\ & \leq C \operatorname{\varepsilon}^{{-}2\beta(1-s)}. \end{split} \end{equation}
Taking into account (4.6), (4.7), (4.8), (4.9) and (4.10) we can conclude that
$X_{\operatorname {\varepsilon }}\rightarrow 0$. Therefore (4.3) holds. Now, let
$t_{\operatorname {\varepsilon }}>0$ be the unique number such that
Then
$t_{\operatorname {\varepsilon }}$ satisfies
where we used
$\operatorname {supp}(\eta )\subset \Lambda$ and
$g=f$ on
$\Lambda \times \mathbb {R}$. Let us prove that
$t_{\operatorname {\varepsilon }}\rightarrow 1$ as
$\operatorname {\varepsilon }\rightarrow 0$. Using
$\eta =1$ in
$B_{{\delta }/{2}}$ and
$(f_4)$ we find
where
$\alpha _{0}=\min _{\overline {B}_{\delta /2}} w>0$ (remark that
$w$ is a continuous positive function). So, if
$t_{\operatorname {\varepsilon }}\rightarrow \infty$ as
$\operatorname {\varepsilon }\rightarrow 0$, then we can use
$(f_3)$ to deduce that
$\|w\|_{0}^{2}= \infty$, which gives a contradiction by (4.3). On the other hand, if
$t_{\operatorname {\varepsilon }}\rightarrow 0$ as
$\operatorname {\varepsilon }\rightarrow 0$, we can exploit the growth assumptions on
$f$ and (4.11) to infer that
$\|w\|_{0}^{2}= 0$ which is in contrast with (4.3). In conclusion,
$t_{\operatorname {\varepsilon }}\rightarrow t_{0}\in (0, \infty )$ as
$\operatorname {\varepsilon }\rightarrow 0$. Now, taking the limit as
$\operatorname {\varepsilon }\rightarrow 0$ in (4.11) and using (4.3), we can see that
In view of
$w\in \mathcal {M}_{0}$ and
$(f_4)$, we have that
$t_{0}=1$. Then, by (4.3),
$t_{\operatorname {\varepsilon }}\rightarrow 1$ and applying the dominated convergence theorem, we obtain that
$\lim _{\operatorname {\varepsilon }\rightarrow 0} J_{\operatorname {\varepsilon }}(t_{\operatorname {\varepsilon }} w_{\operatorname {\varepsilon }})=I_{0}(w)=d_{0}$. Since
$c_{\operatorname {\varepsilon }}\leq \max _{t\geq 0} J_{\operatorname {\varepsilon }}(t w_{\operatorname {\varepsilon }})=J_{\operatorname {\varepsilon }}(t_{\operatorname {\varepsilon }} w_{\operatorname {\varepsilon }})$, we can conclude that
$\limsup _{\operatorname {\varepsilon }\rightarrow 0} c_{\operatorname {\varepsilon }}\leq d_{0}$.
5. Multiplicity result for the modified problem
In this section, we make use of the Ljusternik–Schnirelman category theory to obtain multiple solutions to (3.2). In particular, we relate the number of positive solutions of (3.2) to the topology of the set
$M$. To do this, we introduce some useful tools needed to implement the barycenter machinery below. Let
$\delta >0$ be such that
and consider a smooth nonincreasing function
$\eta :[0, \infty )\rightarrow \mathbb {R}$ such that
$\eta (t)=1$ if
$0\leq t\leq {\delta }/{2}$,
$\eta (t)=0$ if
$t\geq \delta$,
$0\leq \eta \leq 1$ and
$|\eta '(t)|\leq c$ for some
$c>0$. For any
$y\in M$, we introduce
where
$\tau _{y}(x)=\sum _{j=1}^{N} A_{j}(y)x_{j}$ and
$w\in \mathcal {H}_{0}$ is a positive ground state solution to the autonomous problem (4.1) whose existence is guaranteed by theorem 4.6. Let
$t_{\operatorname {\varepsilon }}>0$ be the unique number such that
Finally, we consider
$\Phi _{\operatorname {\varepsilon }}: M\rightarrow \mathcal {N}_{\operatorname {\varepsilon }}$ defined by setting
Lemma 5.1 The functional
$\Phi _{\operatorname {\varepsilon }}$ satisfies the following limit
Proof. Assume by contradiction that there exist
$\delta _{0}>0$,
$(y_{n})\subset M$ and
$\operatorname {\varepsilon }_{n}\rightarrow 0$ such that
Applying lemma
$4.1$ in [Reference Ambrosio and d'Avenia13] and the dominated convergence theorem, we see that
On the other hand, since
$\langle J'_{\operatorname {\varepsilon }_{n}}(\Phi _{\operatorname {\varepsilon }_{n}}(y_{n})),\Phi _{\operatorname {\varepsilon }_{n}}(y_{n})\rangle =0$ and using the change of variable
$z=({\operatorname {\varepsilon }_{n}x-y_{n}})/{\operatorname {\varepsilon }_{n}}$, it follows that
If
$z\in B_{{\delta }/{\operatorname {\varepsilon }_{n}}}$, then
$\operatorname {\varepsilon }_{n} z+y_{n}\in B_{\delta }(y_{n})\subset M_{\delta }\subset \Lambda$. Since
$g(x,t)=f(t)$ for
$(x, t)\in \Lambda \times [0, \infty )$, we have
In view of
$\eta (|x|)=1$ for
$x\in B_{{\delta }/{2}}$ and that
$B_{{\delta }/{2}}\subset B_{{\delta }/{2\operatorname {\varepsilon }_{n}}}$ for all
$n$ large enough, it follows from (5.3) and
$(f_4)$ that
\begin{align} \|\Psi_{\operatorname{\varepsilon}_{n}, y_{n}}\|_{\operatorname{\varepsilon}_{n}}^{2} &\geq \int_{B_{{\delta}/{2}}} \frac{f(|t_{\operatorname{\varepsilon}_{n}}w(z)|^{2}) (t_{\operatorname{\varepsilon}_{n}}w(z))^{2}}{t^{2}_{\operatorname{\varepsilon}_{n}}}\mathrm{d}z \nonumber\\ &\geq f(|t_{\operatorname{\varepsilon}_{n}}w(\hat{z})|^{2}) \int_{B_{{\delta}/{2}}} w^{2}(z)\,\mathrm{d}z, \end{align}where
Now, assume by contradiction that
$t_{\operatorname {\varepsilon }_{n}}\rightarrow \infty$. This fact, (5.2) and (5.4) yield
that is a contradiction. Hence,
$(t_{\operatorname {\varepsilon }_{n}})$ is bounded and, up to subsequence, we may assume that
$t_{\operatorname {\varepsilon }_{n}}\rightarrow t_{0}$ for some
$t_{0}\geq 0$. In particular,
$t_{0}>0$. In fact, if
$t_{0}=0$, we see that (3.4) and (5.3) imply that
Using
$(f_1)$,
$(f_2)$, (5.2) and the above inequality, we deduce that
$t_{0}>0$. Thus, letting
$n\rightarrow \infty$ in (5.3), we have that
Bearing in mind that
$w\in \mathcal {M}_{{0}}$ and using
$(f_4)$, we infer that
$t_{0}=1$. Passing to the limit as
$n\rightarrow \infty$ and using
$t_{\operatorname {\varepsilon }_{n}}\rightarrow 1$ we conclude that
which is in contrast with (5.1).
