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The inverse spectral theory for a self-adjoint one-dimensional Dirac operator associated periodic potentials is formulated via a Riemann–Hilbert problem (RHP) approach. The resulting formalism is also used to solve the initial value problem for the non-linear Schrödinger (NLS) equation. A uniqueness theorem for the solutions of the RHP is established, which provides a new method for obtaining the potential from the spectral data. Two additional, scalar RHPs are also formulated that provide conditions for the periodicity in space and time of the solution generated by arbitrary sets of spectral data. The formalism applies for both finite-genus and infinite-genus potentials. The formalism also shows that only a single set of Dirichlet eigenvalues is needed in order to uniquely reconstruct the potential of the Dirac operator and the corresponding solution of the defocusing NLS equation, in contrast with the representation of the solution of the NLS equation via the trace formulae in the finite-genus formalism, in which two different sets of Dirichlet eigenvalues are used.
We study expansions of Hilbert spaces with a bounded normal operator T. We axiomatize this theory in a natural language and identify all of its completions. We prove the definability of the adjoint $T^*$ and prove quantifier elimination for every completion after adding $T^*$ to the language. We identify types with measures on the spectrum of the operator and show that the logic topology on the type space corresponds to the weak*-topology on the space of measures. We also give a precise formula for the metric on the space of $1$-types. We prove all completions are stable and characterize the stability spectrum of the theory in terms of the spectrum of the operator. We also show all completions, regardless of their spectrum, are $\omega $-stable up to perturbations.
In this paper, we introduce and explore the notion of rigidity group, associated with a collection of finitely many sequences, and show that this concept has many, somewhat surprising characterizations of algebraic, spectral, and unitary nature. Furthermore, we demonstrate that these characterizations can be employed to obtain various results in the theory of generic Lebesgue-preserving automorphisms of $[0,1]$, IP-ergodic theory, multiple recurrence, additive combinatorics, and spectral theory. As a consequence of one of our results, we show that given $(b_1,\ldots , b_\ell )\in \mathbb {N}^\ell $, there is no orthogonal vector $(a_1,\ldots ,a_\ell )\in \mathbb {Z}^\ell $ with some $|a_j|=1$ if and only if there is an increasing sequence of natural numbers $(n_k)_{k\in \mathbb {N}}$ with the property that for each $F\subseteq \{1,\ldots ,\ell \}$, there is a $\mu $-preserving transformation $T_F:[0,1]\rightarrow [0,1]$ ($\mu $ denotes the Lebesgue measure) such that for any measurable $A,B\subseteq [0,1]$,
Addressing the active and challenging field of spectral theory, this book develops the general theory of spectra of discrete structures, on graphs, simplicial complexes, and hypergraphs. In fact, hypergraphs have long been neglected in mathematical research, but because of the discovery of Laplace operators that can probe their structure, and their manifold applications from chemical reaction networks to social interactions, they have now become one of the most active areas of interdisciplinary research. The authors' analysis of spectra of discrete structures embeds intuitive and easily visualized examples, which are often quite subtle, within a general mathematical framework. They highlight novel research on Cheeger-type inequalities that connect spectral estimates with the geometry, more precisely the cohesion, of the underlying structure. Establishing mathematical foundations and demonstrating applications, this book will be of interest to graduate students and researchers in mathematics working on the spectral theory of operators on discrete structures.
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Part II
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Eigenvalues and Eigenfunctions on Simplicial Complexes and Hypergraphs
Jürgen Jost, Max-Planck-Institut für Mathematik in den Naturwissenschaften, Leipzig,Raffaella Mulas, Vrije Universiteit Amsterdam,Dong Zhang, Peking University
In this chapter, we introduce the theory of Lovász extensions as a powerful tool for studying eigenvalue problems and, in particular, Cheeger-type inequalities.
We use spectral theory and algebraic geometry to establish a higher-degree analogue of a Szemerédi–Trotter-type theorem over finite fields, with an application to polynomial expansion.
We study the behaviour of the norm of the resolvent for non-self-adjoint operators of the form $A := -\partial_x + W(x)$, with $W(x) \ge 0$, defined in ${L^2}({\mathbb{R}})$. We provide a sharp estimate for the norm of its resolvent operator, $\| (A - \lambda)^{-1} \|$, as the spectral parameter diverges $(\lambda \to +\infty)$. Furthermore, we describe the C0-semigroup generated by −A and determine its norm. Finally, we discuss the applications of the results to the asymptotic description of pseudospectra of Schrödinger and damped wave operators, and also the optimality of abstract resolvent bounds based on Carleman-type estimates.
