1 Preliminaries
In trying to generalize the Calderón–Zygmund method of rotations to kernels with nonstandard homogeneity, we are led to the study of the Hilbert transform along curves. This work was started by Fabes and Rivière in [Reference Fabes and RivièreFR66]. See [Reference SteinSte86] for a very nice explanation of the difficulties on dealing with such operators.
It is known that
is bounded on
$L^p$
for certain well-curved
$\phi $
in
$\mathbb {R}^d$
(see [Reference Christ, Nagel, Stein and WaingerCNSW99, Reference Nagel, Rivière and WaingerNRW74, Reference Nagel, Rivière and WaingerNRW76, Reference Stein and WaingerSW78]). However, when the singularity is given by a power greater than one, say
$t|t|^\alpha $
with
$\alpha>0$
, it can be proved that the operator is bounded as long as a sufficiently rapid oscillatory term is involved. Indeed, consider the operator
$$ \begin{align} T_{\alpha,\beta}f(x,y) = \lim_{\varepsilon\to0} \int_\varepsilon^1 f(x - t, y - \phi(t)) \frac{e^{2\pi it^{-\beta}}}{t^{1+\alpha}}dt \end{align} $$
for the curve
$t\mapsto (t,\phi (t))$
with
$\phi (t) = t^k$
,
$k\ge 2$
. Zielinski [Reference ZielinskiZi85] (
$k=2$
) and Chandarana [Reference ChandaranaCha96] (
$k>2$
) proved that
$T_{\alpha ,\beta }$
is bounded on
$L^2(\mathbb {R}^2)$
if and only if
Chandarana also proved that the operator
$T_{\alpha ,\beta }$
is bounded on
$L^p(\mathbb {R}^2)$
as long as
$\beta>3\alpha $
and
$$ \begin{align*} \frac{3\alpha(\beta+1)}{\beta(3\alpha + \beta + 2)} < \frac{1}{p} < \frac{\beta(\beta + 2) - 3\alpha}{\beta(3\alpha + \beta + 2)}. \end{align*} $$
This range of exponents was improved by Chen et al. in [Reference Chen, Fan, Wang and ZhuCFWZ08], who proved that the operator (1.1) is bounded on
$L^p(\mathbb {R}^2)$
if
$\beta>3\alpha $
and
$$ \begin{align} \frac{3\alpha}{2\beta} < \frac{1}{p} < \frac{2\beta - 3\alpha}{2\beta}. \end{align} $$
They also extended this result to operators
$$ \begin{align*} T_{\alpha,\beta}^\Phi f(x) = \lim_{\varepsilon\to0} \int_\varepsilon^1 f(x - \Phi(t)) \frac{e^{2\pi it^{-\beta}}}{t^{1+\alpha}}dt, \end{align*} $$
where
$\Phi (t)$
is a curve in
$\mathbb {R}^n$
of the form
$\Phi (t) = (t^{k_1}, \ldots , t^{k_n})$
, and concluded the analogous result that
$T_{\alpha ,\beta }^\Phi $
is bounded on
$L^2(\mathbb {R}^n)$
if
$\beta \ge (n+1)\alpha $
and is bounded on
$L^p$
if
$$ \begin{align*} \frac{(n+1)\alpha}{2\beta} < \frac{1}{p} < \frac{2\beta - (n+1)\alpha}{2\beta}. \end{align*} $$
Other authors have studied the boundedness of the operators
$T_{\alpha ,\beta }^\Phi $
on diverse function spaces, as Sobolev, Wiener, Besov spaces, and
$\alpha $
-modulation spaces (see, for instance, [Reference Li and GaoLG14, Reference Sun, Xie and Liang-YuSXX21, Reference Wu and XiaoWY17]).
Chen et al. considered in [Reference Chen, Damtew and ZhuCDZ17] curves
$t\mapsto (t,\phi (t))$
, where
$\phi $
is a convex function, with
$\phi (0) = \phi '(0) = 0$
, that satisfies the condition
-
(C1) there exists
$\delta>0$
such that
$\delta < \beta + 2$
and
$t^\delta \phi ''(t)$
is increasing in
$(0,1)$
.
They proved the boundedness on
$L^p(\mathbb {R}^2)$
of the operator (1.1) for p satisfying (1.2). In [Reference Li and HaixiaLY18], Li and Yu proved that the operator (1.1) is bounded on
$L^p(\mathbb {R}^2)$
, for the same p, if the curve satisfies the following conditions:
-
(C2) for each
$j\in \mathbb {N}$
,
$\phi ''(t)> 0$
and
$\phi '''(t)\ge 0$
on
$(2^{-j-1}, 2^{-j})$
, and -
(C3) there exist constants
$C_2 \ge C_1> 0$
such that, for each
$j\in \mathbb {N}$
, on
$$\begin{align*}C_1 h'(t) \le \frac{h(t)}{t} \le C_2 h'(t) \end{align*}$$
$(2^{-j-1}, 2^{-j})$
, where
$h(t) = t\phi '(t) - \phi (t)$
.
They also proved the existence of a function
$\phi $
that satisfies conditions (C2) and (C3), but not (C1).
In this work, we discuss the boundedness of the operator
$$ \begin{align} Tf(x,y) = \lim_{\varepsilon\to 0} \int_\varepsilon^1 f(x - t,y - \phi(t)) \frac{e^{2\pi i \gamma(t)}}{\psi(t)} dt, \end{align} $$
along a convex curve
$t\mapsto (t, \phi (t))$
, where
$\phi $
satisfies the condition
-
(C)
$\phi ''(t)> 0$
and
$\phi '''(t)\ge 0$
on
$(0,1)$
.