Let us fix
$\rho =\rho (\delta )>0$ satisfying
$M_{\delta }\subset B_{\rho }$, and we consider
$\varUpsilon : \mathbb {R}^{N}\rightarrow \mathbb {R}^{N}$ given by
\[ \varUpsilon(x)= \begin{cases} x & \mbox{ if } |x|<\rho, \\ \dfrac{\rho x}{|x|} & \mbox{ if } |x|\geq \rho. \end{cases} \]
Then we define the barycenter map
$\beta _{\operatorname {\varepsilon }}: \mathcal {N}_{\operatorname {\varepsilon }}\rightarrow \mathbb {R}^{N}$ as follows:
Lemma 5.2 The following limit holds true:
Proof. Suppose by contradiction that there exist
$\delta _{0}>0$,
$(y_{n})\subset M$ and
$\operatorname {\varepsilon }_{n}\rightarrow 0$ such that
Using the definitions of
$\Phi _{\operatorname {\varepsilon }_{n}}(y_{n})$,
$\beta _{\operatorname {\varepsilon }_{n}}$,
$\psi$ and the change of variable
$z= ({\operatorname {\varepsilon }_{n} (x-y)_{n}})/{\operatorname {\varepsilon }_{n}}$, we can see that
Since
$(y_{n})\subset M\subset B_{\rho }$, it follows from the dominated convergence theorem that
which is in contrast with (5.5).
The next compactness result will play a fundamental role to prove that the solutions of (3.2) are also solution to (3.1).
Lemma 5.3 Let
$\operatorname {\varepsilon }_{n}\rightarrow 0$ and
$(u_{n})=(u_{\operatorname {\varepsilon }_{n}})\subset \mathcal {N}_{\operatorname {\varepsilon }_{n}}$ be such that
$J_{\operatorname {\varepsilon }_{n}}(u_{n})\rightarrow d_{0}$. Then there exists
$(\tilde {y}_{n})\subset \mathbb {R}^{N}$ such that
$v_{n}(x)=|u_{n}|(x+\tilde {y}_{n})$ has a convergent subsequence in
$\mathcal {H}_{0}$. Moreover, up to a subsequence,
$y_{n}=\operatorname {\varepsilon }_{n} \tilde {y}_{n}\rightarrow y_{0}$ for some
$y_{0}\in M$.
Proof. Taking into account
$\langle J'_{\operatorname {\varepsilon }_{n}}(u_{n}), u_{n}\rangle =0$,
$J_{\operatorname {\varepsilon }_{n}}(u_{n})\rightarrow d_{0}$, it is easy to see that
$(u_{n})$ is bounded in
$\mathcal {H}_{\operatorname {\varepsilon }_{n}}$. Then, there exists
$C>0$ (independent of
$n$) such that
$\|u_{n}\|_{\operatorname {\varepsilon }_{n}}\leq C$ for all
$n\in \mathbb {N}$. Moreover, from lemma 2.2, we also know that
$(|u_{n}|)$ is bounded in
$H^{s}(\mathbb {R}^{N}, \mathbb {R})$.
Now we prove that there exist a sequence
$(\tilde {y}_{n})\subset \mathbb {R}^{N}$ and constants
$R, \gamma >0$ such that
If by contradiction (5.6) does not hold, then for all
$R>0$ we get
From the boundedness of
$(|u_{n}|)$ in
$H^{s}(\mathbb {R}^{N}, \mathbb {R})$ and lemma 2.5, we can see that
$|u_{n}|\rightarrow 0$ in
$L^{q}(\mathbb {R}^{N}, \mathbb {R})$ for any
$q\in (2, 2^{*}_{s})$. This fact together with (3.5) and the boundedness of
$(|u_{n}|)$ in
$L^{2}(\mathbb {R}^{N}, \mathbb {R})$ yields that
Taking into account
$\langle J'_{\operatorname {\varepsilon }_{n}}(u_{n}), u_{n}\rangle =0$ and (5.7), we can infer that
$\|u_{n}\|_{\operatorname {\varepsilon }_{n}}\rightarrow 0$ as
$n\rightarrow \infty$ and this implies that
$J_{\operatorname {\varepsilon }_{n}}(u_{n})\rightarrow 0$ which is in contrast with
$d_{0}>0$. Now, we set
$v_{n}(x)=|u_{n}|(x+\tilde {y}_{n})$. Then
$(v_{n})$ is bounded in
$H^{s}(\mathbb {R}^{N}, \mathbb {R})$, and we may assume that
$v_{n}\rightharpoonup v\not \equiv 0$ in
$H^{s}(\mathbb {R}^{N}, \mathbb {R})$ as
$n\rightarrow \infty$. Fix
$t_{n}>0$ such that
$\tilde {v}_{n}=t_{n} v_{n}\in \mathcal {M}_{0}$. By lemma 2.2,
$(u_{n})\subset \mathcal {N}_{\operatorname {\varepsilon }_{n}}$ and
$J_{\operatorname {\varepsilon }_{n}}(u_{n})\rightarrow d_{0}$, we can see that
which implies that
$I_{0}(\tilde {v}_{n})\rightarrow d_{0}$. In particular,
$(\tilde {v}_{n})$ is bounded in
$H^{s}(\mathbb {R}^{N}, \mathbb {R})$ and
$\tilde {v}_{n}\rightharpoonup \tilde {v}$ in
$H^{s}(\mathbb {R}^{N}, \mathbb {R})$. Since
$v_{n}\nrightarrow 0$ in
$H^{s}(\mathbb {R}^{N}, \mathbb {R})$ and
$(\tilde {v}_{n})$ is bounded in
$H^{s}(\mathbb {R}^{N}, \mathbb {R})$, we deduce that
$(t_{n})$ is bounded in
$\mathbb {R}$ and, up to a subsequence, we can assume that
$t_{n}\rightarrow t^{*}\geq 0$. Indeed
$t^{*}>0$ due to the boundedness of
$(v_{n})$ in
$H^{s}(\mathbb {R}^{N}, \mathbb {R})$, and the fact that
$\tilde {v}_{n}\nrightarrow 0$ in
$H^{s}(\mathbb {R}^{N}, \mathbb {R})$ (otherwise, by the continuity of
$I_{0}$,
$I_{0}(\tilde {v}_{n})\rightarrow 0$ which is impossible because
$d_{0}>0$). Then, from the uniqueness of the weak limit, we have that
$\tilde {v}_{n}\rightharpoonup \tilde {v}=t^{*}v\not \equiv 0$ in
$H^{s}(\mathbb {R}^{N}, \mathbb {R})$. This fact combined with lemma 4.7 yields
Consequently,
$v_{n}\rightarrow v$ in
$H^{s}(\mathbb {R}^{N}, \mathbb {R})$ as
$n\rightarrow \infty$. Moreover,
Now, we put
$y_{n}=\operatorname {\varepsilon }_{n}\tilde {y}_{n}$ and we claim that
$(y_{n})$ admits a subsequence, still denoted by
$(y_{n})$, such that
$y_{n}\rightarrow y_{0}$ for some
$y_{0}\in M$. First, we prove that
$(y_{n})$ is bounded in
$\mathbb {R}^{N}$. Assume by contradiction that, up to a subsequence,
$|y_{n}|\rightarrow \infty$ as
