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This chapter discusses the implications of this research for our view of British economic policy in particular and the political economy and historical sociology of economic policymaking in general. A multidimensional approach to economic policymaking reveals heterogeneity and discontinuity in postwar economic policymaking that conventional paradigmatic explanations and epochalist categories overlook.
How and why do economic policy regimes emerge and evolve over time? Chapter 1 lays out the book’s argument and analytical approach. The story of economic policy in Western democracies is commonly told in terms of the supersession of epoch-defining intellectual revolutions. The analytical and empirical shortcomings of this conventional argument indicate that we are in need of a different account. Using the United Kingdom as a case study, this book makes the case for a multi-layered understanding of policy regimes and illuminates processes of fragmented change before and after the 1970s. The book studies policymaking from the forward-looking perspective of government elites and theorizes the politics of economic policy as a series of overlapping economic-policy and bureaucratic framing contests. It shows how these framing contests drive policy decision-making, organizational hierarchies, symbolic state practices and, thereby, the evolution of policy languages. The book’s multidimensional analytical approach highlights how the politics of economic ideas, bureaucratic politics, and the evolving structural political-economic context drive the development of relatively (in)coherent policy regimes.
Why are women underrepresented in civil service management across rich democracies? We argue that government ideology matters for this question, and that women bureaucrats’ careers stagnate under right-wing governments, since they do not suppress gender-inequality-reinforcing promotion patterns. We examine this using administrative occupation data on all Danish central government employees, observed quarterly from 1998 to 2019. The evidence is consistent with our argument: Under left-wing governments, men and women in the civil service progress similarly, while women progress more slowly than men under right-wing governments. The gender gap in career progression widens at the higher echelons of the bureaucracy, where political attention is greater, and this gap is not reduced by the presence of women ministers.
This book challenges the conventional narrative that the 1970s were a fundamental watershed between two seamless economic policy paradigms in postwar United Kingdom, Keynesianism and neoliberalism. Drawing on extensive archival research, José Tomás Labarca highlights heterogeneity and discontinuity in postwar economic policymaking rather than consensus. The book argues that there was no seamless Keynesian economic policy epoch, challenging widespread misconceptions about excessive government spending in the 1960s and 1970s to offer a novel interpretation of shrinking policy space in the 1970s. Centering the multidimensional politics of official knowledge, Labarca provides an original analysis of how conflicts between competing government elite coalitions drove fragmented policy change before and after the 1970s. While most research focuses exclusively on the politics of economic ideas, Fragmented Policy Change proves that not only economic but also organizational and bureaucratic ideas, processes, and interests influence the evolution of relatively (in)coherent policy regimes.
State legislators introduce more than 100,000 bills per year and the resulting statutes that become law govern every aspect of life and business in those states. But who exactly writes these laws? In Ghostwriting Legislation, Mary Kroeger delves into the central and often-overlooked role that interest groups, think tanks, companies, and bureaucrats play in writing state law. While legislators are not expected to draft and pass legislation without the input of outside actors, Kroeger argues that a democratic defect may arise if elected officials must rely substantially on non-legislators to craft high-quality bills. Ghostwriting Legislation explores the disconnect between legislative power and legislative capacity, providing key data and insights for those who care about democracy and the separation-of-power dynamics in state legislatures.
Pearl Harbor demonstrates that war can occur when coercion (e.g., economic sanctions) works too well. To investigate this dynamic, we also engage another important, but controversial, question in this case – namely, whether the United States (US) president Franklin D. Roosevelt (FDR) deliberately sought war with Japan as a way to enter the war in Europe. Contrary to some scholars, our analysis concludes that FDR was aware of the total oil embargo that Acheson implemented and that FDR wanted war. Indeed, the US made only one serious attempt to avoid war – the modus vivendi proposal. FDR supported the proposal because he thought it would give the US more time to prepare. Tojo may have entertained the proposal, but he never received it because Chiang Kai-shek and Churchill vetoed it. The latter needed the US to intervene in the war to increase their chances of winning. This is yet another example of alliances promoting war – in this instance, by vetoing a peace proposal. Finally, we consider why Japan was willing to attack the US, even though it knew the US was more powerful.
Thousands of federal policies have been produced by coalitions of executive agencies over the last few decades. Despite this, little attention has been paid to why agencies collaborate. The decision among relatively autonomous agencies to collaborate and therefore cede some of their power demands theoretical attention. I argue that agencies form coalitions to overcome legislative oversight attempts by activating veto points and exploiting collective action problems in Congress. Using data on dozens of agencies over twenty-four years, I find that agencies form policy-making coalitions when it helps them activate veto points and exploit collective action problems among their overseers in Congress: namely, committee freeriding in oversight and legislative gridlock in lawmaking. These collective action problems, in turn, inhibit Congressional attempts to overturn bureaucratically led policies and therefore allow agency policies to stick. Agencies form coalitions actively in order to insulate their policies against congressional oversight.