We consider the non-linear Schrödinger equation(Pμ)
\begin{equation*}\begin{array}{lc}-\Delta u + V(x) u = \mu f(u) + |u|^{2^*-2}u, &\end{array}\end{equation*}
in $\mathbb{R}^N$, $N\geq3$, where V changes sign and $f(s)/s$, s ≠ 0, is bounded, with V non-periodic in x. The existence of a solution is established employing spectral theory, a general linking theorem due to [12] and interaction between translated solutions of the problem at infinity with some qualitative properties of them.
Let $S=\{p_1, \ldots , p_r,\infty \}$ for prime integers $p_1, \ldots , p_r.$ Let X be an S-adic compact nilmanifold, equipped with the unique translation-invariant probability measure $\mu .$ We characterize the countable groups $\Gamma $ of automorphisms of X for which the Koopman representation $\kappa $ on $L^2(X,\mu )$ has a spectral gap. More specifically, let Y be the maximal quotient solenoid of X (thus, Y is a finite-dimensional, connected, compact abelian group). We show that $\kappa $ does not have a spectral gap if and only if there exists a $\Gamma $-invariant proper subsolenoid of Y on which $\Gamma $ acts as a virtually abelian group,
We use tools from free probability to study the spectra of Hermitian operators on infinite graphs. Special attention is devoted to universal covering trees of finite graphs. For operators on these graphs, we derive a new variational formula for the spectral radius and provide new proofs of results due to Sunada and Aomoto using free probability.
With the goal of extending the applicability of free probability techniques beyond universal covering trees, we introduce a new combinatorial product operation on graphs and show that, in the noncommutative probability context, it corresponds to the notion of freeness with amalgamation. We show that Cayley graphs of amalgamated free products of groups, as well as universal covering trees, can be constructed using our graph product.
The Dagum family of isotropic covariance functions has two parameters that allow for decoupling of the fractal dimension and the Hurst effect for Gaussian random fields that are stationary and isotropic over Euclidean spaces. Sufficient conditions that allow for positive definiteness in $\mathbb{R}^d$ of the Dagum family have been proposed on the basis of the fact that the Dagum family allows for complete monotonicity under some parameter restrictions. The spectral properties of the Dagum family have been inspected to a very limited extent only, and this paper gives insight into this direction. Specifically, we study finite and asymptotic properties of the isotropic spectral density (intended as the Hankel transform) of the Dagum model. Also, we establish some closed-form expressions for the Dagum spectral density in terms of the Fox–Wright functions. Finally, we provide asymptotic properties for such a class of spectral densities.
We show that all self-adjoint extensions of semibounded Sturm–Liouville operators with limit-circle endpoint(s) can be obtained via an additive singular form-bounded self-adjoint perturbation of rank equal to the deficiency indices, say $d\in \{1,2\}$. This characterization generalizes the well-known analog for semibounded Sturm–Liouville operators with regular endpoints. Explicitly, every self-adjoint extension of the minimal operator can be written as
where $\boldsymbol {A}_0$ is a distinguished self-adjoint extension and $\Theta $ is a self-adjoint linear relation in $\mathbb {C}^d$. The perturbation is singular in the sense that it does not belong to the underlying Hilbert space but is form-bounded with respect to $\boldsymbol {A}_0$, i.e., it belongs to $\mathcal {H}_{-1}(\boldsymbol {A}_0)$, with possible “infinite coupling.” A boundary triple and compatible boundary pair for the symmetric operator are constructed to ensure that the perturbation is well defined and self-adjoint extensions are in a one-to-one correspondence with self-adjoint relations $\Theta $.
The merging of boundary triples with perturbation theory provides a more holistic view of the operator’s matrix-valued spectral measures: identifying not just the location of the spectrum, but also certain directional information.
As an example, self-adjoint extensions of the classical Jacobi differential equation (which has two limit-circle endpoints) are obtained, and their spectra are analyzed with tools both from the theory of boundary triples and perturbation theory.