$n\rightarrow \infty$. Take
$R>0$ such that
$\Lambda \subset B_{R}$. Since we may suppose that
$|y_{n}|>2R$ for
$n$ large, we have that for any
$z\in B_{R/\operatorname {\varepsilon }_{n}}$
Hence, using
$(u_{n})\subset \mathcal {N}_{\operatorname {\varepsilon }_{n}}$,
$(V_{1})$, lemma 2.2 and the change of variable
$x\mapsto z+\tilde {y}_{n}$, we obtain that
\begin{align} [v_{n}]^{2}+\int_{\mathbb{R}^{N}} V_{0} v_{n}^{2}\, \mathrm{d}x &\leq \int_{\mathbb{R}^{N}} g(\operatorname{\varepsilon}_{n} x+y_{n}, |v_{n}|^{2}) |v_{n}|^{2} \, \mathrm{d}x \nonumber\\ &\leq \int_{B_{{R}/{\operatorname{\varepsilon}_{n}}}} \tilde{f}(|v_{n}|^{2}) |v_{n}|^{2} \, \mathrm{d}x+\int_{\mathbb{R}^{N}\setminus B_{{R}/{\operatorname{\varepsilon}_{n}}}} f(|v_{n}|^{2}) |v_{n}|^{2} \, \mathrm{d}x. \end{align}
Recalling that
$v_{n}\rightarrow v$ in
$H^{s}(\mathbb {R}^{N}, \mathbb {R})$ as
$n\rightarrow \infty$ and that
$\tilde {f}(t)\leq {V_{0}}/{k}$, we can see that (5.10) and the dominated convergence theorem yield
that is
$v_{n}\rightarrow 0$ in
$H^{s}(\mathbb {R}^{N}, \mathbb {R})$, which gives a contradiction. Therefore,
$(y_{n})$ is bounded and we may assume that
$y_{n}\rightarrow y_{0}\in \mathbb {R}^{N}$. If
$y_{0}\notin \overline {\Lambda }$, then we can argue as before to infer that
$v_{n}\rightarrow 0$ in
$H^{s}(\mathbb {R}^{N}, \mathbb {R})$, which is impossible. Hence
$y_{0}\in \overline {\Lambda }$. Let us note that if
$V(y_{0})=V_{0}$, then we can infer that
$y_{0}\notin \partial \Lambda$ in view of
$(V_2)$. Therefore, it is enough to verify that
$V(y_{0})=V_{0}$ to deduce that
$y_{0}\in M$. Suppose by contradiction that
$V(y_{0})>V_{0}$. Then, using (5.8), Fatou's lemma, the invariance of
$\mathbb {R}^{N}$ by translations and lemma 2.2, we get
\begin{align*} d_{0}=I_{0}(\tilde{v})&<\frac{1}{2}[\tilde{v}]^{2}+\frac{1}{2}\int_{\mathbb{R}^{N}} V(y_{0})\tilde{v}^{2} \, \textrm{d}x-\frac{1}{2}\int_{\mathbb{R}^{N}} F(|\tilde{v}|^{2})\, \mathrm{d}x\\ &\leq \liminf_{n\rightarrow \infty}\left[\frac{1}{2}[\tilde{v}_{n}]^{2}+\frac{1}{2}\int_{\mathbb{R}^{N}} V(\operatorname{\varepsilon}_{n}x+y_{n}) |\tilde{v}_{n}|^{2} \, \mathrm{d}x-\frac{1}{2}\int_{\mathbb{R}^{N}} F(|\tilde{v}_{n}|^{2})\, \mathrm{d}x \right] \\ &\leq \liminf_{n\rightarrow \infty}\left[\frac{t_{n}^{2}}{2}[|u_{n}|]^{2}+\frac{t_{n}^{2}}{2}\int_{\mathbb{R}^{N}} V(\operatorname{\varepsilon}_{n}z) |u_{n}|^{2} \, \mathrm{d}z-\frac{1}{2}\int_{\mathbb{R}^{N}} F(|t_{n} u_{n}|^{2})\, \mathrm{d}z \right] \\ &\leq \liminf_{n\rightarrow \infty} J_{\operatorname{\varepsilon}_{n}}(t_{n} u_{n}) \leq \liminf_{n\rightarrow \infty} J_{\operatorname{\varepsilon}_{n}}(u_{n})\leq d_{0} \end{align*}which is impossible. This ends the proof of the lemma.
Now, we consider the following subset of
$\mathcal {N}_{\operatorname {\varepsilon }}$
where
$h(\operatorname {\varepsilon })=\sup _{y\in M}|J_{\operatorname {\varepsilon }}(\Phi _{\operatorname {\varepsilon }}(y))-d_{0}|\rightarrow 0$ as
$\operatorname {\varepsilon } \rightarrow 0$ as a consequence of lemma 5.1. By the definition of
$h(\operatorname {\varepsilon })$, we know that, for all
$y\in M$ and
$\operatorname {\varepsilon }>0$,
$\Phi _{\operatorname {\varepsilon }}(y)\in \widetilde {\mathcal {N}}_{\operatorname {\varepsilon }}$ and
$\widetilde {\mathcal {N}}_{\operatorname {\varepsilon }}\neq \emptyset$. We present below an interesting relation between
$\widetilde {\mathcal {N}}_{\operatorname {\varepsilon }}$ and the barycenter map
$\beta _{\operatorname {\varepsilon }}$.
Lemma 5.4 For any
$\delta >0$, there holds that
Proof. Let
$(\operatorname {\varepsilon }_{n})\subset (0, \infty )$ such that
$\operatorname {\varepsilon }_{n}\rightarrow 0$. Then there exists
$(u_{n})\subset \widetilde {\mathcal {N}}_{\operatorname {\varepsilon }_{n}}$ such that
Hence, it is enough to find a sequence
$(y_{n})\subset M_{\delta }$ such that
By lemma 2.2 we know that
$I_{0}(t |u_{n}|)\leq J(tu_{n})$ for all
$t\geq 0$. Therefore, recalling that
$(u_{n})\subset \widetilde {\mathcal {N}}_{\operatorname {\varepsilon }_{n}}\subset \mathcal {N}_{\operatorname {\varepsilon }_{n}}$, we deduce that
which leads to
$J_{\operatorname {\varepsilon }_{n}}(u_{n})\rightarrow d_{0}$. By invoking lemma 5.3, we can find
$(\tilde {y}_{n})\subset \mathbb {R}^{N}$ such that
$y_{n}=\operatorname {\varepsilon }_{n}\tilde {y}_{n}\in M_{\delta }$ for
$n$ sufficiently large. Consequently,
\[ \beta_{\operatorname{\varepsilon}_{n}}(u_{n})=y_{n}+\displaystyle\frac{{\int_{\mathbb{R}^{N}}[\varUpsilon(\operatorname{\varepsilon}_{n}z+y_{n})-y_{n}] |u_{n}(z+\tilde{y}_{n})|^{2} \, \mathrm{d}z}}{{\int_{\mathbb{R}^{N}} |u_{n}(z+\tilde{y}_{n})|^{2} \, \mathrm{d}z}}. \]
Taking into account that
$|u_{n}|(\cdot +\tilde {y}_{n})$ strongly converges in
$\mathcal {H}_{0}$ and that
$\operatorname {\varepsilon }_{n}z+y_{n}\rightarrow y_{0}\in M_{\delta}$, we find
$\beta _{\operatorname {\varepsilon }_{n}}(u_{n})=y_{n}+o_{n}(1)$, that is (5.11) is satisfied.