Note that we no longer require
$\phi (0)$
nor
$\phi '(0)$
to be
$0$
, nor any of the conditions (C1) or (C3) above. We observe that any function
$\phi (t) = t^\kappa $
satisfies condition (C) if
$\kappa \ge 2$
, but not if
$1 < \kappa < 2$
. In this latter case, however,
$\phi $
satisfies condition (C3) on the whole interval.
We allow the singularity
$\psi (t)$
to be much worse than a power, say of the order of
$t\to e^{-1/t}$
or worse. The authors have studied oscillatory integrals with such kernels previously in [Reference Folch-GabayetFG99, Reference Folch-Gabayet and SáenzFGS19]. We assume that the functions
$\gamma \in C^3((0,1])$
and
$\psi \in C^2((0,1])$
satisfy the following:
-
(a.1)
$\gamma , \psi $
, and their derivatives
$\gamma ', \gamma '', \gamma '''$
, and
$\psi '$
are all monotone. For convenience, we also assume that
$\gamma ''(t)> 0$
for
$t\in (0,1]$
,
$\gamma ''$
is strictly decreasing,
$\lim _{t\to 0}\gamma ''(t) = \infty $
and that
$\gamma ''(1) = 1$
, as well as
$\psi (t)>0$
. -
(a.2) There exists
$C>0$
such that, for
$s\ge 1$
,
$$ \begin{align*} |\gamma"'(\gamma"^{-1}(2s))| \le C|\gamma"'(\gamma"^{-1}(s))|. \end{align*} $$
-
(a.3) For small
$\rho>0$
, there exists
$C>0$
such that
$$ \begin{align*} |\gamma"'(t)| \le C \gamma"(t)^{3/2 - \rho}. \end{align*} $$
-
(a.4) There exists
$C>0$
such that
$$ \begin{align*} \frac{1}{\psi(t)} \le C |\gamma"'(t)|^{1/3}. \end{align*} $$
These assumptions are satisfied by
$\gamma (t) = t^{-\beta }$
and
$\psi (t) = t^{\alpha +1}$
if
$\alpha $
and
$\beta $
satisfy, as in [Reference ChandaranaCha96],
$\beta \ge 3\alpha $
. Assumption (a.4) is not satisfied by our example
$\gamma (t) = e^{1/t}$
and
$\psi (t) = e^{-1/2t}$
in [Reference Folch-Gabayet and SáenzFGS19], but it is satisfied by the function
$\psi (t) = e^{-1/3 t}$
. Alternatively, it is satisfied by the pair of functions
$\gamma (t) = e^{3/t}$
and
$\psi (t) = e^{-1/t}$
.
1.1 Existence
It is not hard to see that the limit in (1.3) exists for, say,
$f\in C_c^\infty (\mathbb {R}^2)$
. Indeed, if we write
for
$0 < \varepsilon ' < \varepsilon ,$
we can integrate by parts to obtain
$$ \begin{align} &\int_{\varepsilon'}^\varepsilon f(x-t,y - \phi(t)) \frac{\Gamma'(t)}{\psi(t)} dt \nonumber\\ &\qquad= f(x-t,y - \phi(t)) \frac{\Gamma(t)}{\psi(t)}\bigg|_{\varepsilon'}^\varepsilon - \int_{\varepsilon'}^\varepsilon \Gamma(t) \frac{d}{dt} \frac{f(x-t,y - \phi(t))}{\psi(t)} dt. \end{align} $$
The first term in (1.4) goes to zero as
$\varepsilon ',\varepsilon \to 0$
because, by the van der Corput’s lemma [Reference SteinSte93, Proposition 2 in section 1.2 of chapter VIII],
and therefore, using assumptions (a.3) and (a.4) and the fact that f is bounded,
$$ \begin{align*} \bigg|f(x-t,y - \phi(t)) \frac{\Gamma(t)}{\psi(t)}\bigg| \lesssim\frac{1}{\gamma"(t)^{1/2}}|\gamma"'(t)|^{1/3} \lesssim\frac{1}{\gamma"(t)^{\rho/3}} \to 0 \end{align*} $$
as
$t\to 0$
.