When implementing EU policies, national policy bureaucracies often face a goal conflict when national policy preferences are not aligned with the EU policy and they are granted little discretion in implementation: While customized implementation allows them to adjust EU policies to the national context, it also risks noncompliance with EU law and blame for unpopular EU policies. This bureaucratic politics perspective has received little attention in institutionalist and interest-based explanations of customized implementation. With a bureaucratic politics approach, this article argues that national governments pursue strategies of blame avoidance and reputation seeking when confronted with high goal conflict between timely and correct implementation and substantive (national) policy goals. This argument is illustrated in a comparative case study on the implementation of the EU Single-Use Plastics Directive in France and Germany. This article identifies bureaucratic strategies of blame avoidance and reputation seeking as an underlying mechanism of customized implementation.
Do advisers affect foreign policy and, if so, how? Recent scholarship on elite decision making prioritizes leaders and the institutions that surround them, rather than the dispositions of advisers themselves. We argue that despite the hierarchical nature of foreign policy decision making, advisers’ predispositions regarding the use of force shape state behavior through the counsel advisers provide in deliberations. To test our argument, we introduce an original data set of 2,685 foreign policy deliberations between US presidents and their advisers from 1947 to 1988. Applying a novel machine learning approach to estimate the hawkishness of 1,134 Cold War–era foreign policy decision makers, we show that adviser-level hawkishness affects both the counsel that advisers provide in deliberations and the decisions leaders make: conflictual policy choices grow more likely as hawks increasingly dominate the debate, even when accounting for leader dispositions. The theory and findings enrich our understanding of international conflict by demonstrating how advisers’ dispositions, which aggregate through the counsel advisers provide, systematically shape foreign policy behavior.
This chapter focuses primarily on the Department of State and the National Security Council in foreign policy making, and also outlines the key role of several economic departments in that process.
Why do executive agencies form coalitions? Legislative coalitions are widely theorized and studied, but less attention has been paid to executive coalitions. Executive agencies’ dependence on the political branches calls for a distinctive theory of coalition building. This article presents such a theory, arguing that agencies form coalitions to optimize their autonomy given their subordinate position in a separation of powers system by signaling to overseers that their policies are efficient and should be maintained. Bureaucrats form coalitions actively to advance their policy goals in the face of political opposition. Using data on dozens of agencies over seventeen years, I find that agencies are most likely to form coalitions when their preferences are misaligned with the president but aligned with each other. I also find evidence that coalitions send credible signals that bureaucratic policies are efficient since Office of Information and Regulatory Affairs is less likely to request regulatory revisions of policies produced by coalitions.
Why do policy experimentation regimes breakdown? And, if there are recognizable patterns of experimental failure, what might explain the variation? Focusing on aviation, finance and food safety, this article considers why a policy style that has been credited with China's successes in the past is failing to address governance challenges in these sectors at present. The article moves beyond discussions of policy mis-implementation by reframing experimental failure as a case of policy maladaptation under conditions of complexity and ambiguity. Maladaptation describes how approaches used in previous periods to foster adaptation can inadvertently make a system less resilient in the future. The analysis shows how the degree of consolidation of previously successful experimental regimes lends itself to certain types of maladaptation in the present: consolidated regimes are unable to generate policy alternatives (aviation), moderately consolidated regimes are maladapted for selection (finance), and unconsolidated regimes impede niche creation (food safety).
The last two decades have witnessed a substantial change in the media environment, growing polarization of the two dominant parties, and increasing inequality of wealth and income. These profound changes necessitate updating our understanding of political accountability. Accountability Reconsidered examines how political accountability functions in the US today given the dramatic changes in voting behavior, media, congressional dynamics, and relations between branches. With particular attention to policymaking, this volume uses original research to analyze micro-foundations of voter behavior, examining its implications for incentives and offering insight into the accountability relationships among voters, interest groups, legislators, and government bureaucracy. Combining contributions from leading experts who write about the political system synoptically with those who focus on specific elements, Accountability Reconsidered brings together distinct perspectives to focus on the effect of the informational environment on government officials, bridging up-to-date knowledge about accountability mechanisms with our overall understanding of political accountability.
China's green transition is often perceived as a lesson in authoritarian efficiency. In just a few years, the state managed to improve air quality, contain dissent, and restructure local industry. Much of this was achieved through top-down, 'blunt force' solutions, such as forcibly shuttering or destroying polluting factories. This book argues that China's blunt force regulation is actually a sign of weak state capacity and ineffective bureaucratic control. Integrating case studies with quantitative evidence, it shows how widespread industry shutdowns are used, not to scare polluters into respecting pollution standards, but to scare bureaucrats into respecting central orders. These measures have improved air quality in almost all Chinese cities, but at immense social and economic cost. This book delves into the negotiations, trade-offs, and day-to-day battles of local pollution enforcement to explain why governments employ such costly measures, and what this reveals about a state's powers to govern society.