We end this section by proving a multiplicity result for (3.2). Since
$\mathbb {S}^{+}_{\operatorname {\varepsilon }}$ is not a completed metric space, we cannot use directly an abstract result as in [Reference Ambrosio8, Reference Ambrosio10, Reference Ambrosio and d'Avenia13]. Instead, we invoke the abstract category result in [Reference Szulkin and Weth47].
Theorem 5.5 For any
$\delta >0$ such that
$M_{\delta }\subset \Lambda$, there exists
$\tilde {\operatorname {\varepsilon }}_{\delta }>0$ such that, for any
$\operatorname {\varepsilon }\in (0, \tilde {\operatorname {\varepsilon }}_{\delta })$, problem (3.2) has at least
$cat_{M_{\delta }}(M)$ nontrivial solutions.
Proof. For any
$\operatorname {\varepsilon }>0$, we consider the map
$\alpha _{\operatorname {\varepsilon }} : M \rightarrow \mathbb {S}_{\operatorname {\varepsilon }}^{+}$ defined as
$\alpha _{\operatorname {\varepsilon }}(y)= m_{\operatorname {\varepsilon }}^{-1}(\Phi _{\operatorname {\varepsilon }}(y))$.
Using lemma 5.1, we see that
Set
where
$h(\operatorname {\varepsilon })=\sup _{y\in \Lambda }|\psi _{\operatorname {\varepsilon }}(\alpha _{\operatorname {\varepsilon }}(y))-d_{0}|$. It follows from (5.12) that
$h(\operatorname {\varepsilon })\rightarrow 0$ as
$\operatorname {\varepsilon }\rightarrow 0$. Moreover,
$\alpha _{\operatorname {\varepsilon }}(y)\in \widetilde {\mathcal {S}}^{+}_{\operatorname {\varepsilon }}$ for all
$y\in M$ and this shows that
$\widetilde {\mathcal {S}}^{+}_{\operatorname {\varepsilon }}\neq \emptyset$ for all
$\operatorname {\varepsilon }>0$.
In light of lemmas 5.1, 3.2-(iii), 5.2 and 5.4, we can find
$\bar {\operatorname {\varepsilon }}= \bar {\operatorname {\varepsilon }}_{\delta }>0$ such that the following diagram
is well defined for any
$\operatorname {\varepsilon } \in (0, \bar {\operatorname {\varepsilon }})$. Thanks to lemma 5.2, and decreasing
$\bar {\operatorname {\varepsilon }}$ if necessary, we see that
$\beta _{\operatorname {\varepsilon }}(\Phi _{\operatorname {\varepsilon }}(y))= y+ \theta (\operatorname {\varepsilon }, y)$ for all
$y\in M$, for some function
$\theta (\operatorname {\varepsilon }, y)$ satisfying
$|\theta (\operatorname {\varepsilon }, y)|<{\delta }/{2}$ uniformly in
$y\in M$ and for all
$\operatorname {\varepsilon } \in (0, \bar {\operatorname {\varepsilon }})$. Define
$H(t, y)= y+ (1-t)\theta (\operatorname {\varepsilon }, y)$. Then
$H: [0,1]\times M\rightarrow M_{\delta }$ is continuous. Clearly,
$H(0, y)=\beta _{\operatorname {\varepsilon }}(\Phi _{\operatorname {\varepsilon }}(y))$ and
$H(1,y)=y$ for all
$y\in M$. Consequently,
$H(t, y)$ is a homotopy between
$\beta _{\operatorname {\varepsilon }} \circ \Phi _{\operatorname {\varepsilon }} = (\beta _{\operatorname {\varepsilon }} \circ m_{\operatorname {\varepsilon }}) \circ (m_{\operatorname {\varepsilon }}^{-1}\circ \Phi _{\operatorname {\varepsilon }})$ and the inclusion map
$id: M \rightarrow M_{\delta }$. This fact yields
Applying corollary 3.6, lemma 4.8 and theorem
$27$ in [Reference Szulkin and Weth47] with
$c= c_{\operatorname {\varepsilon }}\leq d_{0}+h(\operatorname {\varepsilon }) =d$ and
$K= \alpha _{\operatorname {\varepsilon }}(M)$, we obtain that
$\psi _{\operatorname {\varepsilon }}$ has at least
$cat_{\alpha _{\operatorname {\varepsilon }}(M)} \alpha _{\operatorname {\varepsilon }}(M)$ critical points on
$\widetilde {\mathcal {S}}^{+}_{\operatorname {\varepsilon }}$. Taking into account proposition 3.3-(d) and (5.13), we infer that
$J_{\operatorname {\varepsilon }}$ admits at least
$cat_{M_{\delta }}(M)$ critical points in
$\widetilde {\mathcal {N}}_{\operatorname {\varepsilon }}$.
6. Proof of theorem 1.1
This last section is devoted to the proof of the main result of this paper. In order to show that the solutions of (3.2) are indeed solutions to (3.1) for
$\operatorname {\varepsilon }>0$ small, we need to verify that
$|u_{\operatorname {\varepsilon }}|\leq \sqrt {a}$ in
$\Lambda ^{c}_{\operatorname {\varepsilon }}$ holds true provided that
$\operatorname {\varepsilon }>0$ is sufficiently small. We start by proving a fractional Kato's inequality in the spirit of [Reference Kato36] for the solutions of fractional magnetic problems.
Theorem 6.1 Let
$u\in \mathcal {D}^{s, 2}_{A}(\mathbb {R}^{N}, \mathbb {C})$ and
$f\in L^{1}_{loc}(\mathbb {R}^{N}, \mathbb {C})$ be such that
\begin{align} &\Re\left(\iint_{\mathbb{R}^{2N}} \frac{(u(x)-u(y)\textrm{e}^{\imath A(\frac{x+y}{2})\cdot (x-y)})}{|x-y|^{N+2s}} \overline{(\psi(x)-\psi(y)\textrm{e}^{\imath A(\frac{x+y}{2})\cdot (x-y)})} \,\textrm{d}x\textrm{d}y \right) \nonumber\\ &\quad=\Re\left(\int_{\mathbb{R}^{N}} f\bar{\psi} \,\textrm{d}x \right) \end{align}
for all
$\psi :\mathbb {R}^{N}\rightarrow \mathbb {C}$ measurable with compact support and such that
$[\psi ]_{A}<\infty$.