For the second integral in (1.4), we note that
$$ \begin{align} &\bigg|\int_{\varepsilon'}^\varepsilon \Gamma(t) \frac{d}{dt} \frac{f(x-t,y - \phi(t))}{\psi(t)} dt \bigg| \nonumber\\ &\qquad\qquad \le\int_{\varepsilon'}^\varepsilon |\Gamma(t)| \Big|\frac{df(x-t,y - \phi(t))}{dt}\Big| \frac{1}{|\psi(t)|} dt \nonumber\\ &\qquad\qquad\qquad+ \int_{\varepsilon'}^\varepsilon |\Gamma(t)| |f(x-t,y - \phi(t))| \Big|\frac{\psi'(t)}{\psi(t)^2}\Big| dt, \end{align} $$
and the first integral in (1.5) goes to 0 as above, because the derivatives of f and
$\phi $
are also bounded. For the second integral, choose
$l\in \mathbb {N}$
such that
$\gamma ^{\prime \prime -1}(2^{l+1}) < \varepsilon \le \gamma ^{\prime \prime -1}(2^l)$
. As
$0 < \varepsilon ' < \varepsilon \le \gamma ^{\prime \prime -1}(2^l)$
, we have, using the fact that f is bounded,
$$ \begin{align*} \int_{\varepsilon'}^\varepsilon |\Gamma(t)| &|f(x-t,y - \phi(t))| \Big|\frac{\psi'(t)}{\psi(t)^2}\Big| dt\\ &\lesssim \int_0^{\gamma^{\prime\prime-1}(2^l)} |\Gamma(t)|\Big|\frac{\psi'(t)}{\psi(t)^2}\Big| dt \lesssim \sum_{j=l}^\infty \frac{1}{2^{j/2}} \int_{\gamma^{\prime\prime-1}(2^{j+1})}^{\gamma^{\prime\prime-1}(2^j)} \Big|\frac{\psi'(t)}{\psi(t)^2}\Big| dt, \end{align*} $$
where we have again used the van der Corput’s lemma so
Now, as
$\psi $
is monotone, we have
$$ \begin{align*} \int_{\gamma"^{-1}(2^{j+1})}^{\gamma"^{-1}(2^j)} \Big|\frac{\psi'(t)}{\psi(t)^2}\Big| dt &= \bigg| \frac{1}{\psi(\gamma"^{-1}(2^{j+1}))} - \frac{1}{\psi(\gamma"^{-1}(2^j))} \bigg| \\&\lesssim |\gamma"'(\gamma"^{-1}(2^{j+1}))|^{1/3}, \end{align*} $$
where we have also used (a.4). Using (a.3), we see that the integral is then bounded by
$$ \begin{align*} \sum_{j=l}^\infty \frac{1}{2^{j/2}} \big( 2^{j/3}\big)^{3/2-\rho} = \sum_{j=l}^\infty \frac{1}{2^{\rho/3}} \lesssim \frac{1}{2^l}, \end{align*} $$
which goes to 0 as
$l\to \infty $
(and thus as
$\varepsilon ',\varepsilon \to 0$
).
2
$L^2$
boundedness
We will prove the following theorem.
Theorem 2.1 The operator T given by (1.3) extends to a bounded operator on
$L^2(\mathbb {R}^2)$
.
In order to prove the
$L^2$
boundedness of operator (1.3), we need to prove that its multiplier
$$ \begin{align} m(\xi,\eta) = \int_0^1 e^{2\pi i (\gamma(t) - \xi t - \eta \phi(t))} \frac{dt}{\psi(t)}, \quad \xi,\eta\in\mathbb{R}, \end{align} $$
is bounded. We write (2.1) as the integral
$$ \begin{align} \int_0^1 e^{2\pi i g(t)}\frac{dt}{\psi(t)}, \end{align} $$
where
$g(t) = \gamma (t) - \xi t - \eta \phi (t)$
. If we let
then we can also write (2.2) as
$$ \begin{align*} \int_0^1 \frac{G'(t)}{\psi(t)} dt. \end{align*} $$
The boundedness of (2.2) will follow from estimates to G, obtained by van der Corput’s lemma provided we can prove that the derivatives of g can be bounded from below, uniformly for
$\xi $
and
$\eta $
in proper subsets of
$\mathbb {R}^2$
. The derivatives of the function g are given by
and
We thus observe that bounds from below for
$g'$
,
$g''$
, or
$g'''$
will depend on the signs of
$\xi $
and
$\eta $
. We prove then the boundedness of (2.2) by splitting in cases.
2.1 Case
$\eta \le 0$
In this case, we consider the second derivative
$g''$
. For
$\eta \le 0$
,
because
$\phi ''(t)> 0$
. Hence, by van der Corput’s lemma,
We integrate by parts to obtain
$$ \begin{align*} \int_0^{1}\frac{G'(t)}{\psi(t)}dt = \lim_{t\to0} \Big( \frac{G(1)}{\psi(1)} - \frac{G(t)}{\psi(t)}\Big) + \int_0^{1} \frac{G(t)\psi'(t)}{\psi(t)^2}dt. \end{align*} $$
The limit is bounded because, using assumptions (a.3) and (a.4),
$$ \begin{align*} \Big|\frac{G(t)}{\psi(t)}\Big| \lesssim \frac{1}{\gamma"(t)^{1/2}} |\gamma"'(t)|^{1/3} \lesssim\frac{1}{\gamma"(t)^{\rho/3}} \le 1. \end{align*} $$
For the integral, we partition the interval
$(0, 1]$
in the intervals
$j=0,1,2\ldots $
, and we use the monotonicity of
$\psi $
, so
$\psi '$
doesn’t change sign. Thus,
$$ \begin{align*} \Big| \int_0^{1} \frac{G(t)\psi'(t)}{\psi(t)^2}dt \Big|&\le \sum_{j=0}^\infty \int_{\gamma"^{-1}(2^{j+1})}^{\gamma"^{-1}(2^j)} |G(t)|\Big| \frac{\psi'(t)}{\psi(t)^2} \Big| dt \\&\lesssim \sum_{j=0}^\infty \int_{\gamma"^{-1}(2^{j+1})}^{\gamma"^{-1}(2^j)} \frac{1}{\gamma"(t)^{1/2}}\Big| \frac{\psi'(t)}{\psi(t)^2} \Big| dt \\&\le \sum_{j=0}^\infty \frac{1}{2^{j/2}}\int_{\gamma"^{-1}(2^{j+1})}^{\gamma"^{-1}(2^j)} \Big| \frac{\psi'(t)}{\psi(t)^2} \Big| dt \\&\le \sum_{j=0}^\infty \frac{1}{2^{j/2}}\Big| \frac{1}{\psi(\gamma"^{-1}(2^j))} -\frac{1}{\psi(\gamma"^{-1}(2^{j+1}))} \Big| \\&\lesssim \sum_{j=0}^\infty \frac{1}{2^{j/2}}|\gamma"'(\gamma"^{-1}(2^{j+1}))|^{1/3}\\&\lesssim \sum_{j=0}^\infty \frac{1}{2^{j/2}} \big( 2^{j(3/2-\rho)} \big)^{1/3}= \sum_{j=0}^\infty \frac{1}{2^{j\rho/3}} < \infty. \end{align*} $$
2.2 Case
$\eta> 0$
In this case, both
$g'$
and
$g''$
might be zero. Since both
$\gamma ''>0$
and
$\phi ''>0$
,
$\gamma ''$
is decreasing and
$\phi ''$
is increasing, for
$\eta>0,$
we will have that
will have a unique zero in
$(0,1)$
if
$\eta \phi ''(1)> \gamma ''(1) = 1$
.