Chapter 5 dissects power dynamics among actors involved in immigration policy in Morocco before and after the 2013 reform: the monarchy and administration, international, national, and migrant civil society organizations, as well as international organizations, legal actors, and the private sector. I demonstrate that immigration policy liberalization not only emerged out of Morocco’s autocratic political structures – a dynamic I call the illiberal paradox – but also consolidated them. In particular, I show that the monarchy mobilized the expansion of migrants’ rights, as well as its relations with the administration and an expanding civil society to portray the king as a ‘liberal’ monarch. In this process, legal actors and elected politicians have only played a subordinate role. However, these ‘regime effects’ in domestic politics did not absorb resistances and diverging views within the administration, with actors keeping their room for manoeuvre regarding agenda-setting and policy implementation.
Chapter 7 dissects power dynamics among actors involved in immigration policy in Tunisia through the 2011 regime change: democratic state institutions and the administration; CSOs and migrant associations; international organizations, legal actors, and the private sector. I show how democratization affected immigration policy processes in ambiguous ways and explain why the increase in citizens’ political freedoms and civil society activism has not spilled over into more openness towards immigration. After 2011, policy processes became more inclusive, as the role of Tunisia’s parliament and civil society was strengthened. However, democratization also brought inter-actor dynamics to the fore that put a break to immigration reform plans, such as turf wars within the administration or governmental volatility. At the same time, the democratic transition has only partially affected immigration policymaking, as dynamics of international norm adherence and the ambiguous role of employers in Tunisia’s largely informal economy remained relatively unaffected by the regime change. In this context, political elites opted for restrictive policy continuity instead of translating migratory experiences and democratic ideals into liberal immigration reform.
Why are some subnational governments more likely to lobby the national government than others? Extant research in social sciences has widely discussed lobbying dynamics in the private sector. However, governments lobby governments, too. In the United States, lobbying is a popular strategy for state and local governments to obtain resources from and influence policies in the federal government. Nevertheless, extant research offers limited theoretical analysis or empirical evidence on this phenomenon. This Element provides a comprehensive study of intergovernmental lobbying activities in the United States and, in particular, an institutional analysis of the lobbying decisions of state and local governments. The study findings contribute to public administration, public policy, and political science literature by offering theoretical and empirical insights into the institutional factors that might influence subnational policymaking, fiscal resource management, intergovernmental relations, and democratic representation.
Traditional analysis of China's policy experimentation has focused on the role of central–local relations and rotating leaders in shaping the local agenda-setting process. Less is known about the role of less mobile mid-level local bureaucrats who serve as bridges in the implementation process. This paper examines why some cities have performed better than others at implementing and maintaining low-carbon policy experiments. Drawing on a comparison of four case cities and over 100 expert interviews, I argue that the availability of bureaucratic entrepreneurs and their resource mobilization capacity determine the level of local engagement in climate policy experimentation. This study shows that the institutionalization of local policy experiments is not only driven by the central government or rotating top local leaders but also by bureaucratic entrepreneurs who help policy experiments survive periodic changes in the bureaucracy. The findings have important implications for the fulfilment of China's 2060 carbon neutrality pledge.
Judicial performance evaluation systems, such as The Case Quality Assessment System (CQAS), examined in this chapter, provided the baseline institutional incentives for Chinese judges and determines the stakes for judges’ career-related decisions, setting up dynamic interactions between legal processes, forms, and substances in urban China. In the terms of ecology-based socio-legal theory, judges in these distinct strata act to enhance their own survival in a process of “competitive co-operation.” Judges’ navigation of the CQAS is critical to understanding the influence of stratified local legal markets in urban China on judicial selection institutions and personal autonomy.
Chapter 4 pivots from daily judicial routine to the bureaucratic politics of hierarchy within civil service judiciaries. Contra the conventional wisdom that applying European law and soliciting theEuropean Court of Justice (ECJ) emancipated lower courts from supreme court control, it argues that the few low-level judges who wield European law to empower themselves are most likely to be positioned within decentralized judiciaries wherein they already enjoy sufficient autonomy and discretion to occasionally promote bottom-up change. European legal integration thus builds upon and is constrained by the hierarchical politics within state judiciaries. To support these claims, the chapter compares the willingness of lower courts to solicit the ECJ and rebel against national law and their superiors in the French administrative courts– a rigid hierarchy under the Council of State– and the French civil courts– a less hierarchical order under the Court of Cassation. For external validity, it concludes with a shadow case study of Germany’s more decentralized administrative judiciary. The chapter speaks to readers interested in the mechanisms of bureaucratic domination within judiciaries, the institutional conditions that enable and quash judicial rebellions, and how hierarchical politics constrain judges’ capacity to serve as agents of change.