Then it holds
$(-\Delta )^{s}|u|\leq \Re (\textrm {sign}(\bar {u})f)$ in the distributional sense, that is
for all
$\varphi \in C^{\infty }_{c}(\mathbb {R}^{N}, \mathbb {R})$ such that
$\varphi \geq 0$, where
\[ \textrm{sign}(\bar{u})(x)= \begin{cases}\dfrac{\overline{u(x)}}{|u(x)|} & \mbox{ if } u(x)\neq 0, \\ 0 & \mbox{ if } u(x)=0. \end{cases} \]Proof. Take
$\varphi \in C^{\infty }_{c}(\mathbb {R}^{N}, \mathbb {R})$ such that
$\varphi \geq 0$, and for all
$\delta >0$ we consider
as test function in (6.1). First, we show that
$\omega _{\delta }$ is admissible. It is clear that
$\omega _{\delta }$ has compact support. On the other hand, we can observe
\begin{align*} \omega_{\delta}(x)-\omega_{\delta}(y)\textrm{e}^{\imath A(\frac{x+y}{2})\cdot (x-y)}&= \left(\frac{u(x)}{u_{\delta}(x)}\right)\varphi(x)-\left(\frac{u(y)}{u_{\delta}(y)}\right)\varphi(y)\textrm{e}^{\imath A(\frac{x+y}{2})\cdot (x-y)}\\ &= \left[u(x)-u(y)\textrm{e}^{\imath A(\frac{x+y}{2})\cdot (x-y)}\right] \frac{\varphi(x)}{u_{\delta}(x)}\\ &\quad +\left[\frac{\varphi(x)}{u_{\delta}(x)}-\frac{\varphi(y)}{u_{\delta}(y)} \right] u(y)\textrm{e}^{\imath A(\frac{x+y}{2})\cdot (x-y)} \\ &= \left[u(x)-u(y)\textrm{e}^{\imath A(\frac{x+y}{2})\cdot (x-y)}\right] \frac{\varphi(x)}{u_{\delta}(x)}\\ &\quad +\left[\frac{1}{u_{\delta}(x)}-\frac{1}{u_{\delta}(y)} \right] \varphi(x)u(y)\textrm{e}^{\imath A(\frac{x+y}{2})\cdot (x-y)}\\ &\quad +[\varphi(x)-\varphi(y)] \frac{u(y)}{u_{\delta}(y)} \textrm{e}^{\imath A(\frac{x+y}{2})\cdot (x-y)} \end{align*}which implies that
\begin{align*} &|\omega_{\delta}(x)-\omega_{\delta}(y)\textrm{e}^{\imath A(\frac{x+y}{2})\cdot (x-y)}|^{2} \\ &\quad\leq \frac{4}{\delta^{2}}|u(x)-u(y)\textrm{e}^{\imath A(\frac{x+y}{2})\cdot (x-y)}|^{2}\|\varphi\|^{2}_{L^{\infty}(\mathbb{R}^{N})}\\ &\qquad+4\left|\frac{u(y)}{u_{\delta}(y)}\right|^{2} \frac{1}{|u_{\delta}(x)|^{2}} \|\varphi\|^{2}_{L^{\infty}(\mathbb{R}^{N})} |u_{\delta}(y)-u_{\delta}(x)|^{2} +4|\varphi(x)-\varphi(y)|^{2} \\ &\quad\leq \frac{4}{\delta^{2}}|u(x)-u(y)\textrm{e}^{\imath A(\frac{x+y}{2})\cdot (x-y)}|^{2}\|\varphi\|^{2}_{L^{\infty}(\mathbb{R}^{N})}+\frac{4}{\delta^{2}}||u(x)|-|u(y)||^{2}\|\varphi\|^{2}_{L^{\infty}(\mathbb{R}^{N})}\\ &\qquad+4|\varphi(x)-\varphi(y)|^{2}, \end{align*}where we used the following elementary inequalities
\begin{align*} &|z+w+k|^{2}\leq 4(|z|^{2}+|w|^{2}+|k|^{2}) \quad \mbox{ for all } z,w,k\in \mathbb{C}, \\ &|\sqrt{|z|^{2}+\delta^{2}}-\sqrt{|w|^{2}+\delta^{2}}|\leq ||z|-|w|| \quad \mbox{ for all } z, w\in \mathbb{C}, \end{align*}
and that
$|\textrm {e}^{\imath t}|=1$ for all
$t\in \mathbb {R}$,
$u_{\delta }\geq \delta$,
$|{u}/{u_{\delta }}|\leq 1$. Since
$u\in \mathcal {D}^{s,2}_{A}(\mathbb {R}^{N}, \mathbb {C})$,
$|u|\in \mathcal {D}^{s,2}(\mathbb {R}^{N}, \mathbb {R})$ (by lemma 2.2) and
$\varphi \in C^{\infty }_{c}(\mathbb {R}^{N}, \mathbb {R})$, we deduce that
$[\omega _{\delta }]_{A}<\infty$. Then we have
\begin{align} &\Re\left[\iint_{\mathbb{R}^{2N}} \frac{(u(x)-u(y)\textrm{e}^{\imath A(\frac{x+y}{2})\cdot (x-y)})}{|x-y|^{N+2s}} \right.\notag\\ &\qquad \times \left.\left(\frac{\overline{u(x)}}{u_{\delta}(x)}\varphi(x)-\frac{\overline{u(y)}}{u_{\delta}(y)}\varphi(y)\textrm{e}^{-\imath A(\frac{x+y}{2})\cdot (x-y)} \right) \mathrm{d}x\, \mathrm{d}y\right] \nonumber\\ &\quad=\Re\left(\int_{\mathbb{R}^{N}} f\frac{\overline{u}}{u_{\delta}}\varphi \,\textrm{d}x\right). \end{align}
Now, using
$\Re (z)\leq |z|$ for all
$z\in \mathbb {C}$ and
$|\textrm {e}^{\imath t}|=1$ for all
$t\in \mathbb {R}$, we see that
\begin{align} &\Re\left[(u(x)-u(y)\textrm{e}^{\imath A(\frac{x+y}{2})\cdot (x-y)}) \left(\frac{\overline{u(x)}}{u_{\delta}(x)}\varphi(x)-\frac{\overline{u(y)}}{u_{\delta}(y)}\varphi(y)\textrm{e}^{-\imath A(\frac{x+y}{2})\cdot (x-y)} \right)\right] \nonumber\\ &\quad=\Re\left[\frac{|u(x)|^{2}}{u_{\delta}(x)}\varphi(x)+\frac{|u(y)|^{2}}{u_{\delta}(y)}\varphi(y)-\frac{u(x)\overline{u(y)}}{u_{\delta}(y)}\varphi(y)\textrm{e}^{-\imath A(\frac{x+y}{2})\cdot (x-y)} \right.\notag\\ &\qquad -\left.\frac{u(y)\overline{u(x)}}{u_{\delta}(x)}\varphi(x)\textrm{e}^{\imath A(\frac{x+y}{2})\cdot (x-y)}\right] \nonumber\\ &\quad\geq \left[\frac{|u(x)|^{2}}{u_{\delta}(x)}\varphi(x)+\frac{|u(y)|^{2}}{u_{\delta}(y)}\varphi(y)-|u(x)|\frac{|u(y)|}{u_{\delta}(y)}\varphi(y)-|u(y)|\frac{|u(x)|}{u_{\delta}(x)}\varphi(x) \right]. \end{align}Let us note that
\begin{align} &\frac{|u(x)|^{2}}{u_{\delta}(x)}\varphi(x)+\frac{|u(y)|^{2}}{u_{\delta}(y)}\varphi(y)-|u(x)|\frac{|u(y)|}{u_{\delta}(y)}\varphi(y)-|u(y)|\frac{|u(x)|}{u_{\delta}(x)}\varphi(x) \nonumber\\ &\quad= \frac{|u(x)|}{u_{\delta}(x)}(|u(x)|-|u(y)|)\varphi(x)-\frac{|u(y)|}{u_{\delta}(y)}(|u(x)|-|u(y)|)\varphi(y) \nonumber\\ &\quad=\left[\frac{|u(x)|}{u_{\delta}(x)}(|u(x)|-|u(y)|)\varphi(x)-\frac{|u(x)|}{u_{\delta}(x)}(|u(x)|-|u(y)|)\varphi(y)\right] \nonumber\\ &\qquad+\left(\frac{|u(x)|}{u_{\delta}(x)}-\frac{|u(y)|}{u_{\delta}(y)} \right) (|u(x)|-|u(y)|)\varphi(y) \nonumber\\ &\quad=\frac{|u(x)|}{u_{\delta}(x)}(|u(x)|-|u(y)|)(\varphi(x)-\varphi(y))\notag\\ &\qquad +\left(\frac{|u(x)|}{u_{\delta}(x)}-\frac{|u(y)|}{u_{\delta}(y)} \right) (|u(x)|-|u(y)|)\varphi(y) \nonumber\\ &\quad\geq \frac{|u(x)|}{u_{\delta}(x)}(|u(x)|-|u(y)|)(\varphi(x)-\varphi(y)), \end{align}where in the last inequality we used the fact that