Let
$t_0$
be the zero of
$g''(t)$
if
$\eta \phi ''(1)> 1$
; otherwise, let
$t_0 = 1$
. Hence,
$t_0$
satisfies
if
$t_0 < 1$
, or
$1 \ge \eta \phi ''(1)$
if
$t_0 = 1$
. Either way we have the estimate
Let
$l\in \mathbb {N}$
be such that
We thus split integral (2.2) as
$$ \begin{align*} \int_0^{\gamma^{\prime\prime-1}(2^{l+2})} \frac{G'(t)}{\psi(t)}dt + \int_{\gamma^{\prime\prime-1}(2^{l+2})}^{\gamma^{\prime\prime-1}(2^{l-1})} \frac{G'(t)}{\psi(t)}dt + \int_{\gamma^{\prime\prime-1}(2^{l-1})}^1 \frac{G'(t)}{\psi(t)}dt, \end{align*} $$
where the third integral is nonzero only if
$l>1$
(if
$l=0$
, the second integral is only over the interval
$[\gamma ^{\prime \prime -1}(4),1]$
, of course). We estimate each of these integrals separately.
2.2.1 The first integral
Here, we integrate over t such that
$0 < t \le \gamma ^{\prime \prime -1}(2^{l+2})$
. For such
$t,$
we have, using the monotonicity of
$\gamma ''$
and
$\phi ''(t)$
, (2.3) and (2.4),
$$ \begin{align*} \gamma"(t) &\ge 2^{l+2} = 2\cdot 2^{l+1} = 2\gamma"(\gamma"^{-1}(2^{l+1}))\\&\ge 2\gamma"(t_0) \ge 2\eta \phi"(t_0) \ge 2\eta \phi"(t). \end{align*} $$
Hence
over
$0 < t \le \gamma ^{\prime \prime -1}(2^{l+2})$
, and by van der Corput’s lemma,
over this interval. We can therefore estimate the first integral as in Section 2.1.
2.2.2 The third integral
If
$l> 1$
, we integrate over
$\gamma ^{\prime \prime -1}(2^{l-1}) \le t \le 1$
. This implies that
$t_0 < 1$
so, in particular,
$\gamma ''(t_0) = \eta \phi ''(t_0)$
. Using the monotonicity of
$\gamma ''$
and
$\phi ''(t)$
, and (2.4),
so we have again, by van der Corput’s lemma,
and we proceed as above.
2.2.3 The middle integral
We finally integrate over the interval that contains
$t_0$
. Since
$-\eta <0$
and
$\phi '''\ge 0$
, we have
Thus,
for
$\gamma ^{\prime \prime -1}(2^{l+2}) \le t \le \gamma ^{\prime \prime -1}(2^{l-1})$
. By van der Corput’s lemma (see the corollary to Proposition 2 in [Reference SteinSte93, VIII.1.2]), we obtain
$$ \begin{align*} \Big| \int_{\gamma"^{-1}(2^{l+2})}^{\gamma"^{-1}(2^{l-1})}\frac{e^{2\pi i g(t)}}{\psi(t)}dt \Big| \lesssim\frac{1}{|\gamma"'(\gamma"^{-1}(2^{l-1}))|^{1/3}}\frac{1}{|\psi(\gamma"^{-1}(2^{l+2}))|}. \end{align*} $$
Thus, by hypothesis (a.4),
$$ \begin{align*} \Big| \int_{\gamma"^{-1}(2^{l+2})}^{\gamma"^{-1}(2^{l-1})}\frac{e^{2\pi i g(t)}}{\psi(t)}dt \Big| \lesssim\frac{1}{|\gamma"'(\gamma"^{-1}(2^{l-1}))|^{1/3}}|\gamma"'(\gamma"^{-1}(2^{l+2}))|^{1/3}, \end{align*} $$
which is bounded by a constant by assumption (a.2).
3 A result on sharpness
Assume that
$\gamma $
satisfies assumptions (a.1)–(a.3). We prove that, under assumption
-
(b.4), there exists
$C>0$
and a small
$\mu>0$
such that, for
$t\in (0,1]$
,
$$ \begin{align*} \frac{1}{|\psi(t)|} \le C \gamma"(t)^{1/2 - \mu}, \end{align*} $$
assumption (a.4) is sharp, in the sense that, if we assume
-
(b.5), the quotient
is unbounded,
$$ \begin{align*} \frac{1}{|\psi(t)| |\gamma"'(t)|^{1/3}} \end{align*} $$
then the multiplier is not bounded for any curve
$\phi (t)$
satisfying hypothesis (C) above. Indeed, it fails for the parabola.