We construct families of translationally invariant, nearest-neighbour Hamiltonians on a 2D square lattice of d-level quantum systems (d constant), for which determining whether the system is gapped or gapless is an undecidable problem. This is true even with the promise that each Hamiltonian is either gapped or gapless in the strongest sense: it is promised to either have continuous spectrum above the ground state in the thermodynamic limit, or its spectral gap is lower-bounded by a constant. Moreover, this constant can be taken equal to the operator norm of the local operator that generates the Hamiltonian (the local interaction strength). The result still holds true if one restricts to arbitrarily small quantum perturbations of classical Hamiltonians. The proof combines a robustness analysis of Robinson’s aperiodic tiling, together with tools from quantum information theory: the quantum phase estimation algorithm and the history state technique mapping Quantum Turing Machines to Hamiltonians.
In this paper we analyze a simple spectral method (EIG1) for the problem of matrix alignment, consisting in aligning their leading eigenvectors: given two matrices A and B, we compute two corresponding leading eigenvectors $v_1$ and $v'_{\!\!1}$. The algorithm returns the permutation $\hat{\pi}$ such that the rank of coordinate $\hat{\pi}(i)$ in $v_1$ and that of coordinate i in $v'_{\!\!1}$ (up to the sign of $v'_{\!\!1}$) are the same.
We consider a model of weighted graphs where the adjacency matrix A belongs to the Gaussian orthogonal ensemble of size $N \times N$, and B is a noisy version of A where all nodes have been relabeled according to some planted permutation $\pi$; that is, $B= \Pi^T (A+\sigma H) \Pi $, where $\Pi$ is the permutation matrix associated with $\pi$ and H is an independent copy of A. We show the following zero–one law: with high probability, under the condition $\sigma N^{7/6+\epsilon} \to 0$ for some $\epsilon>0$, EIG1 recovers all but a vanishing part of the underlying permutation $\pi$, whereas if $\sigma N^{7/6-\epsilon} \to \infty$, this method cannot recover more than o(N) correct matches.
This result gives an understanding of the simplest and fastest spectral method for matrix alignment (or complete weighted graph alignment), and involves proof methods and techniques which could be of independent interest.
We compute the deficiency spaces of operators of the form $H_A{\hat {\otimes }} I + I{\hat {\otimes }} H_B$, for symmetric $H_A$ and self-adjoint $H_B$. This enables us to construct self-adjoint extensions (if they exist) by means of von Neumann's theory. The structure of the deficiency spaces for this case was asserted already in Ibort et al. [Boundary dynamics driven entanglement, J. Phys. A: Math. Theor.47(38) (2014) 385301], but only proven under the restriction of $H_B$ having discrete, non-degenerate spectrum.
Many special functions are eigenfunctions to explicit operators, such as difference and differential operators, which is in particular true for the special functions occurring in the Askey scheme, its q-analogue and extensions. The study of the spectral properties of such operators leads to explicit information for the corresponding special functions. We discuss several instances of this application, involving orthogonal polynomials and their matrix-valued analogues.
Let X = (Xt)t≥0 be a stochastic process issued from $x \in \mathbb{R}$ that admits a marginal stationary measure v, i.e. vPtf = vf for all t ≥ 0, where $\textbf{P}_t\,f(x)= \mathbb{E}_x[f(\textbf{X}_t)]$. In this paper, we introduce the (resp. biorthogonal) spectral projections correlation functions which are expressed in terms of projections.” Also, update first published online date, if available. into the eigenspaces of Pt (resp. and of its adjoint in the weighted Hilbert space L2 (v)). We obtain closed-form expressions involving eigenvalues, the condition number and/or the angle between the projections in the following different situations: when X = X with X = (Xt)t ≥ 0 being a Markov process, X is the subordination of X in the sense of Bochner, and X is a non-Markovian process which is obtained by time-changing X with an inverse of a subordinator. It turns out that these spectral projections correlation functions have different expressions with respect to these classes of processes which enables to identify substantial and deep properties about their dynamics. This interesting fact can be used to design original statistical tests to make inferences, for example, about the path properties of the process (presence of jumps), distance from symmetry (self-adjoint or non-self-adjoint) and short-to-long-range dependence. To reveal the usefulness of our results, we apply them to a class of non-self-adjoint Markov semigroups studied in Patie and Savov (to appear, Mem. Amer. Math. Soc., 179p), and then time-change by subordinators and their inverses.
By using methods of subordinacy theory, we study packing continuity properties of spectral measures of discrete one-dimensional Schrödinger operators acting on the whole line. Then we apply these methods to Sturmian operators with rotation numbers of quasibounded density to show that they have purely $\unicode[STIX]{x1D6FC}$-packing continuous spectrum. A dimensional stability result is also mentioned.