because
Since
\begin{align*} &\frac{\left|\frac{|u(x)|}{u_{\delta}(x)}(|u(x)|-|u(y)|)(\varphi(x)-\varphi(y))\right|}{|x-y|^{N+2s}}\\ &\quad \leq \frac{||u(x)|-|u(y)||}{|x-y|^{({N+2s})/{2}}} \frac{|\varphi(x)-\varphi(y)|}{|x-y|^{({N+2s})/{2}}}\in L^{1}(\mathbb{R}^{2N}, \mathbb{R}), \end{align*}
and
${|u(x)|}/{u_{\delta }(x)}\rightarrow 1$ a.e. in
$\mathbb {R}^{N}$ as
$\delta \rightarrow 0$, we can use (6.4), (6.5) and the dominated convergence theorem to deduce that
\begin{align} &\liminf_{\delta\rightarrow 0} \Re\left[\iint_{\mathbb{R}^{2N}} \frac{(u(x)-u(y)\textrm{e}^{\imath A(\frac{x+y}{2})\cdot (x-y)})}{|x-y|^{N+2s}} \right.\notag\\ &\qquad \times \left.\left(\frac{\overline{u(x)}}{u_{\delta}(x)}\varphi(x)-\frac{\overline{u_{n}(y)}}{u_{\delta}(y)}\varphi(y)\textrm{e}^{-\imath A(\frac{x+y}{2})\cdot (x-y)} \right) \,\mathrm{d}x \mathrm{d}y\right] \nonumber\\ &\quad\geq \liminf_{\delta\rightarrow 0} \iint_{\mathbb{R}^{2N}} \frac{|u(x)|}{u_{\delta}(x)}\, \frac{(|u(x)|-|u(y)|)(\varphi(x)-\varphi(y))}{|x-y|^{N+2s}} \ \mathrm{d}x \mathrm{d}y \nonumber\\ &\quad=\iint_{\mathbb{R}^{2N}} \frac{(|u(x)|-|u(y)|)(\varphi(x)-\varphi(y))}{|x-y|^{N+2s}} \,\mathrm{d}x \,\mathrm{d}y. \end{align}
On the other hand, observing that
$|f({\overline {u}}/{u_{\delta }})\varphi |\leq |f\varphi |\in L^{1}(\mathbb {R}^{N}, \mathbb {R})$ and
$f({\overline {u}}/{u_{\delta }})\varphi \rightarrow f\, \textrm {sign}(\bar {u})\varphi$ a.e. in
$\mathbb {R}^{N}$ as
$\delta \rightarrow 0$, we can invoke the dominated convergence theorem to infer that as
$\delta \rightarrow 0$
Putting together (6.3), (6.6) and (6.7), we see that (6.2) holds true.
Remark 6.2 A pointwise Kato's inequality for
$(-\Delta )^{s}_{A}$ is proved in [Reference Ambrosio7]. In [Reference Hiroshima, Ichinose and Lörinczi34] the authors established a Kato's inequality for the fractional magnetic operator
$((-\imath \nabla -A(x))^{2}+m^{2})^{{\alpha }/{2}}$ with
$\alpha \in (0, 1]$ and
$m> 0$, or
$\alpha =1$ and
$m=0$, borrowing some arguments used in [Reference Kato36]. As observed in [Reference d'Avenia and Squassina21], when
$\alpha = 1$ and
$m=0$, this operator coincides with
$(-\Delta )^{{1}/{2}}_{A}$.
Now we prove the following crucial result.
Lemma 6.3 Let
$\operatorname {\varepsilon }_{n}\rightarrow 0$ and
$(u_{n})\subset \widetilde {\mathcal {N}}_{\operatorname {\varepsilon }_{n}}$ be a sequence of solutions to (3.2). Then,
$v_{n}=|u_{n}|(\cdot +\tilde {y}_{n})$ satisfies
$v_{n}\in L^{\infty }(\mathbb {R}^{N},\mathbb {R})$ and there exists
$C>0$ such that
where
$(\tilde {y}_{n})\subset \mathbb {R}^{N}$ is given by lemma 5.3. Moreover,
Proof. Since
$J_{\operatorname {\varepsilon }_{n}}(u_{n})\leq d_{0}+h(\operatorname {\varepsilon }_{n})$ with
$h(\operatorname {\varepsilon }_{n})\rightarrow 0$ as
$n\rightarrow \infty$, we can argue as at the beginning of the proof of lemma 5.3 to deduce that
$J_{\operatorname {\varepsilon }_{n}}(u_{n})\rightarrow d_{0}$. Thus we may invoke lemma 5.3 to obtain a sequence
$(\tilde {y}_{n})\subset \mathbb {R}^{N}$ such that
$\operatorname {\varepsilon }_{n}\tilde {y}_{n}\rightarrow y_{0}\in M$ and
$v_{n}=|u_{n}|(\cdot +\tilde {y}_{n})$ strongly converges in
$\mathcal {H}_{0}$. Let
$\tilde {u}_{n}(x)=u_{n}(\cdot +\tilde {y}_{n})$ and note that it solves
where
and
Using theorem 6.1, we deduce that
$v_{n}$ satisfies (in the distributional sense)
By performing a Moser iteration argument [Reference Moser40] as in lemma
$5.1$ in [Reference Ambrosio6], we obtain that
Moreover, by interpolation,
$v_{n}\rightarrow v$ strongly converges in
$L^{r}(\mathbb {R}^{N}, \mathbb {R})$ for all
$r\in [2, \infty )$. In view of the growth assumptions on
$g$, we can also see that
$h_{n}\rightarrow h=f(v^{2})v$ in
$L^{r}(\mathbb {R}^{N}, \mathbb {R})$ for all
$r\in [2, \infty )$, and
$\|h_{n}\|_{L^{\infty }(\mathbb {R}^{N})}\leq C$ for all
$n\in \mathbb {N}$. Note that, by
$(V_{1})$, we have
Let us denote by
$z_{n}\in H^{s}(\mathbb {R}^{N}, \mathbb {R})$ the unique solution to
Since
$v_{n}$ satisfies (6.11) and
$z_{n}$ solves (6.12), by comparison we see that
$0\leq v_{n}\leq z_{n}$ in
$\mathbb {R}^{N}$ for all
$n\in \mathbb {N}$. Next we show that
Note that
$z_{n}(x)=(\mathcal {K}*h_{n})(x)$, where the kernel
$\mathcal {K}(x)=\mathcal {F}^{-1}((|k|^{2s}+V_{0})^{-1})$ satisfies the following properties (see [Reference Felmer, Quaas and Tan30]):
(b 1)
$\mathcal {K}$ is positive, radially symmetric and smooth in
$\mathbb {R}^{N}\setminus \{0\}$;(b 2) there exists a positive constant
$C>0$ such that
$\mathcal {K}(x)\leq {K_{1}}/{|x|^{N+2s}}$ for any
$x\in \mathbb {R}^{N}\setminus \{0\}$;(b 3)
$\mathcal {K}\in L^{\nu }(\mathbb {R}^{N})$ for any
$\nu \in [1, ({N}/({N-2s}))$.