Proposition 3.1 Under hypotheses (a.1)–(a.3), (b.4), and (b.5), the multiplier
$m(\xi , \eta )$
for the parabola
$\phi (t) = t^2$
is unbounded.
Proof Let
$t_n\to 0$
such that
Now, for each n, set
Note that this implies that
$g'(t_n) = g''(t_n) = 0$
. We claim that
$|m(\xi _n,\eta _n)| \to \infty $
.
Fix
$n\in \mathbb {N}$
and choose
$l = l(n)\in \mathbb {N}$
such that
Let
$h\in C^\infty ((0,1))$
be a cutoff function such that
-
(1)
$\operatorname {\mathrm {supp}} h \subset [\gamma ^{\prime \prime -1}(2^{l+3}),\gamma ^{\prime \prime -1}(2^{l-2})]$
; -
(2)
$h(t) = 1$
on
$[\gamma ^{\prime \prime -1}(2^{l+2}),\gamma ^{\prime \prime -1}(2^{l-1})]$
; -
(3) h is increasing on
$[\gamma ^{\prime \prime -1}(2^{l+3}),\gamma ^{\prime \prime -1}(2^{l+2})]$
and decreasing on
$[\gamma ^{\prime \prime -1}(2^{l-1}),\gamma ^{\prime \prime -1}(2^{l-2})]$
.
Hence, with the notation used above,
$$ \begin{align} m(\xi_n,\eta_n) = \int_0^1 \frac{G'(t)}{\psi(t)} dt &= \int_0^{\gamma^{\prime\prime-1}(2^{l+2})} \frac{G'(t)}{\psi(t)}(1 - h(t)) dt \nonumber\\ &\qquad + \int_{\gamma^{\prime\prime-1}(2^{l+3})}^{\gamma^{\prime\prime-1}(2^{l-2})} \frac{G'(t)}{\psi(t)} h(t) dt \nonumber\\ &\qquad + \int_{\gamma^{\prime\prime-1}(2^{l-1})}^1 \frac{G'(t)}{\psi(t)}(1 - h(t)) dt. \end{align} $$
To estimate the first integral, we integrate by parts to obtain
$$ \begin{align} \int_0^{\gamma^{\prime\prime-1}(2^{l+2})} &\frac{G'(t)}{\psi(t)}(1 - h(t)) dt \nonumber\\ &= - \lim_{t\to0} \frac{G(t)}{\psi(t)} + \int_0^{\gamma^{\prime\prime-1}(2^{l+2})} \frac{G(t)\psi'(t)}{\psi(t)^2}(1 - h(t))dt \nonumber\\ &\hspace{.5in} - \int_{\gamma^{\prime\prime-1}(2^{l+3})}^{\gamma^{\prime\prime-1}(2^{l+2})} \frac{G(t)}{\psi(t)} h'(t)dt. \end{align} $$
As in Section 2.2.1, if
$0 < t < \gamma ^{\prime \prime -1}(2^{l+2})$
,
so
$g''(t) = \gamma ''(t) -2\eta _n \ge \frac {1}{2}\gamma ''(t)$
and, by van der Corput’s lemma,
So, by hypothesis (b.4),
$$ \begin{align*} \Big| \frac{G(t)}{\psi(t)}\Big| \lesssim \frac{1}{\gamma"(t)^\mu}. \end{align*} $$
This implies that the limit in (3.2) is zero, as well as the third integral is bounded, as
$$ \begin{align*} &\Big|\int_{\gamma^{\prime\prime-1}(2^{l+3})}^{\gamma^{\prime\prime-1}(2^{l+2})} \frac{G(t)}{\psi(t)} h'(t)dt\Big| \\ &\quad\le \int_{\gamma^{\prime\prime-1}(2^{l+3})}^{\gamma^{\prime\prime-1}(2^{l+2})} \Big|\frac{G(t)}{\psi(t)}\Big| h'(t)dt \lesssim \frac{1}{2^l} \int_{\gamma^{\prime\prime-1}(2^{l+3})}^{\gamma^{\prime\prime-1}(2^{l+2})}h'(t)dt = 2^{-l}, \end{align*} $$
because h is increasing from
$0$
to
$1$
in the interval
$[\gamma ^{\prime \prime -1}(2^{l+3}),\gamma ^{\prime \prime -1}(2^{l+2})]$
.
For the second integral in (3.2), we decompose the interval
$(0,\gamma ^{\prime \prime -1}(2^{l+2})]$
and use the fact that
$\psi $
is monotone, as in Section 2.1, to obtain
$$ \begin{align*} \Big| \int_0^{\gamma"^{-1}(2^{l+2})} &\frac{G(t)\psi'(t)}{\psi(t)^2}(1 - h(t))dt \Big|\le \sum_{j=l+2}^\infty \int_{\gamma"^{-1}(2^{j+1})}^{\gamma"^{-1}(2^j)} |G(t)|\Big| \frac{\psi'(t)}{\psi(t)^2} \Big| dt \\&\lesssim \sum_{j=l+2}^\infty \int_{\gamma"^{-1}(2^{j+1})}^{\gamma"^{-1}(2^j)} \frac{1}{\gamma"(t)^{1/2}}\Big| \frac{\psi'(t)}{\psi(t)^2} \Big| dt \\&\le \sum_{j=l+2}^\infty \frac{1}{2^{j/2}}\int_{\gamma"^{-1}(2^{j+1})}^{\gamma"^{-1}(2^j)} \Big| \frac{\psi'(t)}{\psi(t)^2} \Big| dt \\&\le \sum_{j=l+2}^\infty \frac{1}{2^{j/2}}\Big| \frac{1}{\psi(\gamma"^{-1}(2^j))} -\frac{1}{\psi(\gamma"^{-1}(2^{j+1}))} \Big| \\&\lesssim \sum_{j=l+2}^\infty \frac{1}{2^{j/2}}\gamma"(\gamma"^{-1}(2^{j+1}))^{1/2-\mu}\\&\lesssim \sum_{j=l+2}^\infty \frac{1}{2^{j/2}} (2^j)^{1/2-\mu}= \sum_{j=l+2}^\infty \frac{1}{2^{j\mu}} < \infty. \end{align*} $$
The third integral in (3.1) can be estimated similarly. We conclude then that both of these integrals are bounded.