Now we borrow some arguments used in [Reference Alves and Miyagaki3] to prove that (6.13) holds true. Fix
$\delta >0$ and we observe that
\begin{align} 0\leq z_{n}(x)=(\mathcal{K}*h_{n})(x)=\int_{B^{c}_{{1}/{\delta}}(x)} \mathcal{K}(x-y)h_{n}(y) \, \mathrm{d}y+\int_{B_{{1}/{\delta}}(x)} \mathcal{K}(x-y)h_{n}(y) \, \mathrm{d}y. \end{align}
From
$(b_2)$ we deduce that
\begin{align} \int_{B^{c}_{{1}/{\delta}}(x)} \mathcal{K}(x-y)h_{n}(y) \, \mathrm{d}y &\leq K_{1}\|h_{n}\|_{L^{\infty}(\mathbb{R}^{N})}\int_{B^{c}_{{1}/{\delta}}(x)} \frac{\mathrm{d}y}{|x-y|^{N+2s}}\notag\\ &\leq c_{1}\delta^{2s} K_{1} \int_{|\xi|\geq 1} \frac{\mathrm{d}\xi}{|\xi|^{N+2s}}= C_{1}\delta^{2s}. \end{align}On the other hand,
\begin{align*} \left|\int_{B_{{1}/{\delta}}(x)} \mathcal{K}(x-y)h_{n}(y) \, \mathrm{d}y\right|&\leq \int_{B_{{1}/{\delta}}(x)} \mathcal{K}(x-y)|h_{n}(y)-h(y)| \, \mathrm{d}y\\ &\quad + \int_{B_{{1}/{\delta}}(x)} \mathcal{K}(x-y)|h(y)| \, \mathrm{d}y. \end{align*}Fix
Note that, if
$N\geq 4s$ then
$\nu \in (1, ({N}/({N-2s}))$ and we have
$\nu '=({\nu }/({\nu -1}))>({N}/{2s})\geq 2$, and that when
$2s< N<4s$ then
$2<({N}/({N-2s}))$,
$\nu \in (1, 2)$ and
$\nu '\in (2, \infty )$. In any case,
$\nu \in (1, ({N}/({N-2s}))$ and
$\nu '\in (2, \infty )$. Then, by
$(b_{3})$, we deduce that
$\mathcal {K}\in L^{\nu }(\mathbb {R}^{N})$. Using Hölder's inequality we have
\begin{align*} \left|\int_{B_{{1}/{\delta}}(x)} \mathcal{K}(x-y)h_{n}(y) \, \mathrm{d}y\right|&\leq \|\mathcal{K}\|_{L^{\nu}(\mathbb{R}^{N})} \|h_{n}-h\|_{L^{\nu'}(\mathbb{R}^{N})}\\ &\quad +\|\mathcal{K}\|_{L^{\nu}(\mathbb{R}^{N})} \|h\|_{L^{\nu'}(B_{{1}/{\delta}}(x))}. \end{align*}
Since
$\|h_{n}-h\|_{L^{\nu '}(\mathbb {R}^{N})}\rightarrow 0$ as
$n\rightarrow \infty$ and
$\|h\|_{L^{\nu '}(B_{{1}/{\delta }}(x))}\rightarrow 0$ as
$|x|\rightarrow \infty$, we see that there exist
$R>0$ and
$n_{0}\in \mathbb {N}$ such that
Putting together (6.14), (6.15) and (6.16), we obtain that
Now, for each
$n\in \{1, \dots , n_{0}-1\}$, there is
$R_{n}>0$ such that
$\|h_{n}\|_{L^{\nu '}(B_{{1}/{\delta }}(x))}<\delta$ for
$|x|\geq R_{n}$. Then, for
$|x|\geq R_{n}$, we have
\begin{align} \int_{\mathbb{R}^{N}} \mathcal{K}(x-y)h_{n}(y) \, \mathrm{d}y&\leq C_{1} \delta^{2s}+\int_{B_{{1}/{\delta}}(x)} \mathcal{K}(x-y)h_{n}(y) \, \mathrm{d}y \nonumber\\ &\leq C_{1} \delta^{2s}+\|\mathcal{K}\|_{L^{\nu}(\mathbb{R}^{N})} \|h_{n}\|_{L^{\nu'}(B_{{1}/{\delta}}(x))} \nonumber\\ &\leq C_{1}\delta^{2s}+C_{3}\delta. \end{align}
Set
$\bar {R}=\max \{R_{1}, \dots , R_{n_{0}-1}, R\}$. By (6.17) and (6.18) we find
From the arbitrariness of
$\delta >0$, we deduce that (6.13) holds true. Consequently, combining (6.13) with
$0\leq v_{n}\leq z_{n}$ in
$\mathbb {R}^{N}$, we obtain that
$v_{n}(x)\rightarrow 0$ as
$|x|\rightarrow \infty$ uniformly with respect to
$n\in \mathbb {N}$.
Now, we are ready to give the proof of theorem 1.1.
Proof of theorem 1.1. Let
$\delta >0$ be such that
$M_{\delta }\subset \Lambda$. First, we claim that there exists
$\hat {\operatorname {\varepsilon }}_{\delta }>0$ such that for any
$\operatorname {\varepsilon }\in (0, \hat {\operatorname {\varepsilon }}_{\delta })$ and any solution
$u\in \widetilde {\mathcal {N}}_{\operatorname {\varepsilon }}$ of (3.2), it holds
We argue by contradiction and assume that for some subsequence
$\operatorname {\varepsilon }_{n}\rightarrow 0$ we can obtain
$u_{n}=u_{\operatorname {\varepsilon }_{n}}\in \widetilde {\mathcal {N}}_{\operatorname {\varepsilon }_{n}}$ such that
$J'_{\operatorname {\varepsilon }}(u_{n})=0$ and
Since
$J_{\operatorname {\varepsilon }_{n}}(u_{n})\leq d_{0}+h(\operatorname {\varepsilon }_{n})$, we can argue as in the first part of lemma 5.3 to deduce that
$J_{\operatorname {\varepsilon }_{n}}(u_{n})\rightarrow d_{0}$. In view of lemma 5.3, there exists
$(\tilde {y}_{n})\subset \mathbb {R}^{N}$ such that
$\operatorname {\varepsilon }_{n}\tilde {y}_{n}\rightarrow y_{0}$ for some
$y_{0} \in M$ and
$v_{n}=|u_{n}|(\cdot +\tilde {y}_{n})$ strongly converges in
$H^{s}(\mathbb {R}^{N}, \mathbb {R})$.
Take
$r>0$ such that, for some subsequence still denoted by itself, it holds
$B_{r}(\operatorname {\varepsilon }_{n}\tilde {y}_{n})\subset \Lambda$ for all
$n\in \mathbb {N}$. Hence
$B_{{r}/{\operatorname {\varepsilon }_{n}}}(\tilde {y}_{n})\subset \Lambda _{\operatorname {\varepsilon }_{n}}$ for all
$n\in \mathbb {N}$, and consequently
$\Lambda ^{c}_{\operatorname {\varepsilon }_{n}}\subset B^{c}_{{r}/{\operatorname {\varepsilon }_{n}}}(\tilde {y}_{n})$ for all
$n\in \mathbb {N}$. By lemma 6.3, we can find
$R>0$ such that
from which we deduce that
$|u_{n}(x)|<\sqrt {a}$ for any
$x\in B^{c}_{R}(\tilde {y}_{n})$ and
$n\in \mathbb {N}$. On the other hand, there exists
$\nu \in \mathbb {N}$ such that for any
$n\geq \nu$ it holds
Therefore,
$|u_{n}(x)|<\sqrt {a}$ for any
$x\in \Lambda ^{c}_{\operatorname {\varepsilon }_{n}}$ and
$n\geq \nu$, and this contradicts (6.20).
Let
$\tilde {\operatorname {\varepsilon }}_{\delta }>0$ be given by theorem 5.5 and we set
$\operatorname {\varepsilon }_{\delta }=\min \{\tilde {\operatorname {\varepsilon }}_{\delta }, \hat {\operatorname {\varepsilon }}_{\delta } \}$. Let us fix
$\varepsilon \in (0, \varepsilon_{\delta})$. Applying theorem 5.5 we obtain at least
$cat_{M_{\delta }}(M)$ nontrivial solutions to (3.2). If
$u_{\operatorname {\varepsilon }}\in \mathcal {H}_{\operatorname {\varepsilon }}$ is one of these solutions, then
$u_{\operatorname {\varepsilon }}\in \widetilde {\mathcal {N}}_{\operatorname {\varepsilon }}$, and in view of (6.19) and the definition of
$g$, we infer that
$u_{\operatorname {\varepsilon }}$ is also a solution to (3.1). Since
$\hat {u}_{\operatorname {\varepsilon }}(x)=u_{\operatorname {\varepsilon }}(x/\operatorname {\varepsilon })$ is a solution to (1.1), we deduce that (1.1) has at least
$cat_{M_{\delta }}(M)$ nontrivial solutions. Finally, we investigate the behaviour of the maximum points of
$|\hat {u}_{\operatorname {\varepsilon }}|$. Take
$\operatorname {\varepsilon }_{n}\rightarrow 0$ and let
$(u_{n})\subset \mathcal {H}_{\operatorname {\varepsilon }_{n}}$ be a sequence of solutions to (3.2) as above. From
$(g_1)$, there exists
$\gamma \in (0, \sqrt {a})$ such that
Arguing as above, we can find
$R>0$ such that
Up to a subsequence, we may also assume that
Indeed, if (6.23) does not hold, we get
$\|u_{n}\|_{L^{\infty }(\mathbb {R}^{N})}< \gamma$, and using
$J_{\operatorname {\varepsilon }_{n}}'(u_{n})=0$, (6.21) and lemma 2.2, we deduce that
This fact yields
$\||u_{n}|\|_{0}=0$, which is impossible. Hence, (6.23) is satisfied.
In light of (6.22) and (6.23), we can see that if
$p_{n}$ is a global maximum point of
$|u_{n}|$, then
$p_{n}$ belongs to
$B_{R}(\tilde {y}_{n})$, that is
$p_{n}=\tilde {y}_{n}+q_{n}$ for some
$q_{n}\in B_{R}$. Since
$\hat {u}_{n}(x)=u_{n}(x/\operatorname {\varepsilon }_{n})$ is solution of (1.1), we infer that
$\eta _{n}=\operatorname {\varepsilon }_{n}\tilde {y}_{n}+\operatorname {\varepsilon }_{n}q_{n}$ is a global maximum point of
$|\hat {u}_{n}|$. Using
$(q_{n})\subset B_{R}$,
$\operatorname {\varepsilon }_{n}\tilde {y}_{n}\rightarrow y_{0}\in M$, and the continuity of
$V$, we deduce that
Finally, we provide a decay estimate for
$|\hat {u}_{n}|$. By using lemma
$4.3$ in [Reference Felmer, Quaas and Tan30] there exists a continuous function
$w$ such that
and satisfying in the classical sense
for some suitable
$R_{1}>0$. By lemma 6.3, we can find
$R_{2}>0$ such that
Let us denote by
$w_{n}$ the unique solution to
Then, arguing as in the proof of (6.13), we see that
$w_{n}(x)\rightarrow 0$ as
$|x|\rightarrow \infty$ uniformly in
$n\in \mathbb {N}$. Thus, by comparison, we obtain that
$0\leq v_{n}\leq w_{n}$ in
$\mathbb {R}^{N}$. Moreover, in light of (6.26), it holds
Take
$R_{3}=\max \{R_{1}, R_{2}\}$ and we set
where
$b=\sup _{n\in \mathbb {N}} \|w_{n}\|_{L^{\infty }(\mathbb {R}^{N})}<\infty$. Our aim is to prove that
First, we observe that
\begin{align*} &\tilde{w}_{n}\geq bc+w-bc>0 \quad\mbox{ in } \overline{B}_{R_{3}}, \\ &(-\Delta)^{s} \tilde{w}_{n}+\frac{V_{0}}{2}\tilde{w}_{n}\geq 0 \quad \mbox{ in } \mathbb{R}^{N}\setminus \overline{B}_{R_{3}}. \end{align*}
Then we can apply a comparison principle (see theorem
$7.1$ in [Reference Del Pezzo and Quaas23]) to deduce that (6.28) holds true. From (6.24), (6.28) and
$0\leq v_{n}\leq w_{n}$ in
$\mathbb {R}^{N}$, we get
for some constant
$\tilde {C}>0$. Therefore, recalling the definition of
$v_{n}$, we infer that
\begin{align*} |\hat{u}_{n}|(x)&=|u_{n}|\left(\frac{x}{\operatorname{\varepsilon}_{n}}\right)=v_{n}\left(\frac{x}{\operatorname{\varepsilon}_{n}}-\tilde{y}_{n}\right) \\ &\leq \frac{\tilde{C}}{1+|\frac{x}{\operatorname{\varepsilon}_{n}}-\tilde{y}_{n}|^{N+2s}} \\ &=\frac{\tilde{C} \operatorname{\varepsilon}_{n}^{N+2s}}{\operatorname{\varepsilon}_{n}^{N+2s}+|x- \operatorname{\varepsilon}_{n} \tilde{y}_{n}|^{N+2s}} \\ &\leq \frac{\tilde{C} \operatorname{\varepsilon}_{n}^{N+2s}}{\operatorname{\varepsilon}_{n}^{N+2s}+|x-\eta_{n}|^{N+2s}} \quad \mbox{ for all } x\in \mathbb{R}^{N}. \end{align*}This ends the proof of theorem 1.1.
Remark 6.4 The approach used in this paper can be easily extended to deal with fractional Kirchhoff problems [Reference Ambrosio10], fractional Choquard equations [Reference Ambrosio9] and fractional Schrödinger–Poisson systems [Reference Ambrosio11].