Now, since
$g'(t_n) = g''(t_n) = 0$
, we have the asymptotic estimate
$$ \begin{align*} \int_{\gamma"^{-1}(2^{l+3})}^{\gamma"^{-1}(2^{l-2})}\frac{e^{2\pi i g(t)}}{\psi(t)} h(t) dt \sim C \frac{e^{2\pi ig(t_n)}}{\psi(t_n)(\gamma"'(t_n))^{1/3}} \end{align*} $$
for the second integral in (3.1), where C is independent of n (see, e.g., equations (4), (17), and (20) in [Reference ErdélyiErd56, Section 2.9]). By the construction of the
$t_n$
, we have that
as
$n\to \infty $
.
4 An extension to
$L^p$
spaces
In this section, we consider the operator
$$ \begin{align} Tf(x,y) = \lim_{\varepsilon\to 0} \int_\varepsilon^1 f(x - t, y - \phi(t)) \frac{e^{2\pi i\gamma(t)}}{t^\theta \, \psi(t)^{1 - \theta}} dt, \end{align} $$
for
$0< \theta < 1$
, and
$\gamma $
and
$\psi $
satisfy hypotheses (a.1)–(a.4) above, as well as assuming that
$\psi> 0$
,
$\phi '', \phi '''\ge 0$
. We also make the following assumption on
$\gamma ''$
:
-
(a.5) There exists a constant
$\epsilon>0$
, with
$(1+\epsilon )^2 < 2$
, such that, for
$0 < t < t_0$
,
$$ \begin{align*} \gamma"(t) \ge 2 \gamma"((1+\epsilon)t). \end{align*} $$
We remark that assumption (a.5) is analogous to assumption (a.4) in [Reference Folch-Gabayet and SáenzFGS19], which stated that
“there exist
$\epsilon> 0, A > 1 + \epsilon $
such that
$\gamma '(t) \ge A \gamma '((1+\epsilon )t)$
for for
$0 < t < t_0$
.”
It is expected, as we are now working along the curve
$t\mapsto (t,\phi (t))$
, to require a stronger condition to the corresponding one in [Reference Folch-Gabayet and SáenzFGS19], so this time we need to assume such condition on
$\gamma ''$
.
Using the fact that
$\gamma ''$
is decreasing, we can rewrite (a.5) as
and, by substituting
$\gamma ''((1+\epsilon )t)$
by s, we obtain
for large
$s>1$
. Together with the fact that
$\gamma ^{\prime \prime -1}$
is decreasing, we obtain that
for large values of s, so
$\gamma ^{\prime \prime -1}(s)$
and
$\gamma ^{\prime \prime -1}(2s)$
have comparable sizes. This is analogous to the fact that
$|\gamma '''(\gamma ^{\prime \prime -1}(s))|$
and
$|\gamma '''(\gamma ^{\prime \prime -1}(2s))|$
also have comparable sizes, as, from assumption (a.2), we have that
Remark 4.1. The function
$\gamma (t) = t^{-\beta }$
, with
$\beta>0$
, also satisfies assumption (a.5). Indeed,
$\gamma ''(t) = \beta (\beta +1)t^{-\beta -2}$
, so
if we choose
$(1+\epsilon )^{\beta +2} = 2$
, which satisfies
$(1+\epsilon )^2 < 2$
because
$\beta> 0$
.
Remark 4.2. Functions
$\gamma $
such that
$\gamma ''$
is of the form
$\gamma ''(t) = c e^{\sigma /t}$
, for
$\sigma>0$
, also satisfy (a.5). Indeed,
for
$\epsilon = \log 2^{1/3} < 2^{1/2}-1$
as long as
$t < \sigma /\big ( 3(1+\epsilon )\big )$
.
Lemma 4.3 There exist constants
$C>0$
and
$\delta>0$
such that, for small
$t>0$
,
Proof We first proceed as in [Reference Folch-GabayetFG99] to verify that
Indeed, as
$t\mapsto -\gamma '''(t)$
is decreasing, we have
by assumption (a.5). So we obtain
The lemma will follow from (4.5) once we establish the existence of
$\delta>0$
such that
To verify this, observe that, by assumption (a.5),
for every
$n\in \mathbb {N}$
, where
$C = t_0\gamma ''(t_0)/2$
. For
$t\in (0,t_0)$
, choose n such that
Then
$(1+\epsilon )^{n+1} \ge t_0/t$
and hence
$n+1 \ge \log (t_0/t)/\log (1+\epsilon )$
, which implies
where
$$ \begin{align*} \alpha = \frac{\log(2/(1+\epsilon))}{\log(1+\epsilon)}> 1 \end{align*} $$
because
$2> (1+\epsilon )^2$
. Therefore, as
$\gamma ''$
is decreasing,
If we choose
$\delta = (\alpha -1)/(1+\alpha ),$
we obtain
Remark 4.4. Substituting t by
$\gamma ^{\prime \prime -1}(s)$
in Lemma 4.3, we obtain
which guarantees, in particular, that for any
$\varepsilon>0,$
the series
$$ \begin{align*} \sum_{j=0}^\infty \frac{1}{\big(\gamma"^{-1}(2^j)|\gamma"'(\gamma"^{-1}(2^j))|^{1/3}\big)^\varepsilon} < \infty. \end{align*} $$
The existence of the limit in (4.1) can be verified analogously to the existence of the limit in (1.3) above. From the proof of Theorem 2.1, in particular, the estimates for the multiplier (2.2), we obtain the following result.
Corollary 4.5 Under assumptions (a.1)–(a.5), the operator (4.1) is bounded on
$L^p(\mathbb {R}^2)$
if
$$ \begin{align} \frac{1}{2}\le \frac{1}{p} < \frac{1+\theta}{2}. \end{align} $$
Remark 4.6. We take a moment to note that our result in Corollary 4.5 is consistent with previous known results for the operator (1.1). If we write
$t^{\alpha +1}$
as
$t^\theta \psi (t)^{1-\theta }$
, with
then the condition
$\beta \ge 3\alpha /(1-\theta )$
implies
$$ \begin{align*} \theta < \frac{\beta - 3\alpha}{\beta}, \end{align*} $$
so we see that the operator (1.1) is bounded on
$L^p(\mathbb {R}^2)$
if
$\beta> 3\alpha $
and
$$ \begin{align*} \frac{1}{p} < \frac{1}{2} + \frac{\beta - 3\alpha}{2\beta} = \frac{2\beta - 3\alpha}{2\beta}, \end{align*} $$
which is of course (1.2) by duality.
Proof of Corollary 4.5.
We follow the idea in [Reference Chen, Damtew and ZhuCDZ17] and formally write
$Tf = \sum _{j=0}^\infty T_jf$
, where
$$ \begin{align*} T_jf(x,y) = \int_{\gamma^{\prime\prime-1}(2^{j+1})}^{\gamma^{\prime\prime-1}(2^j)} f(x-t, y - \phi(t)) \frac{e^{2\pi i\gamma(t)}}{t^\theta \, \psi(t)^{1 - \theta}} dt, \end{align*} $$
and we estimate the
$L^1$
and
$L^2$
norms of each
$T_j$
,
$j\ge 0$
.
For the
$L^1$
norms, we start with the trivial estimate
$$ \begin{align*} \int |T_jf(x,y)|dxdy &\le \int_{\gamma^{\prime\prime-1}(2^{j+1})}^{\gamma^{\prime\prime-1}(2^j)} \frac{1}{t^\theta \, \psi(t)^{1 - \theta}} dt ||f||_{L^1}\\ &\lesssim \frac{\gamma^{\prime\prime-1}(2^j)}{\gamma^{\prime\prime-1}(2^{j+1})^\theta \psi(\gamma^{\prime\prime-1}(2^{j+1}))^{1 - \theta}} ||f||_{L^1}. \end{align*} $$
Using (a.4) and (4.4), we have
and, by (4.3), we have
so we have the estimate
For the
$L^2$
norm, we estimate the supremum of its multiplier
$$ \begin{align*} m_j(\xi,\eta) = \int_{\gamma^{\prime\prime-1}(2^{j+1})}^{\gamma^{\prime\prime-1}(2^j)} \frac{G'(t)}{t^\theta \psi(t)^{1-\theta}} dt, \end{align*} $$
with the same notation as above. Integrating by parts,
$$ \begin{align} m_j(\xi,\eta) &= \frac{G(\gamma^{\prime\prime-1}(2^j))}{\gamma^{\prime\prime-1}(2^j)^\theta \psi(\gamma^{\prime\prime-1}(2^j))^{1-\theta}} - \frac{G(\gamma^{\prime\prime-1}(2^{j+1})}{\gamma^{\prime\prime-1}(2^{j+1})^\theta \psi(\gamma^{\prime\prime-1}(2^{j+1})^{1-\theta}} \nonumber\\ &\quad+ \int_{\gamma^{\prime\prime-1}(2^{j+1})}^{\gamma^{\prime\prime-1}(2^j)} G(t) \Big( \frac{\theta}{t^{\theta+1} \psi(t)^{1-\theta}} + \frac{(1-\theta)\psi'(t)}{t^\theta \psi(t)^{2-\theta}} \Big) dt. \end{align} $$
Again, by Van der Corput’s lemma,
Using (a.4) again, each of the first two terms in (4.10) is estimated by
$$ \begin{align*} \Big| \frac{G(\gamma"^{-1}(2^j))}{\gamma"^{-1}(2^j)^\theta\psi(\gamma"^{-1}(2^j))^{1-\theta}} \Big| &\lesssim\frac{|\gamma"'(\gamma"^{-1}(2^j))|^{(1-\theta)/3}}{\gamma"^{-1}(2^j)^\theta|\gamma"'(\gamma"^{-1}(2^j))|^{1/3}} \\ &\lesssim\frac{1}{\gamma"^{-1}(2^j)^\theta|\gamma"'(\gamma"^{-1}(2^j))|^{\theta/3}} \end{align*} $$
and, also using (4.3) and (4.4),
$$ \begin{align*} \Big| \frac{G(\gamma"^{-1}(2^{j+1}))}{\gamma"^{-1}(2^{j+1})^\theta\psi(\gamma"^{-1}(2^{j+1}))^{1-\theta}} \Big| &\lesssim\frac{|\gamma"'(\gamma"^{-1}(2^{j+1}))|^{(1-\theta)/3}}{\gamma"^{-1}(2^{j+1})^\theta|\gamma"'(\gamma"^{-1}(2^{j+1}))|^{1/3}} \\ &\lesssim\frac{1}{\gamma"^{-1}(2^j)^\theta|\gamma"'(\gamma"^{-1}(2^j))|^{\theta/3}}. \end{align*} $$
Similarly, we estimate the integral by
$$ \begin{align*} \Big|\int_{\gamma"^{-1}(2^{j+1})}^{\gamma"^{-1}(2^j)} \frac{G(t)\theta}{t^{\theta+1} \psi(t)^{1-\theta}} dt \Big| &\le\int_{\gamma"^{-1}(2^{j+1})}^{\gamma"^{-1}(2^j)}\frac{|G(t)|}{t^{\theta+1} \psi(t)^{1-\theta}} dt \\&\lesssim \int_{\gamma"^{-1}(2^{j+1})}^{\gamma"^{-1}(2^j)}\frac{|\gamma"'(t)|^{(1-\theta)/3}}{t^{\theta+1} |\gamma"'(t)|^{1/3}} dt\\&\lesssim \frac{1}{|\gamma"'(\gamma"^{-1}(2^{j+1}))|^{\theta/3}}\int_{\gamma"^{-1}(2^{j+1})}^{\gamma"^{-1}(2^j)}\frac{1}{t^{\theta+1}} dt \\&\lesssim\frac{1}{\gamma"^{-1}(2^j)^\theta|\gamma"'(\gamma"^{-1}(2^j))|^{\theta/3}}, \end{align*} $$
where we have again used (4.4), and, using the fact that
$\psi $
is monotone (and thus increasing),
$$ \begin{align*} \Big|\int_{\gamma"^{-1}(2^{j+1})}^{\gamma"^{-1}(2^j)} &\frac{G(t)(1-\theta)\psi'(t)}{t^\theta \psi(t)^{2-\theta}} dt \Big|\le\int_{\gamma"^{-1}(2^{j+1})}^{\gamma"^{-1}(2^j)}\frac{|G(t)|}{t^\theta}\frac{\psi'(t)}{\psi(t)^{2-\theta}} dt \\&\lesssim \frac{1}{\gamma"^{-1}(2^{j+1})^\theta|\gamma"'(\gamma"^{-1}(2^{j+1}))|^{1/3}}\int_{\gamma"^{-1}(2^{j+1})}^{\gamma"^{-1}(2^j)} \frac{\psi'(t)}{\psi(t)^{2-\theta}} dt \\&\lesssim \frac{1}{\gamma"^{-1}(2^{j+1})^\theta|\gamma"'(\gamma"^{-1}(2^{j+1}))|^{1/3}}\frac{1}{\psi(\gamma"^{-1}(2^{j+1}))^{1-\theta}}\\&\lesssim \frac{1}{\gamma"^{-1}(2^{j+1})^\theta|\gamma"'(\gamma"^{-1}(2^{j+1}))|^{\theta/3}}\\&\lesssim\frac{1}{\gamma"^{-1}(2^j)^\theta|\gamma"'(\gamma"^{-1}(2^j))|^{\theta/3}}. \end{align*} $$
We therefore conclude that
By interpolation, if
$0\le \tau \le 1$
and
then
$T_j$
is bounded on
$L^p(\mathbb {R}^2)$
with norm
$$ \begin{align}\begin{aligned} ||T_j||_{L^p\to L^p} &\le ||T_j||_{L^1\to L^1}^\tau||T_j||_{L^2\to L^2}^{1-\tau}\\ & \lesssim\frac{1}{\gamma"^{-1}(2^j)^{\theta-\tau}|\gamma"'(\gamma"^{-1}(2^j))|^{(\theta-\tau)/3}}. \end{aligned}\end{align} $$
By Remark 4.4, the series
$$ \begin{align*} \sum_{j=0}^\infty ||T_j||_{L^p\to L^p} \lesssim\sum_{j=0}^\infty \frac{1}{\gamma"^{-1}(2^j)^{\theta-\tau}|\gamma"'(\gamma"^{-1}(2^j))|^{(\theta-\tau)/3}} \end{align*} $$
converges as long as
$\theta> \tau $
, that is,
$$ \begin{align*} \frac{1}{p} = \frac{1+\tau}{2} < \frac{1+\theta}{2}.\\[-34pt] \end{align*} $$
5 Discussion
In [Reference Folch-GabayetFG99], the author proved that the operator
$$ \begin{align} f \mapsto \lim_{\varepsilon\to 0} \int_\varepsilon^1 f(x - t) \frac{e^{2\pi i\gamma(t)}}{t^\theta \, \psi(t)^{1 - \theta}} dt \end{align} $$
is bounded on
$L^p(\mathbb {R})$
as long as
$\gamma , \psi $
satisfy assumptions that are analogous to our assumptions (a.1)–(a.5) (as discussed in this article) and p satisfies
$$ \begin{align*} \frac{1}{2} \le \frac{1}{p} \le \frac{1+\theta}{2}, \end{align*} $$
for
$0\le \theta < 1$
. Thus, a natural question is whether Corollary 4.5 is true for the endpoint case
$$\begin{align*}\frac{1}{p} = \frac{1+\theta}{2}. \end{align*}$